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Kong Branch of the Royal Asiatic Society
Richard J. Smith*
iron factories and built many steamships. She has changed to the
use of Western weapons. [• • .] Perhaps she is merely planning for
self-protection. But if Japan seeks only self-protection, she is
nevertheless oppressing and looking down on our China. Should
not China plan for herself?”5
The outcome of the Sino-Japanese War perhaps causes us to
cast the “success’’ of Japan and the "failure" of China in too sharp
relief. But Cohen's protests to the contrary, modernization is a
horserace. It involves the notion of catching up, or at least main
taining competitive presence. And nowhere is the race more evident
than in military affairs. Yet curiously, very little attention has been
given to the military as a perspective from which to view the com
parative modernization of China and Japan.6 This is especially
surprising in light of the importance attached to military reform by
moderaizers in both countries, the common threat posed to each
by Western imperialism, and the same basic access to foreign
military technology and assistance in the nineteenth century. This
research note, based on my own preliminary investigations, sug
gests two tentative conclusions: First, that Japan's modernizing
advantages in the military sphere on the eve of the Western en
counter do not explain her military "success" in the Meiji period;7
and second, that the modernizing implications of Japan's successful
military reforms, and the relative "failure" of China's, extend well
beyond the sphere of military affairs.
Four main stages have been identified with the responses of
China and Japan to the Western "impact":(1)Recognition of
Western military superiority; (2) recognition of Western scientific
technology as the basis of military superiority; (3) recognition of
the need to train native personnel in Western military technology;
and (4) recognition that scientific technology in the military sphere
is merely part of Western science and technology in general, and
that in order to develop it, the pure science and general learning of
the West also had to be introduced.8 These phases unfolded rela
tively slowly in China, while in Japan they occurred almost simul
taneously.
A common feature of the effort to achieve national strength
and self-sufficiency in both China and Japan was the employment
of foreigners in military affairs. This policy, which entailed certain
obvious risks, brought substantial benefits to Japan in the Meiji
period, as Ernst Presseisen has indicated.9 In China, however,
A high priority for both pre-Meiji Japan and late Ch'ing China
was the training of troops and officers in Western techniques. In
each country, the use of foreign military assistance followed similar
lines. The training program established for the Bakufu by the
French Minister, Leon Roches, at Yokohama during the mid-1860%
for example, may be compared with the central government train
ing program set up by the British Minister, Frederick Bruce, at
Tientsin in the early 1860's.12 Similarly, the various foreign-train
ing efforts begun in Chöshu and other hart during the 1860's bear
a basic resemblance to the post-Taiping training camps established
at Shanghai, Canton, Foochow and elsewhere.13 The Japanese
even had their own rough equivalent of China's famous Ever
Victorious Army.14 Common problems in these early military im
provement programs included language difficulties, foreign rivalries,
financial limitations, lack of standardization in arms and training,
and foreign meddling.15
China never overcame these problems. From the 1860's to the
early 1890's, a handful of foresighted individuals, most notably Li
Hung-chang, undertook a variety of modernizing enterprises aimed
at building up China's "wealth and power." Their efforts succeeded
in a limited way, but were severely hindered by obscurantism,
official opposition, bureaucratic inertia, and the deliberate policies
of the Empress Dowager, Tz'u-hsi, who carefully manipulated poli
tical factions in order to maintain and enhance her own power.16
NOTES