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fernando echeverría
S
cholarship on the Archaic Greek military has been frequently re-
duced to a discussion on the rise of the hoplite and the introduction
of the phalanx. The methodological approach to the issue has often
consisted of an attempt to “discover the phalanx” in the sources: to identify
a closed formation or a specific kind of heavy-armed warrior in the scattered
pieces of literary, iconographic, and archaeological evidence. As a result,
research on the Archaic Greek military has at times been carried out with the
hoplite and the phalanx already in mind.
The debate on the origins of the hoplite and the phalanx has been instru-
mental in the general interpretation and understanding of the Archaic period
for a considerable number of scholars: those supporting the idea of a “hoplite
reform” have argued for the existence of tight connections between military
developments and broader social, political, and economic transformations in
Archaic Greece. 1 Others, more critical of the determinism inherent in the
“phalanx-polis” equation, 2 have tried to make new sense of the scarce, scat-
tered, and at times contradictory pieces of evidence, and offer alternative
explanations to the Greek military evolution in the Archaic period that imply
a reconsideration of the nature and the role of the phalanx. 3
In such a long-standing and broad discussion, conceptual accuracy in de
fining the terms “hoplite” and “phalanx” becomes essential. Attempts have
This paper was written during a postdoctoral stay at the University College of London, funded by the
Spanish Ministry of Science and Innovation. It offers an updated revision of my previous treatment of the issue
(Echeverría 2008, 144–91), to which I refer for a complete catalogue of sources, texts, and references. I have
considerably revised the arguments exposed there, and moderated the blunt exposition of particularly contro-
versial ideas, but the catalogue of references remains indispensable. All dates are b.c.e. and all translations of
ancient texts are my own unless otherwise noted.
I am greatly indebted to Hans van Wees for reading an earlier draft of the paper and making valuable com-
ments. I also appreciate the challenging remarks of CP’s anonymous referees. They all contributed to improve
the ideas and arguments presented here. All remaining mistakes are of course my own.
1. Lorimer 1947 and 1950; Andrewes 1974; Detienne 1968; Greenhalgh 1973; Cartledge 1977; Salmon
1977; Latacz 1977; Snodgrass 1964, 1980, and 1993; Murray 1980; Bryant 1990; Hanson 1990, 1991, and
1999; Bowden 1995; Schwartz 2002 and 2009.
2. About determinism, phalanx, and the polis, see Echeverría 2008 and 2010.
3. Pritchett 1985; Wheeler 1991; Storch 1998; Krentz 2000 and 2002; van Wees 1986, 1988, 1994a,
1994b, 1995, 1997, 2000, 2001b, and 2004; Rawlings 2007; Osborne 2009. To a lesser extent, Forrest 1966,
Starr 1991, and de Ste. Croix 1983 and 2004.
291
been made to define both concepts, 4 but practical use and repetition have re-
sulted in the fossilization of working, informal definitions of them: the hoplite
is commonly regarded as a heavy-armed warrior identified by a specific set
of weapons, of which the Argive shield is the paramount item; the phalanx is
usually connected with closed order, neat files and ranks, the use of “hoplite”
equipment, cohesion, and discipline. These broad definitions, corresponding
roughly to the military situation of the Classical period, are rarely questioned
by modern scholars, and their meanings are thus generally taken for granted.
But since no chronological or geographical connotations are usually attached,
both “phalanx” and “hoplite” can be (and have been) transferred to various
contexts and historical periods, from Homer to Polybius, from Etruria to the
Near East. This results in a methodological problem.
This work is a reconsideration of the concepts of “hoplite” and “phalanx”
from the point of view of the extant literary and epigraphical evidence. As it
will be argued here, both “hoplite” and “phalanx” are concepts belonging to
the Classical period. Whether they were formulated then for the first time or
reinterpreted from older and previous notions will be elucidated below, but the
extant evidence suggests that the terms as we conceive them must be linked
to the specific literary and intellectual circumstances of the Classical period.
2. The Hoplite
Let us start with the hoplite. Commonly interpreted as the quintessential
Greek heavy-armed infantryman, the hoplite has been consistently and repeat-
edly situated in the Archaic period, whether in the fragments of Tyrtaeus and
Callinus or in the painted scenes of Archaic vases. This identification has been
possible usually through the so-called “hoplite panoply,” the set of weapons
typically associated with the hoplite. It is a fairly established consensus that
the Corinthian helmets, spears, breastplates, and Argive shields depicted on
Greek vases represent hoplites in a fairly accurate way.
The crucial element in that identification is the Argive shield. Anthony
Snodgrass long ago connected the blazons on vase paintings with the Argive
shield, 5 thus facilitating an equation that has been (and still is) extraordinar-
ily influential. The equation is based on two connected arguments: first, the
alleged qualities of the Argive shield (supposedly more fitted for the phalanx
due to the presence of the double grip and its combination of concavity, broad
surface, and sturdiness), and second, its identification with the Greek term
ὅπλον (to be discussed below). Thus the following picture emerges: a new
type of warrior (the hoplite), determined by a new set of weapons (the “hoplite
panoply”) and characteristically belonging to a middle class of propertied
farmers (the “hoplite class”), would evolve through the eighth and seventh
centuries, leading to a new tactic (the phalanx). 6
4. Hanson 1990 and 1999; van Wees 2001a and 2004; Wheeler 2007, 192–93; Schwartz 2009.
5. Snodgrass 1964, 61–63.
6. Among others, see Nilsson 1928, 246; Andrewes 1974, 34; Snodgrass 1965a, 115 and 1980, 101–2;
Cartledge 1977, 23; Holladay 1982, 99; Bryant 1990, 497–98; Jameson 1992, 158; Donlan 1997, 45–47; Han-
son 1996, 290–92 and 1999, passim; Schwartz 2002 and 2009.
Serious criticism, however, can be raised against this view. The identifica-
tion of a set of weapons is not reason enough by itself to talk about “hoplites,”
especially in the Archaic period. Moreover, scholarship tends to apply the
term to realities far beyond the limits of what ancient Greeks themselves
considered or intentionally recognized as a hoplite. It is necessary to review
the literary sources in order to reconsider the actual meaning of the word
“hoplite” and the possible contexts for its use. 7
7. What follows is a cursory analysis of the literary evidence which, for obvious reasons of space, cannot
be undertaken at length here. Arguments that would perhaps require more patient exposition are thus merely
summarized, relying on relevant bibliography to complete the picture. I am, however, confident that the gen-
eral scheme retains its consistency.
8. Lazenby and Whitehead 1996.
9. E.g., Adcock 1967, 3; Hammond 1967, 110 and 1982, 340; Murray 1980, 124; Ducrey 1985, 49, 50,
pl. 27; Hanson 1990, 27; Anderson 1991, 15, 272; Mitchell 1996, 89; Schwartz 2009, 25; even Lazenby him-
self, 1985, 30. LSJ maintain that hoplon is “the large shield from which the men-at-arms took their name of
hoplitai.”
10. Lazenby and Whitehead 1996, 27.
11. Lazenby and Whitehead 1996, 28. It is exactly the same mistake made by Pausanias when dealing
with the institution of the armored race in the Olympic Games circa 520 b.c.e.: in 5.8.10, he states that in
that period “a hoplites’ race [τῶν ὁπλιτῶν ὁ δρόμος] was established,” but he again uses the term aspis (and
not hoplon) when explaining that the runners had to carry their shields (5.8.10.4–5: τοὺς δραμόντας ἀσπίσιν).
12. Thucydides, for example, refers to the shield as aspis 12 times, most likely shields of the Argive type.
For the Argive shield in the Classical period, see Hanson 1990, 65–71. As a result, instead of hoplitês, the term
ἀσπιστής (present in Homer Il. 4.90, 4.201, 4.221, 5.577, 8.155, 8.214, 11.412, 13.680, 16.490, 16.541, 16.593,
and then lost until recovered by Euripides Heracl. 277; El. 443; HF 1192; Ion 198; IA 1069) should have been
preferred to designate a shield-bearer.
13. Lazenby and Whitehead 1996, 33.
14. The group is almost certainly connected with the verb ἕπω (“to be about, to busy oneself with,” LSJ),
with a “-lo-” suffix. See Chantraine 1990, s.v. “hoplon.”
15. The term appears 19 times in Homer, 17 of them in the plural form. Their meaning is commonly
“tackle” of a ship, and even “tools”; the two cases in the singular are usually translated as “rope.” The verb
ὁπλίζω can be found 23 times as well, but 21 of them are referring to the common action of “preparing” (a
chariot, a ship, or even a meal). These patterns (predominance of the plural form, generic meaning as “tools”)
are preserved in the scarce testimonies of the extant Archaic Greek literature. Detailed information and a
complete list of references, sources, and meanings, with a discussion of other related terms (such as ὁπλότερος/
ὁπλότατος or ὅπλη), can be found in Echeverría 2008, 151–52.
16. Hopla as “weapons”: Hom. Il. 10.254, 10.272, 18.614, 19.21. Hoplizô as “to arm oneself”: Hom. Il.
8.55; Od. 24.495. Hesiod uses hopla in a possible reference to weapons (Theog. 853), and we later find the
term πάνοπλοι in Tyrtaeus (11.38), the word ἔνοπλοι in a fragment also attributed to Tyrtaeus (frag. 16b, Page
857; see Page 1967, 455), and the expression βίην ὑπέροπλον in Mimnermus (frag. 9.3). The terms panoploi,
hyperoplon, and enoploi certainly indicate a military meaning, but the fact that they seem to be variations
that are just mentioned once suggests that Greek vocabulary is still exploring the different possibilities of the
broad semantic field of hopl-. Apart from these, there are no further references in Archaic literature until the
fifth century.
17. Hopla as “weapons” in the first half of the fifth century: Pind. Pyth. 10.14; Nem. 1.51, 7.25, 8.27,
9.22, 10.14; frag. 106.6; Simon. Epig. 6.215.2; Bacchyl. Dub. 62b.10; Dyth. 18.33. See also IG I3 1 (Athenian
cleruchs in Salamis; Meiggs and Lewis 1988, no. 14), dated to c. 500.
18. See Lazenby and Whitehead 1996, 31.
19. Snodgrass 1964, 204; cf. 1980, 152. The idea is later subscribed to by Wheeler 1991, 134.
20. See also Lanzenby and Whitehead’s treatment of the issue (1996, 32). I am only concerned about
occurrences of the term at this point, so I will not make distinctions between the different literary genres,
distinctions that will be relevant further on.
21. Herodotus: 3.120.14, 4.160.13, 5.111.2, 6.117.10, 7.158.16, 7.173.10, 7.202.3, 7.217.6, 8.38.7, 8.95.4,
9.12.1, 9.17.7, 9.28.12, 9.29.3, 9.29.4, 9.30.4, 9.63.10. Euripides: Heracl. 694, 699, 729, 800. Inscriptions: IG
I .1.138.1–2 (dated to c. 430) and IG I3.1.60.14–18 (dated either to 430 or 417).
3
22. Euripides: Andr. 458, 760, 1123; Supp. 585. Aristophanes: Eq. 1369; Vesp. 359. Inscription: IG
I3.1.83.22–24 (dated to 420; cf. Thuc. 5.47.8). The complete catalogue of Thucydides’ references, too long to
be reproduced here, can be found in Echeverría 2008, 154–55, n. 11.
23. The complete catalogue of references with their texts can be found in Echeverría 2008, 153–57.
provided by both Aeschylus and Pindar) and, after a short gap, it spreads
gradually from 430 onward, experiencing a swift expansion by 420–400
and becoming a common word for the Classical historians and orators in
the fourth century. This, I suggest, can be taken as a sign that hoplitês was a
strictly Classical word, on two grounds. First, there were other ways to refer
to the heavy-armed infantryman during the Archaic period, in much better
accordance with the literary conditions and characteristics of the time (see the
analysis below, pp. 296–99). Second, issues of source availability or literary
genres seem to have little to do with this phenomenon: the absence of works
in prose in the Archaic period is not a real obstacle in this case, because the
generalization of the term hoplitês can be entirely traced in the poetic lan-
guage of the tragedy, where (as I will argue below) the new term coexists with
other concepts for a long time. In fact, the term is “invented” in the realm of
poetry, and then transferred to prose in a matter of a few decades. 24
Before moving on to the next point, something must be said about the
specific forms of the word in fifth-century written sources. Remarkably
enough, its original occurrences are in the form of an adjective, not a noun:
Pindar describes a ὁπλίτης δρόμος at Isthmian 1.23, and Aeschylus talks of
an ἀνὴρ ὁπλίτης at Seven against Thebes 466 and 717. This adjectival form
will be preserved in Euripides (Heracl. 699, 800; Supp. 585; HF 190) and
Aristophanes (Vesp. 359), both frequently referring to an anêr hoplitês (but
also to other combinations). The substantive will appear for the first time
around 430, first in Herodotus and contemporary inscriptions, and will be
predominant in the later historians, but for a long time it will share the stage
with the adjectival form. 25
As a result, we can differentiate a periphrastic, poetic construction, employ-
ing hoplitês as an adjective, and a nominal one (perhaps an abbreviation of
the former), predominantly employed in prose. The periphrastic form will
completely disappear by the end of the fifth century, and no occurrences will
be found in Thucydides and Xenophon. Another crucial detail is that the noun
will spread mainly in its plural form: only nine out of more than 200 occur-
rences of the noun in fifth-century authors are in the singular. 26 This process
fits nicely with the evolution I have previously described for the group hopl-,
showing a turn toward a military meaning around 500.
Archaic Warriors
According to this analysis, the term hoplitês is not to be found in the extant
literary sources until the fifth century. The question then is how did the Greeks
refer to the warriors armed with heavy equipment before then?
To answer this question we must start with Homer. The analysis of Homeric
terminology reveals that there are no technical terms to denote fighters in the
epics, but a wide range of generic words referring to different qualities. Most
24. I refer to the following section for a detailed analysis of these points.
25. For detailed references, see Echeverría 2008, 157.
26. Eur. Heracl. 729; Andr. 458, 1123; Ar. Eq. 1369; Av. 402; Hdt. 5.111.2, 6.117.10; Thuc. 5.47.6.5,
5.49.1.8.
of these words even lack a military meaning per se, and it must be inferred
from the specific circumstances of the action. The most general terms are λαός
and πλῆθος/πληθύς, denoting a multitude or mass; ὅμιλος, οὐλαμός, or ἔθνος
can be used in the same manner. Terms expressing ethnic origin (Achaioi,
Danaoi, Argives, Trojans, Lykioi, etc.) denote a military meaning at times,
only circumstantially. Finally, the term στρατός can also be applied to the
army, while πεζοί denotes the infantry in contrast with the cavalry. 27
Other epic terms can be more specifically connected with the notion of
“warrior,” but they are again common words whose military meaning is in-
cidental and depends on the context. This is the case with ἀνήρ, which com-
pletely pervades the poems and can be often interpreted in a military sense. 28
The context is crucial to render “man” as “warrior,” and hence some refer-
ences can be doubtful, but in other cases the military meaning is much clearer:
for example, in constructions such as στίχας ἀνδρῶν (Il. 3.196) or φάλαγγες
ἀνδρῶν (Il. 19.158–59). The same applies to other terms like κοῦρος, νέος,
ἑταῖρος, and ἐπίκουρος. At a more specific level we can list the several adjec-
tives entailing the notion of “enemy” (δήϊος, δυσμενής, ἐναντίος), which can
be found either as nouns or adjectives. Speaking about “the enemy” in general
terms is not uncommon, and it is sometimes the only way to refer to the fight-
ing sides in the epics. Finally, although in a clear minority, some specifically
military terms can be found, such as αἰχμητής, ἀσπιστής, or τοξότης, that are
derived from the weapons employed.
This is the situation in the epics. If we move forward into the Archaic pe-
riod, we find an extremely similar scene: a wide range of generic terms whose
connection with the military relies heavily on the context. We find the terms
στρατός, λαός, ἔθνος, and πεζοί in the lyric poems, 29 and new poetic designa-
tions appear, such as Mimnermus’ βίην ὑπέροπλον (frag. 9.3). The ethnics
(Thracians, Carians, Naxians, Cimmerians, Treres, Messenians, Lydians) are
also present. In all these cases, the ethnic is a metaphor for an army or a con-
tingent, but the exact meaning relies almost completely on the context. More
specific terms are κοῦρος, νέος, and τις; indefinite adjectives can be used in the
lyric poems with a military sense, like Tyrtaeus’ (hereafter Tyrt.) ἀμφότεροι or
ἀλλήλων (frags. 19.14 and 19.16), and even adjectives referring to age groups
(παλαιότερος/γεραιούς, Tyrt. 10.19–20, 22). But again the most common term
is ἀνήρ, the predominant way in poetry to refer to a warrior. More evident
references to “allies” (ἐπίκουροι), “comrades” (ἑταῖροι), and “enemies” can
be found, and finally the group of specific terms connected with the equip-
ment: αἰχμητής is again the most common, but new terms referring to the
27. For a complete catalogue of references and texts of all these terms in Homer, see Echeverría 2008,
158–59. The same will apply for the rest of the terms in the epics studied in the following paragraphs.
28. For the sake of the argument, I offer here a mere sample of the occurrences of anêr with a military
meaning in the first five books of the Iliad: 2.122, 131, 362, 368, 554, 611, 701, 768, 798, 805, 837; 3.49, 166,
167, 185, 196, 226, 241, 429; 4.86, 231, 250, 251, 273, 306, 445, 447, 457, 472, 492, 498, 519; 5.118, 166, 172,
244, 332, 456, 483, 488, 533, 541, 558, 641, 746, 779. The rest of the references can be found in Echeverría
2008, 159 n. 22.
29. For a complete catalogue of references and texts of all these (and the following) terms in the lyric
poets, see Echeverría 2008, 160.
30. These terms have been mentioned before to trace the semantic evolution of the group hopl-, represent-
ing two interesting examples of the presence of its military meaning during the Archaic period (see n. 16
above). They designate warriors with full (pan-) or sufficient (the prefix en- must be taken here to refer to the
action of wearing or carrying) equipment (-oploi) in a way reminiscent of the original meaning of hoplitês in
the fifth century. In this sense, they attest the semantic range of the group hopl- in a certain period, but for the
question of the pre-classical use of hoplitês they seem to be rather irrelevant.
31. The tradition is still preserved, and in remarkably good health, in Aeschylus: Supp. 500, 528, 937;
Pers. 60, 85, 235, 243, 915, 920, 927, 993; Sept. 42, 57, 114, 314, 324, 347, 397, 412, 432, 436, 466, 478, 502,
505 (x2), 509, 519, 544, 568, 644, 651, 717; Ag. 445, 642, 660, 804, 1627.
32. Examples taken from Homer include ethnics (Δάρδανος ἀνήρ, Il. 2.701, 16.807; Ἀχαιὸς ἀνήρ, Il. 3.167,
226; Ἀρκάδες ἄνδρες, Il. 2.611), jobs (αἰπόλος ἀνήρ, Il. 2.474, 4.275; δρυτόμος ἀνήρ, Il. 11.86; ἰητρὸς ἀνήρ,
Il. 11.514), and qualities (δεινὸς ἀνήρ, Il. 11.654; δειλὸς ἀνήρ, Il. 13.278; ἐσθλὸς ἀνήρ, Il. 16.600, 19.122,
23.112). A man is a βροτὸς ἀνήρ (Il. 5.361, 604, 18.362, 19.22), while the common man can be τις ἀνὴρ
(Il. 1.144, 2.553, 6.487, 521, 9.341, 10.204, 222, 341, 13.222, 14.484, 19.11) or, more emphatically, δήμου
ἀνήρ (Il. 2.198).
33. Hetairos anêr: Il. 16.170, 17.466. Dêios anêr: Il. 9.317, 10.358, 12.57, 15.533, 17.148, 22.84, 24.684.
Dysmenês anêr: Il. 5.488, 6.453, 10.40, 100, 221, 395, 13.263, 17.158, 19.168, 232, 24.288. Enantios anêr:
Il. 20.97.
34. See a detailed list with references in Echeverría 2008, 161.
35. The military content is provided by the context: κρατερόφρονος ἀνδρός (Callinus 1.18, herafter Cal-
lin.), Τρήερας ἄνδρας (Callin. 4), ἄνδρα παλαιότερον (Tyrt. 10.22), ἀνὴρ διαβάς (Tyrt. 12.16), Παίονας ἄνδρας
(Mimnermus 17, hereafter Mimn.). In other cases it is much clearer: ἐπίκουρος ἀνήρ (Archil. 15), δήϊον ἄνδρα
(Tyrt. 11.30), δυσμενέων ἀνδρῶν (Tyrt. 12.21), ἀνδράσιν αἰχμηταῖς (Tyrt. 19.13), ἄνδρα μαχαίταν (Alc. 350.5).
proves the lack of specific terms in the Greek language to denote military
realities. 36 Thus, it is not unlikely that, when the military meaning became
predominant in the semantic field of the group hopl- circa 500, a new adjective
to refer generically to the fully-equipped warrior appeared. This adjective,
originally similar to others in use, could be used in combination with substan-
tives other than anêr (such as Pindar’s ὁπλίταις δρόμοις, Isth. 1.23), and would
finally predominate as a substantive to become the most common name of the
standard Greek heavy-armed warrior of the Classical period.
36. Another proof of the strength of that tradition is the frequent periphrasis with anêr that can be found in
Aeschylus himself. If we pick out constructions with a military content, we can find ἄνδρας πολεμίους (Pers.
243), ναυβάτης ἀνήρ (Pers. 375), ἄνδρες λοχαγέται (Sept. 42), δοχμολόφων ἀνδρῶν (Sept. 114), γυμνὸν ἄνδρα
(Sept. 432), ἐχθρὸς ἀνήρ (Sept. 509), ἀνδρὶ στρατηγῷ (Ag. 1627), δορυσθενὴς ἀνήρ (Choe. 160), πολέμαρχος
ἀνήρ (Choe. 1072), and ταγοῦχος ἀνήρ (Eum. 296). The constructions ἀνὴρ τευχηστής (Sept. 644) and ἀνὴρ
τευχεσφόρος (Choe. 627) must be emphasized, because they are perhaps the closest concepts to the ἀνὴρ
ὁπλίτης in Sept. 466 and 717 as an “armed warrior.” They prove that it is not a casual or isolated expression.
with the Archaic period, 37 while the overwhelming majority refer to contem-
porary events of the Classical period. Most of the occurrences in Herodotus
are inscribed in the context of the Persian Wars, while Pindar (Isthm. 1.23),
Aristophanes (Lys. 1143), and several occurrences in Thucydides correspond
to events in the Pentecontaetia, like the Athenian attacks on the Megarid in
459 (Thuc. 1.106.2.2) or the battle of Koroneia I in 447 (Thuc. 1.113.1.4).
Finally, the bulk of Thucydides’ and Aristophanes’ references (165 and six
cases, respectively) and the different Attic inscriptions evoke contemporary
events of the Peloponnesian War. 38
The only three references to the Archaic period (Hdt. 3.120.3, 4.160.3;
Thuc. 6.58.1) belong to contexts concentrated in the second half of the sixth
century, but they are not likely to entail an intentional effort by Herodotus
and Thucydides to identify hoplites in that specific time. Hoplites are not
mentioned in other crucial campaigns of the period in which infantry troops
are present, such as Cleomenes’ expeditions against Athens in 512–508 (Hdt.
5.64–65, 71, 74–76) or the successful Athenian campaign against the Boeo-
tians and Euboeans in 507/6 (Hdt. 5.77). Moreover, Herodotus’ and Thucyd
ides’ vocabulary of infantry in events of the Archaic period is generic and
unspecific: for example, the troops used by Cylon in his coup are a δύνα-
μις (Thuc. 1.126.5), and the Athenians who rushed to besiege the Acropolis
against him were πανδημεί (Thuc. 1.126.7); the Argive and Spartan warriors
in the Battle of Champions (c. 546) were ἄνδρες (Hdt. 1.82.4); and the Argives
defeated in the battle of Sepeia (c. 494) were simply Ἀργεῖοι (Hdt. 6.77–79).
These references are just a sample of a much longer list, and they are likely
to suggest that both Herodotus and Thucydides (but especially the latter) kept
a safe distance from the military realities of the past, realities they apparently
did not feel too confident to describe in detail. There is indeed a considerable
gap between their ambiguous way to describe Archaic infantry and their more
detailed and technical descriptions of Classical hoplites. In this case, I think
it is safer to regard Herodotus’ and Thucydides’ references to hoplitai in the
Archaic period as anachronisms, since they “described the past with the words
and political concepts of their own time; without independent confirmation
we cannot know whether such words and concepts were really used in the
time described.” 39
The second way to approach the question of the meaning of hoplitês is a
semantic study (naturally cursory) of the catalogue of references. The seman-
tic field of this term in Classical literary sources is, as far as our evidence
suggests, made of a core meaning and two complementary (and sometimes
overlapping) notions. The different meanings of hoplitês in the sources are
thus obtained from the combination in varying proportions of these elements,
and their identification and differentiation rely mainly on the specific literary
37. Hdt. 4.160.13 mentions “hoplites” in a campaign of king Arkesilaos of Cyrene, c. 550; Hdt. 3.120.14
refers to the fifteen “hoplites” that supported Polykrates to establish his tyranny in Samos, c. 540; and Thuc.
6.58.1.3 situates “hoplites” in the Great Panathenaia the day Hipparchus is murdered, c. 514. All of them refer
to the second half of the sixth century.
38. For a complete list of references and contexts, see Echeverría 2008, 163.
39. Raaflaub 2000, 251.
context. Regarding the core meaning, the term takes it from its root hopl- as
“military equipment,” implying a man with his gear of military “tools,” his
weapons. 40 The idea of “equipment” seems to be enough by itself to dif-
ferentiate a heavy-armed infantryman from other types of combatants, but
does not offer further information regarding the specific set of weapons he is
wearing. Aeschylus’ ἀνὴρ ὁπλίτης is thus not necessarily a hoplite in the later
sense, I think, but more properly an “armed warrior.” This basic meaning is
characteristic in tragedy.
The semantic core is supplemented with additional information (connota-
tions), rendering it conceptually more complex and suitable for application
to various fields. The additional information takes two complementary forms:
technical military connotations and sociopolitical connotations. The evolution
of these two forms during the Classical period seems to be, however, the
opposite: hoplitês gradually acquires a more technical military sense, while
it simultaneously loses sociopolitical connotations. Let us examine these two
processes more carefully.
Regarding the first, a look at the catalogue of references suggests that from
the original “warrior in full equipment,” the meaning of hoplitês is gradually
evolving toward a more technical “heavy-armed infantryman,” as opposed
to other kinds of troops, especially in the historical works in prose and from
Herodotus onward. In fifth-century epigraphy and in countless references
in Herodotus and Thucydides 41 the hoplite is systematically differentiated
from other types of troops (archers, horsemen, slingers, light-armed). It thus
belongs to a period in Greek history in which this differentiation becomes
relevant, perhaps because armies are getting more complex and sophisticated.
More interestingly, the fifth-century hoplite is often connected with the
phalanx in the sources, 42 suggesting the kind of warrior armed with shield
and spear commonly described by modern scholarship. Naturally, I am not
implying that there was an exclusive relationship between the hoplite and the
phalanx. 43 What I am describing here is the conceptual connection estab-
lished between both realities from the fifth century onward. I suggest that the
phalanx contributed to the consolidation of the Classical notion of hoplitês,
since the phalanx entails primarily the presence of hoplites: they seem to be
40. It, however, means just “equipped” or “armed” when constructed as an adjective with substantives that
entail a non-human agent, like “race” (ὁπλίταις δρόμοις, Pind. Isthm. 1.21–23) or “army” (ὁπλίτην στρατόν,
Eurip. Heracl. 800–801).
41. Epigraphy: IG I3.1.138.1–2, IG I3.1.60.14–18, IG I3.1.83.22–24. Herodotus: 7.158.4, 7.173.2, 7.202,
9.17.2, 9.28.3, 9.29.1, 9.30. Thucydides (sample from the first two books): 1.49.1, 1.60, 1.106, 2.13.6–8,
2.22.2, 2.31.2, 2.56.2, 2.79, 2.80.4–5.
42. I will benefit here from the notion of phalanx I will develop in the next section. According to it, it is
possible to find hoplites connected to phalanxes in the main battles of the fifth and fourth centuries: Marathon
(Hdt. 6.111–17), Plataea (Hdt. 9.59–75), Potidaia (Thuc. 1.62–63), Olpai (Thuc. 3.107–108), Solygeia (Thuc.
4.42–45), Delium (Thuc. 4.88–101), Amphipolis (Thuc. 5.6–12), Mantineia I (Thuc. 5.63–74), Syracuse I
(Thuc. 6.62–71), Nemea (Xen. Hell. 4.2.9–23), Koronea II (Xen. Hell. 4.3.17–19), Olynthus I (Xen. Hell.
5.2.40–43) and II (Xen. Hell. 5.3.3–6), Thespiae (Xen. Hell. 5.4.42–46), Leuktra (Xen. Hell. 6.4.8–15), and
Mantineia II (Xen. Hell. 7.5.18–27).
43. As modern scholarship frequently does: see, among many others, Lorimer 1947, 128; 1950, 462;
Andrewes 1974, 32; Mitchell 1996, 89; Schwartz 2002, 40.
the main component of the phalanx, 44 while the reverse does not necessar-
ily follow: hoplites, as has been convincingly shown, performed many other
military duties beyond the phalanx in Classical warfare. 45
Regarding the second semantic process, hoplitês seems in certain contexts
to contain some social and political connotations involving prestige and sta-
tus: a hoplite could also be a “citizen-soldier,” a fully integrated adult male
with political rights and distinctively separated from other groups in the city. 46
These status connotations pervade the references to hoplitês in tragedy, and
this fact, combined with the use of the periphrastic form, recalls the poetic
tradition to designate heavy-armed infantrymen as status warriors. The term
“hoplite,” hence, seems to be the last example (and for some time just one
among many others) of a long tradition of literary solutions to the trouble of
designating the figure of the warrior.
This semantic argument (connecting hoplitês to a literary tradition coming
from the Archaic period) suggests that the status connotations could be part
of the original meaning of the term when it was “invented.” In fact, these
connotations can be found in the very first occurrences of the term: Pindar
describes in Isthmian 1.23 an athletic event, characteristically connected with
aristocratic practices, while Aeschylus (Sept. 466, 717) refers to mythological
heroes, commonly portrayed as “status warriors” in the tragedy, a tradition
preserved four decades later in Euripides (Heracl. 694, 699, and 729). The
status connotations recur in later literature: at 9.29.3, Herodotus contrasts
the Spartan citizens at Plataea (whom he calls “hoplites”) with the rest of
the Lacedaemonian forces (perioikoi and helots); Aristophanes describes
Lysistrata’s complaint for the fate of the Athenian women, forced to send
their sons to serve the city as hoplites (Lys. 590), and he later refers to the
hoplites sent with Kimon in 464, generally regarded by modern scholars as
full Athenian citizens (Lys. 1143).
Thucydides preserves the pattern, at times slightly more superficially:
he designates Athenian citizens as “hoplites” in the course of the Pelopon-
nesian War, for example, the men from the deme of Acharnae in 2.20.4.4,
or the citizens at the Peiraeus during the events of 411 (8.92.4.3, 8.92.9.3,
8.92.10.1, 8.92.10.6, 8.93.1.3, 8.93.3.2, 8.94.1.4), who are depicted at some
point gathered in assembly (8.92.6.1). Citizen troops are differentiated from
other contingents, especially metics, with this term (Thuc. 2.13.6.1, 2.13.7.3,
2.31.2.3), and during the Plague, the casualties among the citizen body are
referred to as “hoplites” (Thuc. 3.87.3.1). Kleon’s troops at Amphipolis were
“exclusively made up of citizens” (Thuc. 5.8.2.5), and from other passages
we know that there were only Athenian and allied hoplites in that campaign.
Finally, Thucydides refers to the hoplites from the list (ἐκ καταλόγου) at
44. For a recent discussion arguing that light-armed troops could fight mixed with the hoplites in the
phalanx, see Hunt 1997 and van Wees 1995, 164 and 2004, 69.
45. See Rawlings 2000.
46. Modern scholars have also adopted this meaning, and commonly use the term “hoplite” to differenti-
ate between citizens and non-citizens, as in the expression “hoplite class” (e.g., in Snodgrass 1965a, 115 or
Cartledge 1977, 27, among many others).
3. The Phalanx
The word φάλαγξ presents the opposite situation to hoplitês: found in Homer
with extraordinary regularity, it would be preserved through the Archaic pe-
riod until Classical times. Apparently, its original meaning referred to a long
and solid segment of any material, 50 offering thus a natural ground for its
later military meaning. It is doubtful, however, to what extent the Homeric
and Archaic phalanges physically reproduced the metaphor of the “elongated
47. We have listed roughly eighteen possible ocurrences of the term with status connotations in
Thucydides, but they must be put against the total 180, a mere 10 percent. In Xenophon they are even harder
to find, perhaps some eight references against the total 186 (Hell. 2.4.9.2, 2.4.10.9, 5.4.9.3, 5.4.9.5, 7.2.20.2,
7.2.20.6; Mem. 3.5.19; see also [Xen.] Ath.Pol. 1.2.7).
48. I have already described the moment in which hoplitês appears as a substantive, in Herodotus and
contemporary epigraphy. See above, p. 296, and n. 26 for references.
49. Euripides: Heracl. 694, 729; Andr. 458, 760, 1123; Phoen. 1096, 1191. Aristophanes: Eq. 1369;
Av. 402, 448; Lys. 394, 590, 1143.
50. Latacz 1977, 53; Singor 1991, 26–27.
51. Counaxa (Xen. An. 1.8.17.4, 1.8.18.2), Nemea (Xen. Hell. 4.2.13.4, 4.2.18.8), Koronea II (Xen. Hell.
4.3.17.5, 4.3.18.5, 4.3.20.3), Acharnania (Xen. Hell. 4.6.9.1), Olynthus I (Xen. Hell. 5.2.40.4) and II (Xen.
Hell. 5.3.6.4), Thespiae (Xen. Hell. 5.4.42.6), Corcyra (Xen. Hell. 6.2.21.2), Leuktra (Xen. Hell. 6.4.10.3,
6.4.12.2), and Mantineia II (Xen. Hell. 7.5.22.2, 7.5.23.7, 7.5.25.3).
52. There are many occurrences of the term applied to Persian troops in the Cyropaedia (see Echeverría
2008, 170 n. 47 for a full list) but, given the fact that Xenophon is reconstructing here the life of a Persian king
more than 150 years earlier in an account full of literary conventions, it seems unlikely that he is using the term
in any technical sense, but probably trying to make his descriptions of Persian life understandable for a Greek
audience. This argument could also be applied to the occurrences in the Anabasis. Cf. Raaflaub 2000, 251.
53. Greek cavalry units (Xen. Hell. 3.4.13.10, 7.5.23.7) and fleets (Xen. Hell. 6.2.30.3) can be deployed
“like a phalanx” (ὥσπερ φάλαγξ). Persian units can also be designated with this term: Xen. An. 1.10.10.2,
4.8.12.5, 4.8.16.4, 4.8.17.3, 6.5.7.5. These testimonies show that Xenophon is not absolutely consistent when
applying the term to different realities, although he is fairly coherent when dealing with Greek infantry. It is
likely that he created the concept to designate the Greek heavy infantry and then applied it to other military
realities.
is invariably one: the historian consistently presents the term in its singular
form, 54 implying a single, coherent, and unitary formation (although likely to
be separated into contingents, sectors, and other subunits with some freedom
of action). For the first time in Greek literature, the phalanx, even resulting
from the combination of minor parts, is conceived as a tactical unit.
This singularity is emphasized by the related vocabulary: the phalanx is
described in Xenophon’s narrative as “deep” (βαθεῖα, Hell. 2.4.34.7, 4.2.13.4,
4.2.18.7; Lac. 11.6.6), “dense” (πυκνήν, An. 2.3.3.2), or “solid” (ἰσχυροτέρα,
Ages. 6.4.6), clearly emphasizing cohesion. It can perform different actions:
it can be “made” (ποιέω, Hell. 4.2.13.4, 4.2.18.7, 6.5.19.1), “led” (ἄγω, Hell.
3.4.23.5; Ages. 1.31.5, 2.11.10), and “turned” (ἐξελίσσω, Hell. 4.3.18.5; Ages.
2.11.10; Lac. 11.9.6); it can also “spread itself” (ἀποτείνω, Hell. 5.2.40.5;
ἐκτείνω, Hell. 7.5.22.2), “break through” (ἐκκυμαίνω, An. 1.8.18.2), “scat-
ter” (ἀποσκεδάννυμι, Hell. 5.4.42.6), “turn round” (ἀναστρέφω, Hell. 6.2.21.2,
6.5.18.7), and even “flee” (φεύγω, Hell. 7.5.25.3). Finally, the soldiers can
“run” from it (τρέχω, Hell. 4.3.17.4; Ages. 2.10.5), leave it to “pursue” their
enemies (ἐπιδιώκω, Hell. 4.6.9.1), and “move in front” of it (πρόειμι, An.
2.1.6.4). All these actions emphasize the idea of the phalanx as a unit.
Regarding the second argument, Xenophon employs many other ways, be-
sides the term phalanx itself, to denote the formation of Greek heavy infantry.
The most important of these is the use of the verb τάσσω and related words
(with the noun τάξις and their many compounds) to refer to the organiza-
tion and deployment of troops on the battlefield. Tassô (and its compounds
συντάσσω, παρατάσσω, and the several forms with anti-) is the most common
verb in Greek to denote the action of drawing up troops in battle order. It in
fact appears in most of Xenophon’s accounts of battles, 55 and its role is so
crucial that Xenophon refers to the Greek infantrymen as οἱ συντεταγμένοι
(Hell. 3.3.7.3; An. 4.2.21.3, 4.3.5.1) or οἱ παρατεταγμένοι (An. 4.6.25.3,
4.8.3.3, 5.2.13.3), and to the contingents as συντάγματα (Hell. 5.2.20.6). The
noun taxis, on the other hand, can refer to a number of different tactical
realities depending on the context: in its most general sense, it can designate
a contingent of the army, a unit of the phalanx most likely under the direct
command of an officer of its own; 56 then, taxis can designate the “battle array”
54. Specifically, fifty-six occurrences in the singular and only five in the plural. For the complete list of
references, see Echeverría (2008, 169 n. 46). The singularity of the phalanx is emphasized even in those few
passages where the plural form is preferred: at Counaxa (Xen. An. 1.8.17.4), the dual form clearly implies
that there are two phalanxes, one on each side, and the same happens in Xen. Ages. 2.9.6 and Xen. Eq. mag.
8.23.1. The plural at Nemea (Xen. Hell. 4.2.13.4), however, seems to refer to the phalanxes of every allied city
taking part in the battle, that is, one phalanx for each city. This is an intriguing use of the term that recalls its
traditional, poetic use, as we shall see.
55. Peiraeus I (Xen. Hell. 2.4.11.5, 2.4.12.1, 2.4.12.3, 2.4.15.3) and II (Xen. Hell. 2.4.34.2, 2.4.34.6),
Counaxa (Xen. An. 1.8.14.3), Nemea (Xen. Hell. 4.2.18.5, 4.2.19.5 (x2), 4.2.21.4), Koronea II (Xen. Hell.
4.3.15.1), Lechaion I (Xen. Hell. 4.4.9.3, 4.4.9.8, 4.4.9.11) and II (Xen. Hell. 4.5.14.1), Acharnania (Xen.
Hell. 4.6.11.4), Olynthos I (Xen. Hell. 5.2.41.2), Corcyra (Xen. Hell. 6.2.20.2, 6.2.21.1), Olympia (Xen. Hell.
7.4.29.8, 7.4.30.2), and Mantineia II (Xen. Hell. 7.5.21.3, 7.5.21.5, 7.5.22.11, 7.5.23.7). For other uses of tassô
in combat, see Echeverría 2008, 170 n. 48.
56. For a full list of references, see Echeverría 2008, 171 n. 50. We can also find a πρώτη τάξις (Xen. An.
4.7.2.5), which in its context refers to a unit at the forefront of the attack. I will later compare this meaning
with the use given to the same expression by Thucydides.
in its broadest sense, the battle order or formation; 57 again, it can imprecisely
contain the idea of “position,” referring either to the spatial position of a man
in his unit or to the situation of the unit on the battlefield (Hell. 7.5.22.10; An.
1.8.4.1, 4.3.29.7); finally, it has also been intepreted as “rank” or “file,” as if
designating each line of the phalanx. 58
There are, however, two problems with the group tassô-taxis. First, it
semantically entails the idea of order, which in a military context usually
involves a tactical formation, but the term itself gives no hint of the spe-
cific nature and characteristics of that formation. And second, it is again not
technical vocabulary for Greek infantry, but can be marginally applied to
other military realities. 59 Xenophon’s tactical vocabulary, therefore, seems to
present some imprecisions, even to the point of resorting to other expressions
like “preparing for battle” to denote the action of deploying an army. 60 The
main problem lies in the idea of order, as it seems difficult to be described
precisely, 61 and we need to resort to complementary ways to figure it out:
for example, the several references to the rupture of the battle order. 62 If a
phalanx can be broken or penetrated, then we can infer a certain degree of pre-
vious cohesion, a certain unitary disposition, for these actions to be possible.
The third line of analysis (to study the narrative descriptions of the char-
acteristics and qualities of the phalanx) can shed some further light on the
issue. Xenophon regularly describes the battle order, referring to three main
aspects: its longitudinal disposition in a wide front, its depth, and its density.
Starting with the first, we have some indirect evidence of the existence of a
wide longitudinal front in the frequent references to the wings (κέρατα) of the
phalanx, which represent a visual metaphor: the army is made to extend from
side to side in a wide and shallow front, and hence the distinction between
a “right” (δεξιόν) and a “left” (εὐώνυμον) flank, 63 both usually behaving in-
dependently of one another, and even the occasional mention of a “center”
(μέσον, Hell. 2.4.13.1; An. 1.2.17.2, 1.8.6.1). The idea of the wide front finds
further support in the several references to contingents deployed in consecu-
57. This is probably the most common use in Xenophon, implying a higher level of “order.” For a full
list of references, see Echeverría 2008, 171 nn. 51 and 52. In the same situation we find σύνταξις (Xen. Hell.
5.2.37.4, 7.5.22.5).
58. Some possible cases: Xen. Hell. 6.5.30.4, 7.5.22.10; An. 1.8.8.5, 1.8.16.1. This meaning is quite un-
likely though: the idea of the “first rank” cannot be justified by the context, and in all these cases it is better to
interpret the term as “contingents.” The notion of “rank” is so specific, providing additional tactical informa-
tion, that it needs further support besides the presence of the term taxis.
59. Tassô can refer to the marching order of infantry, to the battle array of cavalry and fleets, and even to
Persian infantry and cavalry. Taxis in turn can refer to contingents of peltatst and Greek and Persian cavalry, to
the battle order of fleets and Greek and Persian cavalry, and to the position of Persian cavalry on the field. See
the catalogue of references in Echeverría 2008, 170–71 and n. 49. Remarkably enough, taxis can be used as
well to express the social “position” or status of a man (Xen. Hell. 1.1.28.8).
60. Παρασκευάζεσθαι ὡς μάχης (Xen. Hell. 4.2.18.6), διασκευάζεσθαι ὡς εἰς μάχην (Xen. Hell. 4.2.19.4),
εἰς μάχην παρασκευάζετο (Xen. Hell. 7.5.21.4).
61. This is exactly the case with the terms ἀτάκτως/ἀταξία and εὐτάκτως/εὐταξία applied to the battle
order in Xenophon (see a full list of references in Echeverría 2008, 172 n. 55). It is impossible to infer the
exact nature or characteristics of the formation from them, beyond the fact that it is “ordered” (eutaktôs) or
not (ataktôs).
62. The phalanx can be “cut” or “split” (διακόπτω, Xen. Hell. 4.3.18.4, 7.5.23.2; Ages. 2.11.8; An. 1.8.10.4,
4.8.11.4), and enemy troops can “break through” it (διαπίπτω, Xen. Hell. 4.3.19.3, 4.3.19.7; Ages. 2.11.11).
63. For a full list of references about kerata, see Echeverría 2008, 172 and nn. 57–58.
tive order, one close to another, and usually listed in Xenophon’s accounts
from side to side. 64 The presence of kerata, however, in the Persian infantry
formation (Hell. 3.2.16.1; An. 1.8.9.2, 1.8.13.4, 1.8.23.2, 1.9.31.4, 4.8.12.4)
and in Greek fleets (Hell. 1.6.29.3, 1.6.30.1, 1.6.31.5, 1.6.33.5), the mention
of the center of the Persian infantry (An. 1.8.12.3, 1.8.13.2, 1.8.13.4, 1.8.21.6,
1.8.22.2, 1.8.23.1), and the description of the consecutive order of the Persian
contingents at Counaxa (An. 1.8.9–10) all imply that they are not technical
terms for the Greek infantry, either.
The second aspect—depth—can be described through different elements.
To begin with, Xenophon seems at times to differentiate an area at the front
of the formation (οἱ προτεταγμένοι, Hell. 2.4.15.3; οἱ πρωτοστάται, Hell.
2.4.16.2; οἱ πρῶτοι, Hell. 3.5.20.4, 4.2.22.4); this must be understood in a
general sense of “combatants at the front.” 65 Besides, Xenophon uses these
terms to designate peltasts (Hell. 5.4.44.5) and Persians (Cyr. 6.3.24.2). More
explicit reference to depth can be found in the presence of the term βάθος
(Hell. 2.4.11.8, 2.4.12.2, 6.4.12.4, 7.5.24.1), and in the several testimonies of
the number of ranks or “shields,” recurrent in Xenophon’s narrative. 66 These
testimonies are crucial because, for the first time, they offer accurate details
for visualizing the phalanx: the “shields” or “ranks” allow us to draw the
rectangle of the phalanx with great precision. Again, depth is not an exclu-
sive element of the Greek phalanx. Xenophon refers to the depth of Persian
cavalry (Hell. 3.4.13.12), while the Greek cavalry can deploy four or six deep
(Hell. 3.4.13.10, 7.5.24.1), and the Greek fleets can form a single line (Hell.
1.6.29.6, 1.6.29.8, 1.6.31.4).
Finally, density: formations can be labeled as “dense” (ἁθρόοι, Hell.
4.4.11.10, 6.2.21.1, 6.2.22.4, 6.4.10.1), but apparently density does not ex-
clude the existence of disorder (as in Hell. 4.4.11.10), and the verb ἁθροίζω
can also be applied to Greek cavalry (Hell. 5.4.44.3) and Persian infantry
(An. 1.10.5.5). Most of the time, it preserves a general meaning (“to gather”
or “to collect”).
To sum up, the literary concept of the phalanx to refer to the Greek tacti-
cal unit of heavy infantry can be regarded as a creation of Xenophon: he
gives it its name, and he accurately describes its nature and characteristics.
Xenophon explicitly identifies a phalanx, described as a cohesive compound
of assembled contingents, in most of the greatest battles of his period. He
also collects a basic tactical vocabulary, still tentative and not exclusive of
the phalanx, emphasizing roughly the idea of order in its most general form
and thus suitable to be applied to different military realities. He describes
64. For example, in the battles of Counaxa (Xen. An. 1.8.4–7), Nemea (Xen. Hell. 4.2.16–17), Koronea II
(Xen. Hell. 4.3.15–16; Ages. 2.9–11), and Lechaion I (Xen. Hell. 4.4.9).
65. And certainly not as a “first rank” of the phalanx. Being “first” does not necessarily imply being in
order: for example, Xenophon mentions prôtoi at Hell. 5.1.12.4, but explicitly points out that they are fighting
“without any order” (ἅτε οὐδενὸς ἁθρόου ὄντος).
66. Fifty shields: Xen. Hell. 2.4.11.8, 6.4.12.5. Sixteen shields: Xen. Hell. 4.2.18.7. Twelve shields:
Xen. Hell. 6.4.12.4. Ten shields: Xen. Hell. 2.4.12.2, 6.5.19.4. Eight shields: Xen. Hell. 2.4.34.3, 3.2.16.3,
6.2.21.1; An. 7.1.23.3. Four shields: Xen. An. 1.2.15.3. “Really deep” phalanx: Xen. Hell. 4.2.18.7–8 (βαθεῖαν
παντελῶς). It is also possible to make the phalanx “deeper” (ἰσχυροτέραν, Xen. Hell. 6.5.19.1, 7.5.22.7), or
even to “double” its depth (διπλόω, Xen. Hell. 6.5.19.2).
67. Marathon (Hdt. 6.111.1, 6.111.6, 6.111.11, 6.112.1, 6.113.3), Citheron (Hdt. 9.21.1), Plataea (Hdt.
9.27.35, 9.28.5, 9.28.9–10, 9.28.18, 9.28.27, 9.28.28, 9.28.30, 9.29.2, 9.31.2, 9.31.6, 9.46.6, 9.48.12, 9.49.11,
9.54.4, 9.61.3, 9.69.2), Mycale (Hdt. 9.99.4, 9.102.2, 9.102.4, 9.102.16), Olpai (Thuc. 3.107.4.4, 3.107.4.6),
Sphacteria (Thuc. 4.32.3.2, 4.33.1.4), Solygeia (Thuc. 4.43.3.2), Delium (Thuc. 4.93.3.4, 4.93.4.6, 4.94.1.2),
Mantineia (Thuc. 5.66.1.2, 5.67.2.2, 5.68.3.5), Anapus River (Thuc. 6.67.1.2, 6.67.1.5, 6.67.1.6, 6.67.2.1,
sense of order, and its meaning varies according to the context, as happened
in Xenophon: it can mean “contingent,” sometimes identified with the Athe-
nian tribal units; “formation” in a broad sense, referring to the battle array;
“position,” in a specific (a man in his unit) or a general (a unit on the bat-
tlefield) sense; and finally “rank,” although the context is not always clear
enough to be certain. 68 The indefiniteness of the idea of order allows the
group tassô-taxis, hardly a technical term for military deployments, to be
used in contexts other than Greek heavy infantry formations: it can refer
to the Persians, especially in Herodotus’ narrative, and also to fleets. 69 The
notion of “ordered formation” is also implied in other verbs as well, such
as ἵζω (Hdt. 6.77.4), κοσμέω (Hdt. 7.212.7), and παρακρίνω (Hdt. 9.98.10),
while ἵστημι (Hdt. 9.28.13, 14, 16, 21, 22, 25, 9.46.5, 9.48.1) and καθίστημι
(Thuc. 1.62.5.2, 2.79.3.1, 4.33.1.6, 4.93.2.3–4, 4.93.3.2, 4.94.2.1, 5.66.2.3–4,
5.67.1.1, 5.67.1.5, 5.68.3.7, 6.69.1.6), despite greater frequency, are a bit more
obscure in terms of tactical information.
This lack of technical vocabulary to describe the nature of the Greek tacti-
cal formation prompts the need for other, more linguistically complex, solu-
tions, like periphrasis: armies can “prepare for battle” (παρασκευαζομένους
ὡς ἐς μάχην, Thuc. 1.62.5.2; cf. 6.67.1.2), “deploy for battle” (ἐτάσσοντο ὡς
ἐς μάχην, Thuc. 3.107.3.4; cf. 2.20.1.3, 5.65.1.2, 7.81.4.5), “stand for bat-
tle” (ἐς μάχην καθίσταντας, Thuc. 2.79.3.1), and even “deploy in position”
(ἐς τάξιν καθίστασθαι, Thuc. 4.93.2.3–4; cf. 4.94.2.1) or “deploy in order”
(καθίσταντο ἐς κόσμον, Thuc. 5.66.2.3–4). These expressions seem to be the
only available resort for Greek authors when the historical account demands
more precision and accuracy in tactical details than the extant vocabulary is
ready to provide. The use of κόσμος is particularly significant in this respect:
already present in the epics, 70 the term emphasizes the idea of order, although
without any further clarification. In the fifth century it can be used as well in
its negative form, implying the lack of order (ἄκοσμος, Hdt. 7.220.25), and
parallels similar negative forms of taxis (ἀταξία, Thuc. 2.92.1.4, 5.10.6.6,
6.72.3.2, 7.43.7.2; cf. 6.53.2.2, 6.97.4.1). Order can be emphasized as well
through references to the disintegration of the line (as shown above in the
case of Xenophon). Fifth-century literature, however, prefers the verb ῥήγνυμι
(Soph. Aj. 775; Hdt. 6.113.4, 6.113.7; Thuc. 4.96.6.2–3, 6.70.2.3), which had
a long tradition in that sense. 71
6.67.2.6, 6.70.4.2). Other occurrences: Hdt. 5.102.8, 5.109.5, 5.109.14, 5.110.2, 5.110.3, 5.110.5; Thuc.
6.102.1.3, 7.6.2.3.
68. For a full list of references, see Echeverría 2008, 175–76, nn. 67–70.
69. Tassô: applied to individual warriors (Aesch. Sept. 408, 527, 570, 621), to Persians (Hdt. 1.80.14,
3.155.24, 3.155.31, 7.218.11, 9.32.2, 9.33.1), to Lydians (Hdt. 1.80.7), to Scythians (Hdt. 4.134.1–2, 4.134.3),
to the Persian fleet (Aesch. Pers. 366), and to the Greek fleet (Aesch. Pers. 381; Hdt. 6.8.2; Th. 2.90.1.4).
Taxis: applied to the “position” or the “ranks” of the Persian troops (Aesch. Pers. 298; Hdt. 9.31.8, respec-
tively), and to the “battle array” and “files of rowers” of fleets (Hdt. 6.14.8; Aesch. Pers. 380, respectively).
These references are just a sample; for a full list, see Echeverría 2008, 175–76 and nn. 65–66.
70. Kosmeô: Hom. Il. 2.476, 554, 655, 704, 727, 806, 3.1, 11.51, 12.87, 14.379, 388. Several heroes are
even labelled as “organizers of the troops” (κοσμήτορες λαῶν, Hom. Il. 1.16, 375, 3.236).
71. It can be found in Homer: Il. 6.6, 7.141, 11.90, 13.718, 15.408. Military uses of this verb almost disap-
pear during the Archaic period, and only Stesichorus shows an isolated exception (frag. S88 col. 1.21).
72. For a full list of references, see Echeverría 2008, 178 nn. 77–81. Again this term can be applied for
other uses, like fleets (Aesch. Pers. 399; Hdt. 6.8.4, 8.76.5, 8.85.2; Thuc. 8.104.2.2).
73. Hdt. 6.111.5–7, 9.28, 9.102; Thuc. 4.93.4.1–4, 5.67, 6.67.1. Thucydides even differentiates “the first
contingent from the wing” (ἡ πρώτη φυλὴ τοῦ κέρως, 6.101.6.1).
74. Twenty-four shields: Thuc. 4.93.4.6. Sixteen shields: Thuc. 6.67.2.2. Eight shields: Thuc. 4.94.1.1,
5.68.3.7, 6.67.1.5, 6.67.1.6.
Thucydides plays a crucial role in the evolution of the literary notion of the
phalanx. The term, inherited from poetic tradition, was to be re-elaborated at
the beginning of the fourth century, but the tactical reality it was bound to
designate, still experiencing a process of gradual consolidation, was already
there in the late fifth century for Thucydides to describe. In contrast, the Greek
battle order is not so accurately depicted in Herodotus (only a generation
before Thucydides), although some key elements (like the deployment in a
wide longitudinal front) are already present in his accounts.
Thus we can detect an evolution in the concept of the phalanx and in the
description of military events, leading toward a gradual specialization of
vocabulary. Thucydides clearly displayed an interest in offering more accu-
rate details of the military events he described (an interest not so evident in
Herodotus), a consequence of which was an effort to use a more technical
vocabulary. Xenophon followed Thucydides’ lead in the treatment of military
descriptions and vocabulary, assuming his narrative techniques, but intro-
duced slight variations and gave a crucial step further with the “reinvention”
of the concept of phalanx. With the consolidation of the figure of the histo-
rian, military vocabulary and descriptions gradually became more accurate,
specialized, and technical.
According to this premise, if we proceed in the opposite direction back into
the Archaic period, military descriptions should be more and more imprecise:
the further we get into the past, the less accurate and detailed military termi-
nology we should expect to find.
75. For example, Latacz 1977; Pritchett 1985; Singor 1991; van Wees 1986, 1988, 1994a, 1994b, and
1997.
76. Singor notices this fact, but recognizes that there are no etymological arguments to explain it (1991,
27). See the complete list of references in Echeverría 2008, 165 nn. 41–42.
77. Hom. Il. 2.558, 4.281, 332, 427, 5.93, 591, 11.148, 344, 13.126, 15.448, 16.280, 19.158.
Il. 5.591, 11.344), or even gathering or meeting together (ὁμιλέω, Il. 19.158).
These actions are generally collective, performed by the phalanxes in unison,
but the fact that they can also “push” or “shove” one another (κλονέω, Il. 5.93,
11.148, 15.448) proves that, even performing the same activity, the phalanxes
can move independently as well. Finally, they can also suffer emotions and
thus “be moved” by the surrounding events (κινέω, Il. 16.280).
In contrast, epic phalanges are presented as the object of actions twenty
times: 78 troop leaders can “push,” “incite,” or “encourage” their contingents
(ὀτρύνω/ἐποτρύνω, Il. 4.254, 6.83, 13.90), but also “strengthen” them (κρα-
τύνω, Il. 11.215, 12.415, 16.563); they can be “held” (ἀνείργω, Il. 3.77, 7.55)
or “repelled” (ἐρητύω, Il. 11.567), “inspected” in search of a breach in the
line (ἐπείρομαι, Il. 13.806), but also “pushed” (κλονέω, Il. 5.96), “decimated”
(ὀλέκω, Il. 8.279, 19.152), “slain” (ἀλαπάζω, Il. 11.503), “broken” (ῥήγνυμι,
Il. 7.141, 11.90, 13.718, 15.408), “scattered” (κεδάννυμι, Il. 17.285), and
finally “broken up” or “split up” (ἐπικείρω, Il. 16.394). These last cases
clearly show that epic phalanges are small units that can be separated and
act independently.
If we compare this list with fifth- and fourth-century vocabulary, a striking
fact emerges: the verb tassô and related words are completely absent. In fact,
there are no expressions in the epics to describe the action of deployment of
the phalanges in battle order, and while a great deal of information is given
about what they do, very little is said about how they are arranged. This seems
to be the result of a different narrative focus, characteristic of epic poetry,
that puts the emphasis on action and overlooks technical details of tactical
disposition, crucial for the Classical historians.
The analysis of related adjectives can provide further information. The
emphasis has usually been placed on those cases of phalanxes described as
“compact” or “dense” (πυκιναί, Il. 4.281, 5.93, 13.145), as if they were testi-
monies of closed formations resembling the Classical phalanx. These occur-
rences must be put in context, however, since other examples show that the
use of adjectives in the epics is determined by literary reasons: phalanxes can
be “dark” or “somber” (κυάνεαι, Il. 4.281), “powerful” (καρτεραί, Il. 5.592,
13.90, 127), and even “bristling” (πεφρικυῖαι, Il. 4.282). Finally, the poet
sometimes differentiates the “last” (πυμάτας, Il. 4.254) and the “first” (πρώτας,
Il. 16.394) phalanxes, which probably means that they do not move simultane-
ously or at the same pace, and perhaps they do not form a single line, but an
irregular and deep front. 79
Moving forward in the Archaic period, the term becomes much less fre-
quent in literary sources: only four occurrences can be listed for more than
two centuries. Those scarce testimonies, however, seem to be enough to per-
ceive a certain continuity of the Homeric patterns: phalanxes are still multiple,
78. Hom. Il. 3.77, 4.254, 5.96, 6.83, 7.55, 141, 8.279, 11.90, 215, 503, 567, 12.415, 13.90, 718, 806,
15.408, 16.394, 563, 17.285, 19.152.
79. Trojan phalanxes “spread” (προχέομαι) through a bridge built by Apollo to cross the Achaean ditch
and then push over the breach “in battalions” (φαλαγγηδόν, Hom. Il. 15.360). The most likely explanation for
this is that the contingents did not keep an ordered formation, trying to cross a narrow pass, and then spread to
avoid getting crammed on the bridge.
and they present similar features. Hesiod describes the Titans “strengthen-
ing” their phalanxes (ἐκαρτύναντο φάλαγγας, Theog. 676), while Phobos and
Deimos “push the dense formations of warriors” (ἀνδρῶν πυκινὰς κλονέουσι
φάλαγγας, Theog. 935); in Tyrtaeus, the brave warrior can make the “fierce
phalanxes of enemies” withdraw (δυσμενέων ἀνδρῶν ἔτρεψε φάλαγγας
τρηχείας, 12.21), while in Mimnermus an anonymous warrior again “pushes
the dense phalanxes” (πυκινὰς κλονέοντα φάλαγγας, 14.3). Mimnermus is
strikingly referring here to phalanxes of cavalrymen, something absolutely
new, but apart from this fact, these few occurrences show the same features
detected in Homer: the term is always in the plural, and the related verbs
emphasize mobility and scattered units.
As a result, the term phalanx is used in poetry in a general, nontechnical,
sense: it is not connected with any specific contingent or any specific tactical
disposition, but represents a generic way to refer to the groups of troops or
units. This is naturally no surprise, since poetic language tends to be meta-
phorical, in contrast with the language of prose (in a permanent search for
conceptual clarity), but it needs to be emphasized. Furthermore, the actual
uses of the term seem to have nothing to do with our previous definition of
a Classical phalanx: against a coherent and cohesive unit, we find scattered
and independent contingents; against an ordered formation in several ranks,
we find units moving at their will, creating an irregular front according to the
changing circumstances of the battle; against the slowness and alleged rigidity
of the Classical phalanx, we find highly mobile units going back and forth on
their own initiative. As I am arguing here, Archaic phalanges refer to a differ-
ent concept than Xenophon’s phalanx, which belongs to the Classical period.
a new one: in the singular form to denote a unity, referring primarily to the
Greek heavy infantry, the phalanx will be described as a wide longitudinal
front with a variable depth in columns; soldiers seem to be posted in exact
positions, making up the long and shallow rectangle of the classical phalanx.
Most of these elements can be detected in Herodotus’ (although in an incipi-
ent form) and Thucydides’ accounts, but hardly earlier.
Literary evidence thus points consistently to the Classical period for the
consolidation of the notions of “hoplite” and “phalanx”; they certainly denote
military realities of the Classical period. As a result, they should be used with
caution to refer to periods other than Classical Greece. 80 This means that,
for the sake of metholodogical and conceptual accuracy, we should be fairly
certain that Archaic heavy-armed warriors truly resemble classical hoplites in
order to call them “hoplites,” and that Archaic military formations resemble
the classical phalanx in order to call them “phalanx.” 81 And I think this is
hardly the case.
In the past decades, several scholars have analyzed the frequent testimonies
of mass combat in Archaic poetry. 82 The result is a fairly well-established
consensus on the existence of mass combat in Homer. “All mass infantry for-
mations,” however, “do not signify a phalanx in its classical Greek sense”; 83
indeed, the view has been put forward recently 84 that the phalanx, contrary to
the previous belief that it was introduced around 700–650, developed gradu-
ally to consolidate during the early Classical period. Despite recent attempts
to “reinstate” the phalanx and the hoplite to their previous Archaic origins, 85
the theory is appealing and compelling, presenting an entirely new picture
for Archaic Greek land warfare: masses carrying the weight of the fight, not
deployed in a regular or ordered disposition but scattered in different units and
open spaces, leaving room for autonomy, freedom, and mobility. 86
As shown here, the term phalanx is present in Archaic Greek literature, but
the classical concept elaborated by Xenophon is apparently not: there are no
references to the verb tassô or related words; there is no specific vocabulary
80. As Snodgrass (1964, 204), Foxhall (1997, 131), and Wheeler (1991, 127) suggest.
81. The so-called “lexical method,” “the principle that if a culture doesn’t have a word for a thing, then it
does not recognise that thing’s existence” in Richard Gaskin’s words (1990, 3), advocated by Bruno Snell and
Eric Dodds among others, has been critiziced recently, most notably by Hugh Lloyd-Jones (1983, passim) and
Gaskin himself (1990, 3–6). I am not an advocate of the “lexical method” myself, and I understand and share
Gaskin’s arguments to a great extent, but the mere existence of a scholarly controversy about the matter sug-
gests that some kind of connection between a concept and the reality it denotes (especially if it is a material or
physical reality, as this paper explores, and not an abstract idea) seems indeed plausible. Intellectual or literary
conceptualization cannot be utterly dissociated from reality itself, and some kind of mutual interaction must
be allowed, as suggested here. Besides, my main concern is not about the ancient Greek conceptualization of
“hoplite” and “phalanx,” but about the implications of the modern concepts and uses in our understanding of
Archaic and Classical Greek warfare.
82. Latacz 1977; Pritchett 1985; Singor 1991; Raaflaub 2005 and 2008. Van Wees (1986, 1988, 1994a,
1994b, and 2000), in contrast, does not agree with the idea of an “Archaic phalanx.”
83. Wheeler 1991, 127.
84. See Van Wees 2000, 2004, and 2007, 292; Wheeler 1991, 129–31 and 2007; Krentz 2007, 79–80.
85. Schwartz 2009. This particular work returns to deterministic arguments to reply to Krentz and van
Wees, quite unpersuasively in my opinion (Echeverría 2011). For a detailed discussion on determinism and the
phalanx, with relevant bibliography, see Echeverría 2008.
86. Van Wees 1986, 1988, 1994a, 1994b, 1997, and 2004. The discussion is too long and complex to be
reproduced within the limited framework of this paper, and I refer therefore to the relevant bibliography for
further details.
Complutense University
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