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OVERVIEW
CHAPTER CONTENTS
T he middle and posterior layers of lumbar fasciae encapsu
Overview 141 late the paraspinal muscles and provide attachment for
Anatomy and biomechanics 141 muscles converging from the back, limbs and abdominal
Anterior layer of lumbar fascia 141 wall. It has been proposed that these fasciae support the
Middle layer of lumbar fascia 142 lumbar spine and sacroiliac joint via several mechanisms.
Bony and ligamentous attachments 142 T his chapter presents current evidence from anatomical,
Fibre orientation 142 biomechanical, electromyographic (EMG) intra-abdominal
Features and stiffness 142 (lAP) and intramuscular pressure studies. It incorporates
Muscle attachments 143 these with proposed functions of fasciae and in particular
Tensile effects of muscle attachments 143 with models of segmental control. T he magnitude of forces
Posterior layer of lumbar fascia 144 involved and roles in different planes are discussed, with
Bony and ligamentous attachments 144 reference to directions for future research and low back
Fibre orientation 144 pain management.
Features and stiffness 144
Muscle attachments 145 ANATOMY AND BIOMECHANICS
Features of attached muscle regions 145
T he lumbar fasciae are arranged in three layers. The ante
Tensile effects of muscle attachments 145
rior layer (ALF) is thin and membranous while the middle
Segmental control 146
and posterior layers (MLF, PLF) are more fibrous. The latter
Comparative features of the middle and posterior
two attach to lumbar transverse and spinous processes
layers of the lumbar fasciae 146
(respectively), collectively enclosing the paraspinal mus
Related muscles 147
cles. All three layers meet and fuse at the lateral raphe,
Attachments and classification 147
between the twelfth rib and iliac crest (Farfan 1995).
General EMG activity 147
Attachments at this raphe include fascicles from transver
Local regional EMG activity 147
sus abdominis (TrA), internal oblique (10) and external
Global regional EMG activity 148
oblique (EO) as well as latissimus dorsi (LD) (Barker et al
Biomechanical roles of the lumbar fasciae 148
2004, Bogduk & Macintosh 1984, Bogduk et al 1998, Tesh
Longitudinal tension generation 148
1986, Vleeming et a11995) (Fig. 11.1).
Hydraulic amplifier effect 148
Lumbar fasciae are also termed 'thoracolumbar ' fasciae,
Lumbar segmental control 148
although only the posterior layer extends above the level of
Load transfer across the midline 148
the twelfth rib and correctly deserves this name. Even 'fas
Sacroiliac stability 149
cia' may be an inappropriate classification for these tissues
Proprioception 149
(Bogduk 1997, Gallaudet 1931), since the MLF and PLF
Magnitude of segmental forces 149
blend medially with vertebral ligaments and form aponeu
Planar stability 150
rotic attachments for TrA and LD, so might also be consid
Coronal stability 150
ered ligamentous or tendinous (Bogduk 1997).
Sagittal stability 150
Transverse stability 150
Anterior layer of lumbar fascia
Fascial disruption 151
Conclusion 151 The anterior layer of lumbar fascia (ALF) covers quadratus
lumborum (QL), joins the MLF laterally at the lateral raphe
142 FOUNDATION SCIENCES FOR MANUAL THERAPY
Figure 11.1 The lumbar fasciae in cross-section at L4 and L2. Note 10's attachment to the lateral raphe below L3 and EO's attach ment to
it above L3. Reprod uced from Barker and Briggs 1999 Spine 24 (17) : 1757-1764 with permission from Lippin cott, Williams Et Wilkins.
Key: EO = external oblique; 10 = internal oblique; TrA = transversus abdominis; LD = l atissimus dorsi; QL = quad ratus l u mborum; Ps = psoas;
Mf = mul tifidus; ALF = anterior lumbar fascia; MLF = middle l u m ba r fascia; PLF = posterior l u mbar fascia.
and inserts medially on the anterior surface of each lumbar with fascicles from the mid-region of TrA (Barker et al
transverse process. It is thin (0.1 mm), membranous (Barker et 2004b, Urquhart et a12004). At the lateral raphe, a few fibres
al 2004b) and may blend with the fascia over psoas laterally. of the MLF may be reflected posteriorly to join the deep
The ALF displays thickenings superiorly and laterally. lamina of the PLF, encircling the lateral border of erector
The lateral arcuate ligament is the superior thickening, pro spinae (Tesh et al 1987). Since fibre orientation indicates the
viding attachment for the diaphragm and covering the directional stiffness of a tissue (Hukins 1984, 1985; Minns et
upper part of QL. A second thickening passes vertically al 1973), the MLF is likely to be stiffer transversely.
between the tip of the twelfth rib and the iliac crest. The
remainder of the ALF lacks fibres and its capacity for tensile Features and stiffness
transmission appears to be minimal. The width of the MLF, from transverse processes to lateral
raphe, is only 2-3 cm, the aponeurosis of TrA extending
Middle layer of lumbar fascia
Fibre orientation
Fibres of the MLF radiate laterally from the tips of lumbar
transverse processes. Superolateral fibres are short (-2 cm),
angled up to 30 degrees above the horizontal before joining
inferolateral fibres from the transverse process above, to Figure 11.2 The middle layer of lumbar fascia. Note the thi.<;k
form fibrous 'arches' between the processes (Barker et al attachments of the MLF to tran sverse p rocesses, the extensive TrA
2004b, Tesh et al 1987, Testut & Latarjet 1948) (see Fig. 11.2). aponeu rosis a n d that MLF fibres are angled m o re towards horizon
The majority of fibres are directed inferolaterally (approxi tal inferiorly. Reproduced with permission from Barker et al 2004b.
mately 10-25 degrees below horizontal) and are continuous Key: TrA = transversus abdominis; MLF = middle l u mbar fascia.
The lumbar fasciae and segmental control 143
beyond this for 5-6 cm (Barker et al 2004a, 2004b) (see Fig. Tensile effects of muscle attachments
11.2). The average thickness of the MLF varies greatly, being Raster photography, a technique to indicate tensile trans
more than 50% thicker at its attachments to the transverse mission between muscles and fascia by comparing move
processes than between them (0.62:0.40 mm; Barker et al ment of fascial markers against a reference grid, was
2004b). These attachments are aligned primarily horizon described by Vleeming et al (1995). Tension was applied
tally and may avulse the transverse process tips during to fascial attachments to simulate the effect of muscle
contraction of TrA (Marshall 2001). Avulsion of the contraction.
processes has been observed in dissections by traction on A similar technique was employed to determine the area
the MLF, confirming its capacity to transmit loads to the of fascial movement following tensile loading of the lateral
vertebral column (Barker et al 2004b). In unembalmed abdominal muscles and MLF in unembalmed cadavers
cadavers, .transverse tensile loads of up to 50 N have been (Barker et al 2004a). Tension on the attachment of TrA dis
applied to TrA without the muscle or MLF tearing; how placed more than double the area of fasciae than tension on
ever, their maximum capacity is likely to be greater than 10 or EO (Fig. 11.3) and resisted higher applied tension
50 N (Barker et a12004a). before failure. A strain gauge inserted into the MLF and PLF
Although mechanical testing of the MLF on isolated at their vertebral (13) attachments indicated tension applied
segments is difficult (Tesh 1986), early anatomical texts to TrA was transmitted more effectively to the MLF, its ten
referred to it as the strongest layer of lumbar fascia sile force being almost twice that of the PLF and transmitted
(Davies-Colley 1894, Sharpey et al 1867) and limited in direct to vertebrae rather than across the midline (Barker et
vitro tests support this. In an unembalmed cadaver, Tesh a12004a) (see Fig. 11.3). Tesh's work (Tesh 1986) indicates the
(1986, 1987) inserted a balloon confined (by rigid horizon MLF is also most likely to transmit tensile forces generated
tal dividers) to the lumbar region of the abdomen, then from within TrA, since the intra-abdominal balloon pressure
applied lateral flexion torques while varying the pressure was sustained even when the PLF was incised. Mathemati
in the balloon. Increasing the pressure (from 60 to 120 cal calculations (Barker et al 2004a) indicate that during
mmHg) was noted to right the trunk against applied lat maximum contraction, the MLF may withstand a transverse
eral flexion force, requiring a proportional increase in hoop tension of 48 N per segment.
restraining force necessary to retain lateral flexion. T his TrA therefore appears to be the only muscle that can
force was up to 14.5 Nm or equivalent to 40% of the transmit tension via the MLF to all lumbar vertebrae, its
moment produced by body weight in extreme lateral flex fascicles being attached and well aligned with fibres of the
ion. If the position was sustained and both pressure and MLF throughout this region. TrA is the primary muscle
lateral flexion torque removed, then the pressure re attachment of the MLF, which in turn appears well struc
raised, the cadaver moved back to the neutral position. tured to operate as this muscle's principal aponeurosis of
The force was attributed to tension generation in the MLF origin.
(Tesh 1986, Tesh et al 1987).
The MLF possesses thickenings via which it may trans
mit loads to the vertebral column. Although its stiffness has
not been quantified, its tensile capacity is likely to be
70
greater horizontally. The capacity of the MLF to resist loads
60
in the coronal plane, at end of range lateral flexion, may be
up to 14.5 Nm. 50
1'"
40
30
�
Muscle attachments
20
The MLF is attached to fascicles of TrA, LD (Bogduk &
10
Macintosh 1984), EO and 10 (Barker et a12004a, Bogduk &
Macintosh 1984, Vleeming et al 1995). EO attaches to it 0
LD TrA GM 10 EO TrA2 102 E02
above the level of the transverse process of L3, 10 below
Posterior layer Middle layer
this level and TrA to the full length of the lateral raphe
(Barker et a12004a). The attachments of LD, 10 and EO are D Area D Tensile force
relatively small and muscular (Gallaudet 1931) and fasci
Figure 11.3 Fascial area and tensile forces. The areas of PLF and MLF
cles of 10 and LD oriented almost perpendicular to fibres
displaced and tensile forces developed in fasciae with 10 N applied
of the MLF. Other muscles including QL, iliocostalis lum tension to attached muscles. 'Tensile force' indicates the transverse
borum and the diaphragm have small attachments to the component of tensile force at L3. Reproduced from Barker and Briggs
MLF. By contrast, the attachment of TrA is extensive and 1999 Spine 24 (17): 1757-1764 with permission from Lippincott,
aponeurotic laterally (Testut & Latarjet 1948), with fasci Williams 8: Wilkins. Key: PLF = posterior lumbar fascia; MLF = middle
cles being directly continuous with fibres of the MLF lum bar fascia; LD = latissimus dorsi; TrA = transversus abdominis; GM
(Barker et al 2004b). = gluteus maximus; 10 = internal oblique; EO = external oblique.
144 FOUNDATION SCIENCES FOR MANUAL THERAPY
L
tensile transmission to the interspinous ligaments and spin Bi = biceps fem oris; Tz = trapezius; Rh = rhom boids; GM = gluteus
maximus.
ous processes.
Fibre orientation
The superficial lamina of the PLF appears cross-hatched horizontal at L5 and 30 degrees at Ll. At T9 they lie trans
below T 12. This has been attributed to fibres aligning versely, then are oriented increasingly inferolaterally to
superolaterally with LD and inferolaterally with the con become continuous with the rhomboid muscles (see Fig.
tralateral gluteus maximus (GM), (Vleeming et al 1995), 11.4). In the lumbar region, inferolateral fibres (20 degrees
although since the laminae are fused, exact origins are dif below horizontal) cross the above fibres to create a hatched
ficult to trace (Bogduk & Macintosh 1984). Serratus poste appearance (Barker & Briggs 1999).
rior inferior and TrA also have fascicles closely oriented The lattice formed by PLF fibres is thus more Closely ori
with fibres of the PLF (see Fig. 11.4) so its fibre directions ented towards a horizontal axis. Fibres in the deep lamina
may be partly attributed to these muscles (Barker et al above T12 are consistently directed superolaterally at
2004a). Fibres in the deep lamina are predominantly super 20 degrees above the horizontal but decrease at T4, above
olateral (Bogduk & Macintosh 1984). which this lamina becomes more membranous (Barker &
Fibre angles of the PLF are generally measured with the Briggs 1999).
spine in extension and are cited here with reference to a
horizontal axis. Barker & Briggs (1999) reported angles Features and stiffness
and/ or presence of fascial fibres at alternate vertebral lev The average thickness of the PLF (0.52 mm) is comparable
els throughout the PLF in 20 cadavers. Superolateral fibres with that of the middle layer (0.55 mm; Barker et aI2004b).
in the superficial lamina become more transverse in the Thickened fascial bands have been described in the PLF
upper lumbar spine, oriented almost 40 degrees above the (Bogduk & Macintosh 1984) but regional differences are
The lumbar fasciae and segmental control 145
only minor (0.56 mm) at the spinous processes compared In the thoracic region, the superficial lamina is
with between them (0.53 mm; Barker & Briggs 1999). The attached to the rhomboids up to the level of T2 and to the
increase in thickness at vertebral attachments (6%) is slight lowest fascicles of trapezius at T11/12. The superficial
compared with that observed in the middle layer (55%; lamina is also attached to LO, via an oblique aponeurotic
Barker et a12004b). junction above the iliac crest, and the contralateral GM,
Both laminae of the PLF diminish in thickness and via fibres crossing the midline below L4. Inferiorly it is
fibrosity in the thoracic region, yet the region of the super attached to ipsilateral fascicles of GM between the poste
ficial lamina between LO and rhomboid attachments can rior superior iliac spine and the median sacral crest, at
vary considerably (Barker & Briggs 1999). This lamina ends S2-4 levels.
freely at the upper border of rhomboid minor while the T he deep lamina is attached superiorly to the lower
deep lamina remains thin throughout the thoracic region, border of splenius cervicis. Here, serratus posterior supe
attaching superiorly to splenius cervicis (Barker & Briggs rior (SPS) overlies the deep lamina without attaching to it
1999) and fascia overlying the splenii (Bogduk & Macintosh and is, in turn, located deep to the rhomboids. SPS thus
1984). The deep lamina thus forms an enclosed compart separates the two laminae of the PLF without attaching to
ment that runs the length of the spine, surrounding the either, while by contrast, at upper lumbar levels, serratus
paraspinal and splenius muscles. Dye injection studies sup posterior inferior (SPI) is entirely continuous with the
port this (Peck et al1986). deep lamina. T he deep lamina attaches laterally to the
The width of the PLF, from spinous processes to lateral mid-region of TrA and to part of EO above L3 and part of
raphe, is approximately 7 cm (Barker et al 2004a) per side. 10 below it. This lamina also has variable inferior attach
It lies approximately 7 cm behind the instantaneous axis of ments to the lumbar erector spinae aponeurosis (below L5;
rotation for flexion, with almost double the moment arm of Hutchinson & Oall 1994) and the sacrotuberous ligament,
most posterior ligaments (Tesh 1986, Tesh et al 1987). which may provide indirect attachment to biceps femoris
Mechanical testing using samples of PLF indicates it may (Vleeming et al 1989).
be up to four times stiffer transversely than longitudinally,
and three times stiffer transversely than in an oblique Features of attached muscle regions
(inferolateral) direction (Tesh 1986). Consistent with other Most attachments to the PLF consist of groups of adjacent
connective tissues, stiffness of the PLF increases with defor fascicles rather than entire muscle bellies, the exceptions
mation (Tesh 1986, Yahia et al1993). being SPI and rhomboid muscles. All attachments have
Transverse stiffness of samples of PLF has been reported varying fascicle directions, lengths, moment arms and
at up to 113 MPa, which is relatively unimpressive com cross-sectional areas and consequently different vectors
pared with other fasciae (Tesh 1986). T his, however, may be and capacities for stiffness or torque generation (Bergmark
an underestimate, since isolated samples tend to be weaker 1989).
than entire intact tissues with in situ attachments (Adams Attaching fascicles of LO and GM are relatively long,
1995, Adams & Green 1993). During maximal IAP and with directed superolaterally towards the axilla and inferolater
contraction of the paraspinal muscles, the PLF has been ally towards the iliotibial tract, respectively. SPI has shorter
estimated mathematically to withstand a maximum trans fascicles, passing superolaterally toward the lower four
verse ('hoop') tension of 90 N at each segment (Tesh 1986), ribs. Attaching fascicles of EO and TrA are relatively long
although subsequent analysis indicates this tension is more and pass anteroinferiorly; those of EO almost vertically to
correctly attributed to the MLF (Barker et al 2004a). Tests the anterior iliac crest and those of TrA to the rectus sheath.
applying sub-failure tension to attached fascicles of TrA 10's attached fascicles are comparatively short, passing
indicate the PLF is likely to withstand at least 50 N tension superolaterally to the lower three to four ribs (Williams et al
(Barker et a12004a). 1995) (see Fig. 11.4).
The numeric stiffness of the PLF is uncertain, but its Cross-sectional areas of the muscle attachments vary
transverse stiffness is up to four times greater than its lon considerably. LO, TrA, SPI, EO and 10 are generally thin,
gitudinal stiffness. Small tensile loads applied to muscle broad muscles, with fascial attachments of LO and TrA
attachments are easily transmitted via the lumbar fasciae to being the most extensive. Bogduk et al (1998) reported
vertebrae (Barker et al 2004a) and may play a role in influ fibres of LO had insufficient cross-sectional area to pro
encing segmental movement around the neutral position. duce torque via the PLF at the sacroiliac joint (Bogduk et
al 1998), but the attachment of GM appears to have a more
Muscle attachments substantial cross-sectional area (P. J. Barker, unpublished
The PLF receives the same attachments via the lateral raphe work, 2003).
as the MLF (see Fig. 11.1A, B) as well as attachments from
many extrinsic back muscles. These are illustrated (see Fig. Tensile effects of muscle attachments
11.4) from superiorly to inferiorly, using combined findings Vleeming et al (1995) applied 50 N tension to attachments
of dissection and tensile studies (Barker & Briggs 1999, of the PLF in embalmed cadavers, reporting that both
Bogduk & Macintosh 1984, Vleeming et al 1995). LO and GM transmitted tension to the posterior layer of
146 FOUNDATION SCIENCES FOR MANUAL THERAPY
L
lumbar fascia contralaterally, LD up to 2 cm and GM up to PLF tension and L3I4 movement (sagitlal) 20N lateral
tension on PLF
4 cm past the midline. Traction to 5PI and EO, biceps 250
:Jl
greatly increased tensile transmission, with every muscle "0
.S! 100
Ci. Zones of
tested (LD, GM, TrA, 10, EO) producing fascial movement a.
«
and tension on EO above it. Tension on both obliques often Figure 11.5 The effect of PLF tension on sagittal segmental
produced only unilateral displacement (Barker et al 2004a). movement. Typical load deformation cu rve taken from the L3-4
Transverse tensile force in the PLF was also found to be segment d u ri n g sagittal rotatio n . Note that with 20 N ap plied lat
greatest when tension was applied to LD and TrA, with up eral tension to the PLF, the cu rve moves to the left, its gradient
to 50% of applied tensile force being transmitted to the fas in dicating an increased stiffness in early sagittal displacemen t but
cia adjacent to the L3 spinous process (Barker et al 2004a) n o change at the end of the range. Adapted from Tesh 1986.
Key: PLF posterio r l umbar fascia.
(see Fig. 11.3).
=
Whether a similar stabilizing effect may be produced via T he MLF and PLF thus provide mechanisms via which
the MLF remains to be demonstrated. (primarily) TrA may influence segmental control. T heir effi
ciency depends on the effectiveness of contraction of TrA,
which requires optimum motor control (Hodges &
Related muscles
Richardson 1996, McGill & Norman 1993).
Attachments and classification
Functionally, spinal muscles may be classified as either Local regional EMG activity
'global' or 'local' (Bergmark 1989). Global muscles attaching Regions of muscles that have different fascial attachments
to the spine, including GM or LD, are generally superficial may also have different functions. To clarify the effect of
and responsible for generating large torques, whereas local each muscle, EMG activity within the relevant (attached or
muscles such as multifidus are deeper, with segmental enclosed) muscle region must be considered.
attachments that generate small torques but are more T he middle fascicles of TrA, which originate between
important in influencing intersegmental movement. the iliac crest and lower border of the costal margin, are
Although not originally classified (Bergmark 1989), TrA's those typically recorded from in EMG studies (Cresswell
anatomy (Barker et al 2004b, Urquhart et a12004), and EMG et al 1992, Hodges & Richardson 1997b, 1998, Hodges et
activity (Hodges & Richardson 1997b) are consistent with a al 1999). T he contraction onset of TrA is noted to be
local function (Richardson et aI1999). T he lumbar fasciae are delayed relative to the onset of the prime mover in sub
related to muscles from both groups as well as some that are jects with low back pain (Hodges et al 2001) and the
classified as part local and part global. T hese include QL, 10 subsequent contraction becomes more phasic in nature
and certain regions of the erector spinae (Bergmark 1989). (Hodges & Richardson 1996, Hodges et al 2001). TrA's
10 was considered to be a partly local muscle due to its contraction prior to limb movement has invariably been
attachment to the lumbar fasciae (Bergmark 1989) and so reported unilaterally, although studies performed on dif
EO might similarly be allocated to both categories. Both ferent sides and during bilateral limb movement consis
obliques are, however, primarily attached to the ribcage tently show this feature (Hodges & Richardson 1997b,
and pelvis, so better suited to act as global trunk rotators. Hodges et al 1999), indicating the contraction may occur
Local and global muscles may respond differently to low bilaterally.
back injury, with wasting and/or dysfunction documented Additional activity in middle fascicles of TrA has been
in the former and excessive levels of co-contraction pro noted during trunk and pelvic rotation, with greater (uni
posed to develop in the latter (Richardson et aI1999). lateral) activity in ipsilateral trunk rotation and opposite
pelvic rotation (Cresswell et aI1992). TrA's lowest fascicles
General EMG activity may behave in a more tonic fashion than its middle fascicles
In healthy subjects, collective EMG findings reveal that throughout limb movements (Hodges et aI1999).
local muscles such as TrA and the deep fascicles of multi Only the posterior fascicles of 10 and EO attach to ver
fidus are active prior to the prime movers for limb move tebrae via the MLF and PLF. T hese fascicles are proposed
ments, in all directions and at various speeds (Hodges & to have the greatest capacity for stiffness generation
Richardson 1997a, 1997b, 1998, Moseley et al 2002). T heir (Bergmark 1989, Mirka et al 1997). However, electrode
onset does not vary with the direction of limb movement, in placement in most EMG studies of the obliques allows
contrast with onsets of adjacent muscles (Hodges & recording from fascicles either at or anterior to the mid
Richardson 1996, Moseley et al 2002) and their subsequent axillary line (Carman et al 1972, Davis & Mirka 2000,
contraction is more tonic (sustained and submaximal) in Hodges & Richardson 1997b, Mirka et a11997), above the
nature (Hodges et al 1999, Richardson et aI1999). region where EO's fascicles attach to the fasciae and ante
From these findings, pre-contraction of TrA has been rior to fascicles of 10 with a fascial attachment. T he pro
hypothesized to limit excess intersegmental movement posed local function of these fascicles thus remains to be
occurring either via the lumbar fasciae or IAP generation clarified.
(Hodges & Richardson 1997b). Tension from TrA may be T he deep fascicles of lumbar multifidus have been
transmitted via the MLF and PLF to the processes of lum shown to demonstrate an early onset of contraction prior to
bar vertebrae, 'anchoring' them during perturbations to the prime movers for limb movements and are thought to
spine to help prevent excessive movement and potential influence vertebral movement by their direct (compressive)
segmental injury (Hodges & Richardson 1997b). Lumbar action (Moseley et al 2002). In addition, multifidus may
multifidus is relatively bulky (Macintosh et al 1986), so sometimes be active bilaterally during rotation (Donisch &
might also influence intersegmental movement by increas Basmajian 1972).
ing tension in the overlying PLF. Only some of its fascicles, Via both the MLF and PLF, an isolated, submaximal con
however, demonstrate an early onset of contraction, so its traction of TrA may subtly increase stiffness of lumbar seg
effect on vertebrae via the PLF is likely to be less efficient at ments prior to trunk perturbations. Bilateral contraction
limiting segmental movement than its direct compressive of TrA is required for a symmetric fascial influence on
action (Hodges & Richardson 1996, Moseley et aI2002). segmental movement.
148 FOUNDATION SCIENCES FOR MANUAL THERAPY
[
eraIlimb extension or trunk rotation, such as swimming or fashion to provide additional posterior compression via the
walking. PLF.
Loose midline attachments of the PLF may enable some
forces to be distributed across, rather than entirely to, the Proprioception
lumbar spine and sacroiliac joint. T his proposal is sup T he PLF and MLF may play a proprioceptive role in lumbar
ported by findings of tension studies (Barker et al 2004a, stability (Barker & Briggs 1999). Attached to ligaments and
Vleeming et a11995) and the co-contraction of contralateral muscles as well as containing mechanoreceptors (Yahia et al
GM and LD during gait and trunk rotation (Mooney et al 1992), they are closely related with each of Panjabi's pas
2001). Relatively low tensile loading has been noted to pro sive, active and neural subsystems (Panjabi 1992a). T he fas
duce contralateral tension in the PLF (Barker et al 2004a, ciae may form functional interfaces between these
Vleeming et al 1995), indicating this layer has a greater structures at a segmental level. Feedback from mechanore
capacity for contralateral tensile transmission tension, but ceptors on the status of tension in related muscles and liga
potentially a reduced capacity for restraining movement of ments may be incorporated by the neural subsystem and
vertebrae, via the spinous processes. tension in muscles modified to help prevent excess seg
mental movement (Panjabi 1992a).
Sacroiliac stability If this mechanism is disrupted, proprioceptive feedback
The PLF lies directly behind the sacroiliac joint (SIJ), so ten will be altered. A reduction in trunk proprioception and
sion in it can contribute to active force compression at the resultant sensation of instability following lumbar (PLF)
SIJ (Vleeming et aI1995). A functional relationship between fasciectomy (S. N. Bell, personal communication, 2002) is
the SIJ and PLF (with its attached muscles; particularly GM) consistent with this. Histological studies report innervation
is supported by several studies. of the PLF to be deficient in patients with chronic low back
BiomeG1.anical analysis of LD indicates that it may pro pain (Bednar et aI1995), which might similarly reduce pro
duce a limited effect (via the PLF) at the SIJ (Bogduk et al prioceptive feedback and segmental control. Proprioceptive
1998). Tensile testing studies similarly indicate the effects of deficiency is in keeping with reports of patients with low
LD and TrA may only extend via the PLF to fascial markers back pain having difficulty achieving preferential contrac
at Sl (Barker et al 2004a, Vleeming et aI1995). By contrast, tion of TrA (Richardson et al 1999) and highlights the
the fascial attachment of GM is thicker, more proximal to importance of persisting with motor control retraining and
the SIJ and oriented perpendicular to its articular compo incorporation into functional tasks (O'Sullivan et aI1997b)
nents (Dijkstra et aI1989), displacing markers as low as S3 to avoid recurrence of injury.
(Barker et aI2004a).
Surface EMG studies indicate GM displays a greater sig
Magnitude of segmental forces
nal amplitude than LD during gait and trunk rotation
(Mooney et al 2001) and contraction of GM corresponds Just two degrees of axial rotation has been reported to pro
with a greater increase in SIJ stiffness (Wingerden et al duce microtrauma of the intervertebral disc (Farfan et al
2001). T he level of attachment of GM and the PLF also cor 1970) and very small amounts (3%) of muscle contraction
responds with the level at which pelvic belts are placed have been predicted capable of restoring segmental stabil
(Vleeming et aI1992) to brace the SIJ for effective relief of ity (Cholewicki & McGill 1996). Although limitation of neu
peripartum pain (Mens et aI1996). However, management tral zone movement is now recognized as important in
regimes for sacroiliac dysfunction based on associations injury prevention (Cholewicki & McGill 1996, Panjabi
between GM and LD have given varied results (Mens et al 1992b), the stabilizing effects of TrA and/ or lumbar fasciae
2000, Mooney et al 2001), while TrA is emerging to play a have traditionally been discounted owing to their small
more important role in SIJ stiffness. capacity for force generation or transmission.
Richardson et al (2002) proposed that compression of TrA's early onset of contraction enables it to act briefly
the SIJ is produced by TrA's anterior iliac attachments, and in relative isolation (together with MLF, PLF and deep
which are direct rather than via the lumbar fasciae. Pelvic multifidus) on the lumbar segments. Its small cross-sec
belt placement, previously thought to simulate the effect of tional area (Richardson et a11999) is well suited to generate
GM and the PLF posteriorly, might more correctly simulate small tensile loads and the fasciae are well structured to tol
the effect of TrA's fascicles anteriorly (Richardson et al erate these. Fascial tensile forces are noted to increase with
2002). T he deep fascicles of multifidus also appear appro applied tension on TrA up to 10 N, but not proportionally
priate to contribute to stability of the SIJ via their anatom above this (Barker et aI2004).
ical features (Macintosh et al 1986) and EMG behaviour T he low forces applied to fascia by Barker et al (2004a)
(Moseley et aI2002). and Tesh (1986) support the proposed capacity of fasciae to
It is, therefore, increasingly evident that the lumbar fas influence movement at all segments via an early onset, sub
ciae and their attachments may be less important in sus maximal contraction of TrA. Although Tesh's study (Tesh
taining SIJ stability than the anterior fibres of TrA. During 1986) simulated only about 20% of the maximum (90 N) lat
certain activities, GM and LD may be recruited in a phasic eral tension estimated by the author to be generated in the
150 FOUNDATION SCIENCES FOR MANUAL THERAPY
PLF, this was sufficient to reduce neutral zone movement on the convex side (Tesh et al 1987). The asymmetry was
(see Fig. 11.5). The findings support the basis for exercises hypothesized to create a corrective moment that tended to
incorporating submaximal contraction of TrA (Richardson approximate the transverse processes on that side (Fig. 11.6).
& Jull 1995, Richardson et al 1999) for management and It was therefore suggested that the MLF contributes increas
prevention of low back pain. ingly to stability during trunk lateral flexion, while the PLF
Of interest, Tesh himself did not consider the effects of was able to be cut without affecting pressure (Tesh 1986).
fascial tension to be adequate to influence segmental move The study indicated a tendency for tension from TrA and
ment (Tesh 1986). In view of subsequent research recogniz the MLF to return the spine to the neutral position (Tesh et
ing the importance of limitation of the neutral zone (Panjabi a11987), but did so using pressures associated with a strong
1992b) and the potential importance of an early onset of contraction of TrA (120 mmHg) and from end of range lat
TrA contraction (Hodges & Richardson 1996), the effects, eral flexion rather than from the neutral position (in which
although relatively small, may still be significant. fascial fibre angles would be symmetrical). Although
indicative of a significant role for the MLF in the coronal
plane, its application to segmental neutral zone motion is
P lanar stability
less clear than concurrent studies in the sagittal plane gen
Attachments to transverse and spinous processes (Farfan erating submaximal fascial tension (Tesh 1986) and requires
1975), along with obliquely oriented fibres, permit the MLF further investigation. EMG studies do, however, indicate an
and PLF to resist movement in all three movement planes. onset of contraction of TrA prior to coronal trunk perturba
Vertebral processes maximize their leverage on segmental tions, so both MLF and PLF are likely to affect (inner range)
movement, providing the fasciae with approximately 7 em coronal plane stability to some extent. Fibre angles dictate
moment arms (Tesh 1986) in the neutral position. that this tensile effect will be more substantial in the trans
Contraction of TrA prior to trunk perturbations has also been verse plane.
proposed to influence segmental neutral zone movement in
multiple planes (Hodges & Richardson 1997b). Sagittal stability
Since both spinous and transverse processes lie behind the
Coronal stability instantaneous axis of rotation for flexion, the PLF and MLF
From their intra-abdominal balloon experiments, Tesh and may both contribute to sagittal plane stability, the PLF more
colleagues (Tesh 1986, Tesh et a11987) proposed that if suffi so due to a longer moment arm. Tension on the PLF may be
cient tension was generated (e.g. by TrA contraction) during transmitted to vertebrae via the supraspinous and inter
lateral flexion, the MLF could contribute to segmental coro spinous ligaments, helping to limit sagittal rotation and
nal plane stability by generating greater longitudinal tension shear movements respectively (Farfan 1995).
Tesh's experiments (Tesh 1986) provide compelling evi
dence to support the role of the PLF in limiting segmental
neutral zone movement in the sagittal plane (see Fig. 11.5).
Fascial tension increased inner range stiffness during test
ing of all lumbar segments from four cadavers and the dif
ference was reproducible if tension was detached then
reapplied. The MLF has not been similarly tested, but has
been shown to transmit lateral tension loads effectively
(Barker et al 2004). EMG behaviour of TrA during sagittal
trunk perturbations and with low back pain (Hodges &
Richardson 1996) is consistent with such an (inner range)
stabilizing role for both the MLF and PLF. Tensile transmis
sion from TrA to the MLF may also help explain Kaigle et
aI's finding, in an in vivo porcine model, that removal of
lumbar transverse processes (following facet joint injury)
resulted in an increase in the neutral zone range for seg
mental sagittal rotation (Kaigle et al 1995).
Transverse stability
Very little axial rotation occurs in the lumbar spine owing
to the orientation of facet joints (Bogduk 1997). Accurate
testing of this movement is consequently difficult and no
Figure 11.6 The MLF i n l a tera l flexion. Asymmetry i n MLF fi b re known studies have quantified the effects of fasciae on seg
a n g les d u ri n g latera l flexi o n creates a co rrective moment. Ada pted mental rotation. However, minimal movement may be
from Tesh et al 1987. required to produce injury in this plane (Gracovetsky &
Key: MlF = m i d d l e l u m ba r fascia. Farfan 1986, Hickey & Hukins 1980) and twisting is com-
The l umbar fasciae and segmental control 15 1
monly implicated in low back injury (Kelsey et al 1984, loads from IrA to all lumbar vertebrae. Although the MLF
Marras et al 1993, 1995, Mundt et al 1993). Appropriately may provide a more effective and isolated route, to date
timed influences on the neutral zone may be particularly only the PLF has been demonstrated to limit segmental
crucial for preventing injury in this plane. neutral zone movement (in the sagittal plane). EMG studies
Although EMG behaviour of IrA has not been reported in healthy subjects indicate an early onset of contraction of
in response to limb movements in the transverse plane, IrA occurs prior to trunk perturbations in several direc
movements in sagittal and coronal planes are likely to gen tions, and under these circumstances both MLF and PLF are
erate alternating rotary demands in the transverse plane predicted to limit excess intersegmental movement occur
(Hodges & Richardson 1997b). On this basis, one might pre ring in all planes.
dict, IrA also demonstrates an early onset of contraction Disruption of the early contraction onset of IrA, as
prior to transverse trunk peturbations. observed with low back pain, will eliminate this fascial
Anatomical and transverse loading studies indicate IrA influence on the neutral zone and is likely to increase pre
and the MLF and PLF are well structured to resist tension in disposition to injury. The MLF and PLF also provide a
the transverse plane (Barker et al 2004a, 2004b, Iesh 1986). mechanism for continuous proprioceptive feedback from
Their effect on segmental movement might be expected, each lumbar segment, with disruption of innervation possi
from fibre directions and the results of stiffness testing, to be bly contributing to reduced segmental control in patients
several times the magnitude of those observed in the sagit with chronic low back pain.
tal plane, and effected on a smaller range of motion. In addition to its segmental roles, the PLF has more
global effects during activities that recruit its attached or
enclosed global muscles and these may contribute to com
Fascial disruption
pression across the SIJ and lumbar spine as well as increase
The lumbar fasciae are frequently disrupted by injury or the effectiveness of paraspinal muscle contraction (respec
surgery. The MLF may be torn when its attachments are tively). Such global roles are effected on an underlying
avulsed (Marshall 2001) and the PLF is routinely cut during requirement for restriction of segmental movement, influ
lumbar spine surgery, lumbar fasciectomy or taking bone enced by local muscle activity and transverse fascial tension
grafts from the iliac crest. The contribution of the relevant from IrA. Further work elaborating the effects of MLF and
fascia(e) to segmental control is then compromised and one PLF on segmental movement and the consequences of fas
might expect the resultant deficiency to increase the indi cial disruption may provide greater insight into their roles
vidual's chance of low back injury. Io date, however, this in segmental control.
has not been reported, with management of the above con
ditions being largely symptomatic (Howarth & Petrie 1964).
It has been suggested that reattachment of the PLF to
midline structures following surgery (Crock & Crock 1988)
or the use of horizontal incisions (Aspden 1992) during anterior layer of lumbar hydraulic amplifier effect
spinal surgery may help to minimize rehabilitation time fascia lumbar segmental stability
and impairment of spinal stability. During iliac crest bone middle layer of lumbar load transfer across the
grafts, an incision through the midline rather than iliac fascia midline
attachments of the PLF, followed by reattachment, has been posterior layer of lumbar sacroiliac stability
reported to reduce postoperative pain over the harvest site fascia proprioception
(Hutchinson & DaIl 1994). Further research into disruption lumbar fasciae planar stability
of these mechanisms and the effects of surgical intervention muscle attachments coronal stability
is required. local muscles sagittal stability
global muscles transverse stability
biomechan ical roles disruption
CONCLUSION
longitudi nal tension segmental stability
The MLF and PLF are particularly well structured for trans generation magnitude of forces
verse tension and capable of transmitting even small tensile
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