You are on page 1of 181

P

Paganism Paganus with the uncivilized and rural. This


distinction between rural and urban religious
David Waldron practices also links closely with the intensely
Department of Social Science and the urban and cosmopolitan demography of early
Humanities, University of Ballarat, Ballarat, Christianity. In the early Christian era, the term
VIC, Australia pagan came to represent those who still practiced
the predominantly rural and localized expres-
sions of pre-Christian belief in contrast to the
The Origins of the Term Paganism predominantly urban and educated Christianity
of the Middle Ages. In this sense, western thought
The term pagan etymologically derives from has typically presented a universal divide
the Latin adjective Paganus which, typically, is between Christianity and, by association, the
taken to mean of the rural countryside. It is also other Abrahamic faiths of Islam and Judaism
a term which has been used pejoratively from its and that of the incredibly diverse and wide
inception as uncivilized, uncouth, and ranging other faiths of antiquity, indigenous
rustic. However, this interpretation has come cultures, and contemporary pagan revivals.
under criticism by historians Robin Lane Fox The adoption of this dualist distinction by
and Pierre Chauvin due to the term being utilized cotemporary pagan revivalists has led to numer-
widely in Early Christian Rome when the bulk of ous conflicts between western pagan revivalists,
the urban population remained pagan in today’s eager to integrate traditional pre-Christian
terms. Like Chauvin, Ronald Hutton proposes religious practices with pagan revivals, and mem-
that a more accurate meaning of the term in bers of indigenous cultures and non-Christian
antiquity is that of followers of the customs and religions (Mulcock 1998, 2001).
religions of locality (i.e., pagus) rather than one
of the many cosmopolitan, universalist, and
transcendent faiths of the early Christian period Paganism and the Abrahamic Faiths
(Hutton 1991). in Antiquity

With regard to interpretations of the paganism of


Paganism and the Countryside antiquity, the central distinction that can be made
with the Abrahamic faiths is that of locality and
The perceived high prevalence of localized pre- cultural pluralism. This distinction is pointed out
Christian customs, idolatry, and ritual surviving by Martin Bernal in his discussion of the rise
in the countryside led to the association of the of the transcendent monotheistic and dualist

D.A. Leeming (ed.), Encyclopedia of Psychology and Religion, DOI 10.1007/978-1-4614-6086-2,


# Springer Science+Business Media New York 2014
P 1274 Paganism

cosmopolitan religions of the second and third Paganism as a Pejorative


centuries CE, particularly in Egypt, the and Reactionary Term
supposed heartland of the temple based urban
paganism of antiquity. He argues that by the In this sense, as well as becoming a pejorative
third century, the breakdown of traditional local construction of anti-Christianity, ironically
structures of social and religious practice com- enough utilized by Protestants in their criticism
bined with rising urban cosmopolitanism placed of Catholicism as “pagan,” paganism also came
enormous pressures on the localized basis of the to represent a symbolic construction for people’s
traditional pagan religious institutions. These frustration and dissatisfaction with what they
pressures were linked to long-term class and perceived as the ills of Christian society. If
social tensions that gave Christianity and other Christianity, and by association western civiliza-
universalist faiths, such as Manichaeism, an tion, was intolerant, destructive, patriarchal, and
appeal when linked with Hellenic philosophy, rapacious, paganism could then be perceived in
with which the traditional localized temple antithesis as matriarchal, tolerant, and living in
religions could not compete. This in turn led to harmony with natural world and society. This
class prejudice and hostility to the old pagan particular construction of paganism came to pre-
religious practices that were inevitably strongest dominance during the massive social upheavals
in the rural sector where traditional structures of of the nineteenth century and the rise of the
community, folklore, and religion held sway and Romantic movement in literature and philoso-
the localized ethnic identity of the religions of phy. Even as early as the seventeenth century,
the pagus held more significance than in the there were prominent cultural trends that
cosmopolitan urban sectors (Bernal 1991). described the Noble Savage as evidence of the
This construction of a duality between innate goodness of man in his perceived natural
Christianity (or more broadly Abrahamic faiths) state. In the seventeenth and eighteenth century,
and paganism and its pejorative use against non- writers such as Gabriel de Foigny, Jonathon
Christian peoples, customs, and faiths came to Swift, Denis Diderot, and Jean-Jacques Rousseau
dominate perceptions of religious diversity in commonly utilized primitivist and utopian
western thought. A vast array of divergent reli- notions of “natural man” based on the descrip-
gious practices, customs, and folklore were tions of “pagan societies” living close to the earth
linked together by association as the antithesis and following nature. These “neo-pagan” move-
of Christian values, culture, and ideals. Even ments served to connect an idealized past to the
where pagan writers were rehabilitated by the present through ritual, symbolism, and aesthetics,
intelligentsia, as with the Greek and Roman phi- constructing an alternative vision for society and
losophers and poets such as Virgil, Aristotle, and an alternative struggle for cultural and social
Plato, the reappropriation of pagan writers was renewal. This construct attempted to ground itself
carefully constructed within a dualist worldview in notions of historical and cultural authenticity
of Christian and pagan. In this sense, the term and autonomy as set over and against the repres-
pagan was reconstructed as the shadow side of sive and destructive aspects of western moder-
Christian civilization with the term applied indis- nity, caricatured as universalist reason or an
criminately to disparate religious traditions. The irrational, violent, and patriarchal Christianity.
notion of the pagan also came to serve as
a crucible of symbolic and psychological projec-
tions of varying constructions of Christianity. Neo-Paganism and the Contemporary
These ranged from demonized images of tradi- Pagan Revival
tional societies and non-Christian civilizations
such as the Norse, to extensively idealized repre- The term neo-pagan appeared in the late nine-
sentations of pagan Greece and Rome. teenth century and was used to refer to Romantic
Paganism 1275 P
discourses that supported the idea of a pagan New Age/Eclectic: These groups are heavily
revival as an antidote to the ills of industrializa- reliant on the work of Carl Jung and his theory of
tion and the perceived restrictive nature of the collective unconscious. New Age/Eclectic
conservative Christian morality. During this neo-pagans are particularly concerned with the
period, a plethora of new movements arose seek- psychological impact and universality of
ing to reclaim the past as a means of transcending symbols. They posit the psychic truth of symbolic
the social ills, conflicts, and destructive aspects of representations manifested in history and other
the tumultuous present. These ranged from exten- cultures as the ultimate source of authenticity in
sive searches for a historical authentic pagan ritual opposed to the empirical veracity of truth
religious practice to searches for pagan survivals claims.
in the present. There was also widespread Ecofeminist: Those groups that are particu-
embracing of the religious practices of indigenes larly concerned with the plight of women and
peoples perceived to offer an antidote to the ills of utilize the symbol of the witch as an ultimate
Christianity and industrialism. Perhaps the most expression of the persecution of women within
famous of these new movements was Gerald patriarchal culture and society. These movements
Gardner’s Wiccan movement founded in the typically focus on the capacity of ritual and his-
1950s which came to be the foundation of the torical reclamation to empower women to deal
later pagan revival in the 1960s and 1970s. with the social and environmental ills created by
Central to these movements was the sense of patriarchal forms of social control.
looking back to an idealized past as a means of While these four models of neo-pagan
shaping the future and transcending the ills of the approaches to symbolism and historicity have
techno-centric or Christocentric present. While different structures for legitimating historical
a full discussion of the myriad movements and interpretation and ideological/cultural perspec-
versions of neo-paganism is beyond the scope of tives, there are several elements which link
this entry, there are four main approaches to them together. The first is a belief that the appli-
the past, to symbolism, and to symbolic construc- cation of the enlightenment and industrialization
tions of identity in neo-pagan movements represents a distancing of humanity from its more
(Waldron 2000). authentic and natural existence uncorrupted by
Reconstructionist: Those groups who rely on the influence of western civilization. Secondly,
traditional historiography and empirical veracity the neo-pagan movement is generally unanimous P
in defining their historical legitimacy and socio- in the belief that western Christianity is guilty of
cultural identity. Also included in this grouping suppressing much of what is free, creative, and
are the various national and ethnic groups such as autonomous in human nature – in support of
Odinist, Celtic, or Creole-based practitioners a static oppressive patriarchal system of morality
who utilize the recreation of magical ritual as and social control. Thirdly, the witch crazes of
a means of defining a national cultural identity the early modern period are taken as representa-
in the confines of traditional historiography. tive of a conscious attempt to oppress and destroy
Traditionalist: These groups derived from the vestiges of pre-Christian nature religions.
ritual magic intensive witchcraft such as And finally, the reclaiming and recreating of
Gardnerian and Alexandrian Wicca. These the pre-Christian agrarian past is perceived as
groups tend to be more concerned with the preci- the best way for contemporary society to evolve
sion of ritual activity and magical practice than in such a way as to transcend the ills caused by
the veracity of their historical claims. Some the oppressive aspects of Christianity, the
people have used the term “traditionalist” to enlightenment, and western modernity.
describe those claiming to have a hereditary or While most of the neo-pagan movement’s
preindustrial background to their witchcraft attempted initially to ground themselves in
beliefs. claims to empirical historical authenticity, recent
P 1276 Paganism

historical findings led to the collapse of many of said, it is worth noting that this approach is
the arguments upon which the movements were largely rejected by reconstructionist neo-pagans
based. Most notable of these was the almost com- who immerse themselves in the material culture
plete collapse of Margaret Murray’s thesis of the of the various paganisms of antiquity. These
witch persecutions of Early Modern Europe movements are typically closely attached to
being an attempt by the Catholic church to empirical forms of historical legitimation as
stamp out surviving pagan practices (Ankarloo both an expression of religious belief and ethnic
and Henningsen 1990 and Ginzberg 1992). In identity, albeit often a reclaimed version.
the aftermath of this collapse, many neo-pagans The primary ideological basis of neo-pagan is
have abandoned empirical history as the basis of the belief that it is necessary to gaze inward and to
religious legitimacy and shifted onus for appropriate images from the past to find forms of
perceived veracity of ritual and symbolism in identity and symbols of meaning perceived as
the psychological impact of the symbolism and natural, culturally authentic, and in opposition
ritual as archetypal forms. Often, this approach to the forces of the enlightenment and industrial-
quite consciously embraces the analytical ism. Conversely, this also involves a belief in the
psychology of Carl Jung (Waldron and Waldron veracity of symbols, images, and feelings over
2004). Perhaps the most recognizable exponent empirical experience and logic and thus
of this is Wiccan author Vivian Crowley, author emphasizes the feminine aspects of the psyche
of The Old Religion in the New Age (1998). over the masculine. Like much of western roman-
This approach tends to focus on the psychological tic literature, neo-paganism is fundamentally
power of ritual and symbolism to evoke psycho- dominated by a reification of beliefs and images.
logical truths while utilizing postmodern cri- Quintessentially modern ideological and sym-
tiques of positivism to critique empirical bolic sociocultural formations are reinforced by
constructions of the past by professional histo- interpretations of a past that is dogmatically
rians. Similarly, Michael York in “Defining protected as a particular symbolic construction
Paganism” argues that definition rooted in the that is defined as authentic. Similarly, neo-
cultural forms and rituals of a particular move- paganism and romanticism both share a focus
ment is impossible. Instead, he argues that what on the new and the modern. While neo-paganism
links neo-pagan movements together is their and romanticism gaze into representations of the
shared attitude towards culture, nature, and past for symbols of authenticity and meaning,
spirituality, defined as “an affirmation of interac- they are far more than simply a reaction of tradi-
tive and polymorphic sacred relationships, by tionalism against industrialization and the objec-
individuals or communities, with the tangible, tification of society. What they represent is
sentient and/or non empirical” (York 2000). a search for cultural authenticity and creative
autonomy and a redefinition of the modern as
a search for that which is creative, authentic,
Paganism Old and New and autonomous.

This particular approach illustrates just how far


the original distinction between the religions of See Also
the pagus or locality and the Christian or mono-
theistic has shifted in terms of defining what ▶ Christianity
paganism means. It also illustrates just how far ▶ Islam
many schools of pagan thought have shifted from ▶ Jung, Carl Gustav
ritual, philosophical, and symbolic legitimacy ▶ Polytheism
rooted in historicity and ethnicity. That being ▶ Wicca
Pan 1277 P
Bibliography Pan was above all a chthonic nature god. His
body was half divine and half goat. He lived
Adler, M. (1986). Drawing down the moon: Witches, outside of the civilized world, sometimes near
druids, Goddess worshipers and other pagans in
its borders in huts or hidden, shady glens, but
America today. New York: Penguin Group.
Ankarloo, B., & Henningsen, G. (1990). Early modern also dwelled in the wilderness in dark caves and
European witchcraft: Centres and peripheries. on mountain peaks. He was a solitary and rustic
Oxford: Clarendon. god. From his earliest origins he was expected to
Bernal, M. (1987). Black Athena. London: Vintage Books.
induce fertility. Pan is an archetypal image of
Crowley, V. (1989). The old religion in the new age.
New York: Harper Collins. nature’s cornucopia of sexual heat, which ensures
Ginzberg, C. (1992). The night battles: Witchcraft and life will endure. In character, locales, and
agrarian cults in the sixteenth and seventeenth centu- functions, Pan is seen in service to nature.
ries. Baltimore: Johns Hopkins University Press.
Hutton, R. (1991). Pagan religions of the British Isles:
Their nature and legacy. Oxford: Oxford University
Press. Fear and Panic
Mulcock, J. (1998). (Re) Discovering out indigenous
selves: The nostalgic appeal of Native Americans and
Pan is associated with panic and all its legion of
other generic indigenes. Australian Religious Studies,
14(1), 45–64. psychological burdens. Panic is with him from
Mulcock, J. (2001). Creativity and politics in the cultural the moment of his birth when his mother took one
supermarket: Synthesizing indigenous identities for look at him and, as told in the Homeric hymn,
the r/evolution of spirit. Continuum: Journal of
“sprang up and fled” (1976, p. 63). Pan suffered
Media and Cultural Studies, 15(2), 169–185.
Waldron, D. (2001). Post modernism and witchcraft the loss of his mother because his body was
histories. The Pomegranate: The International Jour- monstrous (even Hephaestus with his broken
nal of Pagan Studies, 1(15), 16–22. body could still count on his mother’s love),
Waldron, D., & Waldron, S. (2004). Jung and the
which led to a recurring motif for Pan of
neo-pagan movement. Quadrant: The Journal of the
C.G. Jung Foundation for Analytical Psychology, unrequited love for the feminine. Paradoxically,
XXXIV(1), 29–46. Pan was the beloved of the gods. In the Homeric
York, M. (2000). Defining paganism. The Pomegranate: hymn Pan’s father, Hermes, wrapped him in the
The International Journal of Pagan Studies, 1(15),
pelt of a hare and carried him up to Mt. Olympus
4–9.
where he charmed the Olympians with his
laughter and was named Pan, which the hymn P
tells us meant “all.”
Pan But the themes of panic and a lack of self-
control dogged Pan throughout his myths. His
Sukey Fontelieu unbridled sexuality created panic in the objects
Pacifica Graduate Institute, Carpinteria, of his desire. Yet panic is also a tool that Pan
CA, USA skillfully wields in his role in battle, where he
found victory without the aid of his keen-eyed
marksmanship but rather by instilling fear and
The goat god Pan was a god of flocks and shep- confusion in the hearts of the enemies of his
herds in ancient Greece. His cult began in Arcadia friends. Pan did not instigate wars or fight for
and was elevated from its rustic status after the his own gain, but his role as an arouser of fear
Battle of Marathon when the Athenians, out of naturally led him to the battlefield. As well as his
gratitude for Pan’s help in their victory, dedicated intervention at the Battle of Marathon, he was
a cave, Long Cliffs, to Pan beneath the city of also present during Zeus’ rise to power and
Athens (Herodotus 1992). His cult took root and assisted him in his battle with the Typhoeus
rapidly spread through the Mediterranean basin. (or Typhon) (Kerenyi 1998) and was a general
P 1278 Pan

in Dionysus’ army in his invasion of India early fifth century (1940/1962), do not report
(Polyaenus 1994), and Pausanius reported Pan’s any stories where Pan actually rapes the nymph
aid in a battle with the Gauls. He caused panic to he is chasing after. The pattern in the myths
enter the hearts of the Gauls, so they could no follows this recurring storyline: he chases
longer understand their mother tongue and killed a nymph and out of fear she asks for help and is
each other instead of the Greeks (1935/1961 metamorphosed. She is still alive but in
[VIII: xxiii]). a different form, transformed by the interaction.
Her new form has less of its own power of voli-
tion. For Pan, his chases turned up empty. Yet,
Pan and the Nymphs rapist is a common epithet today for Pan (Hillman
1988) and is perhaps the way he is most often
Pan was said to have caused panolepsy, a seizure considered.
that brought laughter and ecstatic rapture. The
nymphs were also, and more commonly, associ-
ated with inducing altered states in humans. Both Genealogy
panolepsy and nympholepsy were believed to be
gifts that inspire. But these healing trances were In genealogy the Greeks were less inclined to
also feared because they were thought to some- insist on historical veracity then is the prevailing
times cause a person to be carried off by Pan or sentiment today. They frequently imagined
a nymph. Untimely deaths were attributed to numerous sets of parents for their gods and god-
them (Borgeaud 1979/1988). A recurrent theme, desses. Pan is a case in point and is a god with
linking danger and ecstasy with Pan, echoes more sets of mothers and fathers than most
through his stories. Pan’s intensity, often danger- (Nonnus 1940/1962). A popular version of
ous, is a touchstone for the life force. It is associ- Pan’s birth in ancient texts named Penelope, the
ated in different myths with creativity, fertility, reserved wife of long-suffering Odysseus, as his
and survival. mother. She is best known for the subtle wiles
Pan played his pipes at the center of the with which she handled her suitors while she
nymph’s dances yet even then was not allowed waited and waited for her husband’s return from
to touch them. The nymphs, besides representing Troy. Her history with Hermes and Pan is less
the freedom of feminine sexual expression, were known, though well recorded by the ancients. The
nurses and mothers to Greek gods and heroes. historian Herodotus, b. c. 484 BCE, is the oldest
They were a soothing balm, a natural force that source. His histories (1921/1960) makes refer-
emitted from thousands of springs, rivers, trees, ence to “Pan, the son of Penelope (for according
and knolls. These healers were also associated to the Greeks Penelope and Hermes were the
with the power to engender metamorphosis and parents of Pan)” (p. 453 [II. 145]).
served as a balance or an antidote to the
overreaching excesses of Pan. His self-absorbed
sexual intensity is feared by them, and yet he is Squilling Ritual
the one they run to in the evenings when he
returns from his day’s hunt, joyfully dancing to Pan Agreus (the hunter) was invoked when the
the strains of his pipe. The nymphs are near to Arcadians needed to find game to supplement
Pan, but untouchable, even though they are all their sparse agricultural returns. If the kill was
divinities of fertility. small and so meat on the table was sparse or the
Pan’s myths recount his overwhelming sexual hunters returned empty handed, then the young
desire and consequent pursuit of many nymphs. men of the village would perform a ritual called
The extant primary sources, from Pindar, squilling (Edmonds 1912/1977). This involved
c. 522–433 BCE (1997a, b) and Apollodorus, a ceremonially circumambulation of a statue of
second century BCE (1997), to Nonnus in the the god while whipping him around the genitals
Pan 1279 P
and shoulders with large onions still attached to one another. The fascination with his death indi-
their stalks. The onions, squills, were believed to cates that the story has an archetypal nature
be a healing agent and were used to ward off evil because it refuses to die.
spirits and to promote growth and, like nettles, were
an irritant to the skin (Dioscorides 1934/1959).
See Also

The Death of Pan ▶ Chthonic Deities


▶ Circumambulation
Plutarch, a Greek scholar and priest of Delphi, in
83 or 84 CE, recorded the legend of the death of
Pan (1936/2003). He told of a group traveling by
ship who heard a voice call out that the “Great Bibliography
Pan is dead!” and that the ship’s helmsman was
Apollodorus. (1997). The library of Greek mythology
to sail north and call out these same words when (trans: Hard, R.). Oxford: Oxford University Press.
they reached Palodes. He did so and his call was Borgeaud, P. (1983). The death of great Pan: The
met with “a great cry of lamentation, not of one problem of interpretation. History of Religions, 22(3),
254–283.
person, but of many” (1936/2003, p. 403
Borgeaud, P. (1988). The cult of Pan (trans: Atlass, K., &
[419D]). This story is an anomaly in Greek Redfield, J.). Chicago: University of Chicago Press.
theology, since the gods were believed to be (Original work published 1979).
immortal (Borgeaud 1983). Dioscorides. (1959). The Greek herbal of Dioscorides:
Materia medica (R. T. Gunther, Ed., trans: Goodyer,
On the one hand, the story of the death of Pan
J.). New York: Hafner Publishing. (Original work
had no verifiable impact on the cults of Pan, published 1934).
which are known to have continued to thrive Edmonds, J. M. (Trans.) (1977). The Greek bucolic poets.
(Pausanias 1935/1961). On the other, the leg- Cambridge, MA: Harvard University Press. (Original
work published 1912).
end’s historical context places it in close proxim- Herodotus. (1960). Herodotus (trans: Godley, A.D.)
ity to Jesus’ crucifixion. Both happened during (Vol. III). Cambridge, MA: Harvard University Press.
Tiberius Caesar’s short reign. The juxtaposition Herodotus. (1992). The history (trans: Cary, H.). Buffalo:
of these two events led to speculation and con- Prometheus Books.
Hillman, J. (1988). Pan and the nightmare. Dallas: Spring P
jectures about Pan by early Christian writers such Publications.
as Eusebius in the third century and in medieval Homer. (1976). The Homeric hymns (trans: Athanassakis,
times by Rabelais to a fascination with Pan A.). Baltimore: John Hopkins University Press.
among the Romantics (Russell 1993), and even Kerenyi, C. (1998). The Gods of the Greeks. London:
Thames and Hudson.
today we can witness Pan’s reemergence in mod- Navarro, B., Cuarón, A., Torresblanco, F., & Augustin, A.
ern stories such as the film Pan’s Labyrinth (Producers), & Del Torro, G. (Director) (2006). Pan’s
(Navarro et al. 2006). labyrinth. [Film]. Mexico: Picturehouse Films.
Pan and Christ are associated with each other Nonnos. (1962). Dionysiaca (trans: Rouse, W.H.).
London: William Heinemann. (Original work
by some of these thinkers. Both were thought of published 1940).
as shepherds, both offered their bodies as sacri- Pausanias. (1961). Pausanias: Description of Greece.
fice, and both were thought of as containers of (trans: Jones, W.H.S.) (Vol. IV). Cambridge, MA:
“all” to their worshippers. Pan has also been Harvard University Press. (Original work published
1935).
associated with the Christian devil, both in coun- Pindar. (1997a). Nemean odes, Isthmian odes. Fragments
tenance and in spirit. (W. H. Race, Ed. & Trans.) (Vol. I). Cambridge, MA:
The death of Pan would not be worth noting as Harvard University Press.
anything more than one of the historical record’s Pindar. (1997b). Olympian odes, Pythian odes (W. H.
Race, Ed. & Trans.) (Vol. II). Cambridge, MA:
many oddities except that, over the centuries, it Harvard University Press.
has obstinately continued to linger; it has been Plutarch. (2003). On the obsolescence of the oracles.
used to argue positions diametrically opposed to Moralia (trans: Babbitt, F.C.) (Vol. 5, pp. 350–501).
P 1280 Panaceas and Placebos

Cambridge, MA: Harvard University Press. (Original Berkeley’s Tar-Water


work published 1936).
Polyaenus. (1994). Stratagems of war (P. Krentz & E. L.
Wheeler, Eds. & Trans.) (Vol. 1). Chicago: Ares Tar-water is made by mixing wood tar with cold
Publisher. water and allowing the tar to settle, after which
Russell, D. (1993). Introduction. In Plutarch: Selected the clear infused water can be descanted and
essays and dialogues (trans: Russell, D.) drunk. In Siris, sect. 71, Berkeley (1744) says
(pp. ix–xxii). Oxford: Oxford University Press.
that “there will not perhaps be found any medi-
cine more general in its use, or more salutary in
its effects,” than tar-water, and catalogues the
many illnesses it has cured. But he stops short
Panaceas and Placebos of saying directly that it is a panacea. However, in
his later Letter to Prior (1744), sect. 11, he is
David Berman prepared to “speak out”: “I freely own that
Department of Philosophy, Trinity College, I suspect tar-water is a panacea.” And in the
Dublin, Ireland pamphlet’s next section, he says: “Having
frankly owned the charge, I must explain . . .
that by a panacea is not meant a medicine which
Of the two terms in the title of this entry, pana- cures all individuals (this consists not with
cea is probably the clearer and least equivocal. mortality) but a medicine that cures or relieves
By panacea is meant a medicine, treatment, or all different species of distempers.”
therapy that can cure or alleviate all illnesses. Berkeley had two justifications for this claim:
From that definition, it is clear that any alleged one theoretical and the other empirical. The
panacea must work, according to present-day theoretical reason is complex, involving chemis-
scientific thinking, at least partly as a placebo. try, botany, physics, philosophy, theology, and
A placebo (Latin for “I will please”) can be Scripture. But, as I have suggested elsewhere,
defined as a medical treatment that works (sat- the main idea is that tar-water is the closest
isfies the patient) not through its apparent natural, ingestible thing to fire; and as fire,
agency but by the belief in its efficacy. And Berkeley believes, is the natural substance closest
since no medical scientist of repute would seri- in nature to God, it follows that tar-water is
ously hold that there is any one medical treat- drinkable spirit or God, and that is why it is so
ment that can relieve every known illness, it efficacious as a medicine. Berkeley’s empirical
follows that if a treatment appears to be working justification was the experiments on tar-water
universally, or even widely, it must be doing which he carried out on himself, his family, his
so at least partly as a placebo, by virtue of the neighbors, as well as the cures that were gathered
belief in it. by his friend Prior from those who had benefitted
Yet panaceas have been proposed in the from his medicine.
past. Here I look at two panaceas, arguably
the two most serious and instructive of the past
300 years. The first was proposed by George Eddy’s Christian Science
Berkeley, now best known as the philosopher,
the father of idealism, who denied the existence If anything, Eddy’s panacea was and is even more
of matter. But in his lifetime, Berkeley was ambitious than Berkeley’s. For not only did she
better known for his advocacy of tar-water as believe that Christian Science could cure all
a universal medicine, which he published in physical ills, but she also believed that it was
Siris (1744). The other panacea was developed effective even against death itself. And one
by Mary Baker Eddy, the founder of Christian main way that Christian Science works is by
Science, who published her treatment for all bringing its subjects to the truth that matter is an
illnesses in Science and Health (1903). illusion. This follows largely from the principle
Panaceas and Placebos 1281 P
that God is a perfect, infinite spiritual being, the So, despite Berkeley’s positive attitude to men-
creator of this world; so everything in this world tal agency, he shows no sign of appreciating
is perfect. Therefore, since matter and illness are placebo action either in Siris or any other
imperfect, it follows that they do not exist. Hence, work. Probably the main reason for this is his
for the Christian Scientist, whole-heartedly sensitivity to the criticism that his idealist
embracing these truths about matter and God is philosophy seems to break down the hallowed
the way to health and immortality. But there distinction between reality and appearance.
is also a third key element in Eddy’s cure, Hence, Berkeley is reluctant to recognize the
which is what gives it its name. This is the role power of the human mind in affecting the phys-
played by Jesus Christ, who showed how appar- ical world. Berkeley is prepared to acknowledge
ent illness and death in the world can be that we have agency, but only over our thoughts
overcome by the belief or faith of the sufferers. or mental images, not the sense data which for
In short, Jesus found a way to eliminate the illu- Berkeley constitute the physical world.
sion of illness and death. Christ was a scientist. Another way that Berkeley’s concern for
What he discovered was essentially Christian keeping the objective, physical realm safe from
Science, which was lost until it was rediscovered human agency comes out in his attitude to mira-
by Mrs. Eddy. cles. As an Anglican clergyman, Berkeley does
not deny that there have been miracles, and he
believes that God did in the past sanction those of
Placebos and Panaceas Moses but especially those of Jesus Christ and his
disciples. But for Berkeley, miracles ended in the
We now need to look at the two panaceas from first century CE, one reason being that their
the perspective of medical science in order to see continuing occurrence would undermine our
how far they must be considered placebos. confidence in the objective or natural realm,
The judgement of medical science on upon which we depend.
tar-water, briefly, is that it can be useful Christian Scientists have an entirely different
externally against certain skin diseases and inter- attitude to what are called miracles, placebos, and
nally against chronic coughs and chest diseases; faith healing. But here, especially, we need to
but as one medical writer put it, its “therapeutic recognize the equivocal nature of these terms and
properties are, however, too limited to account put aside their negative connotations. If a putative P
for more than a small proportion of the diseases placebo does actually work by the action of mind
given by Berkeley and Prior” (Bell 1933). or spirit, then I think a Christian Scientist could
So, the inference is that the great majority of agree that placebo action is an acceptable descrip-
cures must have been brought about by placebo tion, although for her a more accurate description
action. But if medical science judges that tar-water would be cures resulting from Divine Truth and
was partly a placebo, its verdict on Christian Science.
Science must be that it is a pure placebo, since it Of course, for medical science this is all per-
does not use any physical agency. fect nonsense. Illness and disease as material
That tar-water worked largely as an impure conditions can only be cured by material agents.
placebo would not have been welcome to Berke- Miracles and faith healing are superstitions. Here
ley, even though he believed that ultimately the the issue becomes complicated, because we are
only real cause is mental or spiritual, in fact getting into a deeper debate, where materialistic
God. But his argument in Siris is that tar-water or natural science itself has to be – at least for the
works not by any actual physical agency it pos- purpose of this debate – called into question. If
sesses but only because its observable, sensory that is not done, then this ceases to be a debate
properties are followed unerringly by observ- and becomes a begging of the question, which, no
able physical cures, whose explanation lies doubt, most scientists would say is entirely
in the laws of nature established by God. appropriate.
P 1282 Panaceas and Placebos

Material Versus Mental Agency For Berkeley, all power or agency in the phys-
ical world is mental, namely, God’s; but God
Yet where the naturalistic attitude of science produces the train of sensory data in accordance
becomes doubtful is just in the area of placebos, with His laws of nature; hence, physical cures
which seem to work not by material but by mental must be brought about in this indirect,
causation, by belief. This suggests that the human law-abiding way. To be sure, God could allow
mind can bring about cures that appear miracu- a change or violation in these laws, thereby
lous. And although this is denied by medical permitting a human agent to effect a cure more
science, it does seem that the mind can, working directly, as with Jesus’s miracles, but He does not
through belief, cause certain observable physical now, as that dispensation ended with Jesus’s
changes in the body. This was dramatically dem- disciples.
onstrated to the first important champion of pla- Most natural scientists, especially nowadays,
cebos, H. K. Beecher – best known as the author would take a far harder line on this, holding that
of the influential 1955 article, “The Powerful there is no such spiritual agency and hence no
Placebo”– when he was working as a medic dur- way that that the natural laws and processes can
ing World War II. On one occasion, there was no be contravened even for such good ends as cures.
morphine to give a soldier who required a major Thus, in his helpful book Placebos (2003), Dylan
operation. In a moment of inspiration or crazi- Evans, speaking for natural science, tells us that
ness, a nurse injected the soldier with a harmless “We know now that the processes of thinking and
water solution, which amazingly produced virtu- wishing that Descartes ascribed to the ethereal,
ally the same effect on him as morphine. This invisible mind are, in fact, complex patterns of
converted Beecher to the power of placebos. electro-chemical activity that swirl around in the
This crux comes out in a related way in prob- lump of fatty tissue we call the brain” (p. xi). So
ably the second most important medical article on for Evans, materialism has been proved to be true
placebos, that by Levine et al., published in 1978. and dualism and idealism false. Hence, there
Levine’s team administered a placebo and found, MUST have been something material operating
as expected, that it produced a decrease in pain in the belief of Beecher’s soldier which caused
in their subjects, as well as increasing their endor- his body to behave as though it had been given
phins, the body’s natural morphine. Going fur- morphine. This material something, which we
ther, however, Levine and his colleagues then know introspectively as belief, must have been
injected the subjects with nolaxine, which works the actual cause of the numbing of his pain and
against morphine. The result was that the the endorphins which Levine’s team discovered
subjects’ pain returned. The conclusion, which in the placebo effect. But so far no scientist has
was hailed as an important step towards discov- found this material stuff, either in the brain or
ering the mechanisms of placebos, was that the anywhere else, which we, in our quaint
endorphins were the physical agents producing folk-psychological way, identify as belief.
the placebo effect. So the endorphins, it was Hence, what Evans and other materialists take
hoped, would be the beginning of the trail leading to be proven science is in fact an article of faith.
to the chemical agents that work directly on Indeed, I think we can go further and say that
illnesses responsive to placebos. materialism and medical science can themselves
What appears to have passed unnoticed, how- be described as placebo sciences in the same way
ever, is that, prima facie, the endorphins came as they would describe Christian Science as
into being directly from mind action – from a placebo science – given, that is, one important
belief. But if so, then why, in principle, could condition being fulfilled. The condition is that
not the agency that works DIRECTLY on the idealism should prove true. If that were the case,
illness also be belief or some other form of then matter and hence material medicines would
mind agency? be placebos, as things that do not exist, but which
Pantheism 1283 P
are vitally practical to believe in, as enabling us to particularly within theistic traditions, the deity is
live in and make sense of the apparent or sensory not limited to being infused into the material
world. And, in the final analysis, that is what world; it can be beyond it as well. In the case of
Berkeley held. pantheism, however, there is an identity between
the phenomenal world and the divine. God is the
natural world personified.
See Also A distinction needs to be made between true
pantheism, which equates the divine with the
▶ Body and Spirituality totality of the natural world and panentheism
▶ Christ which accepts that idea but adds that the divine
▶ Healing is both immanent in the world yet still somehow
▶ Jesus transcendent in some manner. This view allows
▶ Psychotherapy and Religion some “otherness” to god beyond his or her pres-
ence within the natural world. In panentheism,
god suffuses the world but is not exhausted by
Bibliography the immanence in the world. There is a sense
in which the fullness of god goes beyond the
Barrett, W. (1925). The religion of health. London: Dent. material world of nature.
Bell, J. (1933). Bishop Berkeley on tar-water. Irish
Pantheism is also contrasted with the view of
Journal of Medical Science, 99, 629–633.
Berkeley, G. (1744a). Siris: A chain of philosophical strict creationism, which holds that the divine is
reflections. In Works (Vol. 5). Dublin: Rhomes. the source of, but cannot be identified with, the
Berkeley, G. (1744b). Letter to Thomas Prior. In Works natural world. God, being eternal and infinite,
(Vol. 5). Dublin: Faulkner.
cannot be limited by being part of his own crea-
Berkeley, G. (1953). Works (Vol. 5) (T. E. Jessop, Ed.).
Edinburgh: Nelson. tion. He stands over it as ruler and Lord. In
Berman, D. (1994). Berkeley: Idealism and the man. western monotheisms (Judaism, Christianity,
Oxford: Oxford University Press. Islam), creationism is a foundational doctrine
Eddy, M. B. (1903). Science and health. Boston: The First
rooted in Biblical and Q’uranic texts. But God
Church of Christ, Scientist.
Evans, D. (2003). Placebos: The belief effect. London: is not the same as his creation.
HarperCollins. True pantheism, as distinguished from
panentheism, is found in only a few positions, as P
it requires exclusion of the concept of transcen-
dence and confines understanding of the divine to
Pantheism the totality of existent and experienced objects in
the world. The identification of the natural world
Paul Larson with the divine is appealing to secular thinkers who
The Chicago School of Professional Psychology, still have a sense of awe at the majesty of the
Chicago, IL, USA created world, including life and consciousness.
It is not surprising then that early in the
Enlightenment when secular thought was emerg-
Pantheism is the religious doctrine that the divine ing, a pantheistic school emerged. Deism is
is infused within all existent beings. The phrase a spiritual philosophy which fairly clearly identi-
“the divine” is used as a short-hand label for both fied the divine with nature. The God of the Deists
theistic (personal) and nontheistic (impersonal) creates and sets in motion the world and its deter-
definitions of the sacred ground of being. Virtu- ministic causal mechanisms and laws but does
ally all pantheistic thought involves a belief in the not actively intervene in human history. A Deist
immanence of the divine, though the doctrines are who coined the term pantheism was John Toland
distinguishable. In some forms of immanence, (1670–1722). His views on both politics and
P 1284 Pantheism

religion were quite radical for his day. But he and other labels. Those terms come from
sought to keep a religious sentiment based in Chinese, Japanese, Indian, and Greek cultural
nature and aided by reason as opposed to based spheres, respectively. These embody a force
in obedience to and faith in established authori- which was also described by Newton and the
ties. He founded the Ancient Druid Order, so his other formative thinkers in the modern scientific
views would today be closer to the sort of Gaian world view. Indeed, the very nature of the modern
nature spirituality of neo-pagans. scientific world view is the metaphysical exis-
Among those philosophers who are clearly tence of impersonal forces which determine the
pantheists and who Toland refers back to would manifestation we experience as the phenomenal
be Spinoza and Leibniz. Baruch de Spinoza world. So the spiritual philosophies which
(1632–1677) was born to Portuguese Jews, incorporate an impersonal force as a significant
though he spent most of his life in the concept are part of a pantheistic tradition.
Netherlands. His religious ideas were far enough In Christianity, by counter example, the role of
outside the Judaism of his own day that he was the impersonal force in traditional eastern and
excommunicated from the synagogue in Amster- pagan western philosophies has been replaced
dam. He rejected Descartes dualism and held by the person of the Holy Ghost as the third
instead a type of naturalistic monism, where all person in the orthodox definition of the Christian
the world in its diversity was nonetheless trinity of Godhood.
dependent on one substance behind the variety Theistic religions see the divine as manifested
of manifest beings and objects. in the form of persons. These are the one God in
Such a comprehensive and abstract concept is, monotheistic traditions and the family of gods in
of course, difficult to hold on to, so the experience the polytheistic traditions. From a psychological
of pantheism is generally fleeting and imperfect. perspective, theism is quite understandable. We
Humans have found the metaphor and primary understand ourselves as persons, which means we
cognitive structure of personhood to be more experience our ability to create and govern and
compelling, and so theistic spirituality and reli- rule and determine. These are the qualities we
gious formations have predominated throughout project onto the divine and transcendent realm
history. The pantheistic vision is a heady one and and whatever quality it has. As human beings, we
not shared by most exoteric religious forms and can only relate to the greatest concept of existence
expressions, which are decidedly personalistic. beyond ourself and other than ourself as if they
The philosophic concepts involved in defining were like us, as sentient, active agentic persons.
pantheism as well as its alternatives require But that very ability to experience the divine as
a discussion of primary theological distinctions, other as person requires an accommodation with
whether there is a divine realm of being or not, the experience of the divine as immanent.
and if so, what is its nature. The empirical study In theism, pantheism is generally thought of as
of the variety of comparative world religions the suffusion of the divine spirit within creation,
suggests that the primary boundary is between including human beings. The classical example
the sacred and divine, on the one hand, and the comes from Hinduism where the seed or “atman”
secular or mundane, on the other. If we look at the of Brahman, the divine ground of being, is
variety of world views held by most people, this implanted in each individual human soul. This
primary distinction can be sustained a major provides the motive force for the individual to
dividing point. But within those who espouse seek reunion with the divine through the course of
one or another of the spiritual world view, the spiritual evolution across many lifetimes via rein-
next division of ideas is between those who carnation (Daniélou 1964). The mystic vision of
espouse the existence of personal or impersonal the unity of all things can be seen as the experi-
basic natures of the divine. ential side of the idea of pantheism.
The impersonal nature of the divine is found in A related idea is panpsychism, which holds that
such concepts as “chi,” “ki,” “prana,” “pneuma,” everything in the universe has some form of
Paranormal Experience 1285 P
consciousness or mind. The early psychologist, physician, and occultist. The professional name
Gustav Fechner (1801–1887), held this belief. was a reference back in time to the Roman
Edwards (1967) quotes him directly in a rapturous physician Celsus (ca. 25 BCE–50 CE). He
meditation on a water lily during which he adopted much of the previous theories of magic
accepted the possibility of a mental or psycholog- passed on from classical antiquity in the writings
ical life in some manner for lower orders of ani- of the Hermetic corpus and Neoplatonic thought.
mate beings. Panpsychism is the chief assumption He wrote at a time when alchemists were begin-
of animism as a worldview (Pepper 1942). All ning extensive studies with metals, and he sought
things are alive and have or are spirits in their to propagate a theory metallic magic to supple-
essential nature, including things science and com- ment or supplant the older magic which concen-
mon sense deems inanimate. trated on empirical herbal lore and angelic or
spiritual manifestations. In addition to his own
work on the newly discovered property of mag-
See Also netism, he served as an influence for Franz Anton
Mesmer’s (1734–1815) dissertation for the doc-
▶ Animism tor of medicine degree. Mesmer’s theory of ani-
▶ Atman mal magnetism served as the initial basis of the
▶ Christianity psychological technique now known as hypnosis.
▶ Hinduism
▶ Immanence
▶ Islam See Also
▶ Judaism and Psychology
▶ Paganism ▶ Astrology and Alchemy

Bibliography
Paranormal Experience
Daniélou, A. (1964). Hindu polytheism. New York:
Pantheon Books.
Nicholas Grant Boeving
Edwards, P. (1967). Panpsychism. In P. Edwards (Ed.),
The encyclopedia of philosophy, (8 Vols.). New York: Rice University, Houston, TX, USA P
Collier MacMillan Publishers.
MacIntyre, A. (1967). Panetheism. In P. Edwards (Ed.),
The encyclopedia of philosophy, (8 Vols.). New York:
Although the word itself did not come into com-
Collier MacMillan Publishers.
Pepper, S. C. (1942). World hypotheses: A study in mon usage until at least 1920 (from the Latin
evidence. Berkeley: University of California Press. para: counter, against), the cluster of phenomena
generally agreed upon as being “paranormal” has
appeared in every culture, age, and era of which
we have written record. As is the case in every
Paracelsus historical excavation, one must take note of the
fact that the taxonomies used are indeed our own
Paul Larson and, in the particular case of this category,
The Chicago School of Professional Psychology, entirely new. What we in the modern age con-
Chicago, IL, USA sider outside or next to the limen of experience,
other cultures included with the mysteries of the
circulation of the blood and the wind, harsh
Paracelsus is the professional name of Theo- demarcations being the province of the modern
phrastus Phillippus Aureolus Bombastus von age. Generally speaking, however, the paranor-
Hohenheim (1493–1531), a German alchemist, mal is an umbrella term used to describe unusual
P 1286 Paranormal Experience

experiences or events that resist scientific The Orthodox Approach


explanation. The term is frequently found in
conjunction with parapsychology, the scientific These are the “traditional” explanations as they
field dedicated to the gathering and analysis of surface from culture to culture. An example, in
paranormal data, under which the following are the Christian tradition, is the interpretation of
generally categorized: telepathy, extrasensory possession as not being caused by unresolved
perception, psychokinesis, ghosts, hauntings, psychosexual suppression but by the actual pres-
spirit possession, xenoglossia, angel hair, crypto- ence of a discrete demonic entity in the body of an
zoology, paracryptozoology, materialization, individual. Different religious systems offer dif-
UFOlogy, automatic writing, channeling, telepa- ferent explanations of paranormal events.
thy, spirit photography, spirit possession, medical Whereas Sai Baba’s ability to materialize objects
intuition, psychic surgery, lycanthropy, and is understood in Hinduism to be a result of
some, such as ball lightening, which have a perfected understanding of the intrinsic unreal-
recently been empirically confirmed. ity of whatever it is he is materializing – and as
The investigation into the paranormal has evidence of siddhis or yogic powers – other
taken many forms, from the stringently scientific religious systems might see this as evidence of
to the Fortean practice of gathering anomalous Satanic intervention or, less spectacularly, simple
anecdotal evidence. The difficulty lies in chicanery.
winnowing away what is (not) to be included in
the study as well as what lens should be used. As
a recent Gallup poll (2005) indicates, among ten The Bicameral Mind
listed paranormal phenomena, 73 % of people
believed in at least one, while only 1 % believed A novel theory that seeks to understand the origin
in all. Obviously, there is little consensus – even and persistence of clairvoyant phenomena by
within the religious and psychological communi- right-hemispheric dominance in the brains of
ties – as to what warrants actual investigation. those genetically predisposed to this type of expe-
And certainly efforts at debunking paranormal rience. More finely nuanced depictions of neuro-
claims have exposed many charlatans, leading logical correlations to paranormal phenomena
many in the scientific community to summarily will undoubtedly be revealed as the fledgling
dismiss the entire project. field of neurotheology experimentally matures.
Collective perceptions of the origin, manifes-
tation, and even veracity of these wide-ranging
phenomena are intimately dependent on the The Pluralist/Inclusivist Approach
sociocultural ecologies within which they
occur and arguably determine the very possibil- This approach aligns itself with the constructivist
ity of the event in question. The literatures of tendency to view language as the arbiter of what
ethnopsychology are replete with examples of is real. In this model of culturally dependent
paranormal “afflictions” that manifest in one ontologies, certain phenomena exist because
culture, but not in any others (e.g., Windigo). there are certain words that circumscribe their
Still others, such as the “night mare” appear to manifestations.
arise cross-culturally, though not by diffusion,
lending the interpretation that these “events”
may be rooted in physiological, rather than in The Psychoanalytic Approach
esoteric, processes – or of course, in the night
mare herself. The hermeneutic of suspicion. A powerful tool
Several theoretical orientations are possible for the exploration of the underlying neurotic
when apprehending the paranormal. conflicts and wish-fulfillment fantasies seen by
Paranormal Experience 1287 P
this school as the actual bases for all events the paranormal, it is reductive nonetheless, while
erroneously perceived to be paranormal. This the other two simply do not deign to discuss it.
approach is related to other psychological theo- Transpersonal psychology allows for the exis-
ries that ground belief in the paranormal as evi- tence of the “paranormal” as standing outside
dence of psychopathologies such as schizotypal the limen of egoic experience – in other words,
personality disorder or schizophrenia. outside the “visible” bands of the spectrum of
consciousness. Whether they be unconscious pro-
jections of the lower spectra (as may be the case
Progressive Paradigms with possession) or transrational transmissions of
higher states of being, or simply transmissions
When viewed from within the cause-and-effect- from higher beings themselves, transpersonal car-
bound Newtonian cosmology, these phenomena tographies of consciousness are theoretical maps
simply do not seem to “fit”; they are para, in of the intersection of psychology and religion that
every sense of the prefix. With the advent of describe, in Wilber’s famous phrase, the marriage
quantum theory, however, the mystery becomes of sense and soul.
not why these events happen but why they do not For psychology, the resuscitation and integra-
happen more often. A science of possibilities, tion of the paranormal from out of the pseudosci-
quantum mechanics allows for what once was entific hinterlands demand radical reformulation
once seen as para to fit snugly within the realm of the psyche. One might even argue that the
of the expected. “repression” of this dimension of experience has
returned as any number of “disorders of the
spirit” – addiction, narcissism, etc. (see Hillman).
Commentary For religion, an honest understanding and
inclusion of the aforementioned demands both
If taken seriously, the claims of paranormal self-reflection and eventually change – self-
research impact every domain of human knowl- reflection in the sense that there must be more to
edge and experience, challenging us to expand the human condition than dreamt of in their phi-
our notions of the body, the mind, and indeed the losophies, and change in the sense of expanding
universe itself, beyond our linear geometries; theological purviews to include the possibility of
from the relationship of man and machine multiple truths. P
(see Pears) to occult influences on evolution And as for where they intersect, both religion
(see Noetic Institute), investigation into the and psychology are potentially transformative in
paranormal is becoming increasingly integral to their respective understandings of the paranor-
evolving understandings of consciousness itself mal, psychology lending academic rigor and
as well as understandings of the chimerical a scientific orientation to its study, while religion
helices of matter and mind. a sensitivity to the subtleties of spirit.
Perhaps the most pragmatic approach is to use
a theoretical “toolbox.” Are Yeti sightings to be
Psychology and Religion lumped with those of UFO’s – or do they mean
different things and require different lenses?
With the advent of the fourth force in psychology A psychoanalytic approach might make sense
(the previous three being behaviorism, for a poltergeist or channeling (reference) but
psychodynamism, and humanistic psychology), not for remote viewing or spirit photography.
the inclusion of the transpersonal has been taken And of course, the question becomes then, is
seriously for the first time in the discipline’s his- a psychoanalytic reading as reductive as it
tory. Whereas psychoanalytic theory offers richly sounds? Or does a truly comprehensive estima-
nuanced and psychologically mature analyses of tion have room for this perspective as well as
P 1288 Participation Mystique

something else? Whatever hermeneutic one McCain, G., & Segal, E. M. (1994). The game of science
employs to read, it will certainly color the way (5th ed.). Pacific Grove: Brooks-Cole.
McIntosh, C. (1969). The astrologers and their creed, an
it is read; which is why, if anything, historical outline. London: Praeger.
a perspectival plurality should be conscientiously Neher, A. (1980). The psychology of transcendence.
employed when doing so. Englewood Cliffs: Prentice-Hall.
Randi, J. (1975). The magic of Uri Geller, as revealed by
the amazing Randi. New York: Ballantine.
Randi, J. (1986). The faith healers. Seattle: Prometheus.
See Also Shirley, R. (1972). Occultists & mystics of all ages.
Buffallo: University Books.
▶ Christianity Stiebing, W. H., Jr. (1984). Ancient astronauts, cosmic
collisions, and other popular theories about man’s
▶ Hinduism past. Buffallo: Prometheus.
▶ Psychoanalysis Tompkins, P. (1973). The secret life of plants. Kent: Avon.
▶ Psychology as Religion West, J. A., & Toonder, J. G. (1970). The case for astrol-
ogy. London: MacDonald.
Zölner, J. C. F. (1888). Transcendental physics. In An
Bibliography account of experimental investigations from the
scientific treatises of Johann Carl Friederich Zölner.
Boston: Colby & Rich.
Alleau, R. (1960). History of occult sciences (The new
illustrated history of science and invention). London:
Leisure Arts Limited Publishers (No date appears, but
probably1960s). Participation Mystique
Cohen, D. (1971). A natural history of unnatural things.
New York: McCall.
Cohen, D. (1979). Ceremonial magic. Cincinnati: Four John Ryan Haule
Winds Press. C.G. Jung Institute Boston, Chestnut Hill,
Condon, E. U. (1969). Scientific study of unidentified MA, USA
flying objects (Report commissioned by the U. S. Air
Force. Introduction by W. Sullivan). New York: Ban-
tam Books.
Fort, C. (1919). The book of the damned. New York: Boni Mode of Thinking
and Liveright.
Fort, C. (1923). New lands. New York: Boni and Liveright.
Fort, C. (1931). Lo! New York: Claude Kendall.
“Mystical participation” is an idea introduced by
Fort, C. (1932). Wild talents. New York: Charles Fort. Lucien Lévy-Bruhl in 1910 to identify what it is
Kreskin. (1974). The amazing world of Kreskin. (c. 1973 about the mentality of so-called primitives that
by Kreskin). New York: Avon. makes them understand things differently from
Krupp, E. C. (Ed.). (1978). In search of ancient astrono-
mies. New York: McGraw-Hill.
Westerners. Lévy-Bruhl began his lifework as
Kusche, L. D. (1975). The Bermuda Triangle mystery- a professional philosopher in search of “unim-
solved. New York: Harper & Row. peachable truths” that would be universally
Larue, G. A. (1975). Ancient myth and modern men. human in their validity. To escape his own
Englewood Cliffs: Prentice-Hall.
Lewinsohn, R. (1961). Science, prophecy and prediction.
cultural limitations, he began studying the reports
New York: Bell. of missionaries and colonialists working among
Ley, W. (1969). Another look at Atlantis, and fifteen other preliterate peoples in Africa, Australia, the
essays. New York: Bell. Americas, and Oceania – all baffled by what
MacDougall, C. D. (1958). Hoaxes. (c. 1940 by C. D.
MacDougall). Mitchell: Dover. Hoaxes in Art, History,
they took to be absurd beliefs on the part of the
Science, Literature, Politics and Journalism. (A6253. natives. Finding the same sorts of “absurdities”
M3). in all parts of the world, Lévy-Bruhl proposed
MacDougall, C. D. (1983). Superstition and the press. that while Europeans find meaning in events
Bufallo: Prometheus.
Mackay, C. (1892). Memoirs of extraordinary popular
by looking for causal, empirical theories to
delusions and the madness of crowds. London: George explain what made them happen, “primitives”
Routledge & Sons. find meaning by seeing empirical events as
Participation Mystique 1289 P
“participating” in a larger, invisible reality – and begins to learn language within a cocoon of
something on the order of myth, made up of participation mystique.
what he called “collective representations” – Similarly, the rapport or transference relation-
very similar to Jung’s idea of archetypal images. ship between analyst and analysand inevitably
By 1927 he had identified the powerful emotions involves mystical participation. Whether one
that accompany mystical participation as the cru- thinks in terms of empathy (literally, “feeling
cial factor in “primitive mentality.” He argued into” another person’s state of mind) or of an
that participation mystique is in some ways supe- “interpersonal field” of mutuality, there is always
rior to our European way of thinking, insofar as it a background condition in which the distinction
gives natives’ experience a greater depth and between “me” and “you” is greatly diminished.
meaningfulness than our materialistic empiricism By directing attention to the background state of
allows us. participation mystique, an analyst is able to gain
access to the analysand’s condition and by artic-
ulating it raise consciousness. Toward the end of
Shared Identity his life, Jung often spoke of this participation
mystique-based transference relationship in
C. G. Jung borrowed the term for his psychology terms of a two-million-year-old man, the person-
and expanded its meaning, although he was ification of the collective unconscious, who
aware of what a controversial figure Lévy-Bruhl brings to the analytic meeting the wisdom of the
had become – unjustly burdened with a racist human race. The mutual field becomes an age-old
reputation for having described “primitive men- source of insights relevant to both parties.
tality” as “inferior” to the European sort. In
Jung’s hands, participation mystique came to
mean not only “mythic thinking” but also the Society and Myth
partial loss of individuality that people com-
monly suffer in crowds, tribes, and families, Every society that shares a mythic narrative
usually without knowing it. Jung found participa- which gives meaning and shape to its communal
tion mystique to be characteristic of all human life inhabits a world of participation mystique in
psychology, modern Westerners included. both senses of the term: (1) the members share
Most frequently, when used in a Jungian con- a mutual identity to a greater or lesser degree and P
text, participation mystique refers to a regrettable (2) they make sense of their communal life and
state of unconsciousness: as when parents cannot the events they experience by reference to “col-
appreciate the individuality of their children but lective representations” derived from their myth.
see them primarily as advertisements for their Meditative states of consciousness are more
own honor or shame, or when an analyst becomes easily and dependably achieved in ashrams and
so unconsciously identified with an analysand as monasteries where all participate in the same
to lose the capacity for objective critique. In truth, rituals and practices, because the communal
however, every interpersonal relationship has activities build a participation mystique with
elements of participation mystique in it; and a character that supports those states. Shamans
when one recognizes this element and makes exploit the background state of participation mys-
use of it, a higher level of consciousness can be tique when they make visionary journeys on
attained. A state of participation mystique behalf of a patient to diagnose an illness or to
between mother and infant is an essential part of seek out and retrieve a lost soul. Yogis and Sufi
the bonding between them, and it is the platform masters confer meditative powers upon their dis-
of trust and immediate understanding which ciples by shaktipat (Sanskrit, “transmission of
makes their emotional/gestural communications psycho-spiritual energy”), which is a form of
possible and effective. The infant is socialized participation mystique.
P 1290 Participatory Spirituality

See Also I adopt a three-question format borrowed from


an earlier definition (Reason 1998b) of participa-
▶ Collective Unconscious tory spirituality that includes the questions of
▶ Communal and Personal Identity methodology, epistemology, and ontology. The
▶ Jung, Carl Gustav order in which these questions will be introduced
▶ Meditation is not arbitrary. Important methodological and
▶ Mysticism and Psychoanalysis epistemological (outlined below) choices have
▶ Mysticism and Psychotherapy been made within the network of those develop-
▶ Myth ing a participatory sensibility or participatory
▶ Shamans and Shamanism approach. By placing these methodological and
▶ Sufis and Sufism epistemological choices before the practice of
philosophical speculation and definition, the
path is made clear for a contemporary (critical)
Bibliography metaphysical realism.

Jung, C. G. (1966). Two essays on analytical psychology


(2nd ed.). Princeton: University Press.
Jung, C. G. (1977). Comments on a doctoral thesis. In
Methodology
W. McGuire & R. F. C. Hull (Eds.), C. G. Jung speak-
ing: Interviews and encounters. Princeton: University In an early essay on the phenomenology of
Press. pp. 205–218. a shared gaze, John Heron (1970) describes the
Lévy-Bruhl, L. (1922/1966). Primitive mentality. Boston:
inherent limitations that arise from a narrow logi-
Beacon.
Lévy-Bruhl, L. (1927/1966). The “soul” of the primitive. cal empiricism wherein the analytic observer is set
Chicago: Henry Regnery. over against public objects “out there.” Jorge
Lévy Bruhl, L. (1945/1975). The notebooks on primitive Ferrer and Jacob Sherman (2008) write that the
mentality. New York: Harper Torchbooks.
“participatory turn calls us to move beyond objec-
tivism and subjectivism” (p. 35). Heron (1970)
speaks of this “move beyond” as a “more radically
Participatory Spirituality constituted empiricism” and in collaboration with
Peter Reason (Heron and Reason 2008) describes
Zayin Cabot the participatory methodology of cooperative
East-West Psychology, California Institute of inquiry (Heron 1992, 1996, 2006, 2007; Heron
Integral Studies, San Francisco, CA, USA and Lahood 2008; Heron and Reason 1997,
2001, 2005; Reason 1988b, 1994a, 1998a, 1999,
2003; Reason and Torbert 2001) as follows: “Co-
Introduction operative inquiry is a form of second person action
research in which all participants work together
Participatory expressions of spirituality have in an inquiry group as co-researchers and as
begun to flourish over the last few decades co-subjects” (p. 248). Heron and Reason empha-
through the collaborative efforts and individual size this participatory approach by pointing out
journeys of a network of scholars and practi- that such inquiry is developed and executed with
tioners. Several authors have made important self-determination of all participants engaged in
contributions to the ongoing definition of partic- an inquiry. Ferrer (2001, 2002, 2008, 2011) pushes
ipatory spirituality (including but not limited to the definition of exactly what or who is considered
Ferrer 2002, 2008, 2010, 2011; Ferrer et al. 2004; a participant further when he includes three impor-
Ferrer and Sherman 2008; Heron 1996, 1998, tant realms of inquiry: intrapersonal, interper-
2006; Reason 1994b, 1998b; Reason and Brad- sonal, and transpersonal. In each of these three
bury 2001a; Sherman 2008; Tarnas 2001, 2002). contexts, a diversity of participants (e.g., instinc-
By way of orienting the definition given here, tual and emotional body, other-than-human
Participatory Spirituality 1291 P
players including trees, birds, and ancestors, constructive epistemologies (propositional ways
as well as a diversity of spiritual ultimates) of knowing) within the more concrete and intimate
are invited into the inquiry. In similar critical (but less critical/reflexive) experiential, presenta-
revaluations of who/what can be considered tional, and practical ways of knowing. In similar
as a participant, J€ urgen Kremer (2002, 2003) fashion, Ferrer (2002, 2008, 2010, 2011) clarifies
writes of participatory/shamanic concourse and that even the most participatory ontology or
ethnoautobiography, Ramon V. Albareda and framework will privilege some ontological claims
Marina T. Romero in collaboration with Ferrer over others, and so he seeks to minimize overly
(Ferrer et al. 2004, 2005, 2007, 2010) engage abstract hierarchies through his emancipatory
multiple levels and expressions of human experi- epistemology. Ferrer’s epistemology relaxes rigid
ence through their interactive embodied medita- conceptual frameworks or truth claims by looking
tions, Gregg Lahood (2007, 2008) examines to transformational outcomes rather than ontolog-
various cosmological hybridizations, and Ann ical claims to make qualitative distinctions.
Gleig (2012) reconciles participatory engagement
and critical distance (insider-outsider boundaries)
and in collaboration with Nicholas Boeving (see Ontology
Gleig and Boeving 2009) calls for an emphasis on
spiritual democracy. Each of these practices It is essential for those operating under the aus-
develops what Heron (2006) has called “reciprocal pices of a participatory approach to define partic-
participative empathy” and Gleig (2012) has ipation. One way to flesh out a working definition
termed “reciprocal relationships” among partici- is to consider the who (participant) and the where
pants (as broadly defined here). (locus of participation) of participation. Participa-
tory methodologies and epistemologies like those
referenced above have led Heron (1996, 2006) to
Epistemology define participant and loci of participation as pres-
ences in communion with other presences in
Richard Tarnas (1991) has written that a great field of mutual participation. Ferrer
a “participatory epistemology . . . incorporates (2002, 2008) has used the term participatory
the postmodern understanding of knowledge and events to underline his multivalent understanding
yet goes beyond it. The interpretive and construc- of participant and has come to understand the loci P
tive character of human cognition is fully of participation of our shared participatory predic-
acknowledged, but the intimate, interpenetrating ament. Both Heron’s and Ferrer’s understanding
and all-permeating relationship of nature to the of participant and locus of participation require an
human being and human mind allows the Kantian enactive (Maturana and Varela 1987; Stewart et al.
consequence of epistemological alienation to be 2010; Thompson 2007; Varela et al. 1991) under-
entirely overcome” (pp. 434–435). In their standing of actuality. In Ferrer’s (2011) words,
extended epistemology, Heron and Reason (2008) “participatory events can engage the entire range
outline four different ways of knowing that are of human epistemic faculties (e.g. rational, imag-
engaged through inquiry cycles of action and inal, somatic, vital, aesthetic, etc.) with the crea-
reflection. They include experiential (knowing tive unfolding of reality or the mystery in the
grounded in experiential presence in the world), enactment – or “bringing forth” – of ontologically
presentational (experiential knowing articulated rich religious worlds” (p. 2). This definition
in image, movement, art, etc.), propositional (con- underlines the co-enactive/co-creative nature of
ceptual/theoretical), and practical knowing a participatory realism. It also points toward an
(knowing how-to-do, with an emphasis on “I do” ontological pluralism of multiple spiritual ulti-
rather than “I think”). By emphasizing this mates or worlds. Following Ferrer, participatory
extended epistemology, Heron and Reason seek spirituality tends toward a creative participatory
to honor and contextualize interpretive and pluralism.
P 1292 Participatory Spirituality

Participatory Network Transpersonal Theory, to be an attempt to do


away with all hierarchical distinctions while hold-
Participatory spirituality, as defined here, has ing the participatory approach as superior in some
developed over time through the collaborations important ways. This critique gets to the heart of
and individual journeys of a burgeoning network the reason for introducing methodology and epis-
of scholar-practitioners. Many of the authors temology before ontology in this definition. Par-
mentioned so far have overtly committed them- ticipatory spirituality begins as a methodological
selves to a participatory approach, and yet as critique that leads to more inclusive epistemol-
Ferrer and Sherman (2008) have noted, there are ogies. Heron and Reason’s extended epistemology
many other themes in the academy that lend and Ferrer’s emancipatory epistemology do not
themselves to a participatory sensibility. They seek to discount propositional/theoretical hierar-
have underlined seven trends in particular: chies. Rather, participatory epistemologies seek to
(1) the postcolonial revaluation of emic episte- contextualize critical abstractions in relation to
mological frameworks, (2) the postmodern and more concrete and intimate ways of knowing.
feminist emphasis on embodiment and sacred In a somewhat similar critique, Gerry Goddard
immanence, (3) the resacralization of language, (2009) sees the assertion of participatory pluralism
(4) the “pragmatic turn” in contemporary philos- (multiple spiritual ultimates) as no less biased than
ophy, (5) the renewed interest in the study of the assertion of one single Ultimate. Ferrer (2011)
lived spirituality, (6) the question of religious finds this line of critique important and writes that
truth in postmetaphysical thinking, and (7) the a participatory approach does not seek to refute
irreducibility of religious pluralism. Sherman some one spiritual ultimate outright, but rather
(Grace et al. 2011) has added to this list the seeks what Heron (2006) has called “an open-
need to include important trends in philosophy ended, innovative spirituality” (p. 2) that keeps
of science (e.g., Latour 2010; Stengers 2011) and the conversation open by rejecting problematic
contemplative studies (e.g., Grace and Brown perennialist equivalencies that conflate distinct
2011; Roth 2008) within future conversations spiritual goals and ultimates found in various tra-
around participatory spirituality. Important ditions. Furthering this line a of questioning, Zayin
trends in qualitative research (e.g., Reason Cabot (2013) has written a process-oriented cri-
1988a; Reason and Bradbury 2001, 2006, 2008; tique of Integral Theory, where a concern for
Reason and Rowan 1981), ecopsychology (e.g., creative innovation and genuine pluralism (partic-
Abram 1996; Adams 2005), indigenous studies ipatory enaction) is placed in dialogue with
(e.g., Bastien 2003; Marks 2007), contemporary Integral Theory’s Integral Enactive Theory
Christian theology and spirituality (e.g., Burns (Esbjörn-Hargens 2010), Integral Perspectivism
2002; Dreyer and Burrows 2005; Miner 2004), (Wilber 2006), and its overarching commitment
and anthropology and ritual studies (e.g., Apffel- to one spiritual Ultimate.
Marglin 2011; Grimes 1995; Lahood 2007, 2008;
Tambiah 1990) must also be included. Other
themes could certainly be found to help round Conclusion
out this list.
The threefold definition offered here begins with
methodology because in important ways the par-
Critical Perspectives ticipatory sensibility or approach begins as
a methodological critique of postmodernity and
Several critical perspectives have arisen with what is experienced as its inherent cognicentrism
regard to participatory spirituality. Ken Wilber (Ferrer 2003, 2011; Ferrer and Sherman 2008),
(2002) has written that Ferrer’s work in particular “pride of mind” (Ferrer 2008; Romero and
falls into performative self-contradictions. Wilber Albareda 2001), “Euro-centric scholarship”
understood Ferrer’s first book, Revisioning (Reason and Bradbury 2001), and/or “distancing,
Participatory Spirituality 1293 P
disassociated objectivity” (Kremer 2002). By Dreyer, E., & Burrows, M. S. (2005). Minding the spirit:
beginning with participatory methodologies, an The study of Christian spirituality. Baltimore: Johns
Hopkins University Press.
honoring of multiple ways of knowing arises. In Esbjörn-Hargens, S. (2010). An ontology of climate
honoring multiple ways of knowing, more inclu- change: Integral pluralism and the enactment of mul-
sive, participatory epistemologies enter the hori- tiple objects. Journal of Integral Theory and Practice,
zon. Extended epistemologies that embrace 5(1), 143–174.
Ferrer, J. N. (2001). Toward a participatory vision of
multiple ways of knowing, multiple inquiry out- human spirituality. ReVision: A Journal of Conscious-
comes, multiple spiritual goals, and the incredi- ness and Transformation, 24(2), 15–26.
ble diversity of lived experience (both potential Ferrer, J. N. (2002). Revisioning transpersonal theory:
and realized) lay the path for viable contempo- A participatory vision of human spirituality. Albany:
SUNY Press.
rary metaphysical speculation. Participatory spir- Ferrer, J. N. (2003). Integral transformative practices:
ituality thus far finds its ontological speculations A participatory perspective. The Journal of Transper-
leaning toward Ferrer’s (2002, 2008, 2011) sonal Psychology, 35(1), 21–42.
“relaxed universalism” and genuine (participa- Ferrer, J. N. (2008). Spiritual knowing as participatory
enaction: An answer to the question of religious plu-
tory) pluralism. ralism. In J. N. Ferrer & J. H. Sherman (Eds.), The
participatory turn: Spirituality, mysticism, religious
studies. Albany: SUNY Press.
See Also Ferrer, J. N. (2010). The plurality of religions and the spirit
of pluralism: A participatory vision of the future of
▶ Consciousness religion. International Journal of Transpersonal Stud-
ies, 28, 139–151.
▶ Dualism
Ferrer, J. N. (2011). Participatory spirituality and trans-
▶ Hermeneutics personal theory: A ten-year retrospective. Journal of
▶ Immanence Transpersonal Psychology, 43(1), 1–34.
▶ Individuation Ferrer, J. N., & Sherman, J. H. (2008). Introduction: The
participatory turn in spirituality, mysticism, and reli-
▶ New Religions
gious studies. In J. N. Ferrer & J. H. Sherman (Eds.),
▶ Participation Mystique The participatory turn: Spirituality, mysticism, reli-
▶ Sex and Religion gious studies (pp. 1–78). Albany: SUNY Press.
▶ Transpersonal Psychology Ferrer, J. N., Romero, M. T., & Albareda, R. V. (2004).
Embodied participation in the mystery: Implications
▶ Wilber, Ken
for the individual, interpersonal relationships, and
society. ReVision: A Journal of Consciousness and P
Transformation, 27(1), 10–17.
Bibliography Ferrer, J. N., Romero, M. T., & Albareda, R. V. (2005).
Integral transformative education: A participatory pro-
Abram, D. (1996). The spell of the sensuous: Perception posal. The Journal of Transformative Education, 3(4),
and language in a more-than-human world. New 306–330.
York: Pantheon Books. Ferrer, J. N., Romero, M. T., & Albareda, R. V. (2007).
Adams, W. A. (2005). Basho’s therapy for Narcissus: The integral creative cycle: A participatory model of
Nature as intimate other and transpersonal self. Jour- integral education. Kosmos: An Integral Approach to
nal of Humanistic Psychology, 50(1), 38–64. Global Awakening, (Fall/Winter), 8–13.
Apffel-Marglin, F. (2011). Subversive spiritualities: How Ferrer, J. N., Romero, M. T., & Albareda, R. V. (2010).
rituals enact the world. New York: Oxford University Integral transformative education: A participatory
Press. proposal. In S. Esbjörn-Hargens, J. Reams, &
Bastien, B. (2003). The cultural practice of participatory O. Gunnlaugson (Eds.), Integral education: New
transpersonal visions. ReVision: A Journal of Con- directions for higher learning (pp. 79–103). Albany:
sciousness and Transformation, 26(2), 41–48. SUNY Press.
Burns, C. E. (2002). Divine becoming: Rethinking Jesus Gleig, A. (2012). Researching new religious movements
and incarnation. Minneapolis: Fortress Press. from the inside-out and the outside-in: Methodological
Cabot, Z. (2013). Toward a critical evolutionary cosmol- reflections on collaborative and participatory
ogy: A process-oriented critique of integral theory. In approaches. Nova Religio: The Journal of Alternative
S. Esbjörn-Hargens & M. Schwartz (Eds.), Dancing and Emergent Religions, 16(1), 88–103.
with Sophia: Integral philosophy on the Verge. Gleig, A., & Boeving, N. G. (2009). Spiritual democracy:
Albany: SUNY Press. Beyond consciousness and culture. [Review of the book
P 1294 Participatory Spirituality

The participatory turn: Spirituality, mysticism, religious ReVision: A Journal of Consciousness and Transfor-
studies]. Tikkun: A Bimonthly Jewish Critique of Poli- mation, 26(2), 4–11.
tics, Culture, & Society, (May/June), 64–68. Lahood, G. (2007). One hundred years of sacred science:
Goddard, G. (2009). Transpersonal theory and the Participation and hybridity in transpersonal anthropol-
astrological mandala: An evolutionary model. Bloom- ogy. ReVision: A Journal of Consciousness and Trans-
ington, IN: Trafford Publishing. formation, 29(3), 37–48.
Grace, F., & Brown, J. S. (2011). Introduction. In F. Grace Lahood, G. (2008). Paradise bound: A perennial tradition
& J. S. Brown (Eds.), Meditation and the classroom: or an unseen process of cosmological hybridity.
Contemplative pedagogy for religious studies (pp. xi– Anthropology of Consciousness, 19(2), 155–189.
xxv). Albany: SUNY Press. Latour, B. (2010). On the modern cult of the factish gods.
Grace, F., Sherman, J. H., Ferrer, J. N., Malkemus, S., Durham: Duke University Press.
Klein, A., & Lanzetta, B. (2011). Contemplative stud- Marks, L. F. M. (2007). Great mysteries: Native North
ies from a participatory perspective: Embodiment, American religions and participatory visions. ReVi-
relatedness, and creativity in contemplative inquiry. sion: A Journal of Consciousness and Transformation,
Paper presented at the 2011 American Academy of 29(3), 29–36.
Religion Annual Metting, San Francisco. Maturana, H. R., & Varela, F. J. (1987). The tree of
Grimes, R. L. (1995). Beginnings in ritual studies (Rev. ed.). knowledge: The biological roots of human understand-
Columbia: University of South Carolina Press. ing. Boston: New Science Library. Distributed in the
Heron, J. (1970). The phenomenology of social encounter: United State by Random House.
The gaze. Philosophy and Phenomenological Miner, R. C. (2004). Truth in the making: Creative knowl-
Research, 31(2), 243–264. edge in theology and philosophy. New York:
Heron, J. (1992). Feeling and personhood: Psychology in Routledge.
another key. London: Sage. Participatory Studies... (n.d.). Retrieved from http://
Heron, J. (1996). Co-operative inquiry: Research into the ParticipatoryStudies.com.
human condition. London: Sage. Reason, P. (n.d.). Peterreason.eu.
Heron, J. (1998). Sacred science: Person-centered inquiry Reason, P. (1988a). Human inquiry in action: Develop-
into the spiritual and the subtle. Ross-on-Wye: PCCS ments in new paradigm research. London: Sage.
Books. Reason, P. (1988b). Whole person medical practice. In
Heron, J. (2006). Participatory spirituality: A farewell to P. Reason (Ed.), Human inquiry in action
authoritarian religion. Morrisville: Lulu Press. (pp. 102–126). London: Sage.
Heron, J. (2007). Participatory fruits of spiritual inquiry. Reason, P. (1994a). Participation in human inquiry. Lon-
ReVision: A Journal of Consciousness and Transfor- don: Sage.
mation, 29(3), 7–17. Reason, P. (1994b). Three approaches to participative
Heron, J., & Lahood, G. (2008). Charismatic inquiry in inquiry. In N. K. Denzin & Y. S. Lincoln (Eds.),
concert: Action research in the realm of the between. Handbook of qualitative research (pp. 324–339).
In P. Reason & H. Bradbury (Eds.), The Sage hand- Thousand Oaks: Sage.
book of action research: Participative inquiry and Reason, P. (1998a). Co-operative inquiry as a discipline of
practice (2nd ed.). London: Sage. professional practice. Journal of Interprofessional
Heron, J., & Reason, P. (1997). A participatory inquiry Care, 12(4), 419–436.
paradigm. Qualitative Inquiry, 3(3), 274–294. Reason, P. (1998b). Toward a participatory worldview.
Heron, J., & Reason, P. (2001). The practice of co- Resurgence, 168, 42–44.
operative inquiry: Research with rather on people. In Reason, P. (1999). Integrating action and reflection
P. Reason & H. Bradbury (Eds.), Handbook of action through co-operative inquiry. Management Learning
research (pp. 179–188). London: Sage. Special Issue: The Action Dimension in Management:
Heron, J., & Reason, P. (2005). The practice of co- Diverse Approaches to Research, Teaching and Devel-
operative inquiry: Research with rather than on people. opment, 30(2), 207–227.
In In P. Reason & H. Bradbury (Eds.), Handbook of Reason, P. (2003). Doing co-operative inquiry. In J. Smith
action research: The concise paperback edition (Ed.), Qualitative psychology: A practical guide to
(pp. 144–154). London: Sage. methods. London: Sage.
Heron, J., & Reason, P. (2008). Extending epistemology Reason, P., & Bradbury, H. (2001a). Handbook of action
within co-operative inquiry. In P. Reason & H. Brad- research: Participative inquiry and practice. London:
bury (Eds.), Handbook of action research (2nd ed.). Sage.
London: Sage. Reason, P., & Bradbury, H. (2001b). Inquiry and partici-
Kremer, J. (2002). Radical presence: Beyond pation in search of a world worthy of human aspira-
pernicious identity politics and racialism. ReVision: tion. In P. Reason & H. Bradbury (Eds.), Handbook of
A Journal of Consciousness and Transformation, action research: Participative inquiry and practice
24(2), 11–20. (pp. 1–14). London: Sage.
Kremer, J. (2003). Ethnoautobiography as practice of rad- Reason, P., & Bradbury, H. (2006). Handbook of action
ical presence: Storying the self in participatory visions. research: The concise paperback edition. London: Sage.
Pastoral Counseling 1295 P
Reason, P., & Bradbury, H. (2008). The Sage handbook of
action research: Participative inquiry and practice Pastoral Counseling
(2nd ed.). London: Sage.
Reason, P., & Rowan, J. (1981). Human inquiry:
A sourcebook of new paradigm research. Chichester: Don Allen Jr.
Wiley. Christian Life Center, West Chester, OH, USA
Reason, P., & Torbert, W. R. (2001). The action turn:
Toward a transformational social science. Concepts
and Transformations, 6(1), 1–37.
Romero, M. T., & Albareda, R. V. (2001). Born on earth: Over the centuries pastoral counseling has been
Sexuality, spirituality, and human evolution. ReVi-
one of the main responsibilities of pastors
sion: A Journal of Consciousness and Transformation,
24(2), 5–14. throughout the church. Jesus provided pastoral
Roth, H. D. (2008). Against cognitive imperialism: A call counseling to his disciples and to the crowds
for a non ethnocentric approach to studying human that followed Him. He talked regularly with
cognition and contemplative experience. Religion
those who were physically sick and emotionally
East and West, 8, 1–26.
Sherman, J. H. (2008). A genealogy of participation. In hurting. The Apostle Paul also gave pastoral
J. N. Ferrer & J. H. Sherman (Eds.), The participatory counseling to his young students and preachers
turn: Spirituality, mysticism, religious studies (Vol. such as Timothy and Titus. He also gave pastoral
81–112). Albany: SUNY Press.
counseling through his letter to Philemon to
South Pacific Centre for Human Inquiry.
Stengers, I. (2011). Thinking with whitehead: A free and address the issue of Onesimus returning home.
wild creation of concepts (trans: Chase, M.). He even gave pastoral counsel to Peter as he
Cambridge, MA: Harvard University Press. attempted to correct the issues facing the church
Stewart, J. R., Gapenne, O., Di Paolo, E. A., & Association
in book of Acts.
pour la recherche cognitive (France). (2010).
Enaction: Toward a new paradigm for cognitive sci- Throughout all church history, pastoral coun-
ence. Cambridge, MA: MIT Press. selors have been the foundational and focal point
Tambiah, S. J. (1990). Magic, science, religion, and the of helping people deal with all sorts of issues and
scope of rationality. Cambridge, UK: Cambridge Uni-
problems. Pastors are frequently the first person
versity Press.
Tarnas, R. (1991). The passion of the Western mind: church members will seek help from when deal-
Understanding the ideas that have shaped our world ing with grief and death issues, crisis situations,
view. New York: Harmony Books. marriage struggles, family issues, health prob-
Tarnas, R. (2001). A new birth in freedom: A (p)review of
lems, job-related problems, etc.
Jorge Ferrer’s Revisioning transpersonal theory:
The goals of pastoral counseling are really
P
A participatory vision of human spirituality. Journal
of Transpersonal Psychology, 33(1), 64–71. quite simple:
Tarnas, R. (2002). Foreword. In J. N. Ferrer (Ed.), 1. To develop a relationship based on trust that
Revisioning transpersonal theory: A participatory
supports the person seeking help
vision of human spirituality (pp. vii–xvi). Albany:
SUNY Press. 2. To provide wise Biblical counseling and
The Centre of Relational Spirituality (2013). Retrieved spiritual resources for church members and
from http://collaborationforlife.com/. others seeking help
Thompson, E. (2007). Mind in life: Biology, phenomenol-
3. To provide a safe environment offering confi-
ogy, and the sciences of mind. Cambridge, MA:
Belknap Press of Harvard University Press. dentiality to people dealing with problems and
Varela, F. J., Thompson, E., & Rosch, E. (1991). The issues
embodied mind: Cognitive science and human experi- Pastoral is defined as “Relating to the care of
ence. Cambridge, MA: MIT Press.
souls, or to the pastor of a church; as, pastoral
Wilber, K. (2002). Participatory samsara: The
green-meme approach to the mystery of the divine. duties; a pastoral letter” (http://dictionary.refere
Retrieved from http://wilber.shambhala.com/html/ nce.com/browse/pastoral).
books/boomeritis/sidebar_f/index.cfm. Accessed 6 Counseling is defined as “professional guid-
June 2013.
ance of the individual by utilizing psychological
Wilber, K. (2006). Integral spirituality: A startling new
role for religion in the modern and postmodern world. methods especially in collecting case history
Boston: Integral Books. data, using various techniques of the personal
P 1296 Pastoral Counseling

interview, and testing interests and aptitudes” jails, hospitals, military bases, and workplaces.
(http://www.merriam-webster.com/dictionary/ The chaplain’s role is to provide support, encour-
counselor). agement, spiritual perspective, and Biblical guid-
According to American Association of Pasto- ance in their place of ministry.
ral Counselors, “Pastoral Counseling is a unique A relativity new and developing part of pas-
form of psychotherapy which uses spiritual toral counseling is the professional pastoral
resources as well as psychological understanding counselor. This individual often has a practice
for healing and growth” (http://www.aapc.org/ of pastoral counseling, which is not only their
about.cfm#intro). ministry, but also their employment. A profes-
When you combine the two words, you have sional pastoral counselor is often employed by
a pastor (shepherd) caring for the souls (mem- the local church or social agencies that special-
bers) of his/her congregation by providing ize in helping Christians or other religious
a listening ear, guidance, prayer, hope, and groups address their issues in an office setting.
wisdom in how to deal with crisis, family issues, The professional pastoral counselor studies
spiritual dilemmas, etc. counseling from a Christian or Biblical view
It is recommended that we give the same con- and challenges clients to seek out answers and
sideration to people with emotional/mental spiritual truth. Many states require that pastoral
health issues that we do when we help individuals counselors be certified or licensed just as other
deal with physical problems (such as a physical professional counselors. A few states even offer
illness). Just as pastors refer people to seek appro- credentials for those serving in the developing
priate medical care, we need to refer people to field of pastoral counselors.
seek appropriate help to deal with issues of men-
tal illness. As pastors, it is important to under-
stand that unless we have had specific training Education Requirements
in the field of mental health, it is dangerous
(and, in some cases, criminal) to deal with mental There is a wide range of education and training
health issues as well. Over the years, there have available for pastoral counselors, including semi-
been a number of cases where churches and nars, workshops, distant learning programs, and
pastors have been sued and lost because of the college level programs covering undergraduate,
information and advice they provided to someone graduate, and doctoral programs. Many major
dealing with a mental health problem. Christian universities and seminaries offer degree
Another essential area of pastoral counseling programs in pastoral counseling or Christian psy-
is hospital and nursing home ministry. Pastors are chology. It is very important to review the college
generally the first ones called to come and min- or seminary’s accreditations and to understand the
ister to a patient just before a surgery. Pastors are state laws regarding licensure of pastoral counsel-
summoned to comfort the sick and dying. He/she ing within the local church and at private agencies.
will address fears and spiritual conditions and
provide comfort from a spiritual perspective. Pas-
toral counselors often deal with the aftermath of Types of Counseling Performed
a patient’s hospital admittance or the grief of
a family mourning the death of a loved one. The content and practice of pastoral counseling is
Pastoral counselors are also often called upon as diverse as psychology. There are generally three
to minister in the prisons. He/she is asked to distinct groups: the first group is typically referred
provide wisdom, comfort, hope, and Biblical out- to as “Bible Only.” This group uses the Scripture
look for the inmate and the suffering family on as their only tool for counseling. A foundational
the outside. The word chaplain refers to that verse for this is “All Scripture is God-breathed and
person who feels a special call to minister in is useful for teaching, rebuking, correcting and
Pastoral Counseling and Addiction 1297 P
training in righteousness” (II Timothy 3:16). The See Also
Bible is their main authority and they feel that one
can find all the answers to life’s questions within ▶ Jesus
the context of Scripture. The second group ▶ Psychotherapy and Religion
believes it is appropriate to take from both the
Bible and the scientific discipline of psychology
to help people address the problems they are deal- Bibliography
ing with. This group has no conflict using cogni-
tive therapy to help individuals address substance American Association Pastoral Counselors. Retrieved
from http://www.aapc.org/about.cfm. Accessed 15
abuse problems or Gestalt therapy to address an
Sept 2008.
individual’s personal decisions in seeking direc- Dictionary.com Unabridged (v 1.1). Retrieved from Dictio-
tion for their lives. The third point of view is that nary.com website: http://dictionary.reference.com/
a counselor should only use only proven psycho- browse/pastoral. Accessed 15 Sept 2008.
Merriam-Webster Online Dictionary. Retrieved from
logical methods to treat mental/emotional prob-
http://www.merriam-webster.com/dictionary/counselor.
lems. This group views pastoral counseling as Accessed 15 Sept 2008.
only an extension (not an integral treatment Porter, N. (Ed.) (1998). Webster’s revised unabridged
partner) of the mental health community. dictionary, Version published 1913, by the C. &
G. Merriam Co., Springfield. 1996, 1998 by MICRA,
Several therapies are commonly used by
Inc. of Plainfield, NJ. Last edit February 3, 1998.
pastors when they provide pastoral counseling. The Holy Bible, New International Version. (1984).
Some of those therapies include: International Bible Society. Grand Rapids: Zondervan.
• Rational emotive behavioral therapies
• Solution focus or brief therapies
• Cognitive behavioral therapy
• Person centered counseling Pastoral Counseling and Addiction
• Gestalt therapy
• Behavior therapy David Lee Jones
• Reality therapy Austin Presbyterian Theological Seminary,
There are also several professional organiza- Austin, TX, USA
tions for pastoral counselors:
• American Association of Pastoral Counselors P
(AAPC) In The Science of Addiction: From Neurobiology
• Association for Clinical Pastoral Education to Treatment (2007), Erickson argues that
(ACPE) the term addiction is too “ill-defined” and
• Association of Professional Chaplains “imprecise” to be scientifically valid. He further
• American Association of Christian Counselor notes: “You won’t find it mentioned in the best
• National Association of Nouthetic Counselor diagnostic manual on mental disorders.” The
(NANC) term addiction, in Western culture, has become
• Association of Biblical Counselors (ABC) so ubiquitous that it refers to anything from
• National Association of Catholic Chaplains entrenched drug or alcohol dependence to com-
Professional journals of interest in the field of pulsive, out-of-control behaviors like “internet
pastoral counseling include: addiction,” gambling, sexual compulsion, or
• The Journal of Pastoral Care Publications, obsessive reliance on a cell phone. Erickson
Inc. (JPCP) notes that the word addiction has become “too
• The Journal of Pastoral Counseling broad, too vague, and too misunderstood” to be
• The Journal of Pastoral Theology scientifically useful.
• The Journal of Biblical Counseling When referring to a person being phys-
• Christian Counseling Today ically “addicted” to alcohol or other drugs,
P 1298 Pastoral Counseling and Addiction

Erickson (2007) prefers the term “chemically The Rev. Dr. Samuel Shoemaker, one of the
dependent” – meaning the person has a “brain group’s biggest proponents. The Oxford Group’s
disease.” When a person is using drugs or alcohol Four Absolutes (Absolute Honesty, Purity,
in destructive ways but shows no evidence of Unselfishness, and Love) were ultimately
a brain disease, Erickson prefers the term “drug retooled into the famous Twelve Steps.
abuse.” These distinctions aid pastoral counselors One of the intersections of religion and AA is
to speak intelligently with other professionals in that they are both concerned with human empti-
the field of chemical dependency counseling. ness. One way to understand a psychology of
It is important for pastoral counselors to be addiction is to view it as an unrelenting desire to
well informed on the current language, terms, and fill a deep and abiding void or emptiness. Para-
research in drug dependency and abuse treat- doxically, addiction often begins as a misguided
ment. Most pastoral counselors have some or misinterpreted way to find a better life – albeit
acquaintance with “Twelve-Step” programs like through self-destructive means. If addiction is an
Alcoholics Anonymous and its many spin-offs attempt to “fill” human emptiness, then it is no
and probably know something about 28-day accident that many forms of alcohol are called
treatment programs. “spirits.” Both religion and addiction share
Motivational interviewing (Miller and a common interest in seeking to “be filled” in
Rollnick 2002) is an empirically based and sub- order to have a better life.
stantively tested form of communication which Further, another way to understand addiction
has shown to be extremely effective in helping psychologically is to view it as an obsessive
persons who abuse drugs make better life avoidance of pain. Underneath most, if not all,
choices. Its techniques can be learned and applied addiction is a compulsion not to feel. Alcohol,
by pastoral counselors. drugs, and addictive behaviors become so
The treatment of chemical dependence and entrenched precisely because they have the
drug abuse is a specialized field which mandates capacity to anesthetize painful emotions,
specialized training and supervision; however, thoughts, and memories and allow persons to
pastoral counselors can offer unique and helpful “take the edge off” or “forget about life for
contributions in the following ways. a while.”
Pastoral counselors can acquaint themselves Ultimately, psychological and spiritual
with the philosophy, spirituality, and practices of healing for recovering persons depend on certain
Twelve-Step programs by attending “open meet- therapeutic capacities upon which both psychol-
ings.” Pastoral counseling with a care-seeker who ogy and religion generally agree, i.e., the ability
is simultaneously “working the steps” can effec- to face “inner demons” and pain through courage,
tively complement each other. Most Twelve-Step honesty, integrity, empathic support, and making
meeting times and locations are available online. better life choices through the restructuring of
A key to helping persons attending Twelve-Step previous relationships, habits, routines, choices,
meetings is to encourage them to get and behaviors. AA calls itself a “fellowship”
a “sponsor” – a person whom they can contact because it provides a safe, nonjudgmental com-
when tempted to use and one to whom they cov- munity for recovering persons to learn to be bru-
enant to some degree of regular accountability. tally honest by openly sharing their life story;
Alcoholics Anonymous owes its core spiritual accepting responsibility for their actions; discov-
principles to a turn of the century, evangelical ering that they are not god; admitting their loss of
Christian movement called “the Oxford Group” control over their lives; repenting of hurtful past
which Bill W. encountered at Calgary Episcopal actions through confession, restitution, and rec-
Church in New York City in the 1930s. Bill onciliation; finding strength in a power outside of
became a lifelong friend of Calvary’s rector, oneself; combating immature isolation through
Pastoral Counseling and Addiction 1299 P
connection and accountability to both the AA family members simultaneously. Helping family
fellowship and a sponsor; and by bringing this members see the dependent condition and its
message of healing and hope to others. AA insists related destructive behaviors through a non-
that “the best way to keep your sobriety is to give blaming stance of a brain disease while
it away.” Both Twelve-Step programs and mod- maintaining the tension of holding the addicted
ern psychology have advanced the treatment of person to appropriate levels of accountability for
many forms of addiction by rightly understanding his/her behavior is key. Most treatment programs
them as “diseases” rather than moral flaws or refer the family to groups like Al-Anon or
defects of the will. Al-Ateen or offer family therapy or both during
Counselors and pastoral counselors should and after treatment. Often there are financial and
familiarize themselves thoroughly with resources legal matters which have negatively affected the
in their communities that serve persons wrestling entire family as well which must be addressed.
with addictions. Making contact with public Pastoral counselors are uniquely equipped to
mental health centers, private treatment facilities, deal with the spiritual wounds nearly always
and local “detox” centers, as well as local clini- associated with any form of drug abuse or depen-
cians (psychologists, psychiatrists, clinical social dence; alienation from others, self, and God; spir-
workers, and addiction counselors) who special- itual emptiness and existential loneliness; guilt;
ize in this field, is important. It is also helpful to depression; forgiveness; denial; betrayal; decep-
know those qualified to conduct interventions, tion; loss of trust; lying; guilt; shame; loss of
the process by which dependent persons can authentic self; isolation; and deterioration of spir-
receive “after hours” help, and what assistance itual practices, values, and morals. There are
is available to those without insurance. a number of excellent texts on addiction and its
Pastoral counselors may wish to get involved treatment written by pastoral counselors trained
in programs that facilitate local faith communi- in this field. May (1988/2004) has noted that one
ties combining resources to offer help for depen- way to understand addiction theologically is to
dent persons and their families. Many see the addicted person as participating in a form
denominations have staff and programs dedicated of idolatry – the drug is worshipped as a type of
to helping local faith communities reach this tar- “false god.”
get population. The Rush Center of the Johnson Recovering persons are helped best through
Institute (Allen and Merrill 2005) developed multidisciplinary approaches which include P
a program called “Faith Partners” that advances structured social support, internal reflection, bru-
the mission of helping faith communities “reduce tal honesty and accountability, specialized
alcohol and other drug problems among the peo- counseling, identifying and attending to relapse
ple they serve.” triggers, identifying and addressing previous
Because chemical dependence and addictive destructive behaviors, and developing new life
behaviors have damaging emotional, behavioral, interests and relationships not related to their
psychological, and spiritual repercussions for the drug of choice.
entire family, it is essential that therapists and
pastoral counselors seek to offer family therapy
or provide appropriate referrals to the care- See Also
seeker’s family. Whenever addiction surfaces in
one family member, varying degrees of “denial” ▶ Affect
and “enabling” surely exist in others. Pastoral ▶ Faith
counselors must see dependence and its conse- ▶ Healing
quences “systemically” – i.e., how both “over- ▶ Religious, Role of
functioning” and “under-functioning” exist in ▶ Substance Abuse and Religion
P 1300 Pastoral Counseling and Personality Disorders

Bibliography
Pastoral Counseling and Personality
Allem, J., & Merrill, T. (2005). Healing places: How Disorders
people and institutions of faith can effectively address
alcohol and other drug concerns. Washington, DC:
The Johnson Institute. Carol L. Schnabl Schweitzer
Carr, W., et al. (2002). The new dictionary of pastoral Pastoral Care, Union Presbyterian Seminary,
studies. Grand Rapids: Eerdmans. Richmond, VA, USA
Clinebell, H. (1998). Understanding and counseling per-
sons with alcohol, drug, and behavioral addictions.
Nashville: Abingdon Press.
Erickson, C. K. (2007). The science of addiction: Borderline personality disorder (or BPD) is one
From neurobiology to treatment. New York: of the ten personality disorders identified in the
W. W. Norton.
DSM-IV-TR (including paranoid, schizoid,
Faud, M. (1992). Alcohol and the church: Developing
an effective ministry. Pasadena: Hope Publishing schizotypal, antisocial, histrionic, narcissistic,
House. avoidant, dependent, and obsessive-compulsive).
Jay, J., & Jay, D. (2000). Love first: A new approach to It is a “cluster B” disorder meaning that
intervention for alcoholism and drug addiction. Center
individuals who have one of these disorders
City: Hazelden.
Johnson, V. E. (1980). I’ll quit tomorrow: A practical have difficulty with impulse control and emo-
guide to alcoholism treatment. San Francisco: Harper tional regulation. Antisocial, histrionic, and
and Row. narcissistic disorders comprise the remaining
Johnson, V. E. (1986). Intervention: How to help someone
cluster B disorders. BPD is viewed by many as
who doesn’t want help. Minneapolis: Johnson Institute
Books. a controversial diagnosis (Paris 2010, pp. 25–43).
Keller, J. E. (1991a). Ministering to alcoholics. Minneap- As one woman who lives with the disorder
olis: Augsburg Publishing House. describes it, borderline personality disorder is
Keller, J. E. (1991b). Alcoholics and their families:
“the diagnosis that dares not speak its name”
A guide for clergy and congregations. San Francisco:
Harper & Row. (Van Gelder 2010, p. 16). In this brief discussion
Kurtz, E. (1979). Not god: A history of alcoholics anony- of personality disorders and pastoral counseling,
mous. Center City: Hazelden Press. I will focus on BPD as an example of a disorder
Lawson, G., & Lawson, A. (2004). Alcoholism and the
often associated with “clergy killers” or those
family: A guide to treatment and prevention.
Rockville: Aspen. individuals in a congregation who possess the
May, G. G. (1988/2004). Addiction and grace: Love and ability to stir up unhealthy or abnormal conflict
spirituality in the healing of addictions. San Francisco: in congregations when they perceive that they
Harper & Row.
have been abandoned or rejected by the minister
McNeese, C. A., & DiNitto, D. M. (2005). Chemical
dependency: A systems approach. Boston: Pearson (Rediger 1997, p. 57; Schweitzer 2011, p. 272).
Education. Cluster A personality disorders are characterized
Miller, W. R., & Rollnick, S. (2002). Motivational by social awkwardness or social withdrawal
interviewing: Preparing people for change.
which means individuals who suffer from these
New York: Guilford.
Morgan, O. J., & Jordan, M. (Eds.). (1999). Addiction and disorders would be less likely to be participants in
spirituality: A multidisciplinary approach. St. Louis: a faith community and less likely to reach out to
Chalice Press. a minister or pastoral counselor for help.
Nelson, J. B. (2004). Thirst: God and the alcoholic expe-
Roth and Friedman (2003) observe that there
rience. Louisville: John Knox Press.
Nuechterlein, A. M. (1993). Families of alcoholics: is a “gender inequity” in terms of the higher
A guide to healing and recovery. Minneapolis: incidence of the BPD diagnosis among women
Augsburg Press. which may be related to a history of sexual abuse
Steinglass, P., et al. (1987). The alcoholic family.
but they also issue a caution: “There is certainly
New York: Basic Books.
Weaver, J. A., & Koenig, H. G. (2009). Pastoral care of a correlation . . . but a simple and direct associa-
alcohol abusers. Minneapolis: Fortress Press. tion is an oversimplification, and does not take
Pastoral Counseling and Personality Disorders 1301 P
into account factors such as the nature and in some instances, dismissed entirely because
severity of abuse; other types of trauma and there is still much to be learned about the disease.
neglect also enter into the picture” (pp. 10–11). As Roth and Friedman observe, “some aren’t sure
This is noteworthy for a pastoral counselor or how to treat it, and given the disorder’s complex-
minister because a woman who is being abused ity, many are hesitant to” (2003, p. 9). This
by a significant other may reach out first to difficulty describes the clinician’s dilemma, but
a minister. Why? There is less of a stigma the reality that “symptoms play out in as many
associated with doing so and access to different ways as there are individuals with BPD”
a minister may be less restricted than it would underscores why diagnosis and treatment are so
be for a secular mental health professional. difficult (Roth and Friedman 2003, p. 12).
Approximately 25 % of those diagnosed with Moreover, as Paris notes, “BPD is highly comor-
BPD are men. Some of the “gender inequity” bid with other disorders, particularly depression”
may result from the fact that men seek treatment which often results in treatment that addresses
less frequently than women, they are less likely to a different disorder (2010, p. 26). In addition,
speak about feelings (and here we need to be he remarks on the “lack of a clear boundary”
mindful of the reality that many who suffer for diagnosing BPD which is ironic in view
from BPD do not recognize the feelings they are of the reality that individuals who suffer with
having), a clinician’s bias to diagnose BPD more BPD often have difficulty accepting and/or
frequently in women, and the “male code” that maintaining clear boundaries in their relation-
subscribes to cultural influences which determine ships. The broad range of personality trait distur-
that anger is one of the few acceptable emotions bances as well as symptoms which overlap
for men to demonstrate (Kreger 2008, pp. 42–43). with other disorders lead Paris to conclude that
Thus, pastoral counselors and ministers need to “co-occurrence” is preferable to comorbidity
attend to gender differences in treatment even when describing conditions that exist concur-
while recognizing that most current research rently with BPD (2010, p. 27).
focuses on women with the disorder. In religious Roth and Friedman provide a succinct sum-
traditions that do not ordain women, some of mary of the fairy-tale personalities that Christine
these gender inequity issues may be innocently Ann Lawson (2000) employs to describe border-
and/or unconsciously reinforced. line traits. These types are the following: (1) The
The confusion or resistance to the diagnosis of waif who “feels like a helpless victim . . . may P
BPD itself is a result of its etiology and the appear social but never really engages with others
history of research related to the disorder. As on a deeper level . . . complains and waves away
Paris contends, “[n]o one believes any more that suggestions or offers for help. The waif feels
patients lie on a border with psychosis” and the hopeless and anticipates negativity.” (2) The
term borderline “fails to describe the most salient queen feels empty yet entitled; when challenged
features of the syndrome: unstable mood, a queen will portray the challenger as an enemy.
impulsivity, and unstable relationships” (2010, (3) The hermit may appear paranoid and
p. 3). There is a consensus among researchers feels fear; this person will perceive threats
(Kreger 2008; Manning 2011; Paris 2010; Roth where others do not (because threat does not
and Friedman 2003; Widiger and Simonsen really exist). This type will be possessive and
2005) that the vagueness of the criteria (symp- domineering and often engages in excessive
toms or dimensions) related to the diagnosis self-protection. And (4) the witch who “feels
contributes to misdiagnosis since BPD is often white-hot rage” and “seems to emerge from the
diagnosed as something else (e.g., bipolar disor- waif, queen, or hermit when triggered by per-
der, dysthymia, depression, PTSD, psychosis). ceived rejection or her own self-hatred” (Lawson
Even more alarming is the reality that BPD is, 2000, pp. 21–22). These types – at least to some
P 1302 Pastoral Counseling and Personality Disorders

extent – depict the symptoms that individuals label their affect (Paris 2010, p. 174). Manning
(both men and women) with cluster B disorders has adapted some of Linehan’s practices for
have in common. They are frequently “impulsive, individuals who have a loved one that suffers
angry, lying, needy, reactive and have relation- from BPD. She has proposed five steps for
ships marked by instability. They desire to be the effective responses to borderline behavior which
center of attention, but they have few close can be adapted by ministers and counselors in
friends. Family members are often worn out by their work with individuals who have personality
the frequent emotional explosions. Individuals disorders: (1) Regulate one’s own emotion by
with a personality disorder often engage in high- practicing emotional regulation in situations that
risk behavior that results in harm to self and do not involve someone who has BPD or in
others” (Schweitzer 2011, pp. 279–280). They situations that are not characterized as a crisis.
do not respond well to constructive criticism or This is accomplished by pausing to take a deep
helpful suggestions and will frequently lash out at breath, focusing on physical sensations and body
those who attempt to offer critique in response to posture, half-smiling (sending a calming message
their own requests for assistance. to the brain), and self-validating. (2) Validate the
What does their marked instability suggest person with BPD by first learning to validate
for pastoral counseling? Just as their interper- oneself or others who do not have BPD by finding
sonal relationships are unstable, so are their reli- something to acknowledge. (3) Learn to ask and/
gious affiliations and spiritual lives. These or assess needs when someone asks for help by
individuals are likely to move from one faith asking clarifying questions focused on what
community to another when they are challenged would be helpful. (4) Learn to brainstorm and/or
or they perceive any type of slight. When aban- troubleshoot solutions in a collaborative manner
donment or rejection fears are triggered, God is and begin to anticipate issues that could impede
also perceived to be distant or absent. These a resolution. And (5) request information that
individuals often demonstrate an inability to gives definition to the counselor’s role and
claim personal agency thus blaming God and develop a plan for follow through on the outcome
others in their cast of ever-changing interper- of the plan. This may also be understood as
sonal relationships for their self-created or a “check-in or follow-up” (Manning 2011,
inflicted hardships. This does not minimize the pp. 72–78). Manning and Paris both focus their
reality that they are frequently individuals strug- treatment suggestions on BPD, but their overall
gling to find peace and healing as they recover approach to treatment is beneficial when working
from abuse. Thus far we have examined briefly with any of the cluster B disorders.
the symptoms that constitute a personality dis- Paris includes many helpful case illustrations
order. In the literature on personality disorders, in his discussion of therapeutic interventions, but
much more is written about the experiences of particularly informative and practical for pastoral
individuals than actual treatment because there counseling are his summary bullet points that
is still much to be learned. Nevertheless it remind us there is no single way to talk with
remains to provide a brief overview of how one clients who have BPD but it is essential for
approaches treatment. counselors to build a therapeutic alliance by
Paris provides a helpful summary of evidence- being validating and practical. Paris values
based practices that have been demonstrated to be a counselor’s ability to be “natural, humorous,
successful with BPD including cognitive and forthright” (2010, p. 182). The therapeutic
behavioral therapy and dialectical behavior task is focused on “modifying problematic traits
therapy which was developed by Marsha Linehan and patterns: emotional dysregulation, impulsiv-
as a treatment specifically designed for those ity, and conflictual interpersonal relationships”
suffering from BPD. He is emphatic that the (Paris 2010, p. 182). Lastly, Paris contends that
first step in treatment needs to be focused on clients “should be encouraged to ‘get a life’ while
helping those with personality disorders learn to in treatment and not wait till they feel better.
Pastoral Counseling to Men 1303 P
Problems in recent life events are an opportunity Rediger, G. L. (1997). Clergy killers: Guidance for
to learn new skills and alternative behaviors” pastors and congregations under attack. Louisville:
Westminster John Knox Press.
(Paris 2010, p. 182). From the perspective of Roth, K., & Friedman, F. B. (2003). Surviving
a pastoral counselor or minister, this task of “get- a borderline parent: How to heal your childhood
ting a life” may include learning to give back to wounds & build trust, boundaries, and self-esteem.
a community of faith that has been supportive Oakland: New Harbinger Publications.
Schweitzer, C. L. S. (2011). Watch out: Serious personal-
during a time of crisis. The positive values ity disorders. In C. Franklin & R. Fong (Eds.), The
which emanate from being able to give include church leader’s counseling resource book: A guide to
an improved sense of self-esteem or confidence, mental health and social problems (pp. 271–284).
an ability to claim agency in one’s personal life, New York: Oxford.
Van Gelder, K. (2010). The Buddha and the
an ability to receive grace, and the potential to borderline: My recovery from borderline personality
establish roots in a specific community of faith disorder through dialectical behavior therapy,
because there is an ability to tolerate both the Buddhism and online dating. Oakland: New Harbinger
“good and bad” in interpersonal relationships Publications.
Widiger, T. A., & Simonsen, E. (2005). Alternative
without fearing rejection or abandonment. dimensional models of personality disorder: Finding
a common ground. Journal of Personality Disorders,
19(2), 110–130.
See Also

▶ Affect
▶ Breathing Pastoral Counseling to Men
▶ Buddhism
▶ Defenses Philip Culbertson
▶ Evil Counsellor Education Program, The University
▶ God Image of Auckland, Auckland, New Zealand
▶ Love
▶ Pastoral Counseling
▶ Psychiatry The field of Men’s Studies in both psychology
▶ Transference and religion has gained increasing attention fol-
▶ Witch, The lowing the rise of Second-Wave Feminism in the P
1970s and 1980s. Today, the field remains rela-
tively polarized, particularly within the church.
In that original period, Griffiss (1985) made
Bibliography
a distinction between Constantinian (essentialist)
American Psychiatric Association (APA). (2000). Diag- models of pastoral care and liberation models.
nostic and statistical manual of mental disorders Following Griffiss’ lead, this entry will be
(4th ed., Text rev.). Washington, DC: Author. presented from a liberation model, which is better
Kreger, R. (2008). The essential family guide to borderline
suited to a variety of men’s needs and their per-
personality disorder: New tools and techniques to stop
walking on eggshells. Center City: Hazelden. formances of masculinity. “In this model, persons
Lawson, C. A. (2000). Understanding the borderline are called into the freedom of the future, while
mother: Helping her children transcend the intense, social and ecclesiastical structures are viewed as
unpredictable, and volatile relationship. Northvale:
Jason Aronson.
tentative and revisable” (in Culbertson 1994,
Manning, S. Y. (2011). Loving someone with borderline pp. 9–10). The fields of biomedical research,
personality disorder: How to keep out of-control emo- psychology, communication linguistics, and
tions from destroying your relationship. New York: behavioral and cultural anthropology suggest
Guilford.
Paris, J. (2010). Treatment of borderline personality dis-
that men and women function in different ways.
order: A guide to evidence-based practice. New York: For example, men have much higher rates of
Guilford. suicide, alcoholism, homelessness, and crime,
P 1304 Pastoral Counseling to Men

implying that constructivist and cultural more a group singularly absent from most churches
than biological mechanisms are at work. (Astin et al. 2011; Jones et al. 2012; Longwood
The epistemology behind this entry will there- et al. 2011). These studies suggest that young
fore be one of constructivism (in keeping with adult males are often exploring their senses of
Piaget’s theory that knowledge is constructed by spirituality outside of the institutional church,
the learner) – that is, that males of all ages act out finding spiritual health in friendships and roman-
a variety of “performances” of the expectations tic relationships; in music, sports, and nature; and
and assumptions that the culture in which they in organized discussion groups on alternative
live foists on them, as opposed to “essentialism,” spiritualities. Those providing pastoral care to
which views the many ways of being male as young men must be willing to listen not only to
innate and biologically inherent. Each man has a critique of the shortcomings of the institutional
a range of ways in which he can “perform” his church but also to engage a broader definition
masculinity, though few men are immediately of spirituality that is not couched in traditional
aware of all of the performance choices available theological categories.
to them, particularly since gender taxonomies
and cultural dictates mask the available varieties. Establishing a Professional Life
A “man,” however defined, can be a man in many Previous generations of men have often found
ways, as dictated by culture, socioeconomic sta- fulfillment through professional or vocational
tus, gender assumptions, desire, sexual attraction, life. Yet those working with men also know
educational level, social cohort, institutional how many men, in their professional or work
coercion, and life experience. We are men, and life, feel “isolated, worn out, exploited by “rich
yet we are not alike. Pastoral counseling and the money,” helpless, and at a loss as to what to do
psychology of masculinity finds its challenge in about any of it” (Boyd 1995, p. 38). In short, their
the richness of this diversity. career has left them feeling like they have lost
touch with the men they longed to be. The gen-
eration of men now in the 20s and 30s continues
The Stages of a Man’s Life to look to the activities that previously nourished
them outside the church: friendships and roman-
Men today live in a world of “pluralistic post- tic relationships, organized discussion groups on
modernism” (Schweitzer 2004). Choices and alternative spiritualities, music, sports, and the
opportunities never available to our male fore- exploration of nature. These men can benefit
bears are suddenly foisted upon us, and what it from pastoral counseling, but often in a wider
means to be a man in today’s world can be con- context than traditional pastoral care. They see
fusing and occasionally overwhelming. From few members of the church of their own age
a liberation standpoint, the only assets the vast and tend to approach clergy as though they were
majority of males have in common are the old-fashioned parents rather than spiritual com-
X chromosome and a penis. Yet the old schema panions. They also may be more focused on get-
of developmental stages still exert a certain influ- ting their personal identity and spirituality sorted
ence, and how we are expected to “be” as indi- out first before they begin to consider settling
viduals of the male sex still retains not only down with a romantic partner.
a power over us but also a usefulness in terms of
organizing our thinking around a very complex Being a Partner
topic. The following is based on Erikson’s (1980, According to a US Census Bureau survey (2011),
1982) stages in the life cycle. 27 % of all households in the USA are single
people living alone. The number of single people
Young Manhood in most American congregations frequently does
Three recent studies have addressed the spiritu- not reflect these statistics. However, people of all
ality of late-high-school- and college-age men, ages in the church may turn to their pastor for
Pastoral Counseling to Men 1305 P
guidance in establishing or maintaining a long- nurturing but also by parental disappointments
term relationship. The two most common reasons and shortcomings (see Culbertson 1994,
that men take a committed partner are shaped by p. 46ff). We men do disappoint our children,
the heteronormativity of various American cul- which some developmental psychologists claim
tures: attaining a sense of normalcy and fathering to be part of the natural processes of individua-
children. Yet finding a partner also offers tion that ultimately allow us to leave home and
a chance to connect with the feminine and to become our own person. Pastoral counselors who
father children (Culbertson 1994, p. 59ff). At have trained in Family Systems Theory (Bowen
the same time, men’s primary relationships can 1985; Friedman 1985) will understand this well.
be threatened by being too symbiotic so that the Surely we all hope that someday we will be able
boundary is lost between them and their partner, to forgive our parents for their shortcomings and
by poor communication skills about each part- value them for the ways in which they gave us
ner’s behavioral likes and dislikes, by a sense of vision and resilience.
entitlement that stems from culture’s privileging Good (2006) points out that “family values” is
of males over females, by anxiety around issues not a biblical term. No word in Greek or Hebrew
of space and boundaries, and by being disap- corresponds exactly to the modern word “fam-
pointed that marriage does not actually guarantee ily,” nor is there any word that corresponds to
the romanticized bliss that gets attached to it. “values” (pp. 13–14). Family values as we know
them today are a modern construction and very
Responsible Male Maturity much shaped by the culture in which the family
While Berne’s (1963) Transactional Analysis lives in addition to inherited patterns of relating.
was more popular in the 1970s and 1980s than The term family values, then, should be used in
today, his schema remains useful in the field of counseling only to articulate the specific values
marriage counseling. Particularly in a world of a particular family, embedded in a culture and
where so many people carry a sense of “entitle- the family’s own unique history. Sometimes
ment,” the TA role of “adult” seems to be these are good values and sometimes they are
increasingly out of people’s reach. Rather, peo- not, but they are a significant part of the “living
ple too often, especially when they are in pain, inheritance” that each counselee carries and are
resort to either their “child” or their “parent,” thus worth exploring in the pastor’s office
both roles carrying a heavy burden of self- (cf. Staley 1999). P
licensing. Borrowdale (1994) observes that
“The values that sustain marriage include loy- Fathering
alty and faithful commitment, truthfulness and Men in the church find a certain image of father-
integrity, respect for the other person, and hood in the overarching biblical portrayal of
a proper appreciation of one’s own needs. Is it God – one with high expectations for “His chil-
a coincidence that, apart from the last one, these dren’s” behavior, loving but conditional, and
values are precisely those which get little public somewhat distant. This portrayal of God rein-
attention in society?” (Borrowdale 1994, p. 85). forces much of the heritage of hegemonic
The general narcissism that presently infects masculinity, perhaps making men who wish to
Western society makes Borrowdale’s “values” father differently from this model feel somewhat
seem old-fashioned, and yet the life of the New insecure. However, fatherhood, like masculinity
Testament Jesus was modeled on the same qual- itself, is a social construction. Miles (1996),
ities that Borrowdale identifies as sustaining challenging the traditional interpretations of
marriage. the character of God as Father, portrays God as
calling people to adult values and behavior,
Becoming a Parent “adult” to adult, and then giving them enormous
A family is an emotional system; as children, we responsibility by turning the world and its future
are shaped not only by parental strengths and over to humanity itself. In this representation,
P 1306 Pastoral Counseling to Men

God asks human adults to grow up and take The Measure of a Man
responsibility for themselves rather than being
stuck in relational dependence. With all this Most recent publications about men and mascu-
fluidity, new opportunities have opened up for linity understand masculine gender as a social
men to be more directly involved in the nurture construction – something that does not automat-
and maturation of their children. ically come with having male genitals but is held
out in the direction of young boys as something to
Transitioning to Elder Status grow into. Gilmore (1990) argues that hegemonic
This transition is often marked by “retirement,” masculinity demands that males grow success-
though the meaning of that word is increasingly fully into three roles: Provider, Protector, and
less clear as people struggle in the present econ- Impregnator. Some biological males grow into
omy. Older men often do not often fare well as these roles with relative ease, but most pay
they age. Unlike the more traditional cultures of a price – emotionally and/or physically – for
the world, where elders are honored for their the efforts to attain something as ephemeral
wisdom, elderly men in the USA are often mar- and amorphous as “masculinity.” Social
ginalized or ignored and thus lose their familiar constructionism (Berger and Luckmann 1966)
sense of who they are. This might explain why understands that the assigning of specific roles
84 % of the total suicides among the American and authority to males happens unconsciously,
elderly are males (Kimble 1990, p. 113; Vaacha- heavily influenced by cultural definitions. Indeed,
Haase et al. 2011, p. xix). Men in this age group recently in the United States, the role of “Impreg-
are not often accustomed to expressing their emo- nator” as the proof of a man’s fertility has been
tions constructively, being needy, or feeling reframed as “Procreator,” making the writing of
sidelined. a memoir as important as the siring of sons.
The aging male body carries a lifetime of Social constructions are underpinned and shaped
memories and meanings. In the pastoral rela- by personal and cultural narratives.
tionship, men may be emboldened to again But as the field of Men’s Studies in Religion
befriend their bodies as they change with age, matures, we are increasingly aware that the
finding narratives embedded in their flesh, the stories we tell about ourselves are mediated by
telling of which can give them a new sense of cultural assumptions about gender and sexuality.
purpose (Culbertson 2006b; see also Lopate In examining the Western cultures of White
1996). As a man’s life draws to a close, he masculinity, Bannister (2007) remarks, “The
faces the final crisis stage: integrity vs. despair construction of masculinity as independent of
(Erikson 1982). If he chooses integrity, he can circumstances remains a central feature of
contemplate his accomplishments and become Western culture—whether its Hollywood action
able to develop integrity if he sees himself as heroes, All Blacks, Kiwi blokes, or more broadly
having led a successful life. If he sees his life as the intellectual power of science and rationality
have been wasted or unproductive, or feels that to exploit nature and transform the world
he did not accomplish his life goals, he will according to human desire” (p. 3). But masculin-
become dissatisfied with life and develop ity looks quite different in non-White cultures.
despair, often leading to depression and hope- For example, Maliko (2007) points out that the
lessness. Erikson understood that this stage of Samoan male body is judged on its usefulness,
life was retrospective, designed to allow us to not its aesthetics. De la Torre (2009) also empha-
die a good death if possible. But as advances in sizes the usefulness of the Hispanic male body,
medicine and health-care life increasingly for it is the responsibility of “those with cojones
extend life, despair can instead lead to that spir- to care for, provide for, and protect” those
itual malaise that Frankl (1985) called “the feel- who have less social power (p. 447), and in this
ing of meaninglessness” (p. 164). way become embodiments of the crucified
Pastoral Counseling to Men 1307 P
Christ. Liu et al. (2010) describe Asian males’ They may bring a sense of fear, loss, shame,
struggle, particularly living in America, to claim confusion, and powerlessness to their minister,
a masculine identity that does not recapitulate asking the minister to do most of the hard work
White stereotypes about Asian men, yet does of counseling because the men themselves are at
not simultaneously change them into people a loss where to begin.
who would be identified in traditional Asian cul- Ministers may need to model emotions for the
tures as too feminine. In her book We Real Cool male counselees. They may also need to find
(2004), bell hooks writes about how a heritage of the balance between seeming too directive in
racial discrimination and stereotyping has forced the counseling session and creating a space in
African American males to become “real cool” which men can feel safe about opening up. Min-
caricatures of themselves, particularly in relation isters may also need to set clear boundaries – for
to women, all the while mismanaging the ways in example, no threats of violence against anyone,
which White culture continues to marginalize an understanding about what confidentiality
Black male voices. means and why both the clergy and the laity are
bound by it, and the importance of taking counsel
with people who are trained rather than with
The Pastoral Care of Men family members or bar buddies. Men need help
and clear structures in finding themselves (Gelfer
This entry has argued that a man will benefit 2009), and clergy need professional supervision
most when the pastoral counselor adopts and support in working with issues of gender and
a postmodern approach to gender and identity sexuality.
issues. As well as understanding the social Finally, pastoral therapist Christine Neuger
constructions of gender and sexuality, the pas- has identified nine critical aspects to encourage
toral caregiver will benefit from some training in the appropriately sensitive pastoral care of men in
Family Systems Theory, Narrative Theory, and the church (1997):
Object Relations Theory (for all three 1. Let go of your own culturally ingrained
approaches, see Culbertson 2000). Most men assumptions about gender roles and sexual
have been trained in their families of origin to norms.
suppress deeply their feelings and emotions. 2. Focus on what might help men help
Recovering awareness of feelings and emotions themselves. P
can be difficult, for patriarchal masculinity triv- 3. Men need to be viewed as individuals who are
ializes the world of inner experience as making gendered, rather than genders struggling to be
men more vulnerable (Culbertson 1994, individuals.
pp. 13–14). Because men are often emotionally 4. Invite the counselee to bring his body into the
repressed and trained not to care about their counseling space. Too many men are
physical selves, getting them to ministers who disembodied.
might provide help in their confusion can be 5. Avoid using the power of your role to rein-
difficult. Some men find that talking intimately force or punish gendered or sexual behavior
with a male minister raises the specter of homo- according to your own interpretation of social
phobia. Others find that talking with a female norms.
minister threatens their manhood. 6. Work cooperatively to achieve values and
Thus, male Christians will often approach pas- choices appropriate to the careseeker.
toral counseling not even knowing how to deal 7. Remain conscious of and sensitive to the
with their own sense of primal loss (see Corneau careseeker’s emotions, particularly when
1991). As well, many men are “alexithymic” – that they do not match your own assumptions
is, poorly equipped to discover their feelings and about what gendered thinking or behavior
to language them (Culbertson 2006a, pp. 9–10). should look like.
P 1308 Pastoral Counseling to Men

8. Be sensitive to the person’s internal influences edu/universitas/archive/fall06/pdf/art_culbertson.pdf.


vs. his external influences, as well as the Accessed 20 Nov 2012.
Culbertson, P. (2006b). Scars: A man’s body, journeying,
meaning he attributes to his own life story. from object to subject. In H. Br€andle (Ed.), Scars:
9. Learn all you can from what happens in the A photographic essay on the aging male body
interpersonal – i.e., in the space between you (pp. 4–9). Austria: Bucher Verlag.
and the careseeker. de la Torre, M. (2009). Beyond machismo: A Cuban case
study. In B. Krondorfer (Ed.), Men and masculinities
in Christianity and Judaism: A critical reader
(pp. 444–459). London: SCM.
See Also Erikson, E. (1980). Identity and the life cycle. New York:
W. W. Norton.
Erikson, E. (1982). The life cycle completed. New York:
▶ Castration W. W. Norton.
▶ Circumcision Frankl, V. (1985). Man’s search for meaning. New York:
▶ Erikson, Erik Simon & Schuster.
▶ Faith Development Theory Friedman, E. H. (1985). Generation to generation: Family
process in church and synagogue. New York: Guilford
▶ Family Therapy and Pastoral Counseling Press.
▶ Friedman, Edwin Gelfer, J. (2009). Numen, old men: Contemporary mascu-
▶ Pastoral Counseling line spiritualities and the problem of patriarchy.
▶ Psychotherapy London: Equinox.
Gilmore, D. D. (1990). Manhood in the making: Cultural
▶ Purpose in Life concepts of masculinity. New Haven: Yale University
▶ Self Press.
Good, D. (2006). Jesus’ family values. New York: Church
Publishing.
Griffiss, J. (1985). Anglican theology and pastoral care.
Bibliography Wilton: Morehouse-Barlow.
Hooks, B. (2004). We real cool: Black men and masculin-
Astin, A. W., Astin, H. S., & Lindholm, J. A. (2011). ity. New York: Routledge.
Cultivating the spirit: How college can enhance stu- Jones, R. P., Cox, D., & Banchoff, T. (2012). A generation
dents’ inner lives. San Francisco: Jossey-Bass. in transition: Religion, values, and politics among
Bannister, M. (2007). Getting connected: Pakeha mascu- college-age millenials. Findings from the 2012
line identities in cultural context. New Zealand Jour- Millenial Values Survey. Washington, DC:
nal of Counselling, 27(2), 1–16. Public Religion Research Institute and
Berger, P., & Luckmann, T. (1966). The social construc- Georgetown University’s Berkley Center for Religion,
tion of reality: A treatise in the sociology of knowl- Peace, and World Affairs. Retrieved from http://
edge. New York: Anchor Books for Doubleday. publicreligion.org/site/wp-content/uploads/2012/04/
Berne, E. (1963). Games people play: The basic handbook Millennials-Survey-Report.pdf. Accessed 20 Nov
of transactional analysis. New York: Ballantine. 2012.
Borrowdale, A. (1994). Reconstructing family values. Kimble, M. A. (1990). Aging and the search for meaning.
London: SPCK. In J. J. Seeber (Ed.), Spiritual maturity in the later
Bowen, M. (1985). Family therapy in clinical practice. years (pp. 111–129). New York: Haworth.
Northvale: Jason Aronson. Liu, W. M., Iwamoto, D. K., & Chae, M. H. (Eds.). (2010).
Boyd, S. (1995). The men we long to be: Beyond lonely Culturally responsive counseling with Asian-
warriors and desperate lovers. Cleveland: Pilgrim American men. New York: Routledge.
Press. Longwood, W. M., Schipper, W. C., & Culbertson, P.
Corneau, G. (1991). Absent fathers, lost sons: The search (2011). Forging the male spirit: The spiritual lives of
for masculine identity. Boston: Shambhala. American college men. Eugene: Wipf & Stock.
Culbertson, P. (1994). Counseling men. Minneapolis: For- Lopate, P. (1996). Portrait of my body. New York: Anchor
tress Press. Books/Doubleday.
Culbertson, P. (2000). Caring for God’s people: Counsel- Maliko, T. (2007). Canoe noses and coconut feet: Reading
ing and Christian wholeness. Minneapolis: Fortress the Samoan male body. In P. Culbertson, M. N. Agee,
Press. & C. O. Makasiale (Eds.), Penina uliuli: Contempo-
Culbertson, P. (2006a). Men’s quest for wholeness: The rary challenges in mental health for Pacific peoples
changing counseling needs of Pākehā males. (pp. 26–38). Honolulu: University of Hawai’i Press.
UNIversitas: The Journal of the University of Northern Miles, J. (1996). God: A biography. New York: Simon &
Iowa, 3(1), 1–19. Retrieved from http://www.uni. Schuster.
Pastoral Counseling: Third World Perspectives 1309 P
Neuger, C. C. (1997). Men’s issues in the local church: mental health professionals, who have also had
What clergymen have to say. In C. C. Neuger & J. N. in-depth religious and/or theological training.
Poling (Eds.), The care of men (pp. 46–69). Nashville:
Abingdon. Yet the lack of many clinically trained counselors
Schweitzer, F. L. (2004). The postmodern life cycle: Chal- mean that much of pastoral counseling follows
lenges for church and theology. St. Louis: Chalice the nouthetic pattern of applying insights from
Press. sacred texts to presenting problems within
Staley, J. L. (1999). Fragments from an autobiographical
midrash on John’s Gospel. In I. R. Kitzberger (Ed.), culturally acceptable norms. Overall, there is
The personal voice in biblical interpretation prominence given to religious faith and principles
(pp. 65–85). New York: Routledge. rather than psychological insights. However, the
United States Bureau of the Census. (2011). Family status attention to the psychology of the religious
and household relationship of people 15 years
and over, 2011. Retrieved from http://www.census. believer is not overlooked.
gov/population/www/socdemo/hh-fam/cps2011.html. In Africa, for instance, pastoral counseling has
Accessed 28 Apr 2012. moved through three stages of development, the
Vaacha-Haase, T., Wester, S. R., & Christianson, H. F. first rooted in European/Western theories of per-
(2011). Psychotherapy with older men. New York:
Routledge. sonality which are applied to the African context
(Nomenyo 1971; Tjega 1971). The second stage
manifested as academic exercises which seek to
offer descriptions of mental and psychological
ailments to which African thought and traditional
Pastoral Counseling: Third World therapeutic modalities are applied (Mwene-
Perspectives Batende 1981). This dates to the 1958 Bukavu
and 1959 Tananarive pan-African conferences on
Esther Acolatse mental disorders and psychiatry in an attempt to
Duke Divinity School, Durham, NC, USA address mental health issues on the continent with
attention to particular personality traits of the
African peoples. Finally, the thirst stage inte-
If pastoral counseling, as the literature points out, grates the two systems employing biblical con-
is the “healing, sustaining, guiding/shepherding cepts which it couples with a psychodynamically
and reconciling” (Clinebell 1966, 1984) under- oriented psychotherapy from which it seeks to
taken by professionals who use spiritual resources offer guidelines for pastoral praxis (ma Mpolo P
as well as psychological understanding for healing 1984). In many respects, this approach closely
and growth, then pastoral counseling in the so- resembles the psychospiritual ethos of African
called Third World – currently an anomalous life and thought, exemplified in African healing
phrase – can be seen as dating back to the work practices.
of traditional diviners/healers/priests within these In the Latin American context, Liberation
contexts. The history of formal pastoral counsel- theological sensibilities and feminist voices on
ing practice and its coupling with academic the one hand and the largely Evangelical voices
discipline in most Third World contexts or that occupy most seminary spaces on the other,
Majority World (a much more politically correct frame issues of pastoral care and counseling.
designation), however, dates for most countries, to While these two groups agree that the heart of
encounters with Western missionary influence and pastoral care issues center largely around the
most recently a postcolonial/postindependence concern of suffering and poverty that stem from
phenomena largely after the 1960s. the macroeconomic and political structures of the
Most of these more modern pastoral counsel- society, the former emphasizes the transforma-
ing approaches take Western psychological tion of the sociopolitical structures as the way to
theories and practices as their point of departure ameliorate the situation, while the latter assumes
in as much as current practices are provided by that conversion experiences with accompanying
certified pastoral counselors, many of whom are behavioral changes at the individual level is, what
P 1310 Pastoral Counseling: Third World Perspectives

is, needed to make enduring changes. These dif- counselors affiliated with the church for direction,
fering philosophical/theological views thus pro- and in some places in East Asia the tide was
duce different approaches, emphasis, as well as turning toward psychotherapeutic services as far
focus for pastoral counseling. At the same time, back as the 1970s (Southard 1970). It means the
the two predominant denominations, Catholic utilization of both the inductive and educative
and Protestant, bring varying responses to the approaches in support of each other is needed
identified sociopolitical and economic problems. than preferring one to the other.
The development of pastoral counseling in East Of importance to pastoral counseling is diag-
Asia follows an almost similar trajectory as the nosis as how to unearth presenting problems.
previous two contexts, with the exception of the Etiology and the diagnosis in traditional settings
clear emphasis on the familial approaches and with as found in most Third World settings, however,
pastoral counseling being both a task of the church cannot be effectively uncoupled and it is mainly
and the state, especially in the more urbanized within diagnosis that the interplay of psychology
centers and in Australia and New Zealand, and religion is most observed. The dynamic cos-
becoming a concern of the Department of Justice’s mology composed of seen and unseen forces and
unit of Marriage guidance (Southard 1970). belief in the effects of the latter in weakening
Additionally, unlike pastoral counseling in the humans, thus making them vulnerable to ill
Western world, counseling practice in the two- health, whether physical or psychical, requires
thirds world favors and accents a community/ not just a psychosocial but also psychospiritual
familial approach. In both Chinese and African approach to diagnosis and care. The use of psy-
cultures, for instance, it is the overall impact of chodrama with spiritual undertones by appeal to
individual life on the family as a whole that is of the gods and ancestors, for lifting up personal,
consideration even in individual counseling. But family, and sociopolitical issues, action/
the rapid urbanization in some of the city centers reflection to effect change at the individual,
calls for attention to the cultural changes taking familial, and cosmic levels, has been noted
place – the emancipation of women, indepen- (Ma Mpolo 1991). There is also the call to turn
dence of children from extended familial matrix to the reinstating of the traditional concepts
to a more nuclear family model which needs to which entail a mentored conversation of commu-
pay attention to the individual in new ways. nity members aimed at ameliorating issues
There is also concern for a more directive and through what is identifiable as narrative counsel-
connectional approach in counseling rather than ing (Mucherera 2010) and the therapeutic palaver
the approach that requires the care seeker to do (Janzen 1978). Where other psychological and
the intrapsychic work in a clinical setting facing somatic causes are present, there is tendency
a seemingly aloof counselor. Usually a family to frame and find ultimate causality in spiritual
member may initiate care seeking, and the inter- factors and the individual’s vulnerability to
personal space between seekers and carers is a little these evil spiritual powers (p’Bitek 1970). The
less formal (Augsburger 1986; van Beek 1996). counselor’s ability to work with spiritual and
In such collectivistic cultures, with structured gen- psychological resources in tandem for diagnosis
der and age role relations, counselors do well to be and therapeutic intervention is key to pastoral
attentive to age and gender in counseling relations counseling in such contexts where belief in the
as well as in among family members in the spiritual dynamistic forces characterize common
counseling setting. The importance of the specifi- life (Acolatse 2010, 2011; Berinyuu 2002).
cally religious resources leading to a favoring of In a sense, it is a return to the inherent psychoso-
the nouthetic approach in the Christian tradition as cial and psychospiritual underpinnings of
well as its coupling with inductive guidance is health and wholeness within African traditional
noted by these authors. The growing industrializa- societies – a complex of priests/diviners, herbal-
tion and urbanization comparable to that in subur- ists/healers, and an assortment of therapeutic
ban America leads to a need for other than pastoral groups that attend to the task of diagnoses and
Pastoral Counseling: Third World Perspectives 1311 P
treatment of both physical, psychical, and various Here then, pastoral counseling may need to
other personality disorders. address the issue of understanding of family,
In the above-designated contexts, especially in a concept which is already expansive, in light of
most of Africa and Latin America, in particular, rapid industrialization and secularism and influx
issues surrounding pastoral counseling still have of Western ideas as it affects migration and iden-
to do with how to navigate postcolonial effects on tity. In the case of Africa, for example, attention is
identity and the interstitial space that postcolonial to be given to the above, in light of the HIV/AIDS
subjects still occupy. Residual issues of bicultur- pandemic, issues of human rights vis-à-vis the
alism and multi-religiousness in personal and numerous genocides and related trauma, gender
religious identity that require attendance for violence and its related issues of sexuality as well
deep psychological and spiritual scars to be as the entanglements of and repercussions of reli-
healed (Lartey 2006; Mucherera 2001) but gious pluralism, and the political ferment. An
which also require that critical engagement with unavoidable aspect of the future direction of Pas-
other disciplines for a thick descriptive analysis toral counseling, in Third World perspectives,
for developing a new pastoral theology of care needs to attend to globalization and economic
and counseling, as well as psychodynamic under- issues and their effect on clients and counseling
standing of integrative consciousness for these practices on the one hand and the kind of schol-
contexts is key. An ongoing dialogic stance arship that will change the emphasis and focus of
between traditional and Western worldviews pastoral counseling to accommodate changing
and their integration, where necessary without needs on the other.
overvaluing one at the expense of the client, is Finally, we note that Third World contribu-
prerequisite for sustaining pastoral counseling in tions to the pastoral counseling field can be found
context as well as charting a course for its viabil- in the current turn to cross-cultural pastoral
ity as a formal academic discipline with ability to counseling in light of migrations of cultural/reli-
contribute to knowledge in the field. Such inte- gious minorities to the West and the changing
grative work is already present in the works of demographics and the shifts in the cultural and
Acolatse, ma Mpolo, and Lartey from the African religious landscape of these host cultures. Atten-
continent. Of importance are the latter two’s call tion to pastoral care in cross-cultural mode
to the Western world to pay attention to the enjoined in the literature, pioneered by migrant
emerging issues in Africa and the import of that scholars in the West, focuses on attending to the P
move to the discipline of pastoral counseling in particulars and distinctives of cultural minorities,
general (Lartey 2002, 2006; ma Mpolo 1991). It in order to provide appropriate care. But as Lartey
requires that approaches to the care of persons (2002) points out, such attempts to address dis-
that are emic to the African context and mindset tinctive among people groups, carry enormous
be forged not by first being refracted through drawbacks because it easily polarizes people
Western theories and approaches, but from the into us and them, and often ignores the intra-
ground up built on African understandings of cultural differences among minority cultures,
personhood and religio-cultural reality. This not to mention the real tendency to unwittingly
way the theories for care and counseling speak continue the stereotypical stance for which atten-
directly out of and to the situations with which the tion to cross-cultural issues are mandated.
African can relate without undue pause.
The future direction of Pastoral counseling in
the two-thirds world, which is becoming increas- See Also
ingly industrialized and urbanized and yet con-
tinues to live in pockets of deep traditional, ▶ Animism
though in its psychic functioning, means contin- ▶ Christianity
ually coupling new modalities with the traditional ▶ Communal and Personal Identity
ways for helping distressed persons in need. ▶ Demons
P 1312 Pastoral Diagnosis

▶ Evangelical perspectives on pastoral counseling (pp. 317–329).


▶ Faith New York/London/Oxford: The Haworth Press.
Lartey, E. Y. (2006). Pastoral theology in an intercultural
▶ Folk Magic world. Cleveland: Pilgrim Press.
▶ Fundamentalism ma Mpolo, M. (1991). Kindoki as diagnosis and therapy.
▶ Mystery Religions In M. ma Mpolo & D. Nwachuku (Eds.), Pastoral care
▶ Paganism and counselling in Africa today (pp. 74–99). Frankfurt
am Main: Peter Lang.
▶ Pastoral Counseling ma Mpolo, M., & Nwachuku, D. (Eds.). (1991). Pastoral
▶ Polytheism care and counseling in Africa today. Frankfurt am
▶ Poverty Main: Peter Lang.
▶ Protestantism Mucherera, T. (2001). Pastoral care from a Third World
perspective. New York: P. Lang.
▶ Psychiatry Mucherera, T. (2009). Meet me at the palaver: Narrative
▶ Religious Identity pastoral counseling in postcolonial contexts. Eugene,
▶ Witchcraft OR: Cascade Books.
Mwene-Batende. (1981). La sorcellerie, la divination, la
therapie et leurs fonctions sociales dans la societie
lignagere kumu. In V. Mulago & M. A. Ngindu
(Eds.) Combats pour un christianisme africain:
Bibliography me´langes en l’honneur du professeur V. Mulago. Kin-
shasa: Faculté de théologie catholique.
Acolatse, E. E. (2002). Cosmology and pastoral diagno- Nomeyno, S. (1971). La cure d’ame aupres de familes. In
ses: A psycho-theological anthropology for pastoral Colloque de Théologiens Africains (Ed.) Manuel de
counseling in Ghana. Princeton, NJ: Princeton Theo- the´ologie pratique. Yaoundé: Editions CLE.
logical Seminary. p’Bitek, O. (1971). Religion of the Central Luo. Nairobi:
Acolatse, E. (2010). Pastoral care and counseling in inde- East African Literature Bureau.
pendent Evangelical Charismatic Churches in Ghana: Rosa, R. S. (1990, 2000). Latin American pastoral care move-
A Barthian theological perspective. In J. Maynard, L. ment. In R. Hunter (Gen. ed.), Dictionary of pastoral care
Humell, & M. Moschella (Eds.) Pastoral bearing: and counseling (pp. 631–32). Nashville: Abingdon.
Lived religions and pastoral care. Rowman & Southard, S. (1970). Pastoral counseling in East Asia.
Littlefield. Pastoral Psychology, 21(202), 45–51.
Acolatse, E. E. (2011). Christian divorce care in West Sue, D. W. (2003). Counseling the culturally diverse:
Africa through reformed theology and Jungian Theory and practice. New York: Wiley.
dreamwork analysis. Journal of Pastoral Theology, Tjega, J. (1971). La cure d’ame. In Colloque de
21(1), 1–18. Théologiens Africains (Ed.) Manuel de the´ologie
Augsburger, D. W. (1986). Pastoral counseling across pratique. Yaoundé: Editions CLE.
cultures. Philadelphia: Westminster Press. van Beek. (1996). Cross cultural counseling.
Berinyuu, A. A. (2002). An African therapy in dialogue Minneapolis: Fortress Press.
with Freudian psychoanalysis. Journal of Pastoral
Care & Counseling, 56(1), 11–20.
Clinebell, J. H. (1966). Basic types of pastoral care &
counseling: Resources for the ministry of healing and
growth. Nashville: Abingdon. Pastoral Diagnosis
Clinebell, J. H. (1984). Basic types of pastoral care &
counseling: Resources for the ministry of healing and David Lee Jones
growth. Nashville: Abingdon.
Austin Presbyterian Theological Seminary,
Clinebell, J. H. (2011). Basic types of pastoral care &
counseling: Resources for the ministry of healing and Austin, TX, USA
growth. Nashville: Abingdon.
Hunter, R. (Gen. ed.) (1990, 2000). Dictionary of pastoral
care and counseling (pp. 10–13; 631–32). Nashville:
Nancy Ramsay writes “Diagnosis is an evaluative
Abingdon.
Janzen, J. M. (1978). The quest for therapy in Lower Zaire. process of discerning the nature of another’s dif-
Berkeley: University of California Press. ficulty in order to provide an appropriate and
Lartey, E. Y. (1997). In living color: An intercultural restorative response” (Ramsay 1998). She further
approach to pastoral counseling. London/Herndon,
argues that: “Diagnosis is never neutral. It always
VA: Cassell.
Lartey, E. Y. (2002). Pastoral counseling in multi-cultural reiterates the anthropological and philosophical
contexts. In R. L. Dayringer (Ed.), International assumptions of the practitioner.”
Pastoral Diagnosis 1313 P
Corey et al. (2012) define psychodiagnosis as: (to know through careful and verifiable
“the analysis and explanation of a client’s observation). Pruyser (1976b) notes that in any
problems;” it usually includes “identifying field of knowledge, the term diagnosis points to
possible causes of the person’s emotional, a discerning and discriminating capacity “to dis-
psychological, and behavioral difficulties,” and tinguish one condition from another.”
it entails suggesting appropriate therapeutic Schlauch (1993) notes that the Greek word
options to address the identified issues or diagignoskein means “to perceive or know
problems. They define medical diagnosis as: apart.” Nathan (1967) suggests that diagnosis
“. . . the process of examining physical symp- means “to discern, distinguish, or differentiate”
toms, inferring causes of physical disorders or with a view towards “grasping things as they
diseases, providing some kind of category that really are, so as to do the right thing.” Knowing
fits the pattern of disease, and prescribing an things “apart” suggests a comparative process
appropriate treatment.” where certain issues are lifted out of context to
Pastoral diagnosis differs from secular medi- highlight them in order to understand them more
cal or psychodiagnosis because of the explicit fully. Schlauch writes: “. . . something is now
theological and religious presuppositions and figure as compared to ground, or foreground as
assumptions of the practitioner and the context compared to background.”
in which the care is offered. Pastoral diagnosis is The practice of diagnosis has both its propo-
a process of combining theological reflection nents and detractors. Those who favor employing
with the language and wisdom of other helping diagnostic procedures generally argue that
professions with a view towards seeing and employing such procedures enable practitioners
treating persons holistically when crafting to obtain sufficient information about the care-
a practical response or therapeutic intervention. seeker’s past and present condition to craft an
The word “pastoral” infers that the person dis- appropriate treatment plan. Further arguments
cerning another’s difficulties is either a pastor or for diagnosis are that diagnostic labels embrace
one authorized by a faith community to provide a wide spectrum of symptoms or characteristics,
pastoral care. are intended to be descriptive, give clarity to
Diagnosis, then, is a “hermeneutical process” a person’s condition and such clarity may lower
(Ramsay 1998) of discernment, which is highly the care-seeker’s anxiety, and provide some hope
contingent on the lenses through which the in predicting both the course and outcome of P
practitioner views a person seeking care. Further, a person’s difficulty.
how the care-seeker’s situation or difficulty is Although most practitioners employ some
named will greatly determine the type of care or form of diagnosis, some caution its use so that it
intervention the practitioner develops to respond does not unnecessarily label or harm those seek-
to that person’s difficulty or situation. ing care. The projective nature of those offering
Pruyser (1976b) noted that the religious prac- the diagnosis has already been noted. The act of
titioners he supervised in clinical settings were offering diagnosis implies one person having
often reticent to tap the richness of their own power over another. The practitioner offering
religious tradition’s experience and wisdom the diagnosis can be unduly viewed as “the
when working in multidisciplinary contexts, and expert” who knows what is best for the other,
he encouraged and challenged pastoral practi- and subsequently care-seekers can potentially
tioners reasonably to claim and articulate their lose their voice in the treatment plan. Some
theological and spiritual perspectives in order to argue that diagnosis can woodenly categorize
enrich and deepen the diagnostic process. persons in a system of rigid categories such that
The Theological Dictionary of the New care-seekers lose their particular distinctiveness
Testament (Kittel and Friedrich 1976) notes that and uniqueness. The potential harm here is that
the word “diagnosis” derives from the Greek human beings get reduced into limiting diagnos-
terms dia (through or by the means of) and gnosis tic categories.
P 1314 Pastoral Psychotherapy and Pastoral Counseling

Employing pastoral diagnosis of respectfully Pruyser, P. W. (1976b). The minister as diagnostician.


means “knowing” persons deeply “through” the Philadelphia: Westminster Press.
Pruyser, P. W. (1979). The psychological examination:
complexity of their multifaceted stories, person- A guide for clinicians. New York: International
alities, experiences, histories, social locations, University Press.
beliefs, faith journeys, and spiritual perspectives Pruyser, P. W. (1984). The diagnostic process in pastoral
by being in critical conversation with the lan- care. In A. W. R. Sipe & C. J. Rowe (Eds.), Psychiatry,
ministry, and pastoral counseling (pp. 103–116).
guage and observations of other helping Collegeville: Liturgical Press.
professions. Pastoral diagnosis employs the best Ramsay, N. J. (1998). Pastoral diagnosis: A resource for
of what the helping professions have observed ministries of care and counseling. Minneapolis: For-
and catalogued about the complexity of the tress Press.
Schlauch, C. R. (1993). Re-visioning pastoral diagnosis.
human condition and filtering it through one’s In R. J. Wicks & R. D. Parsons (Eds.), Clinical hand-
religious world view and spiritual lenses with book of pastoral counseling (Vol. 2, pp. 51–101).
critical openness and self-awareness. New York: Paulist Press.
Schneider, C. D. (1986). Faith development and pastoral
diagnosis. In C. Dykstra & S. Parks (Eds.), Faith
development and fowler (pp. 221–250). New York:
Human Sciences Press.
See Also
Underwood, R. (1982). Personal and professional integrity
in relation to pastoral assessment. Pastoral
▶ Christianity Psychology, 31, 109–117.
▶ Faith
▶ God Image
▶ God Image and Therapy
▶ Hermeneutics
▶ Personal God
Pastoral Psychotherapy
▶ Projection
and Pastoral Counseling
▶ Pruyser, Paul
Ryan LaMothe
▶ Psychotherapy
Pastoral Care and Counseling, St. Meinrad
▶ Transference
School of Theology, St. Meinrad, IN, USA
▶ Wounded Healer, The

Socrates was reputed to say that “the beginning of


Bibliography wisdom is the definition of terms.” I suspect,
given the Socratic method, that the beginning of
Corey, G., Corey, M., & Callahan, P. (2012). Issues and
ethics in the helping professions (8th ed.). Monterey:
wisdom is the double realization that definitions
Brooks/Cole. carry the illusion of certainty and elude univocal
Fairbanks, R. J. (1952). Diagnosis in pastoral care. agreement. Definitions, we know, vary according
The Journal of Pastoral Care, 6. to the historical and cultural contexts and
Hiltner, S. (1975). Toward autonomous pastoral
traditions and sometimes as a result of conscious
diagnosis. Bulletin of the Menniger Clinic, 40, 574–78.
Ivy, S. S. (1987). A model for pastoral assessment. whims and unconscious desires. Yet, the Sisy-
The Journal of Pastoral Care, 41, 329–40. phean work of defining concepts is nevertheless
Ivy, S. S. (1988). Pastoral diagnosis as pastoral caring. necessary, for without definitions we begin to
The Journal of Pastoral Care, 42, 81–89.
Kittel, G., & Friedrich, G. (Eds.). (1976). Theological
lose clarity of who we are, what we do, and
dictionary of the New Testament (trans: Bromiley, where we are headed. The plasticity of defining
G. W.) (pp. 690–691). Grand Rapids: Eerdmans. terms, which did not dissuade but instead
Nathan, P. (1967). Cues, decisions, and diagnoses: a emboldened this Athenian gadfly, is immediately
systems-analytic approach to the diagnosis of
psychopathology. New York: Academic Press.
evident when faced with defining pastoral
Pruyser, P. W. (1976a). Diagnosis and the difference it counseling and pastoral psychotherapy, espe-
makes. New York: Jason Aronson. cially in such a short entry. It seems to me that
Pastoral Psychotherapy and Pastoral Counseling 1315 P
a wise approach takes into account, if only scriptura) eventuated in greater stress in the
briefly, the history and traditions from which clergy’s role in giving counsel to congregants
these concepts are founded. More specifically, and less prominence in the role of sacraments in
I locate and depict these concepts within the giving care. In his book, A History of Pastoral
Judeo-Christian traditions and describe how Care in America, Brooks Holifield (1983)
each concept took on particular meanings given provides numerous illustrations of clergy who
the social and scientific changes in Western understood themselves to be physicians of the
societies during the nineteenth and twentieth cen- soul and thus interested in both pastoral diagnosis
turies in general and in the United States in par- of maladies of souls and pastoral methods for
ticular. My overall aim is to provide some of the providing effective counsel. During the colonial
key contours that help differentiate both pastoral period in the United States, for example, Rever-
counseling and pastoral psychotherapy. ends John Dodd and Thomas Hooker engaged in
The term “pastoral counseling” is not found in pastoral conversations with the aim of curing
Judeo-Christian scriptures, yet there are many troubled souls (Holifield 1983, pp. 32–34).
examples of diverse forms of counsel. God, Pastoral conversations were occasions for offer-
sometimes directly and other times through ing expert counsel; these ministers and others
intermediaries, advised and admonished Moses (e.g., Samuel Willard; William Ames; Holifield
(Exodus, 3:1–8) and David (2 Samuel 12). The 1983, pp. 41–51) published case studies demon-
prophets, like Isaiah (12:13–22), Ezekiel strating effective pastoral counseling methodolo-
(7:2–25), and Amos (5:7), reproached and gies and techniques. During this period, pastoral
warned Jewish rulers and the Jewish people. conversations or counseling clearly fell under the
Jesus, the wise counselor (Gerkin 1997), gave purview of pastors, which then meant that they
advice to his disciples (Matthew 5:1–14), had a theological and ecclesial responsibility to
reprimanded the Pharisees and Sadducees (Mat- be experts in diagnosing maladies of the soul and
thew 3:7), consoled the grieving (John in developing interventions that invited cure and,
11:20–57), imparted wisdom to the crowds if not cure, solace. In brief, forms of pastoral
(Mark 1:22), and encouraged the wayward counseling during early America were largely in
(Luke 24:13–35). St. Paul’s pastoral letters continuity with Gregory the Great’s view of
exhorted, praised, warned, and advised Christians attending, listening, and conducting theological
in Rome, Corinth, and elsewhere. The desert assessment, all aimed toward cure of souls. P
mothers and fathers, such as Theodora of In the West, the late nineteenth and early
Alexandria, Melania the Elder, St. Simeon the twentieth century saw the rise and cultural dom-
New Theologian, St. John Climacus, and inance of the human sciences for understanding
St. Gregory of Nyssa, proffered counsel to other and responding to human suffering. William
monastics and to people of God. In the sixth James, Morton Prince, James Jackson Putnam,
century, Gregory the Great wrote the book, Pas- Pierre Janet, Jean-Martin Charcot, Sigmund
toral Care, which was used for centuries to train Freud, Alfred Adler, Carl Jung, and many others
clergy. In this book, Gregory (1978) described developed theories and methods – under the
a pastoral method for giving counsel to individ- umbrella of science – that dealt with diagnosing
uals in distress. This excessively brief overview and healing psychological maladies. These new
of scripture and the early Church makes clear that ideas and methods influenced many Liberal Prot-
pastoral counseling or, more broadly, giving estants. Oskar Pfister, a Swiss Lutheran pastor,
counsel (Capps 2001) was an integral part of first became enamored with Sigmund Freud’s
communal life and something expected of those psychoanalytic theory and later with Freud him-
identified to lead and care for the community of self. Pfister (Breger 2000; Meng and Freud 1963)
faith (see also Clebsch and Jaekle 1994). believed deeply that psychoanalytic theory and
The Reformation, with its shift toward empha- conceptual tools could be used by clergy in giv-
sizing and privileging the Word of God (sola ing counsel to parishioners. Across the Atlantic,
P 1316 Pastoral Psychotherapy and Pastoral Counseling

the Emmanuel Movement (1905) in Boston this only furthered the view that pastoral counsel-
represented an attempt to make use of the psy- ing was a specialized ministry. Another conse-
chological sciences in counseling ministries quence of pastoral counseling becoming a guild
(Holifield 1983, pp. 201–209). This movement, or professional occupation was the loosening of
which eventually spread throughout many US accountability for ministry vis-à-vis communities
cities, contained the notion and premise that of faith and their respective traditions and poli-
clergy already conducted “psychotherapy” – the ties. The pastoral counselor, in other words, was
gospel of faith as therapeutic (Holifield 1983, professionally accountable primarily to the
p. 202). Many Protestant ministers recognized credentialing body and secondarily to his/her
the value of psychological methods and tech- particular community of faith and its polity.
niques in giving counsel to congregants, and The issue of community and accountability
this appreciation found its way into “seminary was a reason why several prominent pastoral
curricula in the 1920s and 1930s, where theologians did not greet the emergence of
seminary-trained pastoral counselors found AAPC with enthusiasm. For instance, Seward
homes in congregations where they became res- Hiltner argued passionately that professionaliza-
ident psychologists” (Townsend 2009, p. 16). tion would shift accountability, violating
During this period, pastoral counseling gradually a fundamental ecclesiological premise of pastoral
edged away from something that all pastors counseling (Townsend 2009, p. 27). Prior to this,
engaged in during their ministry to a specialized pastors giving counsel were accountable to their
ministry that required specific knowledge, train- communities of faith, and, indeed, their very
ing, and skills, as well as a particular ministerial ministry emerged from and was grounded in
identity. This specialized ministry sought, with their respective communities of faith. Wayne
varying success, to bring theology and psychol- Oates also believed that a professional organiza-
ogy together with the aim of providing wise tion that certified specialists in pastoral counsel-
counsel to individuals, couples, and families ing would undermine the ecclesiological premise
struggling with emotional and relational that all ministry is grounded in the community of
difficulties. faith (Holifield 1983, pp. 346–347). As
This view of pastoral counseling gathered Townsend (2009) noted, pastoral counselors’
steam and, by the middle of the twentieth century, “primary responsibility was to the psychological
there was a movement to professionalize pastoral needs of individuals and only secondarily to the
counseling. Members of the American Founda- broader mission of the institutional church”
tion of Religion and Psychiatry (AFRP) were (p. 27). It now became possible for a pastoral
instrumental in forming a new guild in 1963: the counselor to be in private practice, which in
American Association of Pastoral Counselors previous centuries would have been inconceiv-
(AAPC). The emergence of AAPC made explicit able. Before, it was ordination along with the
and further concretized significant changes vis- authority of the polity and community of faith
à-vis traditional notions of pastoral counseling. that established a pastor’s ministry of counseling.
First, pastoral counseling, as a specialized The emergence of AAPC, while retaining the
ministry of the clergy, now had a professional importance of the community of faith, shifted
organization that established bodies of knowl- pastoral counseling from a ministry within the
edge, criteria for membership, certification, and role and identity of pastors to a distinct ministry
accreditation. Ordination was not sufficient to with a professional identity, methods, and prac-
call oneself a pastoral counselor, and, as a result tices, thereby loosening the ties to church institu-
of professionalization, pastoral counseling was tions and communities.
no longer something that all pastors did in the In the twenty-first century, the professionali-
course of their ministry. Gradually, AAPC let go zation of pastoral counseling continues with
of the clerical requirement for certification, a number of states licensing pastoral counselors,
opening its ranks to lay women and men, but slackening further the ties to church institutions
Pastoral Psychotherapy and Pastoral Counseling 1317 P
and communities of faith. There have been other and support individuals (couples and families)
changes. During the 1960s, 1970s, and 1980s, in recognizing and healing especially painful
pastoral counselors relied heavily on psychody- psychic wounds and/or long-standing self-
namic theories and concepts and secondarily on defeating relationships to self and others” (Coo-
theology to understand and respond to diverse per-White 2011, p. 5). Cooper-White further clar-
forms of human suffering. Since then, AAPC ifies pastoral psychotherapy “as a mode of
has moved away from its heavy reliance on healing intervention that is specifically grounded
psychodynamic theories and embraced other the- in psychoanalytic theory and methods. . .and held
ories and practices of therapy (e.g., cognitive- in a constructive, creation-affirming theology”
behavioral, solution-focused, narrative, and (p. 155). The distinction Cooper-White makes
structural family systems), as well as other theo- between pastoral counseling and pastoral psycho-
logical or religious perspectives and traditions therapy appears, then, to be framed largely by
(e.g., Buddhist). There has also been greater frequency, length of time, and extent and depth
openness to a) psychotherapists interested in reli- of the wounds of those seeking help and not
gious and spiritual issues and b) counselors from necessarily by theory and methods used.
other religious traditions and communities (e.g., The contrast between pastoral psychotherapy
Jewish, Muslim, Buddhist). Pastoral counselors and pastoral counseling, while not definitive, can
now can come from diverse religious traditions move us to clarify their respective ministries.
and establish their identity and credentials Pastoral psychotherapy is a specialized ministry
through a professional organization like AAPC. conducted by highly trained, credentialed, and
While these significant changes in the under- licensed ministers, providing healing for
standing of pastoral counseling signal individuals, couples, and families confronting
discontinuity from earlier forms of giving coun- significant and pervasive psychological and rela-
sel, there is continuity seen in the ongoing interest tional struggles. Despite Cooper-White’s argu-
and development of diagnostic methods and ment, this specialized ministry can be informed
communicative interventions aimed at healing, by psychological traditions that are not
liberation, solace, and insight. psychoanalytic. Pastoral counseling likewise
The notion and practice of pastoral counseling involves theologically and psychologically
have been around for centuries, but the idea of educated ministers, though they deal with more
pastoral psychotherapy emerged after the mid- routine and less severe relational problems, P
twentieth century. References to pastoral psycho- suggesting shorter duration of care, fewer
therapy began appearing in journals during the educational requirements, and, perhaps, no pro-
1970s (Houck and Moss 1977). Carroll Wise fessional certification or licensing. The latter
(1980), a professor at Garrett Biblical Institute, definition recognizes that Christian communities
wrote Pastoral Psychotherapy: Theory and have provided counsel from Christianity’s earli-
Practice wherein he identified a specific form of est origins, and the former takes into account the
religiously and spiritually informed counseling current need for more specialized theological and
aimed at psychologically therapeutic interven- psychological education in providing best
tions. Like the concept of pastoral counseling, practices in giving counsel to individuals,
definitions of pastoral psychotherapy varied couples, and families who struggle with more
(Schlauch 1985). For instance, a prominent pas- complex psychological and relational issues.
toral theologian, Pamela Cooper-White (2011), Pastoral counseling and pastoral psychother-
recently attempted to differentiate pastoral apy will continue to undergo changes with regard
counseling and pastoral psychotherapy. While to how each is defined and practiced. Despite
all forms of “pastoral care and counseling are differences, the thread that connects these two
intended to foster growth, healing, and empow- definitions and demonstrates their continuity
erment,” she wrote, “the special charge of with depictions of pastoral counseling in centu-
pastoral psychotherapy is to help, accompany, ries past is that they involve practices aimed at
P 1318 Patience in Sunni Muslim Worldviews

(a) understanding diverse human maladies from Schlauch, C. (1985). Defining pastoral psychotherapy.
theological and psychological perspectives and Journal of Pastoral Care, 39, 218–228.
Townsend, L. (2009). Introduction to pastoral counseling.
(b) addressing these maladies through various Nashville: Abingdon.
communicative, relational methods, and strate- Wise, C. (1980). Pastoral psychotherapy: Theory and
gies with the aim of providing solace, healing, practice. Northvale: Jason Aronson.
vitality, and/or freedom.

See Also Patience in Sunni Muslim


Worldviews
▶ Adler, Alfred
▶ Christianity El-Sayed el-Aswad
▶ Erikson, Erik Department of Sociology, United Arab Emirates
▶ Evangelical University, Al-Ain, United Arab Emirates
▶ Faith
▶ Freud, Sigmund
▶ God Image and Therapy Patience is one of the predominant themes of the
▶ Hiltner, Seward Sunni Muslim worldview. The population of
▶ Interfaith Dialog Muslims worldwide is more than 1.5 billion.
▶ Intersubjectivity The Sunni, derived from the Arabic word
▶ James, William “Sunnah” meaning the tradition of the Prophet
▶ Jung, Carl Gustav Mohammad, is the largest branch of Islam, con-
▶ Protestantism stituting 90 % of the religion’s followers,
▶ Pruyser, Paul stretching from Indonesia to Morocco. Muslim
▶ Psychology of Religion merchants, skillful in trade, and Islamic mystics,
▶ Religion with their peaceful manners, played an important
▶ Religious, Role of role in the spread of Islam in various countries,
▶ Transcendence including India in the early seventh century
(el-Aswad 2012b, p. 358). The Shi’a is the
second-largest denomination of Islam. Countries
Bibliography with a Shi’a majority include Iran, Iraq, and
Bahrain. Shi’i Muslims are followers of Ali ibn
Breger, L. (2000). Freud: Darkness in the midst of vision. Abi Talib (d. 661), the Prophet Muhammad’s
New York: Wiley & Sons.
Capps, D. (2001). Giving counsel. St. Louis: Chalice
cousin and son-in-law. They believe that Ali
Press. should have been the first imam or successor of
Clebsch, W., & Jaekle, C. (1994). Pastoral care in histor- the Prophet. For the Sunni, Ali is the fourth of the
ical perspective. Northvale: Jason Aronson. rightly guided caliphs (el-Aswad 2012c, p. 350).
Cooper-White, P. (2011). Many voices: Pastoral psycho-
Although the conceptualization of patience is
therapy in relational and theological perspectives.
Minneapolis: Fortress Press. embedded in the Shi’i worldview, here I focus
Gerkin, C. (1997). An introduction to pastoral care. on the concept of patience or self-control as
Nashville: Abingdon. represented in the worldviews, discourses, and
Gregory. (1978). Pastoral care. New York: Newman.
Holifield, B. (1983). A history of pastoral care in America.
everyday lives of Sunni Muslims. “Worldview”
Nashville: Abingdon. indicates belief systems and related symbolic
Houck, J., & Moss, D. (1977). Pastoral psychotherapy: actions; it is an interpretative and integrative par-
The fee-for-service model, and professional identity. adigm encompassing the assumptions through
Journal of Religion and Health, 16(3), 172–182.
Meng, H., & Freud, E. (Eds.). (1963). Psychoanalysis and
which people view the world in which they live
faith: The letters of Sigmund Freud and Oskar Pfister. and with which they interact (el-Aswad 2002,
New York: Basic Books. 2012a, pp. 1–2).
Patience in Sunni Muslim Worldviews 1319 P
The Arabic word sabr (derived from the root is required to resist temptation and avoid com-
˙
s-b-r) implies two intertwined meanings, one mitting taboos or prohibited behavior (harām).
˙ ˙
material and the other ideational. The material Also, in the case of sickness, the sick person is
meaning refers to the aloe plant (sabbār) as well expected to show patience by waiting calmly
˙
as to the bitter, laxative drug or medicine made (without complaining) until he/she recovers.
from the juice of aloe leaves. Ideationally, sabr Observing or maintaining modesty and chastity
˙
means patience, steadfastness, and self-control. requires patience for not doing what is considered
The concept of patience has multiple meanings to be shameful or prohibited. During difficult and
and nuances, including self-command, forbear- stressful times, Muslims are reminded to be
ance, endurance, clemency, kindness, tranquility, patient and hopeful. Patience is frequently
and serenity (el-Aswad 1990, pp. 40–44). The equated with silence (samt), the ability to keep
˙ ˙
English word “patient” denotes two different silent (kitmān or katūm), and managing one’s
meanings, self-control and a sick person. anger or rage (katm al-ghayz). In many social
˙
A person might be sick but not patient, and con- contexts, Muslims view silence as a sign of con-
versely, a person might be patient but not sick. tentment and acceptance.
However, the Arabic word sabr or patience does Metaphorically, patience (sabr) is associated
˙ ˙
not refer to a sick person. with the gallbladder (marāra) indicating bitter-
According to the Sunni worldview, patience, ness in the sense of overcoming a sour or bitter
a core concept in Islam, leads to peace or peaceful experience. To express such an unpleasant expe-
relationships between people and is considered to rience, Sunni Muslims say, “patience is bitter”
be “half of faith.” In the Qur’an, it is said, “Our (as-sabr murr). Women, using folk sayings to
˙˙
Lord! pour out on us patience and constancy, express their relief and release of stress through
and take our souls unto thee as Muslims” the experience of conversing with somebody,
(7:126). Patience, encompassing psychological, say, “if my neighbor were not (with me), my
emotional, social, ethical, and physical factors, gallbladder (marāra) would burst.” This indi-
is among the central themes of the Qur’an. Those cates that social relationships help people endure
who are patient are rewarded and blessed infi- the calamities they might experience.
nitely by God. They are also promised the attain- Active patience refers to the positive actions
ment of paradise for enduring any misfortune that of people, who, without complaining, are
may have befallen them. The significance involved in arduous, serious, and difficult activi- P
of “patience” is also expressed in various ties, including economic, educational, and social
Muslim exegeses including those of Abu Hāmid endeavors (el-Aswad 1990, pp. 51–59). In such
˙
al-Ghazālı̄, a great medieval Sunni scholar. cases, patience is metaphorically described as
Al-Ghazālı̄ discussed the virtues of patience a “key to a happy ending or relief”
(sabr) and gratitude (shukr) in great detail, (as-sabr muftāh al-faraj), meaning that what
˙ ˙˙ ˙
using examples from the Qur’an and the was possible or potential (having an unexpected
Prophet’s Tradition or Hadith. positive outcome) has become real or actual pros-
Patience embraces twofold dimensions, one is perity. Not only economic success but also brav-
inactive or negative (associated with bitter or ery, especially in defending one’s country or
unpleasant experiences) and the other is active family, necessitates active patience.
or positive (associated with sweet or fruitful out- The positive aspect of patience, however, does
comes). Passive or inactive patience refers to the not mean that it is more prevalent than the passive
ability to willingly refrain from or forgo specific aspect. Both of the two aspects are complemen-
actions in response to both uncontrolled and con- tary and constitute the meaning of patience as
trolled conditions. Restraint or tolerance in the being shaped by the Sunni culture or worldview.
face of provocation is a good example. To be With both the positive and negative aspects of
patient is to abstain from saying or doing some- patience, “self-control” is the focal point. Using
thing (usually forbidden). Patience or self-control a proverb to express the values of self-control and
P 1320 Patience in Sunni Muslim Worldviews

endurance, a Sunni person says, “to be patient optimistic-temporal frame of patience. Some of
with myself is much better than asking people to these proverbs include “patience is kind” (as-
˙
be patient with me.” sabr tayyib), “patience is beautiful” (as-sabr
˙ ˙ ˙˙
Patience is a key factor in psychological gamı̄l), and “patience is sweet” (as-sabr hulw).
˙˙ ˙
development especially in dealing with discom- For Muslims, hope and anticipation demand con-
fort, pain, and suffering as well as in attaining sideration and endurance (tūl al-‘umr tiballagh
˙
inner strength and internal peace. The physically al-’amal). Hastiness or rashness of any sort is
or emotionally injured person who displays considered not only a violation of the value of
a great sense of integrity and patience during patience but also a result of the devil’s prompting.
a crisis becomes the exemplary role model for Impatience results in failure, or as Egyptian
the Sunni Muslim. Through pain and suffering Sunnis say, “a hasty person cannot lead camels.”
people develop a deep sense of passion, compas- The idea of a stretch in time is represented in what
sion, and understanding. Patience, therefore, Sunni Muslims call a long breath (nafas tawı̄l).
˙
indicates the psychological state of being emo- The self or psyche (nafs), soul (rūh), and breath
˙
tionally stable and freed from the anxiety that one (nafas) are metaphorically used in the context of
might experience in dealing with uncertain cir- practicing patience. One’s self or psyche must be
cumstances and events of daily life. It is interest- governed and controlled, while his soul (rūh) is
˙
ing to note that when Muslims get hungry either given extra time to reflect and cope with unpleas-
after hard work or between meals, they say, “let ant and critical situations.
us have tasbı̄ra,” which means a light meal or In their daily practices, Sunni Muslims seek to
˙
snack. Tasbı̄ra, derived from the Arabic word transform the virtue of “patience” to be a “pattern
˙
sabr, means making someone patient. of behavior” or “personality trait” through which
˙
Patience (sabr) is not just a virtue to be they show how to cope with hardship and suffer-
˙
maintained but also a practice. Put another way, ings. Popular maxims such as “patience is
patience can be achieved through practice and a virtue” denote the “desirability of the trait”
exercise. Observing and maintaining social, spir- (Schnitker and Emmons 2007, p. 177).
itual, and religious values such as piety, toler- A persistent and determined person can be
ance, modesty, and chastity require ongoing depicted as having the traits or behavior of
practice. Peaceful relationships between people Ayub, the Prophet Job, who patiently and fully
are maintained by observing the virtue of submitted himself to God during the plague or
patience. For instance, when a person becomes crisis that threatened his health, family, and pos-
angry for whatever reason, he is usually reminded sessions. Job (Ayub) is praised in the Qur’an:
by people with whom he interacts to be patient “Truly We found him full of patience and con-
and not to show any sort of unjust or irrational stancy. How excellent in Our service! Ever did he
reaction. Muslims frequently quote the Qur’an: “I turn to Us!” (38:44). Interestingly, some Muslims
swear by the time, Most surely man is in loss, are named after the Prophet Ayub. Also, some
Except those who believe and do good, and men and women are named after the trait of
enjoin on each other patience” (103:1–3). Fur- patience. For example, a man can be called
ther, the Islamic holy month of Ramadan during Sabrı̄ or Sābir (patient). Also, a woman can be
˙ ˙
which Muslims practice fasting, one of the five named Sābra, Sābrı̄n, or Sābriyyah. One of the
˙
corners of Islam, is called the “month of ninety-nine glorious and beautiful names of God
patience” (al-Ghazālı̄). is As-Sabūr (the Patient), and a person can be
˙ ˙
Sunni Muslims value the temporal dimension named “Abd as-Sabūr,” meaning the slave of
˙ ˙
of patience. The “practice of patience” requires the Patient (el-Aswad 1990, pp. 258–260).
time, the waiting for something to be done or the In their quest for exoteric and esoteric knowl-
anticipation of what is desired or hoped for. edge, Sunni and other Muslims confirm the prac-
Patience heals but necessitates time. On various ticality of patience. The notions of patience and
occasions, Muslims use proverbs expressing the divine or hidden knowledge are inseparable from
Pele 1321 P
the overall mystic tradition of Sunni Muslims. Bibliography
This is clearly evident in the mystical story of al-
Khidr and the Prophet Moses. Al-Khidr, the al-Ghazālı̄, A. H. (1979). Ihyā’ ‘ulūm ad-dı̄n. Cairo: Dar
˙ ˙ al-Manar. ˙
evergreen but invisible Walı̄y, believed to be
el-Aswad, E. (1990). Al-sabr fı̄ al-turāth al-sha‘bı̄
alive and attentive to whoever mentions his ˙
al-misrı̄: dirāsa anthropolojiyya [The concept of
name, is known as the “Pious Slave” (al-‘abd ˙ in Egyptian folklore]. Alexandria, Egypt:
patience
as-sālih), upon whom Allah has bestowed divine Munsha’t al Ma‘arif.
˙˙ ˙ el-Aswad, E. (2002). Religion and folk cosmology: Sce-
mercy (rahma) and hidden knowledge (‘ilm
˙ narios of the visible and invisible in rural Egypt.
ladunnı̄) and whom Moses met at a place where Westport: Praeger Press.
two seas conjunct. Al-Khidr explained to the el-Aswad, E. (2012a). Muslim worldviews and everyday
˙ lives. Lanham: AltaMira Press.
Prophet Moses, through three exemplary events,
el-Aswad, E. (2012b). Sunni: 1920 to present. In A. L.
the hidden or unseen but real dimension of life.
Stanton (Ed.), Cultural sociology of the Middle East,
In the story al-Khidr expressed his fear that Asia, and Africa: An Encyclopedia (Vol. 1,
˙
Moses would not be patient with or able to under- pp. 359–360). Thousand Oaks: Sage.
stand his seemingly illogical deeds. If Moses el-Aswad, E. (2012c). Shi‘a: 1920 to present. In A. L.
Stanton (Ed.), Cultural sociology of the Middle East,
could not show patience, trust, and understand-
Asia, and Africa: An Encyclopedia (Vol. 1,
ing, al-Khidr would depart from him. The events pp. 353–355). Thousand Oaks: Sage.
˙
were that al-Khidr scuttled a fishing boat owned Schnitker, S. A., & Emmons, R. A. (2007). Patience as
˙ a virtue: Religious and psychological perspectives. In
by some poor fishermen, killed a young man, and
R. L. Piedmont (Ed.), Research in the social scientific
then fixed and restored the fallen wall of a city
study of religion (pp. 177–208). Leiden: Brill.
known for its corruption. Moses, overwhelmed
and confused, questioned al-Khidr who, before
˙
his departure, explained what he did. He scuttled
the boat in order to save it from an unjust ruler
who wished to confiscate the good boats in the Pele
city. The young man was killed because he was
not good to his pious parents and intended to Lee W. Bailey
commit a crime that would disgrace them. Department of Philosophy and Religion, Ithaca
Finally, al-Khidr restored the fallen wall because College, Ithaca, NY, USA
˙ P
there was a treasure buried under it. That treasure
belonged to two orphans who would suffer eco-
nomic hardship in losing it. The underlying mes- She always has the last word. She is
sage of this narrative is that, beside the common unpredictable, impulsive, violent, fiery, and irre-
sense knowledge that depends on the logic of sistible. But she is also loving. At a sensuous
daily experience and observation, there is spiri- dance ceremony, she fell in love with
tual hidden knowledge guided by inner insight a handsome young chief Lohi’au. But after a
and revelation that requires great patience. At the brief romance, she was drawn away to fight sev-
literal and visible level, al-Khidr’s actions seem eral battles. On her return, she found that her
˙
to be illogical and evil, but at the deep, symbolic, beloved had died of grief over her disappearance.
and hidden level, they are not (el-Aswad 2012a, But she found his spirit and returned it to his
pp. 84–85). body, restoring him to life. She is Pele, the
Hawaiian goddess of fiery volcanoes, revered to
this day by Hawaiians.
See Also Pele is the ancestral spirit, the grandmother
(Tu-tu) who accompanied the sailing boats from
▶ Islam the Polynesian Tahiti group of islands, before 450
▶ Job BCE. They settled in the Hawaiian Islands, built
▶ Qur’an up from millions of years of volcanic eruptions
P 1322 Pele

Pele, Fig. 1 Hawai’i


Volcanoes National Park.
Public Domain. http://
www.nps.gov/havo

that transformed into beautiful islands west of bloodlines of the high-ranking families. Mana is
Mexico. As an ancient song goes, “From Tahiti the power that motivates everything in the uni-
comes the woman Pele/From the land of Bora- verse. Pele was born from Haumea in the ancient
Bora” (Kane 1987, p. 11). island homeland and came to Hawaii long after
It is said that when Pele’s volcanic fire cools the elder gods and goddesses. Her brothers are the
into ash and cracks, her lover’s seeds take root, spirits of thunder, fire, explosions, and rain.
grow into green life-forms, and slowly transform Pele’s sisters include Laka, goddess of fertility
the ash into soil. The highest volcano is Pele’s and, like Pele, patroness of the dance. Kapo is
home, Mauna Loa, 13,277 ft above sea level, and a goddess of sorcery and dark powers in many
on its slope is Kilauea. Both peaks have active forms. Pele’s favorite is Hi’iaka, spirit of the
pools of red-hot lava (Fig. 1). dance, carried by Pele as an egg from Tahiti;
Pele is a soulful personification of nature, an she was born in Hawaii. A mortal sister was
archetypal expression of human soul about the Ka’ohelo, transformed upon her death into the
terror and unpredictability of volcanoes blended ‘ohelo bush that grows high on the volcano’s
with romance, ancient psychology, and religious sides; her edible red berries are thrown into the
reflections on ultimate reality. The creation fiery crater to honor Pele.
account tells of the original infinite nothingness,
a darkness in which intelligence emerged, then
the Earth-Womb mother and the Light-Sky See Also
father. From their embrace was created this
world of opposites. From the Great Mother ▶ Goddess Spirituality
Kane, the Creator was born, the eldest and ruler. ▶ Hawaiian Religion
Then came Kanaloa of the Ocean, then Ku, ▶ Indigenous Religions
patron to human works, and Lono, patron of ▶ Spiritual Ecology
farming and healing. These gods came to Hawaii
in wild thunderstorms and lightning flashes.
Also came the goddess Hina or Haumea, Bibliography
patroness of fertility and other women’s works,
and La’ila’i, mother of humankind. These deities Kane, H. K. (1987). Pele: Goddess of Hawai’i’s volca-
had a power called mana that passed down to the noes. Captain Cook: Kawainui Press.
Persona 1323 P
of involuntary phantasy material seems to be the
Persona specific activity of the collective psyche. As the
influence of the latter increases, the conscious
Ann Casement personality loses its power of leadership and is
British Jungian Analytic Association, “pushed about like a figure on a chess-board by
London, UK an invisible player” (Jung 1953a, p. 161). Jung
illustrates this process with case material from
a patient whose persona was identified with that
Persona is the term Jung used to denote the outer of the supremely wise, grown-up, all understand-
face that is presented to the world which he ing mother-daughter-beloved behind which her
appropriated from the word for the mask worn authentic self lay hidden. Her transference onto
by actors in antiquity to indicate the roles they Jung consisted of the intellectual father who
played. Jung conceived of it as an archetype would collude with her intellect as her actual
meaning that it is universal and it is the archetypal father had done. In the course of analysis, she
core of persona that facilitates the relating that had dreams that brought up material from the
has evolved as an integral part of humans as collective unconscious which in turn led to her
social beings. Different cultures and different realizing her own real potential instead of her
historical times give rise to different outer per- previous role playing.
sonas as do different life stages and events in an From these brief comments, it can be seen that
individual’s development. However, the arche- persona has a paradoxical nature in lying between
typal core gives the persona its powerful religious consciousness and the contents of the uncon-
dimension that raises it from the banal, workaday scious so it is important to stress that the persona
outer vestment of an individual via its connection is not itself pathological but may become so if an
to the depths of the psyche. individual is too identified with their social role
In his writings on persona, Jung often empha- of mother, lawyer, teacher, and so on. This kind
sizes its superficial aspects as, for instance, in his of persona identification which is concerned with
paper The persona as a segment of the collective conscious and collective adaptation leads to
psyche, where he makes the point that the contents rigidity and an ego which is capable only of
of the persona are similar to the impersonal uncon- external orientation so that unconscious material
scious in being collective. “It is only because the will tend to erupt into consciousness rather than P
persona represents a more or less arbitrary and emerging in a more manageable form.
fortuitous segment of the collective psyche that
we can make the mistake of regarding it in toto as
something individual” (Jung 1953, p. 157) (Orig- Persona Versus Vocation
inal italics). He goes on to say: “It is. . .only a mask
of the collective psyche, a mask that feigns indi- As has been said above, the persona is the psychic
viduality, making others and oneself believe that mechanism that consciously adapts an individual
one is individual, whereas one is simply acting to the demands of the external world, but being an
a role through which the collective psyche speaks” archetype, a part of it lies in the unconscious.
(Jung 1953, p. 157) (Original italics). There may come a time in any individual’s life
He goes on to say the essential components of when conscious adaptation proves insufficient
the persona may be summarized as a compromise and the unconscious part of the persona becomes
between individual and society, a semblance, and active often through neurotic symptoms which
a two-dimensional reality. However, in the can lead the person into therapy. Jung’s view of
course of analysis, the persona often begins to anyone seeking that kind of help was that they
break down with the result that the conscious were ultimately seeking a spiritual solution to
mind can become suffused with material from problems. Paradoxically, the path to the inner
the collective unconscious. The resultant release spiritual quest for anyone lies in the unconscious
P 1324 Persona

part of the persona: “But since the soul, like the Jekyll and Hyde
persona is a function of relationship, it must con-
sist in a certain sense of two parts - one part A fictional example of where an individual cannot
belonging to the individual, and the other . . .in perform the task of confronting the evil that lies in
the unconscious” (Jung 1971, pp. 167–168). the psyche is attested to by Murray Stein in his
On the whole, Jung’s view of persona was writings about the persona in his book Jung’s Map
somewhat negative equating it with unconscious of the Soul, wherein he highlights Jung’s special
adaptation to mass demands. He poses the ques- interest in this phenomenon which has to do with
tion of what induces anyone to emancipate them- playing roles in society. “He was interested in how
selves from the “herd and its well-worn paths” people come to play particular roles. . .and repre-
(Jung 1954, p. 175), the latter induced by identi- sent social and cultural stereotypes rather than
fication with a collective persona. The answer lies assuming and living their own uniqueness. . . It is
in “vocation” (p. 175) which “puts its trust in it as a kind of mimicry” (Stein 1998, p. 111). He goes
in God. . .vocation acts like a law of God from on to say that character is often situational and
which there is no escape” (p. 175). This vocation cites the Jekyll and Hyde story as an extreme
or inner voice is a different one to the voice of the form of that. In looking more closely at that par-
persona (from the Latin personare: to make ticular story, one could say that Jekyll was identi-
resound) which can boom loudly in order to com- fied with the persona of the caring doctor whose
pensate for feelings of inferiority: “. . .whenever sole aim was to be in the service of humankind. He
people are called upon to perform a role which is was in denial of his more animal instinctual side,
too big for the human size, they. . .inflate them- which, through being repressed, grew in force
selves - a little frog becomes like a bull. . .” until eventually it got the upper hand and gained
(Jarrett 1988, p. 1213). control of his whole personality. The latter exem-
The religious life is the one that follows its plifies what Jung calls shadow which stands in
own destiny by separating from identification relation to the persona as polarities of the ego,
with the herd persona. As Jung says: “We can and in this way, they represent a classic pair of
point to Christ, who sacrificed. . .to the god opposites. Where there is a weak ego, shadow and
within him, and lived his individual life to the persona can split into extreme polarities leaving
bitter end without regard for conventions. . .” no possibility of a dialog between the two as in the
(Jung 1958, p. 340). And as Jung goes on to say fictional case of Jekyll and Hyde. It may be of
about the god archetype: “. . .since experience of interest to note that Robert Louis Stevenson said
this archetype has the quality of numinosity, that much of his writing was developed by “little
often in very high degree, it comes into the cat- people” in his dreams and specifically cited the
egory of religious experience” (Jung 1958, story of Dr. Jekyll and Mr. Hyde in this context.
p. 59). What the conscious part of the persona This writer has speculated on his use of the name
may regard as evil is a perception based on it not “Jekyll” for the human side of the character he was
conforming with what an individual considers to depicting as it bears an obvious resemblance to the
be good so that paradoxically it is through con- word jackal. It may be that, in choosing this
frontation with and conscious integration of the ambiguous name, Stevenson is drawing attention
evil and, therefore, rejected parts of the person- to the animal nature from which the persona
ality that a truly religious and meaningful atti- evolves.
tude to living evolves. As Jung states: “. . .all
religious conversions that cannot be traced back
directly to suggestion and contagious example Soul as Persona
rest upon independent interior processes culmi-
nating in a change of personality” (Jung 1953b, Jung’s interest in the persona arose out of his
p. 175). study of multiple personalities and dissociation
Persona 1325 P
in an individual which, in turn, was sparked by and the joy of your heart, and all the fruits of your
his experience with the French school, in partic- richly endowed mind” (Spitteler 1931, p. 23). As
ular the work of Pierre Janet. “’One has only to Jung points out, the soul, like the persona, is
observe a man rather closely, under varying con- a function of relationship and hence consists of
ditions, to see that a change from one milieu to two parts – one belonging to the individual and the
another brings about a striking alteration of other to the object, viz., the unconscious.
personality. . .’Angel abroad, devil at home” In conclusion, it should be clear from the
(Jung 1971, p. 464). Different environments above that the development of a well-functioning
demand different attitudes which depend on the persona is an essential task for any individual but
ego’s identification with the attitude of the in the process two major pitfalls must be
moment. This personality splitting is by no avoided. The first is an overvaluing of the outer
means only abnormal but led Jung to state that persona which leads to dissociation from its
“such a man has no real character at all: he is not unconscious side and hence from connection to
individual but collective, the plaything of circum- the symbolic life; the second is an undervaluing
stance and general expectation” (Jung 1971, of the persona which can result in dissociation
p. 465) (original italics). from the external world of reality. Jung cites
Jung links soul to persona by differentiating Schopenhauer’s claim that the persona is how
the former from psyche in the following way: “By one appears to oneself and the world but not
psyche I understand the totality of all psychic what one is. In view of this, it is wise to bear in
processes, conscious as well as unconscious. By mind the well-known saying that one should
soul, on the other hand, I understand a clearly never judge a book by its cover. As Jung states:
demarcated functional complex that can best be “. . .the temptation to be what one seems to be is
described as a ’personality’” (Jung 1971, p. 463). great, because the persona is usually rewarded in
Jung gives an instance of a man whose persona cash” (Jung 1959, p. 123).
was identified with the soul leading to “a lack of
relatedness, at times even a blind inconsiderate-
ness” (Jung 1971, p. 467). This kind of rigid See Also
persona can result in a person “who blindly and
pitilessly destroys the happiness of those nearest ▶ Jung, Carl Gustav
to him, and yet would interrupt important busi- ▶ Psyche P
ness journeys just to enjoy the beauty of a forest
scene” (Jung 1971a, p. 467). In other words,
persona identification with soul can lead to Bibliography
a deep aesthetic sensibility but also to a lack of
heart and a capacity for relatedness. Jarrett, J. L. (Ed.). (1988). Nietzsche’s Zarathustra: Notes
On the other hand, a lack of connection of the seminar given in 1934–1939 by C. G. Jung.
Princeton: Princeton University Press.
between soul and persona can have grave conse-
Jung, C. G. (1953a). The persona as a segment of the
quences as Jung demonstrates with Spitteler’s collective psyche. In Two essays on analytical
prose epic Prometheus and Epimetheus. In this psychology. Princeton: Princeton University Press.
work, Prometheus is depicted as having sacrificed Jung, C. G. (1953b). The relations between the ego and the
unconscious. In Two essays on analytical psychology.
his ego to the soul, the function of inner relation to
Princeton: Princeton University Press.
the inner world, in the process losing the counter- Jung, C. G. (1954). The development of personality.
weight to the persona, which would connect him In The development of personality (Vol. 17). London:
with external reality. An angel appears to Prome- Routledge & Kegan Paul.
Jung, C. G. (1958). Psychotherapists or the clergy:
theus saying: “It shall come to pass, if you do not Psychology and religion: West. In Psychology and
prevail and free yourself from your forward soul, religion: West and East (Vol. 11). London: Routledge
that you shall lose the great reward of many years, & Kegan Paul.
P 1326 Personal God

Jung, C. G. (1959). Concerning rebirth. In The archetypes gods, Christian creeds are quick to clarify that
and the collective unconscious. London: Routledge & there are not three gods, but only one God
Kegan Paul.
Jung, C. G. (1971a). Definitions. In Psychological types existing in three persons. In this sense, the
(Vol. 5). London: Routledge & Kegan Paul. word “God” must apply to a person or a whole
Jung, C. G. (1971b). The type problem in poetry. composed of interrelated persons. A personal
In Psychological types. London: Routledge & Kegan God has all of the maximum attributes of
Paul.
Spitteler, C. (1931). Prometheus and Epimetheus: A prose a human person and in addition is omniscience,
epic. London: James Fullarton Muirhead. omnipotence, omnipresence, eternal, and mor-
Stein, M. (1998). Jung’s map of the soul. Peru: Open Court ally perfect. The belief in a personal God pre-
Publishing. supposes that God is active in the affairs of
humanity while enacting an eternal plan for
humankind and all of creation. God, who has
attributes of male and female, is usually referred
Personal God to in the masculine. He is actively sustaining and
preserving his creation for his own purpose.
Kenneth L. Nolen Since God is divine and may have attributes
Salinas Valley Memorial Healthcare System, unknown and unknowable by humanity, God
Salinas, CA, USA must be self-revealing.
Christians believe that God is self-revealing in
nature, in special relationships with individuals
A personal God is a supreme being with self- and groups of people, but especially in Christian
consciousness and will, capable of feeling, has scriptures or Bible. Although the Christian Bible
the attributes and desires of a person, and enters does not try to prove the existence of God, it does
into relationships with individuals and people give insights into God’s nature and attributes.
groups. Although not all Christians believe in From this self-revelation, God is described as
a personal God, the belief is integral to and a spirit, who wants to be known by humanity,
most prevalent in Christianity. Atheists do not who has a name or names, and who is wise,
believe in God or gods. Agnostics believe that faithful, truthful, patient, good, loving, gracious
there is a God or gods but that they are unknow- and merciful, holy, righteous, and just. Many of
able, and Deists believe in an impersonal these same moral attributes are found in the char-
supreme God that exists and created the uni- acteristics of humankind, but God’s attributes are
verse, but does not intervene it its normal oper- exceedingly greater in intensity and holiness.
ations. Other god or gods may have human The God of Judaism and Christianity emulates
characteristics and feelings that encompass the the positive absolutes that humanity strives for
entire range of human attributes, emotions, and but fails to achieve.
abilities but lack the holiness and relational attri-
butes of the unique God of Judaism and
Christianity. Commentary
A major survey by the Pew Forum on Reli-
gion and Public Life finds that six in ten adults in The presuppositions that an investigator brings
the United States believe in a personal God. to the discussion will have a bearing upon his or
However, to say that God is a person is to affirm her belief or disbelief in a personal God. Psy-
the divine ability and willingness to relate to chology and religion have had an ongoing tenu-
others and does not imply that God is human, ous relationship. At times, their relationship
evolved from humanity, or is located at could be described as warfare between science
a specific point in the universe. Although the and religion with psychology attempting to
Christian concept of a triune God, Father, Son, replace religion or at the very least enter into
and Holy Spirit, could imply a belief in three the discussion of the origins and functions of
Personal Unconscious 1327 P
religious beliefs and practices. For some,
a personal God is an anthropomorphic human Personal Unconscious
creation and a mere reflection of humanity and
has no place in the world of science. While Brandon Randolph-Seng
others who understand the positive effects of College of Business & Entrepreneurship,
faith and belief, blend psychology with religion Department of Marketing & Management,
until a belief in a personal God is no longer Texas A&M University - Commerce, Commerce,
necessary. At other times, psychology and reli- TX, USA
gion agree as they consider spirituality a central
part of the human journey seeking ways in which
psychology could deepen the understanding of The unconscious has a long history in psychol-
the foundation and positive effects of religion ogy. Although Freud is credited for his contribu-
on the human condition including the belief in tions on the understanding of the unconscious,
a personal God. contemporary psychology has failed to find evi-
dence for much of Freud’s assertions concerning
what the unconscious part of human beings con-
tains. The unconscious is now considered to be
See Also
indicative of automatic thought processes. Auto-
▶ Anthropomorphism matic thought is generally characterized as
nonconscious processing. Automatic thought
▶ Biblical Psychology
processes involve reflexive responses to certain
▶ Christianity
▶ Freud, Sigmund, and Religion triggering conditions. These processes require
only that a stimulus event or object be detected
▶ God
by an individual’s sensory system. Once that
▶ God Image
triggering event is detected, the process runs to
completion without awareness (for a review, see
Wegner and Bargh 1998). Such nonconscious
Bibliography influences on thoughts can, in turn, automatically
influence behavior. One frequently cited demon-
Broad, C. D. (1925). The validity of belief in a personal P
God. Hibbert Journal, 24, 32–48.
stration of this effect involved the priming of
Burgess, S., & Van der Maas, E. M. (Eds.). (2002). some participants with the concept of the elderly.
International dictionary of Pentecostal and Results showed that these elderly-primed partic-
charismatic movements. Grand Rapids: Zondervan. ipants subsequently walked slower than did
Erickson, M. J. (1985). Christian theology. Grand Rapids:
Baker book House.
control participants (Bargh et al. 1996).
Horton, S. M. (Ed.). (1994). Systematic theology: What are the nonconscious components of
A Pentecostal perspective. Springfield: Logion Press. thought for religion and the religious believer?
Kilpatrick, W. K. (1985). The emperor’s new clothes: The Is it possible that mental representations that
naked truth about the new psychology. Wheaton: Good
News Publishers.
shade the way an individual interprets a variety
Koenig, H. G. (Ed.). (1998). Handbook of religion and of situations, such as religious beliefs, could have
mental health. San Diego: Academic. automatic influences? Research in this area sug-
McGrath, A. (2006). Christian theology: An introduction. gests the answer to this question is yes, particu-
Oxford: Blackwell.
Menzies, W. W., & Horton, S. M. (Eds.). (1993). Bible
larly for religious individuals. For example, using
doctrines: A Pentecostal perspective. Springfield: a method designed to measure implicit (i.e., auto-
Logion Press. matically activated) evaluations, Hill (1994)
Pew Forum on Religious & Public Life. (n.d.). US found that religious and nonreligious people
religious landscape survey. Retrieved from the Pew
Forum on Religion and Public Life website: http://
made similar implicit evaluations towards reli-
religions.pewforum.org/reports. Accessed 24 Sept giously neutral objects. In contrast, implicit eval-
2008. uations of religious objects were stronger among
P 1328 Peyote Ceremony

religious people than among nonreligious people. Wegner, D. M., & Bargh, J. A. (1998). Control
Going one step further, recent research has shown and automaticity in social life. In D. T. Gilbert,
S. T. Fiske, & G. Lindzey (Eds.), Handbook of
that subliminal (i.e., outside of conscious aware- social psychology (4th ed., pp. 446–496). Boston:
ness) presentations of the concept of God actually McGraw-Hill.
reduce causal attributions to the self for believers
of God (see Dijksterhuis et al. 2005). Can reli-
gious representations in turn automatically influ-
ence behavior outside of awareness? Research Peyote Ceremony
once again says yes. Subliminal presentation of
religious words (e.g., amen, faith, saved) has Richard W. Voss1 and Robert Prue2
1
been shown to increase prosocial behavior (help- Department of Undergraduate Social Work,
ing, honesty) and does so without participants’ West Chester University of Pennsylvania,
conscious awareness of such influence (Pichon West Chester, PA, USA
2
et al. 2007; Randolph-Seng and Nielsen 2007). School of Social Welfare, College of Arts &
Furthermore, these behavioral effects are not Sciences, University of Missouri – Kansas City,
moderated by self-reported religiosity (Ran- Kansas City, MO, USA
dolph-Seng and Nielsen 2007; Shariff and
Norenzayan 2007).
The Peyote ceremony has been described in
a number of ethnographic works (Anderson
1996; Hultkranz 1997; Schaefer and Furst 1996;
See Also
Steinmetz 1990). While the interpretations these
works offer are suspect for their ethnocentrism,
▶ Freud, Sigmund
the ritual descriptions are largely consistent with
▶ Unconscious
observations of the ceremonies. The second
author has attended peyote ceremonies, on both
personal and professional levels, as both an
Bibliography invited guest and as part of his research, and
will describe the process of the peyote ceremony.
Bargh, J. A., Chen, M., & Burrows, L. (1996). Automa-
The conduct of the peyote meeting is fairly sim-
ticity of social behavior: Direct effects of trait con-
struct and stereotype activation on action. Journal of ple when compared to the complex rituals many
Personality and Social Psychology, 71, 230–244. of the shamanistic societies of the plains have or
Dijksterhuis, A., Aarts, H., & Smith, P. K. (2005). The had (Wissler 1916).
power of the subliminal: On subliminal persuasion and
other potential applications. In R. Hassin, J. Uleman,
The ceremony is typically held in either
& J. A. Bargh (Eds.), The new unconscious a plains style tipi or a Navajo hogan, although
(pp. 77–106). New York: Oxford. some chapters have buildings set aside for their
Hill, P. C. (1994). Toward an attitude process model of services. In any case, there is always a dirt floor,
religious experience. Journal for the Scientific Study of
and participants sit or kneel on blankets for the
Religion, 33, 303–314.
Pichon, I., Boccato, G., & Saroglou, V. (2007). duration of the 8–10h service. Exceptions are
Nonconscious influences of religion on prosociality: made for elderly, who may sit in a chair, or for
A priming study. European Journal of Social prepubescent children, some who will lie down
Psychology, 37, 1032–1045.
Randolph-Seng, B., & Nielsen, M. E. (2007). Honesty:
being their adult guardians, being allowed to
One effect of primed religious representations. The sleep. The ceremony itself begins with the light-
International Journal for the Psychology of Religion, ing of the fire at sunrise on the morning of the
17, 303–315. service. A fire-keeper tends the fire throughout
Shariff, A. F., & Norenzayan, A. (2007). God is watching
you: Priming God concepts increases prosocial behav-
the day praying. Participants arrive in the hours
ior in an anonymous economic game. Psychological preceding the service proper, which usually
Science, 18, 803–809. begins at about 4 h before midnight. There are
Peyote Ceremony 1329 P
opening prayer songs, prayers, and words of singing continue for about 4 h until midnight
instruction by the Roadman. Each person present when there is ritual water brought in by the
is usually acknowledged and made welcome, sponsoring woman or the wife of the Roadman.
with special attention being given to the elderly, Participants usually leave the tipi to stretch, or
youth, those who have traveled far, and relieve themselves. The service resumes follow-
individuals new to the religion. ing the short break and continues in a similar
A roadman is a man qualified to conduct the manner to the first round. The water woman
ritual who serves in the role of facilitator more brings in more water at sunrise, again offering
than medicine man, priest, or minister, although words of gratitude and thanksgiving, usually
some Roadmen are also highly skilled shamans addressing each participant personally. She
and orators. The service continues with the spon- then smokes over the water and which is then
soring party saying a “few” words about the passed around for participants to take a drink.
nature of the service, why, and in some cases The water is followed by a ceremonial meal
for whom the service was called. Peyote Way consisting of dried pulverized deer meat, corn
services are not routine, for the most part, but meal, a fruit pudding, and a sweet desert. Then
are called a specific purpose of healing, thanks- the service is ended, but the ceremonial space is
giving, or celebration. While the opening of the not disbanded until after the participants have
ceremony is happening, corn husks and tobacco taken a lunch meal.
are passed to all participants, who roll prayer The atmosphere of the service is usually quite
smokes. Some participants carry ground peyote reverent and sedate. This is in striking contrast to
into the ritual that they add to the prayer smokes. the atmosphere when the service is completed
These prayer smokes are then smoked in unison which is quite animated, with humor being the
with all participants addressing the Chief Peyote order of the day, with old and new acquaintances
to intervene on behalf of their prayers. The Chief poking good-natured fun at themselves and each
Peyote is a whole dried peyote plant placed prom- other. People appear quite emotionally open dur-
inently on the altar (viewed as the symbolic road ing this period. Individuals that I have known for
of life) and is not thought of as a deity itself but as years and thought to be quiet and reserved openly
an intercessor to God. shared personal challenges or intimate concerns
Many peyotists profess to be Christians and about themselves or others. The ceremony seems
view the Chief Peyote to be a manifestation of to help participants become more vulnerable and P
Christ. Once the initial prayers and songs have emotionally connected with one another. Caution
been said, the peyote is passed around. Referred is advised in assuming that this animation and
to as medicine in both English and most indige- openness is caused by the intoxicating effects of
nous languages, the peyote is consumed either peyote alone. The same behavior can be observed
green or fresh, in powdered form, in slurry of following other intense indigenous rituals
ground peyote or as a tea. Medicine is passed (e.g., sun dance, Vision Quest, or Sweat Lodge
around after several rounds of singing; however, ceremonies).
individuals can usually ask for more throughout
the ceremony. Once the medicine has been
passed, a staff, fan, and rattle are passed sequen- Ceremonial Use of Peyote and the
tially to each participant who then prays silently Professional Healthcare System
or sings four songs, accompanied by a drummer.
The Peyote Way services use a water drum, Beginning Discussion
usually made of a cast iron kettle and partially There is evidence that the medical community in
filled with water, which produces a unique dron- the United States is ambivalent about how to
ing sound. The drummers are usually highly comprehend and view the ceremonial use of pey-
skilled and fast-paced beat contributes to the ote (Salladay 2005; Yuill 2006). How should
transcendent state. The drumming, rattling, and a professional healthcare provider react or
P 1330 Peyote Religion

respond when he or she learns that one’s patient is in substance abuse treatment: A preliminary investiga-
active in the peyote religion and periodically tion. Substance Use & Misuse, 41(8), 1139–1154.
Halpern, J. H. (2004). Hallucinogens and dissociative
attends a peyote ceremony? While there are agents naturally growing in the United States. Phar-
emerging studies that show that the ceremonial macology & Therapeutics, 102(2), 131–138.
use of peyote does not correlate to increased risk Halpern, J. H., Sherwood, A. R., Hudson, J. L., Yurgelun-
of psychological or cognitive deficits (Halpern Todd, D., & Pope, H. G. (2005). Psychological and
cognitive effects of long-term peyote use among
et al. 2005), there is also evidence that the illicit Native Americans. Biological Psychiatry, 58(8),
use of peyote (outside a ceremonial context) is 624–631.
associated with low levels of social support, low Hultkranz, A. (1997). The attraction of peyote: An inquiry
levels of self-esteem, and low identification with into the basic conditions for the diffusion of the Peyote
religion in North America (Stockholm Studies in Com-
American Indian culture (Fickenscher et al. parative Religion, Vol. 33). New York: Coronet
2006), more research needs to be done looking Books.
at the interactions between peyote and prescribed Parker, C. (2001). A constitutional examination of the
medications. federal exemptions for Native American religious pey-
ote use. BYU Journal of Public Law, 16(1), 89, 24 p.
Peyote has been classified under federal law as Salladay, S. A. (2005). Sacramental peyote: Standing on
a Schedule I controlled substance; however ceremony. Nursing, 35(10), 66.
exemptions have been enacted, through the Schaefer, S. B., & Furst, P. T. (1996). People of the
American Indian Religious Freedom Amend- peyote: Huichol Indian history, religion, & survival.
Albuquerque: University of New Mexico Press.
ments Act of 1991 (AIRFAA) to protect mem- Steinmetz, P. B. (1990). Pipe, Bible, and peyote among the
bers’ exercise of traditional peyote ceremonies of Oglala Lakota: A study in religious identity. Knox-
the Native American Church. While there are ville: University of Tennessee Press.
exemptions for members of the Native American Wissler, C. (1916). General discussion of shamanistic and
dancing societies. Anthropological Papers on the
Church of Native American descent, the interpre- American Museum of Natural History, 11(12),
tation of this federal legislation has been subject 853–876.
to various interpretations by the states (Parker Yuill (February, 2006). Retrieved from http://www.
2001). Parker notes, “While current exemption nursing2004.com/pt/re/nursing/abstract.00152193-
200602000-00005.htm;jsessionid¼K5pCjqKVJHBWLfz-
structure seems to provide ample protection to pyLdJ5rp1q2H6kM8whQxVwh4Kq35BktL9pWYG!
Native Americans practicing peyote religion, 713060492!181195629!8091!-1. Accessed 17 June
continuing challenges to the constitutionality of 2009.
the exemptions by non-Native Americans indi-
cates that Congress could strengthen and clarify
the exemption to avoid future problems and court
challenges” (2001, p. 13). Peyote Religion

Richard W. Voss1 and Robert Prue2


1
See Also Department of Undergraduate Social Work,
West Chester University of Pennsylvania,
▶ Christ West Chester, PA, USA
▶ Native American Messianism 2
School of Social Welfare, College of Arts &
▶ Ritual Sciences, University of Missouri – Kansas City,
▶ Shamans and Shamanism Kansas City, MO, USA

Bibliography Peyote Way: Background and Cultural


Context
Anderson, E. G. (1996). Peyote: The divine cactus.
Tucson: University of Arizona Press.
Fickenscher, A., Novins, D. K., & Manson, S. M. (2006). The term “Peyote Religion” describes a wide
Illicit peyote use among American Indian adolescents range of spiritual practices primarily from
Peyote Religion 1331 P
tribes of the American Southwest that has to the loss of traditional religions due to oppres-
expanded into a kind of pan-Indian movement sion (Anderson 1996).
under the auspices of the Native American The psychedelic properties of peyote are just
Church (NAC). Peyote Religion, formally rec- a part of the whole spiritual package “this is not to
ognized as the Native American Church (NAC), say that peyote does not facilitate visions but
incorporates the ritual use of peyote, the small rather that it is only one influence in a total
spineless peyote cactus Lophophora williamsii, religious setting” (Steinmetz 1990, p. 99). It is
into its spiritual and healing ceremonies. important to note that describing peyote as
The Peyote Ceremony is led by a recognized a “psychedelic” while accurate is fraught with
practitioner who is referred to as a Roadman, problems, particularly when the Peyote Religion
who is sponsored by an individual or family is studied outside its indigenous context. Here,
requesting a ceremony, usually for some one needs to differentiate the ritual use of peyote
specific need or healing or to recognize some by Indigenous practitioners, called Roadmen, and
event, such as a birthday or an important life Native American Church participants from use or
transition. abuse of peyote by curiosity seekers and experi-
Derived from the Aztec word Péyotl, the Pey- menters who are simply seeking a “high” devoid
ote Way religions have expanded their spheres of of a ceremonial and cultural context. Peyote has
influence from an area around the Rio Grande been described as both a psychedelic as well as an
Valley, along the current US-Mexico border, to entheogen. An entheogen is a chemical or botan-
Indigenous groups throughout Central and North ical substance that produces the experience of
America (Anderson 1996). God within an individual and has been argued to
The ritual use of peyote has roots in antiquity. be a necessary part of the study of religion
A ritually prepared peyote cactus was discovered (Roberts and Hruby 2002). Elsewhere, an
at an archeological site that spans the US-Mexico entheogen has been defined as a psychoactive
border dated to 5,700 years before the present. sacramental plant or chemical substance taken
Other archeological evidence, paintings and rit- to occasion primary religious experience. Within
ual paraphernalia, indicates that the Indigenous such an understanding, the complementary use of
people of that region have been using both peyote Peyote Ceremony within the context of mental
and psychoactive mescal beans ritually for over health treatment has been viewed as a form of
10,500 years (Bruhn et al. 2002). cultural psychiatry (Calabrese 1997). Other P
The Peyote Way is a complex bio-psycho- entheogens include psilocybin mushrooms and
social-spiritual phenomenon that encompasses DMT-containing ayahuasca, which, similar to
much more than the pharmacology plant. The the use of peyote, have been used continuously
contemporary peyote practice found in the United for centuries by Indigenous people of the
States, Canada, and by Mestizo peoples in Americas (Tupper 2002).
Mexico differs significantly from the older rites
that continue to be practiced by the Huichol,
Cora, and the Tarahumara in Mexico (Steinberg Civil Rights Versus Indigenous Rites:
et al. 2004). The forebearers of the modern New Pathways for Treatment
Native American Church were the Lipan Apache,
who brought the practice from the Mexican side Mental health practitioners from across disci-
of the Rio Grande to their Mescalero Apache plines may view Peyote Religion and the Native
relatives around 1870. From the Mescalero, it American Church with some degree of suspicion,
spread to the Comanche and Kiowa in Oklahoma if not, with downright skepticism. Mack (1986)
and Texas. It quickly spread to most of the Eastern discussed the medical dangers of peyote intoxi-
Tribes forcibly relocated to the Oklahoma Terri- cation in the peer-reviewed North Carolina Jour-
tory. The quick spread from the Mescalero to nal of Medicine. Mack refers to the users of
most of the Oklahoma Tribes has been attributed peyote as “the more primitive natives of our
P 1332 Peyote Religion

hemisphere” (p. 138) and gives repeated attention Bibliography


to details of nausea, vomiting, and bodily reac-
tions that happen, at doses that he failed to men- Albaugh, B. J., & Anderson, P. O. (1974). Peyote in
the treatment of alcoholism among American Indians.
tion were 150–400 times higher than the
The American Journal of Psychiatry, 131(11),
ceremonial amount reported nearly a century 1247–1250.
prior (Anderson 1996). So, there is need for rea- Alcoholics Anonymous. (1984). “Pass it on”: The story of
soned and open discourse on this important Bill Wilson and how the A.A. message reached the
world. New York: Alcoholics Anonymous World
resource and potential partner for the mainstream
Services.
mental health practitioner. Anderson, E. F. (1996). Peyote: The divine cactus.
Psychiatric researchers, Blum et al. (1977), Tucson: University of Arizona Press.
looked at the mildly psychedelic effects of the Blum, K., Futterman, S. L., & Pascarosa, P. (1977).
Peyote, a potential ethnopharmacologic agent for
peyote, coupled with Native American Church
alcoholism and other drug dependencies: Possible
ritual and exposure to positive images projected biochemical rationale. Clinical Toxicology, 11(4),
by the skillful use of folklore by the Roadman. 459–472.
They found these components facilitated an Bruhn, J. G., Smet, P. A., DeEl Seedi, H. R., & Beek, O.
(2002). Mescaline use for 5700 years. The Lancet,
effective therapeutic catharsis. Albaugh and
359(9320), 1866.
Anderson (1974) hypothesized that the effects Calabrese, J. D. (1997). Spiritual healing and human
of peyote created a peak psychedelic experience development in the Native American Church: Toward
that were similar to those found when using LSD a cultural psychiatry of peyote. Psychoanalytic
Review, 84(2), 237–255.
as an adjunct to psychotherapy with alcoholics. In
Grof, S. (1987). Spirituality, addiction, and western
their study of a group of lifelong drug and alcohol science. ReVision, 10(2), 5–18.
abstaining, Navajo et al. (2005) found no evi- Halpern, J. H. (2001). Research at Harvard Medical
dence of psychological or cognitive deficits asso- School. Newsletter of the Multidisciplinary Associa-
tion for Psychedelic Studies, 11(2), 2.
ciated with regularly using peyote in a religious
Halpern, J. H., Sherwood, A. R., et al. (2005). Psycholog-
setting. However, the placement of peyote, LSD, ical and cognitive effects of long-term peyote use
and other psychedelics on the Schedule 1 classi- among Native Americans. Biological Psychiatry,
fication of drugs has eliminated public funding of 58(8), 624–631.
Hwu, H.-G., & Chen, C.-H. (2000). Association of 5HT2A
psychedelic research (Strassman 2001) and has
receptor gene polymorphism and alcohol abuse with
limited scientific inquiry on the effects of such. behavior problems. American Journal of Medical
The current biomedical opinion on efficacy of Genetics, 96(6), 797–800.
entheogens is inconclusive (Halpern 2001), and Mack, R. B. (1986). Marching to a different cactus: Peyote
(mescaline) intoxication. North Carolina Medical
yet there is limited evidence that further study is
Journal, 47(3), 137–138.
warranted. Wright has suggested that the behav- Roberts, T. J., & Hruby, P. J. (2002). Toward an entheogen
ioral sciences should once again open its mind to research agenda. Journal of Humanistic Psychology,
the incorporation of mind-expanding substances 42(1), 71–89.
Schaefer, S. B., & Furst, P. T. (1996). People of the
in the psychiatric or psychotherapeutic treatment
peyote: Huichol Indian history, religion & survival.
milieu (2002). As science takes a more benign Albuquerque: University of New Mexico Press.
look at the effects of traditional healing practices Sherwood, J. N., Stolaroff, M. J., & Harman, W. W.
and brain chemistry, new pathways for treatment (1962). The psychedelic experience: A new concept
in psychotherapy. Journal of Neuropsychiatry, 4(2),
and renewed discussions about traditional indig-
96–103.
enous healing methods may be opened up for Steinberg, M. K., Hobbs, J. J., & Mathewson, K. (2004).
study (see Hwu and Chen 2000). Dangerous harvest: Drug plants and the transforma-
tion of indigenous landscapes. New York: Oxford
University Press.
See Also Steinmetz, P. B. (1990). Pipe, Bible, and peyote among the
Oglala Lakota a study in religious identity. Knoxville:
University of Tennessee Press.
▶ Peyote Ceremony Strassman, R. (2001). DMT: The spirit molecule:
▶ Ritual A doctor’s revolutionary research into the biology of
Pharmacotherapy 1333 P
near-death and mystical experiences. Rochester: Park on misinformation, theological orientation to the
Street Press. world, and/or their general predisposition of sus-
Tupper, K. W. (2002). Entheogens and existential intelli-
gence: The use of plant teachers as cognitive tools. picion aimed at psychotherapeutic methods of
Canadian Journal of Education, 27(4), 499–516. treatment. A few pointed illustrations will suffice
Wissler, C. (1916). General discussion of shamanistic and to make the case that there is tension and compe-
dancing societies. Anthropological Papers of the tition among differing viewpoints from within as
American Museum of Natural History, 11(12),
853–876. well as external to faith communities.
Wright, S. (2002). Open your mind. Nursing Standard, Pastoral counselors are not univocal in their
16(48), 20–21. approaches to counseling; some are inclined to
eschew any insights from psychology or psychi-
atry as David Winfrey (2007) acknowledges in an
article which describes the United States
Pharmacotherapy Southern Baptist Convention’s complete rejec-
tion of psychotherapeutic methods. Winfrey
Carol L. Schnabl Schweitzer cites a trustee from Southern Seminary (home to
Pastoral Care, Union Presbyterian Seminary, Wayne Oates considered to be a founding father
Richmond, VA, USA of the pastoral counseling movement) who stated:
“In this psychotherapeutic age, it is really impor-
tant that we think as Christians, that we employ
A pastoral counseling treatment plan that authentically Christian thinking, biblical thinking
includes an option for pharmacotherapy presents to human life, and that we do this in a way that,
several issues for consideration at the outset. By without apology, confronts and critiques the
definition, this will be an interdisciplinary, com- wisdom of the age and seeks the wisdom that
bined, or “integrated” approach that necessitates can come only from God and from God’s
a consultation with a physician – preferably, Word” (p. 24). Thus, God’s Word alone is suffi-
a psychiatrist since they are the physicians who cient for healing. Illness may be understood to
specialize in pharmacotherapy for psychiatric derive from an individual’s struggle with sin from
disorders. As Riba and Balon (2005) contend, this perspective. Faith heals by reconciling the
a combination of psychotherapy with medication sinner with God. This view, while often most
is “more efficacious and beneficial than each directly associated with more conservative P
modality alone” (p. vii) but many medical theological traditions that take a narrow or more
residents and educators decry the “‘loss of literal view of their scriptural documents, is also
mind’ in the increasing emphasis on the biologi- espoused by some who are more readily
cal basis of mental illness and the shift toward identified with mainline (and more moderate)
somatic treatments as central therapeutic strategy Protestant views. Walter Brueggemann (1995) is
in psychiatry” (p. ix). If the suggestion that one such representative insofar as he has stated:
secular forms of treatment emphasize medical “Hope is not something one does at the margins
modalities at the expense of “talk therapy” raises of life when our resources fail, but it is
issues and concern among those in the medical definitional for persons in covenant with this
and psychotherapeutic communities, the intensity God. I submit that despair and its psychologically
of concern is likely to rise more quickly among acceptable form, depression, are in fact covert
pastoral counselors, especially those who may acts of atheism in which we conclude that nothing
emphasize a biblical or spiritual approach to can happen apart from us and no one is at work
counseling. Moreover, it is just as likely that but us” (p. 157). As I have suggested elsewhere,
a pastoral counselor who maintains a friendly to take up a position that equates despair and
posture or attitude toward collaboration with depression with covert acts of atheism is either
a physician and the possibility of pharmacother- misinformed or irresponsible since many who are
apy will encounter resistance from clients based familiar with the wide range of this biblical
P 1334 Pharmacotherapy

scholar’s work may be influenced by this claim in There are other concerns for combined ther-
such a way that they decline to seek help when it apy approaches addressed by Riba and Balon
is needed. Thus far we have seen opposition which include the reality that there are no recog-
raised to psychotherapeutic treatment modalities nized guidelines for determining best types of
and/or understandings of mental illness from two care based on symptoms, diagnosis, age, gender,
very different theological orientations along or comorbid psychiatric or medical disorders
a broad continuum. Theologians and pastoral when it comes to making determinations about
counselors are not unique in raising doubt or integrated versus split care. This is further
suspicion concerning contemporary treatment complicated by the fact that there is too fre-
methods. quently little collaboration between various pro-
Psychiatrists, physicians, and psychologists fessionals who are competing for clients in
are also among those who sound the alarm a climate where triage and treatment are depen-
concerning the need for caution when consider- dent upon an individual’s ability to pay or the
ing pharmacotherapy. A recent article by Richard limits imposed by insurance companies (Riba and
Friedman (a professor of psychiatry at Weill Balon 2005, p. 3). Cost for medications limits
Cornell Medical College), which appeared in their availability for many, and as Friedman
The New York Times (2012), highlights suggests, there is a tendency to prescribe newer
a disturbing trend in the manner in which and more expensive medications even in situa-
antipsychotic drugs are prescribed for off-label tions where the data to support using these drugs
treatments – specifically for generalized or social in off-label treatments is weak or nonexistent.
anxiety disorders. Friedman cites “the landmark These concerns do not take into consideration
Catie trial” which “failed to show that the new the additional layer of a religious worldview for
antipsychotics were any more effective or better pastoral counselors (and their clients) when an
tolerated than the older drugs” in treating attempt to collaborate with other mental health
symptoms of schizophrenia including “apathy, professionals is sought after. Riba and Balon
social withdrawal and cognitive deficits” suggest three major challenges for combining
(p. D6). Though this second generation of psychotherapy and psychopharmacology which
antipsychotic drugs (often referred to as atypical) need to be considered by pastoral counselors
was initially deemed safer than first-generation who wish to engage in an integrated approach:
antipsychotic drugs, they have been demon- (1) the question of which professional will be
strated to include risks such as increased blood responsible for providing a specific treatment
sugar, elevated lipids and cholesterol, and weight (some psychiatrists do provide for more than
gain but have not eliminated the risk of a 15-min medication monitoring session),
a permanent movement disorder (tardive dyski- (2) the question of the timing and staging of the
nesia) associated with the first-generation drugs. treatments in combination (e.g., begin at the same
Nevertheless, Friedman cites the disquieting time or separately?), and (3) the matter of how
increase in the number of prescriptions for atyp- individuals present for treatment (Riba and Balon
ical antipsychotics from 28 million in 2001 to 54 2005, p. 2). In other words, is the individual
million in 2011. He acknowledges that these receptive to a combined or interdisciplinary
drugs have been beneficial for the treatment of approach? These challenges may pose difficulties
schizophrenia, bipolar disorder, and treatment- in an environment that is generously disposed
resistant depression but urges patients and doc- toward an integrative treatment; they can pose
tors alike to proceed with caution when using serious risk where there is a lack of cooperation
them for off-label treatment of “low-grade and/or collaboration between patient and treat-
unhappiness, anxiety and insomnia that comes ment professionals. Thus far we have considered
with modern life” (p. D6). Friedman’s work some of the challenges, which originate primarily
highlights one level of concern for pastoral from the position of the counselor and his/her
counseling and pharmacotherapy. ability and/or willingness to work collaboratively
Pharmacotherapy 1335 P
as well as the medical community’s concern for pharmaceutical companies and the medical
a diminishing focus on the “speaking cure” or the “industry” itself. Abramson desired opportunities
mind in psychotherapeutic responses. It remains to engage his patients “in constructive dialogue
to examine the perspective of the one who seeks about their health risks and habits” but found it
treatment. increasingly difficult to do so in direct proportion
What are often referred to as “aggressive to the allure of “direct-to-consumer” advertising
direct-to-consumer advertising campaigns” beginning with the early part of the first decade of
(Abramson 2008; Friedman 2012) are likely to the twenty-first century (Abramson 2008, p. 10).
have an effect on those seeking pastoral counsel- Pastoral counselors would do well to attend to
ing to the extent that these individuals may be Abramson’s concern for the erosion of relation-
more resistant to talking and more inclined to be ship and collaboration between patient and physi-
looking for a prescription cure-all. Abramson cian or in this instance between patient and
observes that marketing campaigns “even pathol- counselor.
ogize normal human experiences such as meno- Abramson’s focus on relationship and the
pause and aging, reframing the transitions of “deeper values” held by his patients that provide
a healthy life into medical problems that require a sense of meaning – and I would add, purpose –
diagnoses and drugs” so much so that we are need to be at the center of pastoral counseling.
alienated “from the meaning inherent in the land- The centrality of relationship may be a value that
marks of a healthy life” (2008, p. 209). Friedman is privileged by those in the pastoral counseling
notes that “combined spending on print and dig- community who tend to view psychology and
ital media advertising for these new antipsychotic pharmacotherapy with an inordinate amount of
drugs increased to $2.4 billion in 2010, up from suspicion or hostility. The addition of pharmaco-
$1.3 billing in 2007” (2012, p. D6). Abramson’s therapy to pastoral counseling does offer hope to
research is not focused solely on psychopharma- those who struggle with debilitating mental ill-
cology but rather on pharmacology in the scope ness, but it is not a panacea for the “low-grade
of the practice of medicine. Nevertheless, much unhappiness” identified by Friedman (2012, p.
can be gleaned from his research especially if we D6). Pastoral counselors who desire to work
consider one treatment anecdote that bears collaboratively with other mental health-care
directly upon pastoral counseling and the signif- professionals do need to seriously consider the
icance of establishing a relationship that bears the three major challenges outlined earlier when P
marks of collaboration and partnership. negotiating this decision with their clients. Pas-
Abramson writes about a relationship toral counselors also need to recognize that we
that evolved with one of his patients – “Sister are not immune from the direct-to-consumer
Marguerite” – which underscores the “impor- advertising campaigns that have eroded the
tance of shared values in the challenge of provid- relationships between physicians and their
ing good medical care. Visiting her family, patients. What is at stake in these interdisciplin-
attending mass, meditating in the chapel, and ary conversations and relationships are questions
being an active part of her community – these of religion and health or sin and salvation and
were the things that gave Sister Marguerite which professional’s values will be privileged in
a sense of meaning. . . Sister Marguerite and a counselor-client relationship.
I were partners in her care, working together on
the same project . . . our partnership became all
the more rewarding because she was so open See Also
about the deeper values that made the project
worthwhile for her” (Abramson 2008, ▶ Affect
pp. 9–10). He cites this as an example of provid- ▶ Anxiety
ing good care, which has begun to appear anti- ▶ Bible
quated in stark contrast to the care espoused by ▶ Biblical Psychology
P 1336 Phenomenological Psychology

▶ Depression The formal discipline of phenomenological


▶ Oates, Wayne psychology was founded by Wilhelm Dilthey
▶ Pastoral Counseling (1833–1911; 1989). Dilthey distinguished between
▶ Protestantism the natural sciences (Naturwissenschaften) and the
▶ Psalms human sciences (Geisteswissenschaften), believing
▶ Psychiatry the latter to be the more appropriate approach to
▶ Psychosis understanding human existence. He used herme-
▶ Religion and Mental and Physical Health neutical theory, or the art and science of interpre-
tation, as the earlier hermeneuticist and theologian
Friedrich Schleiermacher (1768–1834; 1893)
Bibliography understood it, and broadened its scope. For Schlei-
ermacher, interpretative skills were tools used for
Abramson, J. (2008). Overdosed America: The broken textual analysis, particularly sacred texts, and inter-
promise of American medicine. New York:
pretation was partly accomplished through
HarperCollins.
Brueggemann, W. (1995). The Psalms and the life of faith empathic resonance with an author’s intentions
(P. D. Miller, Ed.). Minneapolis: Fortress. for textual meaning. Dilthey expanded the interpre-
Friedman, R. A. (2012, September 25). A call for caution tive process beyond textual analysis to include an
on antipsychotic drugs. The New York Times, D6.
analysis of human experience as disclosed in
Riba, M. B., & Balon, R. (2005). Competency in
combining pharmacotherapy and psychotherapy: Inte- actions, experiences, products, and cultural arti-
grated and split treatment. Arlington: American Psy- facts. For Dilthey, though, meaning cannot be
chiatric Publishing. experienced directly and must be “de-coded”
Winfrey, D. (2007). Biblical therapy: Southern Baptists
through interpretive inquiry. On the other hand,
reject ‘Pastoral Counseling’. Christian Century,
124, 24–27. Dilthey argued that what allows for empathic and
communal sharing at all is that, mediated as it is,
we all share a common human existence (Burston
and Frie 2006). Moreover, Dilthey rejected any
sense of unconscious representation, thus founding
Phenomenological Psychology a central tenet of phenomenological psychology,
namely, that what shows itself in existence is inex-
Todd DuBose tricably intertwined with the ways in which we
The Chicago School of Professional Psychology, experience those things (Burston and Frie 2006).
Chicago, IL, USA Edmund Husserl (1859–1938; 1962) furthered
Dilthey’s project and, through the influence of his
teacher Franz Brentano (1838–1917), developed
Phenomenological psychology is a type of human what became known as transcendental phenome-
science psychology that emphasizes close atten- nology. Husserl and his teachers were influenced
tion to, and rigorous, detailed description and by Immanuel Kant’s (1724–1804) work on the
understanding of, personal lived experiences possibilities and limitations of knowledge. Hus-
within respective lifeworlds. One’s lived experi- serl insisted that the phenomenologist remain
ence within one’s lifeworld is how one experi- focused on “the things themselves,” bracketing
ences and makes sense of everyday events as it is biases and assumptions that would prevent a clear
to the one experiencing those events or happen- perception of things as they presented themselves
ings. Entry into meaningful experiences is to our consciousness. For Husserl, borrowing
accessed by descriptive approaches, rather than from his teacher Brentano, experience, or con-
explanative ones, and through intuitive, empathic sciousness, is intentional, which is to say that
resonance with the intersubjective meaningful- experiences, objects, persons, things, and events
ness of an individual’s enactments of significance are taken up by each of us in meaningful ways.
in the world. We are always “about” some directive. Objects,
Phenomenological Psychology 1337 P
for instance, are objects for us, have a certain a dualistic illusion and instead considered
calling to us, and are placed within a particular the person-world co-construction an inseparable
project and direction or goal of significance for process.
us. Husserl fused the traditional distinction Heidegger described this process as being-in-
between noesis, or the thinking process itself, the-world, with “being” described as
and noema, or the meaning attributed to objects a comportment of existence rather than an iso-
experienced in consciousness. This move steps lated and self-contained ego, and thus preferred
beyond a Kantian loyalty to the conditions of to use the intentionally untranslated German
knowledge over the objects of knowledge and, word Dasein or “being there” for “being,” in
instead, refigures knowledge as a co-construction order to accentuate a process rather than
between how we experience things and how the a “thing.” Existential-phenomenological psy-
things themselves shape and delimit how we chology became a practice of interpreting the
experience them. presencing of Dasein in eventful situations.
Transcendental phenomenology developed Interpreting Dasein required an acknowledgment
into phenomenological research methodology. of one’s own biases and pre-understandings,
The challenge for transcendental phenomeno- rather than rid oneself of them, as any understand-
logical psychology became how one could ing presupposes an already pre-understanding.
move from particular experiences to general Our pre-understandings are ways in which we
claims. Although we may have different lived enter a phenomenon we want to understand better
experiences of any given event, human experi- and use what we do know about it as points of
ence is structured in such a way that if we can entry. One leads with the bit of awareness and
understanding the general structure of how experience one knows of a phenomenon and dia-
things come to be experienced as they are, logues with the undulation of concealment and
potentially anyone undergoing the same experi- disclosure.
ence could find resonance with any other person
having encountered it. The experience of being
anxious, or angry, or desirous, albeit from dif- Commentary
fering life stories, nonetheless has the potential
of sharing a common human “way” of undergo- Contemporary expressions of phenomenologi-
ing these experiences. Arriving at this common cal psychology include methodological applica- P
structure of experience for any given event, tions to a wide range of psychological subjects,
though, necessitates an act of “bracketing” pre- such as assessment, diagnostic, and research
understandings, biases, prejudices, or other practices (Fischer 1994; 2006), Jungian studies
assumptions about how an experience should (Brooke 1991), stress (Kuglemann 1992), and in
be, in order to clear a space for things to show critically analyzing technological impact on
themselves as they are to us. lived experience (Idhe 1995; Romanyshyn
Martin Heidegger (1889–1976), Husserl’s 1989). There are a plethora of countries around
student, concurred that experience was struc- the world in which formal phenomenological
tured but understood this fact in very different organizations are operating and in which
ways. Heidegger became known as the founder research is thriving. One only need explore the
of hermeneutical or existential phenomenology umbrella organization known as the Organiza-
and saw all experience as conditioned by com- tion of Phenomenological Organizations or
mon, existential givens: temporality, spatiality, peruse the Journal of Phenomenological Psy-
mortality, coexistence, mood/attunement, histo- chology to find how many possibilities are avail-
ricity, and bodyhood (Heidegger 1962). Heideg- able for interested human scientists.
ger thought that the idea of an objective, Phenomenological psychology as a collective
isolated, egoistic person that is separate from field of research today centers around the debate
the world in which he experiences things as of whether the focus should be on description or
P 1338 Phenomenological Psychology

interpretation. Most theorists agree that the intersubjective ways. Phenomenological psy-
dichotomy is false. Any description is an inter- chology warns against the hubris of a “god’s
pretation, and an interpretation, at least in phe- eye view,” in which we presume to step out of
nomenological circles, is descriptive rather than our horizons or perspectives to “know” about
explanative and is an invitation to further disclo- phenomena more objectively. On the contrary,
sure rather than a reductive pronouncement of objective knowing misses the richness of truth
“what is the case.” Reliability and validity are revealed to us subjectively. Knowing about
understood in very different ways than in natural swimming theoretically is very different from
science research. What is true is not what can be jumping in a pool and doing it. Subjective
objectively isolated, operationalized, and con- experiencing does not mean isolationist
trolled in order to pin down unilinear causal rela- experiencing. We co-construct experiences and
tionships as is the case in logical positivistic thus build communion in our co-dwellings as we
styles of scientism. Truth as valid and reliable, ready ourselves to receive revelations of Being
for a phenomenologist, rests in how well one is itself.
able to describe the depth and breath of Finally, the French phenomenologist Michel
a phenomenon as it shows itself in the world. Henry (2003) has taken phenomenology in its
The structure of an experience is discerned most radical direction to date, thus challenging
through imaginative variation in which every many foundational assumptions of phenomeno-
manner of a phenomenon’s presentation is con- logical psychology, while ironically returning to
sidered from all advantage points until no matter Husserl’s thought to do so. For Henry, life is
how one looks at it, certain meaningful aspects of “invisible” in that it is lived rather than
the experience are always present. One’s valida- abstracted, conceptualized, or objectified. Inter-
tion as a phenomenological researcher comes estingly enough, Dilthey was found of a similar
when a human experience is so well disclosed way of thinking, noting often the Latin phrase,
by way of rigorous description that any human individuum est ineffabile to describe the unfath-
being undergoing that experience can find it omable nature of human existence (Burston and
familiar. Nevertheless, there is always a mystery Frie 2006). Henry’s work not only radicalizes
to phenomenological disclosure in that the undu- phenomenology but also radicalizes Christian
lation of concealment and disclosure is never thought as his work is in essence a radical phe-
finished. nomenology of Christianity (Henry 2003). If Life
The spiritual themes within phenomenological is invisible, then I would argue that it is likewise
psychology are numerous. To start with, the phe- immeasurable and incomparable. We may hear
nomenological psychology of religious experi- the sound of it and may very well succeed in
ence has a long and brilliant history and describing it to some extent, but we cannot
includes Friedrich Schleiermacher (1768–1834), know from where it comes or to where it will go
William James (1842–1910), Gerardus van der from here.
Leeuw (1890–1950), Rudolf Otto (1869–1937),
Mircea Eliade (1907–1986), Paul Tillich
(1886–1965), Langdon Gilkey (1919–2004), See Also
and David Tracy (1939–), just to name a few
scholars. The process itself can be compared to ▶ Daseinsanalysis
a type of spiritual discipline. Within the emphasis ▶ Heidegger, Martin
on bracketing to allow things to show themselves ▶ Hermeneutics
lies the heart of a spirituality of freedom, respect, ▶ Homo Religiosus
and mystical – though not mystifying – openness. ▶ Lived Theology
Meaning making and the primacy of validating ▶ Meaning of Human Existence
lived experience privileges depth relating in ▶ Psychology
Pilgrimage 1339 P
Bibliography Schleiermacher, F. (1893). On religion: Speeches to its
cultured despisers (trans: Oman, J.). London: Kegan
Brooke, R. (1991). Jung and phenomenology. London: Paul.
Routledge. Spinelli, E. (2005). The interpreted world: An introduc-
Burston, D., & Frie, R. (2006). Psychotherapy as a human tion to phenomenological psychology. London: Sage.
science. Pittsburgh: Duquesne University Press. Van der Leeuw, G. (1986). Religion in essence and man-
Creswell, J. W. (2006). Qualitative inquiry and research ifestation (trans: Turner, J.E.). Princeton: Princeton
design: Choosing among five approaches (2nd ed.). University Press.
Thousand Oaks: Sage.
DeRobertis, E. (1996). Phenomenological psychology:
A text for beginners. New York: University Press of
America.
Dilthey, W. (1989). Selected works (Vol. 1). Princeton: Pilgrimage
Princeton University Press.
Eliade, M. (1959). The sacred and the profane: The nature
of religion (trans: Trask, W.). New York: Harper &
David A. Leeming
Row. University of Connecticut, Storrs, CT, USA
Fischer, C. (1994). Individualizing psychological assess-
ment. Hillsdale: Lawrence Erlbaum Associates.
Fischer, C. (2006). Qualitative research methods for
psychologists: Introduction through empirical studies.
Pilgrimages in various cultures are remarkably
San Diego: Elsevier Academic. similar in essential form. The pilgrimage,
Fuller, A. (1990). Insight into value: An exploration of the whether to Lourdes, Jerusalem, Banaras, Ise, or
premises of a phenomenological psychology. Albany: Mecca, involves three essential steps, suggesting
State University of New York Press.
Gilkey, L. (1976). Naming the whirlwind: The renewal of
a rite of passage and a process of curative
God-language. Indianapolis: Bobbs-Merrill Educa- renewal. The first step involves a significant sep-
tional Publishing. aration of the pilgrim from home and ordinary
Giorgi, A., Knowles, R., & Smith, D. (1980). Duquesne life and the journey to a sacred center. The sepa-
studies in phenomenological psychology. Pittsburgh:
Duquesne University Press.
ration can be signified by particular clothes, by
Heidegger, M. (1962). Being and time (trans: Macquarrie, rituals of departure, or by any consciously
J. & Robinson, E.). Oxford: Basil Blackwell. unusual behavior. It is usually characterized by
Heidegger, M. (1987/2001). Zollikon seminars: Proto- a deep sense of religious community, a concept
cols-conversations-letters. Evanston: Northwestern
University Press.
suggested by the etymology of the word religion,
Henry, M. (2003). I am the truth: Towards a philosophy of suggesting a binding back or gathering together P
Christianity (trans: Emanuel, S.). Stanford: Stanford under the influence of the numinous. The second
University Press. and most important step is the interaction with
Husserl, E. (1962). Ideas: General introduction to pure
phenomenology (trans: Gibson, W.). New York: Collier.
the sacred, the given culture’s spiritual energy
Idhe, D. (1995). Postphenomenology: Essays in the mod- source. Typically this aspect involves certain
ern context. Evanston: Northwester University Press. ritual acts, most notably circumambulation,
James, W. (1902/1982). The varieties of religious experi- a gathering up of energy in the creation of
ence. New York: Penguin.
Kuglemann, R. (1992). Stress: The nature and history of
a living mandala of completeness, a ritual cleans-
engineered grief. Westport: Praeger. ing, or ablution in preparation for a new begin-
Merleau-Ponty, M. (1964). The primacy of perception ning and the recitation of certain sacred formulae
(trans: Cobb, W.). Chicago: Northwestern University or mantras. The third step is the return home. The
Press.
Moustakas, C. (1994). Phenomenological research
return is always marked by a sense of renewal.
methods. Thousand Oaks: Sage. The pilgrim has been re-created by the encounter
Otto, R. (1958). The ideal of the holy: An inquiry into the with the numinous center of the collective being.
non-rational factor in the idea of the divine and its It is important to differentiate the pilgrimage
relation to the rational (trans: Harvey, J.). New York:
Oxford University Press.
from its close relative, the quest. Both the questor
Romanyshyn, R. (1989). Technology as symptom and and the pilgrim go on journeys that can be diffi-
dream. London: Routledge. cult, even treacherous, and both have some goal
P 1340 Pilgrimage

in mind, but the questor is in search of the goal Hajj-pilgrim, or Hajji, returns home renewed
while the pilgrim knows exactly where it is and and re-created by his experience. It should be
how to get there. The questor never knows what noted that back home, the Muslim makes the
might happen on the journey, whereas the pil- pilgrimage symbolically and spiritually every
grim’s “progress” is essentially a ritual process. time he faces Mecca and prays.
One might say that the labyrinth is the pilgrim’s Liturgies are, in fact, often symbolic pilgrim-
signifying model while the maze is the questor’s. ages. The Eucharist of the Catholic tradition, for
Important examples of pilgrimage exist in example, is an elaborate symbolic communal pil-
most religious systems. The Hindu might visit grimage to the sacred center, reinforced even by
Banaras (Kashi) and bathe ritually in community the architecture of the various types of church
with thousands of fellow pilgrims in the sacred building. Holy water at the door (in ancient
living waters of the Ganges. There he will recite times, the baptismal font was there as well); the
certain mantras and circumambulate important ablutions of the priest; processions; the circum-
shrines. If particularly devout, the pilgrim might ambulating of the altar, or sacred center, during
make a point of literally circumambulating its censing; and the complex system of mantras
sacred India herself, creating a gigantic mandala all suggest the pilgrimage.
of completeness by visiting the seven sacred cit- Having once more noted the aspect of com-
ies. The Buddhist can visit the footprint of the munity or communitas in pilgrimage, it must be
Buddha on Adam’s Mount in Sri Lanka. For the noted that this element is associated more with
Christian or Jew, the footprint is said to be external as opposed to internal pilgrimage. Exter-
Adam’s, and for the Hindu, it is Siva’s. Again, nal pilgrimage has been called “exteriorized mys-
circumambulation and mantras are important, ticism.” To the extent that such a characterization
and sometimes ablutions. In keeping with ancient is valid, interior pilgrimage might be equated
traditions of prescribed visits to the Temple in with mysticism itself. Thus, the pilgrim who
Jerusalem, the Jew in our time will visit the travels to Mecca or Banaras is acting out the
Wailing Wall of the Old Temple. The Christian interior journey taken by the Yogi or the contem-
will circumambulate the sacred places in Jerusa- plative nun to the sacred center. The process for
lem associated with the passion of Jesus or visit the mystic, which involves communitas only in
curing shrines such as Lourdes or, like Chaucer’s the sense that nuns or monks, for instance, are
famous pilgrims, travel to the shrines of martyrs. a community of contemplative prayer, neverthe-
People of animistic traditions tend to see the less resembles that of the external pilgrim in its
whole world as a sacred place, so that anywhere basic plot. The interior pilgrim establishes
one is can be a pilgrimage site, and buildings, a separation from ordinary life by accepting
such as Navajo hogans and Pueblo kivas, are some prescribed discipline, involving such mat-
themselves metaphors for constant pilgrimage to ters as clothing, breathing, posture, or particular
the center. objects of meditation.
Perhaps the most elaborate pilgrimage is the The pilgrim then proceeds to the sacred center
Hajj, one of the five essential “Pillars” of Islam. found within. John of the Cross enters upon the
For this pilgrimage, taken by the community of Dark Night of the Soul, the purifying process by
Muslims, there are special requirements for the which God prepares the mystic for union. The
home-leaving and the journey, very specific rules Hindu ascetic – the Yogi – never moving from
of behavior while at Mecca, clear rituals that one place, can visit the seven sacred cities. The
involve ablutions, various sub-pilgrimages to Mevlevi (Mawlawiya) Sufis or Whirling Der-
outlying areas, and a sacred mantra of humility vishes are perhaps unique in that each dancer
and obedience recited during a circumambulation turns on his own axis entering a trance-like
of the Kab’ah, the structure in the great mosque of ecstatic state even as he circles the sacred center
Mecca that is the center of the Muslim world. in an intricate expression of perfect community
As in the case of all great pilgrimages, the with his fellow interior pilgrims. Upon his return,
Plato and Religion 1341 P
the interior pilgrim, whether the Yogi, the receive the ablutive power that renews and leads
Mevlevi, or the Christian mystic, like the external towards Individuation, that is, Self-realization. In
pilgrim, is a person who has been renewed by the short, the psychological pilgrimage, if accom-
numinous power of the center. plished, takes the individual to a curing circum-
The idea of the pilgrimage as spiritual therapy, ambulation of or assimilation of the sacred center
then, is universal, and humans of all sorts – mys- of one’s very Being.
tical and otherwise – have traditionally turned to
pilgrimage as a source of curing. People go to
Lourdes and other holy places to be cured of See Also
physical disease, of course, but the more typical
pilgrim is the one who is experiencing a malaise ▶ Christianity
of the soul or the psyche. A person who is in this ▶ Circumambulation
sense “lost” takes a journey to his/her culture’s ▶ Communitas
spiritual center, participates in the prescribed ▶ Hajj
activities, and returns home in a centered state. ▶ Islam
A similar goal is achieved through participation ▶ Ka’bah
in religious ritual. It is not surprising that Jung ▶ Mandala
and other modern psychotherapists have ▶ Ritual
suggested religious activity for persons whose ▶ Self
backgrounds provide an opening to the numinous
through such activity.
An attempt to interpret the pilgrimage psycho- Bibliography
logically can begin with the assumption that
human beings are naturally attracted to the phe- Kamal, A. (2000). The sacred journey: The pilgrimage to
Mecca. Bloomington: i-Universe.
nomenon by reason of their consciousness of
Turner, V. (1975). Pilgrimage as a social process. In
what Aristotle called “plot.” A defining charac- Dramas, fields, and metaphors (pp. 167–230). Ithaca:
teristic of our species is our universal and perhaps Cornell University Press.
even obsessive concern with questions of begin-
nings, middles, and ends. We see life as
a journey, and to the extent that we are goal P
oriented, we see it sometimes as a quest, but Plato and Religion
often as a pilgrimage. For the human species,
pilgrimage may be said to be an archetypal pat- Rod Blackhirst
tern, a representation of an essential collective Philosophy and Religious Studies, La Trobe
psychological tendency. We understand that if University, Bendigo, VIC, Australia
we are in any sense broken – collectively or
individually – we would do well to take the dif-
ficult journey to the center and work towards Plato (428/427–348/347 BCE) was a Greek phi-
a state of renewal or re-creation. As in the case losopher, a citizen of Athens, and a follower of
of all pilgrimages, to reach this center, we are Socrates. He founded the Academy, a school for
greatly helped by an experience of the numinous, statecraft, circa 387 BCE, his most famous stu-
whether induced through sectarian religious dent being Aristotle. His work – in the form of
activities, meditation, love, music, or various dialogues – has had an immeasurable influence
kinds of mantra. When we speak of the individual upon Western civilization. The modern philoso-
journey, our pilgrimage analogy is that of the pher, Whitehead, once famously quipped that
interior pilgrimage, which, in psychological “the whole of Western philosophy is nothing but
terms, becomes a journey to the Self. The Self is a series of footnotes on Plato.” The same might be
the totality of personality from which we can said of other fields of learning where Plato’s
P 1342 Plato and Religion

thought has been seminal. He has made and space – yearn for eternity and for the pure
a profound contribution to both the arts and reality of the Forms. This is the basis of all human
sciences, including psychology. Many aspects motivation. It is why the hero does brave deeds –
of his thinking foreshadow modern theories. In he seeks the immortality of fame. And it is at the
psychology, for example, his teachings regarding root of the sexual drive – lovers seek a surrogate
eros as a foundation for human motivation clearly immortality through procreation. By extension,
foreshadow the theories of Freud, or, as some the religious impulse is an expression of the
prefer, Freud’s theories are a decadent version same urge but on a higher plane.
of Plato’s earlier theory. In religious thought, An important corollary of the Theory of Forms
Plato has long been acknowledged as prefiguring is the Theory of Recollection. This states that
aspects of the Christian faith, even to the extent human beings possess a faculty (nous) that com-
that some churches have canonized him as a prehends the traces of the Forms in their physical
pre-Christian saint. More generally, he has copies. When we see beauty in a rose, for exam-
influenced important streams of mystical thought ple, it is because the rose reminds us of the Form
and spiritual psychology in Judaism, Christianity, of Beauty, i.e., Beauty Itself. The Forms are
and the Sufi schools of Islam. structural and innate. Plato is at pains to insist
It should be noted that while we commonly that our senses are unreliable and that the mind,
attribute theories and ideas to Plato himself, these not the senses, is the agent of cognition. When we
are usually taken from the words of Socrates as see a circle our eyes merely register an
presented in Plato’s philosophical dramas and unintelligible set of data; it is our mind (or the
that, in a famous passage in a letter to a friend faculty of nous) that matches this data to its innate
called Dion, Plato states that his own ideas are knowledge of the Form of Circle, thus making the
nowhere to be found in his dialogues. This is the sensory impression intelligible. That is, Plato
so-called Socratic problem – to what extent does proposes that we are born with a stock of
Plato’s Socrates speak Plato’s mind? All the (supra-physical) mental templates and that these
same, the teachings and arguments of Plato’s are the basis of all cognition.
Socrates are, for convenience, referred to as Exploring this theory throughout his dia-
“Platonic,” and it is common to refer to the “Pla- logues, Plato next proposes that there must be
tonic tradition” of thought that has its roots in a hierarchy of such Forms and that at the pinnacle
Plato’s dialogues. This tradition extends across of this hierarchy there must be a Form of the
the last 2000+ years of occidental culture and has Forms, namely, what he styles “the Form of the
penetrated most fields of learning. Nearly all of Good.” The theory seems to be an adaptation of
the dialogues might be construed as contributing aspects of ancient Greek religious thought where
to Platonic psychology, but the main contribu- natural phenomena were understood as expres-
tions are found in the dialogues called Republic, sions of various simple allegorical deities such as
Phaedo, Phaedrus, Symposium, and to some Love, Night, and Chaos. For example, Plato’s
extent Timaeus. Forms of Sameness and Difference (two of the
Plato (i.e., Plato’s Socrates) argues that there most basic Forms) seem to be extrapolations from
is a mental, supra-physical realm of “Forms” or the deities Love and Strife, a principle of union or
“Ideas” or “archetypes” that is beyond the similarity and a principle of dissolution or differ-
restraints and limitations of time and space and entiation. In a similar way, Plato’s creator-god,
that the spatiotemporal realm is related to this the “Demiurge,” appears to be a philosophical
archetypal realm as a copy is related to a model. rendering of the Olympian craftsman god,
Plato’s psychology, like his political philosophy Hephaestus. Whereas Greek religious thought
and everything else, needs to be understood in the personified such principles, Plato’s Forms
context of the metaphysical framework of this are nonpersonal archetypes. His “Form of the
pervasive “Theory of Forms.” For Plato, for Good” is very like the Judeo-Christian/Islamic
example, human beings – as creatures of time notion of God but, importantly, has no personhood.
Plato and Religion 1343 P
In modern terms, we would say it is an “abstrac- There are readers of Plato, however, who argue
tion” but for Plato this is exactly wrong since the that on closer examination this dualism is only
world is “abstracted” from the Forms not the other a first step in the Platonic enterprise and that,
way around. ultimately, Plato is fully aware of the shortcomings
There are several descriptions of the human of the Theory of Forms. In the dialogue called
psyche given in the dialogues, most notably in the Parmenides, in particular, Plato seems to demolish
form of allegories. In the Phaedrus (246a–254e), the theory and looks beyond the duality of copy
Plato compares the human soul (psyche) to and model. Others point out that Plato is not
a chariot with a charioteer driving two horses, a pessimistic philosopher with a bleak view of
one white and one black. The white horse is the human condition. One of the most notable
well trained, while the black horse is ill-bred correlatives of the Theory of Forms and its
and unruly. The charioteer represents the intellect culmination in the Form of the Good is the Socratic
or reason (nous) that must reconcile conflicting dictum that ignorance is the root of evil. According
impulses as it steers the vehicle (body) through to this theory, no one does evil willingly; rather,
life’s journey. In the Republic (514a–520a), Plato the evil-doer has made a miscalculation and mis-
offers a parable of the human condition in which takenly supposes that his evil deeds will bring
prisoners have been held in a cave since child- himself or others some good. This is
hood and compelled to watch a puppet play of a profoundly optimistic view of the human state
shadows on the cave wall. Not knowing any bet- since it proposes that people can be taught to be
ter, they mistake this for reality. It is only with good, that education is the key to human advance-
great effort that they might escape from their ment, and that evil-doers can be shown their mis-
bonds and eventually discover the source of calculations and that they will then correct their
these shadows and, beyond the cave, the light of ways since they, like everyone else, are in pursuit
day. This is an epistemological parable but also of the transcendent Good (whether they are aware
a model of human psychology with the shadows of it or not). For Plato, the highest human achieve-
on the wall representing the conscious realm, that ment is the “Vision of the Good,” the pneumatic
small portion of the mind we regularly assume to apprehension of the Good Itself, equivalent to the
be reality with the rest of the cave representing mystical vision of God in religious systems.
other hidden levels of consciousness. Regarding popular religion, the indications
This line of thinking is often criticized for throughout the dialogues are conflicting. Socrates P
being counterintuitive, dualistic, and life-hating. is presented as being dutifully obedient to the
The world is a mere copy of the “true” world established religious cults and yet elsewhere is
which is beyond death. The body of flesh, with so opposed to anthropomorphism that he would
the vicissitudes of pleasure and pain, is a prison in ban Homer and other poets from his ideal society.
which the mind is trapped. In the Phaedo, Socra- In an infamous provision of the dialogue called
tes seems to regard life as a disease and as Laws, atheism is made a crime punishable by
a punishment with death as a cure and a release. execution. In Plato’s account of the trial of
Platonic psychology, therefore, is deemed anti- Socrates, Socrates is accused of introducing
naturalistic. To a great extent, the entire modern false gods and, by implication, impiety regarding
scientific enterprise can be seen as a process of the established religious order.
shedding the influence of Plato in that it situates The influence and reputation of Plato has
man in a natural context and attempts to under- declined especially since World War II and the
stand human beings as a product of natural rather publication of such works as The Open Society
than supernatural forces. For Plato, the natural and Its Enemies by Karl Popper (1945) which
world is derivative and therefore fundamentally paint him, with some exaggeration, as the father
unreal – he presents the study of natural science of both right- and left-wing totalitarian ideolo-
(phusis) as an inherently unworthy enterprise that gies. The main exception to this waning influence
offers a “likely tale” at best. has been a revival and reinterpretation (some
P 1344 Plato on the Soul

would say perversion) of Plato’s political philos-


ophy through the teachings of Leo Strauss, Plato on the Soul
regarded as one of the intellectual founders of
contemporary neoconservatism in the United John Pahucki
States. Strauss’ studies concentrate on the Department of Humanities, SUNY Rockland,
so-called Noble Lie passage in the Republic Suffern, NY, USA
where Plato justifies rulers creating myths to pac-
ify the ruled. For Strauss, an atheist, this is the
role of religion. Most people, he argues, are not The ancient Greek philosopher Plato (424–348
psychologically or emotionally equipped to be BCE) wrote copiously on the question of the
atheists and to face the bitter meaningless of human soul. The soul is given substantial treat-
existence; it is better if the rulers of society main- ment in many of his dialogs – the Phaedo, Repub-
tain religion as a “Noble Lie” to help preserve lic, Symposium, Phaedrus, and Timaeus primarily,
psychological stability in individuals and cohe- though the Meno, Ion, and Philebus, as well as
sion in society as a whole. This is surely a far cry other dialogs, are at least tangentially concerned
from Plato’s intention, but it illustrates the ways with topics related to his view of the soul as well.
in which, for good or for bad, Plato’s works Of these treatments, two particular items of inter-
continue to stimulate contemporary ideas. est to the student and historian of psychology are
his “tripartite” theory of the soul and his episte-
mological theory of anamnesis, or learning by
See Also recollection.
Plato’s tripartite theory is given most explicit
▶ Christianity expression in Book IV of the Republic.
▶ Freud, Sigmund According to Plato’s view, there are three ele-
▶ Plato on the Soul ments which constitute the life of the soul. Of
▶ Psyche these the one that is unique to human beings, and
▶ Sufis and Sufism thus privileged by Plato, is reason. Plato’s accent
on reason would be the impetus behind
Aristotle’s – and historically, the Western
Bibliography tradition’s – characterization of man as animal
rationale. The other aspects of the soul are the
Allen, R. E. (2006). Studies in Plato’s metaphysics II. Las spirited element, which seems to correspond to
Vegas: Parmenides.
the emotions, and the appetites of the body which
Gregory, V. (Ed.). (1971). The philosophy of Socrates.
New York: Anchor. we share in common with the beasts. Reason and
Hamilton, E., & Cairns, H. (1961). The collected dia- the appetites are often in conflict, with the spirited
logues of Plato. Princeton: Princeton University Press. element capable of lending its weight to either
Jackson, R. (2001). Plato: A beginner’s guide. London:
side in this internecine struggle of the soul. The
Hodder & Stroughton.
Mohr, R. D. (2006). God and forms in Plato – and other individuals lauded by Plato are those in whom
essays in Plato’s metaphysics. Las Vegas: Parmenides. reason successfully reigns, though these would
Nails, D. (2006). The life of Plato of Athens. In seem to always constitute a minority.
H. H. Benson (Ed.), A companion to Plato. Hoboken:
Plato’s theory is a historical curiosity, as it
Blackwell.
Popper, K. (1945, tr.1966). The open society and its seems to anticipate Freud’s psychodynamic
enemies (Vols I and II). London: Routledge & Kegan model of the mind and its intrapsychic conflicts
Paul. among the id, ego, and superego. Indeed, Freud
Strauss, L. (1964). The city and man. Chicago: Rand
McNally.
may have been aware of Plato’s theory as he
Taylor, A. E. (2001). Plato: The man and his work. employed a metaphor similar to the one from
Chelmsford: Courier Dover Publications. Plato’s Phaedrus where the philosopher compares
Polytheism 1345 P
the appetites to an obstinate horse who must be See Also
firmly guided by the charioteer of reason (a second
horse, corresponding to the spirited element, does ▶ Freud, Sigmund
not resist the commands of its master). ▶ Plato and Religion
Plato’s epistemological theory of anamnesis,
or learning by recollection, is based on what has
come to be described as the learning paradox, Bibliography
first formulated by Plato in his dialog the Meno.
There Socrates asks the question how learning is Lavine, T. Z. (1984). From Socrates to Sartre: The phil-
osophic quest. New York: Bantam.
possible. If we are seeking after something we
Plato. (1961). Plato: The collected dialogues (E. Hamilton
do not know, we will be unable to recognize it if & H. Cairns, Eds.). Princeton: Bollingen Books.
and when we do encounter it. If we do recognize
it, we must have had some previous knowledge
of it in order for this recognition to occur in the
first place. Either way, learning seems to be Polytheism
a paradoxical enterprise. This leads Plato to pre-
sent his own theory of learning as recollection Paul Larson
based on his belief in the reincarnation of the The Chicago School of Professional Psychology,
soul. In dialogs like the Symposium and Phae- Chicago, IL, USA
drus, Plato will argue that learning/knowledge is
possible based on our pre-earthly existence in
the realm of divine forms. These forms are the Polytheism is the worship of many forms of the
templates of all sensible objects, undergirding divine. Etymologically it means many gods, but
the sensible realm and giving the world its to say that is to delve into the nature of person-
rational structure. When the soul incarnates in hood. Among the polytheistic religions are nearly
matter, it temporarily “forgets” its previous all of the indigenous religions usually termed
experience of the forms. Learning occurs “animistic” as well as the major religion of Hin-
when certain earthly experiences “trigger” duism and the many modern Neo-Pagan reli-
these memories. Anamnesis is thus a form of gions. Most of the pre-Christian religions of
“cryptomnesia” as described by Jung. It should Europe and the Near East had a plurality of dei- P
be stated that Plato’s belief in the transmigration ties organized into pantheons. Many had familial
of the soul had strong precedent in the Pythago- relationships to link them together. Much of the
rean cult as well as other mystery cults extant at world’s mythological literature chronicles the
the time. origins and actions of the many families of deities
The linguistic and cognitive theorist Noam worshipped in the ancient world. Pepper (1942)
Chomsky has identified his own “innateness” in his summary of epistemologies set out six
theory of linguistic acquisition as based on world hypotheses, four of which he felt were
a kind of Platonic learning paradox. According minimally acceptable in rational discourse and
to Chomsky’s theory, linguistic ability may be two unacceptable because of their reliance on
structurally fixed or “hardwired” into the mind; faith. Each of the six world hypotheses (similar
we may be able to postulate a “universal” to the modern concept world view) is grounded in
a priori grammar based on what has been a root metaphor. The two unacceptable world
described as “the poverty of the stimulus.” Put views were animism and mysticism. The former
simply, we evidence a degree of intricacy and was based on the metaphor of the person, which
depth in our knowledge and utilization of lan- makes it particularly relevant to polytheism. He
guage far in excess of what we could have for- was less clear on the distinction between animism
mally learned. and mysticism but seems to refer to the distinction
P 1346 Polytheism

between the natural religions and revealed reli- What, of course, makes the respect for the
gions. His identification of the concept of the impersonal forces behind life and existence
person as being at the heart of a spiritual world divine is the religious experience. Both James
view was correct. Indeed, to understand theism (1902/1958) and Otto (1917/1958) support the
whether mono- or poly- requires understanding notion that the beginning of the life of the spirit
the nature of the person. is a religious experience – not belief, not acts, but
Pepper’s psychologism was saying that the experience of awe in the face of the great
because we experience the divine in us and we mysterium tremendum. Belief in the near univer-
are people, we project out onto the world our own sality of religious or spiritual experience makes
experience of personhood. We attribute all the us all mystics at the core; some may tenderly stick
experiences we have to the powers which are their toes in these deep waters, while others jump
divine. Since we have consciousness, our gods in with both feet in ecstatic joy.
must have consciousness, and since we have The next question is whether we ascribe per-
choice and agency, our gods must have nothing sonhood to the divine force or forces and whether
less than that since they are transcendent to us and belief in an inanimate divine force or power is
greater than us, much like a whole is greater than incompatible with personhood. On the basis of
the sum of its part. Whatever is divine must be no the principle that the lesser is included in the
less than what we are and must be anywhere from greater, the burden of proof rests with those who
somewhat to immensely greater than us. would exclude an impersonal force as not present
There are several types of spiritual world with the divine person(s) to say why.
views, so polytheism must be set into its context. Assuming that the divine can take on the qual-
Though it may not have been the first spiritual ities of a person, the next question is one or many.
view to arise historically, the belief in some This is related to the philosophical debate as to
impersonal divine ground of being that is the whether the “physis” or stuff of the universe is
source of life, and all that is, is possible. The one or many, perhaps no more resolvable now
clearest example of non-theistic belief comes than to the Pre-Socratics who took up the ques-
from Chinese traditional religion and philosophy. tion in the first millennium BCE. It is also related
Chi (Jap. ki) is the impersonal force that animates to the related debate between Parmenides and
all living being and is imbued within even inan- Heraclitus as to whether stasis or change is
imate matter as well. This life force is also found more fundamental. Belief in stasis tends to favor
in the Indian concept of “prana,” common to both ontological monism, which would include mono-
Hindu and Buddhist philosophy. It is also found theism. Belief in change tends to favor polythe-
in Stoic philosophy as “pneuma.” Both literally ism by providing the means by which the divine
mean the breath of life. may be ever present, though the actors may shift
To some with a completely secular scientific among the many masks of God (Campbell 1955,
world view, the very laws of nature may be 1962, 1964, 1968).
likened to an impersonal divine ground of being The historical records support a vigorous and
in an existential sense. This is basically the posi- ancient period where polytheism was the domi-
tion of either pantheism or its close variant nant spiritual world view. Part of the rhetorical
panentheism. Spinoza and Leibniz are two early appeal of monotheism is the rejection of the con-
modern philosophers who represent this stream fusion multiplicity of divine coupled with a moral
of belief. This is also the position of the Deists, rejection of the all to close modeling of human
that group of Enlightenment thinkers who first foibles and flaws into the biographies of the gods.
articulated a basically secular philosophy while But across the widest reach of the planet and
preserving that sense of reverence and awe to the throughout all human times, polytheism has con-
existence of life itself. These positions hold that tinued despite competition from monotheism
the Divine is immanent within the natural world. with its aggressive proselytizing.
Polytheism 1347 P
One instructive development was the synthe- continue to use the male-oriented language or
sis of Hindu polytheism to harmonize with an modify our liturgies and prayers. The whole
underlying spiritual monism. Behind Brahma, leverage about Brown’s DaVinci Code sought to
Shiva, Vishnu, and all the other Hindu gods raise the magnitude of awareness about the divine
was Brahman. Although it was based in earlier feminine. Polytheism provides the minimal cov-
statements in the Upanishads, it took Adi erage of both genders and in nearly all historical
Shankaracharya to provide a coherent integra- settings had several families of deities modeling
tion of polytheistic outer forms with a single the diversity of the human family, complete with
unifying singleness beyond all concept or dual- extensive genealogies.
ity, the ground of being. So even in the midst of One curious case is Mormonism, the major
polytheism one can see a sort of monotheism as type of restorationist theology in Christianity,
consistent. It should be noted that Brahman, like and associated with the Church of Jesus Christ
prana, chi/ki, and pneuma, is impersonal in of Latter Day Saints (LDS). They are explicitly
nature, beyond all human concepts. In Bud- and clearly monotheistic in the aim of their wor-
dhism, the Vajrayana as well as Mahayana ship, but their theology implies a Heavenly
schools accept an impersonal unity beyond the Mother as well a Heavenly Father. Implicit is an
obvious multiplicity of the world. The unknown possibility for an endless series of gods
Vajrayana Buddhism of Tibet in particular has of both genders stretching back in ageless time
a whole catalog of personal forms of the deity and moving forward as individual humans
and an equal number of demigods, dharma pro- deceased, now existent, or yet to come achieve
tectors, dakinis, and so on. Yet with Nagarjuna’s salvation at the highest level, in the celestial
Madhyamakha philosophy, the unity of non- kingdom. Mormonism expresses a radical doc-
duality and emptiness provides a fertile ground trine of spiritual evolution arising out of its
upon which phenomenal existence can play out American historical roots and a philosophy of
our many incarnations in the samsaric wheel of progress (McMurrin 1959, 1965).
life. In the Western Esoteric Tradition (WET), Contemporary Neo-Paganism or earth-
or occultism as it is often known, the first model centered religions are all clearly polytheistic in
of this same sort of coexistence of impersonal their worship and spiritual focus. The primacy of
monism as an originating point for the Goddess and her male consort, with a variety
a phenomenal polytheism is the Neo-Platonic of names from Celtic or other cultures has led P
hierarchy of emanations found in Gnosticism Wicca to be termed a duotheism. There are many
in its many forms. reconstructionist groups that come with many
The next question is whether there are any names; those in the Norse or Germanic traditions
true polytheisms, given that the most sophisti- prefer being called heathens. The varieties of
cated forms of philosophy and theology among traditions in occultism (cf.) as it is often called,
historically and culturally polytheistic religions. likewise, are polytheistic; each honoring
The answer is yes, at least in the sense that in a pantheism found in one or another of the
polytheistic systems there is at least a modeling pre-Christian religions of Europe of the Near
of the male/female dimorphism of human per- East. Important contemporary discussions of
sons. If we allow that the divine can be said to polytheism from insiders’ perspectives come
be a person, then why would we use just one from Greer (2005) and Paper (2005).
gender? Many contemporary positions within In summary then, the veneration, worship, and
the Western monotheisms that are response to mythological narratives of multiple gods and
the feminist critique of patriarchy allow that goddesses are alive and flourishing through con-
what may have been historically gender-biased temporary animistic aboriginal or native reli-
language can be best understood as inclusive of gions, through highly evolved religious
both genders or beyond both genders, whether we traditions such as Hinduism and many forms of
P 1348 Positive and Transcultural Psychotherapy

Buddhism where multiple deities are yet sub-


sumed into a nonpersonal divine ground of Positive and Transcultural
being beyond human labels or names. It has also Psychotherapy
been reconstructed as part of a revival of earth-
based religious movements founded in Western Sam Cyrous
Europe and America from the nineteenth century International Academy of Positive
onward. Even an explicit monotheism such as Psychotherapy, Wiesbaden, Germany
Mormonism contains some elements of polythe-
istic theology. So polytheism is alive and well. It
was never completely supplanted by monothe- Nossrat Peseschkian: His Life and Work
ism, though the two forms of theism are shaking
hands in some instances. Positive and Transcultural Psychotherapy is
mainly a psychotherapeutic method and theory
created by Nossrat Peseschkian M.D., Ph.D.
See Also (Iran, June 18, 1933 – Germany, April 27,
2010). Born and raised in Iran, Peseschkian
▶ Animism
moved to Germany in 1954 for his studies in
▶ Buddhism
medicine, where he became a specialist in neu-
▶ Gnosticism
rology, psychiatry, psychotherapy, and psycho-
▶ Immanence
somatic medicine. He was also a faculty member
▶ James, William
of the European Evolution Conference of Psy-
▶ Mormonism
chotherapy, held in Hamburg between July 27
▶ Occultism
and 31, 1994, next to Ellis, Lowen, Frankl, Mas-
▶ Paganism
ters, Madanes, Szasz, Beck, Wolpe, M. Goulding,
▶ Pantheism
Yalom, Selvini, Masterson, Minuchin, Marmor,
▶ Wicca
Meyer, Stierlin, Lazarus, Glasser, Kernberg,
Gendlin, Watzlawick, Trenkle, Grawe, Hillman,
Haley, Meichenbaum, Polster, Rossi, and Zeig.
Bibliography Due to his own transcultural situation
(Germany-Iran), Peseschkian coordinated a cross-
Campbell, J. (1955). The masks of God: Primitive
religions. New York: Viking. cultural research in more than 20 cultures, with
Campbell, J. (1962). The masks of God: Oriental conclusions that become summarized in what is
mythology. New York: Viking. known as Positive and Transcultural Psychother-
Campbell, J. (1964). The masks of God: Occidental
apy, a conflict-centered and resource-orientated
mythology. New York: Viking.
Campbell, J. (1968). The masks of God: Creative psychodynamic method with humanistic roots,
mythology. New York: Viking. “that encompasses a range of possibilities, from
Greer, J. M. (2005). A world full of gods. Tucson, AZ: individual treatment at one end of the scale to
ADF Publishing.
ecotherapy at the other” (Peseschkian 1996, p. 16).
James, W. (1958). The varieties of religious experience.
New York: Mentor Book. (Original work published It integrates cognitive-behavioral aspects on the
1902). basis of a positive, transcultural approach.
McMurrin, S. M. (1959). The philosophical foundations of With this in mind, its terminology has been
Mormon theology. Salt Lake City: University of
Utah Press.
developed to be accessible and comprehensible to
McMurrin, S. M. (1965). The theological foundation of the everyone, therapists from all scientific and meth-
Mormon religion. Salt Lake City: University of odological perspectives, as well as to patients and
Utah Press. other people, regardless of their cultural and
Otto, R. (1958). The idea of the holy. New York: Oxford
social backgrounds.
University Press. (Original work published 1917).
Paper, J. (2005). The deities are many: A polytheistic The main objective of Positive and Transcul-
theology. Albany, NY: SUNY Press. tural Psychotherapy is to promote physical,
Positive and Transcultural Psychotherapy 1349 P
mental, social, and spiritual health of individuals, Nossrat Peseschkian has also received many
families, and groups, by promoting awareness prizes, among which the Order of Merit of the
that humans have the potential to elicit noble Federal Republic of Germany, in 2006.
values, as well as of mutual understanding and
tolerance between different cultures. These ideas
are rooted on the Bahá’ı́ religion to which Applications
Peseschkian was enrolled. Being a Bahá’ı́, he
regarded “man as a mine rich in gems of inesti- Positive and Transcultural Psychotherapy is
mable value” (Bahá’u’lláh 1983, p. 122), and all based on the conception that all men are good
mankind as equal citizens, of one common by nature and they have two basic capabilities: to
country – one may find in the Bahá’ı́ scriptures love and to know. One may consider this concep-
“The earth is but one country, and mankind its tion of man to be rooted on one of the three
citizens” (Bahá’u’lláh 1983, p. 117). Obligatory Prayers Bahá’ı́s must choose on
In 1999, a joint endeavor by the University of a daily basis that states that humans are created
Erlangen and the Center for Positive Psychother- with the ability to know and love God
apy in Wiesbaden published a longitudinal quality (Bahá’u’lláh 1993), as well as the Oriental Tra-
assurance and effectiveness study, held in 1997, ditions Bahá’u’lláh, the founder of the Bahá’ı́
showing “a distinct reduction of symptoms as well Faith, recalls in the Seven Valleys, in which
as improvement with regard to the way the sub- a pilgrim goes into a journey towards God; in
jects experience and behave” comparing those this journey, he must pass by seven cities, or
patients who ended Positive and Transcultural Psy- valleys, being the first ones Search, Love, and
chotherapy treatment to those of a control group. Knowledge. Hence, one may consider all men
The findings indicate lasting stability of the thera- are capable to love (representing emotions) and
peutic effects, which were detected up to 5 years to know (representing cognitions), Peseschkian’s
after the treatment. This study ended up awarded basic capabilities.
with the Richard-Merten Prize 1997, a medical In this model, conflicts are interpreted as chal-
quality assurance and research award in Europe. lenges to the development of such capabilities.
On an international level, Positive and Trans- Every situation endows a possibility to transcend
cultural Psychotherapy is represented by the and grow. It may be considered close to the con-
World Association for Positive Psychotherapy ception of finding meaning through suffering, P
and the International Academy of Positive and developed by Viktor Frankl, to whom
Transcultural Psychotherapy – The Peseschkian Peseschkian was acquainted.
Foundation. According to the data provided by The positive process allows the person to
the International Academy, Positive and Trans- accentuate the common grounds for understand-
cultural Psychotherapy has been accepted as ing within the social environment and family and
a scientifically based psychodynamic method of thus to produce a basis for the therapy of different
psychotherapy by government institutions in disorders and ills. Positive and Transcultural Psy-
Germany (such as the State Medical Chamber in chotherapy has proven to be highly effective
Hesse), the European Association of Psychother- within and out of therapeutic settings. Its acces-
apy, and the World Council of Psychotherapy; it sible nature endows Positive and Transcultural
has been introduced to 80 countries, with 40 Psychotherapy to also be applied, on the one
independent affiliated centers throughout the hand, to conflicts and disorders related to sub-
world, especially in Eastern Europe – in countries stance abuse and other forms of dependencies,
such as Bulgaria, Romania, Ukraine, Kosovo, marital problems, educational problems, depres-
and Russia; it is one of the most well-known sion, phobic disorders, sexual disturbances, and
and well-established psychotherapeutic methods. psychosomatic complaints and, on the other
Its books count to 25 major books, translated into hand, to problems concerning foreign labor,
20 languages. with foreign aid for development, difficulties
P 1350 Positive and Transcultural Psychotherapy

which arise in interactions with members of other reworked in the family situation. It is therefore
cultural systems, problems with intercultural of upmost importance to understand the meaning
marriages, and the overcoming of prejudices. It of the symptoms and the concepts behind them,
has also been used as training and coaching, as since they are closely related to the ways one may
well as in transcultural and international situa- deal with conflict, the modal dimensions, and the
tions – prejudices, materialism, fundamentalism, actual capacities.
migration, and worldwide development. Potentially common to all humans, actual
The concept of Positive is forwarded by this capacities are norms of socialization which are
model as factual, actual, and, hence, the opposite learnt and developed throughout the individual’s
to chimerical. In the Bahá’ı́ Texts, one could find lifetime, acquiring a specific meaning for each
the assertion that “Every age hath its own prob- person and each situation. They are in a total of
lem, and every soul its particular aspiration. The 26 positive values or virtues, including emotion-
remedy the world needeth in its present-day ality, modeling, patience, time, contact, sexual-
afflictions can never be the same as that which ity, trust, confidence, hope, faith/religion, doubt,
a subsequent age may require. Be anxiously certitude, unity, punctuality, cleanliness, orderli-
concerned with the needs of the age ye live in, ness, obedience, courtesy, honesty/candor, faith-
and centre your deliberations on its exigencies fulness, justice, diligence/achievement, thrift,
and requirements” (Bahá’u’lláh 2006, 1.4). reliability, precision, and conscientiousness.
The school of Positivism, founded by Auguste With such a positive view of man, Positive and
Comte, conveys the creation of a logical harmony Transcultural Psychotherapy advocates that
in the essence of the individual as well as the patients bring with themselves not only disorders
community spirit – the positive spirit. This leads and conflicts but also the capacity for dealing
to finding meaning and establishing harmony with the conflict – the so-called principle of
between existence and motion, interrelating orga- hope. Within such framework, therapy should
nization and life, and solidarity between order endow clients to give up their role as patients
and progress (Peev n.d.). Thus, the human spirit and become the therapist for themselves and
is understood as inseparable, united, and com- their environment, moving from a top-down
plete, and so should the social system be. Such model of therapy to a sort of self-help system.
a perspective would demand to accept both the This is possible due to the microtrauma theory,
contributions of Western and Eastern philoso- which focuses on both the conflict the client talks
phies, interests, and values in a transcultural about and in the dynamics within. The assertion
world, synthesized in the visions of Positive and behind it is that pathologies are lead by more than
Transcultural Psychotherapy. one traumatic experience of one individual, but
by the sum of everyday hassles. Illness would,
then, reflect the quality of relationships within the
Specific Models, Methods, and family and society and, hence, be adapted to each
Techniques patient’s unique universal character.
In this sense, the role of the therapist would be
This shift from a monocultural and monocausal to identify the family’s existing potential for self-
consideration to a multicultural and multicausal help and, at the same time, work through existing
one allows to conceive man as more than only an conflicts, pinpointing one or more of four
isolated individual, taking into consideration domains of life quality. Some develop somatic
interpersonal relationships he establishes symptoms (body senses dimension), others react
throughout his life. Very similar to the system by escaping to work or going deep into it
approach, which envisions the transmission of (achievement dimension), others run into rela-
concepts through one generation to the other, tionships or withdraw from them (contact dimen-
Positive and Transcultural Psychotherapy also sion), and a fourth group goes into manifestations
views symptoms as transmitted and then of the spirit, either in religiosity or in fantasies
Positive and Transcultural Psychotherapy 1351 P
(spiritual dimension). This is summed up in the and mold useful meanings to the patients, so
balance principle, which states that one should they can reflect on them, learn conflict manage-
attain a balanced focus on all four of the dimen- ment strategies, and serve as models that may
sions in order to come to a conflict-free life, reveal possible solutions while acting as media-
which is not easily possible because we have the tors between the therapist and the patient –
natural tendency to differently learn and acquire empowering the latter without directly attacking
knowledge. Savi (2010) states four ways through his resistances. Throughout history, stories have
which, according to a Bahá’ı́ philosophy, one been used by religions in order to provide expla-
could attain knowledge: through our body senses; nations to life events while providing moral
the intellect, through which we can see the standards for their societies to act. Used thera-
abstract reality of things, allowing us to achieve peutically, these stories allow its listener to use
more by developing our potentials; insight, which them in the future, when he (on a more or less
allows the development of the spiritual dimen- conscious level) considers them important, inde-
sion; and holly scriptures, which sometimes are pendent of the presence or opinion of the thera-
transformed in traditions that may guide relations pist. In the same sense, Bahá’ı́s believe that
between fellow men. this is a feature of modern ages, when we no
Positive and Transcultural Psychotherapy also longer need clergy to guide, but we can use our
uses specific techniques, such as positive reinter- awareness to seek the truth by ourselves,
pretations and metaphors, usually in the form of being forbidden of imposing our conclusions or
transcultural stories, wisdoms, and folk knowl- interpretations of stories and principles to
edge. The former, in close connection to systemic others.
ideas (Simon et al. 2002), intends to provide Stories, like religious traditions, are more than
“stimulus for rethinking old concepts and for mere descriptions of facts. They demonstrate
seeing if there aren’t alternative interpretations a path to change problematic reference points
and forms of treatment available for the patient” by trying to diminish tension: listening to the
(Peseschkian 1996, p. 116). With it, depression is stories, the person finds himself surprised and
no longer seen the sense of inability or a passive ends up changing his perspective, by finding the
attitude of spiritual and emotional stress, but the answers within himself. The same is also true to
ability to react with deep connection to one’s own Positive and Transcultural Psychotherapy.
emotions. Fear of loneliness is not the fear to be P
abandoned but an expression of necessity to
develop relationships with other people. Female See Also
frigidity is more than the incapacity to feel sexual
pleasure; it is the ability to say no with one’s ▶ Bahais
body. This new vision enables the patient to dis- ▶ Cultural Psychology
tance himself from his problems and eventually ▶ Frankl, Viktor
leads to an expansion of his perspective on them. ▶ Positive and Transcultural Psychotherapy
The logotherapist Elizabeth Lukas (2003), with
whom Peseschkian came into contact, mentions
that “much effort in argumentation, exemplifica- Bibliography
tion, and opposition by the therapist side” (p. 153)
Bahá’u’lláh. (1983). Gleanings from the writings.
is needed in order to make this technique effec- Wilmette: Bahá’ı́ Publishing Trust.
tive, since logical arguments cannot be enough. Bahá’u’lláh. (1986). Writings of Bahá’u’lláh. New Delhi:
Peseschkian solves this problem by using more Bahá’ı́ Publishing Trust.
figurative means, such as the stories mentioned Bahá’u’lláh. (1993). The Kitáb-i-Aqdas: The most holy
book. Wilmette: Bahá’ı́ Publishing Trust.
above. Bahá’u’lláh. (2006). The tabernacle of unity: Bahá’u’lláh’s
Stories, metaphors, examples, and wisdoms responses to Mánikchı́ Sáhib and other writings. Haifa:
from different cultures serve to project needs Bahá’ı́ World Centre.
P 1352 Possession

Lukas, E. (2003). También tu vida tiene sentido. México: legitimate cases of possession were very much
Ediciones LAG. of a specific time and place. For example, in
Peev, I. P. (n.d.). Positive psychotherapy: The first ambas-
sador to new Europe in 21st century. Varna: Naval Christianized Europe’s early Middle Ages, the
Academy “Nikola Vaptsarov”. possessing devil’s field of action is defined as
Peseschkian, N. (1987). Positive psychotherapy. Berlin: the imagination, not the body or corporeal reality.
Springer. As portrayed in the writings of Tertullian, Augus-
Peseschkian, N. (1996). Positive family therapy.
New Delhi: Sterling Paperback. tine, and John Cassian between the third and fifth
Savi, J. (2010). A eterna busca por Deus. Mogi Mirim: centuries, the devil is most importantly a deceiver
Editora Bahá’ı́ do Brasil. who employs fantasmata in order to take posses-
Simon, F. B., Stierlin, H., & Lewis, L. C. (2002). Vocabulá sion of the soul, and it is particularly in dreams
rio de Terapia familiar. Barcelona: Gedisa Editorial.
that we fall prey to the devil. True dreams come
from God; the devil fills dreams with false and
tempting images. However, in 1233, the pontifi-
cal constitution Vox in Rama described the ritual
Possession homage to Satan as a feudal osculum in reverse
(that is to say, by kissing the devil’s buttocks),
Craig Stephenson and what the Church once considered nocturnal
Le Presbytère, Mondion, France dream voyages were now redefined as sectarian
meetings marked by physical (not imaginary)
acts of incest, sodomy, infanticide, and cannibal-
In common usage, “to possess” means “to hold as ism. By 1484, according to the Papal Bull Summis
property,” “to own,” or “to occupy.” The English desiderantes affectibus promulgated by Innocent
word derives from the French posséder and origi- VIII, witches and sorcerers abjured their faith by
nally from the Latin possidere, from potis meaning inviting the devil to enter their bodies. Since the
“able” and sedere, “to sit.” The metaphoric image body became increasingly the subject of diaboli-
which resides behind the concept of possession is cal attack in the higher Middle Ages, terms such
perhaps, then, of a being successfully claiming as “possession” and “obsession,” which had been
space, perhaps “sitting” in a position of power. used almost synonymously to describe the inter-
Hence, the suffering and distress associated with mittency of manic attacks, come to be more
“possession” we attribute to foreign entities or highly differentiated. Etymologically, obsidere
partial aspects of the personality occupying the denotes “to sit at or opposite to,” “to sit down
seat of selfhood by virtue of a tyrannical over- before,” or “to besiege” as when an enemy force
throw. For example, in the Christian tradition, sits down before a fortress. Hence, an obsessive
according to the Synoptic Gospels of Mark, Mat- spirit is perceived as assailing, haunting, and
thew, and Luke, Jesus cures people suffering from harassing a person from outside, while
various mental and physical ailments caused by a possessing spirit is considered to have taken
occupying demons (daimonia) which he drives out up residence inside the human body. Such dis-
of them; in the Gospel of John, while Satan as tinctions are not so very far away from current
“adversary” confronts and tempts Jesus, he enters Western psychopathological diagnostic criteria
Judas (John 13:27). Inherent in the Christian which differentiate, for example, between para-
understanding of evil, then, is the notion of an noid feelings of being persecuted from without
“obstruction” (skandalon, Matthew 16:23) that and delusional notions of being preoccupied by
“holds,” “claims,” or “occupies” the embodied thoughts which are not one’s own but which one
self (Kelly 2006). believes have been inserted into one’s mind.
The subsequent language of possession in the While psychiatry co-opted the word “obsession”
history of European religion has been far more and stripped it of its religious connotation, the
fluid than one might imagine, and the set texts word “possession” has remained outside psychi-
identifying orthodox criteria for establishing atric discourse (until its recent tentative entry into
Possession 1353 P
the appendix of the DSM IV as a dissociative which zar possession in the northern Sudanese
disorder currently under review). village of Hofriyat performs a therapeutic func-
The most important source for contemporary tion. For instance, when zar spirits usurp and block
literature on possession is anthropological. As a woman’s fertility, the husband must enter into an
a social anthropologist, I. M. Lewis (1971) argues exchange relationship with her spirits and thereby
in an objectivist manner that possession and sha- implicitly renegotiates his relationship with his
manism are two components of ecstatic religion wife, both human beings being equally powerless
which can best be interpreted from within before a transcendent third, the zar. Boddy argues
a structural functionalist framework of delineat- that Lewis’s social functionalist analysis of zar
ing power and social status. From within this possession is inadequate because it glosses over
perspective, possession functions as an obliquely the issue of belief. Zar practitioners, though not
aggressive strategy with which disempowered or with conscious intent, take the potentially destruc-
marginalized individuals, especially women, tive ambiguities in a marriage and open them up to
seek to redress their political subordination a symbolic performance and subsequently to inter-
within oppressive, predominantly patriarchal cul- pretations which might lead the marriage in
tures. Lewis defines the suffering caused by pos- a positive direction. The performance does not
session as linked to status deprivation and necessarily resolve the conflict or its ambiguities,
portrays possession cults as socially motivated despite the adoption of a spirit idiom. Part of its
maneuvers which heal, at least in part, by enhanc- therapeutic potential resides in the fact that the
ing the social status of sufferers, recasting them in ceremony articulates a possible world and
fantasy or belief as humans “seized by divinity.” a possible way of orienting oneself within it. If
Paul Stoller (1989) emphasizes the particular- the husband chooses to receive this other language
ity of Songhay possession in Tillaberi, Niger, as elucidated by the adepts, the marriage relationship
a fusion of human and spirit. Possession as may be enriched by new meanings and by new
“fusion” signifies a white-heat meshing of ele- ways of communicating.
ments foreign to each other, an active seizing, According to Boddy, the zar possession cult is
a loss of identity for each of the elements, a loss a resource used only by specific individuals
of soul, and an interpenetration. Stoller describes within the culture. A spirit must make sense to
how the Songhay sorcerers perform rituals of those whom it encounters; the sense it makes is
separation or cleansing to alleviate suffering a product of human and spirit collaboration. Con- P
caused by fused states, for example, leading sequently, possession by a zar requires control on
their mediums to a crossroad where they fling the part of the possessed. The hosts must have the
millet seeds (which correspond in number to the ability to enter trance, at the same time remaining
possessing spirits) onto an anthill and flee from alert to their surroundings. Even when the spirits
their state of fusion and oneness to the enclosed descend, the hosts are expected to be sensitive to
compound, to a separated state of twoness. Stoller cues from other spirits and the audience of human
investigates possession through its theatricality, observers. Seriously disturbed people would
the possession troupe functioning like a repertory focus on their own intentions and neglect those
company, the zima as stage director and drama- of the spirits and would be classed as
turge, and the mediums as actors. The ceremonies misdiagnosed, seen as engaging in idiosyncratic
are theatrical events in which possession troupes fantasy which the zar patently are not, or accused
offer healing through compensatory existential of playing with the spirits and provoking their
reenactments of an ancestral world, replete with wrath. Individuals who can successfully enact
historical, sociological, and cultural themes, in such dramas become increasingly familiar with
which mediums learn to fuse with and later the “roles” they may – as spirits – be required to
separate from a collective imaginaire. play. Paradoxically, then, the possessed are able
Janice Boddy (1989) delineates in terms of to bracket their own substantial concerns and
cultural symbolism and morality several levels at suffering in deference to those of the zar.
P 1354 Possession

Central to the experience of possession is the which, like our own society, adopt what might be
diagnostic act, that is to say, testing the spirits, to called the practice of anthropemy (from the Greek
émein, to vomit); faced with the same problem, the
see whether they are of God (1 John 4:1). Boddy latter type of society has chosen the opposite
emphasizes that the Hofriyati differentiate solution, which consists in ejecting dangerous
between zar spirits (whom the culture believes individuals from the social body and keeping
can be integrated through ceremonial marriage) them temporarily or permanently in isolation,
away from all contact with their fellows, in
and others (such as black jinn which must be establishments specially intended for this purpose
exorcized if possible) and that the diagnostic act (Lévi-Strauss 1955, p. 388).
of giving the spirit its right and proper name, of
differentiating between zar spirits and black jinn, Michel de Certeau (1970) applies Lévi-
already contributes a positive effect to a suffering Strauss’s structuralist distinction between ingur-
individual. Subsequent marriage with correctly gitating and vomiting to the most famous case of
identified spirits in a rite of passage suggests possession in the Western history of religion, the
that the status of the sufferers changes paradoxi- possession of the Ursuline nuns at Loudun,
cally for good and that thereafter the spirits will France, in 1631. Certeau suggests that there
not simply possess them; rather, they will allow exist two opposing responses to the suffering
themselves to be invoked, and the interplay will caused by spirit possession: to vomit out and
be potentially productive. exorcize the spirit or to absorb, literally incorpo-
In analytical psychology, Jung describes rate, and integrate the spirit as Other, in an
a similar apotropaic effect of diagnosis, a partial attempt to neutralize and even turn to one’s
alleviation of suffering when a repressed com- advantage its dangerous power. Most of the ico-
plex is identified and thereby acknowledged by nography of the Christianized West confirms the
ego consciousness: “The true symbol, the true extent to which its societies have one-sidedly
expression of the psychological fact, has that identified with anthropemy, although there exists
peculiar effect on the unconscious factor, that is with the canonical literature the possibility of
somehow brought about by giving it the right divine as well as demonic possession. In this
name” (Jung 1984, p. 581). And describing the regard, Lacan (1966), as the great reader and
psychological life process of differentiating and, interpreter of Freud, rescues psychoanalysis
as much as possible, integrating otherwise dan- from the positivist medical interpretation that
gerous and difficult unconscious complexes/ rendered Freud exclusively “anthropemic” in his
spirits into consciousness (a process he called approach to the unconscious; that is to say, Lacan
“individuation”), Jung argues that the goal is corrects the inclination to read Freud as charac-
best symbolized by the alchemical image of terizing all psychological symptoms as foreign
a “marriage of opposites.” By the time he writes elements which ought to be expelled.
Aion in 1951, Jung has revised that notion, taking The goal of contemporary psychotherapy is for
it from a universalist symbol of marriage as the patient to be “self-possessed”: at its most
representing ordered wholeness, to cross-cultural banal, this suggests the ability to habitually
images of an intricate and never-ending interplay exercise control of one’s self, as when, for
of opposites, of an Otherness inherent in experi- example, one is said to possess oneself in
ences of selfhood. patience; at its most profound, it evokes the
Writing about cannibalism, Claude image of selfhood as “able to sit” squarely in its
Lévi-Strauss argues: own seat. In this context, it may be important to
note that the English verb “exorcize” comes from
It would be tempting to distinguish two contrasting Greek exorkizein meaning “an oath” and is trans-
types [of societies]: those which practice lated into Latin as adjuro or conjuro. Etymologi-
cannibalism - that is, which regard the absorption
of certain individuals possessing dangerous powers
cally, then, the verb exorkizo, “to exorcize,”
as the only means of neutralizing those powers and originates in attaching the prefix ex meaning
even of turning them to advantage - and those “out” to the root [h]orkos, “the demon of oaths.”
Possession, Exorcism, and Psychotherapy 1355 P
The Greek divinity Horkos is the demon-son of
Eris, goddess of Discord or Strife, who punishes Possession, Exorcism, and
those who do not honor oaths they have sworn. Psychotherapy
But his name also denotes “fence” or “bulwark,”
suggesting that taking an oath functions as Stephen A. Diamond
a protective enclosure. The etymological image Center for Existential Depth Psychology
behind exorcizing is of casting “out” a “demon” Los Angeles, Los Angeles, CA, USA
but also of “invoking and putting on oath.” That is
to say, hidden behind the one-sided anthropemy
of the Christianized West may reside also the What Is Exorcism?
image of an exorcist solemnly (by naming God)
invoking a devil ironically in an attempt to Exorcism – the ritualistic expulsion of malevolent
thereby establish a truth. spirits inhabiting body, brain, or place – has been
practiced in some form throughout human history
and is probably the primeval prototype for psy-
See Also chotherapy. Exorcism is a traditional treatment
for possession by evil spirits or demons and was
▶ Complex a method employed for millennia by prehistoric
▶ Demons shamans, witch doctors, priests, and medicine
▶ Devil men prior to and during ancient Greek and
▶ Dreams Egyptian cultures. Hippocrates, the father of
Western medicine, was purportedly first trained
as an exorcist.
Exorcism is deeply rooted in demonism and
Bibliography demonology, presuming that the “victim’s”
symptoms are caused by evil entities that have
Alexander, J. (Ed.) (1968). The Jerusalem Bible, Reader’s
edition. Garden City: Doubleday and Company. invaded and taken possession of body and soul.
Boddy, J. (1989). Wombs and alien spirits: Women, men Jesus of Nazareth reputedly practiced exorcism in
and the Zar cult in northern Sudan. Madison: healing “demoniacs,” as described in the New
University of Wisconsin Press. P
Testament: “They brought unto him all that
De Certeau, M. (1970). La Possession de Loudun.
Paris: Julliard. [Smith, M.B. (Trans.). (2000). The were diseased, and them that were possessed
possession at Loudun. Chicago, IL: University of with devils. . . And he healed many that were
Chicago Press.]. sick of divers diseases, and cast out many devils”
Jung, C. G. (1951). Aion: Researchers into the phenome-
(Mark 1:32, 34). The Roman Catholic, Anglican,
nology of the self. Princeton: Princeton University
Press. Lutheran, and Protestant (especially Methodist,
Jung, C. G. (1984). Dream analysis: Notes of the seminar Charismatic, Evangelical, and Pentecostal)
given in 1928–1930. Princeton: Princeton University Church still practice exorcism in extraordinary
Press.
cases deemed – usually after at least some
Kelly, H. A. (2006). Satan: A biography. Cambridge, UK:
Cambridge University Press. scientific scrutiny and in keeping with current
Lacan, J. (1966/1989). E´crits. Paris: Éditions du Seuil. Vatican policy – to be bona fide demonic
[Sheridan, A. (Trans.) (1977). E´crits: A selection, possession. References to exorcism and posses-
London: Tavistock Books/Routledge].
Lévi-Strauss, C. (1955). Tristes tropiques. Paris: Plon.
sion can also be found in Judaism, Hinduism, and
[Weightman, J., & Weightman, D. (Trans.). (1973). Islam, as well as Scientology.
London: Jonathan Cape]. Exorcism entails forcing the evil spirits out of
Lewis, I. M. (1971/1989). Ecstatic religion: A study of the victim by religious ritual, prayer, supplica-
shamanism and spirit possession. London: Routledge.
tion, admonition, threats, bargaining, enticement,
Stoller, P. (1989). Fusion of the worlds: An ethnography
of possession among the Songhay of Niger. Chicago: confrontation, and other means. Typically, the
University of Chicago Press. victim’s symptoms of possession worsen as an
P 1356 Possession, Exorcism, and Psychotherapy

exorcism is initiated and the ceremonial symbols and intermittent explosive disorder to describe
of the higher power (incantations, holy relics, someone possessed or overtaken by uncontrolla-
crucifix, holy water, Bible, etc.) are introduced. ble rage. Indeed, the subjective experience of
Rage is notably and predictably the predominant possession – being influenced by some foreign,
response to exorcism, traditionally known as the alien force beyond the ego’s ken or control – can
“rage of the demon” resisting expulsion, and the be considered more or less a phenomenological
possessed person is frequently physically aspect of most modern psychiatric disorders.
restrained so as to prevent hurting themselves or Today, this possession syndrome (Diamond
others while in this furious state. Exorcistic 1996) is seen by psychiatrists and psychologists
catharsis consists of the unbridled expression of as a mental disorder more often than not caused by
the typically uncharacteristic anger or, rather, the some underlying neurological or biochemical
demon’s rage expressing itself violently and aberration. Biochemistry, in the form of the tiny
autonomously through the victim. However, neurotransmitter, has become our demon du jour
unlike in psychodynamic psychotherapy, there to which all manner of psychopathological evils
is no conscious ownership of the previously are attributed. But despite its obscurity in the
repressed anger required during this primitive psychiatric and psychotherapeutic texts, it must
process: the rage belongs instead only to the be admitted that the enigmatic experience known
demon, to whom it is solely attributed, not to for millennia as “demonic possession” persists
the victim. Once the victim is cathartically today in differing forms and varying degrees.
purged (abreaction) of the demonic (see The only difference is the way in which we now
demonic) rage, he or she returns, at least tempo- attempt to explain and treat it.
rarily, to a previous – albeit still relatively uncon-
scious, naı̈ve, and tenuous – state of precrisis
psychological equilibrium, the demon or devil Exorcism Versus Psychotherapy
having presumably been driven out.
At least since Freud’s day, it has become com-
monplace to refer metaphorically or poetically to
Demonic Possession struggling with one’s vexing psychological
problems as wrestling with “demons.” Carl Jung
The idea of demonic possession is a theological or (1921, 1971) theorized that, from a psychological
spiritual explanation for human evil, suffering, perspective, “demons are nothing other than
and aberrant behavior. Possession has been intruders from the unconscious, spontaneous
a well-documented phenomenon occurring across irruptions of unconscious complexes. . .” (cited
cultures in virtually every era. But the term pos- in Diamond 1996, pp. 64–65). Psychotherapy,
session is seldom mentioned in the mainstream a structured process of psychological treatment
psychiatric and psychological literature. Instead, originating in the pioneering work of Freud and
psychiatry and psychology speak of obsession, Jung, has been practiced now for little more than
which has similar intrusive, involuntary, ego- a century and has deep roots in and remarkable
dystonic qualities. Mild cases of demonic posses- similarities to exorcism. According to psychiatric
sion were referred to by the Catholic Church as historian Henri Ellenberger (1970), “Exorcism is
obsession as far back as the fifteenth century, and the exact counterpart of possession and a well-
psychotherapists still use that diagnostic term structured type of psychotherapy.” He explains
today. Or we refer to “multiple personality disor- that the exorcist typically addresses the possessed
der” (dissociative identity disorder) in which one and the demons in the name of a “higher power,”
or more so-called subpersonalities temporarily as, for example, when the priest invokes the
take total possession of the person against his or power of Jesus Christ in the Christian ritual of
her will. Or we diagnose bipolar disorder in those exorcism. Complete conviction in both the
possessed by mania, irritability, or melancholy demonic and spiritual power and confidence in
Possession, Exorcism, and Psychotherapy 1357 P
his or her own skills are essential for the exor- Freud: No one wrestles with demons – not
cist’s success. Psychological and spiritual sup- even the demons of others – and comes
port for the victim is provided, while at the away unscathed. The so-called psychological
same time, the possessing evil spirits are verbally infestation (countertransference) is an occupa-
attacked, challenged, named, and provoked to tional hazard shared by both the exorcist and
speak directly to the exorcist. In some cases, psychotherapist that can subtly undermine or
contentious negotiations are engaged in between sabotage the healing process and must therefore
the demonic powers and exorcist, in an effort to be consciously recognized, monitored, and
force them to release their disturbing and constructively resolved.
debilitating grip on the victim. This demanding, Italian psychiatrist Gaetano Benedetti (1960)
dangerous, arduous process can last for days, compared exorcism to his own therapeutic work
months, or years and is not always successful. with schizophrenics. Benedetti points out the
Much the same may be said about the psycho- many parallels between the process of exorcism
therapist. Despite the ostensibly secular, scientific and psychotherapy, noting how both the exorcist
persona of most contemporary practitioners, and psychotherapist must tend first to them-
scratching the surface of rationality and objectiv- selves spiritually or psychologically prior to
ity reveals a latent exorcist. Psychotherapists also entering the chaotic inner world of the victim
speak in the name of a “higher power,” be it or patient. The standard worsening of symptoms
science, psychology, or some metaphysical belief as the process proceeds is psychologically
system. They too firmly believe in the reality of understood as a form of resistance to the treat-
the pathological problem manifested in the ment or remedy. The psychotic or demonically
patient’s symptoms and suffering and in the ther- possessed person attempts to overpower the
apeutic power of diagnosing or properly naming therapist, who must maintain control of the pro-
it. And they dispense encouragement to troubled cess, set consistent limits and boundaries, and
patients while joining with them in a sacred “ther- not retreat from or submit to the patient’s anger,
apeutic alliance” – the common healing denomi- rage, and aggression. Both the exorcist and psy-
nator in all types of psychotherapy – against the chotherapist align themselves with the healthy
wicked and destructive forces bedeviling them. part of the personality against the evil or patho-
Psychotherapy can, like exorcism, consist of logical aspects, repudiating all destructive,
a prolonged, bitter, soul-wrenching, sometimes defensive expressions of the latter. Toward the P
tedious, battle royale with the patient’s diaboli- end of such intensive treatment for schizophre-
cally obdurate behaviors and emotional nia, during the final “rebuilding” phase of what
“demons,” a war frequently waged over the psychologist Jack Rosberg calls Direct Confron-
course of years rather than days, weeks, or tation Therapy:
months, and not always with a victorious out-
come. And, as in exorcism, there is recognition the patient doesn’t understand all of what has hap-
especially by psychodynamic psychotherapists of pened and is happening to him, and he [or she] is
very angry with the therapist. . . . The patient must
the very real dangers and risks of “psychic infec- be kept from regressing and must be increasingly
tion” or countertransference, which can cause the motivated to get out into the world. . . Thus, slowly,
therapist to suffer similarly disturbing, subjective gradually and painfully, healthy defenses are
symptoms during the strenuous treatment process. substituted for unhealthy [ones], and strengthened
(cited in Diamond 1996, p. 213).
Hence the ever-present importance for both the
exorcist and psychotherapist to perform his Born-again Christian psychiatrist M. Scott
or her sacred duties within a formally ritualized Peck (1983) noted that, unlike exorcism,
structure, frame or sacred container (vas traditional psychotherapy “is conducted in an
temenos); to make full use of collegial support, atmosphere of total freedom. The patient is free
cooperation, and consultation; and to maintain to quit therapy at any time. . . . Except for the
inviolable professional boundaries. To paraphrase threat of refusing to see the patient anymore, . . .
P 1358 Possession, Exorcism, and Psychotherapy

the therapist has no weapons with which to push consciousness. It has no redeeming qualities and
for change beyond the persuasive power of his or is unworthy of redemption. On the contrary, the
her own wits, understanding, and love” (cited in daimonic includes the potentially healthy, vital,
Diamond 1996, p. 214). In stark contrast, exor- creative, compensatory, empowering life forces
cism makes full use of power to overcome the whose conscious integration is required for
patient or victim’s illness. Almost always any true, lasting therapeutic transformation.
conducted by a team or group as opposed to the Psychiatrist C.G. Jung and existential analyst
one-to-one relationship of psychotherapy, Rollo May (1969) both provide psychologically
exorcism controls the situation completely. sophisticated, secular theories of human evil and
Whereas the duration of a psychotherapy session daimonic (as opposed to demonic) possession
is typically predetermined: which, unlike Peck’s, do not demand literal belief
The length of an exorcism session is not preset but in the Devil or demons.
is at the discretion of the team leader. In ordinary Out of vogue for centuries since the
psychotherapy the session is no more than an hour, Enlightenment, exorcism is experiencing a
and the patient knows this. If they want to, patients twenty-first-century rebirth in Europe, Australia,
can evade almost any issue for an hour. But
exorcism sessions may last three, five, even ten or the United States, and elsewhere. Growing num-
twelve hours. . .. Exorcism is psychotherapy by bers of postmodern pilgrims are turning desper-
massive assault (Peck, cited in Diamond 1996, ately to exorcism to try to alleviate their
pp. 214–215). psychological or spiritual suffering, due, in part,
As in exorcism, the constructive use (but not to a growing dissatisfaction with contemporary
abuse) by the therapist of power is essential in psychiatric and psychological treatment. William
psychotherapy, particularly in the treatment of Peter Blattey’s popular film The Exorcist (1973),
the most debilitating mental disorders. derived from his book about an actual case, as
In Christian exorcism, writes Peck, “the well as films like the Exorcism of Emily Rose
exorcism team, through prayer and ritual, invokes (2005), present a highly dramatized picture of
the power of God in the healing process. Indeed, possession and exorcism, restimulating public
as far as the Christian exorcist is concerned, it is fascination with this bizarre phenomenon.
not he or she who successfully completes the Based on the current resurgence in exorcism –
process, it is God who does the healing” (Peck being met reportedly by an acceleration in the
1983, p. 186). This attitude can also frequently be formal training of priests as exorcists by the Vat-
found in secular or even atheistic psychotherapy, ican – it appears that, for many, the archetypal
with the healing power being attributed not to myths of “demonic possession” and “exorcism”
God, but to the palliative nature of the treatment offer a more meaningful and compelling expla-
process itself. Peck draws a distinction between nation for such numinous experiences than do the
human evil and supernatural, metaphysical or banal scientific theories of biological psychiatry
demonic evil, the latter being the cause, he and cognitive-behavioral psychology. If psycho-
contends, of genuine possession. Peck further therapy as a true healing of the soul or spirit
distinguishes demonic possession from mental (psyche) is to survive and thrive into the future,
illness, stating that though in such cases “there a seemingly dubious prognosis at present, it will
has to be a significant emotional problem for need to more deeply apprehend and address the
the possession to occur in the first place, . . . the archetypal possession syndrome and the peren-
proper question to pose diagnostically would be: nial problem of human evil.
‘Is the patient just mentally ill or is he or
she mentally ill and possessed?’” (1983, p. 121). Acknowledgment Derived and reprinted by permission
For Dr. Peck and others of his spiritual from Anger, Madness, and the Daimonic: The Psycholog-
ical Genesis of Violence, Evil, and Creativity by Stephen
persuasion, the demonic – unlike the daimonic –
A. Diamond, the State University of New York Press
is purely negative, a power so vile it can only #1996, State University of New York. All rights
be exorcized, expelled, and excluded from reserved.
Post-Jungians 1359 P
See Also themes, such as archetypal theory, but vary in
their priorities in many ways. Jung’s usually
▶ Daimonic unacknowledged influence in the broader field
▶ Demons of psychology appears in theories such as
▶ Depth Psychology and Spirituality introversion and extraversion. But his emphases
▶ Devil on the unconscious and religion has largely
▶ Evil excluded him from the strongly scientific psy-
▶ Existential Psychotherapy chologies. Jung’s influence in culture studies
▶ Freud, Sigmund was strong on authors such as Mircea Eliade in
▶ Jesus world religions and Joseph Campbell in mythol-
▶ Psychoanalysis ogy. The rise of feminism, following increasing
▶ Psychotherapy women’s increased educational opportunities and
▶ Psychotherapy and Religion widespread use of liberating birth contraceptives,
▶ Shadow combined with Jung’s broad influence culturally.
Thus, the collective unconscious has responded
by stimulating a growing exploration of
Bibliography goddesses in patriarchal societies.
A preliminary sketch of post-Jungian
Benedetti, G. (1960). Blumhardts Seelsorge in der Sicht development in psychology is threefold:
heutiger psychotherapeutischer Kenntnis. Reformatio,
1. The Classical School, formerly called the
9, 474–487. 531–539.
Diamond, S. (1996). Anger, madness, and the daimonic: Zurich School, has tended to explain and
The psychological genesis of violence, evil, and amplify Jung’s theories.
creativity. Albany: State University of New York Press. 2. The Developmental School, formerly called
Ellenberger, H. F. (1970). The discovery of the
the London School, emphasizes the need to
unconscious: The history and evolution of dynamic
psychiatry. New York: Basic Books. add theories of development, especially in
Peck, M. S. (1983). People of the lie: The hope for healing the area of childhood psychology. They
human evil. New York: Simon & Schuster. borrowed many theories from Freudian
The Holy Bible Containing the Old and New Testaments.
principles and modified them.
Revised standard edition (1952). New York: Thomas
Nelson. 3. The Archetypal School emphasizes a more
radical postmodern approach to Jung’s P
theories (Samuels 1985).
Over time, these three groups have grown less
Post-Jungians distinct, overlapped, and come to share certain
common elements, such as myth studies and the
Lee W. Bailey feminist alterations of Jung’s theories. Their
Department of Philosophy and Religion, Ithaca priorities can be grouped into theoretical and
College, Ithaca, NY, USA clinical emphases.

Carl G. Jung was such a prolific source of ideas in The Classical School
twentieth-century psychology that subsequent
generations of Jungian analysts and scholars This post-Jungian group, mainly trained in
were bound to take divergent paths. There existed Zurich, following Jung, emphasizes the theories
around the year 2000 more than 2,000 Jungian of (a) the concept of the Self, (b) the definition of
analysts worldwide in 28 countries. Another archetype, and (c) the development of personal-
approximately 10,000 psychotherapists and ity, in that order.
counselors have been more or less influenced by Their priorities in clinical practice emphasize
Jungian psychology. They share many common (1) the concept of Self, (2) sticking to imagery,
P 1360 Post-Jungians

and (3) the focus on transference and the collective unconscious, and ego’s primal
countertransference. source that regulates and balances archetypal
The Classical Jungians include figures such as dynamics.
Edward Edinger, Esther Harding, Joseph Jung’s personality typology seeks a balance in
Henderson, Jolanda Jaffé, Sylvia Brinton Perera, therapy between introvert/extravert, thinking/
June Singer, Ann Ulanov, Marie-Louise von feeling, and intuition/sensation. In life and ther-
Franz, and Edward Whitmont. apy, the personal and collective ego (symbolized
Classical Jungians, or “Analytical Psycholo- by the mythic hero) typically easily encounters
gists,” accept Jung’s theory of the innumerable archetypes such as the persona (social mask, e.g.,
archetypes, as opposed to Freud’s limited scope, doctor), the shadow (dump for all negative fears
opening a wide horizon for exploring dreams. and feelings, e.g., monsters and devils), and the
Jung’s central Self archetype is seen as regulating anima or animus (the contra-sexual archetypes,
and harmonizing conflicts. They compare baf- e.g., ideal lovers). These and other new
fling dream images to similar mythic symbols in archetypal images from the depths emerging in
“amplification” that helps deepen their meanings therapy are probably surprising to the ego but are
in the given life context. Rather than reduce important to bring to consciousness.
dream images to a conscious schema, as Freud’s The Self is the central archetype that regulates
Oedipal Complex dictated, Jungians listen to the and balances inner conflicts. It may be symbol-
raw unconscious with a more constructive ized in innumerable ways, such as the circular/
approach, going past the personal unconscious cross mandala. Therapy seeks to help the ego
to the images such as the persona, shadow, great relinquish its illusions of psychic control and,
mother or father archetypes, and eventually to the by feeling the archetypal messages from below,
Self. But first, attention to images and feelings is promote growth and integration, coming to see
emphasized, rather than translating them easily the Self’s connection to the divine, and to serve it.
into conscious theoretical concepts. Without indoctrination, the important experience
I remember a “big” dream in therapy: I was of the unconscious hopefully leads the ego to feel
walking on a mountain ridge, looking for the presence of the sacred in life in many ways,
Michelangelo’s heroic young “David.” Instead, healing and guiding.
I saw a little statue of Michelangelo’s “Moses” One woman dreamed of an energetic floating
seated on my shoulder. From deep within came sphere (Self-mandala), swirling with electrical
the feeling that I had outgrown my father, but he charges, that pursued her, shattering glass, until
was still a “chip on my shoulder.” Only later did she backed into a corner yelling “All right,
I think of the archetypal father-son constellation, I believe, I believe in God!” This dream brought
guided by the healing Self. First I had to feel the her peace and confidence. Empathy with other
meaning of the images. people, animals, and nature increases a sense of
Jungian theory overall includes (1) polarities the mystical unus mundus, or one world below
of positive/negative, instinct/spirit, and individ- the surface of ego’s surface dualisms. The Self
ual/collective, (2) complimentarity, in which bal- should not be used to deny the importance of
ance between extremes is a psychic tendency, and other archetypal complexes, but can lead to
(3) interaction between various archetypal com- individuation, or one’s unique healing psychic
plexes. The ego is led past its natural defenses and constellations (Samuels 1985, pp. 23–132).
narcissism, and the archetypes are guided in ther-
apy to cooperation, listening to each other, rather
than the ego’s trying to convert the unconscious The Developmental School
into conscious control, in Freudian fashion. Ego,
the center of consciousness, relates to the outer This group, mainly trained in London, prioritizes
world as a reality check and also moves between its theoretical focus thus (a) the development of
the world and the Self, the central archetype in personality, (b) the Self, and (c) the archetypes.
Post-Jungians 1361 P
Their priorities in clinical practice are (1) anal- and interaction eventually shaped family ther-
ysis of transference and countertransference, apy, when it moved away from the Freudian
(2) symbolic experiences of the Self, and cause/effect model (Samuels 1985, p. 166).
(3) sticking to the imagery. There has been sig- The child must de-integrate from the family
nificant exchange and blending of post-Freudian participation mystique and separate from the
child psychology with Jungian views. parents in order to grow up.
Developmental post-Jungians include such Freud saw the importance of patient-therapist
figures as Michael Fordham, M. Jacoby, Erich transference, or projection of unconscious images
Neumann, Andrew Samuels, and E. Seligman. onto the therapist as love, hate, or other feelings,
Jung did not focus much on personality stages that need to come to consciousness. Jung went
and development. He did, however, expand from farther, adding the importance of the therapist’s
Freud’s focus on childhood dynamics to include countertransference, or similar feelings for the
the whole spectrum of life and from Freud’s patient, which Freud had discounted. So therapy
mother emphasis to the father archetypal dynam- shifted from a Freudian authoritarian relationship,
ics. Out of this came later various midlife crisis, with the therapist sitting out of sight of the patient
geriatric, and end-of-life grieving psychologies. on a couch, to a far more egalitarian relationship.
Developmental Jungians borrowed Freudian Seated face-to-face, both client’s and therapist’s
themes to understand infancy and childhood. reactions, loving, infantile, bored, or angry, are
They also shared theoretical and clinical important for the Jungian therapist to consider
principles with Heinz Kohut, Melanie Klein, (Samuels 1985, pp. 133–172). Developmental
Donald Winnicott, and other Object Relations psychology has expanded to become an important
psychologists. type of psychology.
One debate was over whether a therapist can
talk accurately about an empirical observation of
a “child” or whether a therapist’s empathy is The Archetypal School
presenting archetypal images from the collective
unconscious (Samuels 1985, pp. 144–147). The post-Jungian archetypal school’s emphases
Another is whether the ego develops in predict- in theoretical priorities are (a) the archetypal
able stages or not (Samuels 1985, pp. 140–142). images, (b) the Self, and (c) the development of
Jung’s view that the child’s psyche is shaped by personality (with little attention paid to the latter P
the parents’ psychopathologies is now an two).
acknowledged principle of family therapy (Sam- In clinical practice the archetypal school’s
uels 1985, p. 154). priorities are (1) sticking to the imagery, (2) sym-
The child’s earliest bond with the mother is bolic experience of the Self, and (3) analyzing
an archetypal given, but for Jungians the mother transference and countertransference (Samuels
is not psychologically dominant; rather, the 1997, p. 10).
bond has a mutual feedback. She can provide Notable figures in the Archetypal School
essential empathetic “mirroring” of the child’s include James Hillman, A. Guggenbuhl-Craig,
expressions that promote acceptability and Patricia Berry, Henri Corbin, Wolfgang Giegerich,
healthy growth. If the child’s parents or environ- Rafael Lopez Pedraza, and David Miller.
ment do not activate security and confidence, the Archetypal psychologists see Jung’s emphasis
child may well grow up with a weak ego, unable on the Self as a product of Western monotheism
to deal with life’s difficulties, or narcissistic and have thus emphasized polytheism as a way of
defenses (Samuels 1985, pp. 158–160). Overall, imagining the unconscious as full of many arche-
mother provides a model for the daughter and typal patterns, in various constellations. So vari-
the father for the son, positively and negatively. ous gods and goddesses, ever-present numinous
Mother models a son’s anima, and father models images, are given more attention than the classi-
a daughter’s animus. These views of feedback cal Self. Mars is present in war, Aphrodite in
P 1362 Post-Jungians

love, and Artemis in women’s athletics. David not just an internal, subjective psychology but the
Miller wrote The New Polytheism on this theme. soul’s response to the world. Environmentally
Therapy is not seen as theoretical progress oriented sciences are now showing how problems
through classical archetypes such as persona, such as autism may well be rooted in widespread
shadow, and anima/animus toward the Self, but largely ignored environmental pollutants (Belli
rather a journey of the ego into the depths, where 2012).
it loses its controlling fantasy, with no expecta- Hillman (2004) challenged conventional
tions of what images might emerge. There is thinking farther in his A Terrible Love of War,
a strong emphasis on “sticking with the image” where he argued that war is normal, inhuman,
that appears rather than fitting it into a theoretical sublime, and a religion. Archetypal psychology
concept. takes us for a ride, rocking the boat of many
James Hillman urges depth psychology to complacent assumptions, from subjectivity and
move out of its medical background and into environment to war.
a sense of the soul’s poetic and religious roots,
speaking less of “symptoms” and more of imag-
ination and culture. Influenced by postmodern
See Also
philosophy, Hillman reminds Jungians of what
Jung said that we can never perceive or know an
▶ Archetypal Cultural Psychology
“archetype” as a substantive thing, for it is only
▶ Dreams and Religion
a theoretical construct, like Plato’s forms, so we
▶ Hillman, James
can only experience and speak of “archetypal
▶ Modern Mythology
images” – not a shadow but an image such as
▶ New Polytheism
a “devil.” Nor is therapy always so set on healing
▶ Soul in the World
but may just stay with a pathology’s falling apart
until the soul’s images reveal their needs.
Archetypal psychologists reject the subject/
object language of standard psychology’s Carte- Bibliography
sian philosophy. Psychotherapy is not a science
but a hermeneutics, interpreting soul’s personi- Belli, B. (2012). The autism puzzle. New York: Seven
Stories.
fied images – warriors (Mars), lovers (Venus),
Campbell, J. (1969). The masks of god (4 Vols).
and tricksters (Mercurius). Moving deeper into New York: Viking.
the soul is not just as having an inward feeling but Edinger, E. (1972). Ego and archetype. New York:
also being part of the whole world. Feeling Penguin.
Eliade, M. (1958). Patterns in comparative religion.
beauty or threat is part of the anima mundi –
New York: Sheed and Ward.
soul in the world. Archetypal psychology is not Fordham, M. (1970). Children as individuals. New York:
humanistic but sees the gods as “cosmic perspec- Putnam.
tives in which the soul participates” (Hillman Hillman, J. (1975/1977). Re-visioning psychology.
New York: Harper and Row.
1975/1977, p. 169).
Hillman, J. (2004). A terrible love of war. New York:
Hillman and Michael Ventura wrote the chal- Penguin.
lenging book We’ve Had a Hundred Years of Hillman, J., & Ventura, M. (1992). We’ve had a hundred
Psychotherapy and the World’s Getting Worse, years of psychotherapy and the world’s getting worse.
San Francisco: Harper San Francisco.
where they critique psychotherapy’s focus on Miller, D. (1975). The new polytheism. New York: Harper
inwardness to the neglect of the world’s relations and Row.
with the soul. We are abused less by our personal Samuels, A. (1985). Jung and the post-Jungians. London:
lives, they say, than by our collective systems, Routledge and Kegan Paul.
Samuels, A. (1997). Introduction: Jung and the post-Jung-
such as industrial society’s ravaging the environ-
ians. In P. Young-Eisendrath & T. Dawson (Eds.), The
ment. Hillman says he gets depressed when he is Cambridge companion to Jung (pp. 1–13). Cambridge,
in a city full of pollution because depression is UK: Cambridge University Press.
Postmodernism 1363 P
first postmodernists, as well as Friedrich
Postmodernism Nietzsche who was the first to criticize modernist
thought.
Galit Atlas-Koch For those who lived during the nineteenth cen-
New York, NY, USA tury, “god died,” as articulated by Nietzsche, and
science provided a hedge to nihilism. In modern
times, scientific truth resided in the space previ-
Postmodernism refers to a body of ideas that repre- ously taken by religious truth. While in the mod-
sent a new era succeeding modernism and in ernistic era many believed that science could
response to it. Postmodern thought characteristically provide humans with the tools through which to
undermines modernist assumptions concerning the gain access to the enigmas and structure of the
universal, rational, nonhistoric foundations of universe, one of the main tenets of postmodernism
human society. It is based on perception of multi- is that there is no one objective truth. Accord-
plicity, complexity, or chaos of experience, rather ingly, it is now plausible to assume that postmod-
than unity or organization, while repudiating meta- ern Western religious pluralism led to a search for
narratives. Postmodernism inclined towards relativ- spiritual alternatives such as Westernized
istic, irrational, and nihilistic conceptions of human versions of Hinduism and Buddhism.
reality. Postmodern theorists reject the concepts of Postmodernism asserts that every view of the
foundational knowledge, essences and universals, world is a view from a specific perspective and
cause-and-effect relationships, and the notion of that there is no external viewpoint from which
scientific progress. They prefer theoretical pluralism one can see everything objectively. Michel
over the claims of any single explanation and assert Foucault wrote that there is no truth to uncover
that all knowledge is partial. but rather control mechanisms that produce truth.
There is no absolute agreement as to precisely This conception emphasizes the relation between
when the postmodern era first appeared on the words and truth, as discourse is produced through
time axis. In economic-political terms, the main language, usually the language of hegemonic
reference point is the Second World War, during groups, thereby increasing their power.
which acts of slaughter and warfare on an unprec- The postmodern claim concerning science is
edented scale were committed in the name of that science, like literature and art, is a text that
different ideologies, including the Holocaust each reader interprets on his or her own through P
and the atomic bombs over Hiroshima and deconstruction (the disassembly of the text and its
Nagasaki. This war left the Western world restructuring) in any way one wishes. Science,
pessimistic about progress, rationality, and sci- they believe, depends on contemporary needs and
ence. The renouncement of Newtonic science’s social interests. Therefore, science does not
mechanistic thought and the changeover to provide correct objective knowledge, but rather
electronic and photonic thought (the relativity depends on society, and each period has the
revolution, the quantum revolution, and the science that befits it and that maintains power in
digital revolution) are considered significant the hands of the dominate elites.
points in postmodernism. Another reference Postmodern psychology emphasizes process
point is the end of the cold war between the over structure in conceptualizing the mind and
Soviet Union and the United States and the lat- nonlinearity over linearity in conceptualizing
ter’s becoming the only superpower as well as the development. While modern psychological
demise of the imperialistic era and the establish- concepts, as expressed by Freud and develop-
ment of new countries around the world – the mental psychologists such as Piaget, articulated
formation of a new political world, divided into set developmental stages of the human psyche,
hundreds of autonomous political and cultural postmodernism rejects the assumptions regarding
units, seeking pluralism and acknowledgment. an invariant, stable core – one self. This newer
Emanuel Kant is considered to be one of the way of thinking concerns itself with the meaning
P 1364 Poverty

of different kinds of discourse and interactions Jameson, F. (1991). Postmodernism: Or, the cultural logic
with the world and with the conception of of late capitalism. London: Verso.
Mitchell, S. (1993). Hope and dread in psychoanalysis.
multiple selves. New York: Basic.
Freud viewed the intellect and the brain as Nietzsche, F. (1973). Beyond good and evil. New York:
objects of scientific research in the modernistic Penguin (Original edition 1886).
sense. To him, the analytic method provides
a “correct” understanding of the mind. By
contrast, relational psychoanalytic theory is
considered to be a postmodern, post-scientific
Poverty
theory, and as written by Mitchell, Aron,
Benjamin, and others, it stresses our inability to Robert Kaizen Gunn
United Church of Rockville Centre, Rockville
stand outside nature so as to objectively describe
what happens within it. All types of knowledge Centre, NY, USA
are therefore pluralistic, not singular; contextual,
not absolute; constructed, not uncovered;
changing; and dynamic. Michael Eigen and Lew After a brief consideration of how poverty is
Aron are both important postmodern psychoana- viewed in five world religions, some psycholog-
ical aspects of poverty will be considered.
lysts who also consider religious themes in their
writing. Among other prominent postmodern
thinkers whose ideas are reflected in the psychol-
ogy literature are Martin Heidegger, Michel
Attitudes and Actions Concerning
Foucault, Friedrich Jameson, Jacques Derrida, Poverty Among the Five Major World
and gender researcher Judith Butler. Religions

Poverty is a major concern for every world reli-


See Also gion. Every religion makes room for a conscious
consideration of what one is to do with and for the
▶ Buddhism poor. Each religion gives instruction regarding
▶ Freud, Sigmund the proper attitude and action to take regarding
▶ God the poor. These attitudes and actions affect one’s
▶ Heidegger, Martin own life, for faithfulness in each religion requires
▶ Hinduism attitudes and actions of compassion and the shar-
▶ Holocaust ing, to whatever degree, of what one has with
▶ Relational Psychoanalysis those who have significantly less. Poverty thus
▶ Self directly affects oneself. Indeed, for most reli-
gions, one’s attitude and actions toward the poor
is an essential element in the determination of
Bibliography one’s own spiritual development and destiny.

Aron, L. (1996). A meeting of minds: Mutuality in psycho-


analysis. New York: Analytic Press.
Benjamin, J. (1988). The bonds of love. New York: Poverty in Judaism
Pantheon.
Butler, J. (1990). Gender trouble: Feminism and the • The concern for the poor is closely linked to
subversion of identity. London: Routledge.
the maintenance of justice:
Derrida, J. (1978). Writing and difference (trans: Bass,
A.). Chicago: University of Chicago Press.
Foucault, M. (1997). The archaeology of knowledge. you shall not side with the majority so as to pervert
London: Routledge. justice; nor shall you be partial to the poor in
Foucault, M. (2001). Dits et écrits (Vol. 1: 1954–1975, a lawsuit. . . . You shall not pervert the justice due
Vol. 2: 1976–1988). Paris: Gallimard, coll. Quarto. to your poor in their lawsuits (Exodus 23: 2b-3, 6).
Poverty 1365 P
(All quotations from the Hebrew and Christian lame walk, the lepers are cleansed, the deaf hear,
Bibles are taken from The New Oxford Annotated the dead are raised and the poor have good news
brought to them (Matthew 5:3).
Bible 1994).
Blessed are you who are poor, for yours is the
from the profit of their trading they will get no kingdom of God (Luke 6:20).
enjoyment. For they have crushed and abandoned
the poor, they have seized a house that they did not
build (Job 20:19). • Disciples are sometimes urged to become poor
Thus says the Lord of hosts: render true judgments, themselves:
show kindness and mercy to one another; do not
oppress the widow, the orphan, the alien or the He ordered them to take nothing for their journey
poor. . . . (Zechariah 7:10). except a staff; no bread, no bag, no money in their
belts; but to wear sandals and not to put on two
• Leaving fields and crops for the poor is tunics (Mark 6:8–9).
a religious duty: You lack one thing: go, sell what you own, and give
the money to the poor and you will have treasure in
heaven; then come, follow me (Mark 10:21, cp Luke
In the seventh year you shall let (the land) rest and
18:22, and John 12:1–8 where words are spoken by
lie fallow, so that the poor of your people may eat
Judas).
(Exodus 23:11).
When you reap the harvest of your land, you shall
not reap to the very edges of your field, or gather the • Poverty for disciples is recommended because
gleanings of your harvest. You shall not strip your it is following Jesus’ example:
vineyard bare, or gather the fallen grapes of your
vineyard; you shall leave them for the poor and the For you know the generous act of our Lord Jesus
alien: I am the Lord your God (Leviticus 19:9–10). Christ, that though he was rich, yet for your sakes
he became poor, so that by his poverty you might
• God is compassionate toward the poor and become rich (I Corinthians 8:9).
judges those who oppress them:
• The surrender of private ownership to commu-
May he defend the cause of the poor of the people, nal property is a natural expression of the new
give deliverance to the needy, and crush the life found in Christ:
oppressor. . . . for he delivers the needy when they
call, the poor and those who have no helper. He has Now the whole group of those who believed were P
pity on the weak and the needy and saves the lives of one heart and soul, and no one claimed private
of the needy (Ps 72:4,12, 19, 21). ownership of any possessions, but everything they
Incline your ear, O Lord, and answer me, for I am owned was held in common. . . . There was not
poor and needy (Psalm 86:1). a needy person among them, for as many as
owned lands or houses sold them and brought the
This was the guilt of your sister Sodom: she and her proceeds of what was sold. They laid it at the
daughters had pride, excess of food, and prosper- apostles’ feet, and it was distributed to each as
ous ease, but did not aid the poor and needy any had need (Acts 4:32).
(Ezekiel 16:49).
Hear this word, you cows of Bashan who are on • And yet there is a place for extravagance and
Mount Samaria, who oppress the poor, who crush
the needy. . . . (Amos 4:1).
abundance:

Now while Jesus was at Bethany in the house of


Poverty in Christianity Simon the leper, a woman came to him with an
alabaster jar of very costly ointment, and she poured
it on his head as he sat at the table. But when the
• The poor receive God’s favor: disciples saw it, they were angry and said, ’Why was
the ointment wasted in this way? For this ointment
Blessed are the poor in spirit, for theirs is the could have been sold for more than three hundred
kingdom of Heaven (11:5). Go and tell John what denari, and the money given to the poor,’ and they
you hear and see: the blind receive their sight, the scolded her. But Jesus said, ’Let her alone; why do
P 1366 Poverty

you trouble her? She has performed a good service or Captivity?” the Islamic words for poverty
for me. For you always have the poor with you and occur in the Qu’ran 12 times. Two of those
you can show kindness to them whenever you wish;
but you will not always have me’ (Matthew 26:9–11). times refer to spiritual poverty, meaning human
finitude and humans’ absolute need for Allah; the
other ten refer to material poverty and how Mus-
• A distinction is made between those who are
lims should help them. Additionally, in the Sufi
materially poor and those who appear to have
tradition of Islam, the giving up of property and
everything, but have nothing:
goods is an essential aspect of emphasizing one’s
utter dependence on Allah.
For you say, ’I am rich, I have prospered, and I need
nothing.’ You do not realize that you are wretched, For most Muslims, however, there is nothing
pitiable, poor, blind and naked (Revelation 3:17). wrong with acquiring material goods, and mate-
rial well-being is seen as an imperative. Never-
In a contemporary expression of Christian theless, greed and oppression are considered
concern about poverty, people at Union Theolog- unlawful, and poverty is considered a social
ical Seminary in New York City started The anomaly that should be changed. The poor are
Poverty Initiative to raise awareness and take looked upon with favor both in this world and the
action on behalf of the poor. Their perspective next: “While the food of the poor will be deli-
is reflected in an essay entitled “Who Are the cious, the food of the rich will not be. . . . Allah
Poor?” written by Willie Baptist and Liz certainly gives the deliciousness of the food of
Theoharis, August 2008: the rich to that of the poor. . . . The superiority of
If you can’t get the basic necessities of life, you’re the poor over the rich will continue in the Here-
poor. after too. . . . the poor of your community enter
The poor and dispossessed today differ from the
poor and dispossessed of the past. They are com- the Paradise five hundred years before the rich.”
pelled to fight under qualitatively new conditions and According to one author, Islam has the key to
to creatively wield new weapons of struggle. In other solving the world’s problems of poverty and hun-
words, the socioeconomic position of the low waged, ger through its tradition of zakat. Zakat is an
laid off, and locked out is not that of the industrial
poor, the slave poor, or of the colonial poor of obligatory gift to be distributed among the poor
yesterday. The new poor embody all the major issues and needy. Muslims are expected to give 2.5 % of
and problems that affect the majority of other strata money that they have had in their possession for
of the country’s population. over a year. The author concludes:
Presently, we are experiencing the wholesale eco-
nomic destruction of the so-called middle class in this Now consider this simple fact: Forbes Maga-
country. This is huge in terms of political power zine reported that in 2004 there were 587 billion-
relations and of strategy and tactics. This “middle aires worldwide, with a combined net worth of
class” is beginning to question the economic status $1.9 trillion dollars. If in 2004, these 587 richest
quo. The point here is that the economic and social
position of the poor is not one to be pitied and guilt- people in the world paid zakat, we would have had
tripped about but that it indicates the direction this $47.5 billion dollars distributed among the poor
country is heading if nothing is done to change it. (http://www.al-islami.com/islam/islam_solves_
Poverty is devastating me today. It can hit you tomor- poverty.php).
row. The crisis of healthcare is currently the cause of
half of all the bankruptcies in this country (see www.
povertyinitiative.org and www.universityofthepoor.
org). Poverty in Hinduism

Hinduism has sometimes been accused of creat-


Poverty in Islam ing and exacerbating poverty because of its caste
system. In Hindu tradition, humankind is divided
According to Osman Guner, in an essay on “Pov- into four castes, called varnas: the highest is the
erty in Traditional Islamic Thought: Is It Virtue Brahmin, which is for priests, teachers, and wise
Poverty 1367 P
men. The second is that of Kshatriya, which is for as anxiety, frustration, of dissatisfaction. Poverty –
warriors, rulers, and leaders. The third varna is meaning not having enough material goods
Vaishya, which includes merchants, farmers, and for health, safety, and the kind of well-being
those who work in commerce. The lowest varna needed to realize oneself – is bad, therefore,
is Sudra for those who do manual labor and because it usually entails suffering and the loss of
service. One is born into one of the levels at conditions needed to flourish. It was Shakyamuni’s
birth based on one’s karma, that is to say, the experience that ascetic practices did not, in
effect of how one has lived in previous lifetimes. themselves, lead to enlightenment, and therefore
Each varna has its own set of rules and expecta- even voluntary poverty – the deliberate surrender
tions, its particular dharma, which, if one follows of worldly goods – for the Buddhist requires
it well, will enable one to be born at a higher level the meeting of ordinary conditions for health,
varna in one’s next lifetime. safety, and well-being, which is called the “middle
Thus understood, although people in the low- way” in between ascetic denial and personal
est level often live in serious poverty, in Hindu riches.
thought it is not a source of disapprobation since The Second Noble Truth is that the cause of
everyone is, in every varna, in each person’s suffering is tanha, perhaps best translated as
current lifetime, working out their own karma “craving” or “desire.” In the Buddhist analysis,
and anticipating raising the level of their varna poverty is one of the primary conditions that give
in the next lifetime. Westerners may see a parallel rise to craving, because one’s ordinary needs for
between the Hindu notion of karma and the tra- food, clothing, shelter, and care have not been
dition in both Judaism and Christianity that met. Thus, poverty is bad because it gives rise to
assumes one’s status of both physical and eco- the kind of craving that increases suffering, lead-
nomic well-being to be determined, when nega- ing people to extreme behaviors that add suffer-
tive, by one’s own sin or the sins of forebears. ing to oneself and others.
Far from seeing poverty as a virtue, however, Any social, economic, and political conditions,
Hindu thought emphasizes the value of acquiring therefore, that create poverty are bad because they
wealth and a better standard of living, often thereby increase the suffering in the world. Thus,
through prayers to Lakshmi, the goddess of wealth. Buddhists are urged to engage in “right livelihood,”
As Hindus have experienced globalization, ways of making a living that do not create further
however – both in terms of Hindus going to suffering in the world, as part of the Fourth Noble P
other cultures and others coming to them through Truth concerning the following of the Buddha Way.
business and media – there is a significant shift It follows from this concern that a society that is
taking place in the understanding of caste and its built on creating desire in order to induce people to
place in Hindu spiritual development. acquire goods and be consumers of more goods
than are needed will be a society that increases the
suffering in the world. When the wealth of the few
Poverty in Buddhism requires the inordinate consumption of the many
because of artificially induced desires, poverty
Buddhism’s attitude toward poverty stems from becomes a necessary corollary to wealth.
its understanding of all existence according to the It is one of the primary insights of Buddhism
first two of the Four Noble Truths propounded by that dualistic views – perspectives or attitudes in
Shakyamuni Buddha in the fifth century BCE. which reality is divided into two opposing posi-
Taken together, the first two Noble Truths com- tions – will necessarily increase the suffering in
prise a profound critique of the role of poverty in the world, because one side has been reified,
the conditions of all people around the world. elevated into a fixed position, at the expense of
The First Noble Truth is that all of life is the other. Buddhist analysis pays keen attention,
dukkha, usually translated as suffering, sometimes therefore, whenever dualism appears, and finds
P 1368 Poverty

there another cause of suffering. Seen this way, shadow. The persona is the “mask” or “face”
poverty is but one side of human life, of which the that one presents to the world and includes all
other extreme is riches, and the Buddhist point of aspects of the person which the person con-
view is that such dualisms are entirely interre- sciously wants to be seen. It generally includes
lated and interdependent, such that you cannot everything about one that may be expected to
have one without the other. Poverty so seen is receive approval and consists, therefore, in all
a direct outcome of the accumulation of wealth aspects that one considers good and acceptable.
by one group at the expense of another. The shadow, on the other hand, contains all those
For Buddhism, such a proliferation of wants is the attributes about oneself of which one disapproves
basic cause of unnecessary ill-being. This implies or those of which one believes others will disap-
that poverty can never be overcome by proliferat- prove; it includes all things about which one
ing more and more desires which are to be satisfied might feel shame and which one therefore hides
by consuming more and more goods and
services. . .. In short, there is a fundamental and or denies. When it comes to the poor, the psycho-
inescapable poverty “built into” a consumer logical situation was articulated by Malthus:
society (Loy 1999).
Even in the relief of common beggars we shall find
In this sense, even the affluent suffer in that we are more frequently influenced by the
a consumer-oriented society, because their desire of getting rid of the importunities of
a disgusting object than by the pleasure of relieving
desires are never satiated. The poor in material it. We wish that it had not fallen in our way, rather
goods suffer additionally because they do not than rejoice in the opportunity given us of assisting
have their basic needs for safety, health, and a fellow-creature. We feel a painful emotion at the
well-being met. Moreover, the many efforts by sight of so much apparent misery; but the pittance
we give does not relieve it. We know that it is
governments and institutions such as the World totally inadequate to produce any essential effect.
Bank to eliminate poverty may be seen as serving We know, besides, that we shall be addressed in the
the needs of development for the purpose of cre- same manner at the corner of the next street; and we
ating and sustaining consumers, thus increasing know that we are liable to the grossest impositions.
We hurry therefore sometimes by them, and shut
the wealth of the rich, while making others poor. our ears to their importunate demands (Malthus
Global poverty is thus conceptually necessary if the 1992: 283, quoted in Johnson 2007).
world is to be completely commodified and
monetarized. . .The poverty of others Poverty thus constitutes society’s shadow, for
is. . .necessary because it is the benchmark by the poor elicit an uncanny loathing on the part of
which we measure our own achievements. . . . In those who are not poor. The loathing is uncanny
all these ways, then, we need the poor. . . . among precisely in the way Malthus describes, in which the
the causes of poverty today are the delusions of the
wealthy. . .(therefore) we should not allow our- giving of a “pittance” does not relieve the “painful
selves to be preoccupied only with the poverty emotion at the sight of so much apparent misery.” It
side of the problem; to correct the bias, we should is uncanny further because, as Malthus says, the
become as concerned about the wealth side: the sheer scope and intractability of poverty baffles
personal, social, and environmental costs of our
obsession with wealth-creation and collective the mind, invoking an unshakeable ambivalence.
growth (Loy 1999). The direct experience of the people who are
poor – if one is not – is unsettling. To put oneself
in their shoes is to imagine who and what we are
Some Psychological Aspects of Poverty underneath our clothing, our roles, our relation-
ships, our money, credit rating, or house or car – it
The Buddhist concern for dualism finds its psy- is to become aware of how thin and arbitrary the
chological corollary in the Jungian concepts of line is between the haves and the have-nots. In
persona and shadow. Carl G. Jung, founder of manifesting this core vulnerability and fragility,
analytical psychology, noted that personality the poor live close to the border of life and death,
may be divided between the persona and the which is the province of all spirituality. (It is to be
Poverty 1369 P
that intimate with the divine that some people Consciousness and liberation for all people
choose poverty voluntarily). require the integration of split-off aspects of the
The psychological point reinforces the Bud- personality. Programs to help the poor or end
dhist point regarding the dualism of poverty and poverty will necessarily serve the divided psyche
wealth: the persona by definition requires the unless it speaks to the psychopathology of the
shadow. Indeed, the persona requires the shadow, division itself. Such a perspective cannot be
for the persona itself is based on what it con- imposed from only one aspect of the population,
sciously declares it is not, namely, it is not the but must come from the ground up, from the
shadow. Without the shadow, the persona would people as a whole.
not exist; without the persona, the shadow would It is almost impossible to understand the psy-
not exist. They are interdependent. The rich chological power built into the dynamics between
require the poor psychologically, just as the the persona/shadow dynamics of the rich and
poor require the rich. poor. It is cross-cultural, at least among devel-
Insofar as an individual accepts this division oped nations. It is built into the nature of what it is
of reality into personality/shadow and rich/poor to be human, because to be poor is to express
and identifies with only one aspect, one will be and manifest the core powerlessness and vulner-
locked, psychologically, into only one half of ability of the human condition and to recognize
one’s actual possibilities and in denial about the how tentative and fragile human life is.
other half. For the wealthy, they will be locked A psychological consideration of the persona/
into maintaining their persona aspects: qualities shadow dynamics of the rich and poor requires
of competence, superiority of ability and virtue, a spiritual vision, a vision of the whole, in which
worthiness, and the right to all that is considered wealth and poverty are each integrated in relation
good in life, including creativity, power, dignity, to the other in mutual interdependence, and only
and pursuit of happiness. To maintain the split, to from such a vision can the division between rich
make sure the shadow is suppressed, whole sys- and poor even be imagined.
tems of thought will be devised to justify their
position and to manifest les droits du seigneur –
the rights of the lord. This psychological position
See Also
will seek manifestation in every aspect of the
social structure, from the economy to the politics P
▶ Buddhism
to the arts and religions. All of society will
▶ Christianity
become organized around the split between the
▶ Hinduism
persona and shadow, and the rich and the poor, in
▶ Islam
such a way as to insure the split and thus insure
▶ Judaism and Psychology
each side remains what it is and remains separate
from the other.
The poor, for their part, insofar as they accept
this division of reality, will become entirely iden- Bibliography
tified as the poor, with all the psychological
expectations demanded by their status as separate Johnson, K. S. (2007). The fear of beggars: Stewardship
and poverty in Christian ethics. Grand Rapids:
from the rich. They will not expect themselves to
Wililam B. Eerdmans.
have a voice in the society nor a place; they will Loy, D. (1999). Buddhism and poverty. Kyoto Journal
not expect to be treated with full human dignity; (summer 1999), pp.43-56.
they will not expect to contribute to the arts nor Rahula, W. (1994). What the Buddha taught: Revised and
expanded edition with texts from the Suttas and the
have any place in religion except that of helpless Dhammapada. New York: Grove/Atlantic.
victim, and thus they will adopt a form of The New Oxford Annotated Bible. (1994). New York:
a religion that reinforces their helpless status. Oxford University Press.
P 1370 Power

Power Prajna

Lori B. Wagner-Naughton Paul C. Cooper


Western Connecticut State University, Danbury, National Psychological Association for
CT, USA Psychoanalysis, Two Rivers Zen Community,
New York, NY, USA

Defined as the ability to influence other’s


thoughts, feelings, or behaviors in order to Prajna is the Sanskrit term for wisdom, intuitive
achieve one’s own agenda. Power can be com- knowing, intimate knowing, “quick knowing”
municated through indirect methods (i.e., non- (Evans-Wentz 1954, p. 208), or simply “wisdom”
verbal behaviors) or direct verbal exchange. (Okumura 2010). For the Zen practitioner, it is the
Intimate relationships, such as spouse, parent, or direct seeing into reality “beyond words and let-
sibling, may engender a different influence com- ters.” Prajna stands in contradistinction to knowl-
pared to religious or political leaders. French and edge based cognition or discursive, linear
Raven (1959) assert that there are five social thinking, which from a Buddhist perspective
bases of power that influence relationships. would be considered dualistic and therefore
These include reward, coercive, expert, legiti- limited. Prajna is the intuitive wisdom that reveals
mate, and referent. Raven (1999) further explains the truth of reality as embodied in the doctrine of
how reward power can be defined through emptiness and dependent-arising and that frees
rewards or approval from others, whereas coer- one from suffering. Prajna derives through the
cive exchanges encompass punishment or disap- personal experience of meditation practice. The
proval. Expert power gives strength to the important Buddhist scripture, Prajna-paramita
“influencer” through their knowledge or skill Sutra (Perfection of Wisdom Sutra), describes
set. Legitimate power signifies a hierarchical prajna as unsurpassed and unequalled.
structure or position within the relationship. A direct parallel to psychoanalytic thinking
Lastly, referent power describes the influential can be found in the writings of the British
nature of identifying with or caring about another psychoanalyst Wilfred R. Bion who makes
individual. a distinction between “K,” knowledge that is
known discursively and through the senses, and
“O,” which is his symbol for ultimate Truth and
that can be intuited but not known. He writes: “O
See Also does not fall into the domain of knowledge or
learning save incidentally; it can ‘become,’ but it
▶ Communal and Personal Identity cannot be ‘known’” (Bion 1970, p. 26).

See Also
Bibliography ▶ Bion, Wilfred Ruprecht, and “O”
▶ Zen
French, J., & Raven, E. (1959). The bases of social power.
In D. D. Cartwright (Ed.), Studies on social power.
Ann Arbor: University of Michigan, Institute for
Social Research. Bibliography
Raven, B. H. (1999). Kurt Lewin address: Influence,
power, religion, and the mechanisms of social control. Bion, W. R. (1970). Attention and interpretation. London:
Journal of Social Issues, 55, 161–186. Karnac Books.
Prayer 1371 P
Evans-Wentz, W. Y. (1954). The Tibetan book of the great benefits, such as improvement in physical or
liberation. Oxford, England: Oxford University Press. emotional state, or provision for one or more
Okumura, S. (2010). Realizing Genjokoan: The key to
Dogen’s Shobogenzo. Boston: Wisdom. needs. In many Jewish and Christian religious
traditions, prayer is viewed as a human response
to God’s acting on our behalf, such that God
always acts first and, even in prayer, human
Prayer beings act subsequent to God’s initial action.
Even so, many of these same traditions subscribe
Allan Hugh Cole Jr. to belief in divine passibility (i.e., God’s capacity
Pastoral Care, Austin Presbyterian Theological to feel and empathize). God’s nature is such that
Seminary, Austin, TX, USA human prayer can affect God’s will and purposes
and enlist God’s concern and help.
Subjective factors of prayer relate to how it
Prayer is a central act of religion that involves involves and changes the one who prays. Søren
seeking and responding to the presence, interest, Kierkegaard, a nineteenth-century philosopher,
will, purposes, and aid of the Divine. It entails claimed that one should pray out of devotion to
orientation toward the transcendent realm, God, but especially to bring one’s own will,
whereby expression is given to one’s own, and efforts, and needs in line with those of God (Kier-
others’, struggles, regrets, needs, and desires. kegaard 1990). Kierkegaard held that prayer does
This expression occurs in individuals and groups, not change God, for God is unchangeable.
in verbal and nonverbal forms, through conscious Rather, prayer changes us. Herein lay its purpose
and unconscious states, and according to ritual- and value.
ized and non-ritualized methods. Motivations Twentieth-century theologian Paul Tillich
and effects of prayer may be understood in reli- echoed this perspective. He claimed that in prayer
gious and psychological terms. we surrender to God, “the ground of being,” and
are taken into God’s creative acts (Tillich 1951;
McKelway 1965). In prayer, we become part of
Religious Understandings God’s “directive creativity” in the world. Kierke-
gaard and Tillich stressed the role of human sub-
William James called prayer “the very soul and jectivity in religion. Kierkegaard anticipated P
essence of religion” (James 1902/1987). Viewing psychological perspectives on matters of reli-
prayer religiously can involve to appeal objective gion, faith, and practices such as prayer, while
and subjective factors (Pratt 1920; Wulff 1997). Tillich appropriated these perspectives for theol-
Objective factors generally pertain to two mat- ogy and the philosophy of religion. Support for
ters. The first is the belief that prayer is offered to, the veracity of both objective and subjective
received by, and acted upon by an ontologically claims concerning prayer is found in sacred
real and supernatural divine being. Many reli- texts of many religions.
gious traditions, particularly monotheistic ones
(e.g., Judaism, Christianity, and Islam), refer to
this being as God. When human beings pray to Psychological Understandings
God, they do so to one that exists and functions
outside of their own subjectivity. They seek an Psychological perspectives on motivations and
encounter with or relationship to an objective, effects of prayer consider how it relates to reli-
transcendent, but living and acting entity. gious practices and experiences, but especially as
A second matter involving objective factors of these involve what transpires within the praying
prayer concerns its effects. Appeal is made to subject with respect to cognitive, emotional, rela-
tangible external criteria to discern prayer’s tional, and behavioral states.
P 1372 Prayer

Some psychological perspectives, particularly Types of Prayer


those tied to Freudian thought, view prayer neg-
atively. Like all religious beliefs and practices, it In the early twentieth century, the German histo-
is said to involve an infantile form of seeking rian of religion Friedrich Heiler (1892–1967)
wish fulfillment (Freud 1961). In this view, one proposed a typology of prayer consisting of nine
pursues in prayer the presence and provision of an distinct forms (Heiler 1932). These include prim-
all - powerful deity that compensates for human itive, ritual, hymns, Hellenistic, philosophical,
limitations and unmet needs or desires. As we prayer of the religious expert or genius, prayer
look to parents to meet our needs in childhood, of great poets and artists, prayer in public wor-
we look to God as we age. Such pursuit is viewed ship, and prescribed and meritorious prayer.
negatively because of its basis in irrational think- Heiler’s typology still has value, but a simpler
ing and delusion and its appeal to superstition or and perhaps more relevant approach considers
magical powers. four primary types of prayer: meditative, ritual-
Other psychological perspectives hold a more istic, petitionary, and colloquial (Argyle 2000/
positive view of prayer and stress its potential 2004; Poloma and Pendleton 1991).
benefits for human well-being. Some like Wil- In meditative prayer, one attends to acts of
liam James and other psychologists of religion contemplation and seeks the presence of God
who were his contemporaries have suggested that and communion with God. Meditative prayer
prayer is “the religious experience par excel- usually results in altered states of consciousness.
lence” (see Capps 1982). Others have found that Although practiced less frequently than other
prayer is a common source for religious experi- types, its effects can be significant (Argyle
ence, second only to music (Argyle 2000/2004; 2000/2004). In ritualistic prayer, spontaneity
Greeley 1975). Prayer promotes a particular type gives way to more formulaic, if not prescriptive,
of consciousness, including inward communion forms. Ritualistic prayer also tends to be prac-
marked by earnestness, openness, and expec- ticed among groups whose leadership consists of
tancy; and something is “transacted” in prayer an identified priestly class that regularizes expec-
that involves “spiritual energy” and which can tations and practices of prayer life (Heiler 1932).
promote therapeutic gain (James 1902/1987). This form of prayer is often practiced in particu-
Moreover, prayer may lead to enhanced lar places held to be sacred, which informs
self-awareness, which can include a deeper a degree of emotional investment and perceived
consideration of held values, ideals, goals, and power in praying that otherwise may be lacking
responsibilities (Jung 1961/1989). Prayer can (Argyle 2000/2004). Petitionary prayer is the
also promote “active cognitive coping” (Argyle most spontaneous form. In using it one makes
2000/2004) and cognitive restructuring, particu- explicit requests of God for intervention or help,
larly as understood by principles of cognitive but this generally lacks critical reflection (Heiler
therapy (Beck and Emery 1985; Cole 2008a, b). 1932). Whether offered by individuals alone or
In this view, how one feels and acts is directly collectively by a group, it usually involves more
related to how one thinks. As one becomes more intense emotional states, and it often issues from
aware of one’s thoughts, patterns of thinking, and a need for God’s aid amidst a perceived threat
how these inform one’s feelings and behaviors, (Heiler 1932). Colloquial prayer shares many
one may then alter how one feels and behaves by qualities with petitionary prayer and especially
altering what and how one thinks. Prayer has the relates to efforts for “religious coping” (Argyle
capacity to foster thinking, and thus feeling and 2000/2004). As the most common form of prayer,
behaving, in more faithful, peaceful, healthy, and it involves talking with God as a friend or close
whole ways. Seeking a type of cognitive associate and using a familiar tone with ordinary
restructuring through prayer parallels what language (Poloma and Pendleton 1991). A major
occurs in various methods employed in study has shown that among conservative
a therapeutic setting. Protestant Christians, experience with prayer is
Predestination 1373 P
predictive of overall existential well-being, Thomte, R. (1948). Kierkegaard’s philosophy of religion.
whereas for mainline Protestants, prayer is less Princeton: Princeton University Press.
Tillich, P. (1951). Systematic theology (Vol. 1). Chicago:
predictive of well-being than regular church University of Chicago Press.
attendance (Argyle 2000/2004; Poloma and Wulff, D. M. (1997). Psychology of religion: Classic and
Pendleton 1991). contemporary (2nd ed.). New York: Wiley.

See Also
Predestination
▶ Christianity
Mark William Ennis
▶ Freud, Sigmund
Clinton Ave. Reformed Church,
▶ Islam
Bergenfield, NJ, USA
▶ James, William
▶ Judaism and Psychology
▶ Kierkegaard, Søren
Predestination (election) is an ancient Christian
concept that is perhaps the most widely misun-
derstood of all Christian doctrines. In the
Bibliography Christian Canon it is mentioned first in the Pau-
line literature, Ephesians Chapter 1 in which Paul
Argyle, M. (2000/2004). Psychology and religion: An defines the Christian community as being
introduction. New York: Routledge.
Beck, A. T., & Emery, G. (1985). Anxiety disorders and
“preordained” by God for adoption since before
phobias: A cognitive perspective. New York: Basic. the beginning of creation.
Capps, D. (1982). The psychology of petitionary prayer. In many respects this assurance to the congre-
Pastoral Psychology, 39(2), 130–141. gation in Ephesus establishes the “legitimacy” of
Cole, A. H., Jr. (2008a). Good mourning: Getting through
Gentile Christians amid an atmosphere of largely
your grief. Louisville: Westminster John Knox.
Cole, A. H., Jr. (2008b). Be not anxious: Pastoral care of Jewish Christians. As Jews became a chosen
disquieted souls. Grand Rapids: William. people because of the unilateral covenant that
B. Eerdmans. God made with Abraham and his descendents,
Freud, S. (1961/1989). The future of an illusion (Rev. ed., P
so God now makes a unilateral covenant with
J. Strachey , Ed. & Trans., trans: Strachey, A. Intro by
P. Gay). New York: W. W. Norton. Gentiles. Gentile Christians are thus
Greeley, A. M. (1975). The sociology of the paranormal. “predestined” and are the equals of God’s chosen
London: Sage. people: the Jews.
Heiler, F. (1932). Prayer: A study in the history and
psychology of religion. London: Oxford University
The church in Ephesus to whom this was writ-
Press. ten suffered under great persecution in the Roman
James, W. (1902/1987). The varieties of religious experi- Empire. Paul’s assurance of God’s choice of them
ence. New York: Library Classics of the United States. serves to give courage to this persecuted commu-
Jung, C. G. (1961/1989). Memories, dreams, reflections
nity. Viktor Frankl observed during World War II
(A. Jaffé, Ed., trans: Winston, R., & Winston, C.).
New York: Vintage Books. that harsh conditions can be endured with the
Kierkegaard, S. (1990). Eighteen upbuilding discourses knowledge of a deeper meaning to life. Love, he
(trans: Hong, H.V., & Hong, E.H.). Princeton: reasoned, could enable people to live through con-
Princeton University Press.
ditions that might seem to be unlivable.
McKelway, A. J. (1965). The systematic theology of Paul
Tillich: A review and analysis (Intro by K. Barth). In early Christian times, the Church Fathers
Richmond: John Knox. wrestled with the concept of predestination (elec-
Poloma, M. M., & Pendleton, B. F. (1991). Exploring tion) feeling the tension between this doctrine
neglected dimensions of religion in quality of life
research. New York: Lewiston.
and “free will.” Others confused this doctrine
Pratt, J. B. (1920). The religious consciousness: with “fatalism” in which one’s life is scripted by
A psychological study. New York: Macmillan. God and each second of life is predetermined.
P 1374 Prejudice

Scripture however says nothing of a life script. It See Also


speaks of God’s irresistible love that will ulti-
mately bring those elect to salvation. It describes ▶ Augustine
the ultimate destination but does not in any way ▶ Frankl, Viktor
suggest a scripted life.
During the Protestant Reformation, John Cal-
vin, in order to combat what he perceived to be Bibliography
the salvation by works taught by the Roman
Catholic Church, expanded this doctrine to Barth, K. (1976). Church dogmatics. In The doctrine of
God (Vol. II). Edinburgh: T & T Clark.
include a “double decree” of predestination (elec-
Brouwer, A. R. (1977). Reformed Church roots. New
tion). This double decree put forth the thesis that York: Thirty-Five Formative Events Reformed Church
as some people are predestined for heaven, others Press.
are predestined for damnation. Calvin, although Buttrick, G. A. (Ed.). (1980). The interpreters dictionary
of the Bible. Nashville: Abingdon.
putting forth this idea, did warn that speculating
Frankl, V. E. (1977). Mans search for meaning. Boston:
on the roster of such a list would not be Beacon.
productive. Hageman, H. G. (1963). Predestination (pp. 63–12533).
In later years Arminian thought challenged Minneapolis: Fortress Press Library of Congress.
McNeill, J. T. (Ed.). (1977a). Calvin: Institutes of the
Calvinists. James Arminius, who studied under
Christian religion (Vol. 1). Philadelphia: Westminster
Beza, a student of Calvin’s, put this thought Press.
forth. Arminius argued that God’s grace was McNeill, J. T. (Ed.). (1977b). Calvin: Institutes of the
indeed resistible, and humans ultimately partici- Christian religion (Vol. 2). Philadelphia: Westminster
Press.
pate in their own salvation through their
Plantinga, C., Jr. (1981). A place to stand: A study of
decisions. Thus began in the Netherlands, the ecumenical creeds and reformed confessions. Grand
controversy between Arminianism and Calvinism Rapids: Board of Publication of the Christian
led to the Synod of Dort (1618). This synod Reformed Church.
Simpson, E. K., & Bruce, F. F. (1982). The new interna-
affirmed predestination (election), repudiated
tional commentary on the New Testament. In The
Arminianism, and cemented the rift between epistles to the Ephesians and Colossians. Grand
believers in each of these schools of thought. Rapids: Wm. B. Eerdmans Publishing.
In the twentieth century, Swiss theologian
Karl Barth again tackled the doctrine of preordi-
nation (election). He upheld the double decree of
election but argued that in the atoning work of Prejudice
Jesus, God leaves the list of those damned under
the double-decree vacant, thereby opening up the Brandon Randolph-Seng
role of the elect to all people. College of Business & Entrepreneurship,
The doctrine of predestination (election) repre- Department of Marketing & Management,
sents the full unconditional love of God for an Texas A&M University - Commerce, Commerce,
individual. Much like a child yearns for parental TX, USA
acceptance, so those adhering to this doctrine
know the true joy of acceptance by their creator.
They are chosen, as were the ancient Jews through Psychologically, prejudice can be defined
the Abrahamic covenant. In a world where often as a predetermined judgment of a group of
we see the breakdown of traditional social groups people including its individual members. This
and institutions, this doctrine emphasizes belong- preconceived judgment is usually considered to
ing and can be seen as an antidote for an anomic be negative. Within religion, many historical
person. During personality development the examples of prejudice can be found from
knowledge of this connection by election gives Christian persecution of Muslims to Muslim
a person a grounding of belonging. persecution of Jews. Therefore, a powerful
Primal Horde Theory 1375 P
justification for prejudice is the religious belief
that God has ordained a specific social order. Primal Horde Theory
However, a powerful justification against prej-
udice for a religious believer is the belief that Benjamin Beit-Hallahmi
God has ordained that “all are created equal.” Department of Psychology, University of Haifa,
Many historical examples could also be cited as Haifa, Israel
evidence to this association (Meyers 2008).
What then is the connection between prejudice
and religion? The answer to this seeming con- In Totem and Taboo (1913–1955), Freud analyzed
tradiction can be resolved upon closer exami- the phenomenon of totemic religion, characterized
nation of the psychological components of an by the centrality of the totemic animal, symboliz-
individual’s religious belief and action ing the clan, in worship, and the incest taboo
(Donahue and Nielsen 2005). Individuals with applied to all members of the same clan. This
an intrinsic religious orientation understand could still be observed directly among preliterate
all of life by their religion. Religion is an essen- cultures in our time. Freud asserted a connection
tial part of their orienting system towards between totem, taboo, and paternal authority.
themselves, others, and the world at large. He suggested that this connection stemmed
Individuals with an extrinsic religious orienta- from human prehistory, when humans lived in
tion on the other hand see religion as a means to large groups, the primal horde, dominated by
other types of ends like social activity or power one older male, who could monopolize all
(Allport and Ross 1967). Compared to more females (this was first proposed by Charles
extrinsically motivated religious individuals, Darwin). This tyrannical father was murdered
these intrinsically religious believers tend to and then eaten by the resentful young males, his
be less prejudice. Therefore, depth of religious sons, who then possessed all females, including
commitment may be the key to either making or mothers and sisters. The murdered father was
unmaking prejudice in religious domains then symbolized in the totem animal, which
(Meyers 2008). holds the authority within the horde. Through
the sacrifice of the totem animal, the sons could
try to allay their burning sense of guilt and to
bring about a reconciliation with their father. P
See Also
The primal crime and the resulting guilt were the
starting point for civilization, morality, the incest
▶ Christianity
taboo, and religion. The guilt-stricken brothers
▶ God
agreed to a social contract: Stop the war of all
▶ Islam
against all and to prohibit copulations within the
▶ Judaism and Psychology
clan, thus controlling, if not conquering, the disrup-
tive and destructive impulses of sex and aggression.
The primal crime left a legacy found
Bibliography everywhere in culture. From the prehistorical to
the more abstract and symbolic, the functions of
Allport, G. W., & Ross, J. M. (1967). Personal religious commemoration, appeasement, and renunciation
orientation and prejudice. Journal of Personality and
Social Psychology, 5, 423–443.
of instinct remained integral to the cultural com-
Donahue, M. J., & Nielsen, M. E. (2005). Religion, promise of the Oedipus complex expressed
attitudes, and social behaviour. In R. F. Paloutzian & through religion. Religious myths and rituals
C. L. Park (Eds.), Handbook of the psychology of obsessively reenacted the primal crime, and the
religion and spirituality (pp. 274–291). New York:
totemic meal, in which the primal crime was
Guilford.
Meyers, D. G. (2008). Social psychology (9th ed.). celebrated and atoned for, became the Christian
New York: McGraw-Hill. Eucharist, and the Jewish Passover.
P 1376 Primordial Waters

While Freud’s assertions regarding the events it a useful symbol of creative fertility – spiritual
of human prehistory have been rejected by most and psychological fertility as well as physical
scholars, his psychological observations regard- fertility. At the same time, large masses of water
ing the dynamics of totemism and ritual have are uncontrollable and, therefore, aptly represen-
been treated with respect. tative of chaos – the chaos that precedes creation.
Some of the best known anthropologists of the Together, these two symbolic functions lead us,
twentieth century, while critical of Freud’s thesis like the cosmic egg symbol, to the idea of poten-
about the primal crime in the primal horde, tial, as yet unformed reality. The primordial
embraced his phylogenetic insights. These waters figure strongly in creation myths from
included A. L. Kroeber, Ernest Becker, Meyer all corners of the world. The waters speak to
Fortes, and Derek Freeman. Margaret Mead the larger metaphor of creation as birth. We are
speculated that Freud was, after all, right about all born of the maternal waters, and so, in creation
the “primal crime,” except that this deed was mythology, worlds are typically born of the
committed much earlier in the evolutionary waters.
history of humanity. It was a prehuman horde, In the earth diver type of creation myth,
when sexual maturity was reached at age 7 or 8, a diver, usually a humble animal, is sent by the
and life was much shorter. And the deed was creator to the depths of the waters to find soil
committed repeatedly, as each generation got with which to begin the creation of Earth. In
rid of the earlier one over hundreds of thousands several Native American myths, a toad or
of years, until these prehumans became real a muskrat, for instance, succeeds after much
humans. difficulty, in penetrating the waters, like the
lonely sperm which penetrates the egg, and
brings back the fertilizing germ of creation,
See Also a tiny bit of earth, a fetus to be nurtured. In
India, the Garo people say it was Beetle who
▶ Freud, Sigmund succeeded in the dive. The Gond people say
▶ Oedipus Complex that the creator, sitting on a lotus leaf on the
waters, sent the crow to find the seed of life.
The Birhor creator also sits on the lotus, by
Bibliography means of which he himself has emerged from
the waters, and he sends the lowly leech to find
Beit-Hallahmi, B. (1996). Psychoanalytic studies of reli- the germ of creation. In a Hungarian myth, the
gion: Critical assessment and annotated bibliography.
sun takes the form of a duck and makes
Westport: Greenwood.
Freud, S. (1913/1955). Totem and taboo. In J. Strachey the successful dive for the “seed.” Out of this
(Ed.), The standard edition of the complete psycholog- small beginning in several Native American
ical works of Sigmund Freud (Vol. 13, pp. 1–164). myths – particularly of the Iroquoian speaking
London: Hogarth Press, 1953–1974.
peoples – a woman who falls from the sky, the
heavens, now an Earth Mother, directs the
process of creation and civilization resulting
Primordial Waters from the bit of earth. The maternal birth-giving
waters are, after all, feminine.
David A. Leeming In a Polynesian myth of Samoa, the creator
University of Connecticut, Storrs, CT, USA broke out of a cosmic egg and allowed parts of the
shell to “fertilize” the Primordial waters causing
the formation of the Samoan Islands. Some
All cultures naturally recognize water as Samoans say that the creator himself dove to the
a necessary source of life and survival, making depths to find the stone that would form the basis
Progoff, Ira 1377 P
of creation. A myth of the Papago of Arizona tells
how in the beginning darkness rubbed with the Progoff, Ira
primordial waters and so impregnated “her” with
the first human. A Mongolian myth relates how Steven B. Herrmann
the creator simply stirred the waters – perhaps Oakland, CA, USA
a veiled image of intercourse – and filled them
with creation.
The primordial water can stand as a symbol Ira Progoff’s (1959) Depth Psychology and Mod-
of the possibility of rebirth, a psychological and ern Man, behind his theory of “dynatypes,” is the
spiritual new beginning. Baptism contains the presence of the archetypal image of the American
elements of this symbolism. The initiate dies to Bard, for which Walt Whitman serves as an
the old life in a kind of symbolic drowning but is exemplar. Progoff grasped that Whitman had
reborn from the maternal and cleansing water as “reached a stage in his inner development that
a new “whole” being. The water is also an enabled him to recognize, and spiritually partic-
archetypal representative of the unconscious, in ipate in, the holistic process of the cosmos”
the depths of which the earth diver – the indi- (Progoff 1959, p. 91). Whitman’s participation
vidual – can, sometimes at great risk, discover in the Divinity within the Cosmos, and his cele-
the seeds of individuation. The waters are the bration of his own life, as a speaker of Divinity
amniotic fluid in which preconscious Self is out of his own essential Nature spoke directly to
formed and from which conscious Self will Progoff and made a profound impact on him.
emerge. Progoff’s theory of dynatypes may be traced to
a study by Jan Christian Smutts, Walt Whitman:
A Study in the Evolution of Personality (Smutts
See Also 1973), and Carl Jung.
Progoff had been inspired to explore the pro-
▶ Baptism cess of organic evolution in human nature in
▶ Chaos depth as a social psychologist and psychothera-
▶ Cosmic Egg pist after his meeting with C. G. Jung, in Zurich in
▶ Creation 1951, when he recognized that the process of
individuation could also be evoked through P
▶ Myth
▶ Self a literary channel outside analysis, namely,
▶ Unconscious through writing.
Creating a new method to evoke the individual
Personality in a natural way, through Journaling,
outside the container of analysis, is where
Bibliography Progoff made his greatest contribution to twenti-
eth century humanistic thought. The aim of his
Eliade, M. (1958). Patterns in comparative religion
(Chap. V) (trans: Sheed, R.). Cleveland: Meridian, technique of Journaling is to evoke the inborn
1967. blueprint for wholeness in the human being. In
Leeming, D. A. (2005). The Oxford companion to world Depth Psychology and Modern Man, Progoff
mythology. Oxford: New York.
advanced his original hypothesis that the psyche
Leeming, D. A., & Leeming, M. (1994). Encyclopedia of
creation myths. Santa Barbara: ABC-CLIO (Revised is made up of “dynatypes” or “enacting images”
as (1994). A dictionary of creation myths. New York: that form the basic patterns for completeness in
Oxford). all humans. He developed this notion with C. G.
Von Franz, M. L. (1972). Patterns of creativity mirrored
in creation myths. Zurich: Spring Publications
Jung’s fundamental conception of the psyche, at
(Revised as (1995). Creation myths. Boston: the Eranos Conference of 1946, in hand, where
Shambala). Jung had pointed out that there are inherent
P 1378 Progoff, Ira

propensities for human action, analogous to pat- The known aspect relates to the conscious ego,
terns of behavior in the animal world, patterns of the absolute to the Self, the essential design of
activity which are inherently unconscious and totality in the human personality that touches the
that cannot become conscious, except by means Cosmos at its greatest interior and exterior
of images. These dynatypal images, Progoff depths. The dynatype calls each person to con-
argued, operate out of a “psychoid continuum,” scious Self-realization from the core of Personal-
which is only “psychelike,” that is, neither fully ity. For each individual, then, vocation partakes
instinctual (biological) nor psychological. By of the absolute knowledge of the Self as the
this, Progoff means that dynatypes have two nuclear image of personality creation.
complementary feet: one foot rooted in material The impersonal “voice” of the dynatype that
reality, the other in psychic reality. These two speaks during the writing of an epic poem, for
feet make up what Jung referred to as the unitary instance, as a living expression of the omnipres-
nature of the psyche: the “third” area within and ence of the Divinity in All, comes directly from
between ordinary and non-ordinary reality: the the transpersonal world. One of the best examples
Psychoid. of this kind of subjection to a higher spiritual
Although Jung had worked out his main points power in Western poetry may be found in
about the archetype, as early as 1919, Progoff’s Whitman’s poem “By Blue Ontario’s Shore,”
extension of the central notion of the dynatype where he actually hears the voice of “the poets
added a new dimension to the idea of vocation as of countless generations” or the Dynatype of the
a psychological and spiritual path. Progoff incor- Poet of all ages summoning him to “chant” the
porated Jung’s concept of the archetype and Civil War victories of “Libertad”:
Whitman’s idea of the evolution of the Personal-
By blue Ontario’s shore,
ity into his theory of “dynatypes,” suggesting As I mused of these warlike days and of peace
that – like all animals – we carry within us returned, and
“images of activity” that form the basic ground the dead that return no more,
A Phantom gigantic superb, with stern visage
plan for our existence:
accosted me,
Chant me the poem, it said, that comes from the
There is the dynatype of the seer and the dream
soul of
interpreter, a figure whose prototype is Joseph in
America, chant me the carol of victory,
the Bible, and who Sigmund Freud re-enacted in
And strike up the marches of Libertad, marches
recent times. . .. Corresponding to this there is the
more powerful yet,
dynatype of the seeker for truth in various forms.
And sing me before you go the song of the throes of
The seeker for truth in nature is expressed in
Democracy
modern times as the scientist, and in earlier times
(Whitman 1982, pp. 468, 474, 484).
as the astrologer and alchemist (Progoff 1959,
pp. 185–186).
The inception of Progoff’s intellectual devel-
Progoff saw plainly enough that the dynatype opment began with his first major publication in
is what gives us all coherence. It is the unifying 1953, Jung’s Psychology and its Social Meaning,
factor in every human being. Dynatypes are where he started to focus early in his career on the
what make us all separate, unique, and different – explication of Jung’s understanding of the “God-
distinct from everyone else. All life strives for archetype in relation to mystical and cosmic
individual distinction: a vocation to live by. experiences” (Progoff 1953, p. 210). Progoff
Vocation is an experience of the Self that can saw in Jung’s work that the world was undergo-
only be communicated to the world through ing a death to its various god symbols and was
a calling, and as the central mystery of life the standing on the verge of spiritual rebirth. “When
dynatype can never be fully known except by a god dies,” Progoff writes “the structure of value
means of symbols. Dynatypal images have two looses its support; its vital quality is gone; it
main constituents, in Progoff’s view: the known looses its meaningfulness, its authority, and
and the unknown, the relative and the absolute. its ability to inspire. . . New gods will in time be
Progoff, Ira 1379 P
brought to birth; Jung is sure of that. The human Destiny cross our paths every day and face us
race can do nothing else, unless it exterminates with ethical decisions, without which we might
itself” (Progoff 1953, pp. 217, 219). never become personalities and achieve full Self-
The dynatype and the “protoplasmic image” consciousness. As Jung saw it, we are blessed by
are analogous concepts: “The life of the scientist fate and we suffer from it, and the same is true for
is the unfoldment of such an image. It is his human Destiny: fate and Destiny may be felt to be
dynatype, the image that propels him forward either a charisma or a curse. We cannot know our
from within, directing him toward goals he can fate any more than we can know our Destiny. Fate
see only dimly and distantly but to which he is comes to unbidden and the same is true of human
dedicated with all his being” (Progoff 1959, Destiny: it comes to us from the objective psyche
p. 209). Progoff’s aim was to integrate the fields and the world, of which we are an integral part.
of psychology, science, and religion: One aim of analysis is to help patients make what
is objective real, to manifest one’s Destiny pat-
Increasingly the modern person will feel at home
on the dimension of spirit having his way there
tern through a vocation to live by, and if one does
integrally via the depths of the psyche. He will that one lives in Tao.
have forged out of his personal experience a new From the beginning of his published work,
awareness of what spiritual reality is, not as an Progoff was moved to speak for the field of
object of dogma but as a place of meeting in the
depths of man where meaning unfolds (Progoff
transpersonal psychology as “a method that is
1963, p. 226). beyond psychotherapy because it takes
a transpsychological approach to what has been
In 1973, in Jung, Synchronicity, and Human thought of as psychological problems. Here the
Destiny, Progoff went further to elaborate Jung’s word transpsychological means that it brings
theory of synchronicity with remarkable preci- about therapeutic effects not by striving toward
sion, particularly as it applies to the process of therapy but by providing active techniques that
human Destiny as a whole. This book was written enable an individual to draw upon his own inher-
in manuscript form by 1953, and Jung saw then ent resources for becoming a whole person”
that Progoff was one of the few who really under- (Progoff 1975, p. 9). Progoff ends his basic text
stood his concept of synchronicity. In this semi- by quoting Emerson’s essay on Self-Reliance:
nal book, which I see as his masterpiece, Progoff “Nothing can bring you peace but yourself”
tells a very interesting story of how, one day in (Progoff 1975, p. 15). P
1953, he had been sitting with Jung beside the
Lake of Zurich when Jung suddenly turned to him
and asked if he had ever used the I Ching. Progoff See Also
replied “No,” to which Jung answered, then “let’s
do it.” Based on his experience, Progoff wrote
▶ Jung, Carl Gustav
convincingly: “the I Ching oracle can be truly ▶ Whitman, Walt
meaningful in reflecting the wide breadth of
time in which a person’s destiny is unfolding”
(Progoff 1973, pp. 24, 26).
By 1953 Progoff had found the key for his Bibliography
notion of the dynatype, when he wrote that
Herrmann, S. (2010). Walt Whitman: Shamanism, spiri-
when psychic energy reaches the non-psychic tual democracy, and the world soul. Durham: Eloquent
level, it passes beyond the psychological realm Books.
into the psychophysical realm that unites psyche Progoff, I. (1953). Jung’s psychology and its social mean-
with the realm of Cosmos. It is in this transpsy- ing. New York: Grove.
Progoff, I. (1956). The death and rebirth of psychology.
chological realm that the dynatype touches upon
New York: McGraw-Hill Book.
the realm of the Real or what Jung calls the Progoff, I. (1959). Depth psychology and modern man.
archetype of Destiny. In Jung’s view, fate and New York: Julian.
P 1380 Projection

Progoff, I. (1963). The symbolic and the real. New York: monotheism: “One god, greatest among gods and
McGraw Hill. men, in not way similar to mortals either in body
Progoff, I. (1973). Jung, synchronicity, and human des-
tiny. New York: Delta. or in thought” (Kirk and Raven 1957, p. 169).
Progoff, I. (1975). At a journal workshop. New York: Plato reports on a Sophist argument that the
Dialogue House. differences between different tribal gods reflect
Smutts, J. C. (1973). Walt Whitman: A study in the evolu- merely tribal qualities: “This party asserts that
tion of personality. Detroit: Wayne State University
Press. gods have no real and natural, but only an
Whitman, W. (1982). Walt Whitman: Complete poetry artificial being, in virtue of local conventions, as
and collected prose. New York: Library of America. they call them, and thus there are different gods
for different places, conforming to the conven-
tions made by each group” (1961, Laws X, 889E).
Plato also describes what psychologists com-
Projection monly call “projection” in a lover’s passion,
rooted in an unconscious complex: “So he
Lee W. Bailey loves, yet to knows not what he loves; he does
Department of Philosophy and Religion, not understand, he cannot tell what has come
Ithaca College, Ithaca, NY, USA upon him” (1961, Phaedrus 255D). Lovers attri-
bute qualities to their beloved ones, Plato says,
because they are unconsciously adoring a god:
Projection is the term used to describe a common
All this, mark you, they attribute to the beloved,
psychological dynamic, well known in psycho- and the draughts which they draw from Zeus they
therapy and critical studies of religion. It means pour out, like bacchants, into the soul of the
the attribution of qualities of person A to person beloved, thus creating in him the closest possible
or thing B that can be traced back to the likeness to the god they worship (1961, Phaedrus
253A).
unconscious contents of person A, such as love,
hate, or divinity. It is a useful theory that Similarly, Freud says centuries later, parents
describes both normal and pathological ways of project royalty onto “His Majesty the Baby,”
involvement in the world, such as falling in love because “they are under compulsion to ascribe
at first sight. It has been used to attack religion as every perfection to the child” (1974, Vol. 14,
“nothing but” illusory projections of an infantile p. 91). Like Plato’s lover, Freud’s theoretical
father complex, but recent thinkers have chal- parents project godlike perfections onto their
lenged this view. Pre-theoretical “projections” beloved children.
are described in ancient literature. Plato’s lover is projecting forth a flowing
stream that originates in Zeus, for example, and
floods his beloved with a passion. But “he cannot
Ancient Greeks account for it, not realizing that his lover is as it
were a mirror in which he beholds himself”
Pre-theoretical “projections” are described in (1961, Phaedrus 255D). Like Freud, Plato recog-
ancient literature. Xenophanes proclaimed: “But nizes that the lover is unconsciously looking in
if cattle and horses or lions had hands, or were a mirror, but unlike Freud, Plato believes that
able to draw with their hands and do the works what we call “projections” originate in gods, not
that men can do, horses would draw the forms of in subjectivity.
the gods like horses, and cattle like cattle, and
they would make their bodies such as they each
had themselves” (Kirk and Raven 1957, p. 169). Ludwig Feuerbach
Xenophanes’ critique is not atheist, but is an
effort to clear away attributions [“projection” is Plato’s theory was theological, but in the
a modern term] that distort his view of a refined nineteenth century, Ludwig Feuerbach reversed
Projection 1381 P
Plato’s theology, arguing that “The personality of placed vertically in the room at some distance
God is nothing other than the projected from the aperture, you will see on the paper all
those bodies in their natural shapes and colors,
personality of man” (1841/1957, p. 226). Unlike but they will appear upside down and smaller . . .
Xenophanes and Plato, Feuerbach did not want to the same happens inside the pupil (DaVinci 1490).
clear the way of projections, so we could see
a purified divinity or Being. On the contrary, Descartes explored the camera obscura with
he was immersed in the materialist subject-object an ox-eye in the aperture to invert and focus the
metaphysic that sought to reduce religious ontol- image. He considered the results unreliable, but
ogy to the metaphysics of subjective contents. John Locke believed the images to be reliable
He stresses not just the illusions of such projec- pictures of the outer world, which supported his
tions. The positive contents of religion Feuerbach psychology of representation. The camera
wants to return to human self-awareness: obscura was a widespread instrument by the
God is the manifested inward nature, the expressed Renaissance era and fed both the collective
self of a man - religion the solemn unveiling of images of mental projection and of mental
a man’s hidden treasures, the revelation of his subjectivity.
ultimate thoughts, the open confession of his
love-secrets (1841/1957, pp. 12–13).

Although Feuerbach’s theory of projection The Magic Lantern


was adopted widely by atheists, ironically he
did not use the term “projection,” which was While the camera obscura received external
available in German as projicieren. His English images into a dark room, the “magic lantern”
translator George Eliot provided this word. projected images, painted on mirrors or glass,
Feuerbach used the terms Ent€ ausserung (“exter- into a dark room, often with dramatic intent.
nalization” or “alienation”) and Vergegen- The Dutch physicist Christian Huygens first
st€
andlichung (“objectification” or “alienation”), combined the elements of candlelight, lens, and
so his theory is better termed one of “theological picture on glass around 1659. The Jesuit Athana-
alienation.” Marx borrowed this. sius Kircher published the first illustration in his
Ars Magna. The magic lantern spread around
Europe with traveling magicians and carnivals
Camera Obscura using images such as angels and demons that P
produced shocking effects on audiences.
Where did the image of “projection” originate that Diderot’s Encyclopedie explained the technique
was attached to these early psychological and reli- in 1753, but many were still in the dark (Fig. 1).
gious insights? Two old related machines were the A Belgian magician named Etienne
experiential collective source: the camera obscura Robertson’s traveling Phantasmagorie show
and the “magic lantern.” The camera obscura is used the magic lantern dramatically. He tossed
a dark room with a small hole allowing the exter- chemicals into a brazier in front of an audience,
nal scene to be projected onto an internal screen. In producing smoke, and images were projected
the tenth century, Alhazen experimented with from concealed magic lanterns onto the smoke.
solar eclipses projected into a dark room. Roger Demons, skulls, skeletons, and dead heroes
Bacon also experimented with the dark room, appeared in the smoke (the “smoke screen”).
using mirrors (Bacon 1614). Leonardo daVinci Spectators sank to their knees, drew their swords,
also experimented with a small camera obscura or covered their eyes in terror. Such shows
and made the first surviving comparison to the multiplied, and their tricks were exposed in
human eye: popular magazines (Barnouw 1981). By the
When the images of illuminated bodies pass
nineteenth century, the magic lantern was
through a small round hole into a very dark room, spreading the idea that angels and demons alike
if you receive them on a piece of white paper were “nothing but” projections from a magic
P 1382 Projection

most modern religions, is nothing but psychology


projected into the external world (Freud 1974,
Vol. 6, pp. 258–259).

Here Freud illustrates the positivist effort to


reduce religion to subjective contents using the
theory of projection. Projection became a major
argument for atheism in the twentieth century by
reducing gods to subjective illusions. It also
offered a useful perspective for cleansing
religions of inappropriate projected accretions,
such as nationalism and racism.
The theory of projection was applied in
the clinical development of analysis of psycho-
logical transference and countertransference
between patients and therapists. The “with-
drawal” of projections was the description
often used in the therapeutic work of “owning”
or recognizing one’s own unconscious feelings
initially experienced in other people or in
Projection, Fig. 1 Magic Lantern machine (Diderot
1753)
the world in many developing schools of
psychotherapy.

lantern into a dark room. Thus, Feuerbach was


able to translate this collective image into
a philosophical theory by 1841 (Fig. 2). Carl Jung

When Jung developed his theory of the collective


Sigmund Freud unconscious and archetypes, he welcomed
Freud’s theory of projection but modified it.
By 1895, when the movie projector was finally Like Freud, he saw projection in culture saying:
working in Edison’s lab, Freud’s first formulation “All human relationships swarm with these pro-
of the theory of psychological projection also jections” (Jung 1953–1978, Vol. 13, para. 507).
appeared that year. He proposed that paranoia Projections generate “blinding illusions which
uses projection as a defense: “The purpose of falsify ourselves and our relations to our fellow
such delusions,” Freud writes, “is to fend off the men, making both unreal” (Jung 1953–1978, Vol.
idea that is compatible with the ego, by projecting 7, p. 373). Jung agrees with Freud that in trans-
its substance into the external world” (1974, ference, projections are often rooted in unreal
Vol. 1, p. 209). Freud added to the popular infantile and erotic fantasies. However, he
image of projection by a magic lantern and to rejected Freud’s theory that projection is primar-
Feuerbach’s philosophy of projection from sub- ily a defense mechanism, infantile and personal
jectivity, not only psychological depth, but the in content. Jung also rejected the view that
notion of projection as a mental “mechanism,” projections are caused by individual repression,
modeling on nineteenth-century technological as he realized the collective, impersonal contents
inventions (such as magic lanterns). He used the in projections. Patients not only fell in love with
theory commonly from clinical analyses to him but also fantasized that he was a devil or
cultural criticisms of religion: a savior (Jung 1953–1978, Vol. 7, p. 99). Not
I believe that a large part of the mythological view only illusions but also strengths may appear in
of the world, which extends a long way into the projections, Jung found.
Projection 1383 P
Projection,
Fig. 2 Phantasmagorie,
Magic show frightening
spectators using magic
lantern projecting demons
onto smoke (Robertson
1831)

Jung did keep projection largely in the subject- relations is a deep mystery explored by philoso-
object metaphysic (Jung 1953–1978, Vol. 18, phers since Plato. Jung enriched its psychological
p. 367). However, he occasionally questioned dimension.
this dualism, saying: “The word ‘projection’ is The Jungian analyst Marie-Louise von Franz
not really appropriate, for nothing has been cast explored projection thoroughly in 1980. She
out of the psyche” (Jung 1953–1978, Vol. 9, Pt. 1, shows the value of projection theory and touches
p. 53). He came to reject the positivist view of on the difficulty of its subjectivism: “outward-
projections as “nothing but” subjectivity. material and inner-spiritual are only characteris-
Throughout his work, Jung says that gods in tic labels” (Von Franz 1980, p. 91). This
themselves are beyond the grasp of human theme makes projection less of a serious critique
consciousness but have real psychological, sym- of religion. The archetypal psychologist
bolic meanings that are important, not illusory. Wolfgang Giegerich criticizes the theory of
After his 1944 near-death experience, Jung’s projection as the servant of physics, withdrawing P
mystical explorations into alchemy led him to soul and Being from its mechanistic framework.
see projections not as simply part of the subject- Object-relations psychology expands projec-
object metaphysic of empirical sciences. He saw tion theory with Melanie Klein’s theory of
projections as part of an ontologically deeper introjection (the opposite of projection), the
participation in the depths of existence. process of taking external images and reality
This was expressed in the paradoxical and into the inner world of the self.
obscure symbolic alchemical language that he
translated. Here proiectio is part of the casting
forth of the philosopher’s stone (which is not The Netherlands
a stone but a wisdom) into the banal world,
which transforms it into a precious mystical In the Netherlands after World War II, the study
treasure, including awakening to the unus of projection theory was greatly expanded (but
mundus (one world), below its multiplicity. Jung not translated from the Dutch) by several
agrees with projection theory’s separation of thoughtful scholars, notably Simon Vestdijk,
inner from outer, but he is also compelled to Fokke Sierksma, and Han Fortmann (Bailey
describe the one world containing the collective 1988). Vestdijk and Fortmann, for example,
unconscious, below the subject-object divide. both stressed that projection is not a psycho-
This paradox of the one and the many and their logical fact, but an explanatory hypothesis.
P 1384 Projection

In his 1947 De Toekomst der Religie (The Future Bibliography


of Religion), Vestdijk criticized absolute meta-
physical religion as a projection but argued for Alhazen. (1970). Optics and the shape of the eclipse: A.I.
Sabra, “Ibn al-Haytham.”. In C. C. Gillispie (Ed.),
a mystical, introspective religion that withdraws
The dictionary of scientific biography (Vol. 6,
projections in Buddhist fashion. The book pp. 195–196). New York: Charles Scribner’s Sons.
evoked a storm of protest in Holland. Bacon, R. (1614). Perspectiva. Frankfurt: Richteri.
Fokke Sierksma’s 1956 De Religieuze Bailey, L. W. (1983). Myths of projection. Doctoral dis-
sertation, Syracuse University, New York.
Projectie (Religious Projection) placed projec-
Bailey, L. W. (1986). Skull’s lantern: Psychological pro-
tion in a framework of a psychology of percep- jection and the magic lantern. A Journal of Archetypal
tion, taking it out of the theory of being Psychology and Jungian Thought, Spring, 72–87.
a pathological defense. Han Fortmann, a phe- Bailey, L. W. (1988). Religious projection: A new
European tour. Religious Studies Review, 14(3),
nomenologist of religion, influenced by Jung
207–211. (Publication of the English translations of
and Heidegger, dismantled the subjectivist phi- the Dutch books are in process).
losophy underneath the theory of projection in Bailey, L. W. (1989). Skull’s darkroom: The “camera
his 1968 Als Ziende de Onzienlijke (As Seeing obscura” and objectivity. Journal of Philosophy and
Technology, 6, 63–79.
the Invisible). For him, projection is not
Barnouw, E. (1981). The magician and the cinema.
a subjective interiority projected into an objec- New York: Oxford University Press.
tive world, but participation in qualities in the DaVinci, L. (c. 1490). Manuscript D. [see Gernsheims,
lived world (Lebenswelt). Participation in the Photography, p. 19].
Descartes, R. (1913). La Dioptrique. Discourse 5, Oeuvres
world, as in ritual, is not just primitive, delusory,
de Descartes (VI: 81–228). Paris: Vrin.
or infantile, but a normal way of being-in-the- Diderot, D. (Ed.). (1753). Encyclopedie. Paris.
world, as in Feuerbach’s and Buber’s I and Thou Planches V, “Optique,” I, 10.
relations, Freud’s “oceanic feeling,” Jung’s col- Feuerbach, L. (1841/1957). The essence of Christianity
(trans: Eliot, G.). New York: Harper & Row.
lective unconscious, Heidegger’s ontology,
Fortmann, H. (1964–1968). Als ziende de onzienlijke: een
Vestdijk’s mysticism, and Sierksma’s perceived cultuur psychologische studie over de religieuze
world. There are no subjects, no objects, no pro- projectie (4 Vols., rpt. in 2 vols). Hilversum, The
jections, for these concepts are reified theories Netherlands: Gooi en Sticht, 1974. [Faber, J. (1991).
As seeing the invisible. (Publication of English trans-
of the mechanical metaphysic. Thus, a door to
lation in process)].
religion in a new key is composed. The theory of Freud, S. (1974). The standard edition of the complete
“projection” is a useful tool in psychotherapy psychological works (J. Strachey, Ed.) (24 Vols.).
and religion to separate personal feelings from London: Hogarth.
Gernsheim, H., & Gernsheim, A. (1969). The history of
outer situations, but its philosophical founda-
the “camera obscura”. In The history of photography.
tions have been deepened enough to challenge New York: McGraw-Hill.
its use in dismissing religions. €
Giegerich, W. (n.d.). Der spring nach dem worf: Uber das
Einholen der Projektion und den Ursprung der
Psychologie. Gorgo, 1, 49–71.
Huygens, C. Oeuvres completes. 188–1967, IV: 102–111,
125, 197, 269. Le Havre: Nijhoff. [Wagenaar, W. A.
See Also (1979). The true inventor of the magic lantern. Janus,
66, 193–207].
▶ Buber, Martin Jung, C. G. (1953–1978). The collected works of C. G.
Jung (W. McGuire, Ed., trans: Hull, R.F.C.).
▶ Collective Unconscious
(20 Vols.). Princeton: Princeton University Press.
▶ Freud, Sigmund Kirchner, A. (1646/1671). Ars magna lucis et umbrae
▶ Jung, Carl Gustav (Book I, Magic, Part III, pp. 768–769). Rome, Italy.
▶ Object Relations Theory Kirk, G. S., & Raven, J. E. (Eds.). (1957). The Presocratic
philosophers. Cambridge, UK: Cambridge University
▶ Plato and Religion
Press.
▶ Plato on the Soul Locke, J. (1976). Essay on human understanding
▶ Von Franz, Marie-Louise (J. Yolton, Ed.). New York: Dutton.
Projection and Han Fortmann 1385 P
Plato. (1961). The collected dialogues (E. Hamilton & of projection on Kant’s a priori rational catego-
H. Cairns, Eds.). Princeton: Princeton University ries, necessary to thought, such as space and time,
Press.
Robertson, E. (1831). Robertson’s Phantasmagorie saying, like Vestdijk, that these can be seen as
(Memoires recreatifs scientifiques et anecdotiques). normal projections, not Freudian illusions.
Paris: Frontispiece. Sierksma placed projections into the psychology
Sierksma, F. (1956). Der religieuze projectie. Delft: and phenomenology of perception. He sought to
Gaade. (Publication of English translation in process).
Vestdijk, S. (1947). De toekomst der religie. Arnhem: develop a more scientific, biological basis for
Slaterus. (Publication of English translation in projection as a part of every animal’s Merkwelt
progress). (marked world), a framework of meanings nec-
Von Franz, M. -L. (1980). Projection and re-collection in essary for stability, both in logical and religious
Jungian psychology (trans: Kennedy, W.). LaSalle, IL:
Open Court. thought. So, for example, hungry Eskimos project
the image of an angry sea goddess under water,
withholding food. This keeps chaos at bay in their
Umwelt (surrounding world). Sierksma saw that
Projection and Han Fortmann some humans, notably mystics and Buddhists
(as Vestdijk also said) can step back from such
Lee W. Bailey projections and “deproject.”
Department of Philosophy and Religion, Ithaca Fortmann wrote a major reevaluation of the
College, Ithaca, NY, USA theory of projection in psychology and religion,
leaping past Freudian subjectivism into twentieth-
century archetypal psychology and ontological phe-
Han Fortmann (1921–1970) was a major Dutch nomenology. He rejects both the “wholly other”
thinker who completely rethought the psychologi- God of remote transcendence and the Cartesian
cal theory of projection and religion and overcame construct of the subject/object dichotomy, upon
the old Freudian way of saying that God is which Freud’s theory of projection rests. Projection
a “projection” of the infantile father complex is not an empirical fact, Fortmann says, but
from the subjective psyche. Fortmann put the the- a hypothesis, needing reevaluation of its founda-
ory of projection on completely new ground, tional thought. Projection of emotional subjective
beyond the Cartesian subject/object dualism. He contents onto a theoretically dead objective world or
was a creative and prolific writer, and Professor heaven is a badly distorted psychology, religion, and P
of the Psychology of Religion and Culture at the philosophy, Fortmann argues. It is a useful mental
Catholic University of Nijmegen (1957–1970). He tool for scientific thinking, we might say, to make
was largely unknown to English readers, since his distinctions between bias and world, but it is not
major work was not translated into English until total; it does not “go all the way down.” As Jung
1991 as Envisioning the Invisible. (1953–1979, 1961) came to believe in his later days,
Fortmann’s work on projection was the third the world of the collective unconscious is unus
in a Dutch series of three books on the theme. mundus, a whole in which we participate deeply in
First, Simon Vestdijk (VEZ-dike) wrote The our holistic oneness with the world. This is where
Future of Religion in 1947. He took the (at that religious experiences emerge, in the one world of
time) scandalous post-Freudian and post- our souls and the stars. The deepest spiritual truths
Christian position, exploring world religions, are full of the clouds of mystery, paradox, and
that “metaphysically projecting man stays put in coniunctio oppositorum that mark the collective
his religious development because he has placed unconscious, inwardly and outwardly expressed in
his religious ideal outside of himself” (Fortmann symbols, myths, rituals, and religions. Psychology is
1947, Chap. 43, section 4). not a matter of subjective dynamics, not just the
Secondly, Fokke Sierksma (SEER-ks-ma), in Oedipal complex, not just human archetypal
Projection and Religion (1956), built a new view images; rather these grow out of a planet full of
P 1386 Projection and Han Fortmann

mystery and wonder. We participate deeply in a dogmatic equivalent to the absence of authentic
psychology, both within and without. religious experience, as Jung and Fortmann both
Fortmann restores the experiences of partici- stress. Dogmatic images must be read not literally
pation mystique from Levy-Bruhl’s early mistake but symbolically, for we are living in a time of
of seeing as a “prelogical mentality.” He agrees a “renewal of the gods.” Ancient archetypal
with Levy-Bruhl’s late reevaluation (1949). Both religious images are losing their power. Knowing
argue that participation is constantly present is not feeling, as we discover in psychotherapy.
underneath modern consciousness. “The uncon- Dogmas such as the virgin birth, salvation by
scious” is a fiction, he says, a Cartesian effort to a god-man, and the trinity, without the psyche’s
squeeze the world of soul-world relations into experience, are no longer authentic, says
subjectivist philosophy. Mythological images Fortmann: “A turning back to the archetypes
not integrated into consciousness are not really through self-knowledge, contemplation, and med-
interior. Such collective images participate in the itation will re-establish the connection between
world’s deeper nonhuman wholeness. We swim the conscious mind and the unconscious, giving
in it like the mythic fish who does not know what rise to new symbols for eternal truth” (Fortmann
water is. Archaic, “primitive” participation 1991, pp. 26–28).
mystique is not just a bygone phenomenon Fortmann expands his thesis with Martin Hei-
dismissed by science. Fortmann agrees with degger, who “vanquishes the subject-object split”
Levy-Bruhl that participation is mythical (Fortmann 1991, Chap. 29). Heidegger thinks the
consciousness. He draws on Jean Przyluski phenomenological concept of hermeneutics
(1940), who differentiates different levels of deeply. “Hermeneutics” is the examination of a
participation, and Paul Tillich, who calls on methodology’s basic principles that differ, for
participation in theology (1957, pp. 176–178). example, in art, science, and religion. Thus, the
(A more recent work on participation is by study of religion cannot be a scientific question,
Skolimowski (1994)). As in transference and which some atheists and some psychologists
countertransference, participation is a strong neglect to consider. Heidegger presses phenome-
bond of relatedness, not a subjective projection. nology into ontology, that is, more intuitive
It is usually unconscious and needs to come into reflections on ultimate reality, or “Being,” in
awareness. “Projection” is a theory that strives to contrast with metaphysics, which is a more
do that, but it uses the wrong subject/object rational study of ultimate reality. In his
philosophical basis. monumental Being and Time (1927) and later,
Fortmann reviews Jung’s theory of projection Heidegger speaks poetically, using words in
as it moves from a Freudian view of subjective new ways, pressing thinking toward new paths.
“value added” to objects that makes them prob- His language is likely to cause the reader some
lematic and in need of therapeutic “withdrawal” anxiety. But he sees anxiety itself as what seems
back into the subject, who then becomes conscious alien but is the presence of “uncanniness,” in the
of new inward depths (Fortmann 1991, Chap. 26). call of conscience (Heidegger 1962, p. 321). Even
But the notion of “withdrawal” back into the sub- more deeply: “Uncanniness is the basic kind of
ject, while it helps dispel mass consciousness and Being-in-the-world, even though in an everyday
awaken one to unconscious contents, nevertheless way it has been covered up” (Heidegger 1962,
is part of the scientific project’s disenchantment of p. 322). So Being-in-the-world is going to be
the world. The archetypal lover does not just uncanny, strange, and weird, like what the
receive projections but bathes in the common uncovering of we call “unconsciousness,” as in
waters of participation mystique. Gods are not dreams and a new awareness. When we intuitively
just projections of the archetypal inner Self, but read a person’s gestures and perceive, for example,
swim in these oceanic waters, mingling human shame, fear, or love, this is Being-in-the-world
psychology and transcendent mysteries. But they disclosed, uncanny because it is normally concealed
need to be experienced. Religious belief is (cf. Freud’s 1919 “Uncanny” (unheimlich).)
Projection and Han Fortmann 1387 P
Heidegger rejects the mistake of post- religions, has attempted to strip the industrial
Cartesian philosophies that attempt to isolate world of experiences of this presence of Being
humanity in a subjective shell, for the human or freeze experience in dogmatic frameworks.
subject is never without world. Humans are The diminution of the authentic sacred presence
always in the world and society; there is no total of Being, says Fortmann, is the greatest disaster
withdrawal, no total innerness. Human existence of the modern era.
is a being-in and a being-with. We may partly Fortmann reminds us that the erroneous dualis-
place ourselves cognitively outside the world for tic philosophy underlying the Cartesian disaster is
scientific analysis, but underneath this standing repeated every time we think of the concept of
back is a much more fundamental relatedness. projection and withdrawing projections back into
Dasein is his term for human existence, meaning subjectivity. We can and should stand back and
“being-there,” which is a “non-closedness” detach a bit from our participation in experiences,
(Erschlossenheit). Being-in-the-world is the such as love or fear, and think meditatively about
basic state of Dasein (being-there). Thus, the old them. This is the dance between imaginative,
philosophical problem of how the subject knows mythic Being-in-the-world and conscious, critical
the object is a non-question, for consciousness is Being-in-the-world. But finally there is no possi-
at the beginning outside. The world reveals itself bility of strong “objectivity,” for we are always
through an “attunement” which is always there Being-in-the-world. There will always be arche-
and in which we constantly participate. Care is the typal enchantments, poetry, beauty, love, passion,
Being of Dasein, and conscience is the call of paradox, and mystery just under the surface of
care, that brings forth the authentic potentiality- consciousness, in the implications, the nonverbal
for-Being. One might interpret what depth psy- hints, the intuitive feelings, and the hunches –
chology calls the withdrawal of projections, when erotic, technological, aggressive, or religious. We
one discovers unknown images, understandings, could not avoid despair without these depths, for
and cares, as Heidegger’s “call.” He says: “‘It’ they give us the essential meanings of life.
calls against our expectations and even against For Heidegger “projection” (Entwurf) is
our will. . . The call comes from me and yet from a potentiality-for-being thrown up by Dasein. It
beyond me” (Heidegger 1962, p. 320). discloses possibilities (Heidegger 1962, p. 376)
Understanding (Verstehen) is not an internal such as designs, plans, proposals, and interpreta-
mental activity, but a way of Being-in-the-world. tions. Mathematics is a projection of Dasein P
Nor is language a transfer of information, but is (Heidegger 1962, p. 414). Psychology and spiritu-
a participation in Being, full of overtones and ality are projections of possibilities, or better said,
implications, logic, and soul. Humans are neither the “presence” of ontological Being-in-the-world.
the center of all that is nor the measuring-stick of Thus, Fortmann redesigns the old theory of
truth and value, as the scientific revolution seeks projection into the emerging presence of
to work out in technology. Now we can see how Being-in-the-world.
the ecology crisis is partly a result of the subjec-
tive view of knowledge, putting psyche at great
risk of narcissistic ignorance of our deeper Being- See Also
in-the-world, dependent on clean oxygen, water,
food, etc., in danger of destruction by industrial- ▶ Daseinsanalysis
ism’s toxic domineering psyche. Knowledge is ▶ Hermeneutics
not a narrowly logical grasping of the world as if ▶ Jung, Carl Gustav
it were opposite us to be grasped, but an experi- ▶ Participation Mystique
ence (Erlebnis) of the unconcealing presence of ▶ Projection
Being. Thus, the secular effort at de-deification ▶ Re-Enchantment
(Entgötterung), combining rationalist aggres- ▶ Soul in the World
siveness and monotheistic attacks on other ▶ Tillich, Paul
P 1388 Prophets

Bibliography be found in the Hebrew Scriptures. In examining


the words and actions of these ancient prophets,
Fortmann, H. (1974). Als Ziende de Onzienlijke: een one can discern many psychological factors that
culturepsychologiische studie over de religieuze
describe and explain prophetic behavior.
waarneming en de zogenaamde religieuze projectie.
Hilversum: Gooi en Sticht. English edition: Fortmann, These include possession, ecstatic behavior,
H. (1991). Envisioning the invisible (Part 2) altered consciousness, obsession or compulsion,
(trans: Faber, J.). Publication pending. having an unmediated relationship with the
Freud, S. (1953). The uncanny. In J. Strachey (Ed. &
Divine, visionary experience, and irrationality.
trans.), The standard edition of the complete
psychological works of Sigmund Freud (Vol. 17, For the earliest prophets, we can begin with
pp. 219–252). London: Hogarth. Abraham and Moses and conclude with Debo-
Heidegger, M. (1927). Sein und Zeit (7th ed.). T€ ubingen: rah, Samuel, Nathan, Elijah, and Elisha. There is
Neomarius Verlag. English edition: Heidegger, M.
a single reference to Abraham as a prophet, “for
(1962). Being and time (trans: Macquarrie, J. &
Robinson, E.). New York: Harper and Row. he is a prophet and he will pray for you, and you
Jung, C. (1953–1979). The collected works of C. G. Jung. shall live” (Genesis 20:7). According to Genesis
20 Vols. (W. McGuire, Ed.; trans: Hull, R. F. C.). 15, Abraham has an ecstatic experience, espe-
Princeton: Princeton University Press.
cially if the Greek translation (exstasis) of the
Jung, C. (1961). Memories, dreams, reflections.
New York: Vintage/Random House. Hebrew tardemah (deep sleep) is taken into
Levy-Bruhl, L. (1949). Les Carnets de Lucien Levy-Bruhl. consideration. The case of Moses warrants par-
Paris: Presses Universitaires de France. English ticular attention, both as a paradigm for other
edition: Levy-Bruhl, L. (1975). The notebooks on
prophets and as an anomaly: “Never since
primitive mentality (trans: Riviere, P.). Oxford, UK:
Blackwell. has there arisen a prophet in Israel like
Przyluski, J. (1940). La participation. Paris: Alcan, Moses – whom the Lord knew face to face”
Presses Universitaires de France. (Deuteronomy 34:10).
Sierksma, F. (1956). De Religieuze Projectie. Groningen:
Each of the other prophets listed above is an
Konstaple. English edition: Sierksma, F. (1990).
Projection and religion (trans: Faber, J.). Publication example that contributes to a composite portrait
pending. of the eleventh–ninth century BCE prophets. For
Skolimowski, H. (1994). The participatory mind. London: instance, Deborah, seated under a palm tree in
Arkana/Penguin.
the hills of Ephraim, functioned as a judge and
Tillich, P. (1957). Systematic theology. Chicago:
University of Chicago Press. advisor (Judges 4 and 5). Samuel was dedicated
Vestdijk, S. (1947). De Toekomst der Religie. Arnhem: to the Lord and served in the Temple at Shiloh,
Van Loghum Slaterus. English edition: Vestdijk, S. where he was called to be a prophet (I Samuel
(1988). The future of religion (trans: Faber, J.).
1–3). Saul is seized by a prophetic frenzy,
Publication pending.
caught up with the guild prophets (e.g.,
I Samuel 10:9). He also practices necromancy
when he causes the medium of Endor to call up
Samuel from the dead (I Samuel 28). David’s
Prophets court prophet, Nathan, condemned the actions of
his king and employer. Questioning the author-
Miriam Dean-Otting ity of the ruler and advocating for the powerless,
Religious Studies, Kenyon College, Gambier, Nathan thus embodies two of the characteristics
OH, USA of the later Hebrew prophets (II Samuel 11–12).
Elijah, “troubler of Israel” (I Kings 18:17), and
Elisha, his heir, work magic, perform miracles,
Eleventh–Ninth Century BCE and speak unwelcome truths to the kings of
Israel. In addition, their ecstatic behavior
The most highly developed manifestation of is a model for the visionary experience of the
prophetic activity in the ancient Near East is to prophets described next.
Prophets 1389 P
Eighth–Sixth Century BCE view of humanity; she or he must work for the
good of all people. Furthermore, a prophet must
Fifteen books in the Hebrew Scriptures are be selfless and self-confident but also provoca-
named after individuals, with Isaiah assigned tive. The prophet’s charisma draws followers
to three distinct historical periods. In chronolog- but, nevertheless, the prophet frequently experi-
ical order, these books are Amos, Hosea, ences loneliness and may even be cast out, for
I Isaiah, Micah, Zephaniah, Nahum, Habakkuk, the message is one that few want to hear. Above
Jeremiah, Ezekiel, II Isaiah, Haggai, Zechariah, all, the prophet’s message challenges the status
Malachi, III Isaiah, Obadiah, Joel, and the folk- quo and questions the authority of those in
tale of Jonah. There is a breadth of prophetic power. Prophetic arguments are articulate and
voice and a range of personalities and profes- persuasive, often fueled by ecstatic behavior,
sions found in the prophetic canon. For instance, supported by visions, and voiced in powerful
Amos claims to be simply a shepherd and poetic meter. Finally, a prophet most often
a farmer: “I am no prophet, nor a prophet’s rejects the designation and never receives remu-
son; but I am a herdsman, and a dresser of neration for prophesying. Above all, prophets
sycamore trees, and the Lord took me from fol- emphasize justice, righteousness, humility, and
lowing the flock, and the Lord said to me, ‘Go, kindness. A summary of these central concepts
prophesy to my people Israel’” (Amos 7:14–15). is voiced in Micah: “He has told you, O mortal,
Isaiah, on the other hand, is a priest in the Tem- what is good; and what does the Lord require of
ple in Jerusalem, truly part of the institutional you, but to do justice, love kindness and walk
religion (Isaiah 6). Jeremiah laments and suffers humbly with your God” (6:8).
abuse. Both Jeremiah and Ezekiel go into exile.
Jonah sulks.
Psychology of the Prophet

Characteristics of the Prophet The prophet’s relationship with the Divine, the
prophetic call, ecstatic behavior, visions, and
A prophet is not a fortuneteller or is the prophet poetry are all facets of what we might treat in
particularly interested in the distant future, any study of the psychology of the prophet. Pas-
except in so far as it is influenced by actions sages from the texts of the classical Hebrew P
taken in the present. In fact, the portrait of prophets illustrate these characteristics.
a prophet is rather complex. First of all The prophet’s relationship with God is pro-
a prophet must experience some kind of calling. found and often disturbing. “The lion has roared,
In the biblical tradition this comes from God. who will not fear? The Lord has spoken, who
This calling awakens the prophet to injustice, can but prophesy?” (Amos 3:8). A shocking
elicits both a feeling of impending doom and example, even if it is only a metaphor, is the
a deep compassion for the oppressed. Drama expectation that Hosea’s life will mirror God’s
and passion energize the message of the prophet. relationship with Israel: “Go, take for yourself
The task is onerous and, thus, prophets fre- a wife of whoredom, for the land commits great
quently express reluctance to accept the role. whoredom by forsaking the Lord” (Hosea 1:2).
Even so, a prophet is compelled to speak out The central phrase neum Adonai (“thus says the
and may seem, to others less sympathetic, to be Lord”) repeated throughout the prophets and
a fanatic or zealot. In psychology, we might many other metaphors leave no doubt that
deem this obsession. The prophet’s words carry according to the biblical perspective, the
a clout that does not spare those responsible for prophet is a vessel for God’s words. This implies
the suffering of others. Yet it is important that that prophet must lose sight of all personal needs
the prophet’s perspective is rooted in a broad and be subsumed in divine expectations.
P 1390 Prophets

Most prophets experience a call, but the cir- Jeremiah visits the potter’s house and watches as
cumstances vary considerably. For instance, Isa- the potter reshapes a spoiled vessel. This sight is
iah encounters a numinous vision of God in the understood symbolically as an indication of
Temple in Jerusalem, his lips are seared and God’s intention to break down and rebuild the
purified by a burning coal born by a fantastic people Israel (Jeremiah 18:1–12). For Joel armies
creature, and he is forewarned that the people of locusts, surely observed in times of natural
will turn a tin ear to his prophecy (Isaiah 6). disaster, become signs of invading armies (Joel
Jonah responds to his call by fleeing in the other 1). Visions reveal much about the environment of
direction (Jonah 1), a radical and physical denial ancient Israel and demonstrate the practice of the
of the call. Jeremiah is summoned as a youth and prophets to be out and about, in the marketplace,
learns that he had been appointed a prophet even at sacred centers, at the city gates, and walking
before he was born. He depicts his call as the streets, anywhere where people are gathered,
a physical gesture, “Then the Lord put out his so that an audience is always at hand.
hand and touched my mouth; and the Lord said to Many of the passages cited in these samples
me, ‘Now I have put my words in your mouth’” are rendered in the meter of Hebrew poetry, an
(Jeremiah 1:9). aspect of biblical prophecy that lends the pro-
Often ecstatic behavior precedes the voicing phetic words dignity and elegance. It is poetry
of the prophetic message, and this is where we that allows the prophet to ascribe to God both the
can point to a kind of possession, what might be power of a warrior and the empathy of a laboring
called, in psychological terms, an “altered con- woman: “The Lord goes forth like a soldier, like
sciousness.” “As for me, I am filled with power, a warrior he stirs up his fury; he cries out, he
with the spirit of the Lord, and with justice and shouts aloud, he shows himself mighty against
might” (Micah 3:8). Jeremiah echoes his foes. For a long time I have held my peace,
a metaphor common in the prophets, the I have kept still and restrained myself; now I will
swallowing of God’s words: “Your words were cry out like a woman in labor, I will gasp and
found, and I ate them, and your words became pant” (Isaiah 42:13–14). Hebrew poetic lamenta-
a joy and the delight of my heart; for I am called tion meter enhances the grief already inherent in
by your name, O Lord, God of hosts” (Jeremiah Amos’ words: “Fallen no more to rise is maiden
1:16). Significantly, he denies that he has used Israel; forsaken on her land, with no one to raise
wine to evoke this state: “I did not sit in the her up” (Amos 5:2).
company of merrymakers, nor did I rejoice; Questions have been raised about whether
under the weight of your hand I sat alone for prophetic possession should be described as
you filled me with indignation” (1:17). Several a kind of neurosis or madness. Clearly prophetic
psychological states of mind that might be called behaviors are not average or muted in any way.
“unbalanced,” irrationality, enthusiasm, posses- For instance, some assert that Hosea’s willing-
sion, in sum, a variety of states of altered con- ness to marry a prostitute, as a concrete symbol of
sciousness, activate prophetic speech. The Israel’s rejection of God, was indicative of his
words of the prophets are met with utmost seri- madness. Isaiah’s walking naked for 3 years to
ousness, whether out of fear or reverence. call attention to the captivity of the Assyrian king
Ecstatic behavior, then, enhances rather than could indicate some exhibitionism. But this is
diminishes the power of the message. mere speculation at a distance of well over
Out of ecstasy come visions, and prophetic 2,000 years and is, perhaps, not so instructive.
texts are rife with revelations of both wrath At most it seems that we can only point to some
and restoration. Perhaps the most well known is marginal behaviors in addition to the characteris-
Ezekiel’s colorful vision of the fiery chariot tics of possession, ecstatic behavior, altered con-
(Ezekiel 1), but plenty of visions are more mun- sciousness, obsession or compulsion, having an
dane by comparison. Everyday objects might unmediated relationship with the Divine, vision-
become catalysts for vital lessons, such as when ary experience, and irrationality outlined above.
Protestantism 1391 P
See Also all believers, to be instruments of grace and sal-
vation empowered by God’s Spirit.
▶ Bible A strength of Protestantism is its critical nature,
▶ Biblical Psychology but the same orientation has created lack of unity
in dogma and institutional structure. After nearly
500 years of experiencing schisms and internal
Bibliography conflict over doctrinal issues such as infant or
adult baptism and the nature of Holy Communion,
Meeks, W. A. (Ed.). (1993). The Harper-Collins study Protestantism incorporates many different tradi-
Bible. New York: Harper Collins Publisher.
tions. Their traditions have a unique character as
they developed around spiritual leaders in
a specific social context. Groups include Anglican
(Episcopal), Congregationalist, Lutheran, Meth-
Protestantism odist (including the Salvation Army), Reformed
(Calvinist/Presbyterian), Waldensian, Zwinglian,
Jaco Hamman and also Baptist, Anabaptist (Mennonite, Breth-
The Divinity School, Vanderbilt University, ren), and charismatic Pentecostal Protestants.
Nashville, TN, USA Most of these groups experience secularization,
loss of church membership, and internal struggles.
The cultural and doctrinal diversity within Protes-
Protestantism is a general term describing the tantism is best expressed in numerous confessions
third main form of Christianity alongside of faith. Traditionally, an Anglo-Saxon faith,
Roman Catholicism and Orthodox Christianity. forms of Protestantism are growing rapidly in the
It originated in the sixteenth century when in developing world (African Independent Churches;
1529 German princes presented a Protestatio or South America) and in Asia (especially South
letter of protest against the Catholic Church’s Korea) due to Protestantism’s missionary fervor.
prohibition on innovation in the field of religion. Protestantism’s general orientation to critical
This act by the “Protestants” – later also called distinction rather than synthesis impacts its rela-
“Evangelicals” – initiated a movement called the tionship with psychology. Yet Protestantism’s
Christian Reformation asking “Who is the true search for truth brings interdisciplinary explora- P
and holy church?” tion. Protestants engage in critical evaluation or
Despite holding worldviews ranging from correlation of psychological theories and use
open and liberal to nationalist conservative and whatever is deemed compatible with their world-
even fundamentalist, Protestantism is most often view. Others engage in theory building, reworking
characterized by the following: proclaiming that psychological theories, especially cognitive theo-
all glory belongs to God (soli Deo Gloria); sal- ries, according to Protestant presuppositions.
vation is by grace alone (sola gratia); the central- Some seek a dialectical approach, holding the
ity of the spoken and written Word (sola tension between two diverse disciplines. Others
Scriptura); freedom and independence; truth yet argue that postmodern rationality, refusing
and the church are ever evolving; baptism and objective truth, allows different disciplines to
communion as the only sacraments; and placing speak into each other’s world without losing
a person’s relationship with God above alle- unique identities. Protestants also use psychology
giance to the church. These traits can be summa- as a lens through which to read Scripture.
rized as only grace, faith, and Scripture should One goal that Protestants and psychology
govern life inside and outside the church. The share is seeking ways to facilitate the good life.
church, therefore, is not the carrier of grace and Typical topics of contention Protestantism has
salvation. In light of this belief, baptized with psychology, however, are the following:
believers are called, through the priesthood of wholeness found through a personal relationship
P 1392 Providence

with Jesus, Scripture as a special revelation, the Jones, J. W. (1991). Contemporary psychoanalysis and
problem of suffering, the reality of evil and sin, religion: Transference and transcendence.
New Haven: Yale University Press.
what it means to be a human being, and how truth Jonte-Pace, D., & Parsons, W. B. (2001). Religion and
is defined. Protestantism can inform psychology psychology: Mapping the terrain. New York:
on the human spirit’s search for meaning around Routledge.
ultimate concerns. Psychology, in turn, can edu- Malony, H. N. (1995). The psychology of religion for
ministry. New York: Paulist Press.
cate Evangelicals on the depths of an embodied McGrath, A. E. (2007). Christianity’s dangerous idea:
existence. In dialog, mutual illumination is pos- The Protestant revolution – A history from the six-
sible around concerns such as models of person- teenth century to the twenty-first (1st ed.). New York:
hood, disease and health, individuality and HarperOne.
McMinn, M. R., & Campbell, C. D. (2007). Integrative
community, and how transformation occurs. psychotherapy: Toward a comprehensive Christian
approach. Downers Grove: InterVarsity Press.
Oates, W. E. (1962). Protestant pastoral counseling. Phil-
adelphia: Westminster Press.
See Also Oates, W. E. (1973). The psychology of religion. Waco:
Word Books.
▶ Baptism Pearce, J. C. (2007). The death of religion and the rebirth
▶ Biblical Psychology of spirit: A return to the intelligence of the heart.
Rochester: Park Street Press.
▶ Calvinism Pruyser, P. W. (1968). A dynamic psychology of religion.
▶ Christianity New York: Harper & Row.
▶ Evangelical Pruyser, P. W. (1991). Religion in psychodynamic per-
▶ Fundamentalism spective: The contributions of Paul W. Pruyser.
New York: Oxford University Press.
▶ Grace Shults, F. L., & Sandage, S. J. (2006). Transforming spir-
▶ Luther, Martin ituality: Integrating theology and psychology. Grand
▶ Meaning of Human Existence Rapids: Baker Academic.
▶ Original Sin Watts, F. (2002). Theology and psychology. Aldershot:
Ashgate.
▶ Religion

Bibliography
Providence
Browning, D. S. (1987). Religious thought and the modern
psychologies: A critical conversation in the theology David M. Moss III
of culture. Philadelphia: Fortress Press. Atlanta, GA, USA
Carroll, A. J. (2007). Protestant modernity: Weber, secu-
larization, and protestantism. Scranton: University of
Scranton Press.
Eppehimer, T. (2007). Protestantism. New York: This is a critical theological term of profound
Marshall Cavendish Benchmark. psychological significance. Providence refers to
Griffith, R. M. (2004). Born again bodies: Flesh and spirit
God’s creative and sustaining care of the uni-
in American Christianity. Berkeley: University of
California Press. verse. In the Judaeo-Christian tradition, it iden-
Guntrip, H. (1957). Psychotherapy and religion. tifies events or circumstances of divine
New York: Harper. interposition. It also signifies revelation through
Harrison, P. (1998). The Bible, Protestantism, and the rise
of natural science. Cambridge, MA: Cambridge
insight.
University Press. In 400 BCE Greek philosophers used the word
Holifield, E. B. (1987). A history of pastoral care in prónoia to describe a power which rationally
America: From salvation to self-realization. Nash- guides the world and human destiny by a fixed
ville: Abingdon.
Hunsinger, D. V. D. (1995). Theology and pastoral
set of natural laws. This became a dogma of
counseling: A new interdisciplinary approach. Grand Stoicism. It also bears points of contact with the
Rapids: Eerdmans. biblical idea of the Creator being directly
Pruyser, Paul 1393 P
involved with creation. The Old Testament G. W. Leibniz (1646–1716) described provi-
records a gradual development of the belief in dence as the rational and meaningful order of
providence. Nevertheless, the Hebrew Scriptures human history and the cosmos.
reveal a dynamic theme: God guides history in Systematic explanations of providence even-
such a way that independent and free human tually raise problems of theodicy, questions about
actions are not annulled. Unlike the impersonal the goodness and fairness of God given the evil
Stoic concept, this conception requires the Crea- and suffering in creation. Pastoral theology
tor’s intimate involvement with humanity. The emphasizes the ascendancy of the former over
New Testament develops this view but not as the latter. Consequently, providence is the basic
a theoretical explanation. It is an eschatological source of hope for human development. In the
perspective, inherently implied far more than twentieth century this belief was reemphasized
explicitly mentioned. The incarnation was prov- by the growth of pastoral counseling as
idence personified. a specialized ministry. From such a therapeutic
Early patristic literature was strongly perspective, providence can be defined as an
influenced by Greek philosophy, particularly awareness that out of every unfortunate experi-
cosmology. Clement of Alexandria ence, as long as one chooses to look with insight,
(c. 150–215) best expressed the synonymous beneficial results will be revealed.
relationship of God and providence. Conversely,
he contended that the denial of providence was
to be equated with atheism. The Church Fathers See Also
also explored the biblical idea of freedom with
responsibility under God’s provision. During the ▶ Augustine
Middle Ages, the Scholastic theologians set ▶ Incarnation
forth philosophical speculations about the
nature and meaning of providence. Inspired by
Augustine of Hippo (354–430), Thomas Bibliography
Aquinas (1224–1274) produced a penetrating
examination of this belief. Subsequently, the Gilkey, L. (1976). Reaping the worldwind: A Christian
interpretation of history. New York: Seabury.
Council of Trent (1545–1563) designated prov-
Hodgson, P. (1989). God in history: Shapes of freedom.
idence as a doctrine of the Church. However, the Nashville: Abingdon.
P
Reformation was already underway. This Scheffczy, L. (1970). Creation and providence. New
represented a break with Catholic intellectual- York: Herder & Herder.
Tillich, P. (1951). Systematic theology (Vol. 1). Chicago:
ism. Reason was not dismissed but experience
University of Chicago Press.
was elevated to a primary importance. The
Reformers also presented new views about prov-
idence. Their writings no longer centered on an
explanation of the universe, but in realizations
of faith and practical living. John Calvin’s Pruyser, Paul
(1509–1564) teaching on predestination was
exceptionally controversial. In his theological Nathan Carlin
system providence was restricted and free will McGovern Center for Humanities and Ethics,
was restrained. Popular expressions of the Prot- University of Texas Medical School, Houston,
estant belief in providence were published TX, USA
chiefly in devotional literature and hymns. In
the eighteenth century scholars of the Enlight-
enment viewed providence from a more ratio- Paul W. Pruyser (1916–1987) was a clinical
nalistic position. As a result, this dimension of psychologist who, especially by means of his pro-
reality became the fulcrum of natural theology. lific writing, contributed greatly to psychology
P 1394 Pruyser, Paul

of religion while working at the Menninger Clinic years as a period in which I have not only kept
in Topeka, Kansas (now located in Houston, your great heritage, but nurtured, fostered and
Texas). He was born in Amsterdam, and he expanded it” (Friedman 1990, p. 324). In any
moved to the United States in 1943 to complete case, after the overthrow, Pruyser developed
his doctoral studies at Boston University in a facial tic and aged “precipitately,” perhaps an
clinical psychology. He graduated in 1953. His indication of Pruyser’s guilt and a testimony to
monographs include A Dynamic Psychology of Karl’s interpretation of the overthrow (Friedman
Religion (1968), Between Belief and Unbelief 1990, p. 324). In the political struggles that
(1974), The Psychological Examination (1979), followed, Pruyser was able “to retain
and The Play of the Imagination (1983). He edited a significant position,” but he was eventually
Diagnosis and the Difference It Makes (1976b) pressured into resigning from his position as edu-
and Changing Views of the Human Condition cation department director, then to assume the
(Pruyser 1987). And, with Karl Menninger and post of resident teacher-scholar (1990, p. 338).
Martin Mayman, he wrote The Vital Balance
(1963). In addition to these books, he also wrote
some 30 book chapters and 80 journal articles. Pruyser’s Contributions to Psychology
Pruyser also contributed to the field of psychology of Religion
of religion by serving as president of the Society
for the Scientific Study of Religion and by serving Pruyser’s contributions to psychology of religion
on the editorial boards for The Journal for are sadly overlooked today. Sometimes Ana-
the Scientific Study of Religion and Pastoral Maria Rizzuto is thought to be the first person to
Psychology. Before his death, he struggled with have brought the ideas of D. W. Winnicott,
cancer, but he died of a sudden heart attack a major proponent of a British appropriation of
(cf. Allen 1987; Capps 2011). psychoanalysis known as object relations theory,
to the psychoanalytic study of religion, as she
does in her classic The Birth of a Living God,
Pruyser and the Menninger Clinic published in 1979. However, Pruyser (1974) had
already done so in his Between Belief and Unbe-
Pruyser moved to Topeka, Kansas in 1954 to lief (cf. Hamman 2000, pp. 137–138). A few
work in the Topeka State Hospital. He joined major points that Pruyser makes in this book –
the staff of the Menninger Clinic in 1956 and insights that are still valuable today – include the
worked there until his death. He developed following: (1) “it is implied in Freud’s approach
a close relationship with Karl Menninger, foun- to religion that many forms of unbelief can be at
der of the Menninger Clinic. Karl was the same developmental level as belief itself”
psychoanalyzed by Franz Alexander and (1974, p. 61); (2) “unbelief can be just as primi-
received the first psychoanalytic certificate from tive, neurotic and drive-determined as belief”
the training institute in Chicago (Wallerstein (1974, p. 61); and (3) “[i]f belief is personal, so
2007). At Menninger, Pruyser rose through the is unbelief” (1974, p. 65). While Pruyser, follow-
ranks – but never to the very top, because he was ing Freud, did see religion as an illusion, he did
“a psychologist among psychiatrists.” He also not, as opposed to Freud, view illusion or religion
participated in “the palace revolt” that removed pejoratively. Using Winnicott’s notion of illu-
Karl from power in his own institution, a revolt sion – which departed greatly from Freud’s
that Karl believed had affinities with Freud’s usage (cf. Jones 1991, 38 ff.) – Pruyser viewed
(1913/2001) Totem and Taboo. Nevertheless, illusion as something deeply positive, transfor-
Pruyser still viewed Karl as a father figure, per- mative, and creative.
haps because Pruyser’s own father had died at But this is not to say that Pruyser uncritically
a young age. Pruyser wrote Karl these words in or simplistically accepted religion. While he
1971: I hope you would “appraise the last 10 served as an elder in the Presbyterian Church,
Pruyser, Paul 1395 P
he stopped going to church services in his later practical theology department, but he declined
years, apparently because he was unsatisfied with the offer and instead recommended to the presi-
such services. He also held the view that “much dent that they hire Capps. And so Pruyser’s influ-
of the force of current religion comes from the ence still lives on in the work of Capps (2001) and
persistence of irrationality in both culture and our his protégés, notably in the eloquent writing and
individual lives” (Spilka and Malony 1991, p. 14). preaching of Robert Dykstra (2001, 2005).
Jansje Pruyser, his wife, once described her
late husband as a “rebel” in an interview with
H. Newton Malony and Bernard Spilka, two See Also
other leading scholars in psychology of religion.
They added, “Indeed he was a rebel, but not one ▶ Freud, Sigmund
who was strident, noisy, or bellicose. . . . He had ▶ Winnicott, Donald Woods
the rare knack of propounding controversial and
iconoclastic ideas in a manner that might elicit
disagreement but never hostility” (Spilka and Bibliography
Malony 1991, p. 3). And so Pruyser was a man
who struggled deeply with matters of faith and Allen, J. G. (Ed.). (1987). In memoriam. Bulletin of the
Menninger Clinic, 51, 416–424.
reason, matters of subjectivity and objectivity,
Capps, D. (2001). Agents of hope: A pastoral psychology.
and matters of the inner and the outer worlds. Eugene: Wipf and Stock Publishers.
And the way in which he could stand by his own Capps, D. (2011). The aging process as forward move-
idiosyncratic faith was by means of a middle way, ment and the case for detours and backward steps.
Journal of Religion and Health, 51(2), 479–497.
a way inspired by Winnicott’s psychology, a way,
doi:10.1007/s10943-011-9534-0.
finally, that enabled him to make his own faith Dykstra, R. (2001). Discovering a sermon: Personal
real to him. pastoral preaching. St. Louis: Chalice Press.
Dykstra, R. (2005). Images of pastoral care: Classic
readings. St. Louis: Chalice Press.
Freud, S. (1913/2001). Totem and taboo. In J. Strachey
Pruyser and Pastoral Theology (Ed. & Trans.), The standard edition of the complete
psychological works of Sigmund Freud (Vol. 13,
In addition to writing for the field of psychology pp. 1–162). London: Vintage.
Friedman, L. (1990). Menninger: The family and the P
of religion, Pruyser also wrote for pastors, includ-
clinic. New York: Knopf.
ing works such as The Minister as Diagnostician Hamman, J. (2000). The restoration of Job: A study based
(Pruyser 1976a) and an important essay in The on D. W. Winnicott’s theory of object usage and its
Journal of Pastoral Care (now called The Jour- significance for pastoral theology. Unpublished doc-
toral dissertation. Princeton Theological Seminary,
nal of Pastoral Care and Counseling) titled
Princeton, NJ.
“Religion in the Psychiatric Hospital” (1984). Jones, J. (1991). Contemporary psychoanalysis and
Both of these works call pastors to bring the religion: Transference and transcendence.
tools that are unique to their trade – especially New Haven: Yale University Press.
Menninger, K., Mayman, M., & Pruyser, P. (1963). The
theology – when dealing with people’s problems.
vital balance. New York: Viking.
Pruyser’s work has influenced many thinkers Pruyser, P. (1968). A dynamic psychology of religion.
in the field of psychology of religion. H. Newton New York: Harper & Row.
Malony and Bernard Spilka (1991), themselves Pruyser, P. (1974). Between belief and unbelief.
New York: Harper & Row.
significant contributors in psychology of religion,
Pruyser, P. (1976a). The minister as diagnostician:
edited a volume of Pruyser’s work and dedicated Personal problems in pastoral perspective. Philadel-
it to his wife. Pruyser also greatly influenced phia: Westminster Press.
Princeton Seminary’s Donald Capps, the most Pruyser, P. (1976b). Diagnosis and the difference it makes.
New York: Aronson.
prolific writer in the fields of psychology of reli-
Pruyser, P. (1979). The psychological examination:
gion and pastoral care today. Princeton Seminary A guide for clinicians. New York: International
had tried to recruit Pruyser to teach in their Universities Press.
P 1396 Psalms

Pruyser, P. (1983). The play of the imagination: Towards Walter Brueggemann, an Old Testament scholar,
a psychoanalysis of culture. New York: International has proposed taking the Book of Psalms in its
Universities Press.
Pruyser, P. W. (1984). Religion in the psychiatric hospital: entirety and organizing them under three themes:
A reassessment. Journal of Pastoral Care, orientation, disorientation, and reorientation. This
38(1), 5–16. thematic organization of the psalms supports the
Pruyser, P. (1987). Changing views of the human wholistic understanding that human life and ordi-
condition. Macon: Mercer University Press.
Rizzuto, A. (1979). The birth of a living God: nary experience, along with one’s faith life and
A psychoanalytic study. Chicago: University of relationship with the Divine, are not about the
Chicago Press. occurrence of single events but are taken within
Spilka, B., & Malony, H. N. (1991). Religion in psycho- the process and flow of an unfolding and ever
dynamic perspective: The contributions of Paul W.
Pruyser. New York: Oxford University Press. evolving complex life journey.
Wallerstein, R. (2007). Karl Menninger, M.D.: A personal What is commonly recognized is that the Book
perspective. American Imago, 64(2), 213–228. of Psalms reflects themes universal to human life
and experience as well as particular to the divine-
human relationship: creation, destruction, and
transformation; death and life; suffering and
Psalms relief; good and evil; sin and contrition; repen-
tance and forgiveness; justice and judgment; war
Ingeborg del Rosario and triumph; injustice and loss; betrayal and ven-
Emmaus Center, Quezon City, Philippines geance; wisdom and worship; and darkness and
light. Many believers of both the Jewish and
Christian traditions cyclically recite or sing the
The Book of Psalms, also known by its traditional entire Book of Psalms, thus acknowledging how
Hebrew title tehillim (praises), belongs to the its prayers embrace and encompass the totality of
Wisdom literature of the Hebrew Scriptures and human reality and how they mirror the diversity
the Old Testament of the Christian canon. of life’s facets and textures.
Comprising 150 individual psalms (from the There are psalms and verses favored and held
Greek word psalmoi or songs sung to a harp), the in memory to bring comfort and courage,
Book of Psalms is both the longest and most strength, and hope, such as Psalm 8 (“When I con-
varied in tone, content, and message of its individ- sider your heavens, the work of your fingers, the
ual religious lyrical poems. While authorship of moon and the stars, which you have set in place;
the psalms is attributed to King David, biblical what are human beings that you are mindful of
scholars note that the period of their composition them, mortals that you care for them?”), Psalm 23
spanned half a millennium (c. 1000 BCE– (“The Lord is my shepherd, I shall not be in
c. 500 BCE) and its compilation most likely took want”), Psalm 51 (“Have mercy on me, God,
place after the end of the Babylonian captivity according to your unfailing love; according to
(c. 537 BCE), with reference to the Book of your great compassion, blot out my transgres-
Psalms as an entity around the first century CE, sions. Wash away all my iniquity and cleanse
in the New Testament books of the Gospel of me from my sin”), Psalm 63 (“O God, you are
Luke (20:42) and the Acts of the Apostles (1:20). my God, earnestly I seek you, my soul thirsts for
The psalms have been classified under different you; my body longs for you, in a dry and weary
genres, such as praise; thanksgiving; supplication land where there is no water”), Psalm 121
psalms; individual and communal lament psalms; (“I lift up my eyes to the hills – where does my
songs of trust and confidence; pilgrimage; histor- help come from? My help comes from the Lord,
ical, wisdom, or instructional psalms; royal and the maker of heaven and earth”), Psalm 127
messianic psalms; and temple or liturgical songs; (“Unless the Lord builds the house, its builders
however, these distinctions do not take into labor in vain”), and Psalm 139 (“O Lord, you
account the psalms’ fluidity of message and intent. have searched me and you know me”).
Psalms 1397 P
The lament psalms, which make up more than darkened so they cannot see, and their backs be
a third of the book’s composition, are given less bent forever. Pour out your wrath on them; let
focus and attention in individual prayer and litur- your fierce anger overtake them. May their place
gical worship. While the Book of Psalms mirrors be deserted, let there be no one to dwell in their
all of humanness and life, the lament psalms tent. . . May they be blotted out of the book of life
(3, 5–7, 9, 10, 12, 13, 17, 22, 25–28, 31, 35, 38, and not be listed with the righteous”; Psalm 137,
39, 41–44, 51, 52, 54–57, 59–61, 63, 64, 69–71, “O Daughter of Babylon, doomed to destruction,
74, 79, 80, 82, 83, 85, 86, 88, 90, 94, 102, 106, happy is he who repays you for what you have
108, 109, 120, 123, 126, 130, 137, 140–143) are done to us – he who seizes your infants and
particularly about life assailed by suffering and dashes them against the rocks”; and, perhaps the
pain, brokenness and dislocation, and anguish most detailed and elaborate of the imprecatory
and affliction. All have some experience of psalms, Psalm 109, “May his days be few. . . may
betrayal, rejection and abandonment, illness and his children be fatherless and his wife a widow.
death of a loved one, emotional and relational May his children be wandering beggars; may they
conflicts, crisis and powerlessness, oppression be driven from their ruined homes. May a creditor
or abuse, and even trauma. In them, the encounter seize all he has; may strangers plunder the fruits
with emotions of fear and terror, anxiety and of his labor. May no one extend kindness to him
bewilderment, loneliness and despair, grief and or take pity on his fatherless children. May his
sadness, anger and resentment, and rage and descendants be cut off, their names blotted out
hatred is palpable. from the next generation. May the iniquity of his
In the human search for words with which to fathers be remembered before the Lord; may the
speak of experiences of disruption and express sin of his mother never be blotted out. . . He wore
vital emotions, the lament psalms provide speech cursing as his garment; it entered into his body
and language that reverberate through centuries like water, into his bones like oil. May it be like
and are relevant across cultures. The psalms pro- a cloak wrapped about him, like a belt tied
vide vivid imagery, provocative metaphor, and forever around him.”
piercing, pointed words, offering a way of Many individuals in psychotherapy struggle
expression that resonates with the ache and with allowing themselves the space, freedom,
agony accompanying the tearing and breaking and spontaneity to enter into and express emo-
of every human heart. The lament psalms provide tions that accompany their wrenching stories. P
voice to speak of the pain, from the pain. In and They might speak of their sufferings from the
through the psalms, one may give vent to the most outside, looking in, rather than speak from the
intense hurt, the deepest rage, and the most pro- heart of their suffering. They might talk about
found grief with words that are neither meek nor their feelings rather than talk from the depth of
polite but are bold and direct, harsh and biting, these feelings. Some patients profess not to have
cutting and honest, and at times brutally frank. the words and the language with which to iden-
Lament psalms also contain imprecatory tify and distinguish their feelings of grief, anger,
verses, those that invoke curses of violence and fear, rejection, and humiliation. Others are
vengeance. The Christian Psalter excludes these unable to give voice to emotion for fear these
verses, setting them off in bracketed form. Ordi- feelings might intensify and overpower, leaving
narily, they are not recited or sung in communal them out of control. One resists giving in to her
prayer nor are they used in liturgical readings and grief for fear she might never stop weeping once
rites. Some examples of these verses are the fol- she begins. Another resists giving voice to his
lowing: Psalm 3, “Deliver me, O my God! Strike anger for fear he might become violent and
all my enemies on the jaw; break the teeth of the unmanageable. Because of the fear of feeling,
wicked”; Psalm 11, “On the wicked he will rain patients will split off from these emotions and
fiery coals and burning sulfur; a scorching wind disavow their presence. Ironically, when emo-
will be their lot”; Psalm 69, “May their eyes be tions are banished from the space of conscious
P 1398 Psalms

awareness and dissociated and when they are without censure, judgment, or condemnation. As
unsymbolized, unrecognized, and unarticulated, in the psalms, with even the imprecatory verses,
they gather greater energy, power, and force in everything that can be said may be said in the
the shadows of unconsciousness than they would safety of the analytic space. Before the analyst
have in being given space and voice to be put who holds her own experiences and emotions,
into words, heard, held, and contained in speech the patient need not be nice, well mannered,
and language. Just as the imprecatory verses are meek, or polite. The patient need only be as the
excluded from the Christian liturgy and Psalter, self presents and is present to self, with
so too are the urges for violence and vengeance a growing range of experiences and their accom-
left unspoken. When fragmented from con- panying emotions being given voice.
sciousness, this powerful energy of hatred, The Book of Psalms acknowledges that pain
rage, and aggression becomes manifest in rela- and suffering are an intrinsic part of life. That the
tional enactments. Cut off from this vital force, lament psalms significantly comprise the Book of
one is unable to fully connect with the totality of Psalms emphasizes that one must deal with
all that is human and unable to take in shadow chaos, disruption and disorientation, and the
experiences and emotions whose release into the agony and anguish of life’s difficulties not by
light of consciousness and verbal expression denying, ignoring, or minimizing their presence
permits a full experiencing of all that is authen- in life nor by splitting them off, shunning this
tic and real. darker and seemingly less tolerable aspect of
Patients may be helped to discover emotional oneself by relegating their emotional impact to
speech and language, to identify and distinguish, unconsciousness. The Book of Psalms offers
and to give voice and words to the mélange of voice and language with which to speak and
sensations and feelings that can seem entrust the depth and breadth of fear, frustration,
chaotic. A therapeutic relationship that provides rage, grief, despair, bitterness, meanness, spite,
emotional safety and consistency allows and desire for vengeance. It provides a way to
patients to become more secure in the capacity give expression to these experiences and emo-
to acknowledge, engage, and befriend the tions with powerful yet finite, containable words
expansive range of their inner life without fear rather than by impulsive, destructive activity.
of being overwhelmed. As with the God of the The therapeutic process shares this way of the
psalms who receives profound angst and the Book of Psalms in the acknowledgment of the
most vicious urges in the lament, no part of life need for language that is forthright, for contain-
need ever be beyond speech or conversation in ment and verbalization in words that are honest,
the therapeutic space. For the psychoanalyst in the moving through intense emotions which
who has undergone intensive personal analysis, enables a delving into the meaning and depths of
an internal space opens to hold and contain more one’s humanity and the dark corners of one’s
of the patient’s deepest experiences and emo- humanness. These processes awaken the possi-
tions, to enable a total presence to courageous bility and potential for metabolizing and
efforts to encounter and put into words whatever transforming the energy and power of such emo-
feelings might emerge, be they anger and rage, tions and experiences. In the sacred space held by
envy and jealousy, hatred and wrath, shame and the Book of Psalms echoed in the therapeutic
guilt, or kindness and tenderness. For the patient space come a gentle reorientation of life’s mean-
to engage and be present to the immediacy of the ing, a more profound connection with self and
experience of the inner world, the analyst must with all who partake and share in the universality
be in this immediacy, with a fullness of pres- of lived humanness and reality, and a more pro-
ence. For patients to feel greater ease and com- found awakening to the freedom, receptivity, and
fort with their aggression, the analyst must be compassion of God who hears, welcomes, and
capable of receiving, holding, and containing holds all, spoken, unspoken, and unspeakable, in
the power and energy of this verbalized force the Divine lyrical embrace.
Psyche 1399 P
See Also manifest in the individuation of the self from the
more limited ego (Jung 1978).
▶ Affect The concept of psyche links psychology and
▶ Bible spirituality in several ways. In the Greek myth of
▶ Defenses the goddess Psyche, a human woman becomes
▶ Dissociation elevated to the status of a goddess through her
▶ Feeling tumultuous relationship with Eros, the god of
▶ Psychotherapy love. She at first loses Eros through the machi-
▶ Trauma nations of his mother Aphrodite and later is
▶ Unconscious restored to him through the intervention of
Zeus, king of the gods. Symbolically, this myth
illustrates how the human spirit/soul is elevated
Bibliography and ultimately transformed through the vicissi-
tudes love and how sexuality and spirituality
Alter, R. (2007). The book of psalms: A translation with spring from the same libidinal source –
commentary. New York: W. W. Norton.
a connection recognized by Freud in his theory
Brueggemann, W. (1984). The message of the psalms:
A theological commentary. Minneapolis: Augsburg of psychosexual development. In Jungian terms,
Press. the myth calls to mind the unity of anima (the
Del Rosario, I. (1997). At evening, morning and noon feminine aspect of the psyche) and animus (the
I will cry and lament: Praying our distress.
masculine aspect of the psyche), the
Conversatio, 28(10), 3–22.
The Holy Bible: New International Version. (2005). Grand Hierosgamos (i.e., the sacred marriage of oppo-
Rapids: The Zondervan Corporation. sites) in the quest of the ego to become the self.
Moreover, the butterfly aspect of Psyche evokes
the image of the caterpillar building and ulti-
mate discarding the cocoon, which it sheds
Psyche upon its transformation into a butterfly. This
image brings to mind Platonic dualism – in
M. J. Drake Spaeth which the soul or spirit sheds the outer physical
The Chicago School of Professional Psychology, flesh in death, flying free – an idea that is still
Chicago, IL, USA found in many religious traditions throughout P
the world. Ulanov and Ulanov (1991) point out
that Jung regarded Psyche as the “mother of
Psyche, the ancient Greek word meaning “soul” consciousness” – that which joins with the
or “spirit,” is also the name of the Greek goddess father that is spirit (p. 12), effectively linking
of the soul, one of whose symbols is the butterfly. Christian ideology with the older Greek images
The term was employed by Sigmund Freud to described above.
describe the unity of unconscious and conscious,
the tripartite structure of the mind divided into id
(i.e., the repository of unconscious drives and See Also
wishes that determine our conscious behaviors),
superego (i.e., the repository of superconscious ▶ Anima and Animus
extreme moralistic elements that compensate for ▶ Cupid and Psyche
the opposite extremes of the id), and the ego (i.e., ▶ Drives
the conscious referee between the dichotomous ▶ Ego
ongoing conflict between id and superego). It was ▶ Eros
also adopted by Freud’s student Carl Jung to ▶ Freud, Sigmund
encompass the mind and its evolving, developing ▶ Hierosgamos
relationship with the world over the course of life, ▶ Id
P 1400 Psychiatry

▶ Jung, Carl Gustav madness and demonic possession. Enlightened


▶ Jungian Self views on the mentally ill were found in early
▶ Self Christian hospitals, by Buddhist missionaries,
▶ Superego Confucian scholars, medieval Jewish physicians,
and in the Islamic hospitals of the Middle Ages.
However, many societies later reverted to unsci-
Bibliography entific and at times inhumane practices. These
were epitomized in the medieval Christian Inqui-
Jung, C. G. (1978). Aion: Researches into the phenome- sition, where mentally ill individuals, accused of
nology of the self. Princeton: Princeton University
being possessed by the devil, were put to death
Press.
Ulanov, A., & Ulanov, B. (1991). The healing imagina- as witches.
tion: The meeting of psyche and spirit. Canada: Dai-
mon Verlag.
Background: Science Versus Religion

Fundamental controversies between science and


Psychiatry religion laid the groundwork for the modern
origin of the antagonism between psychiatry
Kelley Raab Mayo and religion. Concerning psychiatry, a number
Royal Ottawa Mental Health Centre, University of prejudices have stood in the way of a closer
of Ottawa, Ottawa, ON, Canada relationship with religion: the view that religions
attract the mentally unstable, that religions may
have their origins in madness, that religious
Introduction experience is phenomenologically similar to
psychopathology, that paranormal experiences
Psychiatry and religion have had a complicated, are a product of definable patterns of brain
at times collaborative and at times competitive, functioning, that religions are harmful – inducing
relationship over their respective histories. Since guilt – or that religious belief is ineffective.
the earliest days of Western medicine, scientifi- Research has proven these prejudices false.
cally trained physicians have recognized that Deeper reasons for the separation between
religion and spirituality can affect the mind for psychiatry and religion have to do with the
both good and ill. Historically regarded as the identification of psychiatry with the “medical”
first spiritual healer, the shaman is a prototype model. As a science, psychiatry is assumed to
of the modern physician and psychotherapist. be based on observation and experiment and in
Prior to the fall of the Roman Empire and the principle open to objective testing. Religion, on
growth of the Catholic Church, priests and the other hand, is said to be “revealed.” Psychia-
physicians were often the same individuals in try employs an essentially deterministic model,
different civilizations around the world. whereas religion assumes freedom of action. Yet
For all cultures, it has been a long journey to the separation between science and religion is
look for natural rather than supernatural explana- perhaps a peculiarly Western phenomenon.
tions for mental illness. Ancient Jews seemed to During the early years of the twentieth
have viewed madness in both natural and super- century, psychiatry in the USA and Europe
natural terms. Most Christian thinkers saw no underwent a number of changes, most notable
inherent contradiction between a medical view an increasing focus on social progress and gen-
of madness and a Christian view. Islam has eral societal welfare. In addition to an evolving
a long tradition of compassion for those who body of literature on psychoanalysis, other forces
were labeled mad. On the other hand, religions that shaped the field included new religious
of Asia and Africa tended to fuse ideas of movements such as New Thought, Christian
Psychiatry 1401 P
Science, theosophy, and spiritualism, as well as Psychiatry (GAP), there has been a tendency to
the growing social marginalization of fundamen- associate spiritual experiences with psychopa-
talism. Moreover, in terms of diagnosis psychia- thology. The report of GAP on “The Psychic
try began moving away from classifications Function of Religion in Mental Illness and
based on course and prognosis of disease. Health” (1968) acknowledged that religious
Specifically, “religious insanity” or “religious themes often surfaced during psychoanalysis
mania” – diagnoses based on the content of and that religion could be used in both psychi-
a delusion – became irrelevant to classification cally healthy and unhealthy ways. Yet the residue
and treatment. of nineteenth century interest in religious insanity
could still be found in the glossary of the third
edition of the DSM (Diagnostic Statistical
Influence of Freud Manual) and in the 1989 edition of the Oxford
Textbook of Psychiatry.
Although the notion of religious insanity faded
with the coming of twentieth century psychiatry,
it lived on in some form in the ideas of Sigmund DSM-IV: Religious or Spiritual Problem
Freud. Challenging the notion that truth can be
found in religion, Freud viewed religious faith as In order to redress lack of sensitivity to religious
based in the illusion of an idealized Father God and spiritual dimensions of problems that may be
who provides needed comfort and security; Freud the focus of psychiatric treatment, a new Z code
in turn understood religion as a “universal category for DSM-IV was proposed,
obsessional neurosis.” A goal of psychoanalysis “psychoreligious or psychospiritual problem.”
was to trust in the scientific method as a source of The impetus for the proposal to add a new
truth concerning the nature of one’s being and the diagnostic category emerged from transpersonal
world. clinicians and the work of the Spiritual
Since Freud, modern psychiatry and psychol- Emergence Network. Their focus was on spiritual
ogy make claims to have supplanted a number of emergencies – forms of distress associated with
religious concepts central to understanding spiritual practices and experiences. The proposal
human nature. Among these are notions of had the following goals: (1) to increase accuracy
a soul, of sin, and of morality. Soul and sin have of diagnostic assessments when religious and P
been replaced by notions of human consciousness spiritual issues were involved, (2) to reduce
and psychological and social pathologies. occurrence of medical harm from misdiagnosis
Deficiencies in morality are understood as of religious and spiritual problems, (3) to improve
products of inadequate socialization processes, treatment of such problems by stimulating clinical
thus obviating the need for confession and research, and (4) to encourage clinical training
redemption. Religious teachings traditionally centers to address the religious and spiritual
promoted the view that unhappiness, despair, dimensions of experience.
and other physical and mental sufferings are The DSM-IV category was accepted under
meaningful events. While Western religious Religious or Spiritual Problem as follows: “This
traditions recognize illness to have a purpose category can be used when the focus of clinical
within a grander design and emphasize the attention is a religious or spiritual problem.
spiritual meaning of suffering, conservative psy- Examples include distressing experiences that
chiatry maintains a materialistic and mechanistic involve loss or questioning of faith, problems
orientation. Thus, the two disciplines have func- associated with conversion to a new faith, or
tioned as competing belief systems for providing questioning of other spiritual values that may
life meaning and purpose. not necessarily be related to an organized
From Freud’s work through the 1976 report on church or religious institution” (APA 2000,
mysticism by the Group for the Advancement of p. 741). Frequently reported religious problems
P 1402 Psychiatry

in the literature are a loss or questioning of faith, Training and Research


change in denominational membership or con-
version to a new religion, intensification of On average, psychiatrists hold far fewer religious
adherence to the beliefs and practices of one’s beliefs than either their parents or their patients.
own faith, and joining, participating in, or leav- Moreover, despite the importance of religion and
ing a new religious movement or cult. Spiritual spirituality to most patients’ lives, psychiatrists
problems cited in the literature involve conflicts are not given adequate training to deal with issues
concerning an individual’s relationship to the arising from disturbances in these realms.
transcendent and questioning of spiritual Accreditation standards for medical schools and
values. Moreover, questioning of spiritual postgraduate programs in the USA and Canada
values can be triggered by an experience of now require competency in understanding ways
loss or a sense of spiritual connection. Spiritual in which people of diverse cultures and belief
problems also may arise from spiritual prac- systems perceive health and illness.
tices, e.g., someone who begins a meditation Disorders of the mind raise questions about
practice and starts to experience perceptual the meaning of life, the presence of evil, and the
changes. As well, mystical experiences and possibility that forces beyond the senses are
near-death experiences can lead to spiritual influencing one’s life. “Spirituality” has come to
problems and were a focus for concern by the be understood as a way of talking about such
Spiritual Emergence Network. It was argued topics as transcendence, immanence, meaning,
that inappropriately diagnosing disruptive reli- and purpose and may be theistic or
gious and spiritual experiences as mental nontheistic. Contemporary psychiatry and
disorders can negatively influence their out- religion can be viewed as parallel and comple-
come. For example, some clinical literature on mentary frames of reference for understanding
mysticism has described mystical experience as and describing human experience and behavior.
symptomatic of ego regression, borderline Thus, while they place different degrees of
psychosis, a psychotic episode, or temporal emphasis on body, mind, and spirit, integration
lobe dysfunction. As well, “dark night of the is possible to achieve comprehensive patient
soul” experiences have been equated to clinical care.
depression. Moreover, the interaction of con- It is only recently that religion and mental
temporary psychiatry and religion can take health issues have been addressed through
place at several levels: patients may have reli- research. In large part, results from studies have
gious beliefs that need to be taken into consid- indicated a salutary relationship between
eration when planning treatment, and patients’ religious involvement and health status. The con-
values may affect acceptance of treatment. sistency of findings, despite diversity of samples,
While introduction of the V code represents designs, methodologies, religious measures,
a significant first step toward explicit delineation health outcomes, and population characteristics,
of religious and spiritual clinical foci, it is but serves to strengthen the positive association
a modest accommodation. One limitation is the between religion and health. For several decades,
tendency to compartmentalize clinical focus on empirical research findings and literature reviews
religious or spiritual issues, versus viewing them have reported strong positive associations
as interwoven among all other areas of function- between measures of religious involvement and
ing. With the secularization of medicine, mental mental health outcomes. A beneficial impact of
health practitioners increasingly have assumed religious involvement has been observed for out-
three functions traditionally recognized as being comes such as suicide, drug use, alcohol abuse,
in the realm of religion: explanation of the delinquent behavior, marital satisfaction, psycho-
unknown, ritual and social function, and the logical distress, certain functional psychiatric
definition of values. diagnoses, and depression. A next logical step
Psychiatry 1403 P
for research on religion and mental health is to spirituality as a factor in self-identity, self-care,
explore possible explanations for this mostly insight, self-reliance, and resiliency are being
positive religious effect. A variety of potential promoted. Research on the similarities and
factors have already been identified, such as differences of religious and spiritual issues across
social cohesiveness, the impact of internal locus ethnic and cultural groups is being encouraged, as
of control beliefs, religious commitment, and is research on the transgenerational process of
faith. Research in positive psychology, which acquisition or transmission of religious and
promotes spiritual values such as gratitude and spiritual norms and their impact on diagnosis.
forgiveness, suggests a positive correlation
between these values and improved health.
Moreover, emerging research in neurotheology See Also
explores the relationship between spirituality
and neurological processes. ▶ Freud, Sigmund
▶ Jung, Carl Gustav

Future: Religion and Culture


Bibliography
In the twenty-first century, religious and spiri-
tual dimensions of culture remain important fac- American Psychiatric Association. (2000). Diagnostic
tors structuring human experience, beliefs, and statistical manual of mental disorders (4th ed.,
Text Rev.). Washington, D.C.: American Psychiatric
values, behavior, and illness patterns. Sensitiv-
Association.
ity to the cultural dimensions of religious and Bhugra, D. (Ed.). (1996). Psychiatry and religion: Con-
spiritual experiences is deemed essential for text, consensus and controversies. London: Routledge.
effective psychiatric treatment. The majority of Boehnlein, J. (Ed.). (2000). Psychiatry and religion: The
convergence of mind and spirit. Washington, D.C.:
the world’s population relies on complementary
American Psychiatric Press.
and alternative systems of medicine for healing. Cook, C. C. H., Powell, A., & Sims, A. (Eds.). (2009).
It follows that in order for a psychiatrist to effec- Spirituality and psychiatry. London: Royal College of
tively work with an indigenous healer, he or she Psychiatrists Press.
Group for the Advancement of Psychiatry. (1968). The
must have some understanding of the patient’s
psychic function of religion in mental illness and
cultural construction of illness, including the health. New York: Group for the Advancement of
P
meaning of religious content. C. Jung’s work Psychiatry.
on the importance of recognizing the “shadow” Huguelet, P., & Koenig, H. G. (2009). Religion and
spirituality in psychiatry. New York: Cambridge
in healing of minds and souls has contributed
University Press.
a great deal to cementing productive relation- Jung, C. (1933). Modern man in search of a soul. London:
ships between patient and therapist and priest Routledge.
and counselor. Different ways exist to engage Jung, C. (1964). Man and his symbols. London: Aldus
Books.
with spirituality, e.g., learning mindfulness and
Koenig, H. (Ed.). (1998). Handbook of religion and
meditation, cultivating spiritual values, and pro- mental health. San Diego: Academic.
moting spiritual practices. Inclusion of spiritual Kupfer, D., First, M., & Reiger, D. (Eds.). (2002). A
and religious issues in psychiatry, however, research agenda for DSM-V. Washington, DC:
American Psychiatric Association.
requires sensitivity to potential ethical issues
Lukoff, D., & Turner, R. (1998). From spiritual
regarding privacy, therapeutic boundaries, and emergency to spiritual problem: The transpersonal
discrimination. roots of the new DSM-IV category. Journal of
Finally, religion and spiritual issues have been Humanistic Psychology, 38(2), 21–50.
Lukoff, D., Lu, F., & Turner, R. (1992). Toward a more
identified as a research agenda for the develop- culturally sensitive DSM-IV: Psychoreligious and
ment of DSM-V. Examination of religion in his- psychospiritual problems. The Journal of Nervous
tory taking and cultural formation processes and and Mental Disease, 180(11), 673–682.
P 1404 Psychoanalysis

Peck, M. S. (1993). Further along the road less traveled: Personality Constructs
The unending journey toward spiritual growth.
New York: Simon & Schuster.
Poole, R., & Higgo, R. (2011). Spirituality and the threat Freud’s belief in unconscious motivation was the
to therapeutic boundaries in psychiatric practice. foundation from which he developed an elaborate
Mental Health, Religion and Culture, 14(1), 19–29. theory of personality that virtually reshaped
Rhi, B.-Y. (2001). Culture, spirituality, and mental health: Western thought. He believed that the fundamen-
The forgotten aspects of religion and health. Cultural
Psychiatry: International Perspectives, 24(3), tal source of psychic energy underlying human
569–579. behavior stems from an instinctive drive called
Scott, S., Garver, S., Richards, J., & Hathaway, W. (2003). libido which is sexual in nature. By “sexual” he
Religious issues in diagnosis: The V-code and beyond. meant any type of physically pleasurable activity,
Mental Health, Religion and Culture, 6(2), 161–173.
Verhagen, P. J., Praag, H. M., Lopez-Ibor Jnr, J. J., & particularly those of the mouth, anus, and
Moussaoui, D. (Eds.). (2010). Religion and genitals. The libido also enables an individual’s
psychiatry: Beyond boundaries. New York: survival, motivating one to eat and drink. Along
Wiley-Blackwell. with propagation, this survival drive is the
essence of what Freud termed Eros, the life
instinct. The opposite of Eros is Thanatos, the
death instinct aimed at a return of the human
Psychoanalysis organism to an inorganic state.
While Thanatos has been debated and denied
David M. Moss III by countless critics, Freud’s personality divisions
Atlanta, GA, USA have been well accepted as psychodynamic
constructs. Basically he contends that the inter-
action of the id, ego, and superego forms the
Psychoanalysis is a school of psychology personality. The id is an unconscious dimension
originated by the Austrian psychiatrist Sigmund of the mind that serves as a storehouse for the
Freud (1856–1939). Born out of struggle, it is libido. Freud claimed that this “dark, inaccessi-
a scientific approach to the investigation of ble. . .cauldron full of seething excitations”
conscious and unconscious processes, as well as composes all instinctive organic cravings. The
a clinical discipline of artistic application and id is a substratum characterized by unrestrained
therapeutic scrutiny. Psychoanalysis is the sine pleasure-seeking impulses constantly demanding
qua non of modern psychology. expression via thought and behavior.
Philosophically, psychoanalysis is based on Ideally, these unconscious libidinal drives are
psychic determinism, a theory of human behavior controlled by the conscious ego. This is the
rooted in a premise that certain causes predict- rational aspect of the personality which governs
ably engender particular psychological effects. the activities of the id and directs a person’s
Prior to Freud, psychiatric studies theorized that behavior so that the demands of reality are met.
organic conditions were the elementary basis of The ego is basically concerned with the mainte-
human behavior. Freud asserted that deep person- nance of social approval, self-esteem, and the
ality conflicts shaped the psyche, as did interper- alteration of libidinal drives so that they are in
sonal and cultural influences. These dynamic compliance with normative society.
forces became the psychic determinants of Morality is not necessarily the product of the
attitudes, opinions, and behavioral patterns – ego though. Ethics, folkways, and mores reside in
including religious practices and faith convic- the third part of Freud’s personality schema, the
tions. Psychoanalysis, by pointing to their roots, superego. A product of parental authority and
offers a mode of shifting or managing and, to institutional standards – especially religion – the
some extent, changing the consequences of superego uncompromisingly guards ideas of right
these influences. This hope is Freud’s major gift and wrong. In turn, the superego’s wishes contin-
to depth psychology. ually conflict with those of the id and both battle
Psychoanalysis 1405 P
for expression through the ego. When their and disorderly. Conversely, a mother who coaxes
tension is relatively acute the latter employs and rewards may help her child to become crea-
compromise mechanisms such as sublimation or tive and productive.
compensation. Generally, such a compromise is The most important point about the phallic
aimed at satisfying both the id and superego. stage is that it is the period during which the
However, if the ego fails to accomplish this child experiences an unconscious sexual
goal, neurotic symptoms may result, symboli- attachment to his mother and a feeling of jealousy
cally venting the frustrated libidinal impulses. toward his father. Freud called this the Oedipus
complex and said that it results in a feeling of
guilt and emotional conflict on the part of the
Developmental Stages child. Yet, like the oral and anal phases, the
danger of such conflict is relative to the individ-
Psychoanalytic theory claims that the first expo- ual. In other words, fixation is not inevitable even
sures to crises shape the child’s personality and though most males supposedly have this
therefore the ways in which he or she handles experience.
stress throughout life. Like his personality struc- Again, latency is a period generally character-
ture, Freud believed that early growth can be ized by repression. However, if painful conflicts
dynamically differentiated into three parts, each are repressed without being adequately resolved,
of which is a stage of development during the first they will continue to unconsciously influence the
5 years of life. He defined these stages mostly in individual’s thought, feelings, and behavior. This
terms of the individual’s awareness and the basic will cause emotional tension or anxiety and
reaction of particular erogenous zones. For possibly an inability to adjust. Such anxiety
example, the oral stage is the first or infantile manifests itself in varying degrees. Freud used
stage in a person’s psychosexual maturation. two standard categories to portray the magnitude
The anal is the second stage and the phallic is of a person’s maladjustment: neuroses and
the last pregenital phase. The next period of psychoses. To him, the former is chiefly a product
development is latency, a time during which of id versus ego, while the latter is a breakdown of
pregenital impulses are repressed. These ego, defense mechanisms, and the projection of
impulses are then reawakened during adoles- unconscious wishes onto the external world.
cence when the genital phase is reached. P
Although family influence is important during
all of these stages, Freud laid particular weight Religion
upon the pregenital periods. During the oral period
one may form certain dominant character traits as The projection of wishes is a key factor in Freud’s
a result of feeding, weaning, and the mother’s use of dreams as “the royal road to the
attention. For instance, an overprotective mother unconscious.” While dream work is a central
may cause a child to be abnormally dependent. ingredient of psychoanalytic interpretation, it is
Another sign of oral fixation is the argumentative also a medium of religion. Yet Freud contended
person, one who displaced an early need to bite that religion was an illusion, a belief system largely
with sarcasm or quibbling. based on wishes. He appreciated the particularity
Usually a child is toilet trained at the anal of religion in providing a sense of emotional
phase. Like weaning (and delivery before) this, protection from external threat, as well as a cultural
too, is a crucial experience that may determine reservoir of ethical standards. Nevertheless, he
future attitudes and behavioral characteristics. believed modern mankind was capable of maturing
A strict mother may produce an anally retentive beyond the irrational, superstitious, and magical
child who will continue to be obstinate and thinking of religious ideation.
stingy. She may also encourage an explosive Freud was an atheist who referred to himself
type of personality who will be cruel, destructive, as a “godless Jew.” He saw God as a magnified
P 1406 Psychoanalytic Cultural Analysis

father figure or parental ideal at the hub of a social See Also


neurosis one must grow beyond to be truly edu-
cated and able to cope with reality. He believed ▶ Analytical Psychology
that primitive religions in patriarchal societies ▶ Depth Psychology and Spirituality
with strong totemic beliefs were profoundly ▶ Freud, Sigmund
influenced by the Oedipus complex. Young men ▶ Jung, Carl Gustav
of a tribal horde murdered their father to possess ▶ Psyche
his wives. Totemic worship was to atone for such
death and reinforce ethical restrictions founded
on shame and guilt. Bibliography

Freud, S. (1957). The standard edition of the


complete psychological works of Sigmund Freud
Struggle (vols. 3–6, 11–15, 19–23). London: Hogarth Press.
Gay, P. (1987). A godless Jew: Freud, atheism, and the
Freud’s beliefs about religion have been making of psychoanalysis. New Haven: Yale
criticized since their first publications. They are University Press.
Jones, J. W. (1991). Contemporary psychoanalysis and
intellectually valuable, but they do not represent
religion: Transference and transcendence.
the driving force of psychoanalysis the way New Haven: Yale University Press.
his personality constructs do. These models – Makari, G. (2008). Revolution in mind: The creation of
especially infantile sexuality – have also been psychoanalysis. New York: HarperCollins.
Meissner, W. W. (1986). Psychoanalysis and religious
challenged since their initial presentations more
experience. New Haven: Yale University Press.
than a century ago. Such controversies have led to
the development of other schools of depth
psychology. These range from analytic psychol-
ogy and individual psychology to ego psychology Psychoanalytic Cultural Analysis
and self psychology. Clinically, all of these
orientations use Freud’s basic tools – free Peggy Kay
association, transference, and interpretation. Department of Religion, The George Washington
Schools of psychoanalysis vary in their expec- University, Washington, DC, USA
tations about treatment length and frequency of
sessions. Customarily, an analyze will spend at
least three hours a week on the couch for months Introduction: Psychological Approach,
if not years. This is because the process of anal- Psychoanalytic Process, and Analysis of
ysis is not symptomatic in focus. Psychoanalysis Culture
is insight-oriented psychotherapy devoted to
a reeducation of the self. An effective analysis The primary psychological tool for psychoana-
can enable one to harness neurotic energy in the lytic cultural analysis is depth psychology, which
interest of interpersonal responsiveness and is integral to psychoanalysis, plus personality
intrapsychic balance. psychology, cross-cultural psychology, Jungian
Shortly before his death Freud made a brief psychology, and social psychology. These tools
recorded public message in which he noted his are best suited to examine the full range of culture
“good fortune” in the discovery of psychoanaly- in all aspects. Additional specialized tools
sis. Yet he concluded, “People did not believe in include psychology of religion, archetypal psy-
my facts and thought my theories unsavory. chology, relational psychology, community
Resistance was strong and unrelenting: In the psychology, psychologies of liberation, peace
end, I succeeded in acquiring pupils and bringing psychology, and ecopsychology. Important
up an international psychoanalytic association. elements of culture to be analyzed include
But the struggle is not yet over.” religion, mythology, social networks, social
Psychoanalytic Cultural Analysis 1407 P
conditions, public awareness and discourse, and are in dynamic tension. In Totem and Taboo
institutions of all kinds. Social location takes into (Freud 1913/1960), he says:
account many of these factors and is critical to The asocial nature of neuroses has its genetic origin
locating the person, relationship, society, and in their most fundamental purpose, which is to take
culture itself in time and place. flight from an unsatisfying reality into a more plea-
surable world of phantasy. The real world, which is
avoided in this way by neurotics, is under the sway
of human society and of the institutions collec-
Psychoanalysis of Culture tively created by it. To turn away from reality is
at the same time to withdraw from the community
Analysis can be done using three main approaches. of man (p. 74).
One is to psychoanalytically examine culture in Among his best-known works on culture are
general or a particular culture. In this approach, it Civilization and Its Discontents and his most
is culture that is being observed, and depth psy- pointed work in the psychology of religion, The
chology is employed as a tool or framework within Future of an Illusion.
which to understand the culture in psychoanalytic Berry et al. (2011) describe “culture as context
terms. It is an external, structural, phenomenolog- for development. . .We learn about norms and
ical, empirical approach. The second approach is beliefs and how to read and write via the different
to examine the psychodynamics of the culture routes of cultural transmission. . .Culture is thus
being considered. This approach looks at the inter- not only what we explicitly learn socially, but is
nal dynamics of the collective psyche or also constituted simply by using cultural artifacts
a functional approach. These two approaches are which are often built or invented by earlier
often used in tandem, in intersect, or interchange- generations. . .Hence, human behavior can be
ably. The third approach is to examine the rela- qualified as ‘culturally mediated.’” (pp. 36–38).
tionship of the person to the culture, with views Different cultures view psychoanalysis itself
toward understanding individual participation in differently. Discussing the depth psychological
the culture and seeing how the culture may be notion of ego, Kirschner (1996) has contrasted
constituted by individuals. The third approach, American and French cultural conceptions.
analysis of the relationship of the individual to
In general, [this] preoccupation with strengthening
culture and society, often employs both the first
the ego and/or the self is absent from the French
and second approaches. analytic attitude. . .most radically true in the case of
P
Jacques Lacan, for whom the self or subject is an
illusion to be dissolved, itself the problem (or
rather the symptom). Particularly the notion of
Cultural Psychodynamics self-direction. . .is disdained by many French ana-
lysts, even those who are not exclusively
Cultural analysis done psychoanalytically Lacanian. . .Themes of the self and its individua-
examines extant culture, attempting to elucidate tion, of oneness and separateness, are highly salient
for Anglo-Americans because of their relation to
unconscious dimensions of the collective cul-
our ideals of independence and self-direction
tural psyche and of individual constituents and (pp. 60-61).
seeking to understand correlations between the
individual psyche and the cultural collective Relationships between cultures, societies, reli-
psyche including its connection to the Jungian gions, and communities are in new focus today with
collective unconscious. In the history of the psy- the need for interfaith, peace, and cross-cultural
chology of religion, arguably the most intense dialogue and understanding. On the dynamics of
analyst of culture and people was Sigmund intercultural and interfaith dialogue and conflict
Freud. He was expert in applying his theoretical resolution, Abu-Nimer (1999/2002) has said:
structure of the unconscious to the workings
Once opponents meet in a genuine dialogue setting,
of culture and in psychoanalyzing how the man- they will never return to the same positions or level
ifestation of culture and the collective psyche of awareness that they had before. It is as if they
P 1408 Psychoanalytic Cultural Analysis

have joined a new society. Their views and percep- the possibility of development which such experi-
tions of the conflict and the enemy change, mostly ence promotes. . .When the collective psyche is in
because of the powerful turning point in the dia- a stable state, the vast majority of individuals share
logue process when participants realize, acknowl- a common living myth of deity (pp. 64-65).
edge, and understand their mutual fears and
concerns. When that bridge is constructed between Freud in The Psychopathology of Everyday
the two sides, a powerful connection has been Life, part XI “Combined Faulty Acts” (Freud
made. . .Dialogue is not a substitute for social 1938/1966) examines individual cases of people
action. Protest and resistance to oppression are
still needed for social and political change to with good intentions in resolutions for purposeful
occur. However, dialogue provides an additional social actions. But actions done were not those
path on which to accomplish such changes. . .full of intended. Because the psychodynamic is com-
positive and constructive joint energy. . .based on mon to all cases, he sees this as a collective as
creativity and trust (pp. 15-16).
well as individual human phenomenon, a matter
In the introduction to her book Gaia and God: of consciousness. He says:
An Ecofeminist Theology of Earth Healing That unconscious something which worked against
(1992), Rosemary Radford Ruether says: these resolutions found another outlet after the first
road was closed to it. It requires something other
If dominating and destructive relations to the earth than the conscious counter-resolution to overcome
are interrelated with gender, class, and racial dom- the unknown motive; it requires a psychic work
ination, then a healed relation to the earth cannot which makes the unknown known to consciousness
come about simply through technological “fixes”. (Freud 1938/1966, p. 149) (Fig. 1).
It demands a social reordering to bring about just
and loving interrelationship between men and On the dynamics of the individual and of the
women, between races and nations, between relationship of the individual to society, Carl
groups presently stratified into social classes, man- Gustav Jung said:
ifest in great disparities of access to the means of
life. In short, it demands that we must speak of eco- The individual is determined on the one hand by
justice, and not simply of domination of the earth as the principle of uniqueness and distinctiveness, and
though that happened unrelated to social domina- on the other by the society to which he belongs. He
tion (pp. 2-3). is an indispensable link in the social structure (Jung
1953/1979, Vol. 7, para. 519).
She focuses on the social, institutional, collec- The individual is precisely that which can never
tive dimensions of these negative relations, and be merged with the collective and is never identical
with it (Jung 1953/1979, Vol. 7, par. 485).
she advocates “a social reordering” to heal them. The larger a community is, and the more the
sum total of collective factors peculiar to every
large community rests on conservative prejudices
Individual and Culture detrimental to individuality, the more will the indi-
vidual be morally and spiritually crushed, and, as
a result, the one source of moral and spiritual
Individuals participate in culture, have unique progress for society is choked up (Jung 1953/
relationships to the culture, and have relation- 1979, Vol. 7, par. 240).
ships to each other within the culture. Institutions The individual will never find the real justifica-
tion for his existence and his own spiritual and
such as religion play a role in such relationships. moral autonomy anywhere except in an extramun-
Edinger (1972) says: dane principle capable of relativizing the
overpowering influence of external factors. . .For
Religion is the best collective protection available this he needs the evidence of inner, transcendent
against both inflation and alienation. So far as we experience which alone can protect him from the
know, every society has had such suprapersonal otherwise inevitable submersion in the mass (Jung
categories in its collective ritual of life. It is quite 1953/1979, Vol. 10, par. 511).
doubtful if collective human life can survive for any
period without some common, shared sense of Jung’s theory of individuation, the differenti-
awareness of these transpersonal categories. How-
ever, although collective methods protect man from
ation and development of the individual across
the dangers of the psychic depths, they also deprive the life cycle, describes how the individual first
him of the individual experience of these depths and grows in realization and actualization of self, then
Psychoanalytic Cultural Analysis 1409 P
Psychoanalytic Cultural
Analysis, Fig. 1 Public
domain (Image Source
Page: http://www.
crystalinks.com/jung.html)

in participation in the collective, and lastly in ▶ Consciousness


relation to the transcendent. Jung expresses his ▶ Depth Psychology and Spirituality
view of individual and social transformation in ▶ Liberation Psychology
the final textual volume of his Collected Works, ▶ Mysticism and Psychoanalysis
in a “miscellaneous writing” on The Symbolic ▶ Psychoanalysis
Life (Jung 1953/1979, Vol. 18, paras. 1378–83). ▶ Psychology as Religion
If the whole is to change, the individual must ▶ Purpose in Life
change himself. Goodness is an individual gift ▶ Religion
and an individual acquisition. . .acquired only by ▶ Ritual
the individual as his own achievement. No masses
can do it for him. But evil needs masses for its P
genesis and continued existence. The mastermen Bibliography
of the SS [Schutzstaffel “defence squadron”, Nazi
special police force - Jung is writing this in Europe
after WWII] are all, when segregated each by him- Abu-Nimer, M. (1999/2002). The miracles of transforma-
self, indescribably small and ugly. But the good tion through interfaith dialogue: Are you a believer? In
man shines like a jewel that was lost in the D. R. Smock (Ed.), Interfaith dialogue and
Sahara. . .Only with the individual can anything peacebuilding (pp. 15–32). Washington, DC: United
be done. . . .What we need are a few illuminating States Institute of Peace.
truths, but no articles of faith. Where an intelligible Berry, J. W., Poortinga, Y. H., Breugelmans, S. M.,
faith works, it finds in faith a willing ally; for faith Chasiotis, A., & Sam, D. L. (2011). Cross-cultural
has always helped when thinking and understand- psychology: Research and applications (3rd ed.).
ing could not quite make the grade. Understanding Cambridge, UK: Cambridge University Press.
is never the handmaiden of faith – on the contrary, Bracher, M. (1993). Lacan, discourse, and social change:
faith completes understanding. . .The people seek, A psychoanalytic cultural criticism. New York:
despite everything, to understand. Cornell University Press.
Dionne, E. J., Jr. (2012). Our divided political heart: The
battle for the American ideal in an age of discontent.
New York: Bloomsbury USA.
See Also Edinger, E. F. (1972). Ego and archetype: Individuation
and the religious function of the psyche. Boston:
Shambhala.
▶ Analytical Psychology Freud, S. (1913/1960). Totem and taboo. (trans: Strachey,
▶ Collective Unconscious J.). London: Routledge.
P 1410 Psychoanalytic Spirituality

Freud, S. (1938/1966). The basic writings of Sigmund Sigmund Freud’s (1927) rejection of religion
Freud (trans: Brill, A. A.). New York: Modern as nothing more than an illusion, which was
Library, Random House.
Jacobi, J. (1973). The psychology of C. G. Jung. New designed to protect humans from early childhood
Haven: Yale University Press. feelings of powerlessness, established the classic
Jung, C. G. (1953/1979). The collected works of C. G. psychoanalytic view of religion as regressive and
Jung. 20 Vols (W. McGuire, Ed.; trans: Hull, R. F. C.). antithetical to the psychoanalytic enterprise. Sim-
Princeton: Princeton University Press.
Kay, P. (2008). Toward a psychological theory of spiritual ilarly, Freud’s (1930) dismissal of mysticism as
transformation (Doctoral dissertation). Available from a regression to an early developmental stage of
ProQuest (AAT 3301770). merger with the mother established the reductive
Kirschner, S. R. (1996). The religious and romantic ori- psychoanalytic perspective of mysticism as nar-
gins of psychoanalysis. New York: Cambridge
University Press. cissistic and pathological. Following Freud, as
Ruether, R. R. (1992). Gaia & God: An ecofeminist the- late as 1977, an overview of the psychoanalytic
ology of earth healing. New York: HarperCollins. treatment of religion concluded that approaches
were restricted to establishing parallels between
religious practices and beliefs and obsessional
neuroses (Ducey 1977).
Psychoanalytic Spirituality Since the 1980s largely due to the influence
of Donald W. Winnicott and Wilfred Bion, how-
Ann Gleig ever, psychoanalysis has been witnessing
Department of Philosophy, University of Central a rapprochement with religion and particularly
Florida, Orlando, FL, USA with modern, deinstitutionalized, and eclectic
forms of spirituality, which are concerned with
personal experience, self-transformation, and an
In their survey of the relationship between immanent divinity (Anderson and Winer 2007;
psychology and religion, William Parsons and Black 2006). While often overlapping, two main
Diane Jonte-Pace (2001) note the emergence of positions can be delineated in current psychoana-
what they label as “psychology as religion.” lytic-spiritual conversations: (1) a dialogical
Rather than employ psychology to interpret approach which attempts to bring the two distinct
religion, this approach seeks to offer psychology disciplines into conversation and (2) a more pro-
as a religion. Presenting itself as a modern secular vocative perspective, in which the two disciplines
way to experience one’s religiosity, psychology begin to converge and psychoanalysis is seen as
as religion has flourished within a wider thera- having inherently spiritual dimensions. The sec-
peutic climate as an alternative method to guide ond position identified here as psychoanalytic
an individual’s quest for meaning and the sacred. spirituality is best illustrated through an examina-
The contemporary rise of psychology as religion, tion of the writings of some of its most vocal
or what is often referred to as psychospirituality, proponents and critical commentators.
has been noted by a number of scholars who At the forefront of the contemporary embrace
have focused their attention on Jungian, human- of psychoanalytic spirituality is Michael Eigen.
istic, and transpersonal schools (Barnard 2001). Eigen is aligned with the relational school and has
A similar phenomenon that can be identified as been described as an affective phenomenologist
“psychoanalytic spirituality” has also emerged (Gordon 2004). His work is an exploration of
within the field of psychoanalysis. Psychoana- subjectivity that places the feeling self, the impact
lytic spirituality is defined here as the radical of the other, and affective experience at its center.
claim, explicitly advanced by a number of Eigen portrays a self caught between the extremes
contemporary influential analysts, that psycho- of deficiency and excess, claiming that the self’s
analysis has inherently spiritual or mystical unconscious primary processes are often unable to
dimensions and can function as a modern metabolize the intense impacts of affective expe-
spiritual practice. rience. One of Eigen’s primary analytic concerns,
Psychoanalytic Spirituality 1411 P
therefore, is to facilitate the self’s capacity for death, dread, and destruction. Celebrating these
experiencing, an ability, he implies, that is various mysticisms, Eigen finally settles on what
connected to a type of mystical immediacy or he calls a “paradoxical monism”: a spirituality
transparency to ultimate reality. Eigen wants the that embraces both the impersonal void and the
self to open to and digest wider ranges of experi- personal God, difference and union, dread and
ence. This includes mystical experience, which, ecstasy, immanence and transcendence.
he claims, is more common and ordinary than is In terms of the relationship of such forms of
supposed, an intrinsic dimension of experience spirituality to psychoanalysis, Eigen moves
that has been discarded in psychoanalysis. between advocating a dialogical approach and
According to Eigen, however, despite this embracing the places where the two fields con-
neglect, a strong mystical thread has been present verge and conflate. Dialogically, he calls for the
in psychoanalysis since its inception. He argues cross-fertilization of the two disciplines and
that many analysts are mystical and use mystical argues that they can correct and amplify each
imagery as intuitive models for psychoanalytic other. Using his patients as examples, he discusses
experience and that there is a mystical aspect to how mystical experiences can be transformative
the analytic process. In a series of books and and life enhancing or used for defensive and
articles, Eigen has developed the thought of destructive ends. Analysis, he suggests, can help
a number of analysts – most notably Bion, Jacques people metabolize the impacts of spiritual experi-
Lacan, Marion Milner, and Winnicott – to recover ence and use their mystical capacities in ways that
a lineage of “psychoanalytic mystics.” Writing further rather than stunt personality growth.
intimately of his own mystical experiences, Mysticism and psychoanalysis can operate,
Eigen outs himself as one of the latter, revealing therefore, as distinct practices that potentially
that Buddhism and Judaism are “his umbilical correct the deficiencies and excesses of each
connections to the universe” and that he has also other. Eigen also believes, however, that the
dipped into Catholicism, Hinduism, Taoism, and boundaries between the two are porous, overlap,
Sufism. Just as his own mystical exploration has and ultimately dissolve in the face of the “one
been unashamedly promiscuous, so his under- reality” that pours through them both. Beyond
standing of mysticism and his readings of the aiding in the healthy psychological integration
psychoanalytic mystics are unabashedly eclectic of mystical experiences, psychoanalysis can
and innovative (Eigen 1992, 1995, 1998, 2001). function itself as both a spiritual process and P
Eigen claims that there is a basic religious practice. In support of this claim, Eigen draws
force that specific religions grow out of and elab- from Winnicott, Milner, Lacan, and Bion. He
orate on and which expresses itself in a wide argues that there is no reason to set artificial limits
variety of mystical experiences and states. He on how far or where the analytic process can go
refuses to define mysticism on the grounds of and challenges analysis to move beyond
the paradoxical nature of the experiencing a technology of cure focused on the resolution
involved, and rather than present a systematic of symptoms, towards a creative life process that
theory, he offers autobiographical snapshots, is concerned with a deepening of the soul.
clinical vignettes, and meditations on the inherent Just as Eigen refashions the analytic enterprise
mysticism of a number of seminal analysts. What as a spiritual unfolding so he treats the uncon-
emerges from these excursions is an unruly mul- scious to a mystical makeover. Eigen understands
tiplicity of mystical experiences, numinous the unconscious as both bridge to and mediator of
encounters, and religious ecstasies. Eigen locates the sacred. The timeless-spaceless aspect of the
mysticism both with a distinct personal God and unconscious does not replace God but rather pro-
an impersonal monistic force; he values mysti- vides a privileged point of contact between the
cisms of identity and mysticisms of difference; he transcendent “Unrepresentable One” and psychic
connects mysticism to aliveness, vitality, and life. It mediates and filters the divine through
generativity yet also stresses its relationship to dreams, myths, and narratives (Eigen 1992).
P 1412 Psychoanalytic Spirituality

Similar themes to Eigen’s have appeared in the being – a profound aloneness or great emptiness
work of other contemporary analysts. For exam- that is paradoxically teeming with life. This open-
ple, James Grotstein, who is heavily influenced by ing to mystery and personal creativity is,
Bion, has declared that he wishes to return the Gargiulo claims, ultimately the goal of both anal-
unconscious to its former Gnostic status before ysis and spirituality (Gargiulo 2005).
Freud. According to Grotstein, within the sacred In terms of secondary scholarship on the
architecture of the unconscious is the “Ineffable phenomena of psychoanalytic spirituality, Dan
Subject” a preternatural second self that is sepa- Merkur (2010) has recently argued that
rate from, but as near as we can get to, a divinity a mystical lineage can be found within the field
that is utterly beyond contemplation. This imma- of psychoanalysis. He identifies a lineage of
nent numinous presence is the analytic third that is “psychoanalytic mystics” – ranging from seminal
birthed in the therapeutic encounter and signifies thinkers such as Winnicott, Bion, and Heinz
the point where analysis and mysticism converge. Kohut to contemporary analysts such as Eigen
Reunited with the Ineffable Self, one attains the and Grotstein – and locates these thinkers in
“transcendent position,” a transient state in which a distinctive deinstitutionalized strand within
we become one with Bion’s designated O, directly the wider history of mysticism. In a related vein,
experiencing our pure beingness and aliveness. William Parsons (2008) has discussed what he
This is not to be rarified as any otherworldly labels as “perennial psychology,” an unchurched,
ecstasy, however, but is rather an immediacy of psychological form of spirituality whose origins
one’s emotional reality without defense in which can be seen as early as the sixteenth and seven-
one realizes the sacred in the mundane, the teenth centuries with the appearance of mysti-
extraordinary in the ordinary (Grotstein 2000). cism as a subjective experience divorced of
In a related vein, analyst Kerry Gordon has church and tradition. Psychoanalytic spirituality
discussed the inherent mysticism of Christopher can be located as a contemporary expression of
Bollas, Grotstein, and Eigen and interpreted psy- this perennial psychology.
choanalysis as a contemporary manifestation of
the Gnostic quest for an immanent divinity. Gor-
don believes that there has always been See Also
a powerful spiritual current within psychoanaly-
sis but that it has been neglected to make it ▶ Mysticism and Psychoanalysis
palatable to the majority of atheist or agnostic ▶ Psychology as Religion
analysts. For him and many of his patients, how- ▶ Psychospiritual
ever, psychoanalysis is a psychospiritual process ▶ Psychotherapy and Religion
that reunites the sacred and mundane and
responds to a universal human drive to experi-
ence the divine (Gordon 2004).
Drawing from Winnicott and negative theol- Bibliography
ogy, Gerald Gargiulo distinguishes natural spiri-
Anderson, J. W., & Winer, J. A. (2007). Spirituality and
tuality from dogmatic religion and finds within religion: Psychoanalytic perspectives. Catskill: Men-
analysis an “everyday transcendence” that tal Health Resources.
grounds the human condition rather than attempts Barnard, W. G. (2001). Diving into the depths: Reflections
on psychology as a religion. In W. B. Parsons & D.
to escape from it. Gargiulo understands psycho- Jonte-Pace (Eds.), Religion and psychology: Mapping
analytic theories as living metaphors that create the terrain (pp. 297–318). London: Routledge.
the found world amongst a midst of infinite pos- Black, D. M. (2006). Psychoanalysis and religion in the
sibilities. Rooted in an apophatic perspective that 21st century: Competitors or collaborators? London:
Routledge Taylor & Francis.
embraces the creative potentialities of unknow-
Ducey, C. (1977). Religion and psychoanalysis. In
ing, analysis becomes a natural spirituality. It B. Wolman (Ed.), International encyclopedia of
discovers within the self a sacred ground of psychiatry, psychology, psychoanalysis and neurology
Psychological Types 1413 P
(Vol. 9, pp. 432–445). New York: Van Nostrand psychological preferences innate tendencies, like
Reinhold. a preference for right- or left-handedness, and
Eigen, M. (1992). Coming through the whirlwind: Cases
studies in psychotherapy. Wilmette: Chiron. speculated they were biologically based.
Eigen, M. (1995). Stones in a stream. The Psychoanalytic Jung’s stated purpose in developing a theory
Review, 82, 371–390. of psychological types was not to sort people into
Eigen, M. (1998). The psychoanalytic mystic. London: boxlike categories but rather to expand the
Free Association Books.
Eigen, M. (2001). Mysticism and psychoanalysis. The language of the then-new science of psychology
Psychoanalytic Review, 88, 455–481. to facilitate more methodical, empirical research
Freud, S. (1927/1959). The future of an illusion. In on human behavior. He developed his ideas on
J. Strachey (Ed. & Trans.), The standard edition of psychological types in part from observations of
the complete psychological works of Sigmund Freud
(Vol. 21, pp. 1–56). London: Hogarth Press. his patients, both individuals and couples. In his
Freud, S. (1930/1959). Civilization and its discontents. In book Psychological Types, first published in
J. Strachey (Ed. & Trans.), The standard edition of the 1921, Jung acknowledged the historical roots of
complete psychological works of Sigmund Freud personality types in oriental astrology, Hippocra-
(Vol. 21, pp. 57–145). London: Hogarth Press.
Gargiulo, G. (2005). Psyche, self and spirit. Hoboken: tes’ theories on the four elements (earth, air, fire,
Wiley Press. and water), and Greek physician Galen’s system
Gordon, K. (2004). The tiger’s space: Some thoughts on of four temperaments (sanguine, phlegmatic,
psychoanalysis, gnosis, and the experience of wonder- choleric, and melancholic), among others.
ment. Contemporary Psychoanalysis, 40(5), 45.
Grotstein, J. (2000). Who is the dreamer who dreams the
dream? A study of psychic presences. Hillsdale: The
Analytic Press. Extraversion and Introversion
Merkur, D. (2010). Explorations of the psychoanalytic
mystics (Contemporary Psychoanalytic Studies, Vol.
11). Amsterdam: Rodolphi. Jung’s first and central idea on psychological
Parsons, W. B. (2008). Psychologia perennis and the types was that people prefer one of two
academic study of mysticism. In W. B. Parsons, fundamentally different attitudes toward the
D. Jonte-Pace, & S. Henking (Eds.), Mourning world. A tendency to focus on the outer world
religion (pp. 97–123). Charlottesville: University of
Virginia. of objects and people he deemed extraversion and
Parsons, W. B., & Jonte-Pace, D. (2001). Introduction: an orientation toward and preference for the inner
Mapping religion and psychology. In W. B. Parsons world of ideas and emotions he called introver-
& D. Jonte-Pace (Eds.), Religion and psychology: sion. Extraversion and introversion describe two P
Mapping the terrain (pp. 1–10). London: Routledge.
opposite ways of using and renewing one’s
psychic energy. Extraverts direct energy to and
receive energy back from the external world, and
introverts direct energy to and receive energy
Psychological Types from the inner world of reflection.
The preference for extraversion or introver-
Adele Tyler sion is easily understood by most people in their
Life Journeys, Nashville, TN, USA recognition of extraverted people who are outgo-
ing, talkative, uninhibited, and involved in mul-
tiple groups and activities and introverted persons
A theory of personality developed by Swiss who are more reserved, quiet, and harder to
psychiatrist Carl Jung in the early years of the know. These differences can be observed in
twentieth century. Jung theorized that people’s infancy in an extraverted child’s quicker and
behaviors are directed by inborn tendencies to easier adaptation to and participation in the
think and act in different but equally valid ways. outer world and an introverted child’s tendency
His theory posits two basic orientations to the toward shyness and reluctance to engage with
world, called attitudes, and four main mental objects and people. The innate nature of the
processes, called functions. He considered these preference for one or the other attitude helps
P 1414 Psychological Types

explain differences in personalities of children function is more concerned with kindness and
raised in the same family. Jung stated that it was harmony. Thinking makes judgments from the
incorrect to assume extraverts were active people outside, using an objective viewpoint, and feeling
and introverts were passive people, saying makes judgments from the subjective viewpoint
instead that extraversion correlates with acting of “standing in another person’s shoes.”
in an immediate, unreflective way, whereas Jung observed that an innate preference for
introversion correlates with acting after reflecting one of these four functions emerges in early
or acting with forethought. He emphasized that childhood and develops as the dominant mental
neither way was better or more valid except as process. Later, a second or auxiliary function
called for in a particular situation. emerges. The other two functions remain less
developed but available to the individual through
the unconscious. As with the attitudes of
The Four Functions extraversion and introversion, Jung emphasized
that all four functions are equally valid
In addition to a preference for an attitude of and useful.
extraversion or introversion, Jung theorized four
different mental processes that explain how
people use their minds. Two of these, which Type Dynamics
explain how people gather information, are called
the perceiving functions, sensing and intuition. All four of these functions are used in either the
The two ways people make judgments and extraverted or introverted attitude, which led to
decisions are called the judging functions, eight possible combinations of preferred attitude
thinking and feeling. and function, which Jung called the eight
When using one of the perceiving functions, function types. It is important to understand that
sensing or intuition, people become aware of Jung’s is a dynamic system of personality. Rather
what is happening, without interpreting or evalu- than static boxes, these eight type combinations
ating the experience. Sensing, which is interact in the conscious and unconscious mind of
perceiving through the five senses, is concerned each individual in unique ways. Each set of pref-
with concrete realities and is therefore focused in erences are like poles on a continuum, with most
the present, the “what is.” Intuition, which is people’s strength of preference somewhere along
perceiving information through a “sixth sense” the continuum. Some more developed and some
or the unconscious, looks for hidden possibilities less developed, the functions and attitudes work
and is therefore more concerned with the future, as templates for potential behaviors that result in
the “what ifs.” A person whose dominant infinite varieties of individual expression, much
function is sensing focuses on facts, and one the way that the template that governs the
whose dominant function is intuition prefers crystallization of frozen water into six-sided fig-
using imagination. ures produces an infinite variety of snowflakes.
Evaluating the information that has been Throughout life a person will have an inter-
gathered via the perceiving functions is done by action and flow of energy between the poles of
one of the two judging functions, thinking or extraversion and introversion, sensing and
feeling. Thinking relies on logic to make intuition, and thinking and feeling. Because
decisions and judgments, weighing the pros and one’s preferences are viewed as innate, they do
cons to decide whether something is “right or not change during a lifetime, but with normal
wrong.” The feeling function makes judgments development people learn to use all the func-
based on one’s personal values, deciding with tions in both attitudes to some degree. Jung
compassion and empathy whether something is postulated that a “falsification of type” some-
“good or bad.” The thinking function is more times occurs where cultural influences cause
concerned with truth and justice, and the feeling a person to develop a lesser preference, much
Psychology 1415 P
as left-handed children once were forced to use Hundreds of books have been written and studies
their right hands and that this condition is conducted applying typology to numerous fields of
a primary cause of neurosis. human activity. The prevalence of the MBTI and
typology indicates that Jung’s theories on person-
ality type continue to have value in helping
Application of Psychological Type increase self-awareness and self-acceptance in
Theory individuals and by promoting better understanding
and communication in human relationships of
Jung’s type theory has been popularized through all kinds.
the Myers-Briggs Type Indicator, a questionnaire
based on Jung’s typology developed by the
mother-daughter team of Katherine Briggs and See Also
Isabel Briggs Myers. The Myers-Briggs Type
Indicator, referred to as the MBTI, includes the ▶ Depth Psychology and Spirituality
additional category of Judging/Perceiving to indi- ▶ Extraversion
cate a person’s preference for the perceiving func- ▶ Introversion
tions or the judging functions. The MBTI gives ▶ Jung, Carl Gustav
scores for one’s preference for E or I (extraversion ▶ Unconscious
or introversion), S or N (sensing or intuition), T or
F (thinking or feeling), and J or P (judging or
perceiving). These four categories yield 16 com- Bibliography
binations of preferences, called the 16 types, thus
doubling Jung’s original 8 types to 16. The types Jeffries, W. C. (1991). True to type. Charlottesville:
Hampton Roads Publishing.
are referred to by a four- letter designation that
Jung, C. G. (1971). Psychological types, a revision by
shows these preferences. For example, a person R.F.C. Hull (trans: Baynes, H.G.). Princeton:
whose scores showed a preference for Extraver- Princeton University Press, Bollingen Series XX.
sion over Introversion, Sensing over Intuition, Myers, I. B. (1998). Introduction to type. Mountain
View: CPP.
Thinking over Feeling, and Judging over Perceiv-
Myers, I. B., & Myers, P. B. (1980). Gifts differing. Palo
ing would have the designation ESTJ. Alto: Davis-Black Publishing.
The MBTI, a practical application of type Spoto, A. (1995). Jung’s typology in perspective. P
theory, is the most widely used personality test Wilmette: Chiron Publications.
Von Franz, M.-L., & Hillman, J. (1971). Lectures on
in the world and has made Jung’s ideas useful for
Jung’s typology. Dallas: Spring Publications.
ordinary people in understanding themselves and
developing their potentials. This tool is com-
monly used in career counseling, marriage and
family counseling, education, and in organiza-
tions. Recent works in psychological type have Psychology
examined the role of type in religion and spiritu-
ality, studying the ways in which each of the 16 Kate M. Loewenthal
types approaches worship and engages in spiri- Department of Psychology, Royal Holloway,
tual practices and works. A less-recognized test University of London, Egham, Surrey, UK
of psychological types called the Singer-Loomis
Inventory of Personality (the SLIP) was devel-
oped by two Jungian analysts and uses as catego- What is psychology? There is little dispute about
ries the eight function types originally described the broad definition of psychology as the study
by Jung. and understanding of human behavior, cognitive
In recent years a worldwide community of type processes, experience, and emotion. However the
practitioners, called typologists, has developed. history of psychology has been colorful, peppered
P 1416 Psychology

with disputes about how such understanding and Religion was seldom indexed in psychology
study should be done. The different views on the textbooks, and where it was indexed, the
“how” of psychology have impacted on the psy- explanations of religious behavior and feeling were
chological study of religion. almost always pejorative (Loewenthal 2000).
This entry will highlight some important Within psychology, there remained consider-
features of the history of psychology and suggest able interest in personality and in the psychomet-
how these features may have impacted on the ric assessment of personality and social attitudes,
psychological understanding of religion. using psychological tests and measures. This was
reflected in the psychological study of religion,
particularly the seminal work of Gordon Allport
Psychology and the Early Study of on religious orientation and prejudice (1966),
Religion followed by pioneering works on the psychology
and social psychology of religion involving
In its early days, in the nineteenth and very early extensive use of psychological and social attitude
twentieth centuries, psychologists had no problems measures (e.g., Argyle and Beit-Hallahmi 1975;
with asking people to introspect or report on their Francis et al. 1981; Islam and Hewstone 1993).
“inner” experiences. Two often-cited examples are
(1) the Wurzburg school (Wundt 1902), who asked
for detailed introspective reports on what went Recent Shifts in Psychology and the
through people’s minds when they saw a picture, Study of Religion
for example, or solved a problem, and (2) psycho-
analysis (e.g., Freud 1964) in which people were Towards the end of the twentieth century and the
asked to free-associate, to talk about the first things early twenty-first century, there were important
that came to mind. In this climate, the work of shifts in psychological methodologies and per-
William James, described in The Varieties of spectives, reflecting a general postmodern toler-
Religious Experience (1902) was perfectly at ance of different perspectives. This resulted in
home. James was able to use descriptive, a growth of the range of methods used to study
experiential material and described pioneering religious behavior and experience (Belzen 2010).
uses of the psychological questionnaire method in Religion was indexed more frequently in psychol-
which people were asked to describe their religious ogy textbooks and explained and studied in non-
development. pejorative ways. The most important shifts were
But as the twentieth century grew older, (1) the development of qualitative research meth-
scientific psychology was dominated by positiv- odologies, alongside the acceptance of experien-
ism, in which it was held that the objects of tial and phenomenological perspectives, which
scientific investigation should be publicly enabled the development of valuable work on the
observable and measurable. This entailed a shift experiential aspects of the psychology of religion,
from a focus on experience to a focus on behav- and the emergence of interest in spirituality (Hay
ior, epitomized in Watson’s Psychology from the and Morisy 1978; Nelson 2009; Paloutzian and
Standpoint of a Behaviorist (1919). The psycho- Park 2005; Tacey 2004); (2) the development of
logical study of religion was seen to be incom- experimental methodologies, in particular their
patible with behaviorism – since the object of applications to areas of psychology other than the
religious activity and feeling cannot be observed cognitive domains to which experimental method-
and measured, this was thought to make the study ology had traditionally been applied. Experimen-
of religious activity and feeling unworthy of tal work on social cognition and attachment
scientific attention. The psychological study of theory, for example, is being usefully extended to
religion fell into a decline, and this decline was the understanding of religion in relation to social
assisted by the influential and rather derogatory cognition and religious feelings (e.g., Granqvist
views of Freud on religion (e.g., Freud 1927). and Kirkpatrick 2008); (3) the development of
Psychology and the Origins of Religion 1417 P
cognitive science has included the study of cogni- Freud, S. (1927). The future of an illusion. London:
tive universals in religion (e.g., Andresen 2001; Hogarth Press.
Freud, S. (1964). New introductory lectures on
Pyssiainen and Anttonen 2002); and (4) the devel- psychoanalysis. London: Hogarth Press.
opment of neuroimaging techniques in the study of Granqvist, P., & Kirkpatrick, L. A. (2008). Attachment
psychological processes has included the use of and religious representations and behaviour. In
neuroimaging in the study of religious thinking J. Cassidy & P. Shaver (Eds.), Handbook of
attachment: Theory, research and clinical applica-
and experience (e.g., Azari et al. 2005). tions (2nd ed.). New York: Guilford Press.
Hay, D., & Morisy, A. (1978). Reports of ecstatic,
paranormal, or religious experience in Great Britain
Conclusions and the United States: A comparison of trends. Journal
for the Scientific Study of Religion, 17, 255–268.
Islam, M. R., & Hewstone, M. (1993). Intergroup
In brief, the early twentieth century development attributions and affective consequences in majority
of psychology as a positivist discipline stultified and minority groups. Journal of Personality and Social
the psychological study of religion. However Psychology, 64, 936–950.
James, W. (1902). The varieties of religious experience.
from the mid-twentieth century onwards, New York: Collier.
psychology developed into a discipline involving Loewenthal, K. M. (2000). A short introduction to the
a broad range of approaches and methodologies, psychology of religion. Oxford, UK: Oneworld.
with major and beneficial impact on the way the Nelson, J. M. (2009). Psychology, religion and
spirituality. New York: Springer.
psychological processes involved in religion Paloutzian, R. F., & Park, C. (2005). Handbook of the
have been studied. psychology of religion and spirituality. New York:
Guilford.
Pyssiainen, I., & Anttonen, V. (Eds.). (2002). Current
approaches in the cognitive science of religion.
See Also London: Continuum.
Tacey, D. T. (2004). The spirituality revolution: The
▶ Freud, Sigmund emergence of contemporary spirituality. Hove:
▶ James, William Brunner-Routledge.
Watson, J. B. (1919). Psychology from the standpoint of
▶ Psychoanalysis a behaviorist. Philadelphia: Lippincott.
Wundt, W. (1902). Outlines of psychology (trans: Judd,
W.H.). Leipzig: Engelman.
Bibliography P

Allport, G. W. (1966). The religious context of prejudice.


Journal for the Scientific Study of Religion, Psychology and the Origins
5, 448–451.
Andresen, J. (Ed.). (2001). Religion in mind: Cognitive
of Religion
perspectives on religious ritual, belief and experience.
Cambridge, UK: Cambridge University Press. Bernard Spilka
Argyle, M. (2000). Psychology and religion. London: Department of Psychology, University
Routledge.
Argyle, M., & Beit-Hallahmi, B. (1975). The social
of Denver, Denver, CO, USA
psychology of religion. London: Routledge &
Kegan Paul.
Azari, N. P., Missimer, J., & Seitz, R. J. (2005). Religious Controversial Issues
experience and emotion: Evidence for distinctive
cognitive neural patterns. The International Journal
for the Psychology of Religion, 15, 263–282. To pose questions regarding the origin of religion
Belzen, J. A. (2010). Towards cultural psychology of from a social scientific stance is to enter
religion: Principles, approaches, applications. a dangerous territory. Deviation from orthodox
New York: Springer.
Francis, L., Pearson, O. R., Carter, M., & Kay, W. K.
stances espoused by religious authorities has
(1981). Are introverts more religious? The British always been negatively viewed and often
Journal of Social Psychology, 20, 101–104. suppressed. In the mid- to late twentieth century,
P 1418 Psychology and the Origins of Religion

this has taken the form of serious confrontation in and measurement now dominated psychology,
education even involving the federal courts. and since theories of religious origins could not
Religiously premised frameworks termed be empirically verified, they were relegated to the
scientific creationism and intelligent design realm of opinion and simply ignored.
continue to be aggressively pursued by religious Classical learning theory gave way to
conservatives to counter scientific, biological, cognition and the revival of Muller’s stance via
and evolutionary teachings that are viewed as John Dewey (1929) who crossed both philosophy
challenging scripture and church doctrines. and psychology. Dewey saw the difficulty as
experiential. Attempts to understand life’s uncer-
tainty implied a basic cognitive weakness which
A Brief Look at History aroused insecurity and a “quest for certainty.”
According to him, “Religion was, in its origin,
Anthropologists introduced such variation in the an expression of this endeavor” (p. 292).
nineteenth century though their orientation was
not to analyze or question the Judeo-Christian
tradition, but to follow a safe path by examining The Modern Approach
the faiths of peoples they termed primitive. This
approach did not threaten the Western religious Increasing conceptual sophistication replaced the
establishment and was intellectually and emotion- absolutist heredity-environment distinction. One
ally accepted. Another major factor was that the now calculated the degree to which environment
religious perspectives of native groups in obscure and genetics separately contributed to the
locations were largely discussed in terms of the phenomenon in question. A new perspective in
mythology of those studied. F. Max Muller (1879) which psychological processes and behavior
wrote on the religions of India and Edward B. were examined in twin studies plus the idea of
Tylor (1896) referred to the “religion of the heritability entered the picture. Reviews of this
lower races,” “uncultured races,” and “savages rapidly developing literature suggest that up to
and barbarians” (p. 342). Readers of Muller, 50 % of the variance in religion measures may be
Tylor, and their ilk considered themselves “civi- referable to genetics. Keep in mind that
lized” as opposed to the “primitives” whose faiths heritability estimates are derived from group
were treated as naı̈ve mythological tales. data and do not hold for any specific person
Muller (1879), however, initiated a cognitive (D’Onofrio et al. 1999).
approach to the issue of religious origins by
claiming that sensory experience with the finite
world plus reason leads a person to contemplation Sociobiology
of the infinite. He further asserted that from this
“sprang the first impulse to religion” (p. 360). The first major effort along these lines was E. O.
Concurrently, the notion of a religious instinct Wilson’s 1978 formulation of sociobiology. His
was rejected. He correctly argued that it did basic principle is that evolution has endowed the
nothing more than substitute one unknown for human mind with some basic guiding rules.
another. The death knell to this approach was Though these are concerned with collective
sounded in 1924 by L. L. Bernard who found social behavior, including religion, he cautiously
83 religious instincts in the literature. invoked the joint influence of both genetics and
The next development emanated from environment. Wilson (1978) claimed that reli-
behaviorism when the search for religious origins gion “can be seen to confer biological advantage”
stressed natural processes such as evolution and (p. 188). He attempted to support this position via
neural processes. Given the substrate of human an understanding of the role and function of myth
biology, emphasis shifted to learning and the for both society and the individual. His argument
influence of environmental forces. Objectivity enlisted natural selection in the process.
Psychology and the Origins of Religion 1419 P
Evolutionary Psychology and experiences of early humans with what he terms
Biopsychology “wondrous events.” Though “wondrous healing”
is stressed as a basis for religion, religion is pri-
This approach contributed to the growing school marily treated as belief. Leading also to this con-
of evolutionary psychology. Its advocates clusion are trance states, hypnotizability, out-of-
embrace both genetic and environmental influ- body experiences, and the like. Helplessness in
ences, but there is a tendency for the latter to be the face of the unknown especially death results
minimized in favor of a search for biological in the development of shamanism and ritualiza-
bases of behavior. tion which offer the delusion of meaning and
Interestingly, the psychology used to theorize control. The theoretical views of Freud and Mali-
possible religious origins has been largely nowski among others are used by McClenon to
employed by anthropologists who exclusively buttress his arguments.
look to cognition. Usually, without elaboration, Cognitive theory offers a powerful entre into
they refer to biology and evolution for their final questions about the psychological origin of reli-
answer. gion. One can, however, argue that it may not
Pascal Boyer (2001) has been in the forefront enough. Religion does much more than help
of this movement. He initially claimed that reli- make life and the world sensible. From
gious ideas must be influenced by the way the a motivational perspective, it aids people to
brain is organized to make inferences. Theoreti- maintain and/or enhance personal control over
cally, the seeking of causes and the making of themselves and their environment. Lack of con-
attributions is given a biological foundation. This trol is also one correlate of lack of meaning.
position is buttressed by noting the involvement Religion not only has the potential to satisfy
of emotion in religious expression. Biology is needs for meaning and control but furthermore
joined with environment by acknowledging the brings people together, supporting them both
important individual and social functions that individually and collectively. Natural selection
religion plays in life. Above all, genetics and may be invoked for all three of these functions as
evolution loom in the background primarily for it can easily be shown that survival and repro-
handling cognition. In addition Boyer appreciates ductive success follow from meaning, control,
religion’s function in maintaining the group. and sociality. Furthermore, biological and evo-
Group selection, however, is largely rejected by lutionary bases for these factors are available, P
the biological community. Hypotheses are then and researchers are continually discovering their
posited regarding the association of cognition and neuropsychological and hormonal correlates. In
social behavior with natural selection. Religion all likelihood, these elements account for the
thus develops because there is need for these observation that there is a moderate component
concepts, socially, culturally, and biologically. of heritability in religious belief and adherence.
Among a number of others who look to cog- For example, data suggest that up to 50 % of the
nition for religion’s origin is Stewart Guthrie variability in measures of control motivation is
(1993) who extensively and impressively details heritable. This overall framework is introduced
the tendency of people to anthropomorphize vir- and discussed elsewhere (Hood et al. 2009).
tually anything that may provide meaningful Inherited hormonal factors in sociality have
explanations. The result is that religion is reduced also been identified. An indirect test of these
to anthropomorphism and ritual and all other views is possible. One can hypothesize that
religious forms fall into line. partialling out these factors from the religion–
Anthropologist James McClenon (1994, 2002) genetics relationship in twin studies should make
has taken an approach that explicitly combines this association disappear. This does not deny
cognition with emotion while assuming an the necessity of conducting additional research
evolutionary foundation though the latter remains to define other neurobiological possibilities for
vague and undefined. His emphasis is on the understanding the place of heritability in personal
P 1420 Psychology as Religion

faith. The content of the three domains just cited Goodall, J. L. (1971). In the shadow of man. New York:
still has to be defined though excellent insights Dell.
Guthrie, S. E. (1993). Faces in the clouds: A new theory of
have been offered by Boyer, Guthrie, and religion. New York: Oxford University Press.
Kirkpatrick. Hood, R. W., Hill, P. C., & Spilka, B. (2009). The
Kirkpatrick (2004) rejects the role of natural psychology of religion: An empirical approach
selection and religion as basically a biological (4th ed.). New York: Guilford.
Kirkpatrick, L. A. (2004). The evolutionary social
adaptation. He sees it as a set of evolved by- psychology of religious beliefs. The Behavioral and
products that involve cognitive, motivational, Brain Sciences, 27, 741.
and social factors. Further development should McClenon, J. (1994). Wondrous events: Foundations
not gainsay the role of environment in the of religious belief. Philadelphia: University of
Pennsylvania Press.
learning and expression of religious beliefs, McClenon, J. (2002). Wondrous healing: Shamanism,
experience, and behavior. In coming to human evolution and the origin of religion. DeKalb:
understand the nature of religion cross-culturally, Northern Illinois University Press.
naturalistic approaches ought not be viewed as Muller, F. M. (1879). Lectures on the origin and growth
of religion as illustrated by the religions of India.
threatening and blasphemous. There is room for New York: Charles Scribner’s sons.
comprehending the character of faith and spiritu- Tylor, E. (1896). Anthropology. New York: D. Appleton.
ality from as broad a perspective as possible. Wilson, E. O. (1978). On human nature. Cambridge, MA:
Harvard University Press.

Neuropsychology

Evolutionary forces involved in the development Psychology as Religion


and expression of religion must rely on changes
in the brain. Religious experience and behavior Ann Gleig
has been associated with temporal lobe epilepsy, Department of Philosophy, University of Central
magnetic simulation of the parietal and temporal Florida, Orlando, FL, USA
lobes, and neural activity in the prefrontal and
medial frontal lobes and cortex (Hood et al.
2009). Though work in this area is increasing at In a useful survey of the terrain between religion
a rapid rate, a clear need for repeated and psychology, William Parsons and Diane
cross-validation is a necessity before findings Jonte-Pace (2001) note that the multiple and
can be accepted. diverse approaches now utilized within this area
have replaced its identity as a single field, tradi-
tionally known as the psychology “of” religion,
See Also with the more inclusive “religion and psycholog-
ical studies,” within which reside the subsets of
▶ Psychology “psychology of religion,” and “psychology in
dialogue with religion.” What distinguishes the
dialogical approach is that it moves beyond using
Bibliography psychology as a method of analysis to interpret
religious phenomena to employ psychology as
Bernard, L. L. (1924). Instinct. New York: Henry Holt.
Boyer, P. (2001). Religion explained. New York: Basic.
a tool to extend, through conversation, the aims
Dewey, J. (1929). The quest for certainty. New York: of religion.
Minton, Balch. An additional subset appearing within,
D’Onofrio, B., Eaves, L. J., Murrelle, L., Maes, H. H., & although arguably threatening to undermine, the
Spilka, B. (1999). Understanding biological and social
influences on religious affiliation, attitudes, and
dialogical enterprise is an approach that seeks
behaviors: A behavior-genetic perspective. Journal of less to relate psychology to religion than to offer
Personality, 67, 953–984. psychology as a religion. Despite eliciting
Psychology as Religion 1421 P
controversy for blurring the boundaries between emergence of a universal, sacred inner dimension
the two fields, psychology as religion cannot be of human beings allowed for the psycholo-
dismissed as there is little doubt that the function- gization of mysticism and links the figures of
ing of psychology in ways comparable to religion William James, Carl Jung, Romain Rolland, and
is widespread within contemporary western cul- Richard Maurice Bucke and humanistic and
ture. This is attested to by the popularity of best- transpersonal psychologists such as Abraham
selling texts offering a mix of therapeutic and Maslow, Roberto Assagioli, and Ken Wilber.
spiritual advice such as Scott M. Peck’s The While recognizing differences in metapsychol-
Road Less Traveled (1978) and Thomas Moore’s ogy and therapeutic techniques among these
Care of the Soul (1994). Presenting itself as thinkers, Parsons offers a list of shared character-
a modern unchurched way to experience one’s istics that unite them as perennial psychologists:
religiosity, psychology as religion has flourished the championing of the individual as an
within a wider therapeutic climate as an alterna- unchurched site of religiosity; the search for the
tive method to guide an individual’s quest for origin of mysticism in the unconscious;
meaning and the sacred. a valorization of personal unchurched mystical
Before proceeding to the sociohistoric experiences; an advocacy of perennialism; the
development of psychology as religion and discernment of innate, intuitive, mystical capac-
notable cultural commentaries and critiques, ities; the development of psycho-mystical thera-
further clarification of terms is useful. As peutic regimens; and and a social vision grounded
William G. Barnard (2001) notes, the type of in the rise of homo mysticus.
psychology utilized here is a humanistically As Parson notes, such characteristics are sim-
oriented psychotherapy that is harnessed in ilar to those identified as definitive of the New
service of psychospiritual wholeness and Age. Indeed, Wouter Hanegraaff (1998) has
replaces religion as a way to develop existential described one of the major trends of the New
meaning and enable a direct experience of the Age as “healing and personal growth,” in which
sacred. Similarly, religion is interchangeable psychological development and religious salva-
with spirituality referring to a personal transfor- tion merge to such an unprecedented extent that it
mative experience of the essential core of reli- is difficult to distinguish between the two. Setting
gion, often rendered as a divine force, energy, or it within the wider context of the secularization of
consciousness, that is distinct from traditional traditional esotericism as it adapted to the emerg- P
religious institutions, creeds, and praxis. When ing scientific worldview, he argues that one of the
these two particular strands of psychology and defining marks of the New Age is “the psycholo-
religion overlap to such a degree that they gization of religion and the sacralization of psy-
fulfill the same purposes, we have psychology chology” and delineates two major lineages for
as religion. this occurrence: American metaphysical move-
This merging occurs at a variety of intersec- ments and Carl Gustav Jung. Regarding the first,
tions as a multitude of cultural strands converge, drawing heavily on a series of works by Robert
intertwine, and trail off. Such interlacing compli- Fuller (1982, 1986, 1989) which traces the emer-
cates a tracing of the history of psychology as gence of a distinctively American religious psy-
religion, but one can certainly identify significant chology, Hanegraaff divides the American
junctures and key figures. William Parsons lineage into two separate but related streams.
(2008) has teased out one dominant strand, The first, the metaphysical movements, includes
which he labels as the psychologia perennis, an Mesmerism, Phineas Parkhurst Quimby’s
unchurched, psychological form of spirituality Mind-Cure, the New Thought movement, and
whose origins can be seen as early as the positive thinking/self-help popular psychology.
sixteenth and seventeenth centuries with the The second, functionalist psychology, has its
appearance of mysticism as a subjective “experi- roots in the thought of Ralph Waldo Emerson,
ence” divorced from church and tradition. The embraces William James, Carl Rogers, and
P 1422 Psychology as Religion

humanistic psychology, and is best represented of an authoritative “language of faith” and the
by James’s classic The Varieties of Religious idealization of a cultural superego. The institu-
Experience. tions of the “Church” and the “Party” enabled
Common to the American lineage are the positive communities to prevent anomie and rein-
following themes: an understanding of the tegrate neurosis through religious forms of
unconscious as a site of harmony, reparation, healing in which the unconscious was encoun-
and revitalization; the casting of the unconscious tered in a non-direct manner.
as the locus of or a doorway to the sacred; In contrast, negative communities encourage
a concept of a spectrum of consciousness in a direct engagement with the unconscious and
which different layers of consciousness foster a therapeutic mode of self-awareness.
correspond to different psychic capacities, mys- They are suspicion of cultural forms like religion
tical experiences, and metaphysical realms; and and politics which are understood as symbolic
the development of a pragmatic attitude and representations of unconscious content. The
scientific techniques to access the resources of shift from repression to direct engagement with
the sacralized unconscious. the unconscious leads to the collapse of the cul-
The second major source for the psycholo- tural superego and the replacement of the
gization of religion is Jung who Hanegraaff sees “Church” and the “Party” with the “Hospital”
as the link between traditional European esoteri- and “Theatre” as the new cultural spaces for the
cism, Naturphilosophie, Romanticism, and the working out of previously repressed psychic
New Age. According to Hanegraaff, Jung united contents. The individual is privileged over the
science and religion by presenting an esoteric group and a new character type emerges, namely,
worldview in psychological term and “psychological man.”
providing a scientific alternative to occultism. Critiques of psychological man and the
Not only did Jung psychologize esotericism, he psychologization of religion have come from
also sacralized psychology by filling it with the Paul Vitz (1977), Christopher Lasch (1979),
contents (e.g., archetypes, the transcendent func- and Richard King and Jeremy Carrette (2005)
tion, and individuation) of esoteric speculation on the grounds of narcissism, individualism,
rather than empirical realities. The result was and apoliticism. The charge of narcissism is
a theory which allowed people to talk simulta- most notably filed in Lasch’s The Culture of
neously about God (the Self) and the psyche, Narcissism. Echoing Vitz, he laments that the
thereby collapsing the categories of religion and quest for self-realization promoted by the new
psychology and anticipating the rise of New Age psychospiritual therapies has encouraged an
self-spirituality. indulgent self-preoccupation and created a crisis
There have been a number of cultural in personal and social relationships. Moreover,
commentaries on the recent spread of psychology in addition to being narcissistic in the self-
as religion. Attending to the wider contemporary absorbed colloquial sense, Lasch utilizes Heinz
therapeutic culture within which it has flourished, Kohut to argue that psychologized spirituality
Philip Rieff (1966) posits a radical break between reflects and exacerbates an actual clinical disor-
religion and psychology with a discussion of the der: a narcissistic personality structure that
replacement of early religious “positive commu- because of recent sociocultural changes had
nities” by therapeutically orientated “negative become the predominant psychopathology of
communities.” Traditional societies were “posi- contemporary life. Lasch argues that the deifica-
tive communities” governed by a cultural sym- tion of the self within psychologized religiosity
bolic which encouraged restraint of behavior and appeals to and feeds narcissistic grandiosity.
an ethic which favored the group over the indi- Accusing the psychospiritual therapies of con-
vidual. The repression of socially destructive tributing to an amoral society, he calls for the
instincts was achieved through the acceptance creation of new communities of competence
Psychology as Religion 1423 P
which foster civil commitment and draw out the a healthy valuing of the self and empathy for the
moral energies of the Protestant work ethic. other but also to reach the higher religio-ethical
A more recent critique by Jeremy Carrette and goal of “cosmic narcissism.” The issue, therefore,
Richard King (2005) has targeted the twentieth- is not narcissism per se but whether narcissistic
century assimilation of the religious into the needs are repressed and acted out or positively
psychological arguing that psychology has transformed. For Homans and Kohut, therapeutic
diluted the social and ethical aspects of religion culture, with its themes of idealization,
to form a privatized religion amenable to the self-esteem, and grandiosity, displays a genuine
demands of neoliberal ideology. Highlighting engagement with narcissism and a desire for
the roles of James, humanistic, transpersonal, a more complete and satisfying subjectivity.
and popular psychology, Carrette and King Additional defenses have come from
argue that the individualism of psychologized sociologists of religion such as Robert Wuthnow
spirituality allows for the infiltration of capitalist (1998), Wade Clarke Roof (1999), and Robert
logic into religious discourse and the wise-scale Fuller (2001) who have convincingly attempted
commodification of spiritual “products.” to rescue unchurched religion from unfounded
However, there have also been a number of generalizations, unfair stereotypes, and pessimis-
more optimistic appraisals of psychology as tic evaluations. Arguing that contemporary forms
religion. Peter Homans (1979, 1989) has of psychologized spirituality generally display
undermined the opposition between a traditional a legitimate quest for self-transformation, these
moral religious community and a contemporary works challenge the elevation of traditional
amoral psychologized culture and challenged the religion over unchurched spirituality, the carica-
charge of narcissism. According to Homans, tures of its proponents as superficial and
critiques such as Rieff’s and Lasch’s fail to appre- self-absorbed, and its proposed inability to foster
ciate how much of a generative force religion was a social and relational ethic.
in the formation of the current psychological Such scholarship shows that many charges
climate. He argues that due to secularization, against psychology as religion are exaggerated
the western religious traditions were deidealized and unsubstantiated. However, while it is neces-
and this resulted in a period of mourning: sary to temper unequivocal condemnations,
a regressive process involving a direct encounter many proponents of psychology as religion have
with the unconscious no-longer externally recognized that certain accusations of individual- P
expressed in the form of religious symbols and ism and narcissism are legitimate and have
ideation. While religious disillusionment may embarked on self-critiques to correct the ele-
lead to despair or cynicism, there is also the ments that threat to undermine its status as an
possibility of a more creative response, an oppor- authentic form of religiosity. Jorge Ferrer’s
tunity for individuation, and the reintegration of (2002) postmodern deconstruction and
unconscious contents into new meaningful participatory revisioning of transpersonal
symbols and values. Moreover, these new psychology is a sophisticated example of this.
systems of meaning – such as the analytic Combining proponents growing self-reflexivity
psychology of a forefather of psychology as reli- and relational turns, with the increasing academic
gion, Jung – not only reject but also assimilate scholarship on unchurched psychologized
religion so that to various degrees it lives on spirituality and the proliferation of Mind-
within them. Body-Spirit sections in bookstores with their
Homans also critiques Lasch of misreading best-selling psychology/spirituality titles, dem-
Kohut, pointing out correctly that for Kohut nar- onstrates that psychology as religion has
cissism was not in itself a pathological condition established itself as a popular and increasingly
but rather a normal developmental stage which sophisticated way to frame one’s religiosity in the
had the potential not only to transform into contemporary cultural climate.
P 1424 Psychology of Religion

See Also Roof, W. C. (1999). The spiritual marketplace. Princeton:


Princeton University Press.
Vitz, P. (1977). Psychology as religion: The cult of
▶ James, William self-worship. Grand Rapids: William B. Eerdmans
▶ Jung, Carl Gustav Publishing Company.
▶ Mysticism and Psychoanalysis Wuthnow, R. (1998). After heaven: Spirituality in
▶ Psyche America since the 1950’s. Berkekely: University of
California Press.
▶ Psychology
▶ Psychology of Religion
▶ Self

Psychology of Religion
Bibliography David Wulff
Barnard, W. G. (2001). Diving into the depths: reflections
Department of Psychology, Wheaton College,
on psychology as a religion. In W. B. Parsons & Norton, MA, USA
D. Jonte-Pace (Eds.), Religion and psychology:
Mapping the terrain (pp. 297–318). London: Routledge.
Carrette, J., & King, R. (2005). Selling spirituality.
London: Routledge.
Introduction
Ferrer, J. (2002). Revisioning transpersonal theory.
Albany: State University of New York Press. Classically defined, the psychology of religion con-
Fuller, R. C. (1982). Mesmerism and the American cure of sists of the systematic application of psychology’s
souls. Philadelphia: University of Pennsylvania Press.
Fuller, R. C. (1986). Americans and the unconscious.
methods and interpretive frameworks to the broad
New York: Oxford University Press. domain of religion. As strictly a nonsectarian
Fuller, R. C. (1989). Alternative medicine and American scholarly discipline, it should be carefully distin-
religious life. New York: Oxford University Press. guished from “religious psychology,” which is the
Fuller, R. C. (2001). Spiritual, but not religious:
Understanding unchurched America. New York:
psychology that in varying degrees is explicit in the
Oxford University Press. texts and teachings of a religious tradition; from
Hanegraaff, W. (1998). New age religion and western “psychology and religion,” a phrase intended to
culture: Esotericism in the mirror of secular thought. suggest a mutually respectful dialogue between
Albany: State University of New York Press.
Homans, P. (1979). Jung in context. Chicago: University
psychological theories and various perspectives in
of Chicago Press. religious studies; “psychology as religion,” which
Homans, P. (1989). The ability to mourn: Disillusionment designates clinically oriented forms of psychology
and the social origins of psychoanalysis. Chicago: that are grounded in “spiritual” conceptions of
University of Chicago Press.
Lasch, C. (1979). The culture of narcissism. New York:
human existence, and “integration of psychology
W. W. Norton. and religion,” which constitutes variously conceived
Moore, T. (1994). Care of the soul: A guide for cultivating (and usually religiously conservative) efforts to cri-
depth and sacredness in everyday life. New York: tique, recast, and apply psychology within
Harper Paperbacks.
Parsons, W. B. (2008). Psychologia perennis and the
a particular theological framework. The boundaries
academic study of mysticism. In W. B. Parsons, D. of the psychology of religion have from the begin-
Jonte-Pace, & S. Henking (Eds.), Mourning religion. ning been difficult to draw, especially given the
Charlottesville: University of Virginia Press. field’s long history of providing foundations for
Parsons, W. B., & Jonte-Pace, D. (2001). Introduction:
Mapping religion and psychology. In W. B. Parsons
religious education and pastoral care.
& D. Jonte-Pace (Eds.), Religion and psychology:
Mapping the terrain (pp. 97–123). London: Routledge.
Peck, S. M. (2003). The road less travelled 25th anniver- Beginnings in America
sary edition: A new psychology of love, traditional
values and spiritual growth. New York: Touchstone.
Rieff, P. (1966). The triumph of the therapeutic. Chicago: Of the many specialized areas of psychology, the
The University of Chicago Press. psychology of religion was among the first to
Psychology of Religion 1425 P
emerge out of the new empirical science of psy- believers for the next. Hall, Coe, and Ames were
chology that established itself late in the nineteenth themselves involved in this movement, includ-
century in both Europe and the United States. The ing the social services offered by the various
extraordinary success of the physical sciences in missions and settlement houses. But others,
understanding the natural world suggested to vari- too, shared their conviction that the psychology
ous nineteenth-century scholars that scientific of religion could help to reconceive or reform
methods might be applicable in the human realm religion in such a way that it would more directly
as well. Thus arose scientific psychology as well as address the personal, social, and spiritual needs
the Religionswissenschaften, the sciences of of the modern world. Thus the early psycholo-
religion, or what today is called the history of gists of religion were by and large active pro-
religions. ponents of religion but in liberal versions
The American founders of the psychology of compatible with the rationalistic worldview
religion, including Stanley Hall, William James, shaped by modern science, including the theory
Edwin Starbuck, James Leuba, James Pratt, of evolution.
George Coe, Edward Ames, and George Stratton,
understood “religion” to encompass both individ-
ual piety and the historic religious traditions. Two Methodological Principles
Using methods that were both qualitative and
quantitative, these scholars were well informed Fundamental principles for the new psychology
by the burgeoning literatures on religion authored of religion were laid out in 1902 by the Swiss
by anthropologists, sociologists, linguists, and psychologist Theodore Flournoy, who was
historians of religion. Among the field’s early a close friend of William James and, like Coe,
proponents, Pratt stands out for his systematic a student of theology before he found it problem-
efforts – including extensive travel in India, atical. According to Flournoy’s Principle of the
Burma, Ceylon, Vietnam, China, Japan, and Exclusion of the Transcendent, psychologists of
Korea – to acquaint himself with the major religion should neither affirm nor reject the
Eastern traditions in both their corporate and independent existence of the object of religious
their individual embodiments. And more than experience and reflection. Restated in contempo-
anyone else, he strove to grasp and sympatheti- rary terms, their posture should be one of
cally convey the worldviews and experiences of methodological agnosticism. But the experience P
his informants. But it was William James, Pratt’s of the transcendent object is most certainly not to
thesis advisor and author of the field’s signature be excluded from their province; indeed, such
classic, The Varieties of Religious Experience experience should be observed with the closest
(1902), who brought the field most prominently attention to its nuances and variations.
into view. The second of Flournoy’s guidelines, the Prin-
A further impetus for the new psychology – ciple of Biological Interpretation, lays out
and for the psychology of religion in particular – a broadly inclusive framework for the psycholog-
came in no small measure from the spirit of ical study of religion. Such study, as the princi-
Progressivism. Near the end of the nineteenth ple’s name indicates, should search for the
century, the increasingly evident deleterious physiological conditions of its object of study,
effects on society of the industrial revolution conditions that today are naturally far better
prompted in the United States an assortment of understood than in Flournoy’s time. But Flournoy
reform efforts that together became known as had more in mind than biology. The psychology
Progressivism. Among them was the Social of religion should also incorporate a developmen-
Gospel movement, which centered on the con- tal perspective, giving attention to both heredi-
viction of many liberal Protestants that the tra- tary and environmental factors that play a role in
ditional teachings of Jesus are aimed chiefly at the human species as a whole and in individual
righting the wrongs in this world, not preparing lives. It should be comparative in the sense of
P 1426 Psychology of Religion

being sensitive to and taking into account indi- Three General Goals
vidual differences. And it should be dynamic by
recognizing that the religious life is a complex Implicit in Flournoy’s methodological principles
living reality representing the interplay of a great are three goals that are more explicit in James’s
diversity of factors. Flournoy assigns to the field, Varieties and that have characterized the psy-
in sum, a broadly inclusive agenda, according to chology of religion to this day. The first one –
which its proponents should welcome guidance the one for which James is most famous – is the
and insights from many different areas of psy- descriptive task: identifying and describing the
chology. It might also hope to reciprocate by field’s object of study. When the aim is
sharing insights of its own. a psychology of religious persons, as it was for
James and Flournoy, the object is religious expe-
rience or – more broadly – religious attitudes,
Two Methodological Traditions sentiments, and other such terms intended to
encompass religion as it becomes embodied
In laying out these principles, Flournoy did not over time in individual lives. When, on the other
address the difficult question of what specific hand, the aim is a psychology of religious content
research methods to use. In his own investiga- or tradition, as it was for Sigmund Freud and
tions, he drew on case studies and personal C. G. Jung, the object becomes particular reli-
documents, much as did James. He was thus gious content that is shared by adherents of
a qualitative researcher in the tradition of the a specific tradition or that is found in a variety
Geisteswissenschaften, the human sciences, one of traditions: images, symbols, stories, doctrines,
of the two main traditions constituting both scriptures, rituals, and so forth. Such shared
psychology and the psychology of religion. Hall religious content typically serves as the focus of
and his Clark School of Religious Psychology individual religious experience and hence
inaugurated the alternate tradition, which cast contributes to the shaping of it.
itself in the empirical model represented by the With the object of study well delineated, the
Naturwissenschaften, the natural sciences, most psychologist of religion may then pursue either of
notably by the use of systematic measurement two further goals: (1) accounting for the object’s
and the quest for causal interpretations. Even causal origins – what James called existential
though the natural-scientific approach won the judgments – and (2) evaluating the fruits, or cor-
day both in psychology and in the psychology relates, of the religious life, James’s so-called
of religion, the human-scientific perspective spiritual judgments. The first of these goals,
continued to attract proponents, especially uncovering religion’s causal origins, naturally
among clinical practitioners as well as scholars requires some reconstruction of the past, whether
specializing in the history of religions. it be an individual’s past or a tradition’s. This
In the United States today, the empirical demand is particularly problematic for empirical
psychology of religion finds its organizational researchers, who are by and large limited to
home mainly in Division 36, Psychology of Reli- measures obtained in the present. But retrospec-
gion, of the American Psychological Association tive measures – say, of parental religiosity when
(APA) and in the Society for the Scientific Study the respondent was a child or of family religious
of Religion, even though in both organizations it practices – along with contemporary assessment
is distinctly a minority undertaking. Advocates of of a great variety of other psychological variables
the human-scientific approach can be found (e.g., attachment style) does allow for some
chiefly in the Person, Culture, and Religion meaningful inferences regarding causal associa-
Group of the American Academy of Religion. tions in individual lives. Interpretive psycholo-
In Europe, the International Society for the gists, on the other hand, may freely draw on
Psychology of Religion is inclusive of both a variety of resources for reconstructing the past
traditions. of both individuals and traditions.
Psychology of Religion 1427 P
As a self-acknowledged defender of the field have always been scarce, and where they
religious outlook if not its popular forms, James appear they are usually subordinated to theolog-
was most interested in revealing the fruits of the ical or pastoral training. Undergraduate courses
religious life. That goal today dominates the work on the psychology of religion are most often
of empirical researchers. Having constructed taught in departments of religion at church-
a variety of measures for assessing individual related schools; otherwise they are likely offered
differences in religiosity, such investigators only because some faculty member has a personal
have for more than half a century sought to interest in the subject matter. Nonsectarian
identify its correlates in a diversity of realms. programs in the psychology of religion have
Initially, in an effort to understand the impulses been more common in England and Europe,
underlying the appalling inhumanity of World where chairs in the field were founded beginning
War II, the focus was mainly on negative social early in the twentieth century. Yet even there the
attitudes, including authoritarianism, ethnocen- field has never been widely pursued, and recent
trism, dogmatism, and prejudice. Religious per- changes in economic conditions, in conjunction
sons, it was found, tended to score higher than with the traditional priorities of theological
nonreligious persons on measures of these atti- faculties, have brought reductions in both chairs
tudes. Subtler measures of religiousness were and programs, most notably in the Scandinavian
subsequently developed, mainly of “intrinsic” countries.
and “extrinsic” religious orientations, to demon- Such external difficulties are complicated by
strate that it is not religiousness per se that is challenges that are intrinsic to the field. Most
associated with such negative social attitudes, apparent is the debate between empirical and
but superficial or inauthentic forms of it. In interpretive approaches, between quantitative
time, attention shifted from social attitudes to and qualitative methodologies, which, beyond
mental and physical health, once again anticipat- determining the research methods used,
ing that intrinsic, or sincere, religiosity would be have broad implications for how religion is
associated with more positive outcomes. Today, constructed and what questions are posed. Less
especially with the encouragement of munificent obvious and more difficult is the conundrum of
Templeton Foundation grants, there is increasing addressing a phenomenon that interprets itself in
interest in demonstrating religion’s positive asso- relationship to a transcendent dimension that by
ciation with certain classic virtues, including for- definition lies beyond the conceptual tools and P
giveness, gratitude, and humility. understanding of psychology. Flournoy’s exclu-
sion principle suggests the possibility of
bracketing such interpretations, but in reality
Challenges to the Psychology of all researchers come to the field with personal
Religion religious views that inevitably shape the ques-
tions they address. If one takes a religious out-
From its beginnings, the psychology of religion look to be fundamentally mistaken, as it was by
has faced a number of critics. Psychologists, who Freud, one will naturally ask how it may have
tend in general to be less religious than many arisen, either in human history or in an individ-
other academic and professional groups, have ual life. If one has oneself a sense of the tran-
long been suspicious of any interest in religion scendent, on the other hand, one will naturally
on the part of their colleagues. Scholars of reli- be inclined to ask why it eludes other persons.
gion, on the other side, are often critical of what Given the obvious diversity of religious con-
seem to them to be reductionistic if not also structions of reality, the latter question would
hostile views of religion among its psychological likely be posed from within a particular theolog-
interpreters. Thus the psychology of religion has ical or religious framework, inevitably threaten-
been an academic stepchild from its beginnings. ing to transform the psychology of religion into
Graduate programs and academic positions in the a sectarian enterprise.
P 1428 Psychology of Religion

One solution would be to pursue a purely ▶ Judaism and Christianity in Freudian


descriptive psychology of religion. But that, Psychology
the German philosopher Max Scheler once ▶ Judaism and Christianity in Jungian
argued, would require a separate psychology of Psychology
religion for every tradition. Another seeming ▶ Jung, Carl Gustav
solution would be the strategy of setting aside ▶ Jung, Carl Gustav, and Religion
any questions about the nature or origins of ▶ Meditation
religion and merely examining its fruits instead. ▶ Mysticism and Psychoanalysis
Although widely embraced, this strategy has ▶ Object Relations Theory
long been recognized as likewise shaped by reli- ▶ Pruyser, Paul
gious agendas, which affect the religiosity scales ▶ Psychology and the Origins of Religion
one adopts or devises, the variables one investi- ▶ Psychology as Religion
gates, and the conclusions one draws. Of the ▶ Religion and Mental and Physical Health
respondents to a 1998 survey of the members ▶ Religious Coping
of Division 36 of APA, the majority of whom are ▶ Religious Experience
clinical practitioners, nearly all reported them- ▶ Self Psychology
selves to be moderately or highly religious or ▶ Sex and Religion
spiritual. Thus it is not surprising that most ▶ Winnicott, Donald Woods
research is aimed, subtly or not, at demonstrat-
ing the value of religion and that there is
a parallel burgeoning of works on the integration
Bibliography
of spirituality into psychotherapy, some
Batson, C. D., Schoenrade, P., & Ventis, W. L. (1993).
published by the APA. Religion and the individual: A social-psychological
Most of the religiously liberal founders of the perspective. New York: Oxford University Press.
psychology of religion sought to reinterpret or Belzen, J. A., & Wikström, O. (Eds.). (1997). Taking
a step back: Assessments of the psychology of religion.
even transform religion to make it serviceable in
Uppsala: Acta Universitatis Upsaliensis.
the modern world. Today, the psychology of Flournoy, T. (1902). Les principes de la psychologie
religion serves as a rubric under which more religieuse. Archives de Psychologie, 2, 327–366.
religiously conservative psychologists act as Hill, P. C., & Hood, R. W., Jr. (Eds.). (1999). Measures of
religiosity. Birmingham: Religious Education Press.
caretakers and promoters of traditional religious
Hood, R. W., Jr., Hill, P. C., & Spilka, B. (2009).
convictions. The ideal, most fully realized by The psychology of religion: An empirical approach
James Pratt, of a truly disinterested discipline (4th ed.). New York: Guilford.
that investigates a broad range of phenomena Hyde, K. E. (1990). Religion in childhood and adoles-
cence: A comprehensive review of the research.
drawn from a diversity of religious traditions
Birmingham: Religious Education Press.
thus seems today evermore elusive. James, W. (1902/1985). The varieties of religious
experience: A study in human nature. Cambridge,
MA: Harvard University Press.
Jonte-Pace, D., & Parsons, W. B. (Eds.). (2001). Religion
See Also and psychology: Mapping the terrain. London:
Routledge.
▶ Analytical Psychology Paloutzian, R. F., & Park, C. L. (Eds.). (2013). Handbook
▶ Authoritarian Personality of the psychology of religion and spirituality (2nd ed.).
New York: Guilford.
▶ Depth Psychology and Spirituality Pargament, K. I. (1997). The psychology of religion and
▶ Erikson, Erik coping: Theory, research, practice. New York:
▶ Faith Development Theory Guilford.
▶ Freud, Sigmund, and Religion Pargament, K. I., (Ed.). (2013). APA handbook of psychol-
ogy, religion, and spirituality (Vols. 1–2). Washing-
▶ Genetics of Religiosity
ton, DC: Americal Psychological Association.
▶ God Image Pratt, J. B. (1920). The religious consciousness:
▶ James, William A psychological study. New York: Macmillan.
Psychology of Religion in China 1429 P
Roelofsma, P. H. M. P., Corveleyn, J. M. T., & Van Saane, he established the Institute of Psychology. Daqi
J. W. (Eds.). (2003). One hundred years of psychology Chen established the first experimental laboratory
of religion: Issues and trends in a century long quest.
Amsterdam: VU University Press. in China at Peking University (1917). In 1940,
Wulff, D. M. (1997). Psychology of religion: Classic and Chen Wenyuan wrote a text integrating religion
contemporary (2nd ed.). New York: Wiley. and psychology in China, entitled Religion and
Wulff, D. M. (1998). Rethinking the rise and fall of the Personality. During the Cultural Revolution
psychology of religion. In A. L. Molendijk & P. Pels
(Eds.), Religion in the making: The emergence of the (1966–1976), the discipline of psychology was
sciences of religion (pp. 181–202). Leiden: Brill. considered bourgeois, and teaching of and
Wulff, D. M. (2001–2002). The psychology of religion research in psychology was stopped entirely.
and the problem of apologetics. Temenos: Studies in Then in the late 1980s, Chinese scholars wrote
Comparative Religion, 37–38, 241–261.
texts describing Soviet and Western approaches
to psychology and religion. The remarkable
progress that followed included translation of
classic Western texts in psychology of religion
Psychology of Religion in China and theoretical analyses of James, Erickson,
Wundt, and Allport. New measurement tools
Alvin Dueck1 and Buxin Han2 were developed and empirical social analyses of
1
Graduate School of Psychology, Fuller religion and mental health, religious cognition,
Theological Seminary, Pasadena, CA, USA and religious emotions were conducted. Chen
2
Institute of Psychology, Chinese Academy Biao (2003) examined Erickson’s religious
of Sciences, Beijing, China psychology and is currently writing a history of
Western approaches of psychology to
religion. Liang Liping (2003) has conducted
Psychological reflections on spirituality and a comparative study of conversion among
religion in China have a 2,500-year history, and Buddhists and Christians in terms of gender, psy-
the scientific study thereof over the past century chological factors, educational level, and cultural
has both languished during the Cultural Revolu- background. Nonetheless, Chen Yongsheng,
tion and flourished in the last three decades Liang Henghao, and Lu Liqing describe the
(Dueck and Han 2012). However, religions as state of psychology of religion research in 2006
we know them in the West as institutionalized as follows: “On building the discipline of psy- P
with a professional clergy, set of doctrines, and chology of religion, Chinese scholars have not
specified practices is a mere century old (Yang discovered the central stream so far, and therefore
2008). The official religions include Taoism, it seems that the achievements are scattered and
Buddhism, Protestantism, Catholicism, and lack a solid foundation” (2006, p. 156).
Islam, but there are a host of folk religions and Chen et al. (2006) reported that between 1994
variations of the five sanctioned religions among and 2004 only 12 articles on psychology and
China’s 55 ethnic minorities. Recent research by religion had been published and that none were
Tong and Liu (2005) indicates that there are some empirical studies. There had been little dialogue
300 million Chinese who identify themselves as between Chinese psychologists of religion, other
religious/spiritual, the highest estimate to be Chinese psychologists with similar interests, and
published to date. Western psychologists of religion until they
As a science, Chinese psychology emerged attended the psychology of religion conferences
concurrently with American psychology (Han begun in 2007. Since September 2007, six
and Zhang 2007). Yuanpei Cai, who studied psychology of religion conferences have been
with Wilhelm Wundt (1908–1911), returned to held. The first took place at Zhejiang Normal
China to be the President of Peking University University with some 17 psychologists in
(1916) and later became the President of attendance and several students. However, by
the Chinese Academy of Sciences (1927) where third conference in March 2009 sponsored by
P 1430 Psychology of Religion in China

Sichuan University in conjunction with the West religion in the West and in China, (b) explore
China Hospital, attendance reached 120. The future directions for the field, and (c) encourage
focus of the conference was on psychology of rigorous, scholarly research in the psychology of
religion in service of Chinese society religion. What follows is a brief summary of
traumatized by the 5/12 earthquake. Dr. a sample of chapters so as to give the reader
YanchunYang opened the conferees with a flavor of Chinese research in psychology of
a presentation that encouraged psychologists of religion and is adapted from Dueck and Han
religion to be more sensitive to the Chinese (2012). This review will focus on several themes:
context as they researched earthquake survivors the spirituality of ancient traditions, the emphasis
and to include spirituality as part of the assess- on indigeneity, spirituality within healing and
ment and treatment of trauma. psychotherapy, innovative empirical research,
The Fourth Conference of Psychology of and the influence of national objectives.
Religion (2010) was held at Qufu Normal Evident in these publications is the fact that
University in the city of Confucius’ birth and in Chinese psychologists of religion are rewriting
a local culture highly supportive of research in the understanding of the ancient traditions as spir-
psychology of religion. Forty-five Chinese itual rather than secular in nature. Religion, folk
psychologists and students and eight Western culture, medicine, ethics, and religious anthropol-
psychologists gave papers on topics including ogy seem to interpenetrate each other. Lu and Ke
attachment theory and modes of spirituality, (2012) point out that during the Spring and
neurophysiology and religious experience, indig- Autumn and Warring States periods (770 BCE to
enous forms of spiritual therapy, religious coping 221 BCE), debates about “human nature” were
research, and spiritual themes among Sichuan central to the development of a future
earthquake survivors. psychology of religion. They show how Confu-
The most recent conference was held at East cius’ ethical teachings are connected to psycho-
China Normal University in Shanghai in March logical assumptions about human transformation
2012. It was a unique experience in that more and the possibility of change by effort. Their anal-
scholars of religion were present at the confer- ysis of Mencius, Xunzi, Mozi, and Taoism all
ence. The concern was raised that too much point to the intimate relationship between religion,
psychology of religion is focused on Christianity, spirits, and ethics with human nature, whether
a problem echoed by Western psychologists as good or evil, innocent, or neutral. With regard to
well (Belzen 2009; Nelson 2009). There were ancient folk religions of the lower social classes,
Chinese presenters who argued passionately for their implicit psychology of religion was utilitar-
the treatment of spirituality with seriousness in ian in nature: religion was sought for worldly
mental health services. More than in previous benefits and spiritual solace (for another perspec-
conferences, cross-cultural and ethnic perspec- tive on Chinese folk religions, see He 2012).
tives were evident. Shi and Zhang (2012) focus on themes of
A major project undertaken by scholars at spirituality in Traditional Chinese Medicine
these conferences was to write an edited (TCM) and argue that its longevity is
collection of essays on the state of the art and a consequence of its spiritual roots. TCM focuses
future projections for psychology of religion. not only on the illness of a person but the person
The essays were the fruit of a 2-year grant from as a whole; it cares for the body and nourishes the
the John Templeton Foundation and published in spirit. They maintain that notions of Yin-Yang
the journal Pastoral Psychology (Vol. 61(5–6) and Qi have spiritual origins because they are
and a select number are being published in related to heaven, earth, and life. They point out
Chinese by the Chinese Academy of Social that in the book Shang Shu we were told: “Zhu, is
Sciences (Han and Dueck forthcoming). The the one who contacts gods” and “Mr. Zhou prayed
goals for the book of essays were to (a) provide for King Wu’s illness, and then he recovered.”
an overview of the history of psychology of TCM borrowed from Taoism, Confucianism,
Psychology of Religion in China 1431 P
and Buddhism the importance of cultivating Ting (2012) compares two regions of the
the mind, nourishing the heart, and developing world in terms of mind-body dualism, views of
wise character. Master doctors of TCM were the self, the nature of mental health, the value of
similar to religious leaders in their effort to relationships, the role of community, and the
help people recover from bitterness, illness, relationship between healing and spirituality.
and loss. So TCM is not simply a collection Appropriately, she begins with reflections on
of techniques but is deeply concerned about the nature of culture. Culture for her is not static
human person as a whole, including spiritual but fluid, improvisational, transformational, and
suffering. political. Fundamentally, Western culture privi-
Indigeneity is a second major theme emerging leges the individual, while Eastern cultures priv-
in Chinese psychology of religion. Wang (2012) ilege relationships and the common good. It is
states that contemporary Chinese psychology is her hope that a cultural psychology of religion
simply Western psychology transplanted to would be sensitive to differing worldviews and
China and that Chinese healers have turned that each culture would avoid imposing its
a deaf ear to their own rich heritage of psycho- definition of mental health or healing on the
logical thought. He quotes a Chinese proverb, other. She maintains that if spirituality or
“Unaware of the inexhaustible wealth of his religions were to nurture the well-being of
family heritage, he begs from door to door to local people, then local persons would need to
stay alive.” Wang, however, is concerned to be shapers of their own religious tradition and
develop a psychological approach that is sensi- express their faith in their local dialects. She
tive to the Chinese context, and so he cites prov- finds herself attracted to indigenous forms of
erbs and tells stories in therapy. He hails psychology as they have emerged in the Philip-
Confucianism as a teaching therapy and Taoism pines and New Zealand. She is concerned about
as capable of addressing compulsiveness. From uncritical importation of foreign approaches to
“Ah Q,” personality described by the Chinese mental health into China.
poet and essayist LuXun, Wang develops the A third theme is the recovery of religion in
diagnosis of passivity and escapism in Chinese healing and psychotherapy. This concern is
society, a consequence of national and interna- raised by Ren Zhengjia (2012) who asks whether
tional oppression. The opposite is the willingness spirituality and community play a significant role
to face life directly rather than creating excuses in times of crisis. He reflects on his own involve- P
for one’s escapism. Wang finds here the cultural ment in providing care after the Sichuan earth-
roots of many psychological symptoms. quake and believes crisis workers need to
Henghao Liang (2012) refers to Jung as appreciate deeply the personal, cultural, and
a Chinese philosopher living in the West. He spiritual resources that victims bring to the crisis
examined the relationship between Jung’s psy- events. He believes that Chinese spirituality can
chological theories and Chinese religions and be involved in the process of psychological
discovered significant similarities between rehabilitation and wrestles with the definition of
Jung’s concepts of synchronicity, Self, and his spirituality in China. After reviewing some of the
principles of the psyche, the mandala, with con- fundamental tenets of Confucianism, Taoism,
cepts in Chinese Taoism. Jung absorbed the Buddhism, and folk religions, Ren cites anecdotal
wisdom of the East, the meaning of the I Ching, evidence in which a survivors’ spirituality
the theory of Taoist inner alchemy, and the tech- enabled them to cope. His crisis intervention
nique of active imagination. Jung’s notion of team honored and encouraged indigenous forms
unity of opposites has its roots in both Taoism of spirituality.
and Buddhism. Liang wonders whether Jung’s Ting and Ng (2012) focus on the integration of
idea of the “collective unconsciousness” is equiv- spiritual and religious themes in the three major
alent to the eighth consciousness in Buddhism, religions of Taoism, Buddhism, and Christianity
Alaya Consciousness. with psychotherapy. The unique practices of
P 1432 Psychology of Religion in China

these religions include the blending of religion, greater negative effect on Buddhist behavior
folklore, traditional practices, and loyalty to the and mental health.
religious tradition of one’s family. It is still A number of studies focus specifically on reli-
a fundamental belief that disturbance in the spir- gious belief and radical religious change in
itual realm results in mental illness and demon China. Song and Fu (2012) report on the religious
possession. Hence, Ting and Ng call for beliefs of college students that are closely
a therapeutic approach that is tradition-sensitive followed by the Chinese government. In the last
in which the client’s religious beliefs are decade, considerable research has been
explored, religious duties are affirmed, their conducted on college students’ beliefs from
basic religious teachings and rituals are built on, the perspective of psychology of religion that
and religious support from the family and included the spirituality of college students, the
community are accessed. relationship between belief and mental health,
A fourth concentration of Chinese psychology and cross-cultural research on the beliefs of
of religion is empirical in nature and focuses on college students. The results of Song’s research
the role of religion in mental health and the revealed that social beliefs (such as loyalty to the
changing nature of belief in contemporary nation and political beliefs) took priority over
China. Chen et al. (2012) propose several pragmatic beliefs (loyalty to family, desiring
unsolved problems in China’s psychology of reli- money) with religious belief in last place (wor-
gion: lack of in-depth studies on the history of ship, supernatural being, personal soul). Women
Western psychology of religion, diversity in scored higher on religion than men and, overall,
research methods, and the disconnect between the authors estimated that 13 % of college stu-
theoretical study and practical application. None- dents hold religious beliefs. However, the num-
theless, there are a number of very creative ber of college students who hold religious belief
research projects. is increased from their first to their senior year.
While most Western researchers have found Based on her qualitative and quantitative anal-
a positive relationship between religion and men- ysis, Liping Liang (2012) sought to uncover the
tal health, at least one Chinese study nuances this meaning of religious experience and to explain
relationship. Wang et al. (2012) examine how sacredness and earthliness, utility and truth
the mental health of older Buddhists and resonate in the spiritual world of Christian and
a matched sample of nonreligious individuals Buddhist believers. She found that the initial
after the Wenchuan earthquake. Using a mental motivations for making contact with religion
health inventory for the elderly, they found that were seeking spiritual relief, physical health,
the older Buddhists in the more severely damaged and truth or wisdom. The more educated converts
area of Beichuan, 4 months after the disaster (whether Buddhist or Christian) sought for truth,
scored significantly lower than nonreligious par- while lower educated persons wanted physical
ticipants. After 10 months their scores were sig- health. More persons who converted to Christian-
nificantly better. The authors conclude that ity (66 %) than to Buddhism (46 %) did so
religious faith helped Buddhists recover from because of the persuasiveness of the doctrine.
trauma. However, the lower level of mental For others, it was belonging to a religious com-
health scores initially were interpreted to mean munity or because of the perceived benefits from
that those with religious sensitivities were more a spiritual life and practice. The main factor that
deeply affected by the trauma of the earthquake. enabled converts to maintain their religious
The authors comment that since Buddhists accept beliefs and practices was the change they experi-
stress as a part of their daily lives and also empha- enced as they continued their journey of
size the fundamental goodness of the world, they transformation.
experienced a greater discrepancy between A fifth theme in Chinese psychology of reli-
the reality of the earthquake and this positive gion is that the Chinese psychologist assumes that
conception of the world. Hence, there is the the discipline fosters national goals. Chen and
Psychology of Religion in China 1433 P
Chen 2012) have championed this belief. They Chen, Y., Liang, H., & Lu, L. (2006). PERSPECTIVE:
point out astutely in regard to nationalism that Psychology of religion in China. International Journal
for the Psychology of Religion, 16, 153–161.
Wundt’s cultural analyses of religion seemed to Chen, Y., Wang, J., Weng, H., & Wang, X. (2012).
have received much greater attention in China History, present situation, and problems of Chinese
than in the West. Consistent with a cultural psychology of religion. Pastoral Psychology, 61(5/6),
point of view, they are concerned that in the 641–654. doi:10.1007/s11089-011-0399-7.
Dueck, A., & Han, B. (2012). Psychology of religion in
future greater emphasis be placed on practical China. Pastoral Psychology, 61(5/6), 605–622.
application of psychology of religion for the doi:10.1007/s11089-012-0488-2.
sake of a harmonious society. Chen and Chen Han, B., & Dueck, A. (forthcoming). Chinese psychology
believe that the goal of a harmonious society of religion. Beijing: Chinese Academy of Social
Sciences.
must shape the development of a psychology of Han, B., & Zhang, K. (2007). Psychology in China. The
religion. This quote from Chen et al. (2006) cap- Psychologist, 20(12), 734–736.
tures the spirit of Chinese psychologists of He, Q. (2012). Religious traditions in local communities
religion: of China. Pastoral Psychology, 61(5/6), 823–839.
doi:10.1007/s11089-012-0438-z.
. . .the importance of psychology of religion never Liang, L. P. (2003). The investigation and analysis regard-
can be underestimated in vindicating the human ing religious identity. Studies in World Religions,
rights. China is multinational country with 25(3), 34–44. doi:CNKI: ISSN:1000–4289.0.2003-
56 nations, and every minority almost has its own 03-006.
particular customs and religion. We must fully Liang, H. (2012). Jung and Chinese religions: Buddhism
respect the religion of each minority and make and Taoism. Pastoral Psychology, 61(5/6), 747–758.
use of the knowledge of psychology of religion to doi:10.1007/s11089-012-0442-3.
promote the conversation and communication Liang, L. P. (2012). Multiple variations: Perspectives on
between various religions. This will help to the religious psychology of Buddhist and Christian
strengthen the solidarity of the Chinese nation, to converts in the People’s Republic of China. Pastoral
improve the level of human rights, and to safeguard Psychology, 61(5/6), 865–877. doi:10.1007/s11089-
world peace and development (p. 159). 012-0462-z.
Lu, L., & Ke, J. (2012). A concise history of Chinese
psychology of religion. Pastoral Psychology, 61(5/6),
623–639. doi:10.1007/s11089-011-0395-y.
See Also Nelson, J. (2009). Psychology, religion, and spirituality.
New York: Springer.
Ren, Z. (2012). Spirituality and community in times of
▶ Chinese Popular Religions crisis: Encountering spirituality in indigenous trauma P
▶ Chinese Religions therapy. Pastoral Psychology, 61(5/6), 975–991.
▶ Women in Chinese Religions doi:10.1007/s11089-012-0440-5.
Shi, L., & Zhang, C. (2012). Spirituality in traditional
Chinese medicine. Pastoral Psychology, 61(5/6),
959–974. doi:10.1007/s11089-012-0480-x.
Bibliography Song, X., & Fu, L. (2012). The study of college students’
beliefs in China. Pastoral Psychology, 61(5/6),
Belzen, J. A. (2009). Towards cultural psychology of 923–940. doi:10.1007/s11089-012-0446-z.
religion: Principles, approaches, applications. Ting, R. (2012). The worldviews of healing traditions in
Dordrecht: Springer. the East and West: Implications for psychology of
Chen, B. (2003). Erikson’s thoughts on religious psychol- religion. Pastoral Psychology, 61(5/6), 759–782.
ogy and its contribution. Studies in World Religions, doi:10.1007/s11089-012-0439-y.
24(4), 93–102. doi:CNKI:ISSN:1000–4289.0.2003- Ting, R., & Ng, A. (2012). Use of religious resources in
04-011. psychotherapy from a tradition-sensitive approach:
Chen, B. (2012). Coping with death and loss: Confucian Cases from Chinese in Malaysia. Pastoral Psychology,
perspectives and the use of rituals. Pastoral 61(5/6), 941–957. doi:10.1007/s11089-011-0365-4.
Psychology, 61(5/6), 1037–1049. doi:10.1007/ Tong, S. J., & Liu. Z. Y. (2005). Reported by Wu Jiao.
s11089-012-0476-6. Religious believers thrice the estimate. China Daily,
Chen, Y., & Chen, X. (2012). Methodological issues in 2007-01-07, East China Normal University, 2005.
psychology of religion research in the Chinese context. Wang, X. (2012). On becoming a religious therapist in
Pastoral Psychology, 61(5/6), 671–683. doi:10.1007/ Chinese culture. Pastoral Psychology, 61(5/6),
s11089-012-0441-4. 1007–1024. doi:10.1007/s11089-012-0430-7.
P 1434 Psychosis

Wang, X., Wang, T., & Han, B. (2012). The mental health “normal” mood. The most striking feature
of older Buddhists after the Wenchuan earthquake. of bipolar disorders is mania, euphoric joy out
Pastoral Psychology, 61(5/6), 841–850. doi:10.1007/
s11089-011-0402-3. of proportion to circumstances, plus at least
Yang, M. M. H. (2008). Chinese religiosities: Afflictions some of the following: irritability and anger espe-
of modernity and state formation. Berkeley: University cially if plans are frustrated, hyperactivity, going
of California Press. without sleep, poor judgment, following one’s
own grandiose ideas and plans and feeling others
are too slow, self-esteem approaching grandios-
ity, flamboyance, delusions, or hallucinations
Psychosis (Butcher et al. 2010, pp. 247–255). About one
person in a hundred may be affected by
Kate M. Loewenthal a psychotic disorder at some time in their lives.
Department of Psychology, Royal Holloway, It may pass, or respond to medication or other
University of London, Egham, Surrey, UK treatment, or the person may continue signifi-
cantly disturbed.
How do psychoses relate to religion? There
What is psychosis? How is it related to religion are several important questions for discussion.
and religious factors?
Psychoses are psychiatric illnesses, normally
distinguished from neuroses, the other main Do Religious Factors Correlate with or
group of psychiatric disorders. In psychosis the Cause Psychosis?
degree of impairment and lack of insight are said
to be more severe than in neurosis. Psychotic The short answer is that there are no clear
illnesses have been categorized into two broad associations between schizophrenia – or possibly
groups, the schizophrenic disorders and the predisposing personality traits – and religious
bipolar disorders. There are significant concerns factors. There is some tentative evidence that
about the use of these diagnostic categories, but psychotic episodes may be precipitated in those
they are likely to remain in use for the foreseeable already prone to disturbance, by some religious
future. In schizophrenia, the individual normally practices such as meditation, but this evidence is
shows a marked deterioration in self-care, work currently very thin.
functioning, and/or social relations, and moods The associations between religious factors
may be inappropriate. There may be genetic and psychotic illness have been difficult to dis-
susceptibility to stress and cannabis use, making entangle. This is partly because some religious
the appearance of schizophrenia more likely. behaviors and beliefs – especially if they stem
Symptoms normally include two or more of from a tradition alien to clinicians – may be seen
delusions, hallucinations, incoherent speech, as symptoms of illness, and a misdiagnosis may
catatonic behavior (rigid, frozen posture), and be made. For example, a devout woman who
flat or very inappropriate mood (Butcher et al. had been sexually abused began to pray and
2010, pp. 458–489). The DSM-IV-TR classifica- bible study frequently and eat moderately in an
tion lists a large number of related disorders in the attempt to purify herself. This was interpreted
schizophrenia group, such as the paranoid or as symptomatic of schizophrenia (Loewenthal
catatonic types, but here we will consider 2007, p. 37). Beliefs that the evil eye, spells, or
schizophrenia as an overall diagnostic category. spirits are causing somatic symptoms may be
The other general form of psychosis is considered seen as delusory, even though in contemporary
to be bipolar (manic-depressive, cyclothymic) transcultural psychiatry, good clinical outcomes
mood disorder, swinging from high to low have been reported when clinicians treat these
moods, sometimes with intervening periods of beliefs respectfully. A further set of factors
Psychosis 1435 P
complicating the picture is that stress may well Can We Distinguish Between
induce mood disturbances and other psychiatric Pathological and Benign Visions and
symptoms, and in an attempt to cope, individ- Voices?
uals may resort to prayer and other religious
practices (Bhugra 2002; Siddle et al. 2002). This has been a long-standing problem for
Indeed, there is considerable evidence that well-intentioned and culturally sensitive psychi-
prayer and other religious practices may relieve atrists, given that visions and voices are supposed
distress (Loewenthal 2007, pp. 59–67; Maltby to be symptoms of schizophrenia. Littlewood and
et al. 1999; Pargament 1997). Thus, there may Lipsedge (1997) and Greenberg and Witztum
be the appearance of an association between (2001) offer fascinating and often tragic exam-
mental illness and religiosity, but religiosity is ples of diagnostic and therapeutic difficulties. It
an effect, not a cause. Furthermore, if and when has now been well documented that visions and
stress is reduced and symptoms alleviate, reli- voices are commonly experienced by healthy
gious coping is reduced – again, giving the individuals and cannot be regarded in themselves
appearance of an association between better as symptoms of psychosis (see Loewenthal 2007,
mental health and lower religiosity. pp. 17–21). Some religious groups encourage or
Only longitudinal studies, in which individuals praise the experiencing of visions, or the hearing
are followed up over time, can tell us more of voices, and these can be valued aspects of
about whether religion plays a causal role in spirituality. Recent work examining and compar-
psychosis and other mental illnesses. At the ing the experiences of members of religious
moment, this does not seem likely for groups and of others without psychiatric illness
schizophrenia. with experiences of psychotic individuals
There are a number of personality traits which indicates that the visions and voices experienced
have been suggested to relate to the tendency to by the psychotically ill are significantly more
schizophrenia and psychotic illness. The most unpleasant and uncontrollable than those
heavily researched of these is the so-called experienced by others (Davies et al. 2001; Peters
Psychoticism (P) measure in the Eysenck Person- et al. 1999). This work does give clues as to how
ality Inventory. This is negatively associated with psychotic visions and voices might be identified.
religiosity (Eysenck 1998). A more complex set Importantly, we can conclude that the experienc-
of traits fall under the head of schizotypy, which ing of visions and voices should no longer in P
involves personality traits which might indicate itself be treated as symptomatic of psychosis.
prodromal schizophrenia, including discomfort Dein (2010) offers further discussion of these
in close relationships, and odd forms of thinking and related issues.
and perceiving. The different aspects of
schizotypy relate in complex ways to different
styles of religiosity (Joseph et al. 2002), with no What Is the Significance of Belief in
substantial evidence to support the idea that reli- Demons, Evil Spirits, and the Like in
gious factors are related to schizophrenia or pos- Relation to Psychotic Illness?
sible predisposing personality factors.
It has been suggested that meditation and pos- Belief in evil spirits, demons, and other malignant
sibly other religious practices and experiences spiritual forces is surprisingly widespread, includ-
may precede episodes of manic disorder in indi- ing highly developed, urbanized countries.
viduals who are susceptible (Kalian and Witztum A striking example involves sleep paralysis,
2002; Wilson 1998; Yorston 2001). However, which is as often reported in highly developed
this suggestion is based on clinical case histories, countries in which belief in evil spirits is not well
and there is insufficient quantitative evidence in supported, as in less developed countries. The indi-
further support of this suggestion. vidual feels wakeful but unable to move and is
P 1436 Psychosis

conscious of a shadowy presence (Hufford 2005). but the diagnosis of monomania helped to get the
The experience is usually unpleasant, interpreted death sentence commuted to imprisonment. With
as involving evil forces, and seldom mentioned for religious and other monomanias, there were
fear of being thought insane. In fact this condition difficulties in distinguishing between acceptable
is not a psychiatric problem at all, in spite of the and pathological levels of behavior – one group’s
fears and beliefs of those who have experienced it. terrorist is another group’s martyr, for example.
This example highlights the existence of
a widespread and popular idea that the experience
of malign spiritual forces is closely related to insan- Conclusions
ity. Lipsedge (1996) and Kroll et al. (2002) have
shown that in medieval times demons and other There is little to support the idea that religious
malign spiritual forces were only occasionally seen factors play a role in causing psychotic illnesses.
as possible causes of psychiatric illness. Contem- It is likely that religious coping may be helpful in
porary studies have examined beliefs that malign relieving the distress associated with psychotic
spiritual forces can be causes of insanity. Such illness, and the appearance of “religious
beliefs have been reported in many countries, for symptoms” may indicate attempts to cope with
example, Egypt (Coker 2004), Israel (Heilman and distress, rather than as symptoms as such.
Witztum 2000), South Africa (Ensink and Robert- However, as with other psychiatric illnesses, the
son 1999), and Switzerland (Pfeifer 1994), and religious context may shape the occurrence of
there has been some success reported in deploying stress, often a factor in psychiatric breakdown.
healing methods which are believed by patients to The religious context may also shape expressions
dispel evil spiritual forces. It has been suggested of distress.
that the experience of demons and the like may be
regarded as an “idiom of distress” (Heilman
and Witztum 2000). Contemporary clinical See Also
practitioners with experience in different cultural
settings would advocate incorporating beliefs ▶ Demons
about spiritual forces as causes of disturbance ▶ Psychiatry
into treatment plans, wherever possible. ▶ Religious Coping
▶ Visions

What Is the Current Status of the Bibliography


Concept of Religious Mania?
Bhugra, D. (Ed.). (1996). Psychiatry and religion:
Religious monomania is a now-discarded Context, consensus, and controversies. London:
diagnostic category. At one time it was popular Routledge.
Bhugra, D. (2002). Self-concept: Psychosis and attraction
and used to denote intense religious excitement
of new religious movements. Mental Health, Religion
and enthusiasm, to the extent that the individual and Culture, 5, 239–252.
had gone beyond the bounds of the acceptable Butcher, J. N., Mineka, S., & Hooley, J. M. (2010).
and containable. For example, Jonathan Martin, Abnormal psychology (14th ed.). Boston: Pearson.
2007.
a fundamentalist preacher, who thought the
Coker, E. M. (2004). The construction of religious and
clergy of his time (early nineteenth century) cultural meaning in Egyptian psychiatric patient
were too lax. He had some dreams which seemed charts. Mental Health, Religion and Culture,
to him significant, for example, in one he saw 7, 323–348.
Davies, M. F., Griffiths, M., & Vice, S. (2001). Affective
a black cloud over York Minster. These dreams reactions to auditory hallucinations in psychotic,
inspired him to set fire to York Minster (Lipsedge evangelical and control groups. The British Journal
2003). At the time this act was a capital offence, of Clinical Psychology, 40, 361–370.
Psychospiritual 1437 P
Dein, S. (2010). Judeo-Christian religious experience and hospital with schizophrenia. Social Psychiatry and
psychopathology: The legacy of William James. Psychiatric Epidemiology, 37, 130–138.
Transcultural Psychiatry, 47, 523–547. Wilson, W. P. (1998). Religion and psychoses.
Ensink, K., & Robertson, B. (1999). Patient and family In H. Koenig (Ed.), Religion and mental health
experiences of psychiatric services and African (pp. 161–172). San Diego: Academic.
indigenous healers. Transcultural Psychiatry, Yorston, G. (2001). Mania precipitated by meditation:
36, 23–44. A case report and literature review. Mental Health,
Eysenck, M. W. (1998). Personality and the psychology of Religion and Culture, 4, 209–214.
religion. Mental Health, Religion and Culture,
1, 11–19.
Greenberg, D., & Witztum, E. (2001). Sanity and sanctity:
Mental health work among the ultra-orthodox in
Jerusalem. New Haven: Yale University Press. Psychospiritual
Heilman, S. C., & Witztum, E. (2000). All in faith:
Religion as the idiom and means of coping with dis- Ann Gleig
tress. Mental Health, Religion and Culture,
Department of Philosophy, University of Central
3, 115–124.
Hufford, D. J. (2005). Sleep paralysis as spiritual experi- Florida, Orlando, FL, USA
ence. Transcultural Psychiatry, 42, 11–45.
Joseph, S., Smith, D., & Diduca, D. (2002). Religious
orientation and its association with personality,
The term psychospiritual has entered psycholog-
schizotypal traits and manic-depressive experiences.
Mental Health, Religion and Culture, 5, 73–81. ical and religious discourse as a loose designation
Kalian, M., & Witztum, E. (2002). Jerusalem syndrome as for the integration of the psychological and the
reflected in the pilgrimage and biographies of four spiritual. As a broad term it can denote a variety
extraordinary women from the 14th century to the
of positions between psychology and spirituality:
end of the second millennium. Mental Health, Religion
and Culture, 5, 1–16. a supplementation, integration, identification, or
Koenig, H. (Ed.). (1998). Religion and mental health. conflation of the two fields. It is commonly used
San Diego: Academic. to describe a wide range of therapeutic systems
Kroll, J., Bachrach, B., & Carey, K. (2002). A reappraisal
which embrace a spiritual dimension of the
of medieval mysticism and hysteria. Mental Health,
Religion and Culture, 5, 83–98. human being as fundamental to psychic health
Lipsedge, M. (1996). Religion and madness in history. and full human development and which utilize
In D. Bhugra (Ed.), Psychiatry and religion: Context, both psychological and spiritual methods (such as
consensus, controversies. London: Routledge.
meditation, yoga, dreamwork, breathwork) in
Lipsedge, M. (2003). Jonathan Martin: Prophet and
a holistic, integrated approach to healing and
P
incendiary. Mental Health, Religion and Culture, 6,
59–78. inner growth. Included here are Jungian psychol-
Littlewood, R., & Lipsedge, M. (1997). Aliens and ogy; Roberto Assagioli’s psychosynthesis; the
alienists: Ethnic minorities and psychiatry (3rd ed.).
post-Jungian archetypal psychology of James
London: Oxford University Press.
Loewenthal, K. M. (2007). Religion, culture and mental Hillman; transpersonal psychology, such as the
health. Cambridge, UK: Cambridge University Press. work of Abraham Maslow, Stanislav Grof, Ken
Maltby, J., Lewis, C. A., & Day, L. (1999). Religious Wilber, Michael Washburn, and Charles Tart; the
orientation and psychological well-being: The role of
spiritual psychology of Robert Sardello; and
the frequency of personal prayer. British Journal of
Health Psychology, 4, 363–378. a plethora of contemporary spiritual therapies
Pargament, K. (1997). The psychology of religion and which are being developed within an East–west
coping. New York: Guilford Press. framework.
Peters, E., Day, S., McKenna, J., & Orbach, G. (1999).
William Parsons (2008) offers some useful
Delusional ideas in religious and psychiatric
populations. The British Journal of Clinical historical contextualization for the Western line-
Psychology, 38, 83–96. age of the psychospiritual through his discussion
Pfeifer, S. (1994). Belief in demons and exorcism in of the “psychologia perennis,” an unchurched,
psychiatric patients in Switzerland. The British
psychological form of spirituality whose origins
Journal of Medical Psychology, 67, 247–258.
Siddle, R., Haddock, G., Tarrier, N., & Faragher, E. B. can be seen as early as the sixteenth and seven-
(2002). Religious delusions in patients admitted to teenth centuries with the appearance of
P 1438 Psychospiritual

mysticism as a subjective experience divorced understand psychoanalytic therapy as part of


from church and tradition. The emergence of their spiritual growth. Furthermore, Cooper argues
a generic “Absolute” framed as an inner univer- that there is undeniable cultural drift in this direc-
sal, sacred dimension of man allowed for the tion (Molino 1998).
psychologization of mysticism and links the fig- In a similar vein, concerns with the
ures of Romain Rolland, William James, Carl psychospiritual have entered into mainstream
Jung, and Richard Maurice Bucke with humanis- psychotherapy. This is reflected in both the pro-
tic and transpersonal psychology. While recog- fessional psychotherapeutic accrediting of spiri-
nizing significant differences in metapsychology tual therapies and the establishment of a number
and therapeutic techniques among these thinkers, of associations that seek to integrate the two
Parsons identifies a number of common charac- fields of spirituality and psychotherapy, for
teristics: a championing of the individual as an example, the Institute for Psychotherapy, Science
unchurched site of religiosity; the search for the and Spirituality, formerly the Center for Spiritu-
origin of mysticism in the unconscious; ality and Psychotherapy, established in 1997 to
a valorization of personal unchurched mystical study how psychotherapy can foster the emer-
experiences; an advocacy of perennialism; the gence of the spiritual dimension in life and how
discernment of innate, intuitive, mystical capac- spiritual practice may enhance the psychothera-
ities; the development of a technology of altered peutic encounter.
states; the institutionalization of psychospiritual The term psychospiritual has also been
therapeutic regimens; and a vision of social trans- applied to mystical traditions, particularly
formation grounded in the psychospiritual trans- Asian, which include psychological development
formation of the individual. as an indispensable component of spiritual
Psychospiritual therapies explicitly protest growth or see psychological and spiritual
against the reductive and materialist assumptions development as inseparable. Some of these tradi-
of mainstream behavioral and cognitive psychol- tions are seen as inherently containing
ogy and seek to return the soul or psyche to a psychospiritual approach. A notable example,
psychology. While traditionally associated with here, is Sufism which aims for a psychospiritual
the humanistic-existential strands within depth transformation of the human being from a state of
psychology, as Parsons (2007) points out there ego centeredness to a state of purity and submis-
has also been a recent wave of interest in spiritu- sion to the will of God (Frager 1999). Other
ality within the psychoanalytic field. Much of con- spiritual traditions have incorporated Western
temporary psychoanalytic literature suggests that psychology into traditional mysticism to create
spirituality has seeped into many aspects of the new psychospiritual integrations. An influential
practice of analysts and of the therapeutic expec- example of this is integral psychology,
tations of analysands. For example, the analyst a synthesis of the Indian mystic Sri Aurobindo’s
Michael Eigen, who is particularly influenced by teachings with the findings of depth
Jewish mysticism and Zen, describes psychoana- psychology as developed by his disciple, Haridas
lytic therapy as “a psychospiritual journey” and Chaudhuri (Cortright 2007). Another contempo-
argues that meditative practices and psychoanaly- rary psychospiritual tradition which incorporates
sis are not separate but rather integral parts of the the insights of psychoanalytic theory to aid
growth process (Molino 1998). Similarly, analyst spiritual realization is A. H. Almaas’s Diamond
Paul Cooper claims that spiritual practices have Approach (2004).
influenced many dimensions of psychoanalytic Finally, the psychospiritual is a term often
therapy, such as theory, technique, training, and used interchangeably with the cultural phenom-
supervision, and draws attention to the important ena referred to as psychology as religion and to
empirical fact that many of his analysands signify the psychologization of religion and the
Psychosynthesis (Assagioli) 1439 P
sacralization of psychology that is a defining
mark of the New Age. Hence, commentaries on, Psychosynthesis (Assagioli)
critiques of, and predications for these two
related, if not identical, strands are indispensable Michael Keller
in illuminating different aspects of the Elmira Psychiatric Center, Elmira, NY, USA
psychospiritual.

Psychosynthesis: An Integration
See Also of Personality and Spirit

▶ Depth Psychology and Spirituality Psychosynthesis, for the greater part, is


▶ Psyche a synthesis or integration of Psychology (depth
▶ Psychology as Religion psychotherapy) and religion (spiritual process
▶ Psychology of Religion and growth). Psychosynthesis uses a combination
▶ Transpersonal Psychology of a multiplicity of techniques and modalities,
▶ Zen e.g., the empty-chair technique, empathy, abre-
action and catharsis, nonjudgmental acceptance
and holding environment, creativity, play and
Bibliography drama, dream analysis, meditation and guided
imagery, family reconstitution, primal wound
Almaas, A. H. (2004). The inner journey home. Boston: healing, subpersonality analysis and dialogue,
Shambhala. and self-unfoldment. It draws from many schools
Assagioli, R. (1965). Psychosynthesis. New York: Viking. and traditions: Depth Psychology, Analytical
Cortright, B. (2007). Integral psychology: Yoga, growth
Psychology, Gestalt, Family Systems, Insight
and opening the heart. Albany: State University of
New York Press. Meditation, and Humanistic and Transpersonal
Frager, R. (1999). Heart, self and soul: The Sufi psychol- Psychology, to name a few.
ogy of growth, balance and harmony. Wheaton: Quest Psychosynthesis originated from the work of
Books.
Hardy, J. (1987). A psychology with a soul: Psychosyn-
Roberto Assagioli, M.D. He was a contemporary
thesis in evolutionary context. London: Routledge & of Jung and Freud and belonged to the Zurich
Kegan Paul. Freud Society. However, he was not totally satis- P
Maloney, A. (2007). Alchemy of the soul: Integral fied with the narrow approach of Psychoanalysis
healing: The work of psychology and spirituality.
and was drawn to the more positive and spiritual
Nevada City: Blue Dolphin Publishing.
Mijares, S. (Ed.). (2005). The psychospiritual clinician’s side of human nature. As a consequence, he
handbook: Alternative methods for understanding and explored a number of Eastern as well as Western
treating mental disorders. Binghamton: Haworth Press. philosophies and new theories and therapeutic
Molino, A. (Ed.). (1998). The couch and the tree. New
techniques which were being developed at the
York: North Point Press.
Parsons, W. B. (2007). Psychoanalytic spirituality. In time. Over a number of years, he compiled and
J. Winer & J. Anderson (Eds.), Spirituality and reli- combined all of these techniques (see Assagioli
gion: Psychoanalytic perspectives. Catskill: Mental 1965) into what eventually became Psychosynthe-
Health Resources.
sis. In the process he explored many modalities
Parsons, W. B. (2008). Psychologia Perennis and the aca-
demic study of mysticism. In W. B. Parsons, D. Jonte- which utilized methods promoting the positive or
Pace, & S. Henking (Eds.), Mourning religion. Char- spiritual side of human potential including the
lottesville: University of Virginia Press. Self-Actualization model (see Maslow). He still
Sardello, R. (2001). Love and the world: A guide to con-
utilized the methods of Depth Psychology and
scious soul practice. Herndon: Lindisfarne Books.
Wilber, K. (2000). Integral psychology: Consciousness, insisted that he used the scientific method to exam-
spirit, psychology, therapy. Boston: Shambhala. ine, assess, and test out all of these methods.
P 1440 Psychosynthesis (Assagioli)

He also developed his own model of the psyche and writing in Depth Psychology. In 1927 he
which expanded on the fourfold model of person- founded an Institute in Rome and published
ality of Jung and added a fifth function, the Will. a book called A New Method of Treatment – Psy-
Dr. Assagioli felt that the Will was a very impor- chosynthesis. In the 1920s he also met his wife,
tant and neglected function and, in order to pro- Nella, a Roman Catholic and Theosophist (like his
mote and explore the understanding of the Will, he mother). They were married in 1922, were married
started what became the Will Project. for 40 years, and had a son – Ilario.
During the 1920s and 1930s, Assagioli rubbed
shoulders with many of the intellectual thinkers
History and Biography and innovators of his day, e.g., Croce, Inhayat
Khan, Tagore, Keyserling, Jung, and Buber. He
Dr. Assagioli started out in Psychoanalysis and wrote numerous journal articles, contributed to
agreed, with Freud, that many of us have primal the Hibbert Journal, did a yearly lecture series,
wounds from our early childhoods which need and sponsored conferences. In the latter 1930s he
healing. These can also lead to subpersonalities experienced some persecution by Mussolini. He
which need further healing. However, he was sent to prison for about a year, where he was
believed that, in the process of personal growth, in solitary confinement for over a month. It was
we have access to help from our Higher during this time that he meditated and worked on
Selves. Assagioli developed his own map or his inner self and received many of the insights
“Egg-Shaped Diagram” of the person, in which that became incorporated into Psychosynthesis.
he delineated a Higher Unconscious in addition to After being released from prison, he had to close
a Lower Unconscious and a Middle Unconscious. his Institute and go into hiding in the country for
He also postulated a place for a “Soul” or Higher several years.
Self in addition to an “I” or Conscious Self. After WWII, Dr. Assagioli’s work became
Along with Carl Jung, he believed in a process internationally known. His Instituto di
of lifelong personal growth or Individuation Psicosintesi reopened in Florence, and in 1958
toward an integration or synthesis of our person- the Psychosynthesis Research Foundation
ality self with our higher or spiritual self. In opened in the USA. In 1960 the Greek Centre
addition to healing childhood trauma and devel- for Psychosynthesis was founded. In the 1960s
oping a healthy ego, he felt the human spirit was and 1970s, Assagioli contributed to the
drawn toward a higher level of personal integra- development of Humanistic and Transpersonal
tion and self-actualization. He studied the philo- Psychology. He published two main works, Psy-
sophical and spiritual traditions of both the East chosynthesis in 1965 and The Act of Will in 1974.
and the West. He envisioned a process of trans- He died later that year at the age of 86. There are
personal development and the cultivation of what now Psychosynthesis Centers and Training pro-
Maslow called peak experiences, e.g., spiritual grams in the USA, Canada, Argentina, Australia,
insight, inspired creativity, and unitive or mysti- and throughout Europe, including a major center
cal states of consciousness. in London. There is no single overarching orga-
Dr. Assagioli had a classical education in Greek nization, as Dr. Assagioli did not want to limit or
and Latin and was fluent in several languages. He stereotype the development of Psychosynthesis,
started medical school in 1906 in Florence and which he saw as continually open to further
wrote his doctoral dissertation in 1910 as a critical development and evolution.
study of Psychoanalysis. He trained under Eugen
Bleuler in Switzerland. After his training he worked
as a psychiatrist in Italy, but corresponded with Theory and Practice
Jung and Freud, and was a member of the Zurich
Freud Society. After WWI he continued to work as Psychosynthesis is not as well known as many
a doctor and psychiatrist and continued his studies other approaches to psychotherapy, but it has
Psychosynthesis (Assagioli) 1441 P
become more popular over time and draws on exercises could include things such as free asso-
a multitude of techniques and methods that are ciation, visualization, primal scream, empty-
in current usage in other venues today. Dr. chair dialogue, meditation, focus on the breath,
Assagioli was not afraid of experimenting with and self-soothing.
new therapeutic modalities and he combined As a result of Dr. Assagioli’s work and pro-
them and modified them to meet his needs to cess, many people have been helped to find
create a grand synthesis of treatment leading to a more satisfying approach to life and growth.
a spiritually healthy and actualized human per- Psychosynthesis has expanded all over the world,
sonality. Assagioli drew from the insights of Psy- and the process and philosophy is being applied
choanalysis regarding subconscious traumas and to ever-expanding areas of group, family, and
memories affecting our personalities and func- cultural developments. I would expect that the
tioning. However, he developed his own map or Life Coaching approach has been influenced by
model of the psyche which included higher levels many of the ideas of Psychosynthesis. A number
of awareness, creativity, and inspiration. He of therapists and professionals have developed
agreed with Jung on there being a Collective and expanded on the techniques and ideas of
Unconscious which, among other things, carried Assagioli, as evidenced by the sampling of
a repository of past knowledge and human expe- books listed in the Bibliography.
rience. He postulated a Higher Self or “Soul” in
addition to our personal Ego or “I.” He focused
on positive human traits and encouraged group See Also
and cultural action, which he saw as essential to
the growth and evolution of the human species. ▶ Freud, Sigmund
Assagioli imagined psychotherapy as an ongo- ▶ Jung, Carl Gustav
ing collaboration between the therapist and the ▶ Transpersonal Psychology
client in which the therapist acted as an empathic ▶ Wilber, Ken
mirror and holding field for the client. He would
nonjudgmentally encourage the client to feel,
express, and work through his or her wounds
and to develop a more healthy understanding of Bibliography
them. Then he would encourage greater maturity P
Assagioli, R. (1965). Psychosynthesis: A collection of
and development of the personality into basic writings. New York: The Viking Press.
expanded areas of abilities, creativity, and giving Assagioli, R. (1974). The act of will. New York: Penguin.
back to others and humanity. Assagioli, R. (2007). Transpersonal development.
Findhorn: Smiling Wisdom.
Today, Psychosynthesis is often done through
Brown, M. Y. (1983). The unfolding self: Psychosynthesis
a process of “guiding” (Brown 1983) where and counseling. San Rafael: Psychosynthesis Press.
a therapist or “guide” helps the client to negotiate Ferrucci, P. (1982). What we may be: Techniques for
a series of barriers on the road to self-growth. The psychological and spiritual growth through
psychosynthesis. Los Angeles: J. P. Tarcher.
guide acts as an equal, though more experienced,
Firman, J., & Gila, A. (1997). The primal wound:
traveler on life’s journey. This encourages the A transpersonal view of trauma, addiction and growth.
client to take responsibility for their own progress Albany: SUNY Press.
and direction. Sessions often last for an hour or Hardy, J. (1987). A psychology with a soul: Psychosyn-
thesis in evolutionary context. London: Routledge &
two, during which the guide sits with the client Kegan Paul.
and encourages them to focus on feelings, sensa- King, V. (1998). Soul play: Turning your daily dramas
tions, thoughts, and images in the present into divine comedies. Georgetown: Ant Hill Press.
moment. The guide nonjudgmentally accepts Kramer, S. Z. (1995). Transforming the inner and outer
family: Humanistic and spiritual approaches to mind-
the productions of the client and suggests exer-
body systems therapy. New York: The Haworth Press.
cises to enhance or modify the experience toward Roberto Assagioli. Retrieved from http://en.wikipedia.
a catharsis or resolution of the feelings. These org/wiki/Assagioli. Accessed 30 July 2012.
P 1442 Psychotherapy

Rowan, J. (1994). Subpersonalities: The people inside us. Although aligned with Szasz’s general project
London: Routledge. as a clarification and differentiation of psycho-
Taylor, E. (1997). A psychology of spiritual healing.
West Chester: Chrysalis/Swedenborg Foundation. therapy from medical modeled practices,
Wilber, K. (1979). No boundary: Eastern and western I nonetheless agree with Ernesto Spinelli’s
approaches to personal growth. Boston: Shambala (2007) proposal that psychotherapy, or therapeia,
Publications. should be understood in light of its true etiologi-
cal foundation as less an art of persuasion and
more a process of “walking with” another who
Psychotherapy suffers and is in distress. If cura is care and
therapy is more a “walking with” rather than
Todd DuBose a “doing to,” then contemporary practices of
The Chicago School of Professional Psychology, psychotherapy as problem solving and repairing
Chicago, IL, USA brokenness are practices far from their origins.
The conceptualizations of Spinelli, Szasz, and
other like-minded theorists and clinicians are
On Caring Rather than Curing much closer to the tradition of pastoral counsel-
ing as a companioning with another through
Psychotherapy is an art and a science of caring for existential transitions in life.
those in distress with the goal of helping others Another important distinction to be made
toward more fulfilling and meaningful experi- about psychotherapy as seen from the field of
ences in their everyday existence. The ways in psychology and religion concerns what is meant
which this project is done is extremely diverse, by the “psyche.” Early Greek formation of this
and in fact, there are hundreds of practices in our concept did not start with the psyche as
contemporary situation that would claim the a self-encapsulated thing or ego. Psyche was
name “therapy.” Although various kinds of more closely aligned with nous, or mind (Louth
histories have been written, I would like to offer 1981). Mind, however, did not mean “brain,”
a read of this history that highlights its inherent which is another confluence of irreconcilable
religiosity. differences based on a categorical mistake of
Discerning the beginnings of psychotherapy fusing mind and brain (Brothers 2001). Nous
depends on how one defines this process and was “soul” and specifically the experiencer of
whether or not one understands psychotherapy meaning, significance, and purpose, or telos
as a science, an art, or both. I argue that its (Louth 1981). Hence, Viktor Frankl
foundation rests both in the history of the cura (1905–1997) developed his existential approach
animarum, or the care of souls, and in the history to psychotherapy and called it logotherapy,
of consolation literature and practices across basing logos on a nosological discernment of
a variety of religious traditions, “cura” originally how meaning motivates our existential comport-
meant “care” rather than “cure” (McNiell 1977; ment in our lives (1946/1959). Bruno Bettelheim
Jalland 2000). The psychotherapist was an iatros (1903–1990) has further pointed out that
tes psuche, or physician of the soul. Much has Sigmund Freud’s (1856–1939) position on the
changed since these originations. Thomas Szasz psyche has been grossly misunderstood, often
(1988) notes that psychotherapy as a talk therapy due to Freud’s mechanistic conceptualizations
originated in ancient rhetorical traditions, but, of the psyche (Bettelheim 1983). Freud’s
over time, psychotherapy has become a medical understanding of psyche, as Bettelheim argues,
treatment. Szasz has argued, and I think correctly, is the German word, Seele, or soul. This concep-
that psychotherapy is not a medical treatment, tualization is aligned with Martin Heidegger
evoking Aristotle’s warning against the (1889–1976) and the psychiatrists with whom
confluence of science and rhetoric. he dialogued regarding the implications of his
Psychotherapy 1443 P
philosophy for psychotherapy, Ludwig distinctions presuppose functional and content
Binswanger (1881–1966) and Medard Boss differences that are secondary to what is shared
(1903–1990). Whereas Binswanger (1967) by all of these practices: therapeutic presence.
understood the goal of therapy to be soul-oriented The current consensus among meta-analysts of
goals, such as the ability to love and trust again, successful psychotherapeutic practice is that the
Boss and Heidegger described psychotherapy as therapeutic relationship is the key factor in ther-
a process of Seelsorgen, or soul care (Boss 1963; apeutic change and positive outcome. Training
Heidegger 1987/2001). Heidegger (1962) still programs, therefore, should focus most of its
wanted to destruct any conception of the psyche emphasis on teaching trainees how to establish
or soul as a substantial entity and so shift and foster therapeutic relationships. With this
the focus from psyche as thing to human focus, intangibles arise that are nonetheless sig-
existence as Dasein. Dasein, or, literally, “being nificant factors in therapeutic outcome: empathic
there,” is the unfolding of being amid the presence, depth of compassion, degrees of self-
clearing and unburdening of human existence. and other acceptance, risks of transparency and
Psychotherapy, or Daseinsanalysis, allows for disclosure, the quality of discernment, the felt
the particular kinds of disclosure of one’s sense of being understood, and so forth. These
existence and relationship to existential givens qualities of therapeutic presence are well
that give rise to symptomatic constrictions of grounded in all traditions of religious care of
one’s freedom in the world. however the soul is conceived.
The therapeutic intangibles mentioned above
require discipline to achieve that necessitates
Therapy as “Being-With” risk, sacrifice, and patience – again, familiar
words to all spiritual traditions. Participation in
This genealogical interlude shows how current these intangibles transforms all participants in the
practices of psychotherapy have been consistent therapeutic process, including the therapist. Both
with its origins, the origins in some cases, and in participants are on a journey toward liberation
other practices have diverged from its founda- and transformation, which is the lived experience
tions. Therapy can be a fixing of broken psyches, of transcendence.
a walking with persons, a “being with” and
description of ways of being-in-the-world, an P
interpretation of relational patterning, or the regula- Commentary
tion of unbalanced chemical processes, among other
possibilities. Heidegger and Medard Boss consid- One point for discussion in this commentary is how
ered this process more one of analysis than therapy, one adjudicates between the current insistence on
in which one loosens constrictions of Dasein’s ways providing evidence-based practices with this history
of being-in-the-world (Boss 1979; Heidegger 1962, of psychotherapy as spiritually informed by invisi-
1987/2001). Regarding the psychology and religion ble, incommensurate, immeasurable phenomena
field, at first glance “loosening throughout” seems at that make up what is considered the sine qua non
odds with the definition of religion as a “binding aspects of therapeutic change: therapeutic presence.
back.” Nevertheless, with transcendent liberation as Mere assessment from an outside position belies the
the goal of both processes, we can see how history of concerned involvement and thousands of
psychotherapy is itself a spiritual discipline. years of care and consolation. People do come
An understanding of the spirituality of to treatment in order to experience transcendence-
psychotherapy, then, depends on how one under- as-transformation in their lives. Yet, being prescrip-
stands psyche and therapy or analysis. Although tive about how one should live one’s life can
distinctions have been made between counseling, be intrusive at least and downright controlling at
therapy, and spiritual direction, I believe these best, thus disempowering another’s journey. An
P 1444 Psychotherapy

alternative is available and one that is understood in See Also


light of its inherent religiosity: therapy as the clear-
ing of space and lightening of burdens so being can ▶ Hermeneutics
unfold toward its ownmost potential in light of its ▶ Homo Religiosus
embrace limitations. This is neither analysis alone, ▶ Lived Theology
nor psychotherapy, but a type of therapy nonethe- ▶ Meaning of Human Existence
less. One does not direct the future, but open possi- ▶ Phenomenological Psychology
bilities toward it. Doing psychotherapy this way
necessitates a less than controlling experimental
approach to discerning therapeutic quality. Bibliography
At the forefront of the edification debates is
a competition around which style of psychother- Bettelheim, B. (1983). Freud and man’s soul: An impor-
tant re-interpretation of Freudian theory. New York:
apy should be considered the most successful.
Vintage Press.
Again, success depends on what counts as data Binswanger, L. (1967). Being-in-the-world: Selected
and outcome, and, in fact, meta-analyses consis- papers of Ludwig Binswanger (trans: Needleman, J.).
tently suggest that all styles are more or less New York: Harper & Row.
Binswanger, L., & Foucault, M. (1993). Dream and
equally successful – depending, again, on the
existence. (K. Hoeller Ed.). Atlantic Highlands:
quality of the therapeutic relationship, which in Humanities Press International.
turn depends on the quality of the therapeutic Boss, M. (1963). Daseinsanalysis and psychoanalysis.
presence. Questions about therapeutic presence New York: Basic Books.
Boss, M. (1977). I dreamt last night. . . . New York:
should be directed to the ancient spiritual
Gardner Press.
traditions, particularly the ascetic and mystical Boss, M. (1979). Existential foundations of medicine and
dimensions of those traditions. What is not psychology (trans: Conway, S. & Cleaves, A.). New
discussed as much as it should be is the fact that York: Aronson.
Breggin, P. (2006). The heart of being helpful: Empathy
no one really knows how change occurs, in spite
and the creation of a healing presence. New York:
of our obsessive attempts to predict and control Springer.
change factors. In other words, we should include Brothers, L. (2001). Mistaken identity: The mind-brain
more discussion about one change factor in the problem reconsidered. Albany: State University of
New York Press.
therapeutic process that is as old as the traditions
Burston, D., & Frie, R. (2006). Psychotherapy as a human
that can inform it: mystery. science. Pittsburgh: Duquesne University Press.
Finally, the development and choice of Clebsch, W., & Jaekle, C. (1964). Pastoral care in
therapeutic modality should also be a consideration historical perspective: An essay with exhibits.
New York: Prentice-Hall.
in the process of soul care. With the shift of psyche
Clinebell, H. (1966). Basic types of pastoral counseling.
to more than an isolated ego, and/or a growing Nashville: Abington Press.
awareness of systems, relational processes, and Frankl, V. (1946/1959). Man’s search for meaning.
like kind phenomena, therapeutic modalities have New York: Washington Square Press.
Heidegger, M. (1962). Being and time (trans: Macquarrie,
expanded to include group, family, couple, and play
J. & Robinson, E.). Oxford, UK: Basil Blackwell.
therapy. At the same time, psychotherapy still Heidegger, M. (1987/2001). Zollikon seminars:
remains within a medically modeled format as Protocols – conversations – letters. Evanston: North-
long as those who come for help are seen as western University Press.
Jalland, P. (2000). Death in the Victorian family. Oxford:
compromised and those who help them are seen as
Oxford University Press.
experts. Psychotherapy in the future could break this Louth, A. (1981). The origins of the Christian mystical
hegemony by focusing more on communities tradition: From Plato to Denys. Oxford, UK:
becoming more therapeutic and therapeutic milieus Clarendon Press.
McNiell, J. (1977). History of the cure of souls. New York:
expanding toward more invitation to true koinonia,
Harper.
or the experience of freely being oneself as affirmed Spinelli, E. (2006). Demystifying therapy. London: PCCS
and affirming otherness. Books.
Psychotherapy and Religion 1445 P
Spinelli, E. (2007). Practicing existential psychotherapy: a conscious awareness of the feelings and ideas
The relational world. London: Sage. that underlie his or her habitual style of living and
Szasz, T. (1988). The myth of psychotherapy: Mental
healing as religion, rhetoric, and repression. relating to others. These feelings and ideas have
Syracuse: Syracuse University Press. ruled his/her life in a powerful way. The origins
Wise, C. (1983). Pastoral psychotherapy: Theory and of these feelings and ideas are unconscious.
practice. New York: Jason Aronson. Awareness allows the possibility of assuming
a level of control. One view of psychoanalysis,
therefore, is that it helps make the unconscious
conscious. One route by which this is often
Psychotherapy and Religion achieved is via the “transference relationship,”
in which the client displays powerful feelings
Kate M. Loewenthal towards the analyst – anger, dependency, and
Department of Psychology, Royal Holloway, idealization – feelings which are not realistically
University of London, Egham, Surrey, UK related to the current context. The analysis of
transference – the examination of these
feelings and their earlier occurrences and origins –
This essay briefly outlines some of the varieties of is an important route towards therapeutic
psychotherapy practiced today and looks at the improvement.
development of the relationship between psycho- From its earliest days, psychoanalysis has
therapy and religion under two broad headings: engendered new theories and methods. Some
independence and integration. are regarded as recognizably psychoanalytic –
for example, the neo- and post-Freudians (e.g.,
Horney 1963) and Klein (1955) and her fol-
The Varieties of Psychotherapy lowers. Others, for example, Rogers (1961),
have developed schools of counseling in which
Freud (e.g., 1933) is usually credited with the a primary vehicle of improvement has been the
discovery of the “talking cure” for psychiatric therapist’s support and regard for the client. Cog-
illness: psychoanalysis. Although in the late nine- nitive Behavior Therapy (CBT) (e.g., Beck 2005)
teenth and early twentieth centuries psychiatric has begun to exert a very important influence in
illness was dealt with by medical practitioners, clinical practice, since it has been able to demon- P
the chief disturbances are those of behavior, strate effective outcomes in relatively few ses-
thinking, and feeling, often with no clear organic sions. CBT functions by enabling the client to
cause. The era of humane treatments had dawned, examine and evaluate his/her habitual thoughts,
and pioneers such as Tuke, Pinel, and Dix had behaviors, and feelings in a manner which is
established humane institutions for the care of the focused on the client’s immediate problems and
insane, in England, France, and the USA, respec- agreed-upon areas of improvement and is there-
tively. But effective medical treatments were fore less wide-ranging than psychoanalytic ther-
lacking. Psychoanalysis, the talking cure devel- apy. There are many other varieties of
oped by Freud, was not always totally effective in psychological therapies, but this brief account
producing improvements, but it was sufficiently has hinted at the range and approach of some of
effective to survive, expand, and develop enor- the dominant influences in this very active field.
mously during the twentieth century. Its develop-
ment still continues and its clinical efficacy has
been placed on a firm footing (e.g., Sandell et al. Independence
2000). The theories, aims, and methods of psy-
choanalysis can only be summarized briefly here. A starting point is to note Freud’s apparent dis-
Psychoanalysis aims to enable to client to develop taste for religion, for instance his view of religion
P 1446 Psychotherapy and Religion

as a universal obsessional neurosis (e.g., Freud Integration


1907). Spilka (1986), Loewenthal (1995), and
others have described as the enormous range of The history of peace between psychotherapy and
ways in psychotherapists have seen and described religion is almost as old as the history of war. Carl
the role of religion: religion may be a socializing Gustav Jung was the prominent early exponent of
and suppressing force, a source of guilt, a haven, harmony, with his view of spirituality as intrinsic
a source of abuse, a therapy, and a hazard. Many to human nature, suggesting that spiritual growth
of the views of religion expressed in the early and psychological growth involved the same pro-
days of psychoanalysis and psychotherapy were cesses – an inner journey involving the healing of
detrimental: religion was seen as damaging to fragmented aspects of the self and the develop-
mental health. One response to these views is to ment of individuation (e.g., Jung 1958). The Jung-
attempt to leave religion out of the picture in any ian influence was almost certainly the strongest in
attempt to work with mental health issues. the early development of pastoral psychology.
During the twentieth century, the mental Other prominent exponents of harmony
health and religious leadership professions were include Rizzutto (1974) and Spero (1992). Both
often seen as parallel and largely independent, these authors use objects-relations theory (a
each offering solutions to human misery that development of Kleinian thinking), which deals
were alternative rather than complementary. with how from infancy onwards, the individual
There was some antagonism. Some psychothera- internalizes, splits, and harmonizes “objects”
peutic writers perceived only damaging effects of from his/her social world. G-d is an internal
religion. Some religious leaders saw psychother- “object” and the relationship with G-d may be
apy as a spiritually damaging venture examined, developed, and healed in the course of
(Loewenthal 1995). psychotherapy.
One reasonable justification for the indepen- There has been a strong growth of interest in
dence of the psychotherapy and religious profes- psychotherapy and religion, as seen for instance
sions was advanced by Neeleman and Persaud in the psychoanalytic explorations in Stein’s
(1995). While decrying the fact that mental health (1999) Beyond Belief: Psychotherapy and Reli-
professionals overlook the often important reli- gion. David Black (2000, p. 25) explores recent
gious concerns of their patients, they observe that thinking involving a neuroscientific model. In
mental health and religion are two largely inde- Black’s view, some of the values of psychother-
pendent areas of professional expertise. The men- apy and religion are remarkably similar, for
tal health professional may feel – wisely – that example, love, mourning, and reparation. Never-
she/he does not have the expertise to tackle reli- theless, their goals are different – psychoanalytic
gious issues. These, it might be felt, should be left therapy proceeds by the analysis of transference
to the chaplaincy. Similarly the religious leader to allow the ego to achieve optimal functioning in
may feel that she/he does not have the expertise to the individual’s social world. The goal of religion
tackle mental health problems. is to achieve “a true view of the universe and our
These concerns gave rise to the development relations to it.” Black believes that mature reli-
of pastoral counseling among the ministry and to gions aim to give access to positions which differ
transcultural psychiatry and spiritual counseling from what can be established and worked through
among mental health professionals. Both devel- in psychoanalysis. “A religious vision opens up
opments aim to give professionals awareness of the possibility of other sorts of development
and training in issues in mental health and reli- which go beyond the world of human object
gion, including sufficient knowledge of when to relations” (2000, p. 22). Thus, interestingly,
cross-refer. Many mental health practitioners and Black appears to suggest that in object-relations
religious leaders/chaplains work now harmoni- terms, the potential for spiritual and personal
ously with each other, and earlier mistrust and development may differ in the religious life,
antagonism have generally been laid to rest. from what can be achieved in psychoanalysis.
Psychotherapy and Religion 1447 P
In a different vein, Viktor Frankl (1986) has flourishing. On the whole, it is the psychoanalytic
explored the importance of the will to meaning and counseling schools of psychotherapy, rather
and the role of purpose in life in psychological than the cognitive-behavioral school, that have
health. His introduction of these concepts into the been responsible for these developments.
practice of psychotherapy has enabled a positive
approach in working with troubled individuals.
Attending to the client’s spiritual problems has See Also
become a strong focus of attention in the twenty-
first century (Cook et al. 2009; Pargament 2007; ▶ Depth Psychology and Spirituality
Pargament and Tarakeshwar 2005). One notewor- ▶ Freud, Sigmund
thy point is that the term spirituality has become ▶ Jung, Carl Gustav
increasingly popular as an alternative and substitute ▶ Psychoanalysis
for the term religion – the implications of this shift ▶ Psychology as Religion
are reviewed by Pargament, also Loewenthal ▶ Psychology of Religion
(2007) and others. In Spiritually Integrated Psycho- ▶ Psychotherapy
therapy, Pargament defines spirituality as the
search for the sacred. He argues that spiritual con-
cerns are often salient for many clients and thera- Bibliography
pists need to be equipped to deal with them.
Therapists need to be able to recognize spirituality Beck, A. T. (2005). The current state of cognitive therapy:
which can lead to growth and spirituality which can A 40-year retrospective. Archives of General Psychi-
atry, 62, 953–959.
lead to a decline, also spirituality which is part of
Black, D. M. (2000). The functioning of religions from
the problem, and spirituality which is part of the a modern psychoanalytic perspective. Mental Health,
solution. The forthcoming American Psychological Religion and Culture, 3, 13–26.
Association’s APA Handbook of the Psychology, Cook, C., Powell, A., & Sims, A. (2009). Spirituality and
psychiatry. London: Royal College of Psychiatrists,
Religion and Spirituality (Pargament 2013) prom-
RCPsych Publications.
ises in-depth study of further aspects of the integra- Dowd, T., & Nielsen, S. (Eds.). (2006). Exploration of the
tion of spirituality into psychotherapeutic practice. psychologies in religion. New York: Springer.
Another development has been the question of Frankl, V. E. (1986). The doctor and the soul. New York:
Basic Books. P
examining different cultural-religious traditions.
Freud, S. (1907). Obsessive acts and religious practices. In
In what ways do different traditions differ in the Collected papers 1907/1924 (pp. 25–35). London:
extent and manner of their integration into psy- Hogarth Press.
chotherapeutic practice? Such issues are explored Freud, S. (1933). New introductory lectures on
psychoanalysis. Harmondsworth: Penguin.
in Richards and Bergin (2000), in their Handbook
Horney, K. (1963). The collected works. New York:
of Psychotherapy and Religious Diversity, and W. W. Norton.
Dowd and Nielsen (2006), in their Exploration Jung, C. G. (1958). Psychology and religion: East and
of the Psychologies in Religion. west. London: Routledge & Kegan Paul.
Klein, M. (1955). On envy and gratitude and other works.
New York: Delacorte Press.
Loewenthal, K. M. (1995). Mental health and religion.
Conclusions London: Chapman & Hall.
Loewenthal, K. M. (2007). Religion culture and mental
health. Cambridge, UK: Cambridge University Press.
The early development of psychotherapy fea- Neeleman, J., & Persaud, R. (1995). Why do psychiatrists
tured some mistrust as the proponents of psycho- neglect religion? The British Journal of Medical
therapy and religion viewed each others’ ideas. Psychology, 68, 169–178.
Nevertheless, from the early stages there were Pargament, K. I. (2007). Spiritually integrated
psychotherapy. New York: Guilford Press.
noteworthy attempts to integrate the practice of
Pargament, K. I. (Ed.). (2013). APA handbook of the psy-
psychotherapy with the religious and spiritual chology, religion and spirituality. Washington, DC:
concerns of clients, and such attempts are now American Psychological Association.
P 1448 Puer Aeternus

Pargament, K. I., & Tarakeshwar, N. (Eds.). (2005). half-man and half-horse, and were notorious not
Spiritually integrated psychotherapy [Special Issue]. only for their unrestrained sexual appetites but for
Mental Health, Religion and Culture, 8(3), 155–238.
Richards, P. S., & Bergin, A. E. (Eds.). (2000). Handbook their aggression as well. Satyrs, half-man, half-
of psychotherapy and religious diversity. Washington, goat, were Pan’s species, and he was their chief.
DC: American Psychological Association. Barry’s Peter Pan was prepubescent and sexually
Rizzutto, A. M. (1974). Object relations and the formation neuter, boyish with charm but without the threat
of the image of God. The British Journal of Medical
Psychology, 47, 83–89. of rising sexuality. But Pan as the archetype of an
Rogers, C. R. (1961). On becoming a person. Boston: animalistic approach to sexual relations informs
Houghton Mifflin. the use of the Peter Pan complex today.
Sandell, R., Blomberg, J., Lazar, A., Carlsson, J., Broberg, In the gay male imago, Puer Aeternus can be
J., & Schubert, J. (2000). Varieties of long-term out-
come among patients in psychoanalysis and long-term seen as the continuation of the mythic image of
psychotherapy: A review of findings in the stockholm same-sex attraction that begun with the “erastes/
outcome of psychoanalysis and psychotherapy project. eromenos” relationship as exemplified by the
The International Journal of Psycho-Analysis, 81, story of Zeus and Ganymede. The archetype con-
921–942.
Spero, M. H. (1992). Religious objects as psychological tinued through the real historical characters of the
structures: A critical integration of object relations Roman emperor Hadrian (76–138 CE) and his
theory, psychotherapy and Judaism. Chicago: adolescent companion, Antinous, a youth from
University of Chicago Press. Bithynia in modern-day Turkey. After his tragic
Spilka, B. (1986). Spiritual issues: Do they belong in
psychological practice? Philadelphia: Haworth Press. death by drowning in the Nile river while the two
Stein, S. (Ed.). (1999). Beyond belief: Psychotherapy and visited that province of Rome, Hadrian had him
religion. London: Karnac. deified. The godling ephebe, Antinous, became
a late Roman polytheistic cult with particular
support from men who sought erotic connection
and love with other men. The Antinoan temples
Puer Aeternus lasted until Theodosius closed all pagan temples
between 388 and 381 CE.
Paul Larson In Jungian archetypal psychology, the Puer
The Chicago School of Professional Psychology, Aeternus, or eternal child, represents
Chicago, IL, USA a regressive romanticization of childhood and
can be unhealthy, preventing normal adult devel-
opment, or it can be transformed into an appreci-
“Puer Aeternus” is a Latin phrase for “eternal ation of one’s remaining childlike qualities as one
child.” It is an archetypal complex, that is, ages. Woman can have “puella eternis” issues as
a psychological and mythical amalgam of sym- easily as men struggle with the puer. All people
bols and images of eternal youth. It is embodied struggle with the eternal child as a reaction to
in the literary work Peter Pan by the British aging. The dialectic polarity in the psyche is
author James Barry (1860–1937), which has that of puer and senex. The emulation of youth
been adapted numerous times in plays, movies, is a strong tug in the mind fed by our consumer
and television. It is often used as a pejorative culture. We struggle to hold on to the seemingly
phrase to denote a young man who will not unbounded energy, enthusiasm, and vitality as
make the emotional commitments of adulthood the “eternal child” continues to influence our
and prefers to continually “play the field.” choices and feelings. The process of self-
Pushing the archetypal image backward in exploration allows us to confront this archetypal
time from Victorian literature, Pan was the pro- force and through dialectic to transform the
verbial “naughty boy” in Greek mythology. Like energies into an age-appropriate blend of Puer
the lost boys in Barry’s work, Pan lived out in the Aeternus and the elder, sage, and wise one. We
wild woods and was notorious for unrestrained start as the former and, should we live so long,
sexuality. Other creatures fill this role; centaurs, embody the other.
Purgatory 1449 P
See Also indulgences which Tetzel argued helped release
souls from purgatory. The Roman Catholic
▶ Archetype church in the Council of Trent (1563) reaffirmed
▶ Homosexuality the teaching on purgatory while eliminating the
▶ Jung, Carl Gustav excesses like the sale of indulgences. In the twen-
tieth century, Vatican II and Paul VI reaffirmed
the doctrine of purgatory.
Bibliography Praying for the dead (those in purgatory) has
been part of Roman Catholic piety since the
Hillman, J. (1979). Puer papers. New York: Spring beginning. Some other denominations share this
Publications.
spiritual practice. The fourteenth-century poet
Von Franz, M. L. (2000). The problem of the Puer eternus
(3rd ed.). New York: Inner City Books. Dante devoted one book (Purgatorio) of The
Divine Comedy (translated Sayers 1955) to the
journey up Mount Purgatory. His artistic depic-
tion has had an enduring effect. Based on the
theology of Thomas Aquinas, Dante portrays pur-
Purgatory gatory as both purification and reparation for sin.
Purgation is God’s work and not the result of
Thomas St. James O’Connor a human effort. Humans however must cooperate
Waterloo Lutheran Seminary, Waterloo, ON, with grace. Unlike hell, penitents in purgatory
Canada gladly take responsibility for their sins, accept
the just consequences, are purified, and make
reparation that is healing.
There are diverse beliefs about the existence of Some contemporary thinkers believe that pur-
purgatory. There is little evidence for purgatory gatory or aspects of purgatory can be helpful
in the Scriptures. The notion of purgatory began today. In family therapy, O’Connor (1999)
in the Patristic period. Purgatory is a time, place, relates Dante’s notion of purgatory to narrative
and/or moment in the afterlife between God’s therapy developed by White and Epston (1991).
judgment at death and the final beatific vision. Taking responsibility for self, accepting the con-
Eastern mystical theology sees purgatory as sequences for one’s actions, and developing per- P
a time of purification. Humans need to be purged sonal agency are similar to both narrative therapy
of their sins before seeing God face-to-face. Pur- and purgatory. Narrative therapy externalizes the
gatory is the final step in human growth and problem much in the same way that Dante
divination. In Western theology, purgatory con- externalizes the seven deadly sins. Both
tains the notion of reparation (satisfaction) for approaches lead to transformation. Theologian
one’s sins through penance. Sinners take respon- Richard McBrien (1981) believes that purgatory
sibility for the sins and accept the consequences is the shedding of the selfishness of the ego so that
(justice). In the medieval time, Popes and church humans become more like God who serves
councils addressed this doctrine. The Council of others. Similarly, Boszormenyi-Nagy and
Florence (1439) in the Decree to the Greeks Krasner (1984) argue that family therapy should
sought to balance the Western and Eastern be modeled on Martin Buber’s (1970) I-Thou that
notions. The reformers (Luther and Melanchton, purifies self-centeredness in developing a deep
Calvin and Zwingli) threw out the notion of respect and care for others. Hargrave (1994) in
purgatory. They believed that God’s grace in his research on forgiveness maintains that repa-
Christ was more than sufficient and that ration of wrongdoing is an important aspect of
human purification and satisfaction were part of forgiveness and healing. Purgatory in this post-
a salvation-by-works mentality. The reformers modern era has experienced resurgence while
were particularly incensed by the selling of still being disputed.
P 1450 Purpose in Life

See Also Originally, “purpose” meant “aim,” “inten-


tion,” “to put forth,” or “by design.” Inherent to
▶ Buber, Martin purpose is some type of directionality that is
▶ Forgiveness transfused with significance. A thorough under-
▶ Healing standing of purpose in life, therefore, entails an
investigation of two primary aspects of its char-
acter, namely, intentionality and teleology.
Bibliography Intentionality is our “aboutness” or
“oughtness” in any given circumstance and
Boszormenyi-Nagy, I., & Krasner, B. (1984). Between the comportment in the world. Beginning with
give and take: A clinical guide to contextual family
Franz Brentano (1838–1917) in the late nine-
therapy. New York: Brunner/Mazel.
Buber, M. (1970). I and thou (trans: Kaufmann, W.). teenth century and furthered by the founder of
New York: Scribner. transcendental phenomenology, Edmund Husserl
Hargrave, T. (1994). Families and forgiveness. New York: (1859–1938), intentionality was defined as
Brunner/Mazel.
a focus on or toward something that is a part of
McBrien, R. (1981). Purgatory. Catholicism
(Study Edition, pp. 1143–1147). Minneapolis: any experience. Experience is always an experi-
Winston Press. ence of something, or an experience that is
O’Connor, T. (1999). Climbing Mount Purgatory: Dante’s pointed, about which we are attuned or
cure of souls and narrative therapy. Pastoral Psychol-
concerned. We are always heading somewhere,
ogy, 47(6), 445–457.
Sayers, D. (1955). Introduction. In The comedy of Dante in some direction, searching, not only with our
Alighieri: Cantica II Purgatorio (trans: Sayers, D.) consciousness but also with our entire comport-
(pp. 9–71). London: Penguin. ment. Brentano’s and Husserl’s positions were
White, M., & Epston, D. (1991). Narrative means to
altered yet again by Martin Heidegger
therapeutic ends. New York: Winston.
(1889–1976) who saw intentionality as an every
moment experience of “care” or “Sorge” (Hei-
degger 1962). We find ourselves invested in how
we are in the world, to what ends, and with what
Purpose in Life constitutes our ownmost possibilities.
Unlike Husserl, Heidegger did not believe we
Todd DuBose could shed or escape finitude and pre-
The Chicago School of Professional Psychology, understanding to achieve a pure phenomenologi-
Chicago, IL, USA cal clarity. Rather, Heidegger believed that our
very intentions are called forth by the already
and always world of meaning in which we are
Purpose in life is the prime motivator for mean- “thrown” or find ourselves by happenstance. Jean
ingful and fulfilling relationships and projects in Paul Sartre (1905–1980) furthered Heidegger’s
existence, without which we can find ourselves in work by equating consciousness with intentional-
abject despair. Hence, discernment about the ity, including an emphasis on deconstructing any
nature and edification of the purposeful life is assumptions of an unconscious. For Sartre, the
vital to every area of therapeutic care and spiri- unconscious is merely disowned consciousness
tual well-being. In fact, one could say that the and an example of bad faith (Sartre 1956). In
partnership between psychology and religion is short, we are living out a purpose while searching
found in the understanding and perpetuation of for a purpose, as it the direction in which we are
the purposeful life. The purposeful life has been proceeding either has a design to it or, with each
described by such diverse writers as the existen- step, gives clues to the construction of a purposeful
tial logotherapist Viktor Frankl (1905–1997) to life. As the debate continues, what is indisputable
the current, American, popular culture writers is that there is teleology to how we experience and
(Tolle 2008; Warren 2007). for what purposes.
Purpose in Life 1451 P
Teleology can mean either “end” or “purpose” live was twofold: he had someone who loved
but an end or purpose that either is a part of or him and whom he loved, and he had projects to
completes a particular design or another. The complete before his death. Frankl’s convictions
existence of something in a purpose-as-plan integrate both teleology and intentionality in the
leaves us with the question of whether the cir- will to meaning. Spirituality, contrary to an oth-
cumstance creates space for something to exist or erworldly phenomenon, is viewed from this per-
if our purposeful comportment would exist no spective as the meaningful and fulfilling
matter what provisions were provided for it. Do experience of discovering, following, being
we develop certain strengths or illnesses because sustained by, and living out our purposeful
it fits our culture’s needs, or would we have such existence.
strengths and/or illnesses regardless of the cul- Contemporary articulations of purpose in life
tural prescriptions? Contemporary perspectives continue with strong following. Rick Warren’s
on this matter, also called a nurture or nature (2007) The Purpose Driven Life is a very popular
debate, consider our designs as a product of text, at least among conservative to moderate
both natural and nurturing processes. The same Christians, and focuses on the discernment and
issue contains another dilemma: are our designs, synchronization of one’s life calling and direction
even if a combination of nature and nurture, a part with God’s providential plan for each person.
of hard determined fate or providence, or are we Eckhart Tolle (2008) advises us that attachment
free to create our designs as we choose? Finally, to ego-based consciousness creates our conflicts
is our purpose serving a means for the ends of and suffering, mirroring Buddhist noble truths,
a larger purpose, or is our purpose an end in itself and invites us to a new consciousness that
that uses the larger context as a means to our own moves purpose beyond our egoism toward
ends? Do we become sensual creatures because a deeper connection with that, which is more
we have senses, or do we evolve senses because than us all, which is experienced in the fullness
we need to become sensual creatures? At the of the present moment. So whether in a popular or
same time, much like air shifting toward the more formally academic way, discerning and fol-
most vacuous space, does our direction in life lowing our purpose in life spotlights what matters
take the shape it does because of opportunity for in assessing and committing to live.
it to do so? The answers to these and other similar
questions are predicated on whether or not one P
sees teleology as extrinsic, intrinsic, or Commentary
a combination thereof. Nevertheless, all purpose
in life is an intertwining of calling and commit- Several questions remain for consideration in
ment, of oughtness and response, and, most discerning the purposeful life. First of all, one
importantly, of an inviting niche matched with significant concern is clarifying who gets to
a matching fit. define what is purposeful. Social construction
The importance of purpose in life within the has shown how powerful the voices of others
field of psychology and religion is probably best are in shaping our life direction. Our purposes in
known in the work of the logotherapist, Viktor life may actually be handed to us by the group,
Frankl (1905–1997). Frankl’s development of herd, crowd, or status quo. Yet, even though
logotherapy evolved from his lived experiences agency is shaped by our environmental and ideo-
within a concentration camp during World War logical contexts, agency still remains. One still
II. Frankl’s now famous book, Man’s Search for assents or not, interprets or is interpreted, and
Meaning (1946/1959), showed what human decides or is handed decisions. Merely to fit
beings could endure, anything as long as the with the needs of the group’s purpose has led to
purpose and meaning to stay alive is strong fascist and totalitarian horrors as much as the
enough to overcome one’s psychic, physical, dictatorship-like apathy regarding how one’s
and spiritual pain. For Frankl, his purpose to intentions impact others. Caution should be
P 1452 Purpose in Life

exercised in both directions, but all said and done, worth living in spite of its absurd constitution
we are still left with the accountability of our own (Camus 1955). His answer was a courageous
personal decisions and commitments toward “yes.” It behooves us to be honest about how
a direction in life. What is purposeful depends random and seemingly impersonal tragedy can
on what is valued, be it survivability, safety, or be in its savagery, often leaving powerful under-
otherwise. But inspiration and motivation seem tows of posttraumatic reactions and/or invitations
to entail more than mere self-preservation. Thriv- to suicidal despair. But even suicidal despair is
ing, as the old adage goes, is more than merely purposeful. One seeks to transcend one state of
existing. existence for another, which is driven by the pain
Another issue for consideration is whether of what is and what could be, albeit from
purpose is found, discovered, or, as I argue, in a narrowed place of attunement. Each moment,
line with the tradition of existential phenomenol- though, we inescapably enact significance,
ogy, that purpose is already and always lived out whether or not we are attuned to it or whether or
in the world long before it becomes an object for not we find it pleasing. Each moment is nonethe-
reflection. Even in the very Sartrean act of creat- less a leap of enacted significance and lived out
ing meaning and purpose out of nothing overrides long before analyzed (Kierkegaard 1843/1941;
the obvious meaningful place from which the Henry 2002). Hence, if we are always and already
creation of meaning out of nothing can occur. enacting significance, there can be no purposeless
Our enactments of significance fold in teleology existence. Knowing this about the purposeful life
and intentionality, while simultaneously incorpo- frees us to embrace the “call of the wild,” where
rating finitude and freedom. One intends and the “freedom to be” may actually be the heart of
complies with design based on what is meaning- purpose in a life fully lived.
ful to us, which at times does not show itself until
times of great intimacy or crisis. As Will Barrett
(1913–1992) noted, we often quibble about free See Also
will and determinism until our lives are at stake
and our choices become quite pronounced ▶ Daseinsanalysis
(1979). Our lived purposes are so much a part of ▶ Doubt
our moment-to-moment existence that Maurice ▶ Faith
Merleau-Ponty (1908–1961) demonstrated that ▶ Frankl, Viktor
intentionality (and the reception of the intended ▶ Hermeneutics
response) is even in our reflexology (Merleau- ▶ Homo Religiosus
Ponty 1963). ▶ Kierkegaard, Søren
It should also be kept in mind that intentional- ▶ Lived Theology
ity occurs within a context and clearing in which ▶ Meaning of Human Existence
the intention is summoned and recognized. Jan ▶ Phenomenological Psychology
van den Berg (1914–), the Dutch phenomenolo- ▶ Psychology as Religion
gist, argued that the metabletic moment, or the ▶ Trauma
moment in which change occurs, is
a convergence of many vectors that come
together (van den Berg 1983). A space is created
Bibliography
for purpose to become itself, much like the
unfolding of Heidegger’s Dasein. Barrett, W. (1979). The illusion of technique. New York:
Finally, we must address the relationship of Anchor.
the purposeful like to nihilism. Albert Camus Campbell, J., & Moyers, B. (1991). The power of myth.
New York: Anchor.
(1913–1960) knew this relationship well and per-
Camus, A. (1955). The myth of Sisyphus and other essays
haps put it most succinctly when we argued that (trans: O’Brien, J.) (pp. 51–65). New York: Random
the only question worth asking is whether life is House.
Purpose in Life 1453 P
Driver, T. (1985). Patterns of grace: Human experience as Merleau-Ponty, M. (1963). The structure of behavior
word of God. Lanham: University of America Press. (trans: Fisher, A.). Pittsburgh: Duquesne University
DuBose, T. (2000). Lordship, bondage, and the formation Press.
of Homo religiosus. Journal of Religion and Health, Nietzsche, F. (1967). The genealogy of morals and ecce
39(3), 217–226. homo (trans: Kaufman, W.). New York: Vintage.
Frankl, V. (1946/1959). Man’s search for meaning. New Sartre, J. P. (1956). Being and nothingness: An essay on
York: Washington Square Press. phenomenological ontology (trans: Barnes, H.). New
Gilkey, L. (1976). Naming the whirlwind: The renewal of York: Philosophical Library.
God-language. Indianapolis: Bobbs-Merrill Tillich, P. (1952). The courage to be. New Haven: Yale
Educational. University Press.
Heidegger, M. (1962). Being and time (trans: Macquarrie, Tillich, P. (1957). Dynamics of faith. New York: Harper &
J., & Robinson, E.). Oxford: Basil Blackwell. Brothers.
Heidegger, M. (1987/2001). Zollikon seminars: Proto- Tolle, E. (2008). A new earth: Awakening to your life’s
cols – Conversations – Letters. Evanston: Northwest- purpose. New York: Penguin.
ern University Press. Van den Berg, J. (1983). The changing nature of man:
Henry, M. (2002). I am the truth: Towards a philosophy of Introduction to a historical psychology. New York:
Christianity (trans: Emanuel, S.). Stanford: Stanford W. W. Norton.
University Press. Warren, R. (2007). The purpose driven life: What on
Kierkegaard, S. (1843/1941). Fear and trembling (trans: earth am I here for? Grand Rapids: Zondervan
Lowrie, W.). Princeton: Princeton University Press. Publishing.

You might also like