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ECONOMICS AND SOCIAL BEHAVIOR

Do People Mean What They Say?


Implications for Subjective Survey Data
By MARIANNE BERTRAND AND SENDHIL MULLAINATHAN*

Many surveys contain a wealth of subjec- I. Evidence on Subjective Questions


tive questions that are at first glance rather
exciting. Examples include: “How important A. Cognitive Problems
is leisure time to you?”; “How satisfied are
you with yourself?”; or “How satisfied are We begin by summarizing the experimental
you with your work?” Yet despite easy avail- evidence on how cognitive factors affect the
ability, this is one data source that econo- way people answer survey questions.1 A set of
mists rarely use. In fact, the unwillingness to experiments has shown that simple manipula-
rely on such questions marks an important tions can affect how people process and interpret
divide between economists and other social questions. One first interesting manipulation
scientists. comes from the ordering of questions: whether
This neglect does not come from disinter- question X is preceded by question Y or vice
est. Most economists would probably agree versa can substantially affect answers. One rea-
that the variables these questions attempt to son for this ordering effect is that people at-
uncover are interesting and important; but tempt to provide answers consistent with the
they doubt whether these questions elicit ones they have already given in the survey. A
meaningful answers. These doubts are, how- second issue is that prior questions may elicit
ever, based on a priori skepticism rather than certain memories or attitudes, which then influ-
on evidence. This ignores a large body of ence later answers. In a striking study, respon-
experimental and empirical work that has in- dents were asked two happiness questions:
vestigated the meaningfulness of answers to “How happy are you with life in general?” and
these questions. Our primary objective in this “How often do you normally go out on a date?”
paper is to summarize this literature for an When the dating question came first, the an-
audience of economists, thereby turning a swers to both were highly correlated, but when
vague implicit distrust into an explicit posi- it came second, they were basically uncorre-
tion grounded in facts. Having summarized lated. Apparently, the dating question induced
the findings, we integrate them into a people to focus on one aspect of their life, an
measurement-error framework so as to under- aspect that had undue effects on their subse-
stand what they imply for empirical research quent answer.
relying on subjective data. Finally, in order to Another cognitive effect is the importance of
calibrate the extent of the measurement-error question wording. In one classic example, re-
problem, we perform some simple empirical searchers compared responses to two questions:
work using specific subjective questions. “Do you think the United States should forbid
public speeches against democracy?” and “Do

1
* Bertrand: Graduate School of Business, University of Due to space constraints, we will just mention two
Chicago, 1101 East 58th Street, Chicago, IL 60637, NBER, books that are good sources for reviews of the experimental
and CEPR; Mullainathan: Department of Economics, Mas- evidence: Judith M. Tanur (1992) and Seymour Sudman et
sachusetts Institute of Technology, 50 Memorial Drive, al. (1996). A fuller list of references is available in the full
Cambridge, MA 02173, and NBER. version of this paper (Bertrand and Mullainathan, 2000).
67
68 AEA PAPERS AND PROCEEDINGS MAY 2001

you think that the United States should allow play a large role in shaping answers to subjec-
public speeches against democracy?” While tive questioning. Respondents want to avoid
more than half of the respondents stated that looking bad in front of the interviewer. A fa-
yes, public speeches should be “forbidden,” mous example is that roughly 25 percent of
three-quarters answered that no, public nonvoters report having voted immediately af-
speeches should not be “allowed.” Evidence of ter an election. This overreporting is strongest
such wording effects are extremely common. among those who value norms of political par-
Cognitive problems also arise due to the ticipation the most and those who originally
scales presented to people. In an experiment, intended on voting. Other studies have noted
German respondents were asked how many that if one adds to a voting question a qualifier
hours of television they were watching per that “Many people do not vote because some-
day. Half of the respondents were given a thing unexpectedly arose ... ,” the discrepancy
scale that began with ⱕ30 minutes and then rate between self-reported voting and actual
proceeded in half-hour increments ending voting drops.
with 4.5⫹ hours. The other respondents were Another example can be found in the self-
given the same scale except the first five reporting of racial attitude. Much evidence sug-
answers were compressed so that it began gests that people are unwilling to report
with ⱕ2.5 hours. Only 16 percent of the re- prejudice. For example, reported prejudice in-
spondents given the first set of response al- creases when respondents believe they are being
ternatives reported watching more than 2.5 psychologically monitored for truth-telling and
hours of TV per day, but 32 percent of the decreases when the survey is administered by a
respondents given the second set of response black person.
alternatives reported watching more than 2.5
hours of TV per day. Respondents thus appear C. Non-Attitudes, Wrong Attitudes,
to be inferring “normal” TV viewing from the and Soft Attitudes
scale. The first scale, with a finer partition in
the 0 –2 hours range, suggests to subjects that Perhaps the most devastating problem with
this amount of TV-viewing is common. In fact, subjective questions, however, is the possibility
stating that the survey’s purpose is to estimate the that attitudes may not “exist” in a coherent
amount of TV-viewing greatly diminishes the form. A first indication of such problems is that
scale effect. measured attitudes are quite unstable over time.
An even more fundamental problem is that For example, in two surveys spaced a few
respondents may make little mental effort in months apart, the same subjects were asked
answering the question, such as by not attempt- about their views on government spending.
ing to recall all the relevant information or by Amazingly, 55 percent of the subjects reported
not reading through the whole list of alternative different answers. Such low correlations at high
responses. As a consequence, the ordering of frequencies are quite representative.
response alternatives provided matters, since Part of the problem comes from respondents’
subjects may simply pick the first or last avail- reluctance to admit lack of an attitude. Simply
able alternatives in a list. In the General Social because the surveyor is asking the question,
Survey, for example, respondents are asked to list respondents believe that they should have an
the most and least desirable qualities that a child opinion about it. For example, researchers have
may have out of a list of 13 qualities. Researchers shown that large minorities would respond to
surveyed people and gave them this list in either questions about obscure or even fictitious is-
the GSS order or in reverse order. They found that sues, such as providing opinions on countries
subjects would rate the first or last listed qualities, that do not exist.
whatever they were, as most important. A second, more profound, problem is that
people may often be wrong about their “atti-
B. Social Desirability tudes.” People may not really be good at fore-
casting their behavior or understanding why
Beyond purely cognitive issues, the social they did what they did. In a well-known exper-
nature of the survey procedure also appears to iment, subjects are placed in a room where two
VOL. 91 NO. 2 ECONOMICS AND SOCIAL BEHAVIOR 69

ropes are hanging from the ceiling and are asked vidual. For example, the misreporting of vot-
to tie the two ropes together. The two ropes are ing is higher in certain demographic groups
sufficiently far apart than one cannot merely (e.g., those who place more social value on
grab one by the hand and then grab the other voting).
one. With no other information, few of the There are two types of analysis that can be
subjects are able to solve the problem. In a performed with subjective variables: using atti-
treatment group, the experimenter accidentally tudes to explain behavior or explaining attitudes
bumps into one of the ropes, setting it swinging. themselves. We will examine how mismeasure-
Many more people solve the problem in this ment affects both types of analyses. First, sup-
case: subjects now see that they can set the pose that we are interested in using self-reported
ropes swinging and grab on an upward arc. Yet attitudes to explain behavior. Specifically, sup-
when they are debriefed and asked how they pose that we estimate Y it ⫽ a ⫹ bX it ⫹ cA it ,
solved the problem, few of the subjects recog- while the true model is Y it ⫽ ␣ ⫹ ␤ X it ⫹
nize that it was the jostling by the experimenter ␥ A *it ⫹ ␦ Z it , where i represents individuals, t
that led them to the solution. represents time, Y represents an outcome of
A final and related problem is cognitive interest, X represents observable characteristics,
dissonance. Subjects may report (and even Z represents unobservable characteristics, and
feel) attitudes that are consistent with their we assume for simplicity that Z is orthogonal to
behavior and past attitudes. In one experi- X. How will the estimated coefficient ĉ com-
ment, individuals are asked to perform a te- pare to ␥, given what we have learned about
dious task and then paid either very little or a measurement error in attitude questions?
lot for it. When asked afterwards how they White noise in the measurement of A will
liked the task, those who are paid very little produce an attenuation bias (i.e., a bias toward
report greater enjoyment. They likely reason zero). The first measurement problem listed
to themselves, “If I did not enjoy the task, above, a survey fixed effect, will produce no
why would I have done it for nothing?” bias as long as the appropriate controls (such as
Rather than admit that they should just have year- or survey-specific dummies) are included.
told the experimenter that they were leaving, The second problem, correlation with individual
they prefer to think that the task was actually characteristics X and Z, will create a bias: ĉ will
interesting. In this case, behavior shapes atti- now include both the true effect of attitude and
tudes, and not the other way around. the fact that the measurement error in A is
correlated with unobservables. Hence, assum-
ing that measurement-error problems are not
II. A Measurement-Error Perspective
dominant, subjective variables can be useful as
control variables, but care must be taken in
What do these findings imply for statistical interpreting them. The estimated coefficient
work using subjective data? We will adopt a does not only capture the effect of attitude, but
measurement-error perspective and assume also the effect of other variables that influence
that reported attitudes equal true attitudes how the attitude is self-reported. This is closely
plus some error term, A ⫽ A* ⫹ ␧. Statisti- related to the causality problem that we often
cally, we readily understand the case where ␧ encounter, even with perfectly measured
is white noise. The above evidence, however, variables.2
suggests two important ways in which the We now turn to the second type of analysis, in
measurement error in attitude questions will which we are attempting to explain attitudes them-
be more than white noise. First, the mean of selves. For example, we might ask whether high
the error term will not necessarily be zero work hours increase loneliness. Specifically,
within a survey. For example, the fact that a
survey uses “forbid” rather than “allow” in a 2
question will affect answers. Second, many of An extreme example of this occurs when the measure-
ment error is correlated with the variable of interest itself, as
the findings in the literature suggest that the is suggested by cognitive dissonance. For example, people
error term will be correlated with observable may report a lower preference for money if they are making
and unobservable characteristics of the indi- less money. This is a case of pure reverse causation.
70 AEA PAPERS AND PROCEEDINGS MAY 2001

suppose that we estimate A it ⫽ a ⫹ bX it ⫹ ␧, TABLE 1—EFFECT OF ATTITUDE QUESTIONS ON FUTURE


while the true model is A *it ⫽ ␣ ⫹ ␤ X it ⫹ ␥ Z it . OUTCOMES
In this setup, the white noise in the measure- Additional controls
ment of attitudes no longer causes bias. But the
other biases now play a much more important Question (i) (ii) (iii) (iv)
role. Specifically, the fact that measurement er- A. Dependent Variable ⫽ Log Wage:
ror is correlated with individual characteristics Value work? 0.08 0.07 0.07 0.06
will now severely bias X. For example, suppose (0.03) (0.03) (0.02) (0.02)
that we see that those from rich backgrounds Value money? 0.08 0.08 0.05 ⫺0.015
have a greater preference for money. As noted (0.02) (0.02) (0.02) (0.02)
earlier, this might simply reflect the fact that a Value steady job? 0.13 0.12 0.12 0.03
rich background affects the reporting of the (0.02) (0.02) (0.02) (0.02)
preference for money. Such a correlation could Value family? 0.07 0.06 0.03 0.003
thus be purely spurious. Notice that this prob- (0.02) (0.02) (0.02) (0.02)
lem is far more severe than in the previous Value friends? ⫺0.01 ⫺0.01 0.02 0.00
(0.02) (0.02) (0.02) (0.02)
analysis. First, the fact that an X helps predict
“attitude” means very little if it is only predict- Value leisure? 0.09 0.08 0.06 0.02
(0.02) (0.02) (0.02) (0.02)
ing the measurement error in attitude. There-
Value social ⫺0.08 ⫺0.08 ⫺0.06 ⫺0.01
fore, one cannot argue as before that simply causes? (0.02) (0.02) (0.02) (0.02)
helping to predict is a good thing, irrespective
Positive toward 0.07 0.06 0.05 ⫺0.00
of causality. Second, this is a problem that is self? (0.02) (0.02) (0.02) (0.02)
much harder to solve than an omitted-variable Reservation 0.17 0.17 0.14 ⫺0.00
bias problem. For example, it is hard to see how wage? (0.03) (0.03) (0.03) (0.02)
an instrumental variable could resolve this is- B. Dependent Variable ⫽ Stayer:
sue. One would need an instrument that affects Satisfied with 0.08 0.08 0.08 —
X but not the measurement of attitude. But the Job? (0.01) (0.01) (0.01)
above evidence tells us that X will likely affect
measurement in a causal sense. This makes it Notes: Additional controls: (i) demographics; (ii) demo-
very unlikely that such an instrument could be graphics plus family background; (iii) demographics plus
family background plus log wage in 1983; (iv) person fixed
found in most contexts. effects. Demographic characteristics include education, sex,
To summarize, interpreting the experimental and race. Family background characteristics include father’s
evidence in a measurement-error framework education, mother’s education, and family income in senior
provides two important insights. First, if the year (seven categories). “Stayer” is a dummy variable which
equals 1 if there is no job change between the second and
measurement error is small enough, subjective third follow-up. Each cell corresponds to a separate regres-
measures may be helpful as independent vari- sion. Standard errors are in parentheses. Except in column
ables in predicting outcomes, with the caveat (iv), outcomes are from the third follow-up survey, and
that the coefficients must be interpreted with attitudes are from the second follow-up. Column (iv) report
care. Second, subjective variables cannot rea- panel regressions on all available survey periods. The re-
gressions in column (iv) also include survey fixed effects.
sonably be used as dependent variables, given
that the measurement error likely correlates
in a very causal way with the explanatory
variables.
To assess this, we turn to the “High School
and Beyond” Senior Sample, which surveyed
III. How Much Noise Is There?
seniors in school in 1980 and then followed
them every two years until 1986. This sample
This leaves the important quantitative ques- provides us with a set of subjective and objec-
tion: How much white noise error is there in the tive variables in each of these waves.
subjective questions we might be interested in? In the first eight rows of Table 1, we correlate
Can we in fact gain anything by adding re- answers to a set of attitude variables with future
sponses to subjective questions to our econo- income (thereby removing mechanical correla-
metric models? tions with current income). Each cell in the
VOL. 91 NO. 2 ECONOMICS AND SOCIAL BEHAVIOR 71

table corresponds to a separate regression. The higher reservation wage today likely to earn
dependent variable is log(salary) in 1985. In more in the future? We see a very strong rela-
column (i), we add as controls the sex, race, and tionship between reservation wage and future
educational attainment of the respondent. An- income, even after controlling for the individu-
swers to the subjective questions clearly help al’s education, sex, and race. This holds true
predict individual income. The set of correla- even if we add controls for family background
tions is very intuitive. People who value money [column (ii)] or family background and cur-
or a steady job more earn more. People who rent income [column (iii)]. However, changes
value social goals such as correcting inequali- in reported reservation wages do not help
ties around them earn less. People who have a predict changes in income [column (iv)]. In
positive attitude toward themselves earn more. summary, answers to reservation-wage ques-
Maybe somewhat intriguing, we find that tions do appear to capture some unobserved
people who care about their family earn sub- individual characteristics and might be worth
stantially more. Even more intriguing, people including when trying to predict individual in-
who value leisure time also earn more. The come. Changes in reported reservation wages,
second row shows that respondents’ attitudes do however, provide no information about changes
not simply proxy for objective family back- in income.
ground characteristics. Controlling for parents’ Finally, in the last row, we ask whether an-
education and family income in the senior year swers to job-satisfaction questions help predict
does not weaken the predictive power of the future job turnover. Again, we find that people’s
attitude variables. In column (iii), we show that self-reported satisfaction with their job “as a
attitude questions stay predictive of future in- whole” is a strong predictor of the probability of
come even after one controls for current indi- changing jobs in the future.3
vidual income.
As a whole, these results suggest that noise IV. Conclusion
does not dominate the measurement of these
subjective questions. Attitudes actually predict Four main messages emerge from this dis-
income even beyond past income and back- cussion. First, a large experimental literature
ground characteristics. Of course, we are not by and large supports economists’ skepticism
arguing for causality, merely that attitude vari- of subjective questions. Second, put in an
ables add explanatory power. econometric framework, these findings cast
Finally, one might wonder to what extent serious doubts on attempts to use subjective
these variables are conveying any information data as dependent variables, because the mea-
beyond fixed individual characteristics. In surement error appears to correlate with a
column (iv), we exploit the panel nature of the large set of characteristics and behaviors. For
High School and Beyond survey. We rerun example, a drop in reported racism over time
the standard regressions with lagged attitude may simply reflect an increased reluctance to
measures but also add person fixed effects. report racism. Since many of the interesting
Most of the effects previously discussed dis- applications would likely use these data as
appear, except for the importance of work and dependent variables, this is a rather pessimis-
the importance of having a steady job (which tic conclusion. Third, and on a brighter note,
are now marginally significant). It therefore these data may be useful as explanatory vari-
does not appear that changes in attitudes have ables. One must, however, take care in inter-
as much predictive power as attitudes them- preting the results since the findings may not
selves. Thus, while these attitude questions be causal. Finally, our empirical work sug-
are helpful in explaining fixed differences gests that subjective variables are useful in
between individuals, changes in reported at- practice for explaining differences in behavior
titudes are not helpful in explaining changes
in outcomes.
In row 9 we investigate whether answers to 3
In this case, we are not able to study a fixed-effect
reservation-wage questions are correlated with model, as the job-satisfaction question was only asked in the
future income. Are individuals who report a second and third follow-up of the data.
72 AEA PAPERS AND PROCEEDINGS MAY 2001

across individuals. Changes in answers to these University of Chicago, 2000.


questions, however, do not appear useful in Sudman, Seymour; Bradburn, Norman M. and
explaining changes in behavior. Schwarz, Norbert. Thinking about questions:
The application of cognitive processes to sur-
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