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ABSTRACT: This paper presents a new mathematical programming approach for including water usage and discharge in the
selection of installation sites for industrial facilities. Water integration within the industrial facility as well as interaction of the
discharged wastewater with the environment and the surrounding watershed are considered simultaneously through a material
flow analysis model. The model tracks the properties that affect the process sinks and the environment (e.g., pH, toxicity, density,
color, chemical oxygen demand, etc.) as well as compositions of targeted components. The model considers all the inlets and
outlets that affect the watershed as well as the interactions between the pollutants and the environment. The objective function is
aimed at minimizing the total annualized cost, which includes the installation cost of the new facility, the transportation of raw
materials, products, and utilities, the land cost, the wastewater treatment costs (including the piping cost), and the fresh sources
cost. The proposed methodology is applied to two case studies in Egypt and Mexico.
© 2012 American Chemical Society 91 dx.doi.org/10.1021/ie3003792 | Ind. Eng. Chem. Res. 2013, 52, 91−107
Industrial & Engineering Chemistry Research Article
Brunner,56 Lampert and Brunner,57 El-Baz et al.,58,59 and erations. The primary focus is to include the design of water
Lovelady et al.60). Recently, Lira-Barragán et al.61,62 proposed networks with multiple pollutants and properties (rather than
two mathematical programming approaches for the optimal just contaminant concentrations) in the site selection of new
water integration inside the industrial facilities considering the facilities while incorporating MFA in the surrounding water-
surroundings through an MFA model. Nonetheless, these shed. In this problem, a set of sites are considered as candidates
studies were based on the composition of the wastewater for locating a new plant in a particular watershed. Therefore,
streams without considering stream properties. the optimum water network and, consequently, the optimum
This paper presents a mathematical model that overcomes flow and quality of the wastewater discharged in a receiving
the drawbacks of the previous plant−watershed networks by water body depend on the location selected to install the plant,
incorporating the property tracking and constraints in addition which depends on the interactions between the new plant and
to the other environmental, technical, and economic consid- the watershed. Thus, the new plant and all sources and uses of
92 dx.doi.org/10.1021/ie3003792 | Ind. Eng. Chem. Res. 2013, 52, 91−107
Industrial & Engineering Chemistry Research Article
the watershed are seen as interacting systems rather than The total flow rate discharged from the new plant and its
comprising isolated components in an overall system. A properties are optimization variables, which depend strongly on
material flow analysis (MFA) model is proposed for the its optimal location to be determined by the optimization
integrated assessment of water use options in order to process. This means that the required treatment also depends
incorporate the sustainability of the watershed in the synthesis on the location of the new plant. To simulate the behavior of
of property-based water networks. A superstructure is the river, the proposed model uses the MFA technique
formulated with all the different alternatives for the in-plant considering all inlet and outlet streams. Then, the required
water recovery and the plant location. The mathematical model treatment also depends on the constraints at the inlet of
is a disjunctive programming formulation that is reformulated process sinks and the treatment is carried out segregating the
as an MINLP problem considering the minimization of the process sources to treat them in the interceptors.
total annual cost for the recycle and reuse network and the One important point included in this paper is the property
installation of the new plant to satisfy the process and balances. Thus, besides the composition balances for key
environmental regulations as well as the sustainability of the compounds, the model includes property balances for pH,
watershed system in terms of properties. The model is able to toxicity, COD, color, viscosity, etc., which are based on the
consider several properties and carry out the selection of several property operator functions contained in Table 1 (Shelley and
technologies to treat the process sources. The paper is El-Halwagi48).
organized as follows: section 2 presents the definition of the
problem addressed in this paper, section 3 presents the model Table 1. Mixing Property Operators
formulation, section 4 presents the results and discussions of
the application of the proposed model, and finally section 5 property operator
presents the conclusions of the paper. composition ψz(z) = z
toxicity ψTox(Tox) = Tox
2. PROBLEM STATEMENT
chemical oxygen demand ψCOD(COD) = COD
Given is a set of alternatives to place a new industrial plant (L =
{l|l = 1, 2, ..., Nl}). Each site has associated an installation cost, pH ψpH(pH) = 10 pH
(Clandl). Also is given a set of process sources (process
streams), (I = {i|i = 1, 2, ..., Ni}). Each process source has a set density 1
ψρ(ρ) =
of given properties (P = {p|p = 1, 2, ..., Np}), which may include ρ
composition, density, pH, toxicity, viscosity, etc. These streams viscosity ψμ(μ) = log(μ)
can be segregated to be recycled and/or reused in the process Reid vapor pressure
sinks, and the process determines the values for the flow rate ψRVP(RVP) = RVP1.44
and the properties for each process source given by Wi and electric resistivity
ψR(R ) =
1
PInSource
i,p , respectively. Besides, given is a set of process sinks R
(process units), J = {j|j = 1, 2, ..., Nj}. Each process sink requires paper reflectivity 5.92
ψR (R ∞) = R ∞
a given flow rate (Gj), with specific limits for the inlet ∞
properties (PInSink ). In addition, there is available a set of fresh color ψColor(Color) = Color 0.606
j,p
sources (K = {k|k = 1,2,...,Nk}) that can be sent to the process odor ψOdor(Odor) = Odor
sinks (Fk), each one with given properties (PFresh k,p ). As can be
seen in Figure 4, for each property to be treated there is a set of
interceptors in the proposed superstructure to treat each of the On the other hand, the main stream of the river is fed by
properties individually. Therefore, there is a set of interceptors several streams called tributaries (FTr,t). As it can be seen in
to treat the first property (INT1), then for the second property Figure 3, the watershed system exchanges water during its
exists a second set of interceptors (INT2), and for the N trajectory (i.e., water for agricultural use, wastewater discharged
property to be treated there is the last set of interceptors to the river with and without treatment, industrial and
(INTN). Finally, there is a set of environmental regulations residential effluents, etc.) and, finally, discharges a total stream
(PWaste,max
p ) for the wastewater discharged to the environment to the final disposal. In addition, natural phenomena like
(Waste). This new stream will be discharged to a river or precipitation, filtration, and vaporization are taken into account
watershed, which is divided in several reaches (R = {r|r = 1, 2, in the model. Since all these processes can modify significantly
..., Nr}) and each reach can receive several effluents (T = {t|t = the characteristics of the river, for tracking adequately the mean
1, 2, ..., Nt}). Thus, a set of sustainability constraints is imposed properties, the river is sectioned in parts where the properties
for the properties of the stream discharged to the final disposal. can be considered constant (these sections are represented in
The problem consists in determining simultaneously the Figure 3 with ovals). These parts or sections are called reaches,
recycle and reuse network based on properties and the optimal which represent zones where no big intermediate effluents are
location for the new plant that discharges wastewater to the discharged and/or extracted. Also, the model accounts for the
surrounded watershed avoiding the accumulation of pollutants main effluents discharged in each reach, which are called
and maintaining under control the water discharged at the final tributaries. The tributaries can be channels or branches of the
disposal (considering the properties of the streams in the river, which may contain discharges with/without treatment,
watershed) and, at the same time, satisfying the environmental industrial discharges, etc. The flow rates (FTr,t) and properties
constraints for the pollutants through the watershed system. (PTrib
p,r,t ) of the tributaries affect the reaches where they are
The objective function is the minimization of the total annual discharged. It should be noted that the discharges to the
cost (TAC) that includes the installation costs for the new watershed contain compounds that interact chemically and
plant, the treatment costs for the process sources, the costs of biochemically with the system through the flora and fauna
fresh sources and the piping costs. established in the watershed.
93 dx.doi.org/10.1021/ie3003792 | Ind. Eng. Chem. Res. 2013, 52, 91−107
Industrial & Engineering Chemistry Research Article
the property balance for each section of the river r is stated as affecting the properties of the streams. The effect of the
follows: chemical or biochemical reactions over the properties for
InReach reaches (eq 5) and tributaries (eq 6) can be represented as
ψp(PpReach Prec
, r )Q r = ψp(P p , r − 1 )Q r − 1 + ψp(P p , r )Pr follows:
Nt(r)
V =0
+ ψp(PpInd
, r )Dr + ψp(PpResid
, r )Hr + ∑ ψp(PpTrib
, r , t )FTr , t ∫V rp , r dVr = kp[ψp(PpReach σp
, r )] Vr , ∀ p ∈ P, r ∈ R
t=1 r
(5)
+ ψp(PpPNEW Loses Uses
, r(l) )QPNEWr(l) − ψp(P p , r )Lr − ψp(Pp , r )Ur
V =0 V =0
− ∫V rp , r dVr , ∀ p ∈ P, r ∈ R ∫V rp , r , t dVr , t = kp[ψp(PpTrib σp
, r , t )] Vr , t ,
r (2) r ,t
Overall Balance for Each Tributary. For the tributary t that ∀ p ∈ P, r ∈ R, t ∈ T (6)
discharges to the reach r, the overall balance is written as
follows: where kp is the kinetic constant of degradation for each
property p measured experimentally, σp is the reaction order for
FTr , t = SrUntreat
,t + SrTreat
,t + Ir , t + Pr , t + Dr , t + QPNEWr , t(l) each property, ψp(PReachp,r ) is the property operator at the reach r,
while ψp(PTrib
p,r,t ) is the property operator at the tributary t, and Vr
− Lr , t − Ur , t , ∀ r ∈ R, t ∈ T (3) and Vr,t are the volumes for the reach and tributary,
respectively.
The total flow rate discharged from the tributary t to the reach r
Agricultural Discharges and Uses. Experimental informa-
(FTr,t) is the sum of discharges without treatment (SUntreated
r,t ),
tion is used to compute the agricultural discharges (Dr,t) as well
discharges with treatment (STreated
r,t ), industrial discharges (Ir,t),
as the agricultural uses (Ur,t) through a pair of experimental
pluvial discharges (Pr,t), direct discharges (Dr,t), and the new
parameters that depend on the agricultural area (Ar,t).
discharge if the new facility is located on this tributary
(QPNEWr,t(p)), subtracting the losses (Lr,t) and use (Ur,t) of Dr , t = αr , t A r , t , ∀ r ∈ R, t ∈ T
water.
Property balances for each tributary. The next balance that
Ur , t = βr , t A r , t , ∀ r ∈ R, t ∈ T
includes the reaction term is used to calculate the property
operator discharged from the tributary t to the reach r.
αr,t is the water required per area and its units are m3/ha·s,
ψp(PpTrib Untreat Untreat
, r , t )FTr , t = ψp(Pp , r , t )Sr , t + ψp(PpTreat Treat
, r , t )Sr , t
while βr,t is the discharged flow rate per area and its units also
are m3/ha·s.
+ ψp(PpInd Prec Direct
, r , t )Ir , t + ψp(P p , r , t )Pr , t + ψp(P p , r , t )Dr , t 3.2. Location of the New Plant. This work considers a set
of alternatives to locate the new industrial facility (L), which are
+ ψp(PpPNEW Loses
, r , t (l))QPNEWr , t (l) − ψp(P p , r , t )Lr , t specified before the optimization process. Then, for each
V =0 alternative, it is necessary to consider the possible discharge of
− ψp(PpUses
, r , t )Ur , t − ∫V rp , r , t dVr , t , the new wastewater flow rate (QPNEWl) and its property
r ,t operators (ψp(PPNEWp,l )). If the new industrial plant is located on
∀ p ∈ P, r ∈ R, t ∈ T the alternative 1, the wastewater flow rate and the property
(4)
operators associated to this site must be greater than zero;
Reactive Terms. The chemical reactions that are carried out otherwise, if the new plant is not located on the position 1, the
in the rivers have strong effects over the properties of the wastewater flow rate and the property operators discharged
streams in the watershed. Several components can be degraded would be zero. This is included in the following disjunction:
⎡ Y1 ⎤ ⎡ Y2 ⎤ ⎡ Yl ⎤
⎢ ⎥ ⎢ ⎥ ⎢ ⎥
⎢ ψ (P pPNEW
,1 ) ≥ 0, QPNEW1 ≥ 0 ⎥ ⎢ ψp(P pPNEW
,1 ) = 0, QPNEW1 = 0 ⎥ ⎢ ψ (P pPNEW
,1 ) = 0, QPNEW1 = 0 ⎥
⎢ p
⎥ ⎢ ⎥ ⎢ p
⎥
⎢ ψ (P PNEW ) = 0, QPNEW = 0 ⎥ ∨ ⎢ ψ (P PNEW ) ≥ 0, QPNEW ≥ 0 ⎥ ∨ ··· ∨ ⎢ ψ (P PNEW ) = 0, QPNEW = 0 ⎥ , ∀p∈P
⎢ p p ,2 2 ⎥ ⎢ p p ,2 2 ⎥ ⎢ p p ,2 2 ⎥
⎢ ⋮ ⎥ ⎢ ⋮ ⎥ ⎢ ⎥
⎢ ⎥ ⎢ ⎥ ⎢ ⋮ ⎥
⎢ ψ (P PNEW ) = 0, QPNEW = 0 ⎥ ⎢ ψ (P PNEW ) = 0, QPNEW = 0 ⎥ ⎢ ψ (P PNEW ) ≥ 0, QPNEW ≥ 0 ⎥
⎣ p p,l l ⎦ ⎣ p p,l l ⎦ ⎣ p p,l l ⎦
In this disjunction, the Boolean variable associated to the (Yl) must be false and the ψp(PPNEW
p,l ) and QPNEWl associated
location l of the new plant is Yl, while ψp(PPNEW
p,l ) is the property to such locations must be set as zero.
operator for the property p from the wastewater stream of the A similar situation occurs for the case when the selected
new industrial facility (QPNEWl). As it can be seen, these location is 2, 3, and so on for the l possible locations. It is
important to remark that the value for the flow rate of the
variables depend on the final location of the new plant. In this
wastewater and the property operators of the new plant are
sense, the disjunctive model establishes that if the optimal strongly influenced by the location through the material flow
location for the new plant is on alternative 1, then the Boolean analysis model, satisfying the environmental regulations given
variable Y1 is set as true; therefore, ψp(PPNEW
p,l ) and QPNEW1 to maintain under control the properties and the desired
must be greater than zero, while all the others Boolean variables constraints in intermediate reaches, as well as the sustainability
96 dx.doi.org/10.1021/ie3003792 | Ind. Eng. Chem. Res. 2013, 52, 91−107
Industrial & Engineering Chemistry Research Article
constraints at the final disposal. Notice that these variables also where Fk is the total flow rate for the fresh source k and f k,j is
depend on the mass integration inside the plant where there are the segregated flow rate from the fresh source k sent to process
sinks constraints to be met at the inlet to process units. sink j. Notice in Figure 4 that the fresh sources only are sent to
Previous disjunction is reformulated using the convex hull the process sinks.
technique (see Raman and Grossmann63 and Ponce-Ortega et Splitting of Process Sources to the Property Interceptors.
al.64). The interception network is segregated avoiding the mixing of
The reformulation includes the transformation of the different process sources. If a process source does not require
Boolean variables (Yl) into a set of binary variables (yl). any treatment, it is sent to a fictitious unit (located at the end of
When the Boolean variables are true, the associated binary the set of property interceptors) with effectiveness and cost
variables must be set as 1; otherwise, when the Boolean equal to zero. Next equation represents the segregation of each
variables are false, the associated binary variables are zero. process source to treat the first property on the first set of
Therefore, the following relationship is used to select only one available interceptors.
location to install the plant: 1
Wi = ∑ wiint , ∀i∈I
∑ yl =1 int1 ∈ INT1 (13)
l∈L (7)
Then, to treat the second property, the flow rates at the exit of
The next upper limits for the variables QPNEWl and ψp(PPNEW
p,l ) the first line of interceptors are segregated, avoiding the mixing
complete the reformulation. of streams, and again these are fed to the second set of
interceptors.
QPNEWl ≤ QPNEW Upyl , ∀l∈L (8) 1 1 2
wiint = ∑ wiint ,int , ∀ i ∈ I , int1 ∈ INT1
ψp(PpPNEW
,l ) ≤ ψp(P PNEW )Up yl , ∀ p ∈ P, l ∈ L (9)
int2 ∈ INT2 (14)
Notice that this approach does not allow the mixing of different
where QPNEWUp and ψp(PPNEW p,l )Up are the upper limits for process streams. This approach eliminates the nonlinearities
QPNEWl and ψp(Pp,l ), respectively. Notice that ψp(PPNEW
PNEW
p,l )Up involved in the property balances, although the problem size
is an upper bound for all properties p. These constraints are increases exponentially.
required to ensure that QPNEWl and ψp(PPNEW p,l ) take values Following the same sequence for N properties to be
greater than zero only when the new plant is located in a intercepted, the next equations model the segregations.
particular position l.
Equations to Interconnect the Models. The following 1 2
,...,intN − 1 1 2
,...,intN
wiint ,int = ∑ wiint ,int ,
relationships are required to interconnect the material flow intN ∈ INT N
analysis model with the superstructure model for the mass
integration inside the plant: ∀ i ∈ I , int1 ∈ INT1, ..., intN − 1 ∈ INT N − 1 (15)
Fk = ∑ fk ,j , ∀k∈K + ∑ [ψp(PkFresh
, p )fk , j ], ∀ j ∈ J, p ∈ P
j∈J (12) k∈K (18)
Overall Balance for the Waste Stream. The total flow rate different purposes, it becomes necessary to impose a set of
of the wastewater stream discharged to the environment is property constraints on corresponding reaches to guarantee the
given by the sum of the process sources after the treatment quality of the water extracted. The proposed model is able to
units that are sent to the waste. consider these constraints through the following relationship:
1 N
Waste = ∑ ∑ ··· ∑ giint ,...,int
ψp(P pDesiredmin ) ≤ ψp(PpReach Desiredmax
,Waste , m(r ) , m(r )) ≤ ψp(P p , m(r ) ),
i ∈ I int1 ∈ INT1 intN ∈ INT N (19)
Property Balances for the Waste Stream. Next equation is ∀ p ∈ P , m ( r ) ∈ M (R ) (23)
used to calculate the properties for the waste stream discharged
to the environment. where M(R) represents a subset of reaches of all the reaches r
that require a specific water quality, while ψp(PDesiredMAX
p,m(r) ) and
ψp(PpWaste)Waste = ∑ ∑ ··· ψp(PDesiredMIN
p,m(r) ) are the limits for the property operators with
i ∈ I int1 ∈ INT1 desired properties in specified reaches to maintain the water
∑ (ψp(PiOutPIN,int ,...,int 1
)giint
N
,...,int
),
1 N
∀p∈P quality in them.
,p
intN ∈ INT N
,Waste Sustainability Constraints. To ensure the sustainability of
(20) the watershed and its surroundings, and to avoid putting at risk
the final disposal (lake, sea, or ocean), the next constraints must
Sink Constraints. The process sinks impose a set of be met because the environmental regulations imposed on the
constraints to work properly that usually are given in terms plant discharge could not be enough:
of specific properties like the composition of specific
compounds, density, pH, viscosity, thermal conductivity, etc.
ψp(P pSustainablemin) ≤ ψp(PpReach Sustainablemax
,final) ≤ ψp(P p ),
In this work, these constraints are stated in terms of the
property operators as follows: ∀p∈P (24)
ψp(P jInsin k,min
) ≤ ψp(P jInsin k
) ≤ ψp(P jInsin k,max
),
,p ,p ,p
where ψp(PReach
p,final ) is the property operator in the final disposal
j ∈ J, P ∈ P (21) after installing the new industrial facility, while ψp(PSustainableMIN
p )
and ψp(PSustainableMAX
p ) are the set of sustainability constraints for
Environmental Constraints. The environmental regulations property p. Notice that the sustainability constraints are
impose a set of constraints on the industrial plant in terms of generated making a sustainability analysis for the final disposal
properties as follows: prior to the optimization process. Satisfying these constraints
ψp(PpWaste,min) ≤ ψp(PpWaste) ≤ ψp(PpWaste,max ), ∀p∈P ensures that the natural degradation of the pollutants in the
final disposal will maintain the properties under sustainable
(22) limits.
This set of constraints includes upper and lower limits for Objective Function. Finally, the objective function consists
specific properties in the wastewater discharged to the in minimizing the total annual cost (TAC), which comprises
environment like pH, COD, toxicity, color, etc. the annualized installation costs for the new plant, the fresh
Constraints for the Quality of Specific Reaches. Because sources costs, the treatment cost (including operational cost,
the water in some specific zones of the rivers can be used for variable and fixed capital cost), and the piping costs.
1 1 N 1 N
min TAC = ∑ Clandlyl + HY ∑ FreCkFk + HY ∑ [ ∑ int int
VarCop wi + ··· ∑ int int ,...,int
(VarCop wi )]
1 1 N N
l∈L k∈K i∈I int ∈ INT int ∈ INT
int 1 int 1 intN int1 ,...,intN
+ HY ∑ [ ∑ VarCcap wi + ··· ∑ (VarCcap wi )]
i∈I int1∈ INT1 intN ∈ INT N
1 1 N 1 N 1 1 N
+ kf ∑[ ∑ int int
FixCcap zi + ··· ∑ int int ,...,int
(FixCcap zi )] + HY [TrPipC ∑ ( ∑ wiint + ··· ∑ wiint ,...,int )
i∈I int1∈ INT1 intN ∈ INT N i∈I int ∈ INT intN ∈ INT N
1 N 1 N
+ WaPipC ∑ ∑ ··· ∑ giint ,...,int
,Waste
+ EqPipC ∑ ∑ ··· ∑ ∑ giint,j ,...,int + FrPipC ∑ ∑ fk ,j ]
1 1 N N 1 1 N N
i ∈ I int ∈ INT int ∈ INT i ∈ I int ∈ INT int ∈ INT j∈J k∈K j∈J (25)
where HY is the hours per year that operates the new industrial being discharged to the environment. A set of technologies
plant and kf is the factor used to annualize the inversion. The must be selected to treat the process sources yielding capital
annualized installation cost (Clandl) takes into account the land and operational costs for each one of the interceptors required.
cost and the transportation costs for raw materials, products N
and services. Notice that this annualized installation cost takes The operational cost (Varint op ) for the interceptors depend on
the treated flow rate, while the capital cost contains a variable
into account simultaneously capital and operational costs, and N
that the factor used to annualized the capital costs is used to cap ) that also depends on the treated flow rate and a
cost (Varint
N
provide the associated cost per year. Fresh sources cost (FreCk) fixed component (Fixintcap ). Finally, the piping costs for the four
is caused by the required amount of fresh sources to satisfy the sections showed in the superstructure are considered. The first
water requirements of the process sinks as well as the properties section involves the pipes required when the process sources
constraints imposed on them. Also, process sources need to be are sent to treatment (TrPipC); then, once the process sources
treated prior to be sent to the process sinks, as well as prior to are treated they can be sent to the wastewater stream
98 dx.doi.org/10.1021/ie3003792 | Ind. Eng. Chem. Res. 2013, 52, 91−107
Industrial & Engineering Chemistry Research Article
Table 4. Requirements for the Process Sinks for Example 1 installation cost, $4.816 × 106/yr of treatment cost, $573,330/
yr of fresh source cost and $827,532/yr of piping cost. The
process sink flow rate, m3/s compositionmax toxicitymax
results obtained for the solution of the proposed model shows
1 0.365 55.5 0.013 that the new plant must be installed in the site 3 with the mass
2 0.290 36.2 0.011 integration based on properties showed in Figure 6. Notice that
3 0.335 30 0.010 some properties for the stream discharged to the environment
are limited by the environmental constraints, whereas others
Table 5. Characteristics of the Available Interceptors for are lower than the environmental constraint. Specifically, the
Example 1 composition, the toxicity, as well as the color require a larger
interceptor adjustment factor cost, $/m3 reduction to satisfy the constraints imposed on the river or the
Composition final disposal to maintain the quality of the water around the
Rec1 0.05 0.090 system (see Figure 7). Therefore, the results show that if the
Rec2 0.22 0.072 new plant only satisfies the environmental regulations imposed
Toxicity by the legislation on the wastewater, the sustainability
Tox1 0.08 0.105 requirements of the system are not fulfilled since the associated
Tox2 0.17 0.075 environmental impact of the wastewater discharged from the
COD new plant is not in line with the estimated degradation capacity
Aer1 0.06 0.055 of the watershed.
Aer2 0.23 0.032 On the other hand, this example was solved previously by
Odor Lira-Barragán et al.62 while only considering the compositions
Ads1 0.02 0.065 of chemical compounds and without taking into account the
Ads2 0.16 0.047 properties. Lira-Barragán et al.62 found that the optimal
Color location of the new plant is site 4 with a total annualized
Dec1 0.10 0.070 cost of $12.121 × 106/yr. When the constraints based on
Dec2 0.20 0.051 properties for the in-plant sinks and the wastewater discharged
to the environment are not included, some constraints may be
The costs for the fresh sources 1 and 2 are $0.190/m3 and violated. For example, the properties in reach 6 (toxicity of
$0.142/m3, respectively. On the other hand, the environmental 0.0088, COD, odor, and color of 42.808, 2.936, and 134.69,
constraints for the wastewater stream in terms of properties are: respectively) represent a risk for the water extracted for human
PSustainable
Comp = 50, PSustainable
Tox = 0.1, PSustainable
COD = 75, PSustainable
Odor = 2.7, activities, and this problem is avoided in the solution given by
Sustainable the formulation proposed in this paper.
and PColor = 100. Then, to satisfy these constraints the
model considers a set of interceptors with different efficiencies 4.2. Example 2. Balsas Watershed. This case considers
to remove the pollutants and to improve the properties. Finally, the Balsas watershed that is one of the largest systems in
the piping costs for each section in the superstructure are Mexico. This system transports several types of discharges until
TrPipC = 0.003 $/m3, WaPipC = 0.006 $/m3, EqPipC = 0.010 the Pacific Ocean, and CONAGUA 67,68 reported the
$/m3, and FrPipC = 0.008 $/m3. information for it shown in Figure 8. In this case, the
The problem for this case study was implemented in the properties considered were the composition, toxicity, density,
software GAMS (Brooke et al.65), and it was solved using the COD, odor, and color, and the properties restricted for the
solver DICOPT (Viswanathan and Grossmann66). The optimal stream discharged to the environment are composition, toxicity,
solution requires a total annual cost of $17.317 × 106/yr, which COD, odor, and color, while the process sinks limit only the
is constituted by the next cost components: $11.1 × 106/yr of composition and density. The system offers 20 possible
Figure 8. Balsas watershed system (possible locations and the constraints on the river).
sent to the wastewater stream discharged to the environment piping costs for each section in the superstructure are TrPipC =
where the other properties are restricted. 0.001 $/m3, WaPipC = 0.002 $/m3, EqPipC = 0.005 $/m3, and
Table 8 shows the requirements for the flow rate and FrPipC = 0.003 $/m3.
maximum composition, as well as the minimum and maximum Then, the proposed model was applied for this case study
yielding an optimal solution where the new facility must be
Table 8. Requirements for the Process Sinks for Example 2 placed in alternative 6 with a total annual cost of $14.9 × 106/
yr, composed by $9 × 106/yr of installation cost, $3.6 × 106/yr
process sink flow rate, m3/s compositionmax densitymin densitymax of treatment cost, $1.5203 × 106/yr of fresh source cost, and
1 0.348 16 2.2 2.4 $779,040/yr of piping cost. Figure 9 shows the water network
2 0.428 19.4 1.95 2.1 based on properties for this example; notice that the value of
3 0.406 23.3 2.35 2.55 toxicity in the wastewater stream is zero, satisfying the
4 0.312 28.5 1.7 1.9 constraint in reach 8, where it is rquired to be zero (see Figure
5 0.336 18 2.2 2.3 10). Also, it is worth noting that most of the properties in the
6 0.294 14 1.8 2 wastewater streams almost take the upper limits of the
7 0.196 22.5 2.45 2.55 environmental constraints. Nonetheless, the composition
requires a greater reduction to satisfy the constraints imposed
density for each process sink. The unitary cost for fresh source on reach 8 to meet the quality of the water extracted for human
1 is $0.128/m3, for fresh source 2 is $0.113/m3, and for fresh activities. On the other hand, if the proposed model by Lira-
source 3 is $0.097/m3. Table 9 shows the characteristics Barragán et al.62 is applied to this example (i.e., if the properties
(efficiency and variable cost) for the property interceptors. For are not taken into account), the optimal solution to install the
this case, the variables costs are included in just one term. new plant is alternative 1, obtaining a total annualized cost of
The environmental legislation imposes the next constraints $10.214 × 106/yr. However, in that solution, some of the
on the wastewater stream: PSustainableComp = 50, PSustainable
Tox = 0.1, properties have values greater than the maximum allowed,
PSustainable
COD = 75, P Sustainable
Odor = 2.7, and PSustainable
Color = 100. While the yielding not sustainable solutions.
Finally, Table 10 shows the computation time for the
Table 9. Available Interceptors for Example 2 problems presented in this work, using a computer with an i5
processor at 2.3 GHz with 4 GB of RAM.
interceptor adjustment factor variable cost, $/m3
Composition 5. CONCLUSIONS
Rec1 0.11 0.026 This paper has introduced a water integration approach to
Rec2 0.23 0.021 consider simultaneously the integration inside the plant and the
Toxicity sustainability of the surrounded watershed during the selection
Tox1 0.00 0.054 of a construction site of a new industrial facility. A material flow
Tox2 0.08 0.049 analysis is developed and coupled with an optimization
COD formulation to track, manipulate, and assign properties and
Aer1 0.18 0.022 compositions while considering water integration alternatives
Aer2 0.43 0.018 and the impact on the surrounding watershed. The model also
Odor considers the integration of the wastewater discharged from the
Ads1 0.14 0.013 industrial facility with the other discharges in the regions that
Ads2 0.39 0.011 impact the watershed (e.g., agricultural, domestic, other
Color industrial discharges, evaporation, filtration, etc.). Phenomena
Dec1 0.10 0.019 occurring within the watershed are accounted for from the
Dec2 0.20 0.015 natural degradation of the pollutants through the watershed
102 dx.doi.org/10.1021/ie3003792 | Ind. Eng. Chem. Res. 2013, 52, 91−107
Industrial & Engineering Chemistry Research Article
Figure 10. Impact of the new wastewater stream over Balsas system.
Table 10. Size and Computation Time for the Problems r = reach
Considered Sink = sink
Source = source
concept example 1 example 2
t = tributary
number of constraints 1,415 9,527 Treat = treated
number of continuous variables 5,030 30,876 Trib = tributary
number of binary variables 4 20 Untreat = untreated
CPU time (s) 4.36 19.96 Waste = waste discharged to the environment
Sets
and their effect on the specific properties that are constrained in I = set for the process sources, {i|i = 1,...,Ni}
the system. Economic and environmental issues are included in INTN = set for property interceptor N, {int|int =1,...,NintN}
the optimization formulation. The devised model has been J = set for the sinks, {j|j = 1,...,Nj}
applied to two case studies, one from Egypt and the other one K = set for the fresh sources, {k|k = 1,...,Nk}
from Mexico. The results show that the traditional water M(R) = subset for the specific reaches that require properties
integration schemes that do not consider the surrounding constraints
watershed may not be sufficient to ensure the sustainability of L = set for the sites to locate the new plant, {l|l = 1,...,Nl}
the watershed. To satisfy the sustainability requirements, the P = set for the properties, {p|p = 1,...,Np}
interaction of the wastewater streams discharged to the R = set for the reaches, {r|r = 1,...,Nr}
environment with other discharges and uses through the T = set for the tributaries, {t|t = 1,...,Nt}
watershed must be considered in conjunction with the physical,
chemical, and biological phenomena occurring in the water- Parameters
shed. The results also show that the property-based approach Ar,t = area cover by effluent t in reach r, acre or ha
proposed in this paper is suited for problems with several Clandp = annualized installation cost for the new plant in site
pollutants that are difficult to quantify in terms of the p, $/year
composition of the streams. Finally, when only the composition Dr,t = agricultural discharges from tributary t to reach r, m3/s
is considered, several property requirements may not be Dr = direct discharges to the reach r, m3/s
satisfied.
■
EqPipC = piping cost to send process sources to process
sinks, $/m3
AUTHOR INFORMATION N
■
Gj = total flow rate for process sink j, m3/s
HY = operation time per year, hr/year
ACKNOWLEDGMENTS
Hr = total discharge (i.e., industrial + sanitary) to the reach r,
Authors acknowledge the financial support from the Mexican m3/s
Council for Science and Technology (CONACYT).
■
Ir,t = industrial discharge from the tributary t to the reach r,
m3/s
DEDICATION kf = factor used to annualize the capital costs
To Professor L. T. Fan with deep gratitude for his inspiration kp = kinetic constant for the degradation for property p
and seminal contributions in process systems engineering
■
Lr,t = total losses (filtration and evaporation) from tributary t
of the reach r, m3/s
NOMENCLATURE Lr = total losses (filtration and evaporation) from the reach r,
Indexes m3/s
Direct = direct Ni = total number of process sources
Ind = industrial NintN = total number of interceptors
i = process source Nj = total number of sinks
int = interceptor Nk = total number of fresh sources
In = inlet Nl = total number of sites allowable to locate the new plant
j = sink Np = total number of properties
k = fresh source Nr = total number of reaches
l = site to locate the new plant Nt = total number of tributaries
m(r) = specific reaches that require property constraints Pr,t = precipitation discharged for the tributary t to the reach
max = maximum r, m3/s
min = minimum Pr = precipitation discharged to the reach r, m3/s
N = number of properties to be treated PDesired
p,m(r) = desired properties in some reaches
Out = out PWaste,max
p = environmental regulation for the property to be
PNEW = new industrial plant discharged by the new plant
Prec = precipitation PSustainable
p = sustainability constraints at the final disposal
p = property Suntreated
r,t = residual wastewater discharged without treatment
Resid = residential to the reach r for tributary t, m3/s
104 dx.doi.org/10.1021/ie3003792 | Ind. Eng. Chem. Res. 2013, 52, 91−107
Industrial & Engineering Chemistry Research Article
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