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doi: 10.2965/jwet.20-138 Journal of Water and Environment Technology, Vol.19, No.

4: 212–229, 2021

Original Article
A Novel Method to Determine Blower Capacity of Wastewater
Treatment Plants for Dry and Wet Weather Conditions
Viet Hoang Nguyen a, Van Tuan Le b, Thi Ha Nguyen c, Xuan Hai Nguyen d, Viet Anh Nguyen e,
Hidenori Harada f, Mitsuharu Terashima a, Hidenari Yasui a

a Faculty of Environmental Engineering, the University of Kitakyushu, Kitakyushu, Japan


b Faculty of Environmental Science, University of Sciences - Hue University, Hue, Vietnam
c Faculty of Environmental Science, Vietnam National University - University of Science, Hanoi, Vietnam

d Department of Environment Impact Assessment Appraisal, Vietnam Environment Administration, Hanoi, Vietnam

e Institute of Environmental Science and Engineering, Hanoi University of Civil Engineering, Hanoi, Vietnam

f Graduate School of Asian and African Area Studies, Kyoto University, Kyoto, Japan

ABSTRACT
Ascertaining peak oxygen demand is crucial for plant designers to determine blower capacities of
wastewater treatment plants in planning phase. To obtain this technical information without cumber-
some influent sampling and analysis, a set of field-test activated sludge reactors equipped with DO
and nitrate-N sensors was installed at 3 sites and continuously operated for a couple of months in each
field. Under the controlled aeration and hydraulics of the reactors, the hourly influent oxygen demands
were back-calculated as biodegradable constituents using the IWA-Activated Sludge Model #1. The
daily maximum concentrations (rounded to last for 1-hour) of biodegradable organics and nitrogen
were ranged between 45~258 mg-COD/L and 10.4~32.3 mg-N/L in Site #1; 119~244 mg-COD/L and
28.3~38.7 mg-N/L in Site #2; 194~552 mg-COD/L and 30.2~51.7 mg-N/L in Site #3 respectively. The
marginal blower capacities to maintain at least 1.0 mg-O2/L of DO in the daily maximum oxygen
demand were estimated based on the datasets using the statistical method, Extreme Value Distribu-
tion analysis. To maintain the DO concentration for 99 days out of 100 days of the plant operations,
the blower capacity was supposed to be designed as high as 1.4~2.2 times than those of the blower
calculated from the daily average concentration.

Keywords: activated sludge model, blower capacity, dynamic parameter estimation, extreme value
distribution, statistical analysis

INTRODUCTION ling the aeration system and its energy consumption, Schraa
et al. (2017) developed a fully dynamic model around the
Aeration is a key component to design wastewater treat- aeration header network to simulate the air distribution, and
ment plants (WWTPs), particularly activated sludge process- evaluated its limitations with various optimisation options
es because the aeration energy is supposed to be more than and influent loadings [3]. Juan-Garcia et al. (2018) modified
half of the total energy consumption in the WWTPs [1,2]. In their study to the plant controlling systems by integrating a
this regard three affairs are considered in the aeration design: biokinetic model having oxygen uptake phenomena [4]. On
air supply system, oxygen transfer and oxygen demand. For the other hand, precise measurement of oxygen demand from
the air supply system and the oxygen transfer, the topics have the influent is still challenging because numerous influent
been intensively studied. For instance, with respect to model- sampling and analysis are needed to determine blower capac-

Corresponding author: Hidenari Yasui, E-mail: hidenari-yasui@kitakyu-u.ac.jp


Received: September 18, 2020, Accepted: April 22, 2021, Published online: August 10, 2021
Open Access This is an open-access article distributed under the terms of the Creative Commons Attribution (CC BY) 4.0 License. http://
creativecommons.org/licenses/by/4.0/

212
Journal of Water and Environment Technology, Vol. 19, No. 4, 2021 213

ity which is the primary instrument of the air supply system. (= 24 × 365) must be analysed. Furthermore, in case that
In fact, designing procedure to determine blower capacity to the biokinetic model (e.g. the IWA-Activated sludge model
meet peak oxygen demand (daily maximum) is quite limited (ASMs) [11]) is used for plant design, the total number of the
in guidelines available in literature [5,6]. chemical/biological analytical items would reach several ten
The above-mentioned guidelines only provide default thousand per project.
design-daily-average concentrations of BOD5 and Total To cope with the challenge, one alternative approach is to
Kjeldahl Nitrogen (TKN) with thumb rules to adapt the perform a back-calculation of the influent oxygen demand
parameters to the plant design. For example, Schraa et al. from the dynamic response of a field-test reactor receiving
(2017) and US Environmental Protection Agency (USEPA) the influent continuously. When the dynamic responses are
selected 150~200 mg-BOD/L and 30~40 mg-N/L as the recorded as the system outputs, the system inputs (influent)
default BOD5 concentration and total TKN concentration can be mathematically obtained using the ASMs in an in-
respectively [3]. With respect to the oxygen demand in verse manner. Using the method Nguyen Duong et al. (2017)
design-daily-maximum, the guidelines suggest calculating successfully demonstrated to obtain the ASM-based weekly-
the load in proportion to the inflow rate of the design-daily- average influent concentrations from the analysis of acti-
average. The concept assumes that the influent concentration vated sludge fractions (dynamic changes of heterotrophic/
during the design-daily-maximum flow is identical to that autotrophic biomass and unbiodegradable organic particu-
during the design-daily-average flow. On the other hand, lates during the 7 days) [12]. Unfortunately, their approach
the guidelines also assume that the mass flow of oxygen is not possible to estimate the hourly influent concentrations
demand per catchment area (kg/m 2/d) is independent on the because the increment/decrement of the bacterial fractions
wastewater flow rate (m3/d). Consequently, they anticipate within 1-hour are too small to be identified. However, when
that the influent concentration during the daily maximum dynamic responses of dissolved oxygen (DO) concentration
event would be lowered in reality. Therefore, the calculated and nitrate concentration of the reactor are continuously
value of the oxygen demand for design-daily-maximum flow monitored by using on-line sensors, these monitored state
becomes somewhat conservative allowing a safety margin variables would provide us relevant information to back-
for the design of blower capacity. calculate the influent oxygen demand. This is because the
Although the above simple approach has been traditionally response/increment/decrement per time are electronically
accepted in the regions, it is not clear whether this method detectable even every 5 minutes. In this regard, since DO
can be also applicable to other regions and countries. This in the reactor is resulted from the microbial respiration in
is because the sewer system and wastewater constituents the reactor and the oxidation of the influent biodegradable
are not always comparable to those of the regions that they materials, the active biomass concentration in the reactor
analysed. For instance, in Southeast Asian countries (e.g. and its biological kinetics must be also obtained by off-line
Vietnam), septic tank is obligatory installed at each house- analysis at laboratory. Nevertheless, this labour intensity is
hold in front of the sewer, which often discharges low BOD5 supposed to be negligible comparing to that to carry out the
wastewater whilst TKN remains its concentration [7–9]. In huge influent sampling/analysis campaign.
addition, these countries mostly use combined sewer systems When the dataset of hourly influent concentrations is
resulting in high fluctuation of wastewater concentration obtained, this dataset is statistically analysed to calculate
(and flow) over dry and rainy seasons [10]. Therefore, it is the blower power for aeration. In definition, the design-
desired to measure the influent oxygen demand concentra- daily-average is the mean value of the influent loading in 365
tion for daily maximum which may not correspond to the days (a year) whilst the design-daily-maximum is the highest
daily average flow rate. This is supposed to the key to design loading occurring in the year [6]. Since the influent oxygen
proper air supply system. demand concentration is highly fluctuated even within a
One of the reasons that the guideline is obliged to take the day, the design-daily-maximum for blower capacity may be
simplified approach is due to the fact that numerous influent interpreted from the instantaneous elevation of the load per
sampling and analysis are practically infeasible. In order to hour (hourly influent loading). In this case, 365 data having
identify daily maximum concentration, at least 24 samples the highest oxygen demand in the day must be statistically
are required even the concentrations are rounded in 1 hour. analysed to estimate the risk (probability) of the influent load
When the analytical campaign lasts for a year to obtain that exceeds the blower capacity. Extreme Value Distribution
design-daily-maximum concentration, at least 8,760 samples (EVD) is the statistical distribution to express such extreme
214 Journal of Water and Environment Technology, Vol. 19, No. 4, 2021

Fig. 1  Schematic flow of the field-test activated sludge reactors.

event [13]. Hence adopting the statistical distribution to anal- the estimated concentrations of biodegradable substances
yse the back-calculated influent oxygen demand is thought to were expressed in a discrete form (discrete concentration in
be relevant. In addition, the approach may enable to evalu- every 1-hour). As the computed concentrations depended on
ate the impact of stormwater on the influent concentration, the data density from the sensors (e.g. data logging at every
which is also one of essential scopes to design WWTPs in 5-minute, 10-minute…), the impact of data density on the
combined sewer system. At the beginning of rain, so-called calculation was evaluated first in this study. Subsequently,
first flush is supposed to bring high oxygen demand to the the probabilities of the very high oxygen demand loading to
WWTP via runoff. To evaluate the occurrence of the high the WWTPs was statistically analysed using EVD concept
oxygen demand (= extreme events) caused by the first flush [15–18]. As the EVD concept was widely used in the field
and/or hourly ~ daily maximum concentration of the influent, of reliability engineering, this method was thought to be
the measured datasets should be statistically analysed and also applicable to analyse the probabilities of the very high
properly interpreted to the plant design. Based on the above oxygen demand loading. Based on the statistical analysis,
background, to check the feasibility of the above-mentioned case studies (calculation examples) to design blower capacity
alternative approach for blower capacity design, the field ex- treating the very high oxygen demand were carried out using
periments were carried out in 3 distinct sites having inherent a process simulator.
sewer system (two in Vietnam, one in Japan).
Field-test activated sludge reactors
MATERIALS AND METHODS System layout
As illustrated in Fig. 1, one out of the activated sludge
Experimental and analytical approaches reactors (ASR#1) was equipped with a chemically enhanced
As mentioned in the introduction section, the continuous primary settling tank, where the flocculant and coagulant
operation of the field-test activated sludge reactor(s) equipped were dosed to enhance particulate settling of the influent,
with DO and nitrate sensors was needed to estimate the followed by an identical set of the aeration tank and the
dynamic change of influent oxygen demand (biodegradable secondary settling tank to another activated sludge reactor
substances) together with off-line batch analysis to measure (ASR#2). ASR#1 was operated to measure the soluble bio-
the kinetics and biomass concentration in the reactors. degradable fractions in the influent whilst ASR#2 was used
The datasets obtained from the field experiments were to obtain the total biodegradable substance concentrations in
dynamically analysed in the IWA-Activated Sludge Model the influent including suspended particulates.
#1 (ASM1) to perform the back-calculation for the influent All tanks had 23-L of working volume with conical cyl-
characterisation [12,14]. From the numerical calculation, inder shape. A solid scraper rotating at 1 rpm was set at the
Journal of Water and Environment Technology, Vol. 19, No. 4, 2021 215

bottom of each settling tank, and each aeration tank had an K La = overall oxygen mass transfer coefficient (h-1)
air diffuser system composed of an air stone and a blower m = amount of sulphite dosed to the aeration tank (16/80
having maximum capacity of 6 L-air/min (OP-N026D, Iwaki g-O2 equivalent/g-sulphite)
Pumps Co. Ltd., Tokyo, Japan). The overall oxygen mass V = working volume of the reactor (L)
transfer coefficient, K La was regularly measured in weekly Δt = elapsed time of aeration until detection of DO in the
basis as described in the later section. The DO concentrations aeration tank (hour)
in the aeration tanks were continuously monitored using a In reality the value of K L would vary depending on the
portable DO meter (Multi 3630 IDS) equipped with two in- fluctuation of the influent α-factor [20–22] whereas the
dependent fluorescent DO sensors (FDO 925) (WTW-Xylem value of a could be almost fixed by fixing aeration intensity
Corp., Weilheim, Germany). In the same manner, the nitrate [23,24]. Therefore, the calculated influent biodegradable con-
concentrations in the effluents were logged using a portable centrations by the DO analysis might be somewhat overes-
ion meter (LAQUAact D-73, Horiba Co. Ltd., Kyoto, Japan) timated or underestimated according to the fluctuation of the
equipped with two independent selective ion electrodes α-factor. Nevertheless, as the aim of the measurement was
(LAQUA 6581S-10C, Horiba Co. Ltd.). The influent was fed to design blower capacity, it should be pronounced that the
to the reactors using a submerged pump (S-500LN, Terada calculated influent concentrations using the method could be
Pump Co. Ltd., Tokyo, Japan) covered by a course screen. directly used for the purpose. Because the impact of α-factor
The unit was installed and operated at the pumping station on the oxygenation was already and internally included in
(South West PS3) located nearby the Vinh Niem WWTP in the measurement as the apparent increment/decrement of the
Hai Phong, Vietnam (Site #1: combined sewer system). After influent oxygen demand concentration. For instance, influent
the field experiment for net 40 days excluding the start-up having low α-factor was expressed as an influent having high
period for about 2 weeks, the unit was moved and operated oxygen demand which required high blower capacity.
at Chua Cau WWTP in Hoi An, Vietnam for net 30 days (Site
#2, interceptor sewer system in the touristic area). The ex- Operating conditions
periment was also conducted at Hiagari WWTP in Fukuoka, The influent flowrate to each aeration tank was kept at
Japan for net 20 days (Site #3, separated sewer system (60%) 138 L/d to allow 4-hour of hydraulic retention time (HRT)
+ combined sewer system (40%)). of the aeration tank whilst the sludge retention time (SRT)
was fixed to be 7 days. For the chemically enhanced primary
Measurement of overall oxygen mass transfer coef- settling tank, about 10 mg-Al/L of poly-aluminium chloride
ficient, K La and 0.5 mg/L of anionic polymer solutions (Organo Corp.,
The sodium sulphite (Na2SO3) oxidation method was Tokyo, Japan) were dosed to the inflow on the basis of the
chosen to measure the K La of the aeration tanks [19]. Before influent flow rate using an electromagnet metering pump
dosing the reductant (5~10 mmol/L) and Cobalt catalyst (EHN-B11, Iwaki Pumps Co. Ltd., Tokyo, Japan). A small
(0.005 mmol/L) to the aeration tanks, the influent feeding amount of NaOH solution (5 g/L) was also continuously fed
and the aeration were discontinued. After the DO concentra- to the aeration tanks to maintain the reactor pH between pH =
tion reached zero, the aeration was immediately turned on 6.8~7.2. The air flow rate to the aeration tanks was carefully
and the DO monitoring was initiated. Based on the elapsed controlled whilst the water temperature in the aeration tanks
time of aeration until DO detection, the K La value was varied between 20.0°C and 32.0°C during the experimental
obtained using Equation (1). To calculate the oxygenation periods. The DO concentrations and the K La values were
rate precisely, the oxygen uptake rate of the activated sludge varied during the experiments as shown in Table 1.
was also measured. However the microbial oxygen uptake
rate was only 2.3~4.9% on the basis of the oxidation rate of Laboratory Analysis
sulphite (= K La ∙ C*) and thus negligible. Measurement of heterotrophic biomass
After the start-up period, the activated sludge was sampled
16 m from the aeration tanks to perform a set of batch experi-
= KL a ⋅ C* (1)
80 V ⋅ ∆t ment for measuring kinetic parameters (the specific decay
rates and the specific growth rates). About 1,000 mL of the
where,
activated sludge was sampled from each reactor and imme-
C* = air saturated DO concentration (mg-O2/L/h)
diately delivered to the laboratory within the sampling day.
216 Journal of Water and Environment Technology, Vol. 19, No. 4, 2021

Table 1  DO concentrations and the reactor K La during the filed experiments.


ASR#1 ASR#2
Site #1
(with primary settler) (without primary settler)
DO concentration of the aeration tank 3.8~6.6 mg-O2/L 4.4~6.9 mg-O2/L
K La 380~508 1/d 720~784 1/d
ASR#1 ASR#2
Site #2
(with primary settler) (without primary settler)
DO concentration of the aeration tank 4.9~6.9 mg-O2/L 4.3~5.9 mg-O2/L
K La 483~491 1/d 538~585 1/d
ASR#1 ASR#2
Site #3
(with primary settler) (without primary settler)
DO concentration of the aeration tank 3.3~7.7 mg-O2/L 2.9~6.9 mg-O2/L
K La 158~366 1/d 308~503 1/d

Using ASM1-based Equation (2), the endogenous oxygen sample was put in a temperature-controlled beaker and kept
uptake rate (OURe_OHO) of heterotrophs, the specific decay aerated for a week. The pH of the sample was daily adjusted
rate (bOHO) of heterotrophs and the heterotrophic organism to around pH = 7.0 using NaOH solution. Everyday about
concentration (XOHO(0)) present in the sample were measured 100 mL of the sample was transferred from the beaker to a
respectively [11,25,26]. Winkler bottle with addition of 20 mg/L of allylthiourea to
inhibit the oxygen uptake by nitrifiers [11]. The conditioned
OURe _ OHO (t )= (1 − fU' )bOHO
'
'
X OHO (0) e-bOHO .t sample was stirred at around 100 rpm and the elapsed time

 1 '
versus DO concentration from 7.0 mg-O2/L to 1.0 mg-O2/L
bOHO = 1 − (1 − f )Y bOHO was measured with a DO meter (TPX-1000, Tokyo Chemi-
 U OHO
 cals, Tokyo, Japan). This procedure was routinely conducted
f =' fU
(2)
 U 1 − (1 − fU )YOHO for 7 days, and thus the dataset of OURe_OHO(t) was obtained.
 Based on the linear regression of semi-logarithm plot of
bOHO (T ) = bOHO (20) .θbT − 20
OURe_OHO(t) along with the incubation time, XOHO(0) in the
activated sludge sample and bOHO(20) were obtained.
where,
bOHO = specific endogenous decay rate of heterotrophic
Measurement of autotrophic nitrifier biomass
organism (1/d)
In order to know the autotrophic nitrifying organism con-
bOHO(T) = specific decay rate of heterotrophic organism at
centration (X ANO) in the activated sludge and its maximum
temperature T (1/d)
specific growth rate (μ max_ANO), the nitrifier’s maximum
bOHO(20) = specific respiration rate of heterotrophic organ-
oxygen uptake rate (OUR max_ANO) was daily monitored in
ism at 20°C (1/d)
the batch incubation experiment. The part of activated sludge
f U = production of inert organic particulate from biomass
sample was maintained under 50 mg-N/L of ammonium
decay (0.08 g-COD/g-COD) [11]
nitrogen (using ammonium chloride) over the incubation
T = incubation temperature (°C)
period. Similar to the procedure of the above OURe_OHO test,
t = incubation time (day)
the dataset of OUR max_ANO(t) was obtained from Equation
OURe_OHO(t) = endogenous oxygen uptake rate of hetero-
(3) [27,28]. Based on the exponential elevation of the OUR-
trophic organism at time = t (mg-O2/L/d).
max_ANO(t) along with the incubation time, the μ max_ANO and
XOHO(0) = heterotrophic organism present in the sample
X ANO(0) in the activated sludge were obtained. The kinetic
(mg-COD/L)
parameter was normalised at 20°C [11,29]. During the ex-
YOHO = biomass yield coefficient for heterotrophic organ-
periment, the ammonium nitrogen concentration was also
ism (0.66 g-COD/g-COD) [11]
checked and adjusted everyday together with the pH to keep
θb = temperature coefficient of specific decay rate (1.029)
about pH =7.0.
[11]
For the measurement of OURe_OHO, the activated sludge
Journal of Water and Environment Technology, Vol. 19, No. 4, 2021 217

day of the dynamic simulation. After this computational set


 ( 4.57 − YANO ) up, focusing on the DO and nitrate concentrations of the
OURmax_ ANO (t )
= µmax_ ANO X ANO (t ) + (1 − fU )bANO X ANO (t )
 YANO
ASRs, the hourly concentrations of the above influent bio-
X ( µ ANO − bANO ) t
 ANO (t ) = X ANO (0) e degradable constituents were dynamically back-calculated.
 (3)
µ S Specifically, the discrete concentrations of SB(t) and SB,N(t) in
ANO = µ max_ ANO
 K S _ ANO + S
 1 hour were obtained from the dynamic behaviours of DO and
 µ max_ ANO (T ) = µmax_ ANO (20) .θ µT − 20 nitrate in ASR#1. By inputting these estimated influent state

variables to the subsequent ASR#2 simulation, the discrete
concentration of XCB(t) and XCB,Org,N(t) were obtained from
where: ASR#2 receiving these suspended solid from the influent.
bANO = specific decay rate of autotrophic organism (0.15 The dynamic estimation was performed using Dynamic
1/d at 20°C) [29] Parameter Estimation tool (DPE) programmed in a com-
KS_ ANO = half-saturation growth coefficient of autotrophic mercial process simulator, GPS-X Version 7.0 (Hydromantis
organism (1.0 mg-N/L at 20oC) [11] Inc., Hamilton, Ontario, Canada). For the DPE setting,
OURmax_ ANO(t) = maximum oxygen uptake rate of autotro- time-step (time length where the optimised variables were
phic organism at time = t (mg-O2/L/d) treated as constant values) was set at 1.0 hour meaning that
SNHx = ammonium nitrogen concentration (mg-N/L) the concentrations of the SB(t), SNHx(t), XCB(t) and XCB,N(t)
T = incubation temperature (°C) were discretised per hour (= discrete concentration in every
t = incubation time (day) 1-hour). In this study the data densities of the target variables
X ANO(0) = autotrophic nitrifying organism present in the (= logging interval of the sensors) were evaluated among ev-
sample (mg-COD/L) ery 5-minute per day (12 data per hour) and every 30-minute
X ANO(t) = autotrophic nitrifying organism present at time = per day (2 data per hour). Maximum Likelihood method was
t (mg-COD/L) chosen for the regression [14]. The total days of the influent
YANO = biomass yield coefficient for autotrophic organism analysis were 40-day for Site #1, 30-day for Site #2 and 20-
(0.24 g-COD/g-N) [11] day for Site #3 respectively.
μ ANO = specific growth rate of autotrophic nitrifying or-
ganism (1/d) Statistical analysis to design blower capacity
μmax_ ANO = maximum specific growth rate of autotrophic To perform the case studies to meet very high oxygen
nitrifying organism (1/d) demand from the influents, a virtual WWTP was built
μmax_ ANO(T) = maximum specific growth rate of autotrophic on the process simulator. As listed in Table 2, the virtual
nitrifying organism at temperature T (1/d) WWTP was modelled to receive the influent at 36,000 m3/d
μmax_ ANO(20) = maximum specific growth rate of autotro- of constant flow rate with the hourly discretised concentra-
phic nitrifying organism at 20°C (1/d) tions which were collected from the analysis of Site #1, Site
θμ = temperature coefficient of specific growth rate (1.072) #2 and Site #3 respectively. The virtual WWTP had a big
[11] blower controlled by a DO sensor allowing to manipulate the
blower power in a dynamic manner to maintain 1 mg-O2/L
Dynamic estimation of influent constituents and of DO in the aeration tank [30,31]. In this way, the highest
concentration aeration (peak power consumption of the blower) lasting for
The DO concentration of the reactors and the nitrate con- one hour was identified in each day. Next, the value of hourly
centration in the effluents were chosen as the target variables maximum power consumption in each day was ranked from
(the variables to fit to the data) according to Nguyen et al. the smallest to the largest over the days in each dataset
(2019) [14]. The soluble biodegradable organics (SB), soluble based on EVD concept. From the statistical distribution of
biodegradable nitrogen (SB,N), particulate biodegradable or- the hourly maximum power consumption of the blower, the
ganics (XCB) and particulate biodegradable organic nitrogen required blower capacity to operate the WWTP without DO
(XCB,Org,N) were also selected as the optimised variables deficiency at least for 99 days out of 100 days was predicted.
of the influent (the regression variables to match the target For simplification, both HRT and SRT of the virtual WWTP
variables of the data). The identified biomass state variables were fixed to be 6 hrs and 10 days respectively.
(XOHO(0) and X ANO(0)) were input at the beginning of the each EVD type I (the Gumbel distribution for maxima case) was
218 Journal of Water and Environment Technology, Vol. 19, No. 4, 2021

Table 2  Operating conditions of the virtual wastewater treatment plant.


Influent
Flow rate = 36,000 m3/d
α-factor = 0.60
β-factor = 0.95
Operation
HRT = 6 hr
SRT = 10 d
DO = 1 mgO2/L
Biological kinetic parameters
Maximum specific growth rate of heterotrophic organism μmax_OHO = 6.0 1/d
Specific decay rate of heterotrophic organism bOHO = 0.62 1/d
Maximum specific growth rate of autotrophic organism μmax_ANO = 0.8 1/d
Specific decay rate of autotrophic nitrifying organism bANO = 0.04 1/d
Air supply system (diffused aeration)
Standard oxygen transfer efficiency = 30%
Diffuser depth from water level = 3.7 m
Diffuser density = 0.2
Diffuser head horizontal surface area = 0.038 m 2

supposed to be relevant for the statistical analysis because F2(n+1−i),2i,0.50 = the F-distribution at the 0.50 point (median)
this distribution was commonly used to predict extreme with 2(n+1−i) (-)
events/disasters such as flooding due to extreme rainfall i = rank of xi in the sample size n. (i = 1…n) (-)
[15,16]. To cope with the limited number of the data which MR(i) = median rank at the rank of i (-)
might result in scattered distribution in the order statistic, xi = variable of the function (= hourly maximum blower
as shown in Equation (4), the median rank estimator, MR(i) power consumption within the day) (kW)
[17,18] which was widely used to analyse limited data (e.g. β = EVD scale parameter (β > 0) (kW)
20~40 data) was chosen. In this way the outliners which μ = EVD location parameter (kW)
might exist in the limited data could be excluded from the
analysis. The hourly maximum power consumptions of the RESULTS
blower were ranked in ascending order according to the
order statistic of MR(i). Specifically the EVD was expressed Estimation of the hourly biodegradable substance
by plotting hourly maximum power consumptions of the concentration in the influents
blower (xi) on X-coordinate and the estimated cumulative Sensitivity of the data logging interval on the calcula-
probability density function, F(xi) of EVD on Y-coordinate tion results
(mapped from the median rank estimator (MR(i))). Based on Basically the values of the estimated variables (= influent
the double semilogarithmic X-Y graph, the probabilities of SB, XCB, SB,N and XCB,Org,N) were given from the dynamic
DO-maintaining failure (%) were calculated along with the regression to reproduce the target values of the dataset (=
blower capacities (net blower power, kW). DO and nitrate concentrations) in the field-test reactors.
Therefore the values of the estimated influent concentra-


{  ( )}
 − yi =1 xi − µ
− ln  − ln F( xi )  = β β
tions should depend on the quality of dataset (variation due
to analytical error and/or sensitivity of probe), which might
 (4)
 MR i be compensated with the data density (data logging interval
= F=
 (i ) ( xi )
i + (n + 1 − i ) F2( n +1−i ),2i ,0.50 per hour). To clarify this, the density of the logged DO and

nitrate concentrations of ASR #1 was examined among
where, every 30-minute, 20-minute, 15-minute, 10-minute and
F(xi) = median rank-based cumulative probability density 5-minute. As shown in Fig. 2, the calculated discrete values
function of EVD type I (-) of the hourly influent concentrations for SB and SNHx of each
2i = degrees of freedom (-) examination were compared to those measured.
Journal of Water and Environment Technology, Vol. 19, No. 4, 2021 219

Fig. 2  Example of 1-day dynamic estimation of ASR#1 (plot: measured; curve: simulation; black: data
logging interval = 5 min; red: data logging interval = 10 min, blue: data logging interval = 15 min;
green: data logging interval = 20 min, purple: data logging interval = 30 min).

From the datasets of DO and nitrate concentrations (Fig. the model was as accurate as the mean of the dataset, the
2A and Fig. 2B), it appeared that both estimated influent range of NSE indicating model sufficiency was supposed to
SB and SNHx concentrations were close to those measured, be NSE ≥ 0.5 [32]. All NSE values obtained in this study
demonstrating that the back-calculation method developed were greater than or equal to 0.5 showing that the model
in this study seemed to successfully estimate the biodegrad- (the back-calculation method) was reasonable. Recalling
able substance concentrations. Nevertheless the calculated smaller RMSR value indicated better fit of the calculation
discrete values were not consistent over the examinations. In to the measured data, it seemed that prolonged data logging
order to investigate which data logging interval was relevant, interval (every more than 15-minute = less than 4 data per
as summarised in Table 3, Nash-Sutcliff model Efficiency hr) yielded slightly poor regression accuracy comparing
coefficient (NSE = indicator to evaluate the created plots ver- to the short data logging intervals of every 10-minute (6
sus simulated data on Y = X line) and Root of Mean Square data/hr) and every 5-minute (12 data/hr). Correspondingly
Residuals (RMSR) were calculated respectively. an improvement of NSE was found when the data logging
As NSE = 1.0 indicated a perfect match between the model interval was shortened from every 15-minute toward every
and the measured data whilst NSE = zero indicated that 5-minute. This suggested that about more than 6 data per dis-
220 Journal of Water and Environment Technology, Vol. 19, No. 4, 2021

Table 3  Model fitness versus the logging intervals for DO and nitrate concentrations.
Nash-Sutcliff model Efficiency (NSE)
Every 30 min Every 20 min Every 15 min Every 10 min Every 05 min
(2 data/hr) (3 data/hr) (4 data/hr) (6 data/hr) (12 data/hr)
Influent SB 0.64 0.50 0.64 0.78 0.78
Influent SNHx 0.93 0.89 0.89 0.91 0.94
Root of Mean Squared Residuals (RMSR)
Every 30 min Every 20 min Every 15 min Every 10 min Every 05 min
(2 data/hr) (3 data/hr) (4 data/hr) (6 data/hr) (12 data/hr)
Influent SB 16.28 19.19 16.34 12.77 12.82
Influent SNHx 0.58 0.70 0.70 0.64 0.54

Fig. 3  An example of 1-day dynamic estimation of the hourly concentration of the influent compositions
from the fluctuation of the DO concentration and the nitrate concentration in the field-test reactors at Site #1
(circle: measured DO concentration; triangle: measured nitrate concentration; black curve: simulation).

crete calculation (≥ 6 data/hr) was desired to attain relevant Hourly concentration of the influent biodegradable
dynamic simulation. On the other hand, due to mechanical substances
limitation of sensors, the DO probe required at least 2~3 To demonstrate the measured and calculated results for the
minutes to reach stable output signal whilst the nitrate probe hourly concentrations, an example of dataset of within-one-
also required 3~5 minutes [33,34]. Hence very short data day dynamic simulation for the DO and nitrate concentra-
logging interval (e.g. every 1 minute) could result in wrong tions was shown in Fig. 3A–D, which were taken from the 40
interpretation of the data. Considering this, 10-minute data datasets of Site #1. When DO concentrations were lowered
logging interval was chosen in this study. (Fig. 3A for ASR #1. Fig. 3B for ASR #2), increased nitrate
concentrations in the effluents was recognised in both ASR
#1 (Fig. 3C) and ASR #2 (Fig. 3D). This indicated that the
Journal of Water and Environment Technology, Vol. 19, No. 4, 2021 221

Fig. 4  The box plot charts of the influent biodegradable constituents at Site #1 (left: biodegradable organ-
ics; right: biodegradable nitrogen; plot: mean value; total 40 data).

biodegradable nitrogen of the influent was one of the sources were 91 mg-COD/L and 42 mg-COD/L respectively whilst
of the oxygen demand. As shown in Fig. 3E–H, The sinu- those of XCB fraction were 85 mg-COD/L and 32 mg-COD/L
soidal patterns for both influent SB and SNHx were found respectively. Both SB fraction and XCB fraction of the daily
where the concentrations were lowered in early morning maximum were about 2~3 times higher than those of daily
at around 4:00 and in evening at around 20:00 (Fig. 3E for average. With respect to the biodegradable nitrogen, the
SB, Fig. 3F for SB,N). Similarly the influent biodegradable mean values for SNHx and XCB,N of the daily maximum were
particulate fractions expressed as XCB and XCB,N seemed obtained to be 12.7 mg-N/L and 9.6 mg-N/L respectively
to be also lowered at around 4:00 and at around 20:00 (Fig. which were as high as about 1.3 time of the daily average
3G for XCB, Fig. 3H for XCB,N). The biodegradable organic (SNHx = 9.7 mg-N/L, XCB,N = 5.7 mg-N/L).
fractions of the influent were ranged between 87~150 mg- In Site #2, the 30 datasets showed that the biodegradable
COD/L for soluble material (SB) and 1.0~90 mg-COD/L substances in the influent peaked in midnight (0:00~4:00)
for particulate material (XCB) respectively. For the influent and the concentrations were lowered during morning
biodegradable nitrogen, the soluble form (SB,N) was ranged (8:00~12:00) (figures not shown). This was because the site
between 17.0~21.3 mg-N/L whilst the concentration of par- was in the touristic area where restaurants and resort ser-
ticulate form (XCB,Org,N) was relatively low and estimated to vices were active from evening. Site #3 where 20 datasets
be around 1.0~8.0 mg-N/L only. In general, the occurrence were obtained demonstrated that the peak of biodegradable
of particulate nitrogen seemed to be associated with those of substances in the influent took place during 16:00~24:00
particulate organics and the soluble organics. whilst the concentrations were reduced during 8:00~12:00
With respect to the other datasets collected in the differ- (figures not shown).
ent days (total 40 datasets), the fluctuations of the influent To compare the influent constituents over the 3 experimen-
biodegradable constituents were almost comparable to the tal sites, the box-whisker graphs were created as shown in
above graphs (figures not shown). Overall, the hourly dis- Fig. 5. For the total biodegradable organic fractions (SB +
crete concentration of the biodegradable substances peaked XCB), the composite concentrations of Site #1 and Site #2
at around 14:00~20:00 and lowered in midnight/ early morn- were noticeably lower than those obtained from Site #3 in
ing. From the datasets, the daily maximum and daily average both daily maximum and daily average. This was because
concentrations of the biodegradable organics (SB, XCB) and the wastewaters of Site #1 and Site #2 were collected in
biodegradable nitrogen (SNHx, XCB,N) were summarised Vietnam where the part of influent biodegradable organics
in box-whisker plots as shown in Fig. 4. The mean values were already decomposed in the septic tanks. On the other
for SB fraction of the daily maximum and the daily average hand, the total biodegradable nitrogen (SNHx + XCB,N) of Site
222 Journal of Water and Environment Technology, Vol. 19, No. 4, 2021

Fig. 5  The box plot charts of the influent biodegradable organics and nitrogen at three WWTPs (left: bio-
degradable organics; right: biodegradable nitrogen).

#2 were comparable to that of Site #3 whilst Site #1 showed with each other. Similarly, the ratio of nitrogenous oxygen
the lowest concentration. Since the Site #2 wastewater was demand fraction to the carbonaceous oxygen demand frac-
collected from the interceptor sewer where the dilution of tion in the mean of daily maximum were also inconsistent
wastewater by runoff and/or infiltration water to sewer was with each other (0.65 for Site #1, 0.76 for Site #2 and 0.54 for
limited, the nitrogenous concentration was close to the Site Site #3). These scatted results might affect the plant design
#3 wastewater which was the mixture from the separated for nitrification/denitrification processes as well as determi-
sewer and the combined sewer. As the Site #1 wastewater nation of blower capacity.
was collected from the combined sewer, the low nitrogenous As summarised in Table 4, traditional water quality indi-
concentration was reasonable. From the total biodegradable ces of CBOD5 (soluble), CBOD5 (total), ammonium-N and
nitrogen concentrations between the Site #1 wastewater and biodegradable Kjeldahl-N were interpreted from the influent
the Site #2, it seemed that the Site #1 wastewater from the state variables of SB, XCB, SNHx and XCB,N [12]. These con-
habitants was diluted by about twice by the runoff and/or the centrations measured in Site #1 and Site #2 were consistent
infiltration water. with the literature which were obtained from surveys of a
Recalling that 1 mg-N of biodegradable nitrogen required couple of WWTPs in Vietnam [35]. For Site #3, the mean
4.57 mg-O2/L for nitrification, the overall oxygen demand daily average concentrations were were also similar to those
concentration (= (SB + XCB) + 4.57(SNHx + XCB,N)) were also reported by Kumokawa et al. (2019) [36].
roughly calculated. Assuming that the sinusoidal curves of
the 4 state variables were synchronised with each other in Statistical analysis to estimate required blower ca-
a day (from Fig. 3E–H) and the peak of the overall oxygen pacity
demand concentration was expressed as the mean of the The calculated influent datasets collected from each site
daily maximum, Site #1 had about 278 mg-O2/L of the oxy- were further classified into 2 kinds of sub-groups for dry
gen demand whilst Site #2 and Site #3 had 402 mgO2/L and weather and wet weather respectively. Except for the wet
592 mg-O2/L respectively. Since these concentrations were weather of Site #2 where the number of datasets was only
scattered over the 3 sites, use of default values for oxygen four, each sub-group dataset was combined in each site
demand might not be an attractive option to perform precise to create an artificial consecutive days of operation. From
plant design, unlike the research by Schraa et al. (2017) and this, total 5 artificial consecutive datasets were made (= A1,
USEPA [3]. Indeed, the ratio of the maximum value of the A2, B1, C1 and C2). Using these artificial influent loadings,
daily maximum to the mean value of the daily average were blower power to maintain 1 mg-O2/L in the aeration tank
also distinct over the three sites. The ratios were 1.64 for Site of the virtual WWTP was dynamically calculated in each
#1, 1.37 for Site #2 and 1.38 for Site #3, and not consistent day as shown in Fig. 6. By extracting the maximum blower
Table 4  Influent characterisation of the three experimental sites.
Biodegradable
SB SNHx XCB XCB,N Soluble CBOD5 Total CBOD5 Ammonium-N
Site #1 Kjeldahl-N
(mg-COD/L) (mg-COD/L) (mg-COD/L) (mg-N/L) (mg-COD/L) (mg-COD/L) (mg-N/L)
(mg-N/L)
Daily maximum 18~190 5.4~20.5 25~211 3.1~17.7 13~136 29~168 5.4~20.5 10.4~32.3
(Mean value) (91) (12.7) (85) (9.6) (65) (94) (12.7) (20.5)
Daily average 7~120 4.0~19.2 5~69 2.3~11.5 5~86 15~109 4.0~19.2 8.1~26.8
(Mean value) (42) (9.7) (32) (5.7) (30) (49) (9.7) (15.5)
Biodegradable
SB SNHx XCB XCB,N Sol CBOD5 Tot CBOD5 Ammonium-N
Site #2 Kjeldahl-N
(mg-COD/L (mg-COD/L (mg-COD/L (mg-N/L) (mg-COD/L) (mg-COD/L) (mg-N/L)
(mg-N/L)
Daily maximum 75~153 16.9~31.6 64~176 5.8~17.7 54~110 80~157 16.9~31.6 28.3~38.7
Journal of Water and Environment Technology, Vol. 19, No. 4, 2021

(Mean value) (110) (24.0) (124) (10.7) (79) (125) (24.0) (32.5)
Daily average 33~87 14.5~28.0 33~97 3.2~13.2 24~63 47~113 14.5~28.0 23.9~32.6
(Mean value) (56) (20.6) (68) (7.1) (40) (79) (20.6) (27.7)
Biodegradable
SB SNHx XCB XCB,N Sol CBOD5 Tot CBOD5 Ammonium-N
Site #3 Kjeldahl-N
(mg-COD/L (mg-COD/L (mg-COD/L (mg-N/L) (mg-COD/L) (mg-COD/L) (mg-N/L)
(mg-N/L)
Daily maximum 99~408 20.2~38.0 56~318 10.2~23.4 71~293 134~352 20.2~38.0 30.2~51.7
(Mean value) (211) (27.5) (181) (16.3) (151) (224) (27.5) (40.7)
Daily average 45~312 18.2~33.3 21~233 6.7~18.6 32~224 77~252 18.2~33.3 27.5~43.8
(Mean value) (130) (22.8) (98) (11.0) (93) (150) (22.8) (33.9)
Where, soluble CBOD5 = 0.717SB; total CBOD5 = 0.717SB + 0.58XCB [12]
223
224 Journal of Water and Environment Technology, Vol. 19, No. 4, 2021

capacity than that receiving the Site #1 wastewater (Fig.


7B1). In case that the plant designer designed the blower
capacity to meet the probability of successful operation =
0.99, the required blower power was estimated to be 136 kW.
With respect to the Site #3 wastewater (Fig. 7C1), about 265
kW of power was needed. The slopes of the EVD lines (EVD
scale parameter) were also distinct over the wastewaters. The
highest slope was found in Fig. 7B1 and the lowest slope was
recognised in Fig. 7C1 respectively. Since high slope indi-
cated low fluctuation of the daily maximum oxygen demand
concentration in the wastewater treatment, the constituents
of the Site #2 wastewater were supposed to be rather stable
comparing to the others whereas the oxygen demand concen-
trations of the Site #3 wastewater highly varied. In fact, the
range between 75%-percentile and 25%-percentile for Site
#2 previously shown in Fig. 5 was the narrowest among the 3
Fig. 6  Example of blower power during the artificial con- sites for both daily average and daily maximum, and for both
secutive days in the virtual WWTP. organic and nitrogen. These suggested that the plant designer
should consider highly controllable blower (e.g. inverter
driven induction motor) for the Site #3 wastewater treatment
power in each day, the values of the maximum blower power that might receive highly fluctuated oxygen demand from the
were analysed using EVD type I. influent.
As shown in Fig. 7, the data over the five artificial datasets Comparing the EVD lines of dry weather to those of wet
were almost linearly plotted with EVD type I. The Y1-axis weather, it appeared that the 2 weather conditions provided
was the cumulative density function of EVD, F(x) (probabil- almost identical oxygen demand concentration in the Site
ity of successful operation) whist the Y2-axis was its inverse #1 wastewater (Fig. 7A1 vs. Fig. 7A2). This indicated that
(= probability of operational failure (once per days of the the sudden elevation of oxygen demand concentration from
plant operation = DO maintaining failure for 1 hour per days the first flush in the sewer was comparable to that occurring
of the plant operation). During the data plotting, some data in dry weather. Because of the combined sewer system, the
were supposed to be the outliners in the order statistic of the elevation of wastewater flow rate was expected during wet
median-rank estimator (e.g. Y1-coordinate = 0.96 in Fig. weather for Site #1. In this case the plant designer might
7A1). Nevertheless, in overall, the required blower capac- simply design the blower capacity in proportion to the de-
ity to meet the daily maximum influent concentration was sign-daily-average flow rate. For the Site #3 wastewater, the
thought to be expressed as EVD. required blower capacity during wet weather was estimated
When the virtual WWTP received the Site #1 wastewater to be 184 kW which was lowered by about 30% comparing
in dry weather (Fig. 7A1), installation of blower having 127 to that during dry weather (Fig. 7C1 vs. Fig. 7C2). This low
kW of working power could maintain the aeration tank with- blower power per influent volume suggested that the first
out 1-hour DO deficiency for 99 days out of 100 days of the flush of Site #3 sewer was considerably diluted by the runoff.
plant operation (probability of successful operation = 0.99). In this case, first of all, the plant designer should calculate
In other word, the plant operator might face the aeration the product of the oxygen demand concentration of the influ-
shortage once per 100 days of operation. On the other hand, ent and the inflow rate for both dry weather and wet weather
when the plant designer placed 93 kW-blower in the aeration conditions. Based on this, proper blower capacity could be
tank, the WWTP was supposed to face the DO deficiency selected by a bigger one of the two.
almost every 10 days (probability of successful operation = From the above experimental results and mathematical
0.90). analysis, the required blower power to maintain 1 mgO2/L
Even dry weather, the required blower capacity was dis- of DO in the aeration tank of the virtual WWTP was sum-
tinct over the 3 kinds of wastewater. The virtual plant receiv- marised in Table 5. In general, the required blower powers
ing the Site #2 wastewater required slightly higher blower under the daily maximum oxygen demand concentration
Journal of Water and Environment Technology, Vol. 19, No. 4, 2021 225

Fig. 7  Prediction of the required air blower power to maintain 1 mg-O2/L of DO in the aeration tank
against the peak loading events (Left: for dry weather; right: wet weather).
226 Journal of Water and Environment Technology, Vol. 19, No. 4, 2021

Table 5  Required blower power to maintain 1 mgO2/L of DO in the aeration tank of the virtual WWTP.
Daily maximum concentration
Wastewater Flow rate:
3 Daily average concentration (Successful operation of 99 days
type 36,000 m /d
out of 100 days)
Site #1 Dry weather 58 kW 127 kW
Wet weather 50 kW 123 kW
Site #2 Dry weather 100 kW 136 kW
Wet weather Not calculated Not calculated
Site #3 Dry weather 146 kW 265 kW
Wet weather 135 kW 184 kW

were as high as about twice of those of daily dry weather tion shortage at every 100 days rather than every 20 days. To
(= 1.4~2.5 times). Apart from the increment of oxygen de- attain the task, more dense statistical analysis was necessary
mand loading from the increased inflow rate due to runoff, to improve the prediction accuracy at around 0.95~0.99 of
the blower power per influent flow rate could be the basis probability on the EVD plot. Specifically the number of data
to determine the blower capacity. In addition, the blower plot for the daily maximum should be increased accord-
power under daily average concentration provided a techni- ing to the median-rank estimator, MR(i). In case of using
cal information to the plant designer for the mean electricity the median-estimator shown in Equation (4), the required
cost of aeration over the year. Furthermore, the increment of number of the field data was at least 14 to plot F(xi) on 0.95
the blower power between the daily average concentration of Y-coordinate and 69 to plot F(xi) on 0.99 of Y-coordinate
and the daily maximum concentration could be the design respectively. This meant that the field test should be operated
basis to determine the number of motors and installation for more than 2 months to obtain the EVD plot having the
of inverter controls, which allowed a flexibility of aeration F(xi) on 0.99 of Y-coordinate. On the other hand, the plant
intensity. For instance, when a project was given to the plant designer was also supposed to identify design-daily-average
designer to design the WWTP treating the Site #1 wastewa- in the project, which was defined as the value throughout
ter with fixed inflow rate, he might install primary blowers a year. Hence the operation and analysis should last for a
having total 58-kW working power to meet the daily average year in the project anyway. As the conventional campaign to
load and a couple of secondary small blowers having total conduct numerous sampling and analysis of the influent was
70-kW working power to treat the increment from the daily clearly infeasible because of huge manpower, the method
maximum. developed in this study was supposed to be the only way to
obtain exact value of design-daily-maximum loadings. Since
DISCUSSION the study successfully demonstrated to continue the continu-
ous analysis for a couple of months, extension of the duration
The back-calculation method integrated with the statistical to 1 year would be technically feasible.
analysis using EVD was thought to be a powerful tool to With respect to the first flush phenomena, the impact
characterise influent biodegradable substance concentra- of the pollutant loading on WWTPs was supposed to be
tions and to estimate the blower capacity of WWTPs. The highly site specific [37]. Indeed, the daily maximum oxygen
calculated influent oxygen demand concentration could be demand concentrations noticeably varied over the 3 sites
one of the attractive databases for the plant design. When in this study. Therefore, precise evaluation and analysis of
the flow pattern of wastewater to the WWTP was measured the influent was essential to design WWTPs. According to
together with the influent characterisation, the product of the Chow et al. (2014) [38], when they investigated the first flush
influent flow rate and the influent oxygen demand concentra- phenomena, they were obliged to squeeze the sites to those
tion could be further analysed in such way that the study neighbouring their laboratory because the fresh sample had
demonstrated. to be analysed no sooner than the initiation of storm. On the
In practice, the plant designer might prefer to know the other hand, the developed method in this study was free from
probability of occurrence per prolonged days of plant opera- the limitation of site selections. This was because the method
tion rather than per lowered days. For instance, risk of aera- did not require to analyse such readily biodegradable influ-
Journal of Water and Environment Technology, Vol. 19, No. 4, 2021 227

ent substances which could be collapsed within a couple of ACKNOWLEDGEMENTS


days of delivering time. Although they could monitor total
52 storm events with each 12-grab sample, such data volume This research was supported by Japan-Vietnam bilateral
and site selection would be the utmost for any laboratories as joint research project (NDT 31.JPA/17), Ministry of Science
long as the conventional method was taken. and Technology (MOST), Vietnam and Project in Sewer-
age and Wastewater Management Department, Ministry of
CONCLUSIONS Land, Infrastructure, Transport and Tourism (MILT), Japan.

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