Pavlova Ann, ЮМП-31

Unit 1 Criminal law Ex.19,20,21,22 p.44

Ex.19
1. The profession of the appellant was an audit manager at PwC.
2. He was found guilty of market abuse.
3. He knew that the company intended to sell its electrical division, which was
confidential information he obtained while working on the company's audit at
PwC.
4. The appellant made a profit of £3,750 on the sale of the shares.

Ex.20
1. False. The case was heard before the Financial Services and Markets Tribunal,
not the European Court of Justice.
2. False. Mr Mohammed was sentenced to pay a pine for his crime.
3. False. The defendant was partially responsible for the audit of the company.
4. True.

Ex.21
1. Confidential information.
2. Purchase shares.
3. Proposed sale.
4. The Tribunal held.
5. Provisions in the Financial Services and Markets Act.

Ex.22
To prevent cases of market abuse, it is important to have strict regulations and laws in
place that prohibit insider trading and other forms of market manipulation. Companies
can also implement internal controls and ethical guidelines to ensure that employees
do not engage in such activities. Additionally, training and education programs can be
provided to employees to help them understand the consequences of market abuse and
the importance of ethical behavior in the financial industry. Whistleblower protections
can also encourage employees to come forward with information about suspected
market abuse without fear of retaliation.