Professional Documents
Culture Documents
BS en 1993-1-9 PD 6695-2 Recommendations For The Design of Bridges To BSEN1993
BS en 1993-1-9 PD 6695-2 Recommendations For The Design of Bridges To BSEN1993
"##$%&'('))*
Incorporating
Corrigendum No. 1
A;BC<D=!"!EFAG=>H
+,-.//,01234.05"6.7"
38,"1,5490".6":7419,5"3."
;<"=>"?$$@
!"#$%&%''&'%(#$)&'*'
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
I:J458409"201"-.KL74983"406.7/234.0
1<=#4" #>?@ABCD<E#F?EC>=#GCH@IJA=G#CF#E<CH#G?>KL=FE#CFGC>JE=H#M<=F#E<=#
G?>KL=FE#MJH#IJHE#CHHK=G&#
N#4" #O'%'#
"4+ $PQ#'#RQ'#S#$P*'#%
1<=#T?II?MCFD#4" #B=T=B=F>=H#B=IJE=#E?#E<=#M?BU#?F#E<CH#HEJFGJBGV
!?LLCEE==#B=T=B=F>=#4WRORW%'
I:J4-234.0"8453.7L
XCBHE#@KYICH<=G#ZKIA#O''Q
M/,01/,035"455I,1"540-,"KI:J4-234.0
F.03,035
X?B=M?BG
? ">?@=### !
' +?BLJEC]=#B=T=B=F>=H# !
@ 1=BLH#JFG#G=TCFCEC?FH###!
P /I?YJI#JFJIAHCH###"
% +?F[GCL=FHC?FJI#HI=FG=BF=HH#T?B#Y=JL#H=DL=FEH#Y=EM==F#
=TT=>EC]=#IJE=BJI#B=HEBJCFEH####
# +?F[GCL=FHC?FJI#HI=FG=BF=HH#T?B#Y=JLH#MCE<?KE#CFE=BL=GCJE=#
B=HEBJCFEH#Y=EM==F#HK@@?BE#@?HCEC?FH# $
Q +?F[GCL=FHC?FJI#HI=FG=BF=HH#T?B#>JFECI=]=B#Y=JLH#MCE<?KE#
CFE=BL=GCJE=#IJE=BJI#B=HEBJCFEH## !%
* +?F[GCL=FHC?FJI#HI=FG=BF=HH#T?B#Y=JLH#MCE<#CFE=BL=GCJE=#
E?BHC?FJI#B=HEBJCFEH## !"
$ "CL@ICTC=G#L=E<?G#T?B#]=BCTC>JEC?F#?T#IJE=BJI#YK>UICFD#?T#EBKHH#
><?BGH#JFG#TIJFD=H CF#>?L@B=HHC?F## !$
?) 6=HEBJCFEH#JE#HK@@?BEH#^#=TT=>EH#GK=#E?#B=HEBJCFE#?T LJCF#
Y=JLH## !&
?? FE=BL=GCJE=#B=HEBJCFEH#^#=TT=>EH#GK=#E?#B=HEBJCFE#?T#LJCF#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
Y=JLH## "'
?' 4K>UICFD#B=HCHEJF>=#?T#@IJE=H#MCE<#?KE#?T @IJF=#I?JGCFD# "$
?@ 6=HCHEJF>=#?T#L=LY=BH#MCE<#TIJFD=H#>KB]=G#?KE#?T#@IJF= "(
?P :=HCDF#?T#TIJFD=H#JFG#M=YH#MCE<#IJBD=#?@=FCFDH #!
?% :=HCDF ?T CFE=BL=GCJE=#EBJFH]=BH=#M=Y HECTT=F=BH #!
?# :=HCDF#?T#Y=JBCFD#HECTT=F=BH####"
?Q !?FF=>EC?FH#^#G=HCDF#?T#Y=JL#H@IC>=H####'
?* !?FF=>EC?FH#^#G=HCDF#?T#DKHH=E#@IJE=H####$
?$ 4?IE=G#>?FF=>EC?FH## #&
') 0=IG=G#>?FF=>EC?FH# #&
'? !B?HH#Y=JLH#JFG#?E<=B#EBJFH]=BH=#L=LY=BH#CF#TIJFD=H )%
'' "<J@= ICLCEJEC?FH#T?B#HECTT=F=B#?KEHEJFGH## )!
'@ 4?_#DCBG=BH#^#E<=#=TT=>EH#?T#E?BHC?F#JFG#GCHE?BEC?F# )#
'P 4?_#DCBG=BH#^#E<=#G=HCDF#?T @IJE=G#GCJ@<BJDLH# '!
'% 4?_#DCBG=BH#^#E<=#G=HCDF#?T CFE=BFJI#>B?HH#TBJL=H## &#
'# 0=Y#YB=JE<CFD &'
4CYIC?DBJ@<A &*
B453".6"649I7,5
XCDKB=#%#^#"I=FG=BF=HH#TJ>E?B#T?B#]JBCJEC?F#CF#Y=FGCFD#L?L=FE###*
XCDKB=#O#^#5TT=>EC]=#I=FDE<#@JBJL=E=B#+T#^#=TT=>E#?T#B?EJEC?FJI#=FG#
B=HEBJCFE###(
XCDKB=#)#^#5TT=>EC]=#I=FDE<#@JBJL=E=B#T?B#Y=JLH#MCE<#GCH>B=E=#E?BHC?FJI#
B=HEBJCFEH !'
XCDKB=#*#^#6?EJEC?FH#?T#@JCB=G#Y=JLH#HKY`=>E#E?#KFCE#E?BaK=H###!'
XCDKB=#R#^#6=HEBJCFE#T?B>=H#^#>?FECFK?KH#Y=JLH## ""
XCDKB=#S#^#6=HEBJCFE#?T#>?L@B=HHC?F#TIJFD=#YA#3[TBJL=H#?B G=>U#?B#=FG#
E?BHC?FJI#B=HEBJCFE "#
XCDKB=#P#^#/KHH=E#@IJE=H####&
XCDKB=#Q#^#0=IGH#MCE<#@J>UCFDH####(
XCDKB=#$#^#+?EJEC?F#T?B#JFDI=H#JFG E==H###)"
XCDKB=#%'#^#:CHEBCYKEC?F#?T#E?BHC?FJI#MJB@CFD#HEB=HH=H###))
XCDKB=#%%#^#;?FDCEKGCFJI#HEB=HH=H#GK=#E?#GCHE?BEC?FJI#MJB@CFD# )*
XCDKB=#%O#^#"AHE=L#?T#GCJD?FJI T?B>=H )&
N#4" #O'%' \ C
-:#SS$R[OVO''Q
<I//27L".6"K29,5
1<CH#G?>KL=FE#>?L@BCH=H#J#TB?FE#>?]=Bb#JF#CFHCG=#TB?FE#>?]=Bb#
@JD=H C E? C]b#@JD=H#%#E?#QSb#JF#CFHCG=#YJ>U#>?]=B#JFG#J#YJ>U#>?]=B&
CC \ N#4" #O'%'
-:#SS$R[OVO''Q
R.7,S.71
I:J458409"406.7/234.0
1<CH#-KYICH<=G#:?>KL=FE#CH#@KYICH<=G#YA#4" #JFG#>JL=#CFE?#=TT=>E#
?F#)%#ZKIA#O''Q&# E#MJH#@B=@JB=G#YA#1=><FC>JI#!?LLCEE==#4WRORW%'b#
./ 0123b#0?BUCFD#/B?K@#)	#ICHE ?T#?BDJFCdJEC?FH#B=@B=H=FE=G#?F#E<CH#
>?LLCEE==#>JF#Y=#?YEJCF=G#?F#B=aK=HE#E?#CEH#H=>B=EJBA&
+,J234.0584K"S438".38,7"KI:J4-234.05
1<CH#-KYICH<=G#:?>KL=FE DC]=H#B=>?LL=FG=G#eF?F[>?FEBJGC>E?BA#
>?L@ICL=FEJBA#CFT?BLJEC?Ff#g+!! h#E<JE#LJA#Y=#?T#JHHCHEJF>=#CF#E<=#
G=HCDF#?T#HE==I#?B#HE==IW>?F>B=E=#YBCGD=H#E?#4"#5+#%$$)#JFG#
4"#5+#%$$*&
C06.7/234.0"2:.I3"3845"1.-I/,03
1<=#G?>KL=FE#<JH#GBJMF#K@?F#LJE=BCJI#>?FEJCF=G#CF#4"#R*''[)VO'''b#
CF#@JBEC>KIJB#K@?F#E<=#BKI=H#E<JE#G? F?E#<J]=#J#HCLCIJB#G=EJCI=G#EB=JEL=FE#
CF#4"#5+#%$$)<=#DKCGJF>=#LJE=BCJIH#JB=#@BCLJBCIA#F=M#JH@=>EH#?T#
YBCGD=#G=HCDF#F?E#JG=aKJE=IA#>?]=B=G#CF#4"#5+#%$$)#JFG#<J]=#Y==F#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
@B=H=FE=G#CF#J#T?BLJE#E<JE#H<?KIG#TJ>CICEJE=#CEH#>?L@I=L=FEJBA#KH=#MCE<#
E<=#BKI=H#CF#4"#5+#%$$)&#+?E<CFD#CF#E<CH#G?>KL=FE#H<?KIG#Y=#KH=G#CF#
JFA#MJA#E<JE#>?FEBJGC>EH#E<=#@BCF>C@I=H#?B#J@@IC>JEC?F#BKI=H#?T#
5KB?>?G=H&#
X?B#DKCGJF>=#?F#TJECDK=#JFG#E<B?KD<#E<C>UF=HH#@B?@=BEC=H#?T#HE==I#E<=#
G=HCDF=BH#H<?KIG#>?FHKIE#E<=#B=I=]JFE#HEJFGJBGH#JFG#E<=#J>>?L@JFACFD#
+JEC?FJI#9FF=_&
1<=#HEJBE#JFG#TCFCH<#?T#E=_E#CFEB?GK>=G#?B#JIE=B=G#YA#
PQ
!?BBCD=FGKL#+?&#%#CH#CFGC>JE=G#CF#E<=#E=_E#YA#EJDH#############&
F.0372-3I2J"201"J,92J"-.0541,7234.05
1<CH#@KYIC>JEC?F#G?=H#F?E#@KB@?BE#E?#CF>IKG=#JII#E<=#F=>=HHJBA#@B?]CHC?FH#
?T#J#>?FEBJ>EH=BH#JB=#B=H@?FHCYI=#T?B#CEH#>?BB=>E#J@@IC>JEC?F&
H845" I:J458,1"!.-I/,03"45"0.3"3.":,"7,9271,1"25"2";743458"
<3201271N
C] \ N#4" #O'%'
-:#SS$R[OVO''Q
45 3678126029 :2/8;29<692=;6:98>+
-:#SS$R[OVO''Q
? <-.K,"
1<CH#-KYICH<=G#:?>KL=FE >?FEJCFH#F?F#>?FEBJGC>E?BA#>?L@I=L=FEJBA#
CFT?BLJEC?F#JFG JGGCEC?FJI#DKCGJF>=#T?B#KH=#CF#E<=#3i#MCE<#
4"#5+#%$$)[Ob#4"#5+#%$$)[%[Rb#4"#5+#%$$)[%[Pb 4"#5+#%$$)[%[Q#JFG#
E<=CB#3i#+JEC?FJI#9FF=_=H#CF#E<=#G=HCDF#?T#>?L@?F=FEH#?T#HE==I#YBCGD=H&#
1<CH#G?>KL=FE#?FIA#>?]=BH#YBCGD=H#M<C><#JB=#=_=>KE=G#CF#J>>?BGJF>=#
MCE<#4"#5+#%'$'[O&#
1<=#CFT?BLJEC?F#CF#E<CH#G?>KL=FE#B=IJE=H#?FIA#E? HEJEC>#G=HCDF#?T HE==I#
YBCGD=H#>?]=BCFD#HI=FG=BF=HH#@JBJL=E=BHb#YK>UICFD#JFG#Y=FGCFD#
B=HCHEJF>=#?T GCJ@<BJDLHb#YBCGD=#B=HEBJCFEH#JFG#J#T=M#?E<=B#H=I=>E=G#
E?@C>H&# F#H?L=#>CB>KLHEJF>=H#CE#LJA#JIH?#Y=#J@@B?@BCJE=#E?#E<=#HE==I#
=I=L=FEH#?T#>?L@?HCE=#YBCGD=H#YKE#HK><#KH=#F==GH#E?#EJU=#TKII#J>>?KFE#
?T#4"#5+#%$$*&
1<CH#-KYICH<=G#:?>KL=FE#G?=H#F?E#>?]=B#E<=#G=EJCICFD#?T#>?L@?F=FEH#
T?B#H=CHLC>#G=HCDF#?B#E<=#G=HCDF#?T @JBJ@=EHb#HJT=EA T=F>=H#JFG ?E<=B#
JF>CIIJBA#CE=LH&# E#JIH?#G?=H#F?E#TKIIA#>?]=B#>JYI=[HK@@?BE=G#YBCGD=H#CF#
B=H@=>E#?T#HEB=FDE<#JFG#HECTTF=HH#?T#>JYI=Hb#E=HECFDb#=E>&b#T?B#M<C><#
G=HCDF=BH#>JF#B=T=B#E?#4"#5+#%$$)[%[%%&#/KCGJF>= ?F#TJECDK=#JFG#YBCEEI=#
TBJ>EKB=#B=HCHEJF>=#?F#E<=H=#>JF#Y= ?YEJCF=G#TB?L#-:#SS$R[%[$#JFG#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
-:#SS$R[%[%'#B=H@=>EC]=IA&
' >.7/234T,"7,6,7,0-,5
1<=#T?II?MCFD#B=T=B=F>=G#G?>KL=FEH#JB=#CFGCH@=FHJYI=#T?B#E<=#
J@@IC>JEC?F&#X?B#GJE=G#B=T=B=F>=Hb#?FIA#E<=#=GCEC?F#>CE=G#J@@IC=H&#X?B#
KFGJE=G#B=T=B=F>=Hb#E<=#IJE=HE#=GCEC?F#?T#E<=#B=T=B=F>=G#G?>KL=FE#
gCF>IKGCFD#JFA#JL=FGL=FEHh#J@@IC=H&
4"#5+#%'$'[Ob#?@2AB; C>6C=63;22963;/BA;B/2368>0689BD > BD6
3;/BA;B/236E6F8/;6"G642A5> A896/2HB /2D2>;36=C/63;22963;/BA;B/23
4"#5+#%$$'b#?B/CAC026E6.83 36C= 3;/BA;B/896023 1>
4"#5+#%$$)[%[%VO''Rb#?B/CAC026#6E6I23 1>6C=63;22963;/BA;B/236E6
F8/;6!J!G6K2>2/896/B923 8>06/B9236=C/6:B 90 >13
4"#5+#%$$)[%[RVO''Sb#?B/CAC026#6E6I23 1>6C=63;22963;/BA;B/236E6
F8/;6!L'G6F98;2063;/BA;B/89 292D2>;3
4"#5+#%$$)[%[Pb#?B/CAC026#6E6I23 1> C=63;22963;/BA;B/236E6
F8/;6!L$G6F98;2063;/BA;B/23 3B:M2A;6;C6CB;6C=6798>269C80 >1
4"#5+#%$$)[%[QVO''Rb#?B/CAC026#6E6I23 1>6C=63;22963;/BA;B/236E6
F8/;6!L&G6I23 1>6C= MC >;3
4"#5+#%$$)[OVO''Sb#?B/CAC026#6E6I23 1> C=63;22963;/BA;B/236E6
F8/; "G6-;2296:/ 0123
@ H,7/5"201"1,640434.05
X?B#E<=#@KB@?H=H#?T#E<CH#-KYICH<=G#:?>KL=FEb#E<=#E=BLH#JFG#G=TCFCEC?FH#
DC]=F#CF#4"#5+#%$$'#J@@IA&
N#4" #O'%' \ %
-:#SS$R[OVO''Q
P UJ.:2J"202JL545
PN? U,0,72J
1<CH#-KYICH<=G#:?>KL=FE#DC]=H#DKCGJF>=#E?#>?L@I=L=FE#E<=#
B=aKCB=L=FEH#?T#4"#5+#%$$)[O#T?B#DI?YJI#JFJIAHCH#MCE<#B=H@=>E#E?#E<=#
L?G=IICFD#?T#`?CFEH#JFG#CL@=BT=>EC?FH&#/KCGJF>= ?F#JFJIAHCH#T?B#TJECDK=#
CH#DC]=F#CF#-:#SS$R[%[$&
PN' V.403"/.1,JJ409
"=LC[BCDCG#`?CFEH#H<?KIG#F?E#Y=#KH=G#T?B#YBCGD=H#E<JE JB=#HKY`=>E=G#E?
>A>IC>#I?JGCFDH&
PN@ H7I55"-.00,-34.05
1<=#DI?YJI#I?JG#=TT=>EH#T?B#EBKHH=H#H<?KIG#Y=#>JI>KIJE=G#CF#J>>?BGJF>=#
MCE<#=IJHEC>#E<=?BAb#YJH=G#?F#E<=#JHHKL@EC?F#E<JE JII#L=LY=BH#JB=#
HEBJCD<Eb#JFGb#@B?]CGCFD#`?CFEH#JB=#F?E#H=LC[>?FECFK?KH#JH#G=TCF=G#CF#
4"#5+#%$$)[%[QVO''Rb#!IJKH= %b#E<JE#=CE<=BV
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
Jh JII#L=LY=BH#JB=#@CF#`?CFE=G#JFG#=J><#`?CFE#IC=H#JE#E<=#CFE=BH=>EC?F#
?T#E<=#>=FEB?CGJI#J_=H#?T E<= B=I=]JFE#L=LY=BH#JFG#JII I?JGHb#
CF>IKGCFD#E<=#H=IT[M=CD<E#?T#L=LY=BHb#JB=#J@@IC=G#JE#E<=#`?CFEH(#?B
Yh E<=#`?CFEH#JB=#HECTT&
0<=F#>?FHCG=BCFD#E<=#ICLCE#HEJE=#?T#H=B]C>=JYCICEAb#=CE<=B#L=E<?G#Yh#
H<?KIG#Y=#KH=Gb#?B#L=E<?G#Jhb#L?GCTC=G#YA#E<=#CF>IKHC?F#?T#TI=_KBJI#
HEB=HH=H#GK=#E?#J_CJI#G=T?BLJEC?Fb H=IT[M=CD<E#?T#E<=#L=LY=BH#JFG#E<=#
HECTTF=HH#?T#`?CFEH&# Tb#JE#J#`?CFEb#E<=#>=FEB?CGJI#J_=H#?T#E<=#JG`J>=FE#
L=LY=BH#G?#F?E#L==E#JE#J#HCFDI=#@?CFEb#E<=#B=HKIECFD#TI=_KBJI#HEB=HH=H#CF#
E<=#L=LY=BH#H<?KIG#Y=#EJU=F#CFE?#J>>?KFE&
X?B#L=LY=BH#MCE<#I?JGH#F?E#J@@IC=G#JE EBKHH#`?CFEHb#J>>?KFE#H<?KIG#Y=
EJU=F#?T#E<=#T?II?MCFDV
Jh E<=#B=HKIECFD#HEB=HH=H#M<=F#J#I?JG#CH#J@@IC=G#E?#J#L=LY=B#CF#E<=#
@IJF=#?T#J#EBKHH#?E<=B#E<JF#JE J `?CFE(
Yh E?BHC?F#JFG#IJE=BJI#TI=_KB=#=TT=>EH#M<=F#E<=#J@@IC=G#I?JG#CH#F?E#CF#
E<=#@IJF=#?T#E<=#EBKHH�<=B=#E<=#I?JG#CH#J@@IC=G#E? J >B?HH
L=LY=Bb#E<=#=TT=>E#?T#CFE=BJ>EC?F#Y=EM==F#E<=#>B?HH#L=LY=B#H?#
I?JG=G#JFG#E<=#EBKHH#JFG#JG`J>=FE#>B?HH#L=LY=BH#H<?KIG#Y=#EJU=F#
CFE?#J>>?KFE&
1<=#HECTTF=HH=H#CF#4"#5+#%$$)[OVO''Sb#1JYI=#:&)b#LJU=#F?#JII?MJF>=#
T?B#`?CFE#TI=_CYCICEA#CF#H=LC[>?FECFK?KH#`?CFEH#CF#3[TBJL=#>?FHEBK>EC?F&# F#
HK><#>JH=Hb#E<=#TI=_CYCICEA#?T#E<=#`?CFEH#H<?KIG#Y=#CF>IKG=G#CF#E<=#
>JI>KIJEC?F#?T#E<=#HECTTF=HH#!#CF#J>>?BGJF>=#MCE<#4"#5+#%$$)[%[Q&
"K@@I=L=FEJBA#DKCGJF>=#?F#E<=#JHH=HHL=FE#?T#TJECDK=#?T#YBCGD=H#<JH#
Y==F#DC]=F#CF#-:#SS$R[%[$&
O \ N#4" #O'%'
-:#SS$R[OVO''Q
PNP G240":,2/"5KJ4-,5"201":72-409"/,/:,7"
-.00,-34.05
"IC@#?T#Y?IEH#F==G#F?E#Y=#>?FHCG=B=G JE#LJCF#Y=JL#H@IC>=H#CF#DI?YJI
JFJIAHCHb#YKE#HIC@#JE#>?FF=>EC?FH#?T YBJ>CFD#HAHE=LH#H<?KIG Y=#
>?FHCG=B=G#CF#E<=#G=HCDF#KFI=HH#JII#>?FF=>EC?FH#JB=#!JE=D?BA#!b#CF#
J>>?BGJF>=#MCE<#4"#5+#%$$)[%[Q&
PN% C/K,76,-34.05
L@=BT=>EC?FH#CF#>?LL?F#@IJFJBCEA#?T#Y=JBCFDH#H<?KIG#Y=#JII?M=G#T?B#CF#
E<=#JFJIAHCH#?T#E?BHC?FJI#L?L=FEH#JFG#B=J>EC?FH#T?B#E?BHC?FJIIA#HECTT#
HK@=BHEBK>EKB=Hb JFG#H<?KIG#Y=#>?L@JECYI=#MCE<#E?I=BJF>=Hb M<C><#E<=#
G=HCDF=B#H<?KIG#H@=>CTAb#JFG#E<=#>?FHEBK>EC?F#L=E<?G#JFG#H=aK=F>=#
KH=G&
0<=B=#B=HEBJCFE#T?B>=H#JB=#E?#Y=#EBJFHLCEE=G#E?#=FG#HK@@?BEH#YA#J#
>?LYCFJEC?F#?T @IJF#YBJ>CFD#JFG#GCH>B=E=#E?BHC?FJI#YBJ>CFDb#E<=#@IJF
YBJ>CFD#HAHE=L#H<?KIG#JIH?#Y=#G=HCDF=G#E?#B=HCHE#E<=#T?B>=H#N5G#CF
J>>?BGJF>=#MCE<#4"#5+#%$$)[OVO''Sb##N@NPN'W%X#TB?L#=J><#E?BHC?FJI#
B=HEBJCFE#MCE<CF#J#I=FDE<#=aKJI#E?#E<=#<JIT#MJ]=I=FDE<#?T#YK>UICFD&
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
% >.0&14/,054.02J"5J,01,70,55"6.7"
:,2/"5,9/,035":,3S,,0",66,-34T,"
J23,72J"7,53724035
%N? U,0,72J
4"#5+#%$$)[%[%#B=aKCB=H#E<JE#J#B=GK>EC?F#TJ>E?B#gG;1h#Y=#J@@IC=G#E?#E<=#
L?L=FE#B=HCHEJF>=#?T#E<=#>B?HH[H=>EC?F#E? DC]=#E<=#IJE=BJI#E?BHC?FJI#
YK>UICFD#L?L=FE#B=HCHEJF>=#gOYb6Gh& G;1#CH#G=E=BLCF=G#TB?L#J#TJ>E?B#
g;1h#JFG#E<=#F?F[GCL=FHC?FJI#HI=FG=BF=HH#TJ>E?B#g p ;1 h<=#
=_@B=HHC?F#DC]=F#T?B# p ;1 CHV
PA =A
p ;1 Z (
O>B
M<=B=V
PA#=A#CH#E<=#L?L=FE#B=HCHEJF>=#T?B#E<=#H=>EC?F(
O>B#CH#E<=#=IJHEC>#>BCEC>JI#L?L=FE#T?B#IJE=BJI#E?BHC?FJI#YK>UICFD#KH=G#JH#
E<=#YJHCH#T?B#E<=#L=E<?GH#DC]=F#CF#G=HCDF#>?G=H T?B#G=E=BLCFCFD#E<=#
HI=FG=BF=HH#?T#J#H=>EC?F(
1<CH#H=>EC?F#@B=H=FEH#J#L=E<?G#T?B#G=E=BLCFCFD#p ;1 #MCE<?KE#=_@IC>CE#
G=E=BLCFJEC?F#?T#O>B#T?B#H=DL=FEH#?T#Y=JLH#E<JE#JB=#?T#KFCT?BL#H=>EC?F#
Y=EM==F#=TT=>EC]=#IJE=BJI#B=HEBJCFEH<=#L=E<?G#EJU=H#J>>?KFE#?T#
H=>EC?F#D=?L=EBA#JFG#Y=FGCFD#L?L=FE#GCHEBCYKEC?F&
1<=#L=E<?G#CH#J@@B?@BCJE=#?FIA#E?#HE==I#Y=JLH#E<JE#JB=#KFB=HEBJCF=G
?]=B#E<=#I=FDE<#?T#E<=#H=DL=FE(#C&=&#M<=B=#E<=B= CH#F?#>?FF=>EC?F#E?#J#
G=>U#?B#?E<=B#IJE=BJI#B=HEBJCFEb#=CE<=B#>?FECFK?KH#?B#GCH>B=E=b#JE#JFA#I=]=I#
CF#E<=#>B?HH[H=>EC?F#?]=B#E<=#I=FDE<#?T#E<=#H=DL=FE&
N#4" #O'%' \ )
-:#SS$R[OVO''Q
%N' <J,01,70,55
X?B#HEBJCD<E#H=DL=FEH#?T#Y=JLH#MCE<#=TT=>EC]=#IJE=BJI#B=HEBJCFEH#E?#E<=#
>?L@B=HHC?F#TIJFD=#JE#Y?E<#=FGH#?T#E<=#H=DL=FEb#E<=#]JIK=#?T#p ;1
B=aKCB=G#YA#4"#5+#%$$)[OVO''Sb##N@N'N'#LJA#Y= EJU=F#JHV
% p
p ;1 Z RSI d 3 M (
Q% p%
M<=B=V
Q% CH#J#@JBJL=E=B#G=@=FG=FE#?F#E<=#H<J@=#?T#E<=#Y=FGCFD#L?L=FE#
GCJDBJLb#HK><#E<JE#E<=#]JIK= ?T#O>B T?B#E<=#H=DL=FE#MCE<#E<=#J>EKJI#
Y=FGCFD#L?L=FE#GCJDBJL#CH =aKJI#E?#Q%#ECL=H E<JE#T?B#E<=#HJL=#H=DL=FE
MCE<#J#KFCT?BL#Y=FGCFD#L?L=FE JI?FD#CEH#TKII#I=FDE<&#cJIK=H#?T#%W Q%
JB=#DC]=F#CF#XCDKB= %CD?B?KH#JFJIAHCH#LJA#Y=#KH=G#E?#?YEJCF#Q%(
I#CH#J#@JBJL=E=B#E?#JII?M#T?B#E<=#G=HEJYCICdCFD#=TT=>E#?T#E<=#J@@IC=G#
I?JGCFD&#I Z %bO#CT#E<=#I?JG#CH#J@@IC=G#E? E<=#E?@#TIJFD=#JFG#Y?E<#E<=#
TIJFD=#JFG#E<=#I?JG#JB=#TB==#E?#L?]=#IJE=BJIIA&#,E<=BMCH=#I Z#%b'(
R#CH#J#@JBJL=E=B#G=@=FG=FE#?F E<=#H=>EC?F#D=?L=EBA&#!?FH=B]JEC]=IAb#
R6LJA Y=#EJU=F#JH#%b'#?Bb#T?B#G?KYIA#HALL=EBC>#<?E#B?II=G#H=>EC?FHb#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
R Z#'b$(
S#CH#J#@JBJL=E=B#B=IJE=G#E?#E<=#HI=FG=BF=HH#JFG#H=>EC?F#D=?L=EBAb#DC]=F#
YAV
w'bR
5 9 !
'bR
S6V " *8
% w 8 'b'RpXO JO J # #CF#M<C><V
$ %
J#Z#O8 w#%#M<=F#Tdb> q TdbE#JFG#J#Z#'bQ#gO8 w#%h#M<=F#Tdb> TdbE(
U ;T
pX#Z z (
d 5
5#CH#E<=#G=@E<#?T#E<= >B?HH[H=>EC?F(
U#CH#E<=#GCHEJF>=#Y=EM==F#@?CFEH#?T#B=HEBJCFE#E?#E<=#>?L@B=HHC?F#TIJFD=#
gE<=#I=FDE<#?T#E<=#H=DL=FEh(
;T CH#E<=#L=JF#E<C>UF=HH#?T#E<=#EM?#TIJFD=H#?T#JF# #?B#><JFF=I#H=>EC?Fb#?B
E<=#L=JF#E<C>UF=H3#?T#E<=#EJYI=#?T#J#E==b#?B#I=D#?T#JF#JFDI=#H=>EC?F(
Tdb>b#TdbE JB=#E<=#H=>?FG#L?L=FEH#?T#JB=J ?T#E<=#>?L@B=HHC?F#JFG#E=FHC?F#
TIJFD=Hb#B=H@=>EC]=IAb#JY?KE#E<=CB#j^j#J_CH(
T db>
8 Z# (
T db> T dbE
U
pd Z b#CF#M<C><V
d
* \ N#4" #O'%'
-:#SS$R[OVO''Q
%N@ =66,-34T,"7,53724035
9#GCH>B=E= IJE=BJI#B=HEBJCFEb#?B#J#@IJF#YBJ>CFD#HAHE=Lb#LJA#Y=#EJU=F#JH#
TKIIA#=TT=>EC]=#@B?]CG=G#E<JE#CE#<JH#J#HECTTF=HH#HK><#E<JE#Q6#k#U)Wg*'#?Tdb>h#
M<=B= U#JFG#Tdb>#JB=#JH#G=TCF=G#CF#%N'#JFG Q6#CH#E<=#GCH@IJ>=L=FE#?T#E<=#
B=HEBJCFE#GK=#E?#J#KFCE#T?B>=#J>ECFD#IJE=BJIIA#E?#E<=#Y=JL�<=B=#B=HEBJCFE
CH#@B?]CG=G#YA#J#@IJF#YBJ>CFD#HAHE=L#Y=EM==F#EM?#Y=JLHb#EM?#KFCE
T?B>=H#H<?KIG#Y=#J@@IC=Gb#?F=#E?#=J><#Y=JLb#CF#HK><#GCB=>EC?FH#JH#E?#DC]=#
E<=#DB=JE=HE#]JIK=#?T#Q6�<=B=#J#@IJF#YBJ>CFD#HAHE=L#B=HEBJCFH#H=]=BJI#
@?HCEC?FH#JI?FD#J#Y=JLb#E<=#GCH@IJ>=L=FE#H<?KIG#Y=#G=E=BLCF=G#B=IJEC]=#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
E?#E<=#JG`J>=FE B=HEBJCFE#@?HCEC?FH&
N#4" #O'%' \ R
-:#SS$R[OVO''Q
XCDKB=#% <J,01,70,55"62-3.7"6.7"T274234.0"40":,01409"/./,03
'== '==
,'=
=% =% ,=
=6 =
,'= =
=%=
=%= =
1
,=
=
= =
= =6
=
=
0
==
==
=
=
'6
=%
1
=
6=
=0
' '
6+=
'=
=0=
'
6=
'
=
=0
=0=
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
=1
=%
'=
'
=1
=1=
'6
'6
'
6
6=
'
=1= =
%
=
=
'
= ==
=
' %
=
=
== =
'= = = ,= ,'= '= = = ,= ,'=
Jh 9@@IC=G#I?JGCFD#HKYHEJFECJIIA#>?F>=FEBJE=G#MCE<CF#E<=# Yh 9@@IC=G#I?JGCFD#?E<=B#E<JF#T?B#Jh&
LCGGI=#TCTE<#?T#E<=#<JIT#MJ]=I=FDE<#?T#YK>UICFD&
WX4?6! 45267/CA20B/26=C/6B3 >16N 1B/26!6 36836=C99CY3G
8Z 89965C11 >16DCD2>;3635CB906:26AC>3 02/20 7C3 ; [2\
:Z ;5262>03 ]68>0 .635CB90 :26A5C32>63BA56;58;6O] 6O.6/218/092336C=63 1>\
AZ OO6 36;526D 0L378>6DCD2>;6C>6863 D79<63B77C/;20 378>62HB896;C6;526589=6Y8[292>1;56C=6:BA+9 >1J
WX4?6" ?@8D79236C=6;526B326C= N 1B/26!68/26836=C99CY3G
S \ N#4" #O'%'
-:#SS$R[OVO''Q
3'=
"398"$4 "398"$4
&37!"$ &37!"$
=O2/KJ,"?N#3H=#XCDKB=#%J& =O2/KJ,"@N#3H=#XCDKB=#%J#?B#Y&
($
'=
"398"$4
&37!"$
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
"398"$4
&37!"$
=O2/KJ,"'N#3H=#XCDKB=#%J& =O2/KJ,"PN#3H=#XCDKB=#%Y&
# >.0&14/,054.02J"5J,01,70,55"6.7"
:,2/5"S438.I3"403,7/,1423,"
7,53724035":,3S,,0"5IKK.73"K.5434.05
#N? U,0,72J
1<=#L=E<?G#?KEICF=G#CF##N'#EJU=H#J>>?KFE#?T#H=>EC?F#D=?L=EBA#JFG#
Y=FGCFD#L?L=FE#GCHEBCYKEC?F#JFG#?T#E?BHC?FJI#TI=_CYCICEA#JE#E<=#HK@@?BEH&#
F#YBCGD=Hb#KFB=HEBJCF=G#Y=JLH#JB=#KHKJIIA#T?KFG GKBCFD#E<=#
>?FHEBK>EC?F#HEJD=b#Y=T?B=#E<=#G=>U#?T#E<=#YBCGD=#<JH#Y==F#TC_=G#?B#>JHE&
#N' <J,01,70,55
X?B#J#HEBJCD<E#KFCT?BL#Y=JL#MCE<#=TT=>EC]=#IJE=BJI#JFG#E?BHC?FJI#
B=HEBJCFEH#JE#Y?E<#=FGH#?T#E<=#H@JFb#E<=#]JIK=#?T p ;1 #B=aKCB=G#YA#
4"#5+#%$$)[OVO''Sb##N@N'N'#LJA#Y=#EJU=F#JHV
% p
p ;1 Z RSI d 3 M (
Q% p%
M<=B=V
Q%b Ib#Rb#Sb#5b#;T#JB=#JH#G=TCF=G#CF#%N'& 2?M=]=B#CF E<=#G=BC]JEC?F#?T Sb#
pX#H<?KIG#Y=#G=TCF=G#JH#T?II?MHV
+U ;T
pX#Z# z (
d 5
N#4" #O'%' \ P
-:#SS$R[OVO''Q
M<=B=V
U#CH#E<=#H@JF#?T E<=#Y=JL(
;Tb 5b# d#CH#JH#G=TCF=G#CF %N'(
pd#Z +U b#CF#M<C><V
d
+#CH#JF#=TT=>EC]=#I=FDE<#@JBJL=E=Bb#DC]=F#YA##N@(
PA
3M#Z (
P@IbA
PA#CH#E<=#L?GKIKH#KH=G#E?#>JI>KIJE=#OYb6GV
T?B#!IJHH#%#JFG#O#H=>EC?FH PA Z P@IbA(
T?B#!IJHH#)#H=>EC?FH PA Z P=IbA(
T?B#!IJHH#*#H=>EC?FH PA Z P=TTbA(
?
p%#Z# b#CF#M<C><#=A#CH#E<=#AC=IG#HEB=FDE<#J@@B?@BCJE= E?#E<=#E<C>UF=HH#
=A
?T#E<=#HE==I&
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
#N@ =66,-34T,"J,0938"K272/,3,7
#N@N? Y438"2"82J6"S2T,J,0938".T,7"38,"5K20
1<=#]JIK=#?T#E<=#=TT=>EC]=#I=FDE<#@JBJL=E=B6+#CH#E<=#@B?GK>E#?T EM?#
@JBJL=E=BHV
+ Z +T+=(
M<=B=V#
+T#CH#J#@JBJL=E=B#E<JE#JII?MH#T?B#E<=#CF[@IJF=#B=HEBJCFE#?T E<=#
>?L@B=HHC?F#TIJFD=#JE#E<=#HK@@?BEH(#JFG#
+=#CH#J#@JBJL=E=B#E<JE JII?MH#T?B#E<=#E?BHC?FJI#TI=_CYCICEA#?T#E<=#B=HEBJCFEH
JE#E<=#HK@@?BEH&
1<=#@JBJL=E=B#+T#LJA#>?FH=B]JEC]=IA#Y=#EJU=F#JH#%b'#?B#J#L?B=#J>>KBJE=#
]JIK=b#JII?MCFD#T?B#E<=#G=DB==#?T#B=HEBJCFE#CF @IJFb#LJA#Y=#?YEJCF=G#TB?L#
XCDKB=#O&
Q \ N#4" #O'%'
-:#SS$R[OVO''Q
'
=%
=
=0
=1
=
=
= '= ' 6= 6
=
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
M<=B=V
+?#CH#E<=#HLJII=B#]JIK=b#JE#=CE<=B#=FGb#?T#E<=#B?EJEC?FJI HECTTF=HH E?#IJE=BJI#Y=FGCFD#
?T#E<=#>?L@B=HHC?F#TIJFD=b#GK=#E?#EBJFH]=BH=#Y=JLH#?B#YBJ>CFD#HAHE=LH(
U#CH#E<=#H@JF#?T#E<=#Y=JL(
Tdb>#CH#JH#G=TCF=G#CF##N@N'&
1<=#@JBJL=E=B6+=#CH#DC]=F#YAV
%
+ =6V6 (
*%?;TLJ_ 63 Q E ^]
%w )
& U'
P( ) S*
* d+
M<=B=V
;TLJ_#CH#E<=#LJ_CLKL#E<C>UF=HH#?T#E<=#>?L@B=HHC?F#TIJFD=#CF#E<=#H@JF(#
QE#CH#E<=#IJBD=B#B=IJEC]=#IJE=BJI#G=TI=>EC?F#JE#J#HK@@?BEb#JE#=CE<=B#=FG#?T#E<=#
H@JF#KFG=B#>?FHCG=BJEC?Fb#?T#E<=#>=FEB?CG#?T ?F=#TIJFD=#?T E<=#Y=JL#MCE<#
B=H@=>E#E?#E<=#>=FEB?CG#?T#E<=#?E<=B#TIJFD=#M<C><#M?KIG#?>>KB#M<=F
=aKJI#JFG#?@@?HCE=#KFCE#T?B>=H J>E IJE=BJIIA#?F#E<=#E?BHC?FJI#B=HEBJCFE#JE
J#HK@@?BE#?FIA#JE#E<=#HJL=#I=]=IH#JH H<?MF#CF#XCDKB=#S�<=B=#E<=#=FG#
B=HEBJCFE#E?#EM?#?B#L?B=#Y=JLH#CH#@B?]CG=G#YA#J#>?LL?F#IJE=BJI#L=LY=B#
CFE=B>?FF=>ECFD#E<=CB =FGHb#E<=#]JIK=#?T#QE#H<?KIG#Y=#>JI>KIJE=G T?B#=aKJI#
JFG#?@@?HCE=#KFCE#T?B>=H#J@@IC=G#JE E<=#=FG#?T#=J><#Y=JL#J@@IC=G#CF#
GCB=>EC?FH#E?#@B?GK>=#E<=#DB=JE=HE#]JIK=#?T#QE#JE#E<= =FG#?T#JFA#?T#E<=#
Y=JLH(
3 CH %b'#T?B#J#HCL@IA#HK@@?BE=G Y=JLb#?B#T?B#JF#CFE=BFJI HK@@?BE#E?#J#
>?FECFK?KH Y=JL#MCE<?KE#B=HEBJCFE CF#@IJF#E?#E<=#>?L@B=HHC?F#TIJFD=#JE#
E<=#HK@@?BE(#?B Ob'#T?B JF#CFE=BFJI#HK@@?BE#E?#J#>?FECFK?KH#Y=JL#MCE<
B=HEBJCFE#CF#@IJF#JE#E<JE#HK@@?BE(
P CH#E<=#E?EJI#]=BEC>JI#I?JG#?F#E<=#H@JF(
^]#CH#E<=#]=BEC>JI#B=J>EC?F#JE#E<=#HK@@?BE KFG=B#>?FHCG=BJEC?F(
N#4" #O'%' \ $
-:#SS$R[OVO''Q
#N@N' Y438"2"82J6"S2T,J,0938".T,7"3S."5K205
0<=B=#H@JFH#JB=#>?FECFK?KH#JFG#E<=#TI=_CYCICEA#?T#E<=#E?BHC?FJI#B=HEBJCFEH#
JE#E<=#HK@@?BEH#CH#B=IJEC]=IA#<CD<b#J#DB=JE=B#=TT=>EC]=#I=FDE<#JFG#J#I?M=B#
?]=BJII#HI=FG=BF=HH#LJA ?>>KB#M<=F#E<=#L?G=#?T#YK>UICFD#CH#HK><#E<JE#
E<=#<JIT#MJ]=I=FDE<#=_E=FGH#?]=B#EM?#H@JFH&#X?B#YK>UICFD#CF#E<CH#L?G=b#
E<=#=TT=>EC]=#I=FDE<#+U#E?#Y=#KH=G#CF#E<=#>JI>KIJEC?F#?T#pX#CF #N'#CH#DC]=F#
YAV
%
+U Z# 6+T U (
U )
% O
& Q='
* ?Tdb> ( Q C )
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
* O +
M<=B=V
+T#CH#JH G=TCF=G#CF##N@N?(
U#CH#E<=#HKL#?T#E<=#EM?#JG`J>=FE#H@JFH(
Tdb>#CH#E<=#H=>?FG#L?L=FE#?T#JB=J#?T E<=#>?L@B=HHC?F#TIJFD=#JY?KE#CEH#
>=FEB?CGJI#J_CH#@JBJII=I E?#E<=#M=Y#?T E<=#Y=JL#JE#E<=#@?CFE#?T#LJ_CLKL#
Y=FGCFD#L?L=FE(
QC#CH#E<=#]JIK=#?T#QE gJH#G=TCF=G#CF #N@N?h#T?B#LCGGI=#HK@@?BE(
Q=#CH#E<=#J]=BJD=#]JIK=#?T#QE#gJH#G=TCF=G#CF##N@N?h#T?B#E<=#HK@@?BEH#JE#E<=#
?@@?HCE=#=FGH#?T#E<=#JG`J>=FE#H@JFH&
WX4? P52>6;5 36DC026 36:2 >16AC>3 02/20_6;526[89B26C=6;52678/8D2;2/6Q!
>6!"# 35CB906:26;8+2>6836!_%_6 //2372A; [26C=6;526358726C=6;526:2>0 >16
DCD2>;60 81/8DJ
Q >.0&14/,054.02J"5J,01,70,55"6.7"
-2034J,T,7":,2/5"S438.I3"
403,7/,1423,"J23,72J"7,53724035
QN? U,0,72J
1<=#L=E<?G#EJU=H#J>>?KFE#?T#H=>EC?F#D=?L=EBA#JFG#B=HEBJCFE#>?FGCEC?FH#
JE#E<=#HK@@?BE#JFG#JE#E<=#>JFECI=]=B#EC@FB=HEBJCF=G#>JFECI=]=B#Y=JLH#
LJA#?>>KB#GKBCFD#>?FHEBK>EC?Fb#Y=T?B=#E<=#G=>U#CH#TC_=G#?B#>JHEb#YKE#LJA#
JIH?#?>>KB#JH#J#@=BLJF=FE G=EJCIb#HK@@?BECFD#?E<=B#HEBK>EKBJI#=I=L=FEH#
?T#E<=#YBCGD=<=#EC@#?T#E<=#>JFECI=]=B#LJA#?B#LJA#F?E#Y= B=HEBJCF=G#
IJE=BJIIAb#CF#=CE<=B#>JH=&
QN' <J,01,70,55
X?B#HEBJCD<E#H=DL=FEH#?T#>JFECI=]=B#Y=JLHb#E<=#]JIK=#?T#p ;1 #B=aKCB=G#YA#
4"#5+#%$$)[OVO''Sb##N@N'N'b#LJA#Y=#EJU=F#JHV
pd
p ;1 Z RS 3M (
p%
M<=B=V
R_6S#CH#JH#G=TCF=G#CF %N'(#
T db>
8 Z# (
T db> `66 T dbE
+> U ; T
pX Z# z (
d 5
5#CH#E<=#G=@E<#?T#E<=#>B?HH[H=>EC?F(
U#CH#E<=#I=FDE<#?T#E<=#>JFECI=]=B(
;T#CH#E<=#L=JF#E<C>UF=HH#?T#E<=#EM?#TIJFD=H#?T#JF# #?B#><JFF=I#H=>EC?Fb#?B#
E<=#L=JF#E<C>UF=HH#?T#E<=#EJYI=#?T#J#E==#?B#I=D#?T#JF#JFDI=#H=>EC?F(
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
Tdb>b#TdbE#CH#JH#G=TCF=G#CF#%N'(
+> U
pd Z b#CF#M<C><V
d
+>#CH#JF#=TT=>EC]=#I=FDE<#@JBJL=E=B#gH==#QN@h(
PA
3M Z# (
P@IbA
QN@ =66,-34T,"J,0938"K272/,3,7
1<=#]JIK=#?T#E<=#=TT=>EC]=#I=FDE<#@JBJL=E=B#+>#CH#G=@=FG=FE#?F#E<=#
B=HEBJCFE#>?FGCEC?FH#JE#HK@@?BEH#JFG#E<=#EC@#?T#E<=#>JFECI=]=B#JH#M=II#JH#
E<=#@?HCEC?F#?T#E<=#I?JGb#C&=&#M<=E<=B#?F#E=FHC?F#TIJFD=#M<=B=#E<=B=#CH#F?#
IJE=BJI#B=HEBJCFE#E?#I?JG#?B#TIJFD=#?B#JFA#?E<=B#I?>JEC?F#CF#E<=#H=>EC?F#?T#
E<=#Y=JL<=#]JIK=#H<?KIG#Y=#?YEJCF=G TB?L#H@=>CJICHE#ICE=BJEKB=#?B E=_E
Y??UH&
N#4" #O'%' \ %%
-:#SS$R[OVO''Q
* >.0&14/,054.02J"5J,01,70,55"6.7"
:,2/5"S438"403,7/,1423,"3.754.02J"
7,53724035
*N? U,0,72J"
1<=#L=E<?G#EJU=H#J>>?KFE#?T#H=>EC?F#D=?L=EBA#JFG#Y=FGCFD#L?L=FE
GCHEBCYKEC?F&#"K><#E?BHC?FJI#B=HEBJCFE#F?BLJIIA#?FIA#?>>KBH#GKBCFD#E<=#
>?FHEBK>EC?F#HEJD=b#Y=T?B=#E<=#G=>U#CH#TC_=G#?B#>JHEb#M<=F#Y=JLH#JB=#
B=HEBJCF=G#YA#@JCBCFD#E<=L#E?D=E<=B#MCE<#e><JFF=If#?B#eEBCJFDKIJE=Gf
YBJ>CFD#JE#CFE=B]JIH#JI?FD#E<=#H@JF&
*N' <J,01,70,55
X?B#HEBJCD<E#KFCT?BL#Y=JLH#MCE<#=aKJIIA#H@J>=G#E?BHC?FJI#B=HEBJCFEH#YKE#
MCE<?KE#IJE=BJI#B=HEBJCFEHb#E<=#]JIK=#?T p ;1 #B=aKCB=G#YA
4"#5+#%$$)[OVO''Sb##N@N'N'b#LJA Y=#EJU=F#JHV
% pd
P p ;1 Z RSI 3 M (Q
Q% p%
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
M<=B=V
Q% CH#JH#@B=]C?KHIA#G=TCF=G#CF#%N'#=_>=@E#E<JE#CE#B=IJE=H#E? E<=#<JIT#
MJ]=I=FDE<#?T#YK>UICFD(
WX4? QC>32/[8; [29<_6Q! D8<6:26;8+2>6836!_%J
P Rb#Sb6I#JB=#JH#@B=]C?KHIA#G=TCF=G#CF#%N'( Q
T db>
8 Z# (
T db> `66 T dbE
UM ;T
pX Z# z (
d 5
UM#CH#E<=#<JIT#MJ]=I=FDE<#?T#YK>UICFD#gH==#*N@h(
5#CH#E<=#G=@E<#?T#E<= >B?HH[H=>EC?F(
;T CH#E<=#L=JF#E<C>UF=HH#?T#E<=#EM?#TIJFD=H#?T#JF# #?B#><JFF=I#H=>EC?Fb#?B
E<=#L=JF#E<C>UF=HH#?T#E<=#1JYI=#?T#J#E==#?B#I=D#?T#JF#JFDI=#H=>EC?F(
Tdb>b#TdbE#CH#JH#G=TCF=G#CF %N'(
+E UM
pd Z# b#CF#M<C><V
d
+E#CH#JF =TT=>EC]=#I=FDE<#@JBJL=E=Bb#DC]=F#YA#*N%(
PA
3M#Z# (
P@IbA
PA#CH#E<=#L?GKIKH#KH=G#E?#>JI>KIJE=#OYb6GV
T?B#!IJHH#%#JFG#O#H=>EC?FH PA Z P@IbA(
T?B#!IJHH#)#H=>EC?FH PA Z P=IbA(
T?B#!IJHH#*#H=>EC?FH PA Z P=TTbA(
?
p%#Z b#CF#M<C><#=A#CH#E<=#AC=IG#HEB=FDE<#J@@B?@BCJE=#E?#E<=#E<C>UF=HH
=A
?T#E<=#HE==I&
%O \ N#4" #O'%'
-:#SS$R[OVO''Q
*N@ D2J6"S2T,J,0938".6":I-[J409
0CE<#E<=#T?BL#?T#B=HEBJCFE#G=H>BCY=G#CF#!IJKH=#*b#E<=#L?G=#?T#YK>UICFD
CH#KHKJIIA#MCE<#J#HCFDI=#<JIT#MJ]=#?]=B#E<=#H@JF?M=]=Bb#CF#H?L=
>CB>KLHEJF>=H#E<=#@JBEC>KIJB#>?LYCFJEC?F#?T#TI=_CYCICEA#?T#E<=#E?BHC?FJI#
B=HEBJCFEH#JFG#E<=CB#H@J>CFD#LJA#L=JF#E<JE J <CD<=B#L?G=b#MCE<#EM?#?B#
L?B=#<JIT#MJ]=Hb#LJA#<J]=#J#I?M=B#=IJHEC>#>BCEC>JI#L?L=FE<=#Y=JL#
H<?KIG#E<=B=T?B= Y=#]=BCTC=G#T?B#JE#I=JHE#E<=#TCBHE EM? L?G=H&
1<KH UM Z Ub#UWOb#UW)b#G=@=FGCFD#?F#E<=#L?G=b#M<=B=#U#CH#E<=#H@JF#?T#
E<=#Y=JL&
*NP =66,-34T,"J,0938"K272/,3,7
0<=F#J#Y=JL MCE<?KE#IJE=BJI#B=HEBJCFEH#CH#@B?]CG=G#MCE<#J#>=FEBJI#
E?BHC?FJI#B=HEBJCFE#?B#J#FKLY=B#?T#=aKJIIA#H@J>=G#E?BHC?FJI#B=HEBJCFEH#?T#
E<=#HJL=#HECTTF=HH#CF#J#H@JFb#E<=#=TT=>EC]=#I=FDE<#@JBJL=E=B#+E#LJA#Y=#
G=BC]=G#TB?L#XCDKB=#)#JH#J@@B?@BCJE=b#KHCFD#E<=#B=HEBJCFE#@JBJL=E=BV
* )
S=a UM
(
?Tdb>± 6 0TO g% w 8 h
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
YKE#T?B#Y=JLH#MCE<#LKIEC@I=#B=HEBJCFEHb#+E#H<?KIG#F?E#Y=#I=HH#E<JFV
g%bP w 'bPS=a h UB
(
UM
M<=B=V
0T#CH#E<=#]=BEC>JI#GCHEJF>=#Y=EM==F#E<=#>=FEB?CG#?T#E<=#>?L@B=HHC?F#JFG#
E=FHC?F#TIJFD=H#B=H@=>EC]=IA#JE#E<=#@?HCEC?F ?T#E<=#E?BHC?FJI#B=HEBJCFE(
UM#CH#E<= <JIT#MJ]=I=FDE<#?T#YK>UICFD#gH==#*N@h(
±6#CH#E<=#DB=JE=HE#]JIK=#?T#E<=#B?EJEC?F#?T#J#B=HEBJCFE#JY?KE E<=
I?FDCEKGCFJI J_CH#?T#E<=#Y=JLb#GK=#E? J E?BaK=#=aKJI#E?#J#KFCE#E?BaK=
LKIEC@IC=G#YA#%W>b#J@@IC=G#E?#=J><#B=HEBJCFE�<=F#B=HEBJCFE#CH#@B?]CG=G#
YA#KFCT?BL#GCJ@<BJDLH CFE=B>?FF=>ECFD#Y=JLHb#E<=#]JIK=#?T#±6#H<?KIG#
Y=#EJU=F#JH#±6% ±6O#M<=B=V
\ ±6%#CH#E<=#B?EJEC?F#GK=#E?#E<=#TI=_CYCICEA#?T#E<=#GCJ@<BJDL#>JI>KIJE=G#
JH E<=#DB=JE=HE B?EJEC?F#JY?KE#E<=#I?FDCEKGCFJI#J_CH#?T#J#Y=JL#JE#J
>?FF=>EC?F#Y=EM==F#E<=#GCJ@<BJDL#JFG#E<=#Y=JL#KFG=B#KFCE#
L?L=FEH#CF#E<=#@IJF=#?T#E<=#GCJ@<BJDL#LKIEC@IC=G#YA#%W>b#J@@IC=G#
E?#=J><#>?FF=>EC?Fb#CF#E<=#HJL=#H=FH=#?F#=J><#Y=JL#
gH==#XCDKB=#)h(
\ ±6O CH#E<=#DB=JE=HE#]JIK=#?T#B?EJEC?F#?T#J#Y=JL#JE#E<=#LCGGI=#?T#J#
<JIT#MJ]=I=FDE<#?T#YK>UICFD#GK=#E?#E<=#]=BEC>JI#G=TI=>EC?FH#?T#E<=#
Y=JLH	#KFCE#E?BaK=#LKIEC@IC=G#YA#%W>#H<?KIG#Y=#J@@IC=G#E?#=J><
Y=JL#JE#=J><#GCJ@<BJDL#>?FF=>EC?Fb#E<=#GCJ@<BJDLH#Y=CFD#
JHHKL=G#E?#Y=#BCDCG#T?B#E<CH#>JI>KIJEC?Fb#CF#GCB=>EC?FH#?T#?@@?HCE=#
H=FH=#CF#>?FH=>KEC]=#MJ]=H#JFG#E<=#HJL= H=FH=#?F#=J><#Y=JL#
gH==#XCDKB=#)h(
> CH#E<=#FKLY=B#?T#GCH>B=E=#B=HEBJCFEH#CF#E<=#<JIT#MJ]=I=FDE<#?T#YK>UICFD#
gZ#%b'#T?B#J#HCFDI=#B=HEBJCFE#JE#E<=#>=FEB=#?T#J#<JIT#MJ]=I=FDE<h(
N#4" #O'%' \ %)
-:#SS$R[OVO''Q
S=a#CH#J#@JBJL=E=B#E<JE#EJU=H#J>>?KFE#?T#MJB@CFD#@B?@=BEC=H#?T E<=#
H=>EC?F#JFG#CH#>JI>KIJE=G#JH#T?II?MHV
Jh T?B#H=>EC?FH HALL=EBC>JI#JY?KE Y?E<#E<=CB#LJ`?B#JFG#LCF?B#J_CHb#
S=a Z6S#M<=B=#E<=#]JIK=#?T#S CH#G=E=BLCF=G#CF#J>>?BGJF>=#MCE<#*N'(
Yh T?B#H=>EC?FH#HALL=EBC>JI#JY?KE#E<=CB#LCF?B J_CH ?FIA(#
'&OR
!
O 8G
S=a Z# "" #
O#
(
"$
* ¯G C
G #
%
M<=B=V
¯ Z# *8
% w 8 JO (
8#JFG#C#JB=#JH#G=TCF=G#CF#%N'(
O O
0T ?Td
G Z# (
KT 1 UOM
Td#CH#E<=#H=>?FG#L?L=FE#?T#JB=J ?T#E<=#Y=JL#JY?KE#CEH#LCF?B#J_CH(
T1#CH#E<=#"E c=FJFE#E?BHC?FJI#>?FHEJFE&
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
0<=F#HK><#B=HEBJCFE#CH#@B?]CG=G#YA#GCJ@<BJDLH#CFE=B>?FF=>ECFD#EM?#?B#
L?B=#Y=JLH#E<=#B?EJEC?FH#H<?KIG#Y=#>JI>KIJE=G#JHHKLCFD#E<=#JY?]=#
E?BaK=#E?#Y=#J@@IC=G#CF#E<=#HJL=#B?EJEC?FJI#GCB=>EC?F#YA#=aKJI#JFG
?@@?HCE=#<?BCd?FEJI#T?B>=H#?F#E<=#GCJ@<BJDLH&# F#HK><#>JH=H#E<=#
B=HEBJCFCFD#E?BaK=H#LKHE#Y=#B=HCHE=G#YA#=aKJI#JFG#?@@?HCE= ]=BEC>JI#
T?B>=H#?F#E<=#>?FF=>E=G#Y=JLHb#=aKJI#E?#E<=#]JIK=#?T#E<=#E?BaK=#GC]CG=G#
YA#E<=#Y=JL#H@J>CFDb#JFG#J>>?KFE#H<?KIG#Y=#EJU=F#?T#E<=#G=TI=>EC?FH#?T#
E<=#Y=JLH#GK=#E?#JII#E<=#B=HEBJCFCFD#E?BaK=Hb#Y6#Y=CFD#EJU=F#JH#E<JE#JE
E<=#B=HEBJCFE#M<=B=#E<=B=#CH#E<=#DB=JE=HE#E?EJI#B?EJEC?F&
U#CH#E<=#H@JF#?T E<=#Y=JL(
UB#CH#E<=#H@J>CFD#?T#E<=#E?BHC?FJI#B=HEBJCFEH#gZ UWg% >hh(
Tdb>#CH#E<=#H=>?FG#L?L=FE#?T#JB=J#?T E<=#>?L@B=HHC?F#TIJFD=#JY?KE#E<=#
d^d#J_CH&
WX4?6! 45262==2A; [2692>1;56/298; C>35 736 > N 1B/26#60C6>C;68779<6Y52>
AC>3 02/ >16:BA+9 >16Y ;5686589=LY8[292>1;562HB896;C6U/J6T>63BA5686A832_6;526
392>02/>233635CB906:2602;2/D >206833BD >16;58;6;52/26 36=B99<62==2A; [26
>;2/D20 8;2698;2/896/23;/8 >;J
WX4?6" NC/6:28D36Y ;56863 >1926A2>;/896/23;/8 >;_ UY635CB906:26;8+2>683
2HB896;C6U_6B>92336;526/23;/8 >;678/8D2;2/602/ [206=/CD6;58;6[89B26 363BA56
;58;6 ;6 3 ;C6;526/ 15;6C= ;5260 81C>8968//CY6C>6;526877/C7/ 8;26AB/[26=C/6;526
[89B26C=6S2H_6 >6Y5 A56A832 2 ;52/G6
8Z +;U68>06UY635CB906:26;8+2>6836Ua"\6
C/6
:Z UY635CB906:26;8+2>6836U68>06+;635CB906:2602/ [206=/CD6N 1B/2 #_6
Y5 A52[2/61 [236;5269CY2/6DCD2>;6C=6/23 3;8>A2J
WX4?6# P52/2_6=C/6DB9; 7926/23;/8 >;3_6;526[89B26C=6
S2H)UY#ab?Tc_A±^0="d! w68Ze62@A22036;526D8@ DBD6[89B2635CY>6 >6N 1B/26#_6
;5267/CA20B/261 [2>6 >6$"% D8<6:26B3206;C602/ [26;526877/C7/ 8;26[89B26
C=6+;&
WX4?6) P52>6C>9<678 /36C=6:28D368/26 >;2/AC>>2A;206:<60 875/81D3_6
±^" D8<6:26;8+2>6836d> 6!ZUY#a")>?T<."6Y52/26T<6 36;52632AC>06DCD2>;6C=
8/286C= 28A56:28D68:CB;6 ;36D8MC/68@ 3_6.6 36;526378A >16C=6;526:28D3J
%* \ N#4" #O'%'
-:#SS$R[OVO''Q
XCDKB=#) =66,-34T,"J,0938"K272/,3,7"6.7":,2/5"S438"145-7,3,"3.754.02J"
7,53724035
'
=%
=
=0
4
$4."3./4.$4/ 333333=
-
=1
- 3=0
=
/4.743./4.$4/3)""38"7/3&33333*
- - 3'=
=
= == '3=== '3== 63=== 63==
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
- 9 5 2<
6 )'33*
XCDKB=#* +.3234.05".6"K247,1":,2/5"5I:],-3"3."I043"3.7\I,5
6
'
*N% =\I234.05"6.7"1,74T409" 3
*N%N? +,J234.0584K"6.7"/IJ34KJ,"3.754.02J"7,53724035
1<=#]JIK=#?T#+E#CH#DC]=F#YAV
w'bOR
* )
S=a UY !
+E Z 6"%6 # (
"$ *
?T db> 0TO± 6
% w 8 #%
M<=B= E<=#@JBJL=E=BH#JB=#JH#G=TCF=G#CF#*NP&
N#4" #O'%' \ %R
-:#SS$R[OVO''Q
*N%N' +,J234.0584K"6.7"5409J,"-,0372J"3.754.02J"7,5372403
1<=#B=IJEC?FH<C@H +Eb#S=a#JFG#S=a*UM)Wl?Tdb>±60TOg%w8hm#>JF#Y=#G=BC]=G#
TB?L#E<=#T?II?MCFD#=aKJEC?FV
DU Z w
%
%
O AO % O
#JFG
O * O
>U Z
%
%
O AO % O
b#CF#M<C><V
O * O
*
S=a
Z# T?B#S=a !#'&$$$#?B#?E<=BMCH=#Z#OR(#
O %w S=a
*
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
%
A Z# (
+E
& DU '
DU>?H ( )
y Zw * O +
(
& >U '
O >U>?H< ( )
* O +
JFG#E<=#?E<=B#@JBJL=E=BH#JB=#JH#G=TCF=G#CF#*NP&
1<=H=#=_@B=HHC?FH#LJA#Y=#KH=G#GCB=>EIA#E?#G=BC]=#E<=#B=HEBJCFE#HECTTF=HH#
@JBJL=E=B +E B=aKCB=G#E?#J><C=]=#J#DC]=F#=TT=>EC]=#I=FDE<#T?B#YK>UICFD#
MCE<#J#<JIT#MJ]=I=FDE<#=aKJI#E?#U&#
1<=#]JIK=#?T#E<=#=TT=>EC]=#I=FDE<#JE#M<C><#E<=#>BCEC>JI#YK>UICFD#L?L=FE#
T?B#J#Y=JL#MCE<#J#>=FEBJI#B=HEBJCFE#JFG#J#<JIT#MJ]=I=FDE<#=aKJI#E?#U
=aKJIH#E<JE#T?B#YK>UICFD#CF#E<=#H=>?FG#L?G=#MCE<#J#<JIT#MJ]=I=FDE<#
=aKJI#E?#UWO#CH#DC]=F#YAV
'&OR
!
%
O
+E Z " # &
" * % * O #
"$ %#
1<=#]JIK=H#?T#+E#T?B#E<B==#]JIK=H#?T#S=a#g'bRb#'bQ#JFG#%b'h#JB=#H<?MF#?F#
XCDKB=#)&
%S \ N#4" #O'%'
-:#SS$R[OVO''Q
$ <4/KJ464,1"/,38.1"6.7"T,7464-234.0".6"
J23,72J":I-[J409".6"37I55"-8.715"201"
6J209,5"40"-./K7,554.0
9GGCEC?FJI#DKCGJF>=#CH#DC]=F#?F#E<=#KH=#?T#4"#5+#%$$)[OVO''Sb##N@NPN'b#
T?B#>JH=H#M<=B=#E<=B=#JB=#TI=_CYI=#CFE=BL=GCJE=#B=HEBJCFEH&# E#JIH?#
@B?]CG=H#DKCGJF>=#?F#G=HCDF#M<=B= E<=B=#JB=#TI=_CYI=#=FG#B=HEBJCFEHb#
M<C><#CH#F?E#H@=>CTC>JIIA#>?]=B=G#YA#4"#5+#%$$)[OVO''Sb##N@NPN'b#?E<=B
E<JF#E<B?KD<#GCB=>E#DI?YJI JFJIAHCH#?T#E<=#HEBK>EKB=&#
0<=B=#E<=#>?FF=>EC?FH#JB=#eH=LC[>?FECFK?KHf#CF#J>>?BGJF>=#MCE<#
4"#5+#%$$)[%[Qb#E<=#HECTTF=HH#?T#E<=#`?CFE#H<?KIG#Y=#>JI>KIJE=G#CF#
J>>?BGJF>=#MCE<#4"#5+#%$$)[%[Q#?B#G=E=BLCF=G#YA#E=HEH#JFG#CF>IKG=G#
CF#E<=#>JI>KIJEC?F#?T#H@BCFD#HECTTF=HH#QG<=#H@BCFD#HECTTF=HH#LJA#Y=#
G=E=BLCF=G#TB?LV
QG Z#%WQ6(
M<=B=V
Q6#CH#=aKJI#E?#E<=#IJE=BJI#G=TI=>EC?F#M<C><#M?KIG#?>>KB#CF#JFA#
CFE=BL=GCJE=#3[TBJL=#JE#E<=#I=]=I#?T E<=#>=FEB?CG#?T#E<=#TIJFD=#Y=CFD#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
>?FHCG=B=Gb#M<=F#J#KFCE#T?B>=#J>EH#IJE=BJIIA E?#E<=#3[TBJL=#?FIA#JE#E<CH#
@?CFE#JFG#HCLKIEJF=?KHIA#JE#=J><#>?BB=H@?FGCFD#@?CFE#?F#E<=#?E<=B#
TIJFD=#?B#TIJFD=H#>?FF=>ECFD#E?#E<=#HJL=#3[TBJL=<=#GCB=>EC?F#?T#=J><#
KFCE#T?B>=#H<?KIG#Y=#HK><#JH E? @B?GK>= E<=#LJ_CLKL#JDDB=DJE=#]JIK=
?T#Q6<=#3[TBJL=#G=TI=>EC?F#H<?KIG#Y=#>JI>KIJE=G#JII?MCFD#T?B#`?CFE#
TI=_CYCICEA#Y=EM==F#E<=#>B?HH#L=LY=B#JFG#E<=#]=BEC>JIH#JH#B=aKCB=G#
JY?]=&
F#E<=#JYH=F>=#?T#H@=>CTC>#>JI>KIJEC?F#?T#`?CFE#HECTTF=HHb#E<=#T?II?MCFD#
`?CFE#B?EJEC?FJI#TI=_CYCICEC=Hb#=b#Y=EM==F#E<=#>B?HH#L=LY=B#JFG#E<=#
]=BEC>JIH#?T#E<=#3[TBJL=#LJA#Y=#KH=Gb#=_@B=HH=G#CF#BJGCJFH#@=B#KFCE#
L?L=FEV
Jh 'bR#z#%'^%'#BJGW+LL#M<=F#E<=#>B?HH#L=LY=B#CH#Y?IE=G#?B#BC]=E=G#
E<B?KD<#KFHECTT=F=G#=FG[@IJE=H#?B#>I=JEH(#?B
Yh 'bO#z#%'^%'#BJGW+LL#M<=F#E<=#>B?HH#L=LY=B#CH#Y?IE=G#?B#BC]=E=G#
E<B?KD<#HECTT=F=G#=FG#@IJE=H( ?B
>h 'b%#z#%'^%'#BJGW+LL#M<=F#E<=#>B?HH#L=LY=B#CH#M=IG=G#BCD<E#B?KFG#
CEH#>B?HH[H=>EC?F#?B#E<=#>?FF=>EC?F#CH#YA#Y?IECFD#?B#BC]=ECFD#
Y=EM==F#HECTT=F=G#=FG[@IJE=H#?F#E<=#>B?HH#L=LY=B#JFG#J#HECTT=F=G#
@JBE#?T#E<=#]=BEC>JI&
1<=#JY?]=#]JIK=H#JB=#D=F=BJIIA#>?FH=B]JEC]=#JH#E<=A#M=B=#G=BC]=G#TB?L#
HEKGC=H#?T#H<JII?M#L=LY=BH&#
1<=#=TT=>EH#?F#3[TBJL=#HECTT=F=BH#JFG#LJCF#Y=JL#>?L@B=HHC?F#TIJFD=H#
>JKH=G#YA#I?>JI#I?JGCFD#?F#>B?HH#L=LY=BH#H<?KIG#Y=#>?FHCG=B=G	#
L=E<?G#T?B#>JI>KIJECFD#E<=H=#=TT=>EH#CH#@B?]CG=G#CF#!IJKH=#??&
T#E<=#=FG#HK@@?BEH#G=TCFCFD#E<=#I=FDE< U#JH#G=TCF=G#CF#
4"#5+#%$$)[OVO''Sb##N@NPN'W#X#JB=#F?E#TKIIA#BCDCG#CF#J>>?BGJF>=#MCE<#
4"#5+#%$$)[OVO''Sb##N@NPN'b#=_@B=HHC?F#gS&Rhb#=CE<=B#E<=#
HI=FG=BF=HH#H<?KIG#Y=#G=E=BLCF=G#CF#J>>?BGJF>=#MCE<#
4"#5+#%$$)[OVO''Sb##N@NPN'W@Xb#?B#E<=#G=TCFCEC?F#?T D JH#B=aKCB=G#CF#
4"#5+#%$$)[OVO''Sb##N@NPN'W#Xb#LJA#Y=#L?GCTC=G#JH#T?II?MHV
N#4" #O'%' \ %P
-:#SS$R[OVO''Q
c
D Z# O
(
& 'bS$ '
(
* O f 'bR )+
'bOR
Q= & 9 ) '
MCE<#f Z# ( ) JFG#Q=#CH#E<=#HECTTF=HH#?T#E<=#=FG#HK@@?BE#
O (* QG) ?T )+
G=E=BLCF=G#CF#E<=#HJL=#MJA#JH#E<=#HECTTF=HH#?T#CFE=BL=GCJE=#HK@@?BEHb#
QG_6?E<=B#E=BLH#JB=#JH#G=TCF=G#CF#4"#5+#%$$)[OVO''Sb##N@NPN'&
T#J#G=>U#HIJY#CF#HE==I[>?F>B=E=#>?L@?HCE=#>?FHEBK>EC?F#CH#JHHKL=G#E?
>?FEBCYKE=#E?#A#gJH#G=TCF=G#CF#4"#5+#%$$)[OVO''Sb##N@NPN'hb#E<=#LJCF#
Y=JL#M=Yb H<=JB#HEKGH#JFG#G=>U#HIJY#H<?KIG#Y=#><=>U=G#T?B#E<=#
L?L=FEH#JFG#T?B>=H#>?LL=FHKBJE=#MCE<#E<CH#JHHKL@EC?F&#
?) +,53724035"23"5IKK.735"Z",66,-35"1I,"
3."7,5372403".6"/240":,2/5
?)N? U,0,72J"
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
"CL@ICTC=G#DKCGJF>=#?F#E?BHC?FJI#B=HEBJCFEH#JE#HK@@?BEH#CH#@B?]CG=G#
Y=>JKH=#4"#5+#%$$)#G?=H#F?E#>?]=B#E<=#HKY`=>E#?E<=B#E<JF#E<B?KD<#E<=#
>JBBACFD#?KE#H=>?FG#?BG=B#JFJIAHCH#?T#E<=#YBJ>CFD#HAHE=L#MCE<#L?G=II=G#
CL@=BT=>EC?FH&# F KFG=BEJUCFD#E<CH#L=E<?G#G=HCDF=BH H<?KIG#KH=#E<=#
>BCEC>JI#GCHEBCYKEC?F#?T#CL@=BT=>EC?FH&
1<=#G=HCDF#?T#B=HEBJCFEH#@B?]CG=G#E?#Y=JLH#E?#@B=]=FE#IJE=BJI#E?BHC?FJI#
YK>UICFD#H<?KIG#Y=#>?L@JECYI=#MCE<#E<=#JHHKL@EC?FH#LJG=#CF#E<=#Y=JL
YK>UICFD#]=BCTC>JEC?F&
9II#Y=JLHb#CF>IKGCFD#>JFECI=]=B#Y=JLHb#H<?KIG#Y=#B=HEBJCF=G#JDJCFHE#
B?EJEC?F#JY?KE#E<=CB#?MF#J_=H#JE =J><#HK@@?BE#CF#J>>?BGJF>=#MCE<#E<=#
J@@B?@BCJE=#@B?]CHC?FH#JFG#?)N'#JFG#?)N@&
?)N' +,537240409"6.7-,5"
?)N'N? U,0,72J
1<=#B=HEBJCFCFD#HAHE=L#H<?KIG#Y=#>J@JYI=#?T#B=HCHECFDb#CF#JGGCEC?F E?#E<=#
>?[=_CHE=FE#=TT=>EH#?T#MCFGb#TBC>EC?FJI#JFG#?E<=B#J@@IC=G#T?B>=Hb#EM?#
=aKJI#JFG#?@@?HCE=#T?B>=H#NH#J@@IC=G#F?BLJI#E? E<=#Y=JL#JFG CF E<=#
@IJF=H#?T CEH#EM?#TIJFD=H&
0<=B=#EM?#?B#L?B=#Y=JLH#JB=#B=HEBJCF=G#YA#J#>?LL?F#IJE=BJI#L=LY=B#
CFE=B>?FF=>ECFD#E<=CB#=FGHb#@JCBH#?T#HK><#T?B>=Hb#TB?L#E<=#Y=JL#Y=CFD
>?FHCG=B=G#JFG#TB?L#?F=#JG`J>=FE#Y=JLb#H<?KIG#Y=#EJU=F#JE#E<=#=FG#?T#
=J><#Y=JLb#J@@IC=G#HK><#JH#E?#@B?GK>=#E<=#L?HE#H=]=B=#=TT=>E#CF#E<=#
B=HEBJCFCFD#L=LY=B&
1<=#]JIK=#?T#=J><#T?B>= NH#CF#J#GCB=>EC?F#F?BLJI#E?#E<=#I?FDCEKGCFJI#J_CH#
?T#E<=#Y=JL#H<?KIG#Y=#EJU=F#JH#T?II?MHV
NH Z NH% NHO NH) NH*
M<=B=V#
NH%b#NHOb#NH)#JFG#NH*#JB=#JH#DC]=F#YA#?)N'N' E? ?)N'NP#Y=I?M&
%Q \ N#4" #O'%'
-:#SS$R[OVO''Q
?)N'N' R.7-,"1I,"3.":.S".6"-./K7,554.0"6J209,
1<=#T?B>=#NH%#?F#J#HK@@?BE#GK=#E?#E<=#=FG#E?BaK=#?F#E<=#Y=JL#B=HKIECFD#
TB?L#E<=#CFCECJI#Y?M#?T E<=#>?L@B=HHC?F#TIJFD=#LJA#Y=#EJU=F#JHV
O
NH% Z# 'b''S &
& & '
O'
0T 6( % w ( ¦ T> ) )
( * ¦ >BCE + )
* +
?)N'N@ R.7-,"1I,"3."0.0"T,734-2J43L".6"S,:"23"5IKK.735
1<=#T?B>=#NHO#?F#E<=#HK@@?BE#GK=#E?#LJDFCTC>JEC?F#B=HKIECFD#TB?L#
>?L@B=HHC]=#T?B>=#CF#E<=#TIJFD=#?T#E<=#CFCECJI#G=@JBEKB=#TB?L#]=BEC>JICEA#
?T#E<=#HK@@?BEH#LJA#Y=#EJU=F#JHV
3 g =% =O h ¦ T>
&
¦ >BCE w ¦ T> , Q
?)N'NP R.7-,"1I,"3.",--,0374-43L".6":,27409"7,2-34.0
1<=#T?B>=#NH)#JE#J#HK@@?BE#GK=#E?#E<=#=>>=FEBC>CEA#?T#E<=#IJE=BJI#I?>JEC?F#
?T#E<=#>=FEB=#?T#E<=#J@@IC=G#I?JGCFD#B=IJEC]=#E?#E<=#>=FEB=#?T#Y=JBCFD#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
B=J>EC?F B=HKIECFD#TB?L#CFCECJI#?KE#?T#]=BEC>JICEA#?T#E<=#HK@@?BE#>?LYCF=G#
MCE<#E<JE#GK=#E?#><JFD=#CF#HI?@=#?T#JF#=FG#?T#J#Y=JL#Y=JBCFD#?F#J HU=M#
LJA#Y=#EJU=F#JHV
^0; = I ± ; EJF A
&
I
?)N'N% R.7-,"1I,"3."3S453"23"5[,S"5IKK.735
1<=#T?B>=#NH*#JE#J#HK@@?BE GK=#E?#EMCHECFD#?T#J#Y=JL#MCE<?KE#
CFE=BL=GCJE=#B=HEBJCFEH#>JKH=G YA#><JFD=H#CF#I?FDCEKGCFJI#HI?@=#?T#E<=#
Y=JL#?F#Y=JBCFDH#JICDF=G#MCE<#HU=M#HK@@?BEH#LJA#Y=#EJU=F#JH#T?II?MHV
Jh X?B#J#HCL@IA#HK@@?BE=G#F?F#>?L@?HCE=#Y=JLV
KT 1 g± ;9 EJF 9 ± ;4 EJF 4 h
NH* Z# &
KT 1
0T Ug% O
h
]0T
Yh X?B#JF#=FG#HK@@?BE#E?#J#EM?#H@JF#>?FECFK?KH F?F[>?L@?HCE=#Y=JL#
MCE<?KE#CFE=BL=GCJE=#B=HEBJCFEH#?B#?F=#HCG=#?T J#HK@@?BE#JG`J>=FE#E?
JF#CFE=BFJI#HK@@?BE#CF#J#LKIEC#H@JF#F?F[>?L@?HCE=#>?FECFK?KH#
Y=JL#MCE<?KE#CFE=BL=GCJE=#B=HEBJCFEHb
=CE<=BV#
,?T db> 0T g± ;9 EJF 9 ± ;4 EJF 4 h
NH* Z# (
)g% KT 1 h
U
]0TO
?B
QKT 1 g± ;9 EJF 9 ±;4 EJF 4 h
NH* Z# &
KT 1
0T Ug% h
]0TO
WX4?6! 452 ;YC62@7/233 C>36=C/6N3)61 [26;52 38D26[89B2368>062 ;52/6D8<6
:26B320J
N#4" #O'%' \ %$
-:#SS$R[OVO''Q
>h X?B#Y=JLH#BCDCGIA#JEEJ><=G#E?#J#>?L@?HCE=#G=>U#YA#H<=JB#
>?FF=>E?BH#E<=#T?B>=#E?#Y=#B=HCHE=G#YA JF#=FG#HK@@?BE#GK=#E?#HU=M#
HK@@?BE#H<?KIG#Y=#EJU=F#JHV
I± ;9 EJF 9
NH* Z# &
pQ n6
0<=F#E<=#TIJFD=H#F?E#>?FF=>E=G#E?#E<=#>?L@?HCE=#G=>U#JB= B=HEBJCF=G#
JDJCFHE#@IJF B?EJEC?Fb#E<=#]JIK=#?T#NH*#H<?KIG#Y=#G?KYI=G&
WX4?6" P52>6;52/26 3686=92@ :926 >;2/D20 8;26/23;/8 >;6C>9<68;6D 0378>_6
;526/23;/8 >;635CB906:26 1>C/206=C/6;5267B/7C3236C=602/ [ >16;526[89B26C=6N-)
8AAC/0 >16;C6;5261 [2>62@7/233 C>J
Gh X?B#JF#CFE=BFJI#HK@@?BE#CF#J#>?FECFK?KH#Y=JL#NH*#CH#E<=#JID=YBJC>#
GCTT=B=F>=#Y=EM==F#E<=#]JIK=H#?T#NH*#?F#=J><#HCG=#?T#E<=#HK@@?BEb
M<=B=V
U
]Z T?B#J#HCL@IA#HK@@?BE=G#Y=JL(#?B
gQ =% Q =O h
U
]Z T?B#J#>?FECFK?KH#Y=JL(
gOQ C Q = h
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
#CH#E<=#CFCECJI#IJE=BJI#G=TI=>EC?F#?T#E<=#>?L@B=HHC?F#TIJFD=#B=IJEC]=#E?#E<=#
E=FHC?F#TIJFD= JE#E<=#HK@@?BEb#M<C><#H<?KIG#Y=#EJU=F#JH#:WO''#?B#E?#
4"#5+#%'$'[O(
=%b#=O#JB=#E<=#]JIK=H#?T##CF#?@@?HCE=#GCB=>EC?FH#JE#E<=#HK@@?BEH#JE#=J><#
=FG#?T J HCL@IA#HK@@?BE=G#H@JF#?B#JE#E<=#=FG#JFG#CFE=BFJI#HK@@?BEH#?B#
B=HEBJCFEH#B=H@=>EC]=IA#T?B#J#>?FECFK?KH#Y=JL(
Q=%b#Q=O#JB=#E<=#]JIK=H#?T#Q= T?B#JF#=FG#HK@@?BE#?B#T?B#JF#CFE=BFJI#HK@@?BEb#
JH#J@@B?@BCJE=b#JH#G=TCF=G#CF##N@N'(
Q Z QE%QEO#T?B#J#HCL@IA#HK@@?BE=G#H@JF(
Z Q=OQC#T?B#J#>?FECFK?KH#Y=JL(#
U#CH#E<=#GCHEJF>=#Y=EM==F#E<=#HK@@?BE#>?FHCG=B=G#JFG#=CE<=B#E<=#HK@@?BE#
JE#E<=#?E<=B#=FG#?T E<=#H@JF#>?FHCG=B=G#?B#JFA#=TT=>EC]=#CFE=BL=GCJE=#
E?BHC?FJI#B=HEBJCFE#MCE<CF#E<JE#H@JFb#M<C><=]=B#CH#E<=#I=HH=B(
0;#CH#E<= ]=BEC>JI#GCHEJF>=#Y=EM==F#E<=#I=]=IH#?T#E<=#Y=JBCFD#HK@@?BE#JFG#
E<=#J@@IC=G#I?JGH#B=H@=>EC]=IA&#X?B#>?L@?HCE=#Y=JLH#E<=#I=]=IH#?T#E<=#
J@@IC=G I?JGH#H<?KIG#Y=#EJU=F#JH E<?H=#?T#E<=#E?@H ?T E<=#HE==I#Y=JLH&#
X?B#>JLY=B=G#Y=JLH#0;#H<?KIG Y=#EJU=F#JH#E<=#HKL#?T#E<=#CFGC]CGKJI
J@@IC=G#I?JGH#LKIEC@IC=G#YA#E<=CB#B=I=]JFE#]JIK=H#?T#0;b#GC]CG=G#YA#E<=#
E?EJI#J@@IC=G#I?JGH(
K#CH#E<=#H<=JB#L?GKIKH(
T1#CH#E<=#"E c=FJFE#E?BHC?F#>?FHEJFE T?B#E<=#Y=JL(
Tdb>#CH#JH G=TCF=G#CF *NP(
O#CH#E<=#IJBD=HE#Y=FGCFD#L?L=FE#?>>KBBCFD#JE#J#HK@@?BE ?B#MCE<CF#
I=FDE<H#UM =CE<=B#HCG=#?T#CEb#M<=E<=B#<?DDCFD#?B#HJDDCFD(
¦T>#CH E<=#LJ_CLKL#>?L@B=HHC]=#HEB=HH#CF#E<=#TIJFD=b#J]=BJD=G#?]=B#E<=#
M<?I=#TIJFD=#MCGE<b#=CE<=B#JE#E<=#HK@@?BE#KFG=B#>?FHCG=BJEC?F#?B#CF#E<=#
H@JF#=CE<=B#HCG=#?T#CE(
QE%b#QEO JB=#E<=#]JIK=H#?T#QE#T?B#JF#=FG#HK@@?BE#JE =J><#=FG#?T#J#HCL@IA#
HK@@?BE=G#Y=JL#JH#G=TCF=G#CF##N@N?(
Q=b#QC#JB=#E<=#]JIK=H#T?B#JF#=FG#HK@@?BE#JFG#CFE=BFJI#HK@@?BE#B=H@=>EC]=IA#
T?B#J#>?FECFK?KH#Y=JL#JH#G=TCF=G#CF##N@N'(
¦>BCE CH JH#G=TCF=G#CF#!IJKH= ??(#
I#CH#E<=#?]=BJII#G=@E<#?T#E<=#Y=JL#JE#E<=#HK@@?BE(
0T#CH#JH#G=TCF=G#CF#*NP(
^#CH#E<=#Y=JBCFD#B=J>EC?F(
3 Z#%#T?B#JF#=FG#HK@@?BE(
3 Z#O#T?B#JF#CFE=BFJI#HK@@?BE#?B#B=HEBJCFE#CF#>?FECFK?KH#Y=JLH#MCE<#
IJE=BJI#B=HEBJCFEH(
±;#CH#E<=#><JFD=#CF#I?FDCEKGCFJI#HI?@=#?T#E<= Y=JL#JG`J>=FE#E? J#HK@@?BE(
±;9b#±;4#JB=#E<=#>?CF>CG=FE#><JFD=H#CF#E<=#I?FDCEKGCFJI#HI?@=H#?T#E<=#
Y=JL#JG`J>=FE#E?#E<=#HK@@?BEH#CF#E<=#H@JF#>?FHCG=B=Gb#EJU=F#JH#@?HCEC]=#
M<=F#CF#J#HJDDCFD#GCB=>EC?F#JMJA#TB?L#E<=#B=I=]JFE#HK@@?BEb#JFG#MCE<#
±;9#EJU=F#JH#E<=#HI?@=#><JFD=#JG`J>=FE#E?#E<=#HK@@?BE#Y=CFD#>?FHCG=B=G#
JFG#±;4#JH#E<JE#JE#E<=#?@@?HCE=#=FG#?T#E<=#H@JF(
Qb6,#JB=#?YEJCF=G#TB?L#XCDKB=#R(
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
WX4? NC/686;YC6378>6:28D6;526[89B236C=6Q68>06,68/26/298;206;C6
d0=aUZdTc_AaT4Z%_'J6NC/68>6 >;2/>8963B77C/;6 > 86DB9; 6378>6AC>; >BCB36:28D6
;52<68/26C:;8 >206=/CD6N 1B/26'6:<6/2798A >16d0=aUZdTc_AaT4Z%_'6:<6
d"0=aUZdTc_AaT4Z%_'J
#CH#E<=#JFDI=#?T#HU=Mb#C&=&#Y=EM==F#E<=#F?BLJI#E?#E<=#I?FDCEKGCFJI#J_CH#
?T#E<=#Y=JL#JFG#E<=#J_CH#?T E<=#HK@@?BE#CF#@IJF#T?B#J#HU=M=G#YBCGD=(
9#CH#E<=#]JIK=#?T##JE#E<=#HK@@?BE#Y=CFD#>?FHCG=B=G(
4#CH#E<=#]JIK=#?T##JE#E<=#?E<=B#=FG#?T#E<=#H@JF#Y=CFD#>?FHCG=B=G(
'bOR
& % '
p Z# ( ) (
* *Q x6 ?T X +
TX#CH#E<=#IJE=BJI#H=>?FG#L?L=FE ?T#JB=J ?T#E<=#Y?EE?L#TIJFD=(
Q x6#CH#E<=#]JIK=#?T#Q69(
9 CH#E<=#H@J>CFD#?T#3[TBJL=H&
X?B#Y=JLH#MCE<#CFE=BL=GCJE=#3[TBJL=#B=HEBJCFEH#Q6#CH#G=TCF=G#CF#
!IJKH=#$&
X?B#Y=JLH#MCE<?KE#CFE=BL=GCJE=#B=HEBJCFEH#JFG#M<C><#JB=#B=HEBJCF=G#
YA#E<=#G=>U HIJY ?FIAb#Q6#LJA#Y=#?YEJCF=G#TB?L#
4"#5+#%$$*[OVO''Rb##NPN@N'b#JFG#4"#5+#%$$)[OVO''Sb#!N'NPb#?Bb CF
>JH=H#M<=B=#E<=#G=>U#JFG#M=YH#?T#E<=#Y=JL#JB=#?T#>?FHEJFE#E<C>UF=HH#
E<B?KD<?KE#E<=#H@JFb#JFG#E<=#Y=JL CH#?T#>?FHEJFE#G=@E<b#CE#LJA#Y=
JHHKL=G#E<JEV
0%) B.0OO
Q6 Z# (
) ?T% ? TO
M<=B=V
0%#CH#E<=#GCHEJF>=#TB?L#E<=#>=FEB?CG#?T#E<=#>?L@B=HHC?F#TIJFD=#E?#E<=#
F=JB=HE#HKBTJ>=#?T E<=#HEBK>EKBJI#G=>U#gH== XCDKB=#Sh(
N#4" #O'%' \ O%
-:#SS$R[OVO''Q
XCDKB=#R +,5372403"6.7-,5"Z"-.0340I.I5":,2/5
66 66
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
6= 6=
' '
'1 '1
' '
'6 '6
'= '=
1 1
6 6
'
'
= =
OO \ N#4" #O'%'
-:#SS$R[OVO''Q
XCDKB=#S +,5372403".6"-./K7,554.0"6J209,":L"A&672/,5".7"1,-[".7",01"
3.754.02J"7,5372403
&#(.//&$
"$3&3#
' 4.747."3&$$4&$
6
'
49$393$3! 6
4 4
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
$4
$4
&. &.
6
'
$4
$4
&. &.
?)N'N# M11434.02J"6.7-,"1I,"3."-7.55"/,/:,75"40"A&672/,5"
5I:],-3,1"3."T,734-2J"J.21409"
0<=F#E<=#>?L@B=HHC?F#TIJFD=#?T#J#Y=JL#CH#B=HEBJCF=G#IJE=BJIIA#Y=EM==F
@?CFEH ?T#HK@@?BE#YA J#HAHE=L#?T#3[TBJL=H#MCE<#>B?HH#L=LY=BH#HKY`=>E#
E?#]=BEC>JI#I?JGCFDb#J#T?B>=#N;#H<?KIG#Y=#JGG=G#E? N" JH#G=TCF=G#JY?]=#
M<=B= N; LJA#Y=#EJU=F#JH#T?II?MHV
g w @h
N; Z# , N> 6 U M 6(
UM
M<=B=V
N>#CH#JH G=TCF=G#CF#!IJKH=#?? JFG#G=BC]=G#T?B#=J><#I?JG=G#3[TBJL=#MCE<CF#
J#I=FDE<#UM#JG`J>=FE#E?#E<=#HK@@?BE#>?FHCG=B=G(
@6CH#E<=#GCHEJF>= ?T#E<=#I?JG=G#TBJL=#TB?L#E<=#HK@@?BE(
UM#CH#E<=#<JIT#MJ]=I=FDE<#?T#YK>UICFD�<=B=#CFE=BL=GCJE=#IJE=BJI#?B
3[TBJL=#B=HEBJCFEH#JB=#@B?]CG=G#M<C><#JB=#F?E#TKIIA#=TT=>EC]=b#UM#H<?KIG
Y= G=E=BLCF=G#YA#EJUCFD UaUY JH#E<=#F=_E#CFE=D=B#Y=I?M#Ua926YKE#F?E#I=HH#
E<JF#KFCEA(
#G=F?E=H#HKLLJEC?F#T?B#JII#I?JG=G#TBJL=H&
N#4" #O'%' \ O)
-:#SS$R[OVO''Q
N; LJA#JIE=BFJEC]=IA Y=#EJU=F#JHV
0O±
#T?B#JF#=FG#HK@@?BE#E?#J#Y=JL#MCE<#H=]=BJI#CFE=BFJI
Q 9)
ObRQ 6 =
O )?T db>
3[TBJL=H(
0O±
#T?B#J HK@@?BE#E? J Y=JL#MCE<#J#HCFDI=#CFE=BFJI#3[TBJL=(
9)
OQ 6 Q =
)?T db>
0O±
#T?B#JF#CFE=BFJI#HK@@?BE(
Q6 9)
Q =
O %O?T db>
M<=B=V
± CH JH#G=TCF=G#CF#!IJKH= ??#JFG#CH#E?#Y=#>JI>KIJE=G#T?B#L?HE#JG]=BH=#
GCHEBCYKEC?F#?F#>B?HH#Y=JLH#JH#T?II?MHV
Jh X?B#Y=JLH#MCE<#LKIEC@I=#3[TBJL=H#CF#J#H@JFV#E<=#GCTT=B=F>=#
Y=EM==F#E<=#B?EJEC?F#?T#E<=#3[TBJL=#JG`J>=FE#E?#JF#=FG#HK@@?BE#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
?)N@ <34660,55
1<=#HECTTF=HH#?T#B=HEBJCFEH#JE HK@@?BEH#JDJCFHE#B?EJEC?F#JY?KE#E<=#
I?FDCEKGCFJI#J_CH#?T#J#Y=JL#H<?KIG#Y=#HK><#E<JE#E<=#]JIK=H#QEb#>JI>KIJE=G#
JH#G=TCF=G#CF##N@N?b#G?#F?E#=_>==G#E<=#]JIK=H#JG?@E=G#CF#G=E=BLCFCFD#E<=#
=TT=>EC]=#I=FDE<#?T#E<=#>?L@B=HHC?F#TIJFD=&
0<=B=#Y=JBCFD#HECTT=F=BH JB=#KH=G#E?#@B?]CG=#E<=#H?I=#E?BHC?FJI#B=HEBJCFE#
E<=A#H<?KIG#L==E#E<=#JY?]=#HECTTF=HH#>BCE=BC?F#CF#JGGCEC?F#E?#E<=#>BCE=BCJ
?T#!IJKH= ?##B=I=]JFE#E?#E<=CB#TKF>EC?F#JH#Y=JBCFD#HECTT=F=BH&
O* \ N#4" #O'%'
-:#SS$R[OVO''Q
?? C03,7/,1423,"7,53724035"Z",66,-35"1I,"
3."7,5372403".6"/240":,2/5
F#JGGCEC?F#E?#T?B>=H#TB?L#MCFG JFG#?E<=B#J@@IC=G#T?B>=Hb#EBJFH]=BH=
B=HEBJCFEH#E? >?L@B=HHC?F#TIJFD=Hb#CF>IKGCFD#3[TBJL=Hb#H<?KIG#
Y=#G=HCDF=G#T?B#J#T?B>=#N5G#CF#J>>?BGJF>=#MCE<#
4"#5+#%$$)[OVO''Sb##N@NPN'W%Xb#J@@IC=G#F?BLJI#E?#=J><#Y=JL#JE E<=#
I=]=I#?T#E<=#>=FEB?CG#?T#CEH#TIJFD=J><#T?B>=#H<?KIG#Y=#>JI>KIJE=G#TB?L#
E<=#@B?GK>E#?T#E<=#DB=JE=HE#HEB=HH CF#E<=#>?L@B=HHC?F#TIJFD=#JFAM<=B=
JI?FD#E<=#Y=JL#JFG#E<=#JB=J#DC]=F#CF#4"#5+#%$$)[OVO''Sb##N@NPN'WQX&#
0<=B=#E<=B=#JB= EM?#?B#L?B=#CFE=B>?FF=>E=G#Y=JLHb#EM?#>JH=H#H<?KIG#
Y=#>?FHCG=B=GV
Jh T?B>=H6N5G#TB?L#JFA#EM?#Y=JLH(
Yh T?B>=H6N5G#TB?L#JII#Y=JLH#YKE#E<=#B=GK>EC?F#TJ>E?B#L !#%b'#CF#
J>>?BGJF>=#MCE<#4"#5+#%$$)[%[%VO''Rb#%N@N@W?X#LJA#Y=#J@@IC=G#
E?#=J><#T?B>=6N5G&#
1<=#T?B>=H#N5G#TB?L#=J><#Y=JL#H<?KIG#Y=#J@@IC=G#CF#GCB=>EC?FH HK><#JH
E?#LJ_CLCd=#E<=#=TT=>E#CF#E<=#=I=L=FE#Y=CFD#>?FHCG=B=G&
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
0<=B=#E<=#B=HEBJCFE#T?B>=H#JB=#E?#Y=#EBJFHLCEE=G#E? =FG#HK@@?BEH#YA#J#
HAHE=L#?T#@IJF YBJ>CFDb#E<=#@IJF#YBJ>CFD#HAHE=L#H<?KIG#Y=#G=HCDF=G E?
B=HCHE#E<=#L?B=#?F=B?KH#?T E<=#T?B>=H N5G#TB?L =J><#B=HEBJCFE#MCE<CF#J
I=FDE<#=aKJI#E?#E<=#<JIT#MJ]=I=FDE<#?T#YK>UICFD#JFG#E<=#T?B>=H#
D=F=BJE=G YA#JF ?]=BJII#TIJFD=#Y?M#CF#=J><#TIJFD=#J>>?BGCFD#E?#
4"#5+#%$$)[%[%VO''Rb#%N@N@&
X?B#E?BHC?FJI#B=HEBJCFEHb#E<=#T?B>=#N5G#H<?KIG#Y=#EJU=F#JHV
& ¦ >?Lb5G ' UM
N5G Z# ( ) (
( ¦ >BCE w ¦ >?Lb5G ) SSPQ 6±
* +
?B#M<=F UM#o#%)b)5V
& ¦ >?Lb5G ' 5
N5G Z ( ) (
( ¦ >BCE w ¦ >?Lb5G ) R'Q 6±
* +
M<=B=V
¦>?Lb5G#CH#E<=#LJ_CLKL#G=HCDF#>?L@B=HHC]=#HEB=HH#CF#E<=#=I=L=FE(
UM#CH#E<=#<JIT[MJ]=I=FDE<#?T#YK>UICFD#JH G=TCF=G CF *N@(
5#CH#E<=#?]=BJII#G=@E<#?T#E<=#Y=JL#>B?HH[H=>EC?F(
Q6± Z >±650Tb#M<=B=V
>#CH#JH#G=TCF=G#CF *NP(
±6#CH#JH#G=TCF=G#CF#*NP(
0T#CH#E<=#]=BEC>JI#GCHEJF>=#Y=EM==F#E<=#>=FEB?CG#?T#E<=#>?L@B=HHC?F#JFG#
E=FHC?F#TIJFD=H#B=H@=>EC]=IA#JE#E<=#@?HCEC?F ?T#E<=#E?BHC?FJI#B=HEBJCFE(
W>BCE
¦>BCE Z M<=B=V
]=TT
W>BCE#CH#JH#G=TCF=G#CF#4"#5+#%$$)[OVO''Sb##N@NPN'g)h(
]=TT#CH#JH#G=TCF=G#CF#4"#5+#%$$)[OVO''Sb##N@NPN'g*h&
U
M _6
WX4? 45262@7/233 C>36=C/ N?068/26:83206C>686:CY6 D72/=2A; C> C=
Y ;5 86=8A;C/6C=638=2;<6C=6!_'J %'''
N#4" #O'%' \ OR
-:#SS$R[OVO''Q
1<=#T?II?MCFD#JGGCEC?FJI#=TT=>EH#H<?KIG#Y=#CF>IKG=G#T?B#3[TBJL=H#MCE<#
>B?HH#L=LY=BH#HKY`=>E=G#E?#]=BEC>JI#I?JGCFDV
Jh JGGCEC?FJI#T?B>=H#N>#J@@IC=G#E?#E<=#3[TBJL=b#CF#E<= HJL=#LJFF=B#JH#
N5Gb#B=HKIECFD#TB?L#E<=#CFE=BJ>EC?F#Y=EM==F#E<=#Y=FGCFD#?T#E<=#
>B?HH#L=LY=BH#JFG#]=BEC>JIHb#M<C><#LJA#Y=#EJU=F#JHV
± 0O
N> Z# (
5
%&RQ ^ 9 ) W %O ?T db> 9
M<=B=V
0O#CH#JH G=TCF=G#CF#?)N'N%(
Q6#CH#JH G=TCF=G#CF !IJKH= $(
9#CH#E<=#H@J>CFD#?T#3[TBJL=H(#
Tdb>#CH#E<=#H=>?FG#L?L=FE#?T#JB=J#?T E<=#>?L@B=HHC?F#TIJFD=#JY?KE#CEH#
>=FEB?CGJI#J_CH#@JBJII=I E?#E<=#M=Y#?T E<=#Y=JL#JE#E<=#@?CFE#?T#LJ_CLKL#
Y=FGCFD#L?L=FE(
±#CH#E<=#GCTT=B=F>=#CF#B?EJEC?F#Y=EM==F#E<=#>B?HH#L=LY=B#?T#E<=#3[TBJL=#
KFG=B#>?FHCG=BJEC?Fb#JFG#E<=#L=JF#?T#E<=#B?EJEC?FH#?T#E<=#>B?HH#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
L=LY=BH#?T#E<=#JG`J>=FE#3[TBJL=H#?F#=CE<=B#HCG=<=#B?EJEC?FH#JB=#
>JI>KIJE=G#CF#BJGCJFH#KFG=B#E<=#I?JGCFDb#JE#E<=#`KF>EC?F#?T#E<=#B=I=]JFE#
>B?HH#L=LY=B#MCE<#E<=#LJCF#Y=JL#KFG=B#>?FHCG=BJEC?Fb#JHHKLCFD#E<JE#
E<=#>B?HH#L=LY=B#CH#HCL@IA#HK@@?BE=G&
Yh X?B#JII#<CD<MJA#JFG#BJCIMJA#YBCGD=H#E<=#IJE=BJI#TI=_KB=#?T#J#
>?L@B=HHC?F#TIJFD=#GK=#E?#I?JGCFD#?F#J#>B?HH#L=LY=B#H<?KIG#Y=#
EJU=F#CFE?#J>>?KFE<=#LJ_CLKL#]JIK=#?T#E<=#EBJFH]=BH=#L?L=FE#
OA @B?GK>=G#CF#E<=#@IJF=#?T#E<=#TIJFD=#LJA#Y=#EJU=F#JH#T?II?MHV
R ?T db>± 0O -/
U W 9U w %bOR ./
OA Z 0% O1
(
U9U
% w ¦ T> W ¦ >BCE / ObQ )bR
¦ W ¦ /
2 T> >BCE 3
M<=B=V
¦T>#CH#E<=#LJ_CLKL#>?L@B=HHC]=#HEB=HH#CF#E<=#TIJFD=(
¦>BCE#CH#JH#G=TCF=G#CF#E<CH#>IJKH=&
9U#CH#JH#G=TCF=G#CF#4"#5+#%$$)[Ob##N@NPN'W%X&
U#CH#E<=#H@JF#?T E<=#Y=JL&
4?E<#N>#JFG#OA#LJA#JIE=BFJEC]=IA#Y=#G=E=BLCF=G#TB?L#J#E<B==#
GCL=FHC?FJI#DI?YJI#JFJIAHCH#L?G=I&#"=>?FG ?BG=B#=TT=>EH#H<?KIG Y=#
CF>IKG=G#=CE<=B#GCB=>EIA YA#H=>?FG#?BG=B#JFJIAHCH#?B#YA#LJDFCTACFD#E<=#
B=HKIEH#?T#J#TCBHE#?BG=B#JFJIAHCH#YA JF#J@@B?@BCJE=#TJ>E?B#CF#J>>?BGJF>=#
MCE<#4"#5+#%$$)[OVO''Sb#%N'N'&
OS \ N#4" #O'%'
-:#SS$R[OVO''Q
?' ;I-[J409"7,545320-,".6"KJ23,5"S438"
.I3".6"KJ20,"J.21409
?'N? U,0,72J
4K>UICFD#?T#@IJE=H#MCE<#?KE#?T#@IJF=#I?JGCFD#CH#@JBECJIIA >?]=B=G#YA#
4"#5+#%$$)[%[P#YKE#E<=#BKI=H#JB=#F?E#HKTTC>C=FEIA#>?L@B=<=FHC]=#E?#TKIIA#
>?]=B#E<=#G=HCDF#?T#YBCGD=#G=>U#@IJE=H#KFG=B#>?LYCF=G#DI?YJI#JFG#I?>JI#
I?JGCFDKI=H#YJH=G ?F#E<?H=#CF#4"#5+#%$$)[%[P#E?#>?]=B#E<=#G=HCDF#?T#
YBCGD=#G=>U#@IJE=H#JB=#DC]=F#CF#E<CH#H=>EC?F&
0<=B=#I?>JI#I?JGH#JB=#J@@IC=G#EBJFH]=BH=IA#E?#J#G=>U#@IJE=#?B#E<=#G=>U#
@IJE=#CH#>KB]=G#Y=EM==F#EBJFH]=BH=#B=HEBJCFEHb#E<=#JGGCEC?FJI Y=FGCFD#
L?L=FEH#D=F=BJE=G#H<?KIG#Y=#>?LYCF=G#MCE<#CF[@IJF=#=TT=>EH�<=B=
E<=#L=LY=B#D=?L=EBA >?L@IC=H#MCE<#4"#5+#%$$)[%[RVO''Sb#PN?W?Xb#E<=#
L=E<?G#DC]=F#CF#?'N'b#YJH=G#?F#E<=#=TT=>EC]=#H=>EC?F#L=E<?G#?T#
4"#5+#%$$)[%[Rb#LJA#Y=#KH=G<=#L=E<?G#DC]=F#CF#?'N@b#YJH=G#?F#E<=#
B=GK>=G#HEB=HH#L=E<?G#?T#4"#5+#%$$)[%[Rb#LJA#Y=#KH=G#CF#JII#>JH=H&
?'N' J23,5"S438".I3".6"KJ20,"J.21409"Z",66,-34T,"
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
5,-34.0"/,38.1
F#E<=#JYH=F>=#CF[@IJF=#GCB=>E#HEB=HH#F?BLJI#E?#E<=#I?FDCEKGCFJI#
HECTT=F=BHb#E<=#T?II?MCFD#>BCE=BC?F#H<?KIG#Y=#HJECHTC=G#T?B#E<=#HECTT=F=G#
G=>U#@IJE=V
M<=B=V
¦>Bb> CH#E<=#>BCEC>JI#YK>UICFD#HEB=HH#T?B#>?IKLF[ICU=#YK>UICFD#G=E=BLCF=G#
CF#J>>?BGJF>=#MCE<#4"#5+#%$$)[%[RVO''Sb#!IJKH=#P&
¦5G CH#E<=#>?L@B=HHC]=#HEB=HH#GK=#E?#DI?YJI#=TT=>EH#CF#E<=#HECTT=F=G#G=>U#
@IJE=#JE#E<=#I?>JEC?F#?T#E<=#HECTT=F=B#Y=CFD#><=>U=G#gG=E=BLCF=G#KHCFD#
=TT=>EC]=#H=>EC?F#@B?@=BEC=H#JH T?B#G=E=BLCFJEC?F#?T \%h#YKE#KHCFD#E<=#
HEB=HH JE#E<=#>=FEB?CG#?T E<=#HECTT=F=G#G=>U#@IJE=<CH#>JF#>?FH=B]JEC]=IA#
Y=#EJU=F#JH#E<=#LJ_CLKL#TCYB=#HEB=HH&#
¦Y=FGbI?FD#CH#E<=#LJ_CLKL#I?FDCEKGCFJI#I?>JI#Y=FGCFD#HEB=HH#CF E<=#
HECTT=F=G#@IJE=b#>JI>KIJE=G#T?B#E<=#TCYB=#?T#E<=#HECTT=F=B#=TT=>EC]=#H=>EC?F#
M<C><#LJ_CLCd=H#E<=#]JIK=#?T\%bL?G&
,E<=B#E=BLH#JB=#JH#G=TCF=G#CF#4"#5+#%$$)[%[RVO''Sb#PN#&#
1<=#CFE=BJ>EC?F#MCE<#CF[@IJF=#H<=JB#H<?KIG#Y=#>JBBC=G#?KE#J>>?BGCFD#E?#
4"#5+#%$$)[%[RVO''Sb#QN?W%Xb#MCE<#\%#EJU=F#JH#\%bL?G&#X?B#E<=#><=>U#?T#
HKY[@JF=I#YK>UICFDb ¦Y=FGbI?FD#>JF#Y=#EJU=F#JH#E<=#]JIK=#JE#E<=#LCG[@IJF=#
?T#E<=#TIJFD=#@IJE=&
N#4" #O'%' \ OP
-:#SS$R[OVO''Q
.C=IGCFD#?T#E<=#TIJFD=#@IJE=b#C&=&#@IJE=#MCE<?KE#I?FDCEKGCFJI#HECTT=F=BHb#
H<?KIG#Y=#><=>U=G#J>>?BGCFD#E?#E<=#T?II?MCFD#>BCE=BC?FV
O O O
& ¦ _b5G ' & ¦ db5G ' & ¦ _b5G ' & ¦ db5G ' & ¯ 5G '
(( )) (( )) w (( )) (( )) ) (( )) %b' (
* =A W c 7' + * =A W c 7' + * =A W c 7' + * =A W c 7' + * =A W c 7' +
M<=B=V
¦_b5G CH#E<=#I?FDCEKGCFJI#GCB=>E#HEB=HH#JE#E<=#LCG[@IJF= ?T#E<=#TIJFD=#@IJE=#
>JI>KIJE=G#?F#E<=#=TT=>EC]=#H=>EC?F#JII?MCFD T?B#@IJE=#YK>UICFD#JFG#H<=JB#
IJD#JFG#CF>IKGCFD#I?>JI#Y=FGCFD#HEB=HH(
¦Y=FGbI?FD#CH#JIH?#>JI>KIJE=G#JE E<=#LCG[@IJF=#?T#E<=#TIJFD=#@IJE=(
¦db5G CH#E<=#EBJFH]=BH=#GCB=>E#HEB=HH#JE#E<=#=_EB=L=#TCYB=#?T#E<=#TIJFD=#
@IJE=#CF>IKGCFD#¦Y=FGbEBJFH#g=_EB=L=#TCYB=#HEB=HH#CF#E<=#TIJFD=#CH#KH=G#JH
E<=B=#M?KIG#?E<=BMCH=#Y= F?#=TT=>E#TB?L#EBJFH]=BH=#Y=FGCFD#?T#E<=#
TIJFD=h(
¯5G CH#E<=#CF[@IJF=#H<=JB#HEB=HH CF#E<=#TIJFD=b#EJU=F#=aKJI#E?#R'p#?T#E<=#
LJ_CLKL#H<=JB#HEB=HH#JE#E<=#M=Y[TIJFD=#`KF>EC?F#GK=#E?#E<=#Y=JL#H<=JB#
T?B>=#@IKH#%''p#?T#E<=#E?BHC?FJI#H<=JB#HEB=HH�<=B=#H<=JB#HEB=HH#TB?L
?E<=B#=TT=>EH#CH#@B=H=FEb#HK><#JH#TB?L#MJB@CFDb#E<CH#H<=JB#HEB=HH#H<?KIG#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
JIH?#Y= CF>IKG=G&
?'N@ J23,5"S438".I3".6"KJ20,"J.21409"Z"7,1I-,1
537,55"/,38.1
1<=#T?II?MCFD#>BCE=BC?F#H<?KIG#Y=#HJECHTC=G#T?B#?]=BJII#YK>UICFD#?T#E<=
HECTT=F=G#G=>U#@IJE=V
O
& ¦ _b5G ¦ Y=FGbI?FD & % ''
(( ( ))
* ¢ _ =A W c 7% =A c 7% * % w % W >B + +)
O
& ¦ db5G ¦ Y=FGbEBJFH & % ''
( ( ) ))
(
* ¢ d =A W c 7% =A c 7% * % w % W >B + +
OQ \ N#4" #O'%'
-:#SS$R[OVO''Q
1<=#T?II?MCFD#>BCE=BC?F#H<?KIG#Y=#HJECHTC=G#T?B#HKY[@JF=I#YK>UICFDV#
O O
& ¦ _Eb5G ' & ¦ db5G ¦ Y=FGbEBJFH & % ''
(( )) (( ( ))
* ¢ _ =A W c 7% + * ¢ d =A W c 7% =A c 7% * % w % W >B + +)
?@ +,545320-,".6"/,/:,75"S438"6J209,5"
-I7T,1".I3".6"KJ20,
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
?@N? U,0,72J
/KCGJF>=#?F#E<=#>JI>KIJEC?F#?T#HEB=HH=H#CF#TIJFD=H#JFG#M=YH#CFGK>=G#YA#
TIJFD=H#>KB]=G#CF#=I=]JEC?F#CH#DC]=F#Y=I?M<=H=#HEB=HH=H#JB=#B=aKCB=G#
CF#><=>UCFD#AC=IGCFD#?T#E<=#TIJFD=H#JFG#YK>UICFD#?T#E<=#M=Yb#JIE<?KD<
4"#5+#%$$)#G?=H#F?E#@B?]CG=#H@=>CTC>#G=EJCIH#?T#HK><#J#><=>U	#L=E<?G#
?T#><=>UCFD#I?FDCEKGCFJIIA#HECTT=F=G#TIJFD=H#M<C><#JB=#>KB]=G#CF#
=I=]JEC?F#CH#JIH?#@B=H=FE=G&
?@N' RJ209,"401I-,1":I-[J409
XIJFD=#@IJE=H#H<?KIG#>?L@IA#MCE<#E<=#@B?]CHC?FH#?T
4"#5+#%$$)[%[RVO''Sb#!IJKH=#*&
?@N@ RJ209,5"-I7T,1"40",J,T234.0
?@N@N? <37,55,5"40"6J209,5
X?B#TIJFD=H#>KB]=G#CF#=I=]JEC?Fb#J#EBJFH]=BH=#Y=FGCFD#HEB=HH ¦1#GK=#E?
E<=#BJGCJI#>?L@?F=FE#?T#E<=#I?FDCEKGCFJI#T?B>=#CF#E<=#TIJFD=#H<?KIG#Y=#
EJU=F#JHV
¦ 1 Z )¦ T AT?O W /;T #CF#J#TIJFD=#?KEHEJFG(
N#4" #O'%' \ O$
-:#SS$R[OVO''Q
AT? CH#E<=#MCGE<#?T#E<=#?KEHEJFG#L=JHKB=G#TB?L#E<=#=GD=#E?#E<=#F=JB=HE#
ICF=#?T#BC]=EH#?B#Y?IEH#>?FF=>ECFD#CE#E?#E<=#HK@@?BECFD#@JBE#?T E<=#
L=LY=Bb#?B#E?#E<=#E?=#?T#J#B??E#TCII=E#?T#J#B?II=G#H=>EC?Fb#?Bb#CF#E<= >JH=#
?T#J#M=IG=G#>?FHEBK>EC?Fb#E?#E<=#HKBTJ>=#?T#E<=#HK@@?BECFD#@JBE#?T#E<=#
L=LY=Bb#?Bb#CF#E<=#>JH=#?T#>?L@?HCE=#>?FHEBK>EC?Fb#E?#E<=#?KE=B#ICF=#?T
H<=JB#>?FF=>E?BH(
/#CH#E<=#BJGCKH#?T#>KB]JEKB=#JE#E<=#TIJFD=&
WX4? 45263;/2332368/26>C;68779 A8:926Y52>6;52632A; C>6 3 B>3<DD2;/ A896
8:CB;686[2/; A8968@ 36C/6AB/[206 > 798>6C/6 >68><6798>26C;52/6;58>6;526
[2/; A89_63BA568632A; C>6:2 >16CB;3 026;5263AC726C=6;5 36A98B32J
.C=IGCFD ?T#E<=#TIJFD=#LJA#Y=#><=>U=G#CF#J>>?BGJF>=#MCE<#?'N'&
?@N@N' <37,55,5"40"S,:5
1<=#]=BEC>JI#>?L@?F=FEH#?T#E<=#T?B>=H#CF#TIJFD=H#H<?KIG#Y=#EJU=F#CFE?#
J>>?KFE#CF#>?L@KECFD#E<=#H<=JB#T?B>=#>JBBC=G#YA#E<=#M=Y&
1<=#=GD=#?T#J#M=Y#JEEJ><=G#E?#J#>KB]=G#@?BEC?F#?T#J#TIJFD=#H<?KIG#Y=#
>?FHCG=B=G#E?#Y=#HKY`=>E=G#E?#J#T?B>=b#J>ECFD#CF#E<=#@IJF=#?T#E<=#M=Yb#
=aKJI#E?V
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
¦ T .T ;T W />?H3 #@=B#KFCE#I=FDE<(
M<=B=V
.T#CH#E<=#MCGE<#?T JF#KFHECTT=F=G#TIJFD=b#CF#J#Y=JL#<J]CFD ?FIA#?F=#M=Yb
?B#<JIT#E<=#GCHEJF>=#Y=EM==F#HK>>=HHC]=#I?FDCEKGCFJI#HECTT=F=BH#?B#M=YHb#
E?D=E<=B#MCE<#JFA#JG`J>=FE ?KEHEJFG(
3#CH#E<=#HI?@=#?T#E<=#M=Y#E?#E<=#]=BEC>JI(
1<=#CFE=BJ>EC?F#?T#EBJFH]=BH=#T?B>=#?F#E<=#M=Y#MCE<#?E<=B#=TT=>EH#LJA#Y=#
EB=JE=G#CF#J>>?BGJF>=#MCE<#4"#5+#%$$)[%[RVO''Sb#QN'&#
?@N@N@ RJ209,5"5J.K409"40",J,T234.0
F#>?L@KECFD#E<=#H<=JB#T?B>= >JBBC=G#YA#E<=#M=Y#JE#JFA#H=>EC?F#?T#J#
Y=JLb#E<=#]=BEC>JI#>?L@?F=FEH#?T#E<=#I?FDCEKGCFJI#T?B>=H#CF#HI?@CFD#
TIJFD=H#H<?KIG#Y=#EJU=F#CFE?#J>>?KFE&
?@N@NP ;,2/5"S438"J.0943I1402J"6J209,"53466,0,75
0<=B=#J#TIJFD=#MCE<#I?FDCEKGCFJI#HECTT=F=BH#CH#>KB]=G#CF#=I=]JEC?Fb#E<=
HECTT=F=BH#LJA#Y=#><=>U=G#T?B#YK>UICFD#=CE<=B#T?II?MCFD#!IJKH= ?'b#
EB=JECFD#E<=#BJGCJI#T?B>=#TB?L E<=#TIJFD=#JH#J#I?>JI#EBJFH]=BH=#I?JGb#?B#YA#
L?GCTACFD#E<=#]JIK=#?T##CF#4"#5+#%$$)[%[%VO''Rb##N@N?N'b#JH#T?II?MHb
M<=F#G=E=BLCFCFD#E<=#=TT=>EC]=#H=>EC?F#T?B#E<=#TIJFD=V
!
<2 =
Z 'bR "% 2 p w 'bO O p O # #T?B#HECTT=F=BH#MCE<?KE >?FECFKCEA#
$ %
?]=B#E<=#>B?HH#L=LY=BH(
!
<2 =
Z 'bR "% 2 p w 'bO O p O # #T?B#HECTT=F=BH#MCE<#>?FECFKCEA#?]=B#
$ O %
E<=#>B?HH#L=LY=BH(
M<=B=V
=#JFG# #JB=#JH#G=TCF=G#CF#4"#5+#%$$)[%[RVO''Sb#PN%N@W%X(
<#CH#E<=#DB=JE=HE#GCHEJF>=#TB?L#JF#=_EB=L=#TCYB=#?T#E<=#HECTT=F=B#=TT=>EC]=
H=>EC?F#E?#CEH#>=FEB?CG(
2T CH#E<=#DB=JE=HE#?TTH=E#?T#E<=#HECTT=F=B#TB?L#J#HEBJCD<E#ICF=#Y=EM==F
EBJFH]=BH=#B=HEBJCFEH#GK=#E?#TIJFD=#>KB]JEKB=(
p CH#JH#G=TCF=G#CF#4"#5+#%$$)[%[%VO''Rb##N@N?N'&
?P !,5490".6"6J209,5"201"S,:5"S438"
J279,".K,04095
9FA#?@=FCFDH#CF#M=YH#?B#>?L@B=HHC?F#TIJFD=H#H<?KIG#Y=#TBJL=G#JFG#E<=#
HECTT=F=G#H=>EC?F#G=HCDF=G#T?B I?>JI#I?JG#=TT=>EHb#CF>IKGCFD#H=>?FGJBA#
Y=FGCFD	IE=BFJEC]=IAb#?@=FCFDH#CF#M=YH#LJA#Y=#KFHECTT=F=G#@B?]CG=G#
E<JE#E<=A#L==E#E<=#T?II?MCFD#@B?]CHC?FHV
Jh E<=#?]=BJII#DB=JE=HE#CFE=BFJI#GCL=FHC?F#G?=H#F?E#=_>==G#E<=#ICLCEH#
CF#4"#5+#%$$)[%[RVO''Sb#'N@W?X(
Yh E<=#I?FDCEKGCFJI#GCHEJF>=#Y=EM==F#E<=#Y?KFGJBC=H#?T JG`J>=FE#
?@=FCFDH#CH#JE#I=JHE#E<B==#ECL=H#E<=#LJ_CLKL#CFE=BFJI#GCL=FHC?F(
>h F?E#L?B=#E<JF#?F=#?@=FCFD#CH#@B?]CG=G#JE#JFA#>B?HH[H=>EC?F&
9II#>?BF=BH#?T#?@=FCFDH#H<?KIG#Y=#B?KFG=G#MCE<#J#BJGCKH#?T#JE#I=JHE
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
?F=[aKJBE=B#?T#E<=#I=JHE#GCL=FHC?F#?T E<=#<?I=&
!KE[?KEH#CF#HECTT=F=BH#H<?KIG Y=#CF#J>>?BGJF>=#MCE<
4"#5+#%$$)[%[RVO''Sb"$N'NP&#!KE[?KEH#@B?]CG=G#T?B#EBJFH]=BH=#
HECTT=F=BH#H<?KIG#=CE<=B#<J]=#JE#I=JHE#?F=[E<CBG#?T#E<=CB#@=BCL=E=BH
M=IG=G#E? E<=#HECTT=F=BHb#?B#E<=#HECTT=F=BH H<?KIG#Y= >I=JE=G#E?#E<=#M=Y#
MCE<#JE#I=JHE#EM?#Y?IEH#?B#BC]=EH#@=B#HCG=#?T#E<=#>?FF=>EC?F#?B#YA#TKII#
@=BCL=E=B#M=IGCFD#?T#E<=#>I=JE&
?% !,5490".6"403,7/,1423,"37205T,75,"
S,:"53466,0,75"
FE=BL=GCJE=#EBJFH]=BH=#M=Y#HECTT=F=BH#H<?KIG Y=#G=HCDF=G E?
4"#5+#%$$)[%[R&#!?L@I=L=FEJBA#DKCGJF>=#?F#E<=#G=HCDF#?T#
CFE=BL=GCJE=#EBJFH]=BH=#M=Y HECTT=F=BH#CH#DC]=F#Y=I?M&# F#@JBEC>KIJB#CE#
@B?]CG=HV#
Jh PDKCGJF>=#?F#G=EJCICFD#CFE=BL=GCJE=#EBJFH]=BH=#HECTT=F=BH( Q
Yh DKCGJF>= ?F#E<=#I?JGCFDH#E?#>?FHCG=B&
0=YH#?T#@IJE=#DCBG=BHb#Y?_#DCBG=BH#JFG#B?II=G#Y=JLH#H<?KIG#Y=#@B?]CG=G#
MCE<#EBJFH]=BH=#HECTT=F=BH#JE#JII#@?CFEH#M<=B=#E<=H=#JB=#F=>=HHJBA#T?B#E<=#
JG=aKJ>A#?T#E<=#M=Y#@IJE=#JFG#E<=#I?FDCEKGCFJI#HECTT=F=BHb#CT#JFA& 9#
EBJFH]=BH=#M=Y#HECTT=F=B#H<?KIG#Y=#@B?]CG=G#JE JII#I?>JEC?FH#M<=B=#J#M=Y#
>?FF=>EH#MCE<#J#>B?HH#Y=JL#JFG#M<=B=#J#HI?@CFD#TIJFD=#><JFD=H#
GCB=>EC?F&
5J><#=FG#?T#E<=#EBJFH]=BH=#HECTT=F=B#H<?KIG#Y=#HE?@@=G#?TT#?B H<J@=G#E?
JII?M#H@J>=#T?B#J#B??E#TCII=E#?B#M=IG#>?FF=>ECFD#E<=#M=Y#E?#E<=#TIJFD=&#
0<=B=#E<=#HECTT=F=B#CH#HE?@@=G#?TTb#J#>I=JBJF>=#F?E#=_>==GCFD#TC]=#ECL=H#
E<=#E<C>UF=HH#?T#E<=#M=Y#H<?KIG#Y=#JII?M=G<=#HECTT=F=B#H<?KIG#=_E=FG#
?]=B#E<=#M<?I=#B=LJCFCFD#G=@E<#?T#E<=#M=Y#JFG#H<?KIG#Y=#TCEE=G#>I?H=IA#
E?#E<=#TIJFD=#JE#=J><#@?CFE#?T#J@@IC>JEC?F#?T#J#>?F>=FEBJE=G I?JG#E?#E<=#
TIJFD=&
N#4" #O'%' \ )%
-:#SS$R[OVO''Q
0<=B=#>KE[?KEH#JB=#@B?]CG=G#CF#EBJFH]=BH=#HECTT=F=BH#E?#JII?M#E<=#
@JHHJD=#?T#I?FDCEKGCFJI HECTT=F=BHb#JE#I=JHE#?F=#HCG= ?T#E<=#?@=FCFD#CF#E<=#
EBJFH]=BH=#HECTT=F=B#H<?KIG#Y=#>I=JE=G#E?#E<=#I?FDCEKGCFJI#HECTT=F=B#MCE<#
JE#I=JHE#EM?#Y?IEH#?B#BC]=EH#@=B#HCG=#?T E<=#>?FF=>EC?Fb#?B#YA#TKII#
@=BCL=E=B#M=IGCFD#?T E<=#>I=JEb#?B#JE#I=JHE#?F=[E<CBG#?T E<=#@=BCL=E=B#?T
E<=#>KE[?KE#H<?KIG#Y=#>?FF=>E=G#E?#E<=#I?FDCEKGCFJI#HECTT=F=B#YA#M=IGCFD&#
6=aKCB=L=FEH#T?B#>KE#?KEH#CF#EBJFH]=BH=#HECTT=F=BH#JB=#DC]=F#CF#
4"#5+#%$$)[%[RVO''Sb#$N'NPWPX#JFG#$N'NPW%X	#EBJFH]=BH=#M=Y#
HECTT=F=B#LJA#T?BL#@JBE#?T#J#>B?HH#Y=JLb#>B?HH#TBJL=#?B#3[TBJL=&
9#EBJFH]=BH=#HECTT=F=B#H<?KIG#Y=#G=HCDF=G#E?#B=HCHE#E<=#T?II?MCFD#I?JG#
=TT=>EHb#M<=B=#E<=H=#JB=#@B=H=FEV
Jh J_CJI#T?B>=#CF#J>>?BGJF>=#MCE<#4"#5+#%$$)[%[RVO''Sb#$N@N@W@Xb#
J@@IC=G#CF#E<=#LCG[@IJF=#?T#E<=#M=Y#@IJE=(
Yh ?KE#?T#@IJF=#Y=FGCFD#GK=#E?#>?L@B=HHC]=#HEB=HH#CF#E<=#M=Yb#
G=E=BLCF=G#CF#J>>?BGJF>=#MCE<#4"#5+#%$$)[%[RVO''Sb#$N'N?(
>h J_CJI#T?B>= GK=#E?#EBJFHT=B#?T#I?JG#E<B?KD<#J#>B?HH#TBJL=#?B#>B?HH#
Y=JL(
Gh J_CJI#T?B>=#GK=#E?#I?JG#J@@IC=G#JE#TIJFD=#I=]=I(
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
=h J_CJI#T?B>= GK=#E?#>KB]JEKB=#?T#TIJFD=(
Th J_CJI#T?B>= GK=#E? ><JFD=#?T HI?@=#?T TIJFD=(
Dh Y=FGCFD L?L=FE#JY?KE#E<=#>=FEB?CGJI#J_CH#?T#E<=#=TT=>EC]=#H=>EC?F#
@JBJII=I#E?#E<=#@IJF=#?T#E<=#M=Y#GK=#E?#=>>=FEBC>CEA#E?#E<JE#J_CH#?T#
J_CJI#T?B>=H#G=H>BCY=G#CF#Jhb#>hb#Ghb#=hb#JFG#Thb#?B#TB?L#TI=_KB=#?T#J#
>B?HH#Y=JLb#3[TBJL=#?B#G=>U&
1<=#=TT=>EC]=#H=>EC?F#?T#E<=#EBJFH]=BH= HECTT=F=B#H<?KIG#Y=#G=E=BLCF=G#CF
J>>?BGJF>=#MCE<#4"#5+#%$$)[%[RVO''Sb#$N?W'X&
1<=#J_CJI#T?B>=#CF#J#HECTT=F=B#GK=#E?#E<=#I?JG#J@@IC=G#JE#TIJFD=#I=]=Ib#?B#
GK=#E?#>KB]JEKB=#?B#><JFD=#?T#HI?@=#?T#J#HEB=HH=G#TIJFD=b#?B#GK=#E?
EBJFHT=B#?T#I?JG#E<B?KD<#J#>B?HH#TBJL=b#LJA#Y= JHHKL=G#E?#]JBA#
KFCT?BLIA#JI?FD#E<= I=FDE<#?T E<=#HECTT=F=B#TB?L#E<=#]JIK=#JE#E<=#@?CFE#?T#
J@@IC>JEC?F#E?#d=B?#JE#E<=#B=L?E=#=FG#?T#E<=#HECTT=F=B<=#J_CJI#T?B>=#CF#
J#HECTT=F=B#GK=#E?#E=FHC?F#TC=IG#J>EC?F#H<?KIG#Y=#JHHKL=G JH#>?FHEJFE
?]=B#E<=#I=FDE<#?T#E<=#HECTT=F=B&
?# !,5490".6":,27409"53466,0,75
?#N? U,0,72J
1<CH#>IJKH=#DC]=H#>?L@I=L=FEJBA#DKCGJF>=#?F#E<=#G=HCDF#?T#Y=JBCFD#
HECTT=F=BH&# F#@JBEC>KIJB#CE#@B?]CG=H#DKCGJF>=#?FV#
Jh G=EJCICFD#Y=JBCFD#HECTT=F=BH(
Yh E<=#I?JGCFDH#E?#>?FHCG=Bb#CF>IKGCFD#E<=#=TT=>EH#?T#L=LYBJF=#E=FHC?F#
TB?L#H<=JB#M<C><#CH#F?E#G=TCF=G#CF#4"#5+#%$$)[%[R(
>h E<=#=>>=FEBC>CEC=H#E?#>?FHCG=B&
0=YH ?T#@IJE=#DCBG=BH#JFG#B?II=G Y=JLH H<?KIG#Y=#@B?]CG=G#MCE<#J#
HAHE=L#?T#I?JG#Y=JBCFD#HECTT=F=BH#JE#=J><#HK@@?BE#@?HCEC?F=B=JTE=B#
E<=H=#MCII#Y=#B=T=BB=G#E?#JH#Y=JBCFD#HECTT=F=BH<=#H=>EC?F#?T#J#Y=JBCFD
HECTT=F=B#H<?KIG#Y=#HALL=EBC>JI#JY?KE#E<=#LCG[@IJF=#?T#E<=#M=Y�<=F
)O \ N#4" #O'%'
-:#SS$R[OVO''Q
E<CH#>?FGCEC?F#CH#F?E#L=Eb#E<=#=TT=>E#?T#E<=#B=HKIECFD#=>>=FEBC>CEA#H<?KIG#
Y=#EJU=F#CFE?#J>>?KFE<=#=FGH#?T#J#Y=JBCFD#HECTT=F=B#H<?KIG#Y=#
JG=aKJE=IA#>?FF=>E=G#E?#Y?E<#TIJFD=H<=A#H<?KIG#Y=#H<J@=G E?#JII?M#
H@J>=#T?B#JFA#B??E#TCII=E#?B#M=IG#>?FF=>ECFD#E<=#M=Y#E?#E<=#TIJFD=&# T#
@B?]CGCFD#>I=JBJF>=#KHCFD#J#I?>JICd=G >KE#?KE#E<=#I=FDE<#?T JFA#
KFHK@@?BE=G#M=Y#H<?KIG#F?E#=_>==G#TC]=#ECL=H#E<=#E<C>UF=HH#?T#E<=#M=Y&#
1<=#HECTT=F=B#H<?KIG#Y=#TCEE=G#>I?H=IA#E?#E<=#TIJFD=#M<=B=#E<=#TIJFD=#CH#
HKY`=>E#E?#J#>?F>=FEBJE=G#I?JG�<=B=#>KE[?KEH#JB=#@B?]CG=G#CF#Y=JBCFD#
HECTT=F=BHb#E? JII?M#E<=#@JHHJD=#?T#I?FDCEKGCFJI HECTT=F=BHb#JE#I=JHE#?F=#
HCG= ?T#E<=#?@=FCFD#CF#E<=#Y=JBCFD#HECTT=F=B#H<?KIG#Y=#>I=JE=G E?#E<=#
I?FDCEKGCFJI#HECTT=F=B#MCE<#JE#I=JHE#EM?#Y?IEH#?B#BC]=EH#@=B#HCG=#?T#E<=#
>?FF=>EC?Fb#?B#YA#TKII#@=BCL=E=B#M=IGCFD#?T#E<=#>I=JEb#?B#JE I=JHE#
?F=[E<CBG#?T#E<=#@=BCL=E=B#?T#E<=#>KE[?KE#H<?KIG#Y=#>?FF=>E=G E?#E<=#
I?FDCEKGCFJI#HECTT=F=B#YA#M=IGCFD=aKCB=L=FEH#T?B#>KE[?KEH#CF#
EBJFH]=BH=#HECTT=F=BH#JB=#DC]=F#CF#4"#5+#%$$)[%[RVO''Sb#$N'NPWPX
JFG#$N'NPW%X	#Y=JBCFD#HECTT=F=B#LJA#Y=#KH=G#E?#@B?]CG=#E?BHC?FJI#
B=HEBJCFE#E?#J#Y=JL#JE#CEH#HK@@?BE(#CE#LJA#JIH?#T?BL#@JBE ?T#J >B?HH#Y=JLb
>B?HH#TBJL=#?B#3[TBJL=&
?#N' B.214095".0":,27409"53466,0,75"201",66,-34T,"
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
5,-34.0
9#HECTT=F=B#H<?KIG#Y=#G=HCDF=G#E?#B=HCHE#E<=#T?II?MCFD#I?JG#=TT=>EHb#M<=B=#
E<=H=#JB=#@B=H=FEV
Jh JF#J_CJI#T?B>=#=aKJI#E?#E<=#JID=YBJC>#HKL#?T#E<=#B=J>EC?F TB?L#E<=#
HK@@?BE#Y=JBCFD#JFG#E<=#]=BEC>JI#>?L@?F=FEH#?T#E<=#T?B>=H#CF#E<=#
JG`J>=FE#Y?EE?L#TIJFD=#?B TIJFD=Hb#GK=#E?#HI?@=#?B#>KB]JEKB=(
Yh JF#J_CJI#T?B>=#B=@B=H=FECFD#E<=#G=HEJYCICdCFD#CFTIK=F>=#?T#E<=#M=Yb#
G=E=BLCF=G#CF#J>>?BGJF>=#MCE<#4"#5+ %$$)[%[RVO''Sb#$N'N?W#X(
>h JF#J_CJI#T?B>=#GK=#E?#EBJFHT=B#?T I?JG#E<B?KD<#J#>B?HH#TBJL= ?B#
>B?HH#Y=JL(
Gh Y=FGCFD#L?L=FEH#JBCHCFD#TB?L#=>>=FEBC>CEA#?T#E<=#J_CJI#T?B>=#JY?KE#
E<=#B=I=]JFE#J_=H#?B#TB?L#TI=_KB=#?T#J#>B?HH#Y=JLb#>B?HH#TBJL=b#
3[TBJL=#?B#G=>U(
=h J_CJI#T?B>=#JFG#Y=FGCFD#L?L=FE#TB?L#@B?]CHC?F#?T#Y=JL#E?BHC?FJI#
B=HEBJCFE#CF#J>>?BGJF>=#MCE<#!IJKH=#?)(
Th L=LYBJF=#T?B>=#J@@IC=G#CF#E<=#@IJF=#?T#E<=#M=Y#T?B#HECTT=F=BH#
J>ECFD#JH#J BCDCG#=FG#@?HE&
1<=#L=LYBJF=#T?B>=#CF#Th#LJA#Y=#B=@B=H=FE=G#YA#J#KFCT?BLIA#GCHEBCYKE=G
T?B>=#W2#J>ECFD#EBJFH]=BH=#E?#E<=#HECTT=F=B#CF#E<=#@IJF=#?T#E<=#M=Y#?T#E?EJI#
LJDFCEKG=#DC]=F#YAV
& ¯O '
W2 Z 5M ;M ( w ¯ W %&O ) ! ' (
( ¯ A/ W %&O A/ )
* +
M<=B=V
¯#CH#E<=#H<=JB#HEB=HH CF#E<=#M=Y(
¯>B#CH#E<=#=IJHEC>#>BCEC>JI#H<=JB#HEB=HH#>JI>KIJE=G#CF#J>>?BGJF>=#MCE<#
4"#5+#%$$)[%[RVO''Sb#%N@b#EJU=F#JH#E<=#I?M=HE#?T#E<JE T?B#?]=BJII#JFG#
HKY[@JF=I#YK>UICFD#M<=B=#I?FDCEKGCFJI#HECTT=F=BH#JB=#@B=H=FE&#
N#4" #O'%' \ ))
-:#SS$R[OVO''Q
1<=#=TT=>EC]= H=>EC?F#?T#E<=#Y=JBCFD#HECTT=F=B#H<?KIG#Y=#G=E=BLCF=G#CF
J>>?BGJF>=#MCE<#4"#5+#%$$)[%[RVO''Sb#$N?W'X#T?B#E<=#=TT=>EH#CF#Jh#E?#=h#
JFG#CF#J>>?BGJF>=#MCE<#4"#5+#%$$)[%[RVO''Sb#$N@N?W'X#T?B#E<=#=TT=>EH#
?T#Th&
1<=#J_CJI#T?B>=#CF#J#HECTT=F=B#GK=#E?#E<=#I?JG#J@@IC=G#JE#TIJFD=#I=]=Ib#?B#
GK=#E?#>KB]JEKB=#?B#><JFD=#?T#HI?@=#?T#J#HEB=HH=G#TIJFD=b#?B#GK=#E?
EBJFHT=B#?T#I?JG#E<B?KD<#J#>B?HH#TBJL=b#LJA#Y= JHHKL=G#E?#]JBA#
KFCT?BLIA#JI?FD#E<= I=FDE<#?T E<=#HECTT=F=B#TB?L#E<=#]JIK=#JE#E<=#@?CFE#?T#
J@@IC>JEC?F#E?#d=B?#JE#E<=#B=L?E=#=FG#?T#E<=#HECTT=F=B<=#J_CJI#T?B>=#CF#
J#HECTT=F=B#GK=#E?#E=FHC?F#TC=IG#J>EC?F#H<?KIG#Y=#JHHKL=G JH#>?FHEJFE
?]=B#E<=#I=FDE<#?T#E<=#HECTT=F=B&
?#N@ =--,0374-43L
;?JG#=TT=>EH#GK=#E?#=>>=FEBC>CEC=H#JBCHCFD#TB?L#E<=#T?II?MCFD#>JKH=H#
H<?KIG#Y=#EJU=F#CFE?#J>>?KFEb#M<=F#B=I=]JFEV
Jh L?]=L=FEH#?T#E<=#Y=JL#B=IJEC]=#E?#E<=#Y=JBCFD#GK=#E?#><JFD=H#CF#
E=L@=BJEKB=(
Yh ><JFD=H#CF#E<=#@?CFE#?B#ICF= ?T#>?FEJ>E#JE#E<=#H@<=BC>JI#?B#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
>AICFGBC>JI#HKBTJ>=#?T#J#Y=JBCFD#GK=#E?#HI?@=#?T#E<=#Y=JL#M<=F#
G=TI=>E=G#YA#I?JG(
>h KF=]=F#H=JECFD#M<C><#LJA#?>>KB#?F#J#TIJE#Y=JBCFD#HKBTJ>=(
Gh CFJ>>KBJ>A#M<C><#LJA#?>>KB#CF#E<=#@?HCEC?FCFD#?T#E<=#Y=JL#B=IJEC]=#
E?#E<=#Y=JBCFD&
1<=#T?II?MCFD#]JIK=H#?T#=>>=FEBC>CEA#LJA#Y=#JHHKL=G#E?#HJECHTA#E<=#
@B?]CHC?FH#?T#>h#JFG#GhV
\ <JIT#E<=#MCGE<#?T#E<=#TIJE#Y=JBCFD#HKBTJ>=#@IKH#%'#LL#T?B#J#
TIJE[E?@@=G#B?>U=B#Y=JBCFD#CF#>?FEJ>E MCE<#J TIJE Y=JBCFD#HKBTJ>=(#
?B
\ ) LL#T?B#J#BJGCKH=G#K@@=B Y=JBCFD#B=HECFD#?F#J#TIJE#?B BJGCKH=G
I?M=B#@JBE( ?B
\ %'#LL#T?B#J#TIJE#K@@=B#Y=JBCFD#B=HECFD#?F#J#BJGCKH=G#I?M=B#@JBE&
1<=H=#B=>?LL=FGJEC?FH#JB=#T?B#DKCGJF>=#?FIA	IE=BFJEC]=#]JIK=H
LJA#Y=#KH=G#G=@=FGCFD#?F#E<=#EA@=#?T Y=JBCFDH#KH=G#T?B#CFGC]CGKJI
@B?`=>EH&
?#NP <37,0938"201"534660,55".6":,27409"53466,0,75
1<=#Y=JBCFD#HECTT=F=B#H<?KIG#Y=#G=HCDF=G#T?B#E<=#J>EC?FH#CF#
!IJKH=#?##KHCFD#4"#5+#%$$)[%[RVO''Sb#$NP&# F#J@@IACFD#
4"#5+#%$$)[%[RVO''Sb#$NPW'Xb#E<=#>B?HH[H=>EC?F#B=HCHEJF>=#?T#E<=#
HECTT=F=B#H<?KIG#Y=#><=>U=G#JE#=J><#=FG#?T#E<=#HECTT=F=B#=TT=>EC]=#H=>EC?Fb#
B=DJBGI=HH#?T#M<=E<=B#?B F?E#>KE[?KEH#JB=#@B=H=FE&
)* \ N#4" #O'%'
-:#SS$R[OVO''Q
?Q F.00,-34.05"Z"1,5490".6":,2/"5KJ4-,5
?QN? U,0,72J
"@IC>=H#CF#YBCGD=#Y=JLH#JB=#F?E#=_@IC>CEIA >?]=B=G#YA#4"#5+#%$$)[%[Q&#
1<CH#H=>EC?F#DC]=H#DKCGJF>=#?F#E<=#G=E=BLCFJEC?F#?T#E<=#GCHEBCYKEC?F#?T
T?B>=H#CF#E<=#>?FHECEK=FE#@JBEH#?T#J#>B?HH[H=>EC?F#T?B#KH=#CF#E<=#G=HCDF#?T#
Y=JL#H@IC>=H#E?#YBCGD=#L=LY=BH<=#]=BCTC>JEC?F#?T#E<=#>?FHECEK=FE#
@JBEH#HKY`=>E=G#E?#E<=H=#T?B>=H#H<?KIG#E<=F#Y=#>JBBC=G#?KE#KHCFD
4"#5+#%$$)[%[Q&
?QN' F.T,7"/23,742J
0<=B=#>?]=B#LJE=BCJI#CH#KH=G#E?#EBJFHLCE#I?JG#E<B?KD<#J#H@IC>=#E<=#
T?II?MCFD#>?FGCEC?FH H<?KIG#Y=#HJECHTC=G#M<=F=]=B#@BJ>EC>JYI=V
Jh Y?E<#HKBTJ>=H#?T#E<=#H@IC>=G#@JBEH#H<?KIG#Y=#@B?]CG=G#MCE<#>?]=B#
LJE=BCJI(
Yh >?]=B#LJE=BCJI#H<?KIG#Y=#H?#GCH@?H=Gb#MCE<#B=H@=>E#E?#E<=#
>B?HH[H=>EC?F#?T#E<=#L=LY=Bb#JH#E?#>?LLKFC>JE=#E<=#@B?@?BEC?FJI#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
I?JG#CF#E<=#B=H@=>EC]=#@JBEH#?T#E<=#H=>EC?F&
0<=B=#E<=#@B?]CHC?FH#?T#=CE<=B#Jh#?B#Yh#JB=#F?E#L=Eb#E<=#=TT=>E#?T#JFA#
=>>=FEBC>CEA#?T#>?]=B#LJE=BCJI#MCE<#B=H@=>E#E?#E<=#>=FEB?CG#?T#E<=#H@IC>=G#
H=>EC?Fb#?B#JFA#@JBE#?T#HK><#J#H=>EC?Fb#H<?KIG Y= >?FHCG=B=G#M<=F#
G=E=BLCFCFD#E<=#HEB=FDE<#Y?E<#?T#E<=#>?]=B#LJE=BCJI#JFG#?T#E<=#L=LY=B#
?B#@JBE&
?QN@ F./K7,554.0"/,/:,75
?QN@N? B.215"3.":,"37205/433,1
9#H@IC>=#I?>JE=G#JE#?B#F=JB#JF#=TT=>EC]=IA YBJ>=G#`?CFE#H<?KIG#Y=#>J@JYI=#
?T#EBJFHLCEECFD#JE#I=JHE#E<=#G=HCDF#I?JG#=TT=>EH#CF#E<=#L=LY=B	II#?E<=B#
H@IC>=H#H<?KIG#Y=#>J@JYI=#?T#EBJFHLCEECFD#JE#I=JHE#E<= I?JG#=TT=>EH#JFG#E<=#
HEB=HH=H#JE#E<=#H@IC>=G#H=>EC?F#GK=#E?#CFCECJI#CL@=BT=>EC?FH#CF#J>>?BGJF>=#
MCE<#4"#5+#%$$)[%[%VO''Rb#%N@N@WPX&
9IE=BFJEC]=IAb#E<=#H@IC>=#LJA#Y=#G=HCDF=G#E? EBJFHLCE#J#T?B>=#=aKJI#E?V#
W5G W@Ib6G#WWYb6G#CF#JGGCEC?F#E?#JFA#>?CF>CG=FE#L?L=FEH#JFG#H<=JBH(
M<=B=V
W5G#CH#E<=#I?JG#CF#E<=#L=LY=B#?B#@JBE(
W@Ib6G#CH#E<=#@IJHEC>#B=HCHEJF>=#?T#E<=#L=LY=B#?B#@JBE(
WYb6G#CH#E<=#YK>UICFD#B=HCHEJF>= ?T#E<=#L=LY=B#?B#@JBE&
?QN@N' B4/43409"537,55,5"6.7"1,5490
1<=#LJ_CLKL#HEB=HH#¦J#CF#J#H@IC>=G#@JBE#JFG#E<JE#CF#E<=#>?]=B#LJE=BCJI#
H<?KIG#F?E#=_>==G#=AWc7?
M<=B=V
¦J#CH#E<=#J_CJI#HEB=HH#?Bb#M<=B=#H<=JB#CH#@B=H=FEb#E<=#=aKC]JI=FE#HEB=HH
g ¦ =%O )¯%O hb#?F#J#>B?HH[H=>EC?F#LJUCFD#JII?MJF>=#T?B#<?I=H#CF#
J>>?BGJF>=#MCE<#4"#5+#%$$)[%[%VO''Rb##N'NP&#
N#4" #O'%' \ )R
-:#SS$R[OVO''Q
¦=%b#¯%#JB=#E<=#J_CJI#HEB=HH#JFG#E<= >?=_CHE=FE#H<=JB#HEB=HH#JE#J#
>B?HH[H=>EC?F&
?QN@N@ G2-840,1"2:I33409",015".6"K2735"40"-./K7,554.0
9#H@IC>= M<C><#<JH#LJ><CF=G#JYKEECFD#=FGH#CF#>?FEJ>E#?]=B#E<=#M<?I=#
JB=J#?T#E<=#H=>EC?F#LJA#Y=#JHHKL=G#E?#>JBBA#PRp#?T#JFA#>?L@B=HHC]=#
I?JG#GCB=>EIA#E<B?KD<#E<=#JYKEECFD#=FGH&# T#E<=#JYKEECFD#JB=J#CH#CF>B=JH=G#
YA#L=JFH#?T#LJ><CF=G#=FG#@IJE=Hb#E<=#M<?I=#>?L@B=HHC]=#I?JG#LJA#Y=#
JHHKL=G#E? Y=#EBJFHLCEE=G E<B?KD<#E<=#JYKEECFD#TJ>=H<=#JICDFL=FE#?T#
E<=#JYKEECFD#=FGH#H<?KIG#Y=#LJCFEJCF=G#YA#>?]=B#@IJE=H#?B#?E<=B#L=JFH&#
1<=#>?]=B#LJE=BCJI#JFG#CEH#TJHE=FCFDH#H<?KIG#Y= @B?@?BEC?F=G#E?#>JBBA#J#
T?B>=#JE#E<=#JYKEECFD#=FGHb#J>ECFD#CF#JFA#GCB=>EC?F#@=B@=FGC>KIJB#E?#E<=
J_CH#?T#E<=#L=LY=Bb#=aKJI#E?#O&Rp ?T#E<=#>?L@B=HHC]=#T?B>=#CF#E<=
L=LY=B&
?QNP H,054.0"/,/:,75
?QNPN? B.215"3.":,"37205/433,1
9#H@IC>=#CF#J#L=LY=B#?B#@JBE#HKY`=>E=G E?#E=FHC?F#H<?KIG#Y=#G=HCDF=G#E?#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
EBJFHLCE#JE#I=JHE#E<=#I?JG#CF#E<=#L=LY=B#?B#@JBE&
?QNPN' B4/43409"537,55,5"6.7"1,5490
1<=#LJ_CLKL#HEB=HH#¦J CF#J#H@IC>=G#@JBE#JFG#E<JE#CF#E<=#>?]=B#LJE=BCJI#
H<?KIG#F?E#=_>==G#=AWc7?
M<=B=V
¦J#CH#E<=#J_CJI#HEB=HH#?Bb#M<=B=#H<=JB#CH#@B=H=FEb#E<=#=aKC]JI=FE#HEB=HH#
g ¦ =%O )¯%O hb#?F#J#>B?HH[H=>EC?F#LJUCFD#JII?MJF>=#T?B#<?I=H#CF#
J>>?BGJF>=#MCE<#4"#5+#%$$)[%[%VO''Rb##N'N@&
¦=%b#¯%#JB=#JH#G=TCF=G#CF#?QN@N'&
?QN% G,/:,75"40":,01409
?QN%N? U,0,72J
9#H@IC>=#CF#J#L=LY=B#?B#@JBE#HKY`=>E=G#E?#Y=FGCFD#JFG#J_CJI#I?JG#=TT=>EH#
H<?KIG#HJECHTA#?QN%N'"E? ?QN%NP#JFG#?QN@ ?B#?QNP#JH#J@@B?@BCJE=&
?QN%N' F./K7,554.0"6J209,5
!?L@B=HHC?F#TIJFD=H#H<?KIG#Y=#EB=JE=G#JH#>?L@B=HHC?F#L=LY=BH#JFG#
H@IC>=G#CF#J>>?BGJF>=#MCE<#?QN@&# F#G=E=BLCFCFD#E<=#I?JG#E?#Y=
EBJFHLCEE=G JE#J#H@IC>=#E<JE#CH#F?E#=TT=>EC]=IA#YBJ>=Gb#E<=#T?II?MCFD#
G=TCFCEC?FH#H<?KIG#Y=#JG?@E=GV
W5G#CH#E<=#T?B>=#CF#E<=#>?L@B=HHC?F#TIJFD= JE#E<=#H@IC>=#@?HCEC?F(
WYb6G#CH#E<=#TIJFD=#>?L@B=HHC?F#>JI>KIJE=G#TB?L#E<=#Y=FGCFD#B=HCHEJF>=#
?T#E<=#Y=JL#JE E<=#@?HCEC?F#?T#E<=#LJ_CLKL#Y=FGCFD#L?L=FE(
W@Ib6G#CH#E<=#TIJFD=#>?L@B=HHC?F#>JI>KIJE=G#TB?L#E<=#Y=FGCFD#B=HCHEJF>=#
?T#E<=#Y=JL#JE#E<=#@?HCEC?F#?T#E<=#LJ_CLKL#Y=FGCFD#L?L=FEb#JHHKLCFD#
E<JE#IJE=BJI#E?BHC?FJI#YK>UICFD#CH#@B=]=FE=G&
)S \ N#4" #O'%'
-:#SS$R[OVO''Q
?QN%N@ H,054.0"6J209,5
1=FHC?F#TIJFD=H#H<?KIG#Y=#EB=JE=G#JH#E=FHC?F#L=LY=BH#JFG#H@IC>=G#CF#
J>>?BGJF>=#MCE< ?QNP&
?QN%NP 2735"5I:],-3"3."58,27
9#H@IC>=#CF#J#M=Y ?B#?E<=B#@JBE#HKY`=>E=G#E?#H<=JB#H<?KIG#Y=#G=HCDF=G#E?
EBJFHLCE JE#I=JHE#E<=#E?EJI#?TV
Jh E<=#H<=JB#T?B>=#JE#E<=#H@IC>=(
Yh E<=#L?L=FE#B=HKIECFD#TB?L#E<= =>>=FEBC>CEAb#CT#JFAb#?T#E<=#>=FEB?CGH#
?T#E<=#DB?K@H ?T#TJHE=F=BH#?F#=J><#HCG=#?T#E<=#H@IC>=(
>h E<=#@B?@?BEC?F#?T#L?L=FE#>JBBC=G#YA#E<=#M=Y#?B#@JBEb#CBB=H@=>EC]=#
?T#JFA#H<=GGCFD#?T#HEB=HH CFE? JG`?CFCFD#@JBEH#JHHKL=G#CF#E<=#
G=HCDF#?T#E<=#L=LY=B#?B#@JBE(
Gh E<=#@B?@?BEC?F#?T J_CJI#T?B>=#>JBBC=G#YA#E<=#M=Y#?B#@JBEb#
CBB=H@=>EC]=#?T#JFA#H<=GGCFD#?T#HEB=HH#CFE?#JG`?CFCFD#@JBEH#JHHKL=G#
CF#E<=#G=HCDF#?T#E<=#L=LY=B#?B#@JBE&
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
?* F.00,-34.05"Z"1,5490".6"9I55,3"KJ23,5
?*N? U,0,72J
/KHH=E#@IJE=H#JB= F?E#=_@IC>CEIA#>?]=B=G#YA#4"#5+#%$$)[%[Q<CH#H=>EC?F#
@B?]CG=H#DKCGJF>=#?F#E<=#@B?@?BEC?FCFD#JFG#]=BCTC>JEC?F#?T#DKHH=E#
@IJE=H&#
?*N' <37,0938
/KHH=E#@IJE=H#H<?KIG#Y=#>J@JYI=#?T#B=HCHECFD#J>EC?FH#TB?L#>?FF=>E=G#
L=LY=BH#CF#HK><#J#MJA#E<JE#E<=#LJ_CLKL#=aKC]JI=FE#HEB=HH#
g ¦ =%O )¯%O h G?=H#F?E#=_>==G#=AGb#E<= G=HCDF#AC=IG#HEB=HH#?T#E<=#DKHH=E#
LJE=BCJI	FA#B=JH?FJYI=#JHHKL@EC?F#JH E?#E<=#GCHEBCYKEC?F#?T HEB=HH=H
LJA#Y=#LJG=b#@B?]CG=G#E<JE#E<=#JHHKL=G#HEB=HH=H#JB=#CF#=aKCICYBCKL#
MCE<#E<=#T?B>=H#CF#E<=#>?FF=>ECFD#L=LY=BHb#JFG#E<JE#E<=#>?FF=>EC?FH#JB=#
CF#J>>?BGJF>=#MCE<#4" 5+#%$$)[OVO''Sb#!IJKH= *&
¦=%b#¯%#JB=#JH#G=TCF=G#CF#?QN@N'&
F#JHH=HHCFD#E<=#TJECDK=#ICT=b#E<=#HEB=HH=H#CF#J#DKHH=E#@IJE=#H<?KIG#Y=
G=E=BLCF=G#YA#=IJHEC>#JFJIAHCH#gH==#-:#SS$R[%[$h&#
?*N@ !,324J409
/KHH=E#@IJE=H#H<?KIG#Y=#H? H<J@=Gb#JFG#>?FF=>E?BH#H?#JBBJFD=Gb#JH E?#
J]?CG#H=]=B=#HEB=HH#>?F>=FEBJEC?FH&
1<=#I=FDE<H :D#?T#KFHECTT=F=G#KFHK@@?BE=G#=GD=H#H<?MF#CF XCDKB= P
H<?KIG#Y=#HK><#E<JEV
:D O)R
S%bR (
; =A
M<=B=V
;#CH#E<=#E<C>UF=HH#?T#E<=#DKHH=E&
N#4" #O'%' \ )P
-:#SS$R[OVO''Q
XCDKB=#P UI55,3"KJ23,5
?$ ;.J3,1"-.00,-34.05
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
?$N? U,0,72J
!?L@I=L=FEJBA#B=aKCB=L=FEH#E?#4"#5+#%$$)[OVO''Sb#!IJKH=#*b#
>?]=BCFD#E<=#G=HCDF#?T#`?CFEH#JB=#DC]=F#CF#E<CH#H=>EC?F&
?$N' ;.J3,1"-.00,-34.05
?$N'N? G240":,2/"5KJ4-,5"201"-.00,-34.05".6":72-409"
/,/:,75
"@IC>=H#CF#LJCF Y=JLH#LJA#D=F=BJIIA#Y=#G=HCDF=G#KHCFD#!JE=D?BA#4#
>?FF=>EC?FH#CF#J>>?BGJF>=#MCE<#4"#5+#%$$)[%[Q&#!?FF=>EC?FH#Y=EM==F#
>?L@B=HHC?F#TIJFD=#B=HEBJCFEH#JFG#>?L@B=HHC?F#TIJFD=H#H<?KIG#
D=F=BJIIA#Y=#G=HCDF=G#KHCFD#!JE=D?BA#!#>?FF=>EC?FH KFI=HH E<=
>?L@B=HHC?F#TIJFD=#JFG#B=HEBJCFEH#JB=#><=>U=G#T?B#E<=#=TT=>EH#?T#Y?IE#HIC@#
JE#E<=#KIECLJE=#ICLCE#HEJE=&
?$N'N' ;.J35^"0I35"201"S258,75
XKBE<=B#E?#4"#5+#%$$)[%[QVO''Rb#@N?N?W?X#JFG#@N?N'b#1A@=#)#/BJG=#9#
TJHE=F=BH#E?#9"17#HEJFGJBG#9)OR l%m#LJA#Y=#G==L=G#HKCEJYI=&
') Y,J1,1"-.00,-34.05
')N? Y,J15"S438"K2-[4095
-J>UCFDH#F==G#?FIA#Y=#EBCLL=G#TIKH<#CF#J>>?BGJF>=#MCE<#
4"#5+#%$$)[%[QVO''Rb#PNPW?Xb#T?B#E<=#>JH=#M<=B=#E<=#@J>UCFD#E<C>UF=HH#
CH#I=HH#E<JF#E<=#B=aKCB=G E<B?JE#I=FDE<#JH#CFGC>JE=G#CF#XCDKB=#Q&
)Q \ N#4" #O'%'
-:#SS$R[OVO''Q
XCDKB=#Q Y,J15"S438"K2-[4095
5
6
'
6
6
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
'
`,L
% -J>UCFD
O "@=>CTC=G#E<B?JE#E<C>UF=HH
) 1<B?JE#E<C>UF=HH#F=>=HHJBA#E?#EBJFHLCE#E<=#G=HCDF#T?B>=
')N' R2349I,"-8,-[".6"S,J15"6.7"K2735"40"147,-3"
:,27409"-.032-3
0<=B=#JII#?B#@JBE#?T#J#T?B>=#CH#EBJFHLCEE=G Y=EM==F#EM?#@JBEH#CF#>?FEJ>E#
YA#GCB=>E#Y=JBCFDb#E<=#M=IGH#Y=EM==F#E<=#@JBEH#H<?KIG#Y=#><=>U=G#T?B#
TJECDK=#JHHKLCFD#E<=#=FECB=#TJECDK=#I?JGCFD#CH#>JBBC=G#YA#E<=#M=IGHb#
KFI=HH#J#G=EJCI=G#HEB=HH#JFJIAHCH#CH#@=BT?BL=G#>?FHCG=BCFD#E<=#E?I=BJF>=H#
?F#TIJEF=HH#?T#E<=#LJECFD#HKBTJ>=H&
')N@ =66,-34T,"387.23"384-[0,55"6.7"64JJ,3"S,J15
1<=#=TT=>EC]=#E<B?JE#E<C>UF=HH#T?B#M=IGH#MCE<#JFDI=#I=HH#E<JF#$'P
Y=EM==F#TKHC?F#TJ>=H#H<?KIG#Y=#ICLCE=G E?#'bP%#ECL=H#E<= I=D#I=FDE<&# T#J
DB=JE=B#E<B?JE#CH#B=aKCB=G#CF#G=HCDFb#E<=#B=aKCB=G#E<B?JE#H<?KIG#Y=#
H@=>CTC=G#?F#E<=#GBJMCFD&
')N@N? <K,-464-234.0".6"S,J1"54_,
')N@N?N? ;I33"S,J15
1<=#LCFCLKL#E<B?JE#G=@E<#?T#@JBECJI#@=F=EBJEC?F#YKEE#M=IGH#H<?KIG#Y=#
CFGC>JE=G#E?D=E<=B#MCE<#E<=#HCG= TB?L#M<C><#M=IGCFD#CH#E?#Y=#G?F=#
gH==#4"#5+#OORR)#T?B#HALY?IHh&
N#4" #O'%' \ )$
-:#SS$R[OVO''Q
9II#TKII#@=F=EBJEC?F#YKEE#M=IGH#H<?KIG#Y=#G?KYI=#HCG=Gb#KFI=HH#H@=>CTC>JIIA#
CFGC>JE=G#E<JE HCFDI=#HCG=G#M=IGH#JB=#J>>=@EJYI=b#JFG#CT H?#M<=E<=B#
@=BLJF=FE#YJ>UCFD#CH#B=aKCB=GWF?E#@=BLCEE=G&
')N@N?N' R4JJ,3"S,J15
1<=#HCd=H#?T#TCII=E#M=IGH#H<?KIG#Y=#>I=JBIA#G=HCDFJE=G#JH#E?#M<=E<=B#E<=
GCL=FHC?F#B=T=BH#E?#E<=#E<B?JE#?B#E<=#I=D#gH==#4"#5+#OORR)#T?B#HALY?IHh&
')N@N?N@ Y,J1"5L/:.J5
T#M=IG#HALY?IH#E?#4"#5+#OORR) JB=#KH=Gb#E<CH#H<?KIG#Y=#CFGC>JE=G#?F#
JII#J@@IC>JYI=#GBJMCFDH&
'? F7.55":,2/5"201".38,7"37205T,75,"
/,/:,75"40"6J209,5
'?N? U,0,72J
1<CH#H=>EC?F#DC]=H#DKCGJF>=#?F#E<=#G=HCDF#?T#TIJFD=#EBJFH]=BH=#L=LY=BH&#
F#@JBEC>KIJB#CE#@B?]CG=HV#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
Jh J#L=JFH#?T#>JI>KIJECFD#E<=#H=>?FG ?BG=B#=TT=>EH#B=aKCB=G#T?B#E<=#
HECTTF=HH#JFG#HEB=FDE<#><=>UH#CF#4"#5+#%$$)[%[RVO''Sb#$N'N?b#
MCE<?KE#E<=#F==G#T?B#H=>?FG#?BG=B#>?L@KE=B#L?G=IICFD(
Yh DKCGJF>=#?F#E<=#I?JGCFDH#E?#>?FHCG=B&
9II#TIJFD=#EBJFH]=BH=#L=LY=BH#G=HCDF=G#CF#J>>?BGJF>=#MCE<#E<CH#@JBE#
H<?KIG#Y=#HK@@?BE=G#YA#EBJFH]=BH=#M=Y#HECTT=F=BH#JE#LJCF#Y=JL#M=YHb#
KFI=HH#J#H@=>CJI#CF]=HECDJEC?F#CH#KFG=BEJU=F#E? H<?M#HK><#HECTT=FCFD#E?
Y=#KFF=>=HHJBA&
1<CH#H=>EC?F#@B?]CG=H#ICLCE=G#BKI=H#T?B#E<=#G=HCDF#?T#EBJFH]=BH=#L=LY=BH#
B=aKCB=G#E? HK@@?BE#J#TIJFD=#@B?`=>ECFD#TB?L#JF#?KE=B#LJCF#Y=JL&#"K><#
EBJFH]=BH=#L=LY=BH#H<?KIG#Y=#>?FECFK?KH#MCE<#E<=#EBJFH]=BH=#L=LY=B#
Y=EM==F#LJCF Y=JL#M=YH<=#HEB=FDE<#JFG#HECTTF=HH#>BCE=BCJ#?T#
4"#5+#%$$)[%[RVO''Sb#$N'N?WPXb#H<?KIG#Y=#J@@IC=G#CF#E<=CB#G=HCDF#JFG#
]=BCTC=G#YA#H=>?FG#?BG=B#JFJIAHCH<=#JHHKL@EC?FH#CF#
4"#5+#%$$)[%[RVO''Sb#$N'N?W?X#E? W@X H<?KIG#Y=#L?GCTC=G#JH#T?II?MHV
Jh 1<= EBJFH]=BH=#HECTT=F=B#H<?KIG#Y=#JHHKL=G#E?#Y=#>JFECI=]=B=G#TB?L#
E<=#LJCF#Y=JL#M=Y#MCE<#JF CFCECJI#HCFKH?CGJI#CL@=BT=>EC?F#M'&
Yh F#E<=#G=TCFCEC?F#?T 36CF#4"#5+#%$$)[%[RVO''Sb#$N'N?W'Xb#:#H<?KIG#
Y=#L?GCTC=G#E?#O:#JFG#:#B=[G=TCF=G#E?#Y=#E<=#I=FDE<#?T#E<=#
>JFECI=]=B#@B?`=>EC?F&
4"#5+#%$$)[%[RVO''Sb#$N'N?W%X H<?KIG#F?E#Y=#J@@IC=G JH#CE#B=IJE=H#E?
HCL@IA#HK@@?BE=G#>?FGCEC?FH#JE#=J><#=FG#?T#E<=#EBJFH]=BH=#HECTT=F=B&
T#JII?MJF>=#CH LJG=#T?B#?BE<?EB?@C>#J>EC?Fb ¦>Bb@#H<?KIG#F?E#Y=#?YEJCF=G#
TB?L#4"#5+#%$$)[%[RVO''Sb#9FF=_#9b#M<C><#>JE=BH#?FIA#T?B#@IJE=H#
HK@@?BE=G#?F#T?KB#HCG=H&# E#H<?KIG#=CE<=B#Y=#G=E=BLCF=G#TB?L#=IJHEC>#
E<=?BA#?B#?BE<?EB?@C>#J>EC?F#H<?KIG#Y=#CDF?B=G#JFG#¦>Bb@#EJU=F#=aKJI#E?#
¦>Bb>&
'?N' B.214095"3."-.0541,7"201",66,-34T,"5,-34.0
'?N'N? 0<=B=#EBJFH]=BH=#L=LY=BH#JB= @B?]CG=G#?F#TIJFD=H#?B#G=>UH#
E<=A#H<?KIG#Y=#G=HCDF=G#T?B#JII#J>EC?F#=TT=>EHb#CF>IKGCFD#E<=#T?II?MCFDV
Jh E?#EBJFHT=B#I?>JI#I?JGCFD#TB?L#E<=#TIJFD=#?B#G=>U#E?#E<=#M=Y#?T#LJCF
Y=JLH(
Yh E? GCHEBCYKE=#I?JGCFD#EBJFH]=BH=IA#E? E<=#LJCF#Y=JLH(
>h E? MCE<HEJFG#T?B>=H#JBCHCFD#TB?L#J#I?FDCEKGCFJI ><JFD=#?T HI?@=#?T J
TIJFD=(
Gh E? MCE<HEJFG#T?B>=H#TB?L M=E#>?F>B=E=#JFG @=BLJF=FE I?JGH(
=h E? @B?]CG=#BCDCG#HK@@?BE#E? J#>?L@B=HHC?F#TIJFD=#MCE<#?B#MCE<?KE#
I?FDCEKGCFJI#HECTT=F=BH&
'?N'N' 9GGCEC?FJIIA#E<=A#H<?KIG#Y=#G=HCDF=G#T?B#E<=#T?II?MCFDV
Jh L?L=FEH#CFGK>=G#YA#CFCECJI#G=T?BLJEC?FH#GK= E?#J@@IC=G#I?JGH
g@JBEC>KIJBIA#IC]=#I?JGHh#LJDFCTC=G#YA#E<=#>?L@B=HHC]= T?B>=#CF#E<=#
TIJFD=(
Yh L?L=FEH#CFGK>=G#YA#G=TI=>EC?FH#GK=#E?#J@@IC=G#I?JGH#g@JBEC>KIJBIA#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
IC]=#I?JGHh#LJDFCTC=G#YA#E<=#>?L@B=HHC]=#T?B>=#CF#E<=#TIJFD=(
>h B=HEBJCFE ?T#GCHE?BEC?F#?T#Y?_#DCBG=BH(
Gh >B==@#JFG#H<BCFUJD=#?T#>?F>B=E=b#JFG#GCTT=B=FECJI#E=L@=BJEKB=(
=h I?FDCEKGCFJI#>KB]JEKB=#?T#E<=#LJCF#TIJFD=#CF#=I=]JEC?F(
Th @B?TCI=#G=]CJEC?FH#TB?L#E<=#H@=>CTC=G#@B?TCI=#CF#=I=]JEC?F#?T#J#
>?L@B=HHC?F#TIJFD=&
WX4? T>6:C@61 /02/3_686=98>126;/8>3[2/326D2D:2/6D8<6893C6:2678/;6C= 8>6
>;2/>896A/C336=/8D26C/60 875/81DJ
'?N@ <37,0938"201"534660,55".6"37205T,75,"6J209,"
53466,0,75
1<=#EBJFH]=BH=#TIJFD=#HECTT=F=B#H<?KIG#L==E#E<=#HEB=FDE<#JFG#HECTTF=HH#
B=aKCB=L=FEH#?T#4"#5+#%$$)[%[RVO''Sb#$N'N?<=#=_@B=HHC?FH#CF#
!IJKH=#?%#LJA#Y=#KH=G#E?#@=BT?BL#E<=#><=>UH&
'' <82K,"J4/43234.05"6.7"53466,0,7"
.I3532015
''N? U,0,72J
1<CH#>IJKH= DC]=H#DKCGJF>=#?F#G=HCDF#T?B#E?BHC?FJI#YK>UICFD#?T#?@=F#
HECTT=F=BH#JFG#@B?]CG=H#T?BLKIJ=#E?#>JBBA#?KE#E<=#F=>=HHJBA#
]=BCTC>JEC?FH	#HCL@ICTC=G#>BCE=BC?F#CH#DC]=F#T?B#TIJE#HECTT=F=BH&
N#4" #O'%' \ *%
-:#SS$R[OVO''Q
''N' a,7464-234.0".6"3.754.02J":I-[J409
9II#HECTT=F=B#?KEHEJFGH#H<?KIG HJECHTA#E<=#B=aKCB=L=FEH#?T#
4"#5+#%$$)[%[RVO''Sb#$N'N?WQX#?B $N'N?W*Xb JH#J@@B?@BCJE=&#XIJE
HECTT=F=BH#LJA#Y=#JHHKL=G#E?#Y=#HEJYI=#JDJCFHE E?BHC?FJI#YK>UICFD#CT#
5H =A
%Ob$ &# F#J@@IACFD#4"#5+#%$$)[%[RVO''Sb#$N'N?W*Xb#E<=#
;H O)R
>BCEC>JI#HEB=HH#T?B#E?BHC?FJI#YK>UICFD#LJA#Y=#EJU=F#JHV
% O ?QM !
¦ >B Z " KT 1 #(
T@ "$ UO #%
M<=B=V
QM#CH#E<=#MJB@CFD#>?FHEJFE ?T#E<=#HECTT=F=B JY?KE#E<=#JEEJ><L=FE#ICF=(
U CH#E<=#I=FDE<#Y=EM==F#EBJFH]=BH=#B=HEBJCFEH#E? E<=#HECTT=F=B(
X?B#JF#JFDI=#H=>EC?FV
. );T g; !
) " O .;T H #
%&) . g ;T " ) g O ) #&
QM Z
) " .;T g;H #
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
" #
$ %
X?B#J#E==#H=>EC?FV
. );T g; !
)" O O
.;T H #
%&%. g ;T " %O g ) #
QM Z &
%O " .;T g;H #
" #
$ %
M<=B=#.b#gb#;H#JFG#;T#JB=#JH#H<?MF#CF#XCDKB=#$&
XCDKB=#$ >.3234.0"6.7"209J,5"201"3,,5
/ /
*O \ N#4" #O'%'
-:#SS$R[OVO''Q
'@ ;.O"9471,75"Z"38,",66,-35".6"3.754.0"
201"1453.734.0"
'@N? U,0,72J
1<CH#H=>EC?F#CFEB?GK>=H#EBJGCEC?FJI#L=E<?GH#T?B#=]JIKJECFD#E?BHC?FJI#JFG#
GCHE?BEC?FJI#J>EC?FH#CF#Y?_#DCBG=BH&# F >KBB=FE#@BJ>EC>=#CE#CH#ICU=IA#E<JE#X5
L?G=IH#KHCFD#O:#=I=L=FEH MCII#@B?]CG= E<=#]JIK=H#L?B=#B=JGCIAb#MCE<#
LK><#I=HH#H>?@=#T?B#>?FTKHC?F?M=]=Bb#JF#X5#JFJIAHCH#L=BD=H#E<=
I?FDCEKGCFJI#HEB=HH=H#GK=#E?#J_CJI#T?B>=b#Y=FGCFDb#E?BHC?FJI#MJB@CFD#JFG#
GCHE?BEC?FJI#MJB@CFD�<=F#=]?I]CFD#J#G=HCDFb#UF?MI=GD=#?T#E<=#B=IJEC]=#
LJDFCEKG=H#?T#E<=#H=@JBJE=#>?L@?F=FEH#>JF#Y=#KH=TKIb#JFG#E<=H=#
JID=YBJC>#=_@B=HHC?FH#@B?]CG=#HK><#UF?MI=GD=&# E#CH#JIH?#KH=TKI E?
KFG=BHEJFG#M<JE TJ>E?BH CFTIK=F>=#=J><#>?L@?F=FE&
1<=#H<J@=H#?T#E<=#E<=?B=EC>JI#HEB=HH#@JEE=BFH#H<?MF#CF#E<CH#H=>EC?F#>JF#
Y=#KH=TKI#M<=F#CFE=B@B=ECFD#JF#X5#JFJIAHCH#JIE<?KD<b#CF#HCEKJEC?FH#M<=B=#
H<=JB[IJD#CH#@JBEC>KIJBIA#HCDFCTC>JFEb#E<=#@JEE=BFH#MCII#GCTT=B#HICD<EIA#TB?L
E<?H=#H<?MF#<=B=&
1<=#KH=#?T#'@N'#JFG#'@N@#T?B#E<=#>JI>KIJEC?F#?T#GCHE?BEC?FJI#=TT=>EH#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
B=aKCB=H#E<JE#E<=#GCHE?BEC?FJI#B=HEBJCFEH#HJECHTA#E<=#DC]=F#HECTTF=HH#
>BCE=BCJ&
T#E<=#=TT=>EH#?T#"E c=FJFE#E?BHC?F#JB=#F=DI=>E=G#CF#?@=F#H=>EC?FHb#E<=#TKII#
J@@IC=G#E?BHC?FJI#L?L=FE#H<?KIG#Y=#>JBBC=G JH#MJB@CFD#E?BHC?F&
'@N' +,5372403".6"3.754.02J"S27K409"40":.O"9471,75
'@N'N? U,0,72J
0<=F#JF#CF>B=L=FE#?T#E?BaK=b#4b#CH#J@@IC=G#JE#J#H=>EC?F#?T#J#Y?_#DCBG=B
g?E<=B#E<JF#JE#J#TB==#=FGh#E<=#B=HKIECFD#LJ_CLKL#I?FDCEKGCFJI#HEB=HH#JE#
E<CH#H=>EC?F#GK=#E?#B=HEBJCFE#?T#E?BHC?FJI#MJB@CFDb#¦10b#LJA#Y=#>JI>KIJE=G
JH#T?II?MHV
'@N'N' <37,55,5"23"38,"]I0-34.0":,3S,,0"38,":.33./"6J209,"
201"S,:
9E#E<=#`KF>EC?F#Y=EM==F#E<= Y?EE?L TIJFD=#JFG#J#M=Yb#JE#E<=#H=>EC?F#
M<=B=#JF#CF>B=L=FE#?T#E?BaK=b#4b#CH#J@@IC=GV
I4
¦104#Z# (
T1
M<=B=V
I#CH#E<=#G=@E<#?T#E<=#Y?_#JE#CEH#>=FEB=ICF=#L=JHKB=G#Y=EM==F#>=FEB=H#?T#
TIJFD=#@IJE=Hb#?Bb#CF#>?L@?HCE=#>?FHEBK>EC?Fb#Y=EM==F#E<=#=TT=>EC]=#
>=FEB?CG#?T#E<=#>?L@?HCE=#E?@#TIJFD=#JFG#E<=#>=FEB=#?T#E<=#Y?EE?L#TIJFD=#
@IJE=(
* ]?O
T1#CH#E<=#E?BHC?FJI#>?FHEJFE :(
,;
]?#CH#E<=#JB=J#=F>I?H=G#YA#E<= L=GCJF#ICF=#?T#E<=#@=BCL=E=B#LJE=BCJI#?T#
E<=#H=>EC?F(
N#4" #O'%' \ *)
-:#SS$R[OVO''Q
:_6; JB=#E<=#MCGE<#JFG#E<C>UF=HHb#B=H@=>EC]=IAb#?T#=J><#MJII#?T#E<=#H=>EC?F#
T?BLCFD#E<=#>I?H=G#@=BCL=E=B&
WX4? NC/6:C@236Y ;5686ACD7C3 ;26=98>12_6
3226.-6?W6!(()L"G"%%'_6%"&"#"#'(()J
'@N'N@ <37,55,5"23"38,"]I0-34.0":,3S,,0"38,"3.K"6J209,"201"
38,"S,:
9E#E<=#`KF>EC?F#Y=EM==F#E<=#E?@#TIJFD=#JFG#J#M=Yb#JE#E<=#H=>EC?F#M<=B=#
JF#CF>B=L=FE#?T#E?BaK=#4#CH#J@@IC=GV
O
& .4 ' I4
¦ 101 Z ( ) ) (
* .1 + & O .> '
T1 ( % )
* .1 +
M<=B=V
.>#CH#E<=#MCGE<#?T#TIJFD=#@B?`=>EC?F#Y=A?FG#E<=#>=FEB=#?T#E<=#M=Y(
.4b#.1 JB=#E<=#MCGE<H#?T#E<=#Y?EE?L JFG#E?@#TIJFD=Hb#B=H@=>EC]=IAb#
L=JHKB=G#Y=EM==F#E<=#>=FEB=H#?T#M=YH&
WX4? P52/2 ;52/268/26;YC6C/6DC/26:C@ 1 /02/36 >6863 >19263;/BA;B/26Y ;5
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
AC>>2A;206;C76=98>123_6¦4P46D8<6:26;8+2>6836c2/CJ
'@N'NP !45374:I34.0".6"537,55,5
9E#J#GCHEJF>=#_#TB?L#E<=#H=>EC?F#M<=B= JF#CF>B=L=FE#?T#E?BaK=#CH#J@@IC=GV
¦ 10b_ Z ¦ 10 =w
O @ .4
&
6
3#: ',
6 6
3#:
3#:
&/48
&#(.//8
3#: 3#:
** \ N#4" #O'%'
-:#SS$R[OVO''Q
'@N@ +,5372403".6"1453.734.02J"S27K409
'@N@N? U,0,72J
0<=F#E?BaK= CH#J@@IC=G#E?#J#Y?_#DCBG=B#?E<=B#E<JF#JE J#>B?HH#TBJL=#?B#J#
GCJ@<BJDLb#E<=#B=HKIECFD#I?FDCEKGCFJI#HEB=HH#GK=#E?#B=HEBJCFE#?T
GCHE?BEC?FJI#MJB@CFD#¦:0#LJA#Y=#>JI>KIJE=G#CF#J>>?BGJF>=#MCE<#'@N@N'b#
@B?]CG=G#E<JE#E<=#>B?HH#TBJL=H#?B#GCJ@<BJDLH#JB=#CF#J>>?BGJF>=#
MCE< '@N@NP&
'@N@N' F.70,7"537,55,5
1<=#GCHE?BEC?FJI#MJB@CFD#HEB=HH ¦:0#LJA#Y=#>JI>KIJE=G#JH#T?II?MH&
Jh 9E#J#`KF>EC?F#Y=EM==F#J#TIJFD=#JFG#J#M=Yb#KFG=B#J#KFCT?BLIA#
GCHEBCYKE=G#J@@IC=G#E?BaK= 43: @=B#KFCE#I=FDE<#?T#H@JFV
43: cUO:
¦ :0 Z #M<=F# 3 U: q %&S(
*bR .1 T AA
43: cUO:
¦ :0 Z 'bS #M<=F# 3 UI ! %&S (
3 O UO: .1 T AA
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
M<=B=V
c CH#E<=#GCHEJF>=#TB?L#E<=#<?BCd?FEJI#F=KEBJI#J_CH#E?#E<=#TIJFD=WM=Y#
`KF>EC?F(
TAA CH#E<=#H=>?FG#L?L=FE#?T#JB=J#?T#E<=#DCBG=Bb#CF>IKHC]=#?T#CEH#=TT=>EC]=#
TIJFD=Hb#JY?KE#E<=#<?BCd?FEJI#F=KEBJI#J_CH(
U: CH#E<=#H@J>CFD#?T#>B?HH#TBJL=H#?B#GCJ@<BJDLH(
.1#CH#JH#G=TCF=G#CF#'@N'N@(
'&OR
& ,U* '
3 U:#CH#DC]=F#YA# (( : )) (
* ?T AA +
O*I.1 ^:
P ,#CH#DC]=F#YA# (Q
.1)
I.1#CH#E<=#EBJFH]=BH=#TI=_KBJI#BCDCGCEAb#?Tb ?T#E<=#E?@#TIJFD=b#CF>IKGCFD#
EBJFH]=BH=#HECTT=F=BH#CT#JFAb#@=B#KFCE#I=FDE<#?T#H@JF(
.4 .1
^: Z (
& .4 ' & O I.1 0 ' -/ & .4 ' I.1 0 ./
.4 ( )( %) w .4 S: 0 ( O ) %1
* .4 .1 + * I.! .1 + 2/ * .1 + I.! .1 /3
M<=B=V
S:#CH#JH G=TCF=G#CF '@NPN'(
.4b#.1#JB=#JH#G=TCF=G#CF#'@N'N@(
I.4#CH#E<=#EBJFH]=BH=#TI=_KBJI#BCDCGCEAb#?Tb#?T#E<=#Y?EE?L#TIJFD=b#CF>IKGCFD#
EBJFH]=BH=#HECTT=F=BHb#CT#JFAb#@=B#KFCE#I=FDE<#?T H@JF(
0 CH#E<=#>I=JB#G=@E<#?T#E<=#M=Y#L=JHKB=G#CF#E<=#@IJF=#?T#E<=#M=Yb#?Bb#CT#
>?BF=B#HECTT=FCFD#CH#@B?]CG=Gb#E<=#GCHEJF>=#Y=EM==F#E<=#>=FEB=H#?T#
>?FF=>EC?FH#?T#HK><#HECTT=FCFD#E?#E<=#M=Y(
I.!#CH#E<=#EBJFH]=BH=#TI=_KBJI#BCDCGCEAb#?Tb#?T#E<=#M=Yb#CF>IKGCFD#CEH#
EBJFH]=BH=#HECTT=F=BHb#CT#JFAb#@=B#KFCE#I=FDE<#?T H@JF&
N#4" #O'%' \ *R
-:#SS$R[OVO''Q
Yh 9E J#`KF>EC?F#Y=EM==F#J#TIJFD= JFG#J#M=Yb#GK=#E?#J#>?F>=FEBJE=G#
J@@IC=G#E?BaK=#1#M<=B=#E<=#J_I=#?B#>?F>=FEBJE=G#I?JG#CH#J@@IC=G#
LCG[MJA#Y=EM==F#GCJ@<BJDLHV
4 cU:
¦:0 Z M<=F# 3 U: %b' (
.1 T AA
4 cU:
¦:0 Z M<=F# 3 U: e %b'&
3 U: .1 T AA
>h 3FG=B#KFCT?BLIA#GCHEBCYKE=G#I?JGCFD#g3:;h#JFG#>?F>=FEBJE=G
I?JGCFDb#E<=#=TT=>EH#GK=#E?#=J><#?T#E<=L#H<?KIG#Y=#H=@JBJE=IA#
>JI>KIJE=G#JH#G=H>BCY=G#CF#Jh#JFG#Yhb#JFG#E<=#HKL#?T E<=#B=HKIECFD#
HEB=HH=H#EJU=F&
Gh 3FG=B#J#H=BC=H#?T#>?F>=FEBJE=G#E?BaK=H#GK=#E?#J_I=#I?JGHV
, ¦ :0 Z ¦ :0% , Q3 @ (
M<=B=V
¦:0%#CH#E<=#]JIK=#?T#¦:0#?YEJCF=G#KFG=B#Yh#T?B#J KFCE J_I=#I?JG(
Q3 @ #CH#DC]=F#YA# FF
>?H3 @ w HCF3 @ =w 3 @ (
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
FF#CH#E<=#I?JG#?F#JF#J_I=#JE#GCHEJF>=#_#TB?L#E<=#LCG[@?CFE#Y=EM==F#
GCJ@<BJDLH(
'&OR
& ,@ * '
3 @ Z# ( ) (
( ?T AA )
* +
,#CH#JH#G=TCF=G#CF#Jh&
'@N@N@ !45374:I34.0".6"1453.734.02J"S27K409"537,55
"EB=HH#GK=#E?#B=HEBJCFE#?T#GCHE?BEC?FJI MJB@CFD#H<?KIG#Y=#JHHKL=G E?#Y=#
GCHEBCYKE=G#?]=B#E<=#>B?HH[H=>EC?F#JH#H<?MF#CF#XCDKB=#%%&# F#XCDKB=#%%b#
.>#CH#E<=#MCGE<#?T#E<=#TIJFD=#@B?`=>EC?F#Y=A?FG#E<=#M=Yb#?Bb#M<=B=#E<=B=#
JB=#EM?#?B#L?B=#Y?_=H#CF#?F=#HEBK>EKB=b#<JIT#E<=#>I=JB#MCGE<#?T#TIJFD=#
Y=EM==F#Y?_=H&
XCDKB=#%% B.0943I1402J"537,55,5"1I,"3."1453.734.02J"S27K409
6
3#:
6
3#: ',
3#:
*S \ N#4" #O'%'
-:#SS$R[OVO''Q
'@N@NP =66,-34T,"142K8729/"201"-7.55"672/,5
'@N@NPN? U,0,72J
1?#Y=#=TT=>EC]=#T?B#E<=#@KB@?H=H#?T#E<CH#>IJKH=b#J#>B?HH#TBJL=#?B#J#
GCJ@<BJDL#H<?KIG#Y=#HK><#JH E?#HJECHTA#E<=#>?FGCEC?FH#DC]=F#CF '@N@NPN'
JFG#'@N@NPN@b#M<=B=#E<=#I?JG#=TT=>EH#L=FEC?F=G#H<?KIG#Y=#>?FHCG=B=G#JH#
J>ECFD#CF#>?LYCFJEC?F#MCE<#JII#?E<=B#HCLKIEJF=?KHIA#J>ECFD#I?JGCFD#
=TT=>EH&
'@N@NPN' <37,0938
Jh 9#@IJE=#GCJ@<BJDL#H<?KIG#Y=#>J@JYI=#?T#B=HCHECFD#J#H<=JB#HEB=HH ¯:
DC]=F#YAV
¯: Z 4WO.I;@
M<=B=V
;@#CH#E<=#E<C>UF=HH#?T#E<=#GCJ@<BJDL#@IJE=(
.#CH#E<=#J]=BJD=#?T#E<=#MCGE<H JE#E<=#E?@#JFG Y?EE?L#TIJFD=H(
I#CH#JH#G=TCF=G#CF '@N'N@(
4 CH#E<=#E?BaK=#GK=#E? I?JGH#J@@IC=G#JE#E<=#GCJ@<BJDL#JFG#Y=EM==F#E<=#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
JG`J>=FE#GCJ@<BJDLH#?B#>B?HH#TBJL=H#?F#=CE<=B#HCG=	FA#E?BaK=#J@@IC=G#
Y=EM==F#E<=#GCJ@<BJDL#JFG#JF#JG`J>=FE#GCJ@<BJDL#?B#>B?HH#TBJL=#LJA#
Y=#J@@?BEC?F=G#YA#HCL@I= HEJEC>#JFJIAHCH&
Yh 9#>B?HH#TBJL=#>?FHCHECFD#?T#J#@JCB#?T#>B?HH#YBJ>=H#>?FF=>ECFD#Y?E<#
@JCBH#?T ?@@?HCE= >?BF=BH#?T#E<=#Y?_b#CF#M<C><#Y?E<#YBJ>=H#JB=#
>?FHCG=B=G#E?#Y=#HCLKIEJF=?KHIA#=TT=>EC]=b#H<?KIG Y=#>J@JYI=#?T#
>JBBACFD#J#T?B>=#N4#CF#=J><#YBJ>=b#DC]=F#YAV
4U@ .4
N4 Z (
* .I.1
M<=B=V
4b#.b6I JB=#JH#G=TCF=G#CF#Jh(
.4b#.1#JB=#JH#G=TCF=G#CF#'@N'N@(
U@#CH#JH#G=TCF=G#CF '@N@NPN@&
>h 9#]==[YBJ>=G#>B?HH#TBJL=#MCE<#E<=#]==#>=FEB=G#CF#E<=#E?@#?B#Y?EE?L#
TIJFD=b#CF#M<C><#Y?E<#YBJ>=H#JB=#>?FHCG=B=G#E?#Y=#HCLKIEJF=?KHIA#
=TT=>EC]=b#H<?KIG#Y=#>J@JYI=#?T#>JBBACFD#J#T?B>=#N4#CF#=J><#YBJ>=b#
JH#DC]=F#YAV
4UY .4
N4 6V (
".I.1
M<=B=V
4b#.b#I JB=#JH#G=TCF=G#CF#Jh(
UY#CH#JH#G=TCF=G#CF#'@N@NPN@(
.4b#.1#JB=#JH#G=TCF=G#CF#'@N'N@&
N#4" #O'%' \ *P
-:#SS$R[OVO''Q
'@N@NPN@ <34660,55"
9#>B?HH#TBJL=#?B#J GCJ@<BJDL#H<?KIG#<J]=#J#GCL=FHC?FI=HH#HECTTF=HH#-
F?E#I=HH#E<JF#E<=#]JIK= ?YEJCF=G#TB?L 1JYI=#%&
M<=B=V
K;G UO@Q OY6,
-Z CH#T?B#@IJE=G#GCJ@<BJDL(
O]@ U:
?] YQ OY6,
-Z CH T?B#J#>B?HH#YBJ>=G#>B?HH#TBJL=(
U: U @
?] Y UO@Q OY ,
-Z CH#T?B#J#]==#YBJ>=G#>B?HH#TBJL=b#CBB=H@=>EC]= ?T M<=E<=B
)U: U )Y
E<=#>=FEB=#?T#E<=#c#CH#JE#E<=#E?@#?B#Y?EE?L#TIJFD=(
,6
-Z #CH#T?B#JF#KFYBJ>=G BCFD#>B?HH#TBJL=#MCE<#>?FHEJFE#H=>EC?F#
,U:
TBJLCFD#L=LY=BH(#JIE=BFJEC]=IAb
F- Q OY ,
-Z CH#T?B#JFA#EA@=#?T#>B?HH#TBJL=#CF>IKGCFD#J#BCFD#>B?HH#TBJL=(
@ U:
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
@#CH#E<=#><JFD=#CF#I=FDE<#?T#E<=#GCJD?FJI#U@#>JI>KIJE=G#E?#?>>KB#KFG=B#
E<=#HAHE=L#?T#GCJD?FJI#T?B>=H#F- JH#H<?MF#CF#XCDKB=#%O<CH#L=E<?G#?T
G=BC]CFD#HECTTF=HH#LJA#Y=#KH=G#T?B#JFA#EA@=#?T#TBJL=#CF>IKGCFD#E<?H=#
DC]=F#JY?]=&
XCDKB=#%O <L53,/".6"1429.02J"6.7-,5
6
6
*Q \ N#4" #O'%'
-:#SS$R[OVO''Q
,6#CH#E<=#]JIK=#?T6,#G=BC]=G#YA#EJUCFD#I.4b#I.!#JFG#I.1#JH#E<=#TI=_KBJI#
BCDCGCEC=H#?T#E<=#=TT=>EC]=#TBJLCFD#L=LY=BH#JEEJ><=G#E?#E<=#E?@#JFG#
Y?EE?L#TIJFD=H#JFG#M=YH#B=H@=>EC]=IA(
P .1b#.4#JB=#JH#G=TCF=G#CF#'@N'N@(6I#CH#JH#G=TCF=G#CF#'@N'N'& Q
1JYI=#% !42K8729/"534660,55^"*
<409J,"3.7\I, A046.7/JL"145374:I3,1"3.7\I,
'@NP H7205T,75,"1453.734.02J":,01409"537,55,5"
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
'@NPN? U,0,72J
0<=F#I?JGH#JB=#J@@IC=G#E?#J#Y?_#DCBG=B#?E<=B#E<JF#JE#J#>B?HH#TBJL=#?B#J#
GCJ@<BJDLb#E<=#B=HKIECFD#EBJFH]=BH=#Y=FGCFD#HEB=HH=H#CF#E<=#MJIIH#?T J
Y?_#H<?KIG#Y=#>JI>KIJE=G#?F#E<=#YJHCH#?T#ICF=JB#=IJHEC>#E<=?BA<=#
HCL@ICTC=G#@B?>=GKB=#DC]=F#CF#'@N@N'"LJA#Y=#KH=G#@B?]CG=G#E<JE#E<=#
>B?HH#TBJL=H#?B#E<=#GCJ@<BJDLH#JB=#CF#J>>?BGJF>=#MCE<#'@N@NP&
'@NPN' F.70,7"537,55,5
1<=#EBJFH]=BH=#Y=FGCFD#HEB=HH#¦:4#LJA#Y=#>JI>KIJE=G#JH#T?II?MH&
Jh 9E#J#`KF>EC?F#Y=EM==F#J#EBJFH]=BH=#HECTT=F=B#?F#J#M=Y#JFG#J#
EBJFH]=BH=#HECTT=F=B#?B#>B?HH#Y=JL#?F#J#TIJFD=b#KFG=B#J#KFCT?BLIA#
GCHEBCYKE=G#E?BaK=b#43:V
43: N:
¦:4 Z M<=F# 3 U: e O&SR (
.1 P
)bP
43: N: & 3 U: '
¦:0 Z ( ) M<=F# 3 U: Ob' (
O .1 P * ObO +
M<=B=V
P CH#E<=#=IJHEC>#H=>EC?F#L?GKIKHb#@=B#KFCE#?T#H@JF#I=FDE<b#?T#E<=#TIJFD=
?B#M=Y#CF>IKHC]=#?T#EBJFH]=BH=#HECTT=F=BH#?B#>B?HH#Y=JLH(
¦:4 CH#E<=#LJ_CLKL#GCHE?BEC?FJI#Y=FGCFD#HEB=HH#CF#E<=#@JBE#E?#M<C><#P
B=T=BH(
.1 & .4 ' .4 S:
N:#CH#DC]=F#YA# ( w S: ) JE#J#E?@#TIJFD=#`KF>EC?F#?B# JE#J
O * .4 .1 + O
Y?EE?L#TIJFD=#`KF>EC?F&
I .1 0 & .4 ' !
" (O ) %#
$ I .! . 1 * .1 + %
S: V &
& O '! )!
& .1 '" I 0 . & . ' I & .
( % 4 ( 4 ) ) # .1 ( 4 ) # '
( %) % O " .1
* .4 +" " I .! . 1 (
$ * . 1 * . 1 + )+ # I .4 * . 1 + #
%
$ %
N#4" #O'%' \ *$
-:#SS$R[OVO''Q
Yh 9E J#`KF>EC?F#Y=EM==F#J#EBJFH]=BH=#HECTT=F=B#?F#J#M=Y#JFG#J#
EBJFH]=BH=#HECTT=F=B#?B#>B?HH#Y=JL#?F#J#TIJFD=b#GK=#E?#J#
>?F>=FEBJE=G#E?BaK=#46M<=B= JF#J_I=#?B#>?F>=FEBJE=G#I?JG#CH#
J@@IC=G#LCG[MJA#Y=EM==F#GCJ@<BJDLHV
4N:
¦:4 Z 3 U: M<=F# 3 UI e O (
O .1 U: P
4N:
¦:4 Z
3 U: )b$ M<=F# 3 UI ObSR (
%RbR .1 U: P
M<=B=#JII#HALY?IH#JB=#JH#G=TCF=G#CF#Jh&
>h 3FG=B#3:;#JFG#>?F>=FEBJE=G#I?JGCFDb#E<=#=TT=>EH#?T#E<=#KFCT?BLIA#
GCHEBCYKE=G#JFG#>?F>=FEBJE=G#I?JGH#H<?KIG#Y=#H=@JBJE=IA#>JI>KIJE=G
JH#G=H>BCY=G#CF#Jh#JFG#Yhb#JFG#E<=#HKL#?T#E<=#B=HKIECFD#HEB=HH=H
KH=G&
Gh 3FG=B#J#H=BC=H#?T#>?F>=FEBJE=G#E?BaK=H#GK=#E?#J_I=#I?JGHV
, ¦ :4 Z ¦ :4% , F3 @ (
M<=B=V
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
¦:4%#CH#E<=#]JIK=#?T#¦:4#?YEJCF=G#KFG=B#Yh#T?B#J#KFCE J_I=#I?JG(
F3 @#CH#DC]=F#YA# FF
>?H3 @ HCF3 @ =w 3 @ (
FFb#3 @ JB=#JH#G=TCF=G#CF#'@N@N'Gh&
'@N% !45374:I34.0".6"1453.734.02J":,01409"537,55
1BJFH]=BH=#GCHE?BEC?FJI#Y=FGCFD#L?L=FEH#H<?KIG#Y=#JHHKL=G#E?#Y=#
GCHEBCYKE=G#?]=B#E<=#>B?HH[H=>EC?Fb JH#H<?MF#CF#XCDKB=#%)b#JFG#E<=#
B=HKIECFD#HEB=HH=H#>JI>KIJE=G#KHCFD#E<=#J@@B?@BCJE=#]JIK=#?T#P#JE#=J><#
H=>EC?F&
XCDKB=#%) H7205T,75,"1453.734.02J"/./,035
'P ;.O"9471,75"Z"38,"1,5490".6"KJ23,1"
142K8729/5
'PN? U,0,72J
:CJ@<BJDLH#LJA#CF#D=F=BJI#Y=#G=HCDF=G#KHCFD#=CE<=B#F?F[ICF=JB#TCFCE=#
=I=L=FE#JFJIAHCH#MCE<#J@@B?@BCJE=#CL@=BT=>EC?FH#CF#J>>?BGJF>=#MCE<#
4"#5+#%$$)[%[RVO''Sb#9FF=_#!b#?B#YA#KHCFD#E<=#B=GK>=G#HEB=HH#L=E<?G#
?T#4"#5+#%$$)[%[RVO''Sb#!IJKH=#?)b#CF#>?F`KF>EC?F#MCE<#=IJHEC>#TCFCE=#
=I=L=FE#JFJIAHCH#JFG#J@@B?@BCJE=#DI?YJI#CL@=BT=>EC?FH<CH#CFT?BLJEC]=#
J@@=FGC_#CH#<?M=]=B#CFE=FG=G#E?#Y=#KH=G#JH#J#H=IT[>?FEJCF=G#@B?>=GKB=#
T?B#<JFG#L=E<?GH#?T#>JI>KIJEC?Fb =_>=@E#M<=B=#H@=>CTC>#B=T=B=F>=#CH#
LJG=#E?#?E<=B#@JBEH#?T#4"#5+#%$$)#?B#E<CH#G?>KL=FE&#
1<=#G=HCDF#L=E<?GH#?T 'PN%#JFG#'PN# KH=#HEB=FDE<#@B?]CHC?FH#E<JE#JB=#
>?L@JECYI=#?FIA#MCE<#E<=#JHHKL=G#L=E<?GH#?T#HEB=HH#G=BC]JEC?F
>?FEJCF=G#E<=B=CF&#"EB=HH=H#G=BC]=G YA#TCFCE=#=I=L=FE#JFJIAH=H H<?KIG
F?E#Y=#HKYHECEKE=G GCB=>EIA#T?B#E<=H=#G=BC]=G#HEB=HH=H&
Jh :CJ@<BJDLH#H<?KIG#Y=#@B?]CG=G#JE#HK@@?BEH#?T#Y?_#DCBG=BH#E?
EBJFHT=B#J@@IC=G#I?JGH#E?#E<=#Y=JBCFDH&#"KY`=>E#E?#E<=#ICLCEJEC?FH#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
JFG#@B?]CHC?FH#?T 'PN'b#KFHECTT=F=G#JFG#HECTT=F=G#GCJ@<BJDLH#
H<?KIG#Y=#G=HCDF=G#CF#J>>?BGJF>=#MCE<#'PN%#JFG#'PN#b#
B=H@=>EC]=IAb ?F#E<=#YJHCH#?T#E<=#I?JGCFDH#JFG#=TT=>EC]=#H=>EC?FH#
DC]=F#CF#'PN@#JFG#'PNPb#B=H@=>EC]=IA&
Yh 1<=#GCJ@<BJDLWM=Y#`KF>EC?FH#H<?KIG#L==E E<= @B?]CHC?FH#?T 'PNQ&#
:=>U#>B?HH#Y=JLH#JFGW?B#>JFECI=]=BH#HK@@?BECFD#E<=#G=>U#JFG#
I?>JE=G#CF#E<=#@IJF=#?T#J#GCJ@<BJDL#H<?KIG#L==E#E<=#@B?]CHC?FH#
?T 'PN*&
>h 1<=#D=?L=EBC>#F?EJEC?F#KH=G#CH#H<?MF#CF#XCDKB=#%*&
'PN' B4/43234.05
'PN'N? ;.O"9471,75
4?_#DCBG=BH#H<?KIG#Y=#?T#F?LCFJIIA#B=>EJFDKIJB#>B?HH[H=>EC?F#?B#?T#
F?LCFJIIA#EBJ@=d?CGJI#>B?HH[H=>EC?F#MCE<#M=YH#CF HCFDI=#@IJF=H#CF>ICF=G#
JE#I=HH#E<JF#*RP#TB?L#E<=#]=BEC>JIb#JFG#M<=F#KFHECTT=F=Gb H<?KIG#Y=#
F?LCFJIIA#HALL=EBC>JI#JY?KE#J#]=BEC>JI#J_CH#gC&=&#CDF?BCFD#>B?HH#TJII#?B#
HK@=B=I=]JEC?Fh&
4?_ DCBG=BH#H<?KIG Y=#?T J HCFDI=#>=II#T?BL#MCE<#?B#MCE<?KE#
CFE=B>?FF=>ECFD#>B?HH#L=LY=BH#JFG#>JFECI=]=BH JFG#H<?KIG#F?E#Y=#
HKY`=>E#E? CFE=BFJI#@B=HHKB=#=TT=>EH#GK=#E?#H=JICFD&
'PN'N' !42K8729/5"201":,274095
1<=#@IJF=#?T#E<=#GCJ@<BJDL#H<?KIG#Y=#MCE<CF#rRP#E? E<= F?BLJI#E?#E<=#
J_CH#?T#E<=#DCBG=B#CF#=I=]JEC?Fb#MCE<CF#r%'P CF#@IJFb#JFG#MCE<CF#rRP#?T J
]=BEC>JI#@IJF=&
1<=#GCJ@<BJDL#H<?KIG#Y=#CF#J HCFDI=#@IJF=b#=_>=@E#JH#@=BLCEE=G#
CF 'PN'NP#T?B#HEJBE=B#@IJE=H&
5J><#GCJ@<BJDL#H<?KIG#Y=#HK@@?BE=G#?F#=CE<=B#J#HCFDI=#Y=JBCFD#?B#EMCF#
Y=JBCFDH#KFG=B#=J><#Y?_&
N#4" #O'%' \ R%
-:#SS$R[OVO''Q
4=JBCFDH#KFG=B#KFHECTT=F=G#GCJ@<BJDLH#H<?KIG#Y=#HALL=EBC>JIIA#@IJ>=G#
JY?KE#E<=#]=BEC>JI#J_CH#?T#E<=#GCJ@<BJDL&
1<=#>?FEJ>E#MCGE<#M#?T J#HECTT=F=G#GCJ@<BJDL#JY?]=#J#Y=JBCFDb#JH#G=TCF=G#
CF#XCDKB=#%*b#H<?KIG#F?E#=_>==G#<JIT#E<=#G=@E<#?T#E<=#GCJ@<BJDL#MCE<#J#
HCFDI=#Y=JBCFD F?B#?F=[aKJBE=B#?T#E<=#G=@E<#?T#E<=#GCJ@<BJDL#MCE<#EMCF#
Y=JBCFDH&
9#Y=JBCFD#Y=I?M#J#HECTT=F=G#GCJ@<BJDL#H<?KIG#F?E#=_E=FG#J>B?HH#E<=#
MCGE<#?T#E<=#GCJ@<BJDL#Y=A?FG#E<=#ICF=#?T#JEEJ><L=FE#?T#J#Y=JBCFD#
HECTT=F=B#YA L?B=#E<JF#%R;@Y@b
M<=B=V
;@#CH#E<=#E<C>UF=HH#?T#E<=#GCJ@<BJDL#@IJE=(
Y@ Z gO)RW=A@h(
=A@#CH#E<=#F?LCFJI#AC=IG#HEB=FDE<#?T#E<= GCJ@<BJDL#@IJE=&
XCDKB=#%* U,./,374-"0.3234.0"6.7"142K8729/5
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
/ !$//
$4.#43/4$./ (
9
6
.$
/4$./ (.#3239
7$4&$3/4&$
47
/4$./
'
(
'((
.$34"
RO \ N#4" #O'%'
-:#SS$R[OVO''Q
'PN'N@ F7.55":,2/5"201"-2034J,T,75
0<=B=#E<=#G=>U#@B?`=>EH#Y=A?FG#E<=#Y?_#M=Y#JFG#CH#HK@@?BE=G#?F#>B?HH#
Y=JLH#JFGW?B#>JFECI=]=BH#M<C><#JB=#CF#E<=#@IJF=#?T#J#GCJ@<BJDLb#E<=#
TIJFD=H#?T#HK><#L=LY=BH#H<?KIG#@B?]CG=#J#>?FECFK?KH#I?JG#@JE<#E<B?KD<#
=J><#Y?_#M=Y#JFG#J>B?HH#E<=#GCJ@<BJDL#T?B#E<=#T?B>=H#E<=A#JB=#B=aKCB=G#
E?#>JBBA<=H= L=LY=BH#H<?KIG#Y=#JHHKL=G#E? Y=#HK@@?BE=G#YA#E<=#
GCJ@<BJDLWY?_#M=Y#`KF>EC?FH#gH==#'PNQ#JFG#'PN*h&
'PN'NP <3273,7"KJ23,5
0<=B=#HEJBE=B#@IJE=H#JB=#E?#Y=#KH=G#E?#>?FF=>E#J#GCJ@<BJDL#E?#E<=#Y?_#
MJIIHb#E<=A#H<?KIG#=CE<=B#Y=V
Jh @?HCEC?F=G#CF#E<=#@IJF=#?T#E<=#GCJ@<BJDL#JFG#Y=#YKEE[M=IG=G#?B
>?FF=>E=G#YA#G?KYI=#>?]=B#@IJE=H#E?#E<=#GCJ@<BJDL(#?B
Yh IJ@#`?CFE=G E?#E<=#GCJ@<BJDLb#@B?]CG=G#E<JE J HKCEJYI=#HAHE=L#?T
HECTT=FCFD#CH G=HCDF=G#E?#MCE<HEJFGb#CF#JGGCEC?F#E?#JFA#?E<=B#I?JG
=TT=>EHb#JII#E<=#L?L=FEH#B=HKIECFD#TB?L#E<=#=>>=FEBC>CEA#?T#
>?FF=>EC?F&
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
'PN'N% <3466,0,75"3."142K8729/5
9II#HECTT=F=BH#E?#@IJE=#GCJ@<BJDLH#H<?KIG#Y=#CF#J>>?BGJF>=#MCE<#
4"#5+#%$$)[%[RVO''Sb#$N'N?W*X#JFG#$N'N?W$X&
4=JBCFD#HECTT=F=BH H<?KIG#Y= HALL=EBC>JIIA#@IJ>=G#JY?KE#E<=#GCJ@<BJDL#
@IJE=b#KFI=HH#J#H@=>CJI#JFJIAHCH#CH#LJG=#?T#E<=#=TT=>EH#?T#JFA#=>>=FEBC>CEA#
MCE<#B=H@=>E#E?#E<JE @IJE=&
'PN'N# J23409"40"142K8729/5
1<=#E<C>UF=HH#?T#@IJECFD#CF#JF#KFHECTT=F=G#GCJ@<BJDL#H<?KIG#Y=#KFCT?BL#
E<B?KD<?KE&
'PN'NQ EK,04095"40"I053466,0,1"142K8729/5
,@=FCFDH#CF#KFHECTT=F=G#GCJ@<BJDLH#H<?KIG#Y=#CF#J>>?BGJF>=#MCE<#E<=#
T?II?MCFD&
Jh ,FIA#?F=#>CB>KIJB#?@=FCFD#LJA#Y=#@B?]CG=G#?F#=J><#HCG=#?T#E<=
]=BEC>JI#>=FEB=ICF=#?T#E<=#GCJ@<BJDL#MCE<CF#E<=#K@@=B[E<CBG#?T E<=#
<=CD<E#?T#E<=#GCJ@<BJDL&
Yh 1<=#GCJL=E=B#?T#JFA#HK><#?@=FCFD#H<?KIG#F?E#=_>==G#E<=#I=JHE#?TV
\ S;@(
\ IWO'(
\ .WO'&
M<=B=V
;@#CH#E<=#GCJ@<BJDL#@IJE=#E<C>UF=HH(
I6CH#E<=#G=@E<#?T E<=#GCJ@<BJDL#gH==#XCDKB=#%*h(
.6CH#E<= MCGE<#?T#E<=#GCJ@<BJDL#EJU=F#JH#E<=#J]=BJD=#?T#E<=#MCGE<H#JE#E<=#
E?@#JFG#Y?EE?L#TIJFD=#I=]=IH#T?B#Y?_=H#MCE<#HI?@CFD#M=YH&
N#4" #O'%' \ R)
-:#SS$R[OVO''Q
>h !KE[?KEH#T?B#I?FDCEKGCFJI#HECTT=F=BH#?F#E<=#Y?_#MJIIH#H<?KIG#<J]=#
E<=#HECTT=F=BH#>?FF=>E=G#E? E<=#GCJ@<BJDL#@IJE=#YA#?F=#?T#E<=#
T?II?MCFD#L=E<?GHV
\ M=IGCFDb#JI?FD#JE#I=JHE#?F=[E<CBG#?T#E<=#@=BCL=E=B#?T#E<=#
>KE[?KE(
\ >I=JECFD#E?#E<=#I?FDCEKGCFJI HECTT=F=B#MCE<#JE#I=JHE#EM?#Y?IEH#?B
BC]=EH#@=B#HCG=#?T#E<=#>?FF=>EC?Fb#?B#YA#TKII#@=BCL=E=B#M=IGCFD#
?T#E<=#>I=JE&
F#JGGCEC?Fb#E<=#I=FDE<#?T#E<=#TB==#=GD=#?T#JFA#>KE[?KE#H<?KIG#F?E#=_>==G#
%';@Y#@ M<=F#JFA#@JBE#?T#E<CH#TB==#=GD=#CH#MCE<CF#J#GCHEJF>=#%O;@Y#@#TB?L
JFA#@JBE#?T J Y=JBCFD#@IJE=b
M<=B=V
;@#CH#E<=#GCJ@<BJDL#@IJE=#E<C>UF=HH(
Y@#Z gO)RW=A@h(
=A@#CH#E<=#F?LCFJI#AC=IG#HEB=FDE<#?T#E<= GCJ@<BJDL#@IJE=&
'PN'N* EK,04095"40"53466,0,1"142K8729/5
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
'PN'N*N? .5434.0".6".K,04095"
0CE<#E<=#=_>=@EC?F#?T#?@=FCFDH#@=BLCEE=G#CF 'PN'N*NPb#?@=FCFDH H<?KIG
F?E#Y=#@?HCEC?F=G#MCE<CF#E<=#JB=JH#H<?MF#H<JG=G#CF#XCDKB=#%RJ#JFG#
XCDKB=#%RY&
'PN'N*N' A053466,0,1".K,04095
3FHECTT=F=G#?@=FCFDH#H<?KIG#Y= >CB>KIJB#JFG#?T#GCJL=E=B#F?E#=_>==GCFD#
E<=#I=JHE#?TV
\ S;@(
\ 8WO'(
\ :WO'(
=_>=@E#M<=FV
=A@
¦= !# (
Oc 7'
T?B#M<C><#E<=#ICLCECFD#GCJL=E=B#CH#EMC>=#E<=#ICLCEH#DC]=F#CF#'PN'N*N@Jhb#
Yh#JFG#>h(
M<=B=V
8#JFG#: JB=#E<=#@JF=I#GCL=FHC?FH(
¦= Z# ¦ @%
O
¦ @O
O
w ¦ @% ¦ @O )¯ @O (
¦@%_¦@O#JFG#¯@#JB=#E<=#HEB=HH=H#CF#E<=#GCJ@<BJDL#@IJE=#G=BC]=G#CF#
J>>?BGJF>=#MCE<#'PN#(
=A@ CH#E<=#F?LCFJI#AC=IG#HEB=FDE< ?T#E<=#GCJ@<BJDL#@IJE=&
+?E#L?B=#E<JF#?F=#HK><#?@=FCFD#H<?KIG#Y=#@?HCEC?F=G#CF#J#HCFDI=#@IJE=#
@JF=I&
R* \ N#4" #O'%'
-:#SS$R[OVO''Q
XCDKB=#%RJ EK,04095"40"53466,0,1"142K8729/5"Z"3S40":,274095
'(333(
&$$4&$3"$3&
.$3/4$./
$" &7"
.$ .$
/4$./ /4$./
5
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
'(333(
XCDKB=#%RY EK,04095"40"53466,0,1"142K8729/5"Z"5409J,"-,0372J":,27409"201"
K.5434.0409".6":,274095
=03333333)#$+*
6
'
5
N#4" #O'%' \ RR
-:#SS$R[OVO''Q
'PN'N*N@ <3466,0,1".K,04095
"ECTT=F=G#?@=FCFDH H<?KIGV
Jh Y=#TBJL=G#?F#JII#HCG=H#YA#HECTT=F=BH(
Yh <J]=#>CB>KIJB#>?BF=BH#?T#BJGCKH#JE#I=JHE#?F=[aKJBE=B#?T#E<=#I=JHE#
GCL=FHC?F#?T#E<=#<?I=b#MCE<#F?#B=[=FEBJFE#>?BF=BH(
>h Y=#@?HCEC?F=G#HK><#E<JE#E<=#GCHEJF>=#?T#JFA#=GD=#TB?L#JF#JG`J>=FE#
MJII#?T#E<=#Y?_#CH#JE#I=JHE#'bP#ECL=H#E<=#LJ_CLKL#GCL=FHC?F#?T#E<=#
<?I=#@JBJII=I#E? E<= MJIIb#@IKH#E<=#GCHEJF>=#TB?L#E<=#MJII#E?#E<=#
EC@H#?T#JFA#>KE[?KEH#CF#E<=#GCJ@<BJDL#T?B#I?FDCEKGCFJI#HECTT=F=BH
gH==#XCDKB=#%RYhb#KFI=HH#E<=#JG`J>=FE#@IJE=#CH#G=HCDF=G#T?B#
H=>?FGJBA#CF[@IJF=#HEB=HH=H&
'PN'N*NP FI3&.I35"6.7"J.0943I1402J"53466,0,75
!KE[?KEH#T?B#I?FDCEKGCFJI#HECTT=F=BH#H<?KIG#Y=#CF#J>>?BGJF>=#
MCE<#'PN'NQ>h&
'PN@ B.21409".0"142K8729/5
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
'PN@N? !,74T234.0
1<=#I?JG#=TT=>EH#CF#GCJ@<BJDLH#JFG#JHH?>CJE=G @JBEH#?T Y?_#DCBG=BH#
H<?KIG#Y=#G=BC]=G#TB?L#DI?YJI#JFJIAHCH#KFG=BEJU=F#CF J>>?BGJF>=#MCE<#
4"#5+#%$$)[OVO''Sb"%N'&
'PN@N' =66,-35"3.":,"-.0541,7,1
:CJ@<BJDLH#H<?KIG#Y=#G=HCDF=G#E?#B=HCHEb#MCE<#GK=#J>>?KFE#Y=CFD#EJU=F#
?T#JFA#IJ>U#?T#HALL=EBA#CF#E<=#>B?HH[H=>EC?F#?B CF#E<=#Y=JBCFD#
JBBJFD=L=FEb#E<=#>?LYCF=G#=TT=>EH#?T#E<=#T?II?MCFD&
Jh 9II#=_E=BFJIIA#J@@IC=G#I?JGH#JFG#E<=#JHH?>CJE=G#Y=JBCFD#B=J>EC?FH&
Yh !<JFD=H#CF#Y=JBCFD#B=J>EC?FH#JFG#M=Y#H<=JBH#GK=#E?V
%h >B==@b#H<BCFUJD=#JFG#GCTT=B=FECJI#E=L@=BJEKB=(
Oh H=EEI=L=FE#JFG#?E<=B#L?]=L=FE#?T#HK@@?BEH&
WX4?6! 4/8>3[2/3262==2A;360B26;C6:Z6d!Z6D8<6:26>2192A;20J
>h 5BB?BH#CF#CFHEJIIJEC?F#?T#Y=JBCFDHb#>?L@BCHCFDV
%h Y=JBCFD#LCHJICDFL=FE#CF#@IJF(
Oh =BB?BH#CF#I=]=I#?T#J#HCFDI=#Y=JBCFDb#?B#CF#E<=#L=JF#I=]=IH#?T#
L?B= E<JF#?F=#Y=JBCFD#JE JFA HK@@?BE(
)h Y=JBCFD#CF>ICFJEC?F(
*h G=@JBEKB=H#TB?L#>?LL?F#@IJFJBCEA#?T#EMCF#?B#LKIEC@I=#
Y=JBCFDH&
WX4? " T>3;8998; C> 2//C/36 > d!Z_6d"Z68>06d#Z_6Y ;5 >6;526;C92/8>A23
1 [2> > .-6?W6!##$68>06.-6?W6!%(%L"_ 8/26899CY206=C/6 >6#&"%68>06#&"!
8>06;52 /69C8062==2A;3 >2206>C;6:268332332063278/8;29<J
Gh !<JFD=H#CF#I?FDCEKGCFJI#HI?@=#?T#Y?_#TIJFD=H#JE#E<=#GCJ@<BJDL&
=h 5BB?BH#?T#I?FDCEKGCFJI#>JLY=B#CF#>?FECFK?KH#>?FHEBK>EC?F&#
WX4?6# ]99CY8>A26=C/6;5 36D8<6:26D802 :<6833BD >1_68; ;526:28/ >13_6
8 [2/; A8960 3798A2D2>; C=68 3B77C/;6/298; [26;C6;YC680M8A2>;63B77C/;36
C=6!a'6%%%6; D236;5263BD6C=6;52680M8A2>;6378>3J
RS \ N#4" #O'%'
-:#SS$R[OVO''Q
@IJE=&
'PNP =66,-34T,"5,-34.05
'PNPN? U,0,72J
X?B#G=E=BLCFCFD#E<=#HEB=HH=H#CF#J#GCJ@<BJDLb#E<=#=TT=>EC]=#=IJHEC>#
H=>EC?F#L?GKIKH#JFG#=TT=>EC]=#JB=J#?T#J#]=BEC>JI#>B?HH[H=>EC?Fb#JFG#E<=#
=TT=>EC]=#]=BEC>JI#JFG#<?BCd?FEJI#H<=JB#JB=JHb#H<?KIG#Y=#G=BC]=G#CF#
J>>?BGJF>=#MCE<#'PNPN'#JFG#'PNPN@&#X?B#G=E=BLCFCFD#E<=#HEB=HH=H#CF#
HECTT=F=BHb#E<=CB#=TT=>EC]=#H=>EC?FH#H<?KIG#Y=#G=BC]=G#CF#J>>?BGJF>=#
MCE<#'PNPNP#?B#'PNPN%b#JH#J@@B?@BCJE=&
F#'PNPN'#JFG#'PNPN@ E<=#B=T=B=F>=H#E?#EBJFH]=BH=#E=FHC?F#JFG#
>?L@B=HHC?F#J@@IA#E?#GCB=>EC?FH#F?BLJI#E? E<=#I?FDCEKGCFJI#J_CH#?T E<=#
DCBG=B&
'PNPN' a,734-2J"5,-34.05
'PNPN'N? U,0,72J
1<=#G=E=BLCFJEC?F#?T#E<=#=TT=>EC]=#JB=J#]=#JFG#E<=#=TT=>EC]=#H=>EC?F#
L?GKIKH P=#?T#J#]=BEC>JI#>B?HH[H=>EC?F#?T#J#GCJ@<BJDLb#H<?KIG#Y=#
YJH=G#?F#=TT=>EC]=#JB=JH#?T#Y?_#TIJFD=H#JFG#GCJ@<BJDL#@IJE=#JH#DC]=F#
CF 'PNPN'N'#E? 'PNPN'N%&
'PNPN'N' =66,-34T,"6J209,"S4138
F#>JI>KIJECFD#JF#=TT=>EC]=#JB=J#?T#J#Y?_#TIJFD=b#JF#=TT=>EC]=#MCGE<#:=
H<?KIG#Y=#G=E=BLCF=G#H=@JBJE=IA#T?B#=J><#HCG=#?T E<= GCJ@<BJDL#JFG#
H<?KIG#F?E#=_>==G#JFA#?T#E<=#T?II?MCFDV
Jh ?F=[aKJBE=B#?T#E<=#GCHEJF>=#?T#E<=#H=>EC?F#KFG=B#>?FHCG=BJEC?F#
TB?L#E<=#F=JB=HE#M=YWTIJFD=#`KF>EC?F(
Yh <JIT#E<=#GCHEJF>=#E?#JF#JG`J>=FE#GCJ@<BJDL#?B#>B?HH#Y=JL#T?B#JFA#
TIJFD=#CF#EBJFH]=BH=#E=FHC?Fb#?B#T?B#J >?L@?HCE=#TIJFD=#CF#
EBJFH]=BH=#>?L@B=HHC?F(
N#4" #O'%' \ RP
-:#SS$R[OVO''Q
>h ?KEHCG=#JF#=FG#GCJ@<BJDLb#E<=#J>EKJI#MCGE<#?T#@IJE=#@B?]CG=G(
Gh %R;TYT T?B#J#F?F[>?L@?HCE=#TIJFD=#CF#EBJFH]=BH=#>?L@B=HHC?F<CH#
ICLCE#LJA#Y=#CF>B=JH=G#E?#?F=[aKJBE=B#?T#E<=#GCHEJF>=#E?#JF#
JG`J>=FE GCJ@<BJDL#?B#>B?HH#Y=JL#@B?]CG=G#E<JE#E<=#EBJFH]=BH=#
>?L@B=HHC]=#HEB=HH#gKHCFD#E<=#CF>B=JH=G#MCGE<h#G?=H#F?E#=_>==G#
E<=#I=HH=B#?TV
\ ?F=[aKJBE=B ?T#E<=#I?FDCEKGCFJI#>?L@B=HHC]=#HEB=FDE<#?T#E<=#
TIJFD=(
O
&; '
\ 'bR ( T ) ? (
*:+
M<=B=V
;T#CH#E<=#E<C>UF=HH ?T#E<=#TIJFD=#@IJE=(
YT Z gO)RW=ATh(
=AT CH#E<=#F?LCFJI#AC=IG#HEB=FDE<#?T#E<=#TIJFD=#@IJE=(
:#CH#E<=#H@J>CFD#?T#E<=#I?FDCEKGCFJI TIJFD=#HECTT=F=BH#?B#E<=#GCHEJF>=#
Y=EM==F#Y?_#M=YH#T?B#JF#KFHECTT=F=G#TIJFD=&#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
'PNPN'N@ =66,-34T,"6J209,"27,2
1<=#=TT=>EC]= JB=J#?T#J#Y?_#TIJFD= H<?KIG#Y=#G=E=BLCF=G#JH#T?II?MH&
1<=#=TT=>EC]=#JB=J#?T#HE==I#@IJE=#?F#=J><#HCG=#?T#E<=#GCJ@<BJDL#H<?KIG#
Y=#EJU=F#JH#,>;T:=(
M<=B=V
;T#CH#E<=#TIJFD=#E<C>UF=HH(
:=#CH#E<=#=TT=>EC]=#MCGE<#?F#E<=#J@@B?@BCJE=#HCG=#?T#E<=#GCJ@<BJDL#
G=BC]=G#TB?L#'PNPN'N'(
,>#CH#J#>?=TTC>C=FE#EJU=F#JH#%b'b#=_>=@E#CF#E<=#>JH=#?T#J#F?F[>?L@?HCE=#
TIJFD=#CF#EBJFH]=BH=#>?L@B=HHC?F#MCE<#JF#=TT=>EC]=#MCGE<#DB=JE=B#
E<JF#%R;TY#T#M<=F E<=#]JIK= ?T#,>#H<?KIG#Y=#?YEJCF=G#TB?L#XCDKB= %S#MCE<#
E<=#GCL=FHC?F#8#EJU=F#JH#E<=#H@J>CFD#?T I?FDCEKGCFJI#TIJFD=#HECTT=F=BH#
JFG#GCL=FHC?F#:#EJU=F#JH#E<=#GCHEJF>=#TB?L#E<=#GCJ@<BJDL#E? JF
JG`J>=FE >B?HH#Y=JL#?B#GCJ@<BJDL&# F#KHCFD#XCDKB=#%Sb#E<=#B=HEBJCF=G#
>KB]=#H<?KIG#Y=#KH=G#T?B#GCJ@<BJDLH#JE CFE=BFJI#HK@@?BEH#?T >?FECFK?KH
Y=JLH#JFG#E<=#KFB=HEBJCF=G#>KB]= T?B#GCJ@<BJDLH#JE#=FG#HK@@?BEH(
9FA#EBJFH]=BH=#TIJFD= HECTT=F=BH MCE<CF#E<=#=TT=>EC]=#MCGE<#H<?KIG#Y=#
CDF?B=G&
F#>?L@?HCE=#>?FHEBK>EC?Fb#E<=#=TT=>EC]=#TIJFD=#JB=J#LJA#CF>IKG=#E<=#
JB=J#?T#HE==I#B=CFT?B>=L=FE#MCE<CF#E<=#E?EJI#=TT=>EC]=#MCGE<b#JFGb#CT
HKY`=>E=G#E?#EBJFH]=BH=#>?L@B=HHC?Fb#LJA#JIH?#CF>IKG=#E<=#EBJFHT?BL=G#
JB=J#?T#>?F>B=E=#MCE<CF#E<=#E?EJI#=TT=>EC]=#MCGE<&
'PNPN'NP !42K8729/"KJ23,
2?I=H#MCE<CF#E<=#]=BEC>JI#H=>EC?F#?T#J#GCJ@<BJDL#H<?KIG#Y= G=GK>E=G&#
0<=F#J#HECTT=F=G#?@=FCFD#CH#@B?]CG=Gb#GCJ@<BJDL#@IJECFD#=_E=FGCFD#
MCE<CF#E<=#TBJLCFD#HECTT=F=BH#YA#L?B=#E<JF#%';@Y#@#H<?KIG#Y=#CDF?B=Gb#
M<=B=V
O)R
Y@ Z &
=A@
RQ \ N#4" #O'%'
-:#SS$R[OVO''Q
'PNPN'N% C0-J40,1"S,:5
F#E<=#>JH=#?T#Y?_#DCBG=BH#MCE< CF>ICF=G#M=YHb#F?#@JBE#?T#E<=#M=YH#H<?KIG#
Y=#CF>IKG=G#CF#E<=#]=BEC>JI#H=>EC?F#?T#J#GCJ@<BJDL&
'PNPN@ <8,27"27,2
1<=#=TT=>EC]=#]=BEC>JI#JFG#<?BCd?FEJI#H<=JB#JB=JH#]]=#JFG#]<=#H<?KIG Y=#
EJU=F#JH#E<=#F=E#JB=JH#?T#J#]=BEC>JI#JFG#<?BCd?FEJI#>B?HH[H=>EC?Fb#
B=H@=>EC]=IAb#?T#GCJ@<BJDL#@IJECFD#?FIA&
'PNPNP !42K8729/"53466,0,75
Jh 1<=#=TT=>EC]=#H=>EC?F#?T#J#HECTT=F=B#?F#J#GCJ@<BJDL#H<?KIG#Y=#EJU=F#
E?#>?L@BCH=#E<=#HECTT=F=B#MCE<#MCGE<H#?T#GCJ@<BJDL#@IJE=#?F#=J><#
HCG=#?T#E<=#HECTT=F=B#M<=B=#J]JCIJYI=b#F?E#=_>==GCFD#E<=#I=HH=B#?TV
\ <JIT#E<=#GCHEJF>=#TB?L#E<=#HECTT=F=B#E?#JF#JG`J>=FE#HECTT=F=B#?B
E?#E<=#MJII#?T E<=#Y?_(#?B#
\ %RY@#ECL=H#E<=#E<C>UF=HH#?T#E<=#GCJ@<BJDL#@IJE=&
Yh 9GGCEC?FJIIAb T?B#J#Y=JBCFD#HECTT=F=Bb#E<=#=TT=>EC]=#MCGE<#?T#@IJE=#
JHHKL=G#?F#E<=#HCG=#E?MJBGH#E<= M=Y#H<?KIG#F?E#=_>==G#<JIT#E<=#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
GCHEJF>=#TB?L#E<=#HECTT=F=B#E? E<=#M=YWY?EE?L#TIJFD=#`KF>EC?F&
>h 1<=#H=>EC?FJI#JB=J#?T GCH>?FECFK?KH#GCJ@<BJDL#HECTT=F=BH H<?KIG#Y=
CDF?B=G&
'PNPN% !42K8729/bS,:"]I0-34.0
1<=#=TT=>EC]=#H=>EC?F#?T#E<CH#@JBE#H<?KIG#Y=#EJU=F#E?#>?L@BCH=#Jh#Y=I?Mb#
@IKH#Yhb#>hb#?B#Gh#JH#J@@B?@BCJE=V
Jh J#MCGE<#?T#M=Y#@IJECFD#=J><#HCG=#?T#E<=#GCJ@<BJDL#gM<=B=#
J]JCIJYI=h#?T#K@#E?#%S#ECL=H#E<=#M=Y#E<C>UF=HH(#
Yh M<=B=#E<=B=#CH#J#I?JG#Y=JBCFD#HECTT=F=B#?F#E<=#GCJ@<BJDLb#MCE<CF#J#
GCHEJF>=#?T OR;@#TB?L#E<=#M=YV#J#MCGE<#?T#GCJ@<BJDL#@IJE=#=aKJI#E?
<JIT#E<=#GCHEJF>=#Y=EM==F#E<= M=Y#JFG#E<=#I?JG#Y=JBCFD#HECTT=F=B(
>h M<=B=#E<=B=#CH#J#HECTT=F=Bb#?E<=B#E<JF#J#I?JG#Y=JBCFD#HECTT=F=Bb#?F#
E<=#GCJ@<BJDL#@JBJII=I#E?b#JFG#MCE<CF#J GCHEJF>=#?T#OR;@#TB?L#E<=#
M=YV#E<=#JB=J ?T#E<CH#HECTT=F=B#E?D=E<=B#MCE<#J#MCGE<#?T#E<=#
GCJ@<BJDL#@IJE=#=aKJI#E?#OR;@(
Gh M<=F#E<=B=#CH#F?#HECTT=F=B#?F#E<=#GCJ@<BJDL#@JBJII=I#E?b#JFG#MCE<CF#
J#GCHEJF>=#?T#OR;@#TB?Lb#E<=#M=YV#J#MCGE<#?T#GCJ@<BJDL#@IJE=#=aKJI#
E?#%R;@Y@(#
M<=B=V
;@#CH#E<=#E<C>UF=HH#?T#E<=#GCJ@<BJDL#@IJE=(
Y@ CH JH#G=TCF=G#CF#'PNPN'NP&
N#4" #O'%' \ R$
-:#SS$R[OVO''Q
XCDKB=#%S F.,664-4,03,--"6.7"KJ23,"K20,J5"I01,7"147,-3"-./K7,554.0
'
=%
=
=0
=1
=
'
=
6
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
=5
5
=6
='
=
= = '== '= 6== 6= 5== 5=
`,L
% !KB]=#%
O !KB]=#O
) !KB]=#)
* 6=HEBJCF=G
R 3FB=HEBJCF=G
XCDKB=#%P +,6,7,0-,"K.403"201"0.3234.0"6.7"I053466,0,1"142K8729/5
.$
(&$4
6
!$//3&
(.#
("433 (
' '
:4$43&3(&/4&$ ( :4$43&3(&/4&$
&. 8 &. 8
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
WX4? 96 36;8+2>6836;5269283;6C=G
I U
P&R;@Y @ ?B J
Q O
'PN% A053466,0,1"142K8729/5
'PN%N? U,0,72J
3FHECTT=F=G#GCJ@<BJDLH#CF#J>>?BGJF>=#MCE<#'PN'N?#E? 'PN'NPb#'PN'N#
JFG#'PN'NQb H<?KIG#Y=#G=HCDF=G#E?#L==E#E<=#AC=IG#>BCE=BCJ#?T#'PN%NP#JFG#
E<=#YK>UICFD#>BCE=BC?F#?T#'PN%N% KHCFD#B=T=B=F>=#HEB=HH#]JIK=H#?T#'PN%N'
JFG#E<=#YK>UICFD#>?=TTC>C=FEH#?T#'PN%N@�=YWTIJFD=#`KF>EC?FH#H<?KIG#
JGGCEC?FJIIA#Y=#CF#J>>?BGJF>=#MCE<#'PNQN@&
'PN%N' +,6,7,0-,"T2JI,5".6"40&KJ20,"537,55,5
'PN%N'N? U,0,72J
1<=#HEB=HH=H#CF#JF#KFHECTT=F=G#GCJ@<BJDLb#B=HKIECFD#TB?L E<=#I?JG#=TT=>EH#
DC]=F#CF#'PN@b#H<?KIG#Y=#G=E=BLCF=G#JE#E<=#B=T=B=F>= @?CFE#CFGC>JE=G#CF#
XCDKB=#%Pb#CF#J>>?BGJF>=#MCE<#'PN%N'N'#E? 'PN%N'NPb#T?B#=J><#?T#E<=#
J@@B?@BCJE=#B=T=B=F>=#HEB=HH=H#B=aKCB=G&
'PN%N'N' a,734-2J"537,55,5
1<=#B=T=B=F>=#]JIK=#?T#E<=#CF[@IJF=#]=BEC>JI#HEB=HH#¦6%#H<?KIG#Y=#EJU=F#
JH#T?II?MHV
Jh T?B#J GCJ@<BJDL#MCE<#J#HCFDI=#>=FEBJI#Y=JBCFDV
^]
% *2 W ;@ &4 M'
¦6%#Z# 'bPP ( Y ) (
M w Y< ;@ ( O T d@ )
* +
N#4" #O'%' \ S%
-:#SS$R[OVO''Q
Yh T?B#J GCJ@<BJDL#MCE<#J#@JCB#?T#EMCF#HALL=EBC>JI#Y=JBCFDHV
^]
% *2 W ;@
¦6%#Z# (
M w Y< ;@
M<=B=V
^]#CH#E<=#E?EJI#]=BEC>JI#I?JG#EBJFHLCEE=G#YA E<=#GCJ@<BJDL#E?#?F=#Y=JBCFD#
gCF>IKGCFD#E<=#=TT=>EH#?T#E?BaK=#?F#EMCF#Y=JBCFDHh(
4Y#CH#E<=#E?BHC?FJI#B=J>EC?F#JE#J#HCFDI=#>=FEBJI#Y=JBCFD(
M6CH#E<=#MCGE<#?T#>?FEJ>E#?T#E<=#Y=JBCFD#@JG#@IKH %bR#ECL=H E<=#E<C>UF=HH#
?T#E<=#Y?EE?L#TIJFD=#JE#=J><#=FG#CT#J]JCIJYI=#gH==#XCDKB=#%*h(
Y<#CH#E<=#HKL#?T E<=#MCGE<H#?T#JFA#>KE[?KEH T?B#HECTT=F=BH#MCE<CF#E<=#
MCGE<#M JE#E<=#I=]=I#CLL=GCJE=IA#JY?]=#E<=#TIJFD=(
;@#CH#E<=#E<C>UF=HH#?T#E<=#GCJ@<BJDL#@IJE=(
Td@ CH#E<=#H=>?FG#L?L=FE#?T#JB=J#?T#E<=#GCJ@<BJDL#@IJE=#?T#MCGE<#M
=_>IKGCFD#>KE[?KEHb#JY?KE#E<=#.[J_CH#gH==#XCDKB=#%*h(
26CH#E<=#=>>=FEBC>CEA#?T#Y=JBCFD#B=J>EC?F#JI?FD#E<=#H@JFb#M<C><#H<?KIG#
CF>IKG=#E<=#=TT=>EH#?TV
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
\ L?]=L=FEH#?T#E<=#Y=JL#B=IJEC]=#E?#E<=#Y=JBCFD#GK= E?#><JFD=H#
CF#E=L@=BJEKB=(
\ ><JFD=H#CF#E<=#@?CFE#?B#ICF=#?T#>?FEJ>E#JE#E<=#H@<=BC>JI#?B#
>AICFGBC>JI#HKBTJ>=#?T#J#Y=JBCFD#GK=#E?#HI?@=#?T#E<=#Y=JL#M<=F#
G=TI=>E=G#YA#I?JG(
\ KF=]=F#H=JECFD#M<C><#LJA#?>>KB#?F#J#TIJE#Y=JBCFD#HKBTJ>=(
\ CFJ>>KBJ>A#M<C><#LJA#?>>KB#CF#@?HCEC?FCFD#?T#E<=#Y=JL#
B=IJEC]=#E?#E<=#Y=JBCFD&
cJIK=H#?T#=>>=FEBC>CEA#E?#HJECHTA >h#JFG#Gh#LJA#Y=#EJU=F#TB?L#'PN@N'Th)h&
'PN%N'N@ D.74_.032J"537,55,5
1<=#B=T=B=F>=#]JIK=#?T#E<=#CF[@IJF=#<?BCd?FEJI#HEB=HH ¦6O#H<?KIG#Y=#EJU=F#
JHV#
& , @ ^] 4' 9 ! % ^] EJF 3
¦6O Z# "( ) <6 h =] T # (
$* O . + O P
% = O ]=
M<=B=V
,@#CH#J#TJ>E?B E?#JII?M#T?B#E<=#=TT=>EH#?T#Y?KFGJBA#H<=JBH#JFG#H<?KIG#Y=#
EJU=F#JH#Ob'#CF#E<=#JYH=F>=#?T#JFA#H@=>CJI#JFJIAHCH(
^]#CH#E<=#E?EJI#]=BEC>JI#T?B>=#EBJFHLCEE=G#YA#E<=#GCJ@<BJDL#E?#E<=#
Y=JBCFDH(
hT]#CH#E<=#]=BEC>JI#T?B>=#EBJFHLCEE=G#E?#E<=#GCJ@<BJDL#YA#E<=#@?BEC?F#?T
E<=#Y?EE?L#TIJFD=#?]=B#J#MCGE<#9=#M<=F#E<=B=#CH#J#><JFD=#?T#TIJFD=#HI?@=(
9=#CH#E<=#<?BCd?FEJI#GCHEJF>=#TB?L#E<=#B=T=B=F>=#@?CFE#E?#E<=#F=JB=HE#=GD=#
?T#E<=#Y?EE?L#TIJFD=(
.#CH#JH#G=TCF=G#CF#'PN'NQ(
4#CH#E<=#E?BaK= EBJFHLCEE=G#E? E<=#GCJ@<BJDL#CF#H<=JB#E<B?KD<#E<=#Y?_#
MJIIH#JFG#TB?L#>B?HH#Y=JL#JFGW?B#>JFECI=]=B#I?JGCFD(#
<6#CH#E<=#GCHEJF>=#@JBJII=I#E?#E<=#Y?EE?L#TIJFD=#TB?L#E<=#B=T=B=F>=#@?CFE#
E?#E<=#M=Y#LCG[@?CFE#gH==#XCDKB=#%Ph(
SO \ N#4" #O'%'
-:#SS$R[OVO''Q
P=#JFG#]=#JB=#E<=#=TT=>EC]=#H=>EC?F#L?GKIKH#JFG#E<=#=TT=>EC]= JB=J#
B=H@=>EC]=IA#?T#E<=#GCJ@<BJDL#JFG#TIJFD=H#JE#E<=#]=BEC>JI#>B?HH[H=>EC?F#
E<B?KD<#E<=#B=T=B=F>=#@?CFEb#G=BC]=G#CF#J>>?BGJF>=#MCE<#'PNPN'(#
3#CH#E<=#CF>ICFJEC?F#?T#E<=#Y?_#M=Y#E?#E<=#]=BEC>JI&
'PN%N'NP <8,27"537,55,5
'PN%N'NPN? +,6,7,0-,"T2JI,".6"40&KJ20,"58,27"537,55,5
5_>=@E#JH#B=aKCB=G#YA#'PN%N'NPN'b#E<=#B=T=B=F>=#]JIK=#?T#E<=#CF[@IJF=#
H<=JB#HEB=HH ¯6#H<?KIG#Y=#EJU=F#JH#T?II?MHV
& ^ 4 ' % h
¯6 Z# ( ] hT] ) < (
* O O . + ]]=J ]<=
M<=B=V
^]b#hT]#JFG#4#JB=#JH G=TCF=G#CF 'PN%N'N@(
.#CH#JH#G=TCF=G#CF#'PN'NQ(
h<#CH#E<=#H<=JB#T?B>=#GK=#E?#EBJFH]=BH=#<?BCd?FEJI#I?JGH#?F#E<=#YBCGD=#
EBJFHLCEE=G#TB?L#E<=#E?@#TIJFD=#E?#E<=#GCJ@<BJDL(#
]]=J#CH#E<=#LCFCLKL#]JIK=#?T#E<= =TT=>EC]=#]=BEC>JI#H<=JB#JB=Jb#JH#DC]=F#
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
CF 'PNPN@b#T?B#JFA#H=>EC?F#?T#GCJ@<BJDL#@IJECFD#EJU=F#Y=EM==F#E<=#M=Y#
JFG#J#@?CFE#MW*#CFHCG=#E<=#?KE=B#=GD=#?T#E<=#Y=JBCFD#gH==#XCDKB=#%Ph(
M#CH#JH#G=TCF=G#CF#'PN%N'N'(
]<=#CH#E<=#=TT=>EC]=#<?BCd?FEJI#H<=JB#JB=Jb#JH#DC]=F#CF#'PNPN@#T?B#E<=#
H=>EC?F#?T#GCJ@<BJDL#@IJECFD E<B?KD<#E<=#B=T=B=F>=#@?CFE&
'PN%N'NPN' !42K8729/5".0 3S40"5L//,374-2J":,274095
F#JGGCEC?F#E?#E<=#]JIK=H#G=BC]=G#TB?L#'PN%N'NPN?b#CF#E<=#>JH=#?T#
GCJ@<BJDLH#?F#EMCF#HALL=EBC>JI#Y=JBCFDH#M<=B=#E<=B=#CH#J#><JFD=#CF#
HI?@=#?T#E<=#Y?EE?L#TIJFD=b#JF#JIE=BFJEC]=#]JIK=#¯6T#H<?KIG#Y=#G=BC]=G#
TB?LV
&4 h 4 ' % h
¯6T Z# ( Y] w ) < (
*A O O . + ]]=Y ]<=
M<=B=V
4 CH#JH#G=TCF=G#CF#'PN%N'N@(
hY]#CH#E<=#E?EJI#]=BEC>JI#T?B>=#EBJFHLCEE=G#E? E<=#GCJ@<BJDL#YA#E<=#
@?BEC?F#?T E<=#Y?EE?L#TIJFD=#Y=EM==F#E<=#CFF=B =GD=H#?T#E<=#Y=JBCFDH#
M<=F#E<=B=#CH#J#><JFD=#CF#TIJFD=#HI?@=(
A#CH#E<=#GCHEJF>=#Y=EM==F#>=FEB=H#?T#Y=JBCFDH(#
]]=Y#CH#E<=#LCFCLKL#]JIK=#?T#E<=#=TT=>EC]=#]=BEC>JI#H<=JB#JB=Jb#JH#DC]=F#
CF 'PNPN@b#T?B#JFA#H=>EC?F#?T#GCJ@<BJDL#@IJECFD#EJU=F#MCE<CF#J#GCHEJF>=#
96#TB?L#E<=#CFF=B#=GD=#?T#J#Y=JBCFD#gC&=&#E?MJBGH#E<=#GCJ@<BJDL#
>=FEB=ICF=h#JFG#J#GCHEJF>=#MW*#CFHCG=#E<=#HJL= CFF=B#=GD=#?T#E<=#Y=JBCFD#
gH==#XCDKB=#%RJ#JFG#XCDKB=#%RYh(
96 CH#JH#G=TCF=G#CF#XCDKB=#%P&
1<CH#]JIK=#¯6T H<?KIG#Y=#JG?@E=G#CT#CE#=_>==GH#E<= ]JIK=#?T#¯6#G=E=BLCF=G#
CF 'PN%N'NPN?&
N#4" #O'%' \ S)
-:#SS$R[OVO''Q
'PN%N@ ;I-[J409"-.,664-4,03
F#><=>UCFD#E<=#JG=aKJ>A#?T#JF#KFHECTT=F=G#@IJE=#GCJ@<BJDLb#J#
>?=TTC>C=FE#, CH#B=aKCB=G#M<C><#CH#DC]=F#YAV
,6Z6,%,O,),*
M<=B=V
ObO I
,% Z )b* (
.@
,O T?B#HCFDI=#>=FEBJI#Y=JBCFDH(
M
,O Z 'b* (
O .@
,O T?B#EMCF#Y=JBCFDH(
Aw MW)
,% Z 'b* (
.@
3
,) Z %b' w (
%''
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
& F '
F- Z# N@ ( )(
* ,R +
N@#CH#E<=#E?EJI#KFCT?BLIA#GCHEBCYKE=G I?JG#J@@IC=G#E?#E<=#E?@#?T E<=#
GCJ@<BJDL(
F#CH#JFA#I?>JI#I?JG#J@@IC=G#E?#E<=#E?@#?T#J#GCJ@<BJDL(
Y
,R Z 'b* (
O . w .@
'PN%NP c4,J1409".6"142K8729/"KJ23,
1<=#]JIK=#?T#¦6%#JFG#g¦6OO )¯6Oh#H<?KIG#F?E#=_>==G#E<=#I=HH=B#?TV
=A@
(#?B
c 7'
=A@
"%bO w
^] 4 W 9Y I !#
(
c 7' " %bOR ,?;@) #%
$
S* \ N#4" #O'%'
-:#SS$R[OVO''Q
M<=B=V
¦6%b#¦6O#JFG#¯6 JB=#E<=#B=T=B=F>=#]JIK=H#?T#HEB=HH#JH#G=BC]=G#CF#'PN%N'N'b#
'PN%N'N@#JFG#'PN%N'NPb#B=H@=>EC]=IA(
^]#JFG#46JB=#JH#G=TCF=G#CF#'PN%N'N@(
9Y#JFG#,#JB=#JH#G=BC]=G#CF#'PN%N@(
I#CH#JH#G=TCF=G#CF#XCDKB=#%P(
;@#JFG#=A@#JB=b#B=H@=>EC]=IAb#E<=#E<C>UF=HH#JFG#F?LCFJI#AC=IG#HEB=FDE<#?T#
E<=#GCJ@<BJDL#@IJE=&
'PN%N% ;I-[J409".6"142K8729/"KJ23,
'bP ,?;@)
1<=#]JIK=#?T#^] 64W9Y H<?KIG#F?E#=_>==G# (
Ic 7%
M<=B=V
9Y#JFG#,#JB=#JH#G=BC]=G#CF#'PN%N@(
;@#CH#E<=#E<C>UF=HH#?T#E<=#GCJ@<BJDL#@IJE=(
I#CH#JH#G=TCF=G#CF#XCDKB=#%P(
^]#JFG#4#JB=#JH#G=TCF=G#CF#'PN%N'N@&
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
'PN# <3466,0,1"142K8729/5
'PN#N? U,0,72J
Jh :CJ@<BJDLH#CF#J>>?BGJF>=#MCE<#'PN'N?#E? 'PN'N##JFG#'PN'N*#JFG#
HECTT=F=G#YA#JF#?BE<?D?FJI#HAHE=L#?T HECTT=F=BHb#D=F=BJIIA#JH#
CFGC>JE=G#CF#XCDKB=#%*b#H<?KIG#Y=#G=HCDF=G#HK><#E<JE#E<=#
GCJ@<BJDL#@IJE=#L==EH#E<=#AC=IG#>BCE=BC?F#?T#'PN#NP#JFG#E<=#
YK>UICFD#>BCE=BC?F#?T#'PN#N%b#KHCFD#E<=#J@@B?@BCJE=#HEB=HH=H#
G=E=BLCF=G#TB?L 'PN#N'&
Yh F#JGGCEC?Fb#JII#EA@=H#?T HECTT=F=BHb#JH#G=TCF=G#CF Jhb Yh#JFG#>h#Y=I?Mb
H<?KIG#Y=#G=HCDF=G#HK><#E<JE#E<=A#L==E#E<=#AC=IG#>BCE=BC?F#
?T 'PN#N# JFG#E<=#YK>UICFD#>BCE=BC?F#?T#'PN#NQb#KHCFD#E<=#
J@@B?@BCJE=#HEB=HH=H#G=E=BLCF=G#TB?L#'PN#N@&
>h 0=YWTIJFD=#`KF>EC?FH#H<?KIGb#JGGCEC?FJIIAb#Y=#CF#J>>?BGJF>=#
MCE< 'PNQN@#JFG#'PNQNP&
Gh "ECTT=FCFD#LJA#>?FHCHE#?T#gH==#XCDKB=#%PhV
\ Y=JBCFD#HECTT=F=BHb#M<C><#H@JF#TB?L#J#Y?_#TIJFD=#CLL=GCJE=IA#
JY?]=#J#Y=JBCFDb#E?#E<=#TIJFD=#JE#G=>U#I=]=I(
\ HEKY#HECTT=F=BHb#M<C><#JB=#H<?BE#]=BEC>JI#HECTT=F=BH#JY?]=#
Y=JBCFDH(
\ CFE=BL=GCJE=#HECTT=F=BHb#M<C><#LJA#Y=#=CE<=B#@BCLJBA#?B#
H=>?FGJBA&#"ECTT=F=BH#H@JFFCFD#Y=EM==F#Y?_#MJIIH#?Bb#CT
<?BCd?FEJIb#Y=EM==F#J#Y?_#M=Y#JFG#J#Y=JBCFD#HECTT=F=Bb#?B#
Y=EM==F#Y=JBCFD#HECTT=F=BH#H<?KIG#Y=#EB=JE=G#JH#@BCLJBA	II#
?E<=B#HECTT=F=BH#H<?KIG#Y=#EB=JE=G#JH#H=>?FGJBA&
N#4" #O'%' \ SR
-:#SS$R[OVO''Q
'PN#N' <37,55,5"40"142K8729/"KJ23,5
'PN#N'N? U,0,72J
6=I=]JFE#HEB=HH#>?L@?F=FEH#H<?KIG#Y=#>JI>KIJE=G#JE#E<=#>?BF=BH#?T#
=J><#@IJE=#@JF=Ib#KHCFD#E<=#J@@B?@BCJE=#H=>EC?F#@B?@=BEC=H#?YEJCF=G#
TB?L#'PNPb#CF#J>>?BGJF>=#MCE<#'PN#N'N'#E? 'PN#N'NP�<=F#H=>?FGJBA#
Y=FGCFD#HEB=HH=H#<J]=#Y==F#>JI>KIJE=G#CF#J>>?BGJF>=#MCE<#'PN'N*>h)h#
E<=A#H<?KIG#Y=#JGG=G#E?#E<=H=#>?L@?F=FEH&
'PN#N'N' a,734-2J"537,55,5
c=BEC>JI#HEB=HH=H ¦@%#LJA#Y=#F=DI=>E=G#MCE<#E<=#=_>=@EC?F#?T#E<?H=#GK=#
E?V
Jh J#><JFD=#CF#HI?@=#?T#E<=#LJCF#DCBG=B#TIJFD=(#JFG#
Yh I?>JI#M<==I#I?JGH#J@@IC=G#JY?]=#E<=#GCJ@<BJDLb#M<C><#H<?KIG#Y=#
>JI>KIJE=G#CF#J>>?BGJF>=#MCE<#4"#5+#%$$)[%[RVO''Sb#@N'N@<=#
LJ_CLKL#]JIK=#MCE<CF#J#@JF=I#LJA#>?FH=B]JEC]=IA#Y=#JHHKL=G#E?#
J>E#?]=B#E<=#=FECB=#I=FDE<#?T#E<=#I?FDCEKGCFJI#=GD=H#?T#E<=#@JF=I&
'PN#N'N@ D.74_.032J"537,55,5
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
'PN#N'N@N? U,0,72J
2?BCd?FEJI#HEB=HH=H#¦@O H<?KIG#Y=#>JI>KIJE=G#KFG=B#E<=#J>EC?F#?T#E<=#
T?II?MCFD#HKY>IJKH=H#g'PN#N'N@N'#JFG#'PN#N'N@N@h&
'PN#N'N@N' H8,"40&KJ20,"K74/27L"/./,03".0"38,"142K8729/"
1<=#CF[@IJF=#L?L=FE#O#H<?KIG#Y=#EJU=F#JHV
&h 9 '
O Z#
, @ h] Oh1 <M , @ h> <> Cs%bF
FC <C w ^] <Y ( T] T )(
* O +
M<=B=#gJH#H<?MF#CF#XCDKB=#%QhV
h]#CH#E<=#E?EJI#]=BEC>JI#>?L@?F=FE#?T#HALL=EBC>#H<=JB#EBJFHLCEE=G#CFE?
E<=#GCJ@<BJDL#TB?L#?F=#M=Y(
h1#CH#E<=#]=BEC>JI#>?L@?F=FE#?T#E?BHC?FJI#H<=JB#EBJFHLCEE=G#CFE?#E<=#
GCJ@<BJDL#TB?L#?F=#M=Yb#DC]=F#YA#4WgO.h(
.#CH#JH#G=TCF=G#CF#'PN'NQ(
WX4? T>6A89AB98; >16;5262==2A;36 >6798;2678>2936CAAB// >16 >686/21 C>6
:CB>0206:<68>6 >A9 >2061 /02/6Y2:_6861 /02/6;C76=98>12_68>0686[2/; A89 9 >2
7833 >16;5/CB156;526:C;;CD6=98>12aY2:6MB>A; C>_68>6877/C7/ 8;267C/; C>6
C=6h[68>06h4 35CB906:26;8+2>6C>6;526833BD7; C>6;58;6;52<68/26B> =C/D9<6
0 3;/ :B;206C[2/6;526027;56C=6;5261 /02/6Y2:J
<M#CH#E<=#<?BCd?FEJI#GCHEJF>=b#TB?L#E<=#H=>EC?F#KFG=B#>?FHCG=BJEC?F#E?#E<=#
LCG#@?CFE#?T E<=#M=Y(
h! CH#E<=#]=BEC>JI#>?L@?F=FE ?T#JFA#>B?HH#Y=JL#?B#>JFECI=]=B#H<=JB(
<>#CH#E<=#<?BCd?FEJI GCHEJF>=#TB?L#E<= H=>EC?F#KFG=B#>?FHCG=BJEC?F#E?#E<=#
B??E#?T#E<=#>B?HH#Y=JL#?B#>JFECI=]=B(
FC#CH#J#I?>JIIA#J@@IC=G#G=>U#I?JG#Y=EM==F#E<=#H=>EC?F#KFG=B#>?FHCG=BJEC?F#
JFG#E<=#M=Y(
<C#CH#E<=#<?BCd?FEJI#GCHEJF>=#TB?L#E<=#H=>EC?F#KFG=B#>?FHCG=BJEC?F#E?#E<=#
I?>JIIA#J@@IC=G#G=>U#I?JG#FC(
^]#CH#E<=#E?EJI#]=BEC>JI#I?JG#EBJFHLCEE=G#E?#?F=#Y=JBCFD#YA#E<=#GCJ@<BJDL(
SS \ N#4" #O'%'
-:#SS$R[OVO''Q
<Y#CH#E<=#GCHEJF>=#TB?L#E<=#H=>EC?F#KFG=B#>?FHCG=BJEC?F#E?#E<=#CFF=B#=GD=#
?T#E<=#F=JB=HE#Y=JBCFD#@IKH#MW*#T?B#H=>EC?FH#Y=EM==F#EMCF#Y=JBCFDHb#?B#CH#
d=B? T?B#JII#?E<=B#H=>EC?FHb#JFG#T?B#GCJ@<BJDLH#MCE<#J#HCFDI=#Y=JBCFD(
,@b#hT]#JFG 9T#JB=#JH#G=TCF=G#CF#'PN%N'N@(#
M6CH#JH G=TCF=G#CF 'PN%N'N'&
1<=#<?BCd?FEJI#Y=FGCFD#HEB=HH ¦OY H<?KIG#Y=#EJU=F#JHV
O
¦OY Z# (
P=
M<=B=V
P=#CH#E<=#=TT=>EC]=#H=>EC?F#L?GKIKH#?T#J#]=BEC>JI#>B?HH[H=>EC?F#?T#E<=#
GCJ@<BJDL#JFG#TIJFD=Hb#JE#E<=#@?CFE#KFG=B#>?FHCG=BJEC?Fb#G=BC]=G#CF#
J>>?BGJF>=#MCE<#'PNPN'&
'PN#N'N@N@ H8,"8.74_.032J"-./K.0,03".6 9471,7 58,27"S8,0"38,"S,:5 27,"
40-J40,1
Jh 1<=#<?BCd?FEJI#HEB=HH#¦Oa#TB?L#E<CH#>?L@?F=FE#H<?KIG#Y= EJU=F#JHV
h] EJF 3
¦Oa Z# (
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
]=
M<=B=V
h]#CH#JH#G=TCF=G#CF 'PN#N'N@N'(
]=#CH#E<=#=TT=>EC]=#JB=J#?T#J#]=BEC>JI#>B?HH[H=>EC?F#?T#E<=#GCJ@<BJDL#
JFG#TIJFD=Hb#JE#E<=#@?CFE#KFG=B#>?FHCG=BJEC?Fb#G=BC]=G#CF#J>>?BGJF>=#
MCE<#'PNPN'(
3#CH#E<=#CF>ICFJEC?F#?T#E<=#Y?_#M=Y#E?#E<=#]=BEC>JI&
Yh 1<=#E?EJI#<?BCd?FEJI#HEB=HH#¦@O#JE#E<=#@?CFE#KFG=B#>?FHCG=BJEC?F#
H<?KIG#Y=#EJU=F#JHV
¦@O Z ¦OY ¦Oa&
4&$37$.
&$/.4&$
8 ,
'
6
6
6
'
8
N#4" #O'%' \ SP
-:#SS$R[OVO''Q
'PN#N'NP <8,27"537,55,5
'PN#N'NPN?""<=JB#HEB=HH=H H<?KIG#Y=#>JI>KIJE=G#KFG=B#E<=#J>EC?F#?T E<=#
H<=JB#TI?M#H#JE#E<=#H=>EC?F#?T#E<=#GCJ@<BJDL#KFG=B#>?FHCG=BJEC?F<CH#
H<=JB#TI?M H#H<?KIG#Y=#EJU=F#JH#>?FHEJFE#?]=B#E<=#F=E#G=@E<#?B#MCGE<#?T#
E<=#GCJ@<BJDLb#JFG#JH#T?II?MHV
Jh F H=>EC?FH#Y=EM==F#J#Y?_#M=Y JFG#JF#?KE=B#Y=JBCFD#HECTT=F=BV
h] h1 hT] h> FC h<
H Z# &
I= .=
Yh F H=>EC?FH#Y=EM==F#CFF=B#Y=JBCFD#HECTT=F=BH#M<=B= E<=B=#JB=#EMCF#
Y=JBCFDHV
K@#E?#E<=#I=]=I#?T#E<=#E?@H#?T#JFA#I?FDCEKGCFJI#Y?EE?L#TIJFD=#HECTT=F=BH#
JY?]= E<=#Y=JBCFDb#?B#E?#J#<=CD<E M CF#E<=#JYH=F>=#?T#JFA >KE[?KEH#JFGV
& Rh 4 ' % h
H Z# ( ] ) <&
* Q O A + =
I .=
Gh F#H=>EC?FH#Y=EM==F#@JCBH#?T#Y=JBCFD#HECTT=F=BH#JY?]=#J#HCFDI=#
Y=JBCFDV
SQ \ N#4" #O'%'
-:#SS$R[OVO''Q
'PN#N@ <37,55,5"40"142K8729/"53466,0,75
'PN#N@N? U,0,72J
"EB=HH=H#CF#HECTT=F=BH#H<?KIG#Y=#G=E=BLCF=G#CF#J>>?BGJF>=#MCE<#'PN#N@N'
E?#'PN#N@NPb#KHCFD#E<=#J@@B?@BCJE=#=TT=>EC]=#HECTT=F=B#H=>EC?FH#?YEJCF=G#
TB?L#'PNPNP&
1<=#HECTT=F=B#EA@=HV#Y=JBCFDb#HEKYb#@BCLJBA#CFE=BL=GCJE=#JFG#H=>?FGJBA#
CFE=BL=GCJE=b#JB=#JH G=TCF=G#CF#'PN#N?&
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
'PN#N@N' a,734-2J"537,55,5"40":,27409"53466,0,75
Jh 1<=#]=BEC>JI#HEB=HH#¦%H CF#J#Y=JBCFD#HECTT=F=B#H<?KIG#Y=#EJU=F#JHV
FH
¦%H Z# (
]H=
M<=B=V
FH#CH#E<=#E?EJI#]=BEC>JI#T?B>=#CF#E<=#DB?K@#?T#Y=JBCFD#HECTT=F=BH(
]H=#CH#E<=#=TT=>EC]=#>B?HH[H=>EC?FJI#JB=J#?T#E<=#DB?K@#?T#Y=JBCFD#
HECTT=F=BHb#G=BC]=G#CF#J>>?BGJF>=#MCE<#'PNPNP&
WX4?6! .C;56[89B2368/26;8+2>68;6;52692[296B>02/6AC>3 02/8; C>J
Yh F#E<=#JYH=F>=#?T#?@=FCFDH#CF#E<=#GCJ@<BJDL#Y=EM==F#E<=#DB?K@#?T#
Y=JBCFD#HECTT=F=BH#JFG#E<=#JG`J>=FE#M=Yb#E<=#]=BEC>JI#T?B>=#FH#LJA#
Y=#JHHKL=G#E?#]JBA#ICF=JBIA#TB?L#E<=#]JIK=#?T#E<=#B=J>EC?F#JE#E<=#
Y=JBCFD#E?#E<=#]JIK=#?T#JFA B=J>EC?F#EBJFHLCEE=G#TB?L#E<=#G=>U#E?
E<=#E?@#?T#E<=#Y=JBCFD#HECTT=F=B&
>h T#E<=B=#JB=#JFA#?@=FCFDH#CF#E<=#GCJ@<BJDL#Y=EM==F#E<=#DB?K@#?T#
Y=JBCFD#HECTT=F=BH#JFG#E<=#JG`J>=FE#M=Yb#F?#]JBCJEC?F#?T#I?JG#?]=B
E<=#G=@E<#?T#HK><#?@=FCFDH#H<?KIG#Y=#JHHKL=G<=#]JBCJEC?F#?]=B#
E<=#B=LJCFCFD#@JBEH#?T#E<=#GCJ@<BJDL#H<?KIG#Y=#JHHKL=G#E?#Y=#
ICF=JB#?T#>?FHEJFE#HI?@=&# F#E<=#>JH=#?T#J#GCJ@<BJDL#JY?]=#J#HCFDI=#
Y=JBCFDb#JF#JGGCEC?FJI#]=BEC>JI#HEB=HH#¦%H1 CF#J#Y=JBCFD#HECTT=F=B#
H<?KIG#Y=#EJU=F#JHV
4H <
¦%H1 Z# (
T dH=
M<=B=V
4" CH#E<=#]JIK=#?T#E<=#L?L=FE#CF#E<= @IJF=#?T E<= GCJ@<BJDL#?F#E<=#DB?K@#
?T#Y=JBCFD#HECTT=F=BH(
<#CH#E<=#<?BCd?FEJI#GCHEJF>=#?T#E<=#HECTT=F=B#KFG=B#>?FHCG=BJEC?F#TB?L#E<=#
>=FEB?CGJI#J_CHb#F?BLJI#E? E<=#@IJF=#?T E<=#GCJ@<BJDLb#?T#E<=#HECTT=F=B
DB?K@#gH==#XCDKB=#%*h(
N#4" #O'%' \ S$
-:#SS$R[OVO''Q
TdH=#CH#E<=#=TT=>EC]=#H=>?FG#L?L=FE#?T#JB=J#?T#E<=#HECTT=F=B#DB?K@#JY?KE#
E<=#HJL=#>=FEB?CGJI#J_CHb#G=BC]=G#CF#J>>?BGJF>=#MCE<#'PNPNP&
WX4?6" ]996[89B2368/26;8+2>68;6;5267C >;6B>02/6AC>3 02/8; C>J64-6D8<6:26
833BD206;C6[8/<69 >28/9<_6=/CD6;526;C/3 C>896/28A; C>68:C[26;526:28/ >1_6
;C6c2/C68;6;526;C76=98>12692[29J
Gh F#E<=#>JH=#?T#J#GCJ@<BJDL#M<=B=#HEKY#HECTT=F=BH#JB=#KH=Gb#E<=#
HEB=HH#>JI>KIJE=G#JH#JY?]=#LJA#Y=#B=GK>=G#I?>JIIA#YA#CF>IKGCFD#E<=#
JB=J#?T#HK><#HECTT=F=BHb#@B?]CG=G#E<=CB#>?FF=>EC?FH#E?#E<=#
GCJ@<BJDL#@IJE=#JB=#JG=aKJE=#E?#EBJFHT=B#E<=CB#H<JB=#?T#E<=#Y=JBCFD#
B=J>EC?F&
'PN#N@N@ ;,01409"537,55,5"40":,27409"53466,0,75
'PN#N@N@N?"1<=#Y=FGCFD#HEB=HH#¦YH#CF#J#Y=JBCFD#HECTT=F=B#GK=#E?#JF#
?KE[?T[@IJF=#L?L=FE#H<?KIG#Y=#EJU=F#JHV
OH c
¦YH#Z# (
T AH=
M<=B=V
OH#CH#E<=#@B?@?BEC?F#?T#E<=#?KE[?T[@IJF=#L?L=FE#>JBBC=G#YA E<=#DB?K@#?T
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
Y=JBCFD#HECTT=F=BH(
c#CH#E<=#GCHEJF>=#?T#E<=#=_EB=L=#TCYB=#?T#E<=#HECTT=F=B#KFG=B#>?FHCG=BJEC?F
TB?L#E<=#>=FEB?CGJI#J_CHb#@JBJII=I#E? E<=#@IJF=#?T#E<=#GCJ@<BJDLb#?T#E<=#
HECTT=F=B#DB?K@#gH==#XCDKB=#%*h(
TAH=#CH#E<=#=TT=>EC]=#H=>?FG#L?L=FE#?T JB=J#?T#E<=#HECTT=F=B#DB?K@#JY?KE#
E<=#HJL=#>=FEB?CGJI#J_CHb#G=BC]=G#CF#J>>?BGJF>=#MCE<#'PNPNP&
WX4? ]996[89B2368/26;8+2>68;6;5267C >;6B>02/6AC>3 02/8; C>J
'PN#N@N@N'"9#@B?@?BEC?F ?T#E<=#?KE[?T[@IJF=#L?L=FE#LJA#Y=#JHHKL=G#E?#
Y= >JBBC=G#YA#E<=#TIJFD=#I?FDCEKGCFJI#HECTT=F=BHb#@B?]CG=G#GK=#J>>?KFE#CH#
EJU=F#?T#E<CH#CF#E<=CB#G=HCDF&
'PN#N@N@N@""EKY#HECTT=F=BH#H<?KIG#F?E#Y=#>?FHCG=B=G#E?#>JBBA#JFA#@JBE#?T#
E<=#?KE[?T[@IJF=#L?L=FE#>JBBC=G#YA#J#Y=JBCFD#HECTT=F=B#DB?K@ KFI=HH#
E<=A#<J]=#JF#JG=aKJE= ?KE[?T[@IJF= H<=JB#>?FF=>EC?F#E?#E<=#Y=JBCFD#
HECTT=F=BH JFGW?B#E<=#Y?_#MJIIH&
'PN#N@NP =\I4T2J,03"537,55"6.7":I-[J409"-8,-[
'PN#N@NPN? U,0,72J
1<=#=aKC]JI=FE#J_CJI#HEB=HH#¦H= E?#Y= KH=G#CF#E<=#YK>UICFD#><=>U#?T#JII#
HECTT=F=BHb#H<?KIG Y=#EJU=F#JH#E<=#LJ_CLKL#]JIK=#MCE<CF#E<=#
LCGGI=[E<CBG#?T#E<=#I=FDE< 9H#?T#E<=#HECTT=F=Bb#>JI>KIJE=G#TB?LV
% ¦ a 9H ;@ +H &
O
]H ' !
¦H= Z# ¦ J " (( % )) ¯ < ;@ 5< # (
]H= " 8LJ_ * 9H ;@ + #%
$
M<=B=b#T?B#JII#HECTT=F=BHV
]H= CH#E<=#=TT=>EC]= >B?HH[H=>EC?FJI#JB=J#?T#E<=#HECTT=F=B#G=BC]=G#CF#
J>>?BGJF>=#MCE<#'PNPNP(
9H#CH#E<=#I=FDE<#?T#E<=#HECTT=F=B#Y=EM==F#@?CFEH#?T#=TT=>EC]=#B=HEBJCFE(
;@#CH#E<=#E<C>UF=HH#?T#E<=#GCJ@<BJDL#@IJE=(
+H#CH#?YEJCF=G#TB?L#XCDKB=#%$#KHCFD#E<=#HI=FG=BF=HH#@JBJL=E=BV
9H
p Z# (
/H=Y H
/H=#CH#E<=#BJGCKH ?T#DABJEC?F ?T#E<=#=TT=>EC]=#H=>EC?F#?T#E<=#HECTT=F=B#JY?KE
CEH#>=FEB?CGJI#J_CH#@JBJII=I#E?#E<=#@IJF=#?T#E<=#GCJ@<BJDLb#G=BC]=G#CF#
J>>?BGJF>=#MCE<#'PNPNP(
YH Z gO)RWTAHh(
=AH#CH#E<=#F?LCFJI#AC=IG#HEB=FDE<#?T#E<=#HECTT=F=B(
]6CH#E<=#HKL#?T#E<=#JB=JH#?T#JII#HECTT=F=BH#M<C><#CFE=BH=>E#E<=#HECTT=F=BH#
Y=CFD#G=HCDF=Gb#MCE<CF#E<=#I=FDE<#9H#F?E#CF>IKGCFD#JFA#JG`J>=FE#
GCJ@<BJDL#@IJE=(
¦@O#CH#G=BC]=G#CF#'PN#N'N@b#T?B#E<=#I=]=I#Y=CFD#>?FHCG=B=Gb#JFG#EJU=F#JH#
@?HCEC]=#M<=F >?L@B=HHC]=(
¦OH#CH#E<=#J]=BJD= ]JIK=#?T#¦@O#MCE<CF#E<=#LCGGI=[E<CBG#?T#E<=#I=FDE<#9H(
¦Jb#¦ab#8LJ_b#¯<#JFG#5<#JB=#G=TCF=G#JH T?II?MH T?B#E<=#J@@B?@BCJE=#EA@=#?T
HECTT=F=B&
'PN#N@NPN' R.7":,27409"53466,0,75
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
N#4" #O'%' \ P%
-:#SS$R[OVO''Q
XCDKB=#%$ 272/,3,75"6.7"38,"1,5490".6"53466,0,75
'=
=%
=
=0
=1
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
"/ "/
;/ ;/
&. =
/
=
=5
/
=6
='
=
= = '== '= 6== 6= 5==
/
/ /
PO \ N#4" #O'%'
-:#SS$R[OVO''Q
'PN#N@NPNP R.7"8.74_.032J"403,7/,1423,"53466,0,75".0JL
¦J Z ¦@O(
¦a Z ¯&
'PN#N@NPN% R.7"T,734-2J"403,7/,1423,"53466,0,75".0JL
¦J Z#'(#
¦ OY LJ_ w ¦ OY LCF
¦a Z# ¯ ¦ OH (
%O
¦OYLJ_#JFG#¦OYLCF JB=#E<=#LJ_CLKL#JFG#LCFCLKL#]JIK=H#?T#¦OY#G=BC]=G
JH#CF#'PN#N'N@b#MCE<CF#E<=#I=FDE< 9H#JFG#EJU=F#JH#@?HCEC]=#M<=F#
>?L@B=HHC]=&
'PN#NP c4,J1409".6"142K8729/"KJ23,
-IJE=#@JF=IH#Y=EM==F#HECTT=F=BHb#?B#Y=EM==F#HECTT=F=BH#JFG#E<=#Y?_#MJIIHb#
H<?KIG#Y=#G=HCDF=G#HK><#E<JE#JE#JII#@?CFEH#CF#=]=BA#@JF=IV
O
& =A@ '
¦ @%
O
¦ @O
O
w ¦ @%¦ @O )¯ @O
O
( ) (
* c 7' +
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
M<=B=V
¦@% Z ¦%H¦%H1#T?B#@JBEH#?T#@IJE=#@JF=IH#T?BLCFD#@JBE#?T#E<=#=TT=>EC]=#
H=>EC?F#?T#JFA#Y=JBCFD#HECTT=F=Bb#?B#CH E<=#]=BEC>JI#CF[@IJF=#HEB=HH#GK=#E?#
I?>JI#G=>U#I?JGH#JFG#><JFD=#CF#TIJFD=#HI?@=b#CT#B=I=]JFEb#T?B#JII#B=LJCFCFD
@JBEH#?T#@IJE=#@JF=IH(
¦%H#CH#G=TCF=G#CF#'PN#N@N'(
¦%H1#CH#JH#G=BC]=G#CF#'PN#N@N'b#YKE#MCE<#E<=#]JIK=#?T <#CF#E<JE >IJKH= EJU=F
JH#E<=#GCL=FHC?F#TB?L#E<=#>=FEB?CGJI#J_CH#E?#E<=#=_EB=L=#TCYB=#?T#E<=#
=TT=>EC]=#H=>EC?F#?T#E<= HECTT=F=B#DB?K@(
¦@O#CH#G=TCF=G#CF#'PN#N'N@(
¯@#CH#G=TCF=G#CF#'PN#N'NP(
=A@#CH#E<=#F?LCFJI#AC=IG#HEB=FDE<#?T#E<=#GCJ@<BJDL#@IJE=&
'PN#N% ;I-[J409".6"142K8729/"KJ23,"
'PN#N%N? -IJE=#@JF=IH#F==G#F?E#Y=#><=>U=G#T?B#YK>UICFD#@B?]CG=G#E<JEV
Jh E<=#>B?HH[H=>EC?F#?T#E<=#DCBG=B#CH#F?LCFJIIA#B=>EJFDKIJB(
Yh E<=#BJEC? ?T#E<=#G=@E<#?T E<=#GCJ@<BJDL#I E?#E<=#LCFCLKL#@IJE=#
E<C>UF=HH#;7#CH#I=HH#E<JF#%''Y@b#M<=B=#Y@#CH#JH#CF#'PNPN'NP(
>h E<=#?]=B<JFD#U#gH==#XCDKB=#%P#?B#XCDKB=#%Qh#TB?L#E<=#?KE=B#=GD=#
?T E<=#Y=JBCFD#E?#E<=#Y?_ M=Y#CH#I=HH#E<JF IWO(
Gh HECTT=FCFD#CH#ICLCE=G#E?#E<=#Y=JBCFD#HECTT=F=BH#E<=LH=I]=Hb#JFG#JFA#
L=LY=B#@B?]CGCFD#>?FECFKCEA#?T#>B?HH#Y=JL#?B#>JFECI=]=B#TIJFD=H#
E<B?KD<#E<=#GCJ@<BJDL(
=h E<=B=#CH#F?#><JFD=#CF#TIJFD=#HI?@=#JE#E<=#GCJ@<BJDL&
'PN#N%N' T#JFA#?T E<=#@B?]CHC?FH#?T 'PN#N%N?#JB=#F?E#HJECHTC=Gb#JII#@IJE=#
@JF=IH#H<?KIG#Y=#]=BCTC=G#EJUCFD#CFE?#J>>?KFE#YK>UICFD#KFG=B#E<=#
>?LYCF=G#=TT=>E#?T#HEB=HH=H#¦@%b#¦@O#JFG ¯@ JH#G=TCF=G#CF#'PN#NP&
N#4" #O'%' \ P)
-:#SS$R[OVO''Q
'PN#N%N@"9#L=E<?G#T?B#]=BCTACFD#@IJE=#@JF=IH#CH#DC]=F#CF#'PN$<CH#LJA#
Y=#KH=G#@B?]CG=G#E<=#T?II?MCFD#aKJICTC>JEC?FH#JB=#L=EV
Jh X?B#@JF=IH#JG`J>=FE#E?#JF#CF>ICF=G#M=Y#E<=#@JF=I#GCL=FHC?F#8
H<?KIG#Y=#EJU=F#JH#E<=#LJ_CLKL#<?BCd?FEJI#GCL=FHC?F#?T#E<=#
@JF=I&
Yh 9#@IJE=#@JF=I#?T#F?F >?FHEJFE#E<C>UF=HH#H<?KIG#Y=#JHHKL=G#E?#Y=#?T#
CEH#LCFCLKL#E<C>UF=HH#E<B?KD<?KE&
>h 9II#@IJE=#@JF=IH#JG`J>=FE#E?#E<=#Y?_#M=YH#?B#TIJFD=H#?B#E?#Y?KFGJBA#
HECTT=F=BH#F?E#L?B=#E<JF#OR;7#TB?L#E<=#Y?_#MJIIH#?B#E?#IJBD=#
>KE[?KEH#H<?KIG#Y=#EB=JE=G#JH KFB=HEBJCF=G&#,E<=B#@JF=IH#LJA#Y=
EB=JE=G#JH#B=HEBJCF=G&
Gh X?B#J#@IJE=#@JF=I#MCE<?KE#<?BCd?FEJI HECTT=F=BHb#Y?KFG=G#?F#E<B==#
HCG=H#YA#E<=#LJCF#Y=JL#M=Y#JFG#E<=#EM?#LJCF#Y=JL#TIJFD=Hb#E<=#
H<=JB#HEB=HH#>?=TTC>C=FE#,a#H<?KIG#F?E#Y=#EJU=F#<CD<=B#E<JFV
O O!
%b) z %'S & ;@ ' &:'
( ) "% ( ) #(
=A@ * : + "$ * 8 + #%
M<=B=V
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
8#JFG#:#JB=#E<=#I=FDE<#JFG#MCGE<#?T#E<=#@JF=I#B=H@=>EC]=IA(
;@#JFG#=A@#JB=#E<=#E<C>UF=HH#JFG#F?LCFJI#AC=IG#HEB=HHb#B=H@=>EC]=IAb#?T#E<=#
GCJ@<BJDL#@IJE=(
¦@O H<?KIG#Y=#EJU=F#JH#E<=#LJCF#I?FDCEKGCFJI#HEB=HH#CF#E<=#@IJE=#@JF=I&#
2=F>=b#T?B#E<=#@KB@?H=H#?T#L==ECFD#E<=#YK>UICFD#>BCE=BC?F#?T#'PN$b#
¦@%#JFG ¦@O#JH#G=BC]=G#CF#'PN#NP#H<?KIG#Y=#EJU=F#JH#¦O#JFG#¦%&
'PN#N# c4,J1409".6"142K8729/"53466,0,75
'PN#N#N?"9#Y=JBCFD#HECTT=F=B#H=>EC?F#H<?KIG#Y=#G=HCDF=G#HK><#E<JEb#JE#JFA#
@?CFE#JI?FD#CEH#I=FDE<V
=AH
¦ %3 ¦ %H1 ¦ YH (
c 7'
M<=B=V
¦%H#JFG#¦%H1#JB=#JH#G=TCF=G#CF#'PN#N@N'(
¦YH#CH JH#G=TCF=G#CF#'PN#N@N@(
=AH#CH#E<=#F?LCFJI#AC=IG#HEB=FDE<#?T#E<=#HECTT=F=B&
'PN#N#N'"1<=#Y=JBCFD#HEB=HH#JE#E<=#@?CFE#?T >?FEJ>E#MCE<#J#TIJFD=#H<?KIG#
Y=#]=BCTC=G#CF#J>>?BGJF>=#MCE<#4"#5+#%$$)[%[RVO''Sb#$NPW'X&
'PN#NQ ;I-[J409".6"142K8729/"53466,0,75
1<=#HECTT=F=B#H=>EC?F#H<?KIG#Y=#HK><#E<JEb#JE#JFA#@?CFE#MCE<CF#E<=#
LCGGI=[E<CBG#?T#E<=#I=FDE<#?T#E<=#HECTT=F=BV
¦ H= ¦ %
YH (
=IH =AH c 7%
M<=B=V
¦H= CH#JH#G=TCF=G#CF#'PN#N@NP(
¦YH#CH JH#G=TCF=G#CF#'PN#N@N@#T?B#J#Y=JBCFD#HECTT=F=Bb#?B#CH#EJU=F#JH#d=B?
T?B#JF#CFE=BL=GCJE=#HECTT=F=B(
P* \ N#4" #O'%'
-:#SS$R[OVO''Q
=IH#CH#?YEJCF=G#TB?L#XCDKB=#%$#KHCFD#E<=#HI=FG=BF=HH#@JBJL=E=B#
p Z 9HW/H=YH(
9H#CH#E<=#I=FDE<#?T#E<=#HECTT=F=B#Y=EM==F#@?CFEH#?T#=TT=>EC]=#B=HEBJCFE(
/H=#CH#E<=#BJGCKH#?T#DABJEC?F ?T#E<=#=TT=>EC]=#H=>EC?F#?T#E<=#HECTT=F=B#JY?KE#
CEH#>=FEB?CGJI#J_CH#@JBJII=I#E?#E<=#@IJF=#?T#E<=#GCJ@<BJDLb#G=BC]=G#CF#
J>>?BGJF>=#MCE<#'PNPNP(
=AH#CH#E<=#F?LCFJI#AC=IG#HEB=FDE<#?T#E<=#`KF>EC?F#H=>EC?F&
'PNQ !42K8729/bS,:"]I0-34.05
'PNQN? U,0,72J
1<=#GCJ@<BJDLWM=Y#`KF>EC?F#H<?KIG#Y=#G=HCDF=G#JH#J#HECTT=F=B#E?#E<=#
Y?_#M=Yb#H@JFFCFD#Y=EM==F#Y?_#TIJFD=Hb#KFHK@@?BE=G#CF#E<=#@IJF=#?T#E<=#
GCJ@<BJDLb#JFG#MCE<#=TT=>EC]=#H=>EC?F#G=BC]=G#JH#CF#'PNPN%&
'PNQN' B.21409",66,-35"3.":,"-.0541,7,1
1<=#`KF>EC?F H<?KIG#MCE<HEJFG#E<=#=TT=>EH#?T#E<= T?II?MCFD&
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
Jh 9II#I?JGH#EBJFHLCEE=G#E? E<=#GCJ@<BJDL#TB?L#E<=#>B?HH#Y=JLH#
JFGW?B#>JFECI=]=BH#CF#E<=#@IJF=#?T#E<=#GCJ@<BJDL&#"K><#I?JGH#
H<?KIG#Y=#JHHKL=G#E? Y=#J@@IC=G#JE#E<=#>=FEB?CGJI#J_CH#?T E<=
=TT=>EC]=#H=>EC?Fb#JFG#E?#]JBA#ICF=JBIA#TB?L#J#LJ_CLKL#JE#E<=#E?@#
?T#E<=#`KF>EC?Fb#E? d=B? JE#E<=#Y?EE?L&
Yh 9FA#T?B>=H#B=HKIECFD#TB?L#E=FHC?F#TC=IG#J>EC?F#CF#E<=#JG`J>=FE#M=Y#
@JF=IH&#"K><#T?B>=H#H<?KIG#Y=#JHHKL=G#E?#Y=#J@@IC=G#CF#E<=#@IJF=#
?T#E<=#Y?_#M=Yb#JFG#E?#Y=#>?FHEJFE#?]=B#E<=#<=CD<E#?T#E<=#`KF>EC?F&
>h 9F#=aKC]JI=FE#J_CJI#T?B>=#B=@B=H=FECFD#E<=#G=HEJYCICdCFD#CFTIK=F>=#
?T#E<=#M=Y<CH#T?B>=#H<?KIG#Y=#JHHKL=G#E? Y=#J@@IC=G#JE E<=#
>=FEB?CGJI#J_CH#?T#E<=#=TT=>EC]=#H=>EC?Fb#JFG#E?#Y=#>?FHEJFE#?]=B#E<=#
<=CD<E#?T#E<=#`KF>EC?F&
'PNQN@ <37,0938".6"142K8729/bS,:"]I0-34.0
'PNQN@N? 1<=#LJ_CLKL#HEB=HH#JE#JFA#@?CFE#?F#E<=#>B?HH[H=>EC?F#?T#E<=#
`KF>EC?Fb#JE#JFA#H=>EC?F#CF#CEH#I=FDE<b#H<?KIG#F?E#=_>==GV#
=AH#Wc7'
M<=B=V
=AH#CH#E<=#F?LCFJI#AC=IG#HEB=FDE<#?T#E<=#`KF>EC?F#H=>EC?F&
'PNQN@N' 1<=#=TT=>EC]= `KF>EC?F#H=>EC?F#H<?KIG#Y=#HK><#E<JEV
F O %
(
]H= =IH PH= =AH c 7%
M<=B=V
F#JFG#O#JB=b#B=H@=>EC]=IAb#E<=#LJ_CLKL#T?B>=#?F#E<=#=TT=>EC]=#`KF>EC?F#
H=>EC?F#JFG#E<=#LJ_CLKL#L?L=FE#JY?KE#E<=#>=FEB?CGJI#J_CH#@JBJII=I#E?#
E<=#M=Y#GK=#E?#JII#E<=#=TT=>EH#H@=>CTC=G#CF#'PNQN'b#MCE<CF#E<=#LCGGI=[E<CBG#
?T#E<=#I=FDE<#?T#E<=#`KF>EC?F(
]H=#CH#E<=#=TT=>EC]=#JB=J#?T#E<=#`KF>EC?F#H=>EC?F#gH==#'PNPN%h(
PH=#CH#E<=#I?M=HE#H=>EC?F#L?GKIKH#?T#E<=#=TT=>EC]=#`KF>EC?F#H=>EC?F#JY?KE#
E<=#>=FEB?CGJI#J_CH#@JBJII=I#E?#E<=#M=Y#gH==#'PNPN%h(
N#4" #O'%' \ PR
-:#SS$R[OVO''Q
=IH#CH#?YEJCF=G#TB?L#XCDKB=#%$ KHCFD#E<=#HI=FG=BF=HH#@JBJL=E=BV
9H
p Z# (
/H=Y H
9H#CH#E<=#E?EJI#I=FDE<#?T#E<=#`KF>EC?F#H=>EC?F(
/H=#CH#E<=#BJGCKH#?T#DABJEC?F#?T E<=#=TT=>EC]=#H=>EC?F#gHECTT=F=B#JFG#@IJE=h#
JY?KE#E<=#>=FEB?CGJI#J_CH#@JBJII=I#E?#E<=#M=Yb#G=BC]=G#CF#J>>?BGJF>=#
MCE<#'PNPN%(
=AH#CH#E<=#F?LCFJI#AC=IG#HEB=FDE<#?T#E<=#`KF>EC?F#H=>EC?F&
'PNQNP VI0-34.0"7,5372403"K7.T41,1":L"142K8729/"53466,0,75
:CJ@<BJDLWM=Y#`KF>EC?FH#H<?KIG#Y=#G=HCDF=G#CF#J>>?BGJF>=#
MCE<#'PNQN?#E?#'PNQN@b#=_>=@E#E<JE#TKII#MCGE<#<?BCd?FEJI#HECTT=F=BH#CF#E<=#
GCJ@<BJDL#LJA#Y=#JHHKL=G#E?#?TT=B#B=HEBJCFE#E? E<=#`KF>EC?F#CF#E<=#@IJF=#
?T#E<=#GCJ@<BJDLb#@B?]CG=G#E<JE#E<=#=aKC]JI=FE#J_CJI#HEB=HH#¦H=#CF#HK><#
HECTT=F=BH#gH==#'PN#N@NPh#CH#CF>B=JH=G#YA#JF#JL?KFE#=aKJI#E?V
'b'OR F
(
>]H=
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
M<=B=V
F#CH#JH#G=TCF=G#CF#'PNQN@(
>#CH#E<=#FKLY=B#?T#TKII#MCGE<#<?BCd?FEJI#HECTT=F=BH(
]H=#CH#E<=#=TT=>EC]=#JB=J#?T#E<=#<?BCd?FEJI#HECTT=F=BHb#G=BC]=G#CF
J>>?BGJF>=#MCE<#'PNPNP&
WX4? T>6;5 36A8326936 >6#&"."/6D8<6:26;8+2>6836;5260 3;8>A26:2;Y22>63BA56
3; ==2>2/3J
'PN* F.0340I43L".6"-7.55":,2/5"201"-2034J,T,75
'PN*N? U,0,72J
0<=F#>?FECFKCEA#?T#>B?HH#Y=JLH#JFG#>JFECI=]=BH#CH#@B?]CG=G#CF#E<=#@IJF=#
?T#J#GCJ@<BJDLb#CF#J>>?BGJF>=#MCE< 'PN'N@b#E<JE#@?BEC?F#MCE<CF#E<=#Y?_#
MJIIH#H<?KIG#Y=#CF#J>>?BGJF>=#MCE<#E<=#T?II?MCFD&
Jh 1<=#T?B>=#CF#E<=#L=LY=B#@B?]CGCFD#>?FECFKCEA#E?#E<=#Y?EE?L#TIJFD=#
?T#E<=#EBJFH]=BH=#L=LY=B#H<?KIG#Y=#EJU=F#JH#E<=#L?L=FE CF E<=#
EBJFH]=BH=#L=LY=B#JE#E<=#Y?_#MJII#GC]CG=G#YA#E<=#GCHEJF>=#Y=EM==F#
E<=#LCG[@IJF=#?T E<=#E?@#JFG#Y?EE?L#TIJFD=H#?T#E<=#L=LY=B&# T#E<=#
T?B>=#CH#GCTT=B=FE#JE#E<=#EM?#Y?_#MJIIH#J#ICF=JB#]JBCJEC?F#JI?FD#E<=#
I=FDE<#LJA#Y=#JHHKL=G&
Yh T#E<=#L=LY=B#@B?]CGCFD#E<=#>?FECFKCEA#CF#Jh#CH#JIH?#B=aKCB=G#JH#J#
<?BCd?FEJI#HECTT=F=B#T?B#J#GCJ@<BJDL#G=HCDF=G#CF#J>>?BGJF>=#
MCE< 'PN#b#CE#H<?KIG#Y= G=HCDF=G#E? MCE<HEJFGb#CF#JGGCEC?F E?#E<=#
I?JG#DC]=F#CF#Jhb#JF#J_CJI#T?B>=#=aKJI#E?#]H=¦H=&
M<=B=V
]H=#CH#E<=#=TT=>EC]=#>B?HH[H=>EC?FJI#JB=J#?T#E<=#>?FECFKCEA#L=LY=B#
G=BC]=G#CF#J>>?BGJF>=#MCE<#'PNPNP(
¦H= CH#JH#H@=>CTC=G#CF#'PN#N@NP&
PS \ N#4" #O'%'
-:#SS$R[OVO''Q
>h 1<=#L=LY=B#@B?]CGCFD#E<=#>?FECFKCEA#CF#Jh#H<?KIG#Y=#G=HCDF=G#JH#J#
>?L@B=HHC?F#L=LY=B#CF J>>?BGJF>=#MCE<#4"#5+#%$$)[%[%VO''Rb#
#N'#JFG##N@b#JFG#H<?KIG Y=#JHHKL=G#E? Y=#KFB=HEBJCF=G#?KE#?T E<=#
@IJF=#?T#E<=#GCJ@<BJDL#KFI=HH#@B?]CG=G#MCE<#=TT=>EC]=#CFE=BL=GCJE=
B=HEBJCFE&# T#E<=H=#B=HEBJCFEH#JB=#@B?]CG=G#YA#Y=JBCFD#?B#@BCLJBA#
]=BEC>JI#GCJ@<BJDL#HECTT=F=BHb#HK><#HECTT=F=BH#H<?KIG#=J><#Y=#
G=HCDF=G#E?#B=HCHEb#CF#JGGCEC?F E?#JII#?E<=B#T?B>=H#DC]=F#CF#'PN#N@b#J#
T?B>=#=aKJI#E?#O&Rp#?T#E<=#LJ_CLKL#J_CJI#I?JG#CF#E<=#>?FECFKCEA#
L=LY=B#CF>IKGCFD#E<JE#DC]=F#CF#Yhb#CT#J@@B?@BCJE=<CH#T?B>=#
H<?KIG#Y=#J@@IC=Gb#?KE#?T#E<=#@IJF=#?T#E<=#GCJ@<BJDLb#JE#E<=#@?CFE#
?T#CFE=BH=>EC?F#?T#E<=#>?FECFKCEA#L=LY=B#JFG#E<=#HECTT=F=B#
@B?]CGCFD#E<=#B=HEBJCFE<=#HECTT=F=B#H<?KIG#Y=#G=HCDF=G#E?#HJECHTA#
E<=#>BCE=BC?FV
¦ H= ¦ ¦ YO %
YH (
=IH =AH cL
M<=B=V
¦YO#CH#E<=#Y=FGCFD#HEB=HH#CFGK>=G#CF E<=#HECTT=F=B#YA#E<=#JY?]=#T?B>=b#
EJU=F#JH#E<=#LJ_CLKL#]JIK=#MCE<CF#E<=#LCGGI=[E<CBG#?T#E<=#I=FDE<H#?T#E<=#
HECTT=F=B(
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
¦YHb#=IHb#¦H=#JFG#=AH#JB=#JH#G=TCF=G#CF#'PN#NQ&
'PN$ ;I-[J409".6"K20,J5"40"142K8729/5
'PN$N? U,0,72J
1<CH#H=>EC?F#LJA#Y=#KH=G#T?B#]=BCTC>JEC?F#?T#@JF=IH#EJUCFD#CFE?#J>>?KFE#
YK>UICFD&# E#LJA#?FIA#Y=#KH=G#JH#@JBE#?T#E<CH#@KYICH<=G#G?>KL=FEb#JFG#
HKY`=>E#E?#E<=#ICLCEJEC?FH#CF#'PN'b#'PN#N%N'b#JFG#'PN#N%N@&
F#@JBEC>KIJBb#F?E=#E<JE#T?B#KH=#MCE<#E<CH#L=E<?GV
¦@O Z ¦%#gB=IJE=H#E?6,%b#D%b#=E>&h(
¦@% Z ¦O#gB=IJE=H#E?6,Ob#DOb#=E>&h&
'PN$N' +,5372403".6"K20,J5
5TT=>EC]=#@JF=I#B=HEBJCFE#H<?KIG#Y=#G=TCF=G#CF#'PN%N@#T?B#>JI>KIJEC?F#?T
E<=#YK>UICFD#>?=TTC>C=FEH#,%b#,ab#,Y#JFG#,O#B=aKCB=G CF 'PN$N@&#
'PN$N@ ;I-[J409"-.,664-4,035
'PN$N@N? 1<=#>?=TTC>C=FEH#,%b#,ab#,Y#JFG#,O#H<?KIG#Y=#?YEJCF=G#
TB?L#'PN$N@N'b#'PN$N@N@b#'PN$N@NPb#'PN$N@N%#B=H@=>EC]=IAb#MCE<#E<=#@JF=I#
JHHKL=G E?#Y=#B=HEBJCF=G#?B#KFB=HEBJCF=G#CF[@IJF=#JH#G=E=BLCF=G#
TB?L#'PN$N'&
'PN$N@N' X?B#J_CJI#>?=TTC>C=FEHb#M<=F#E<=#HEB=HH#CH#>?L@B=HHC]=b#,%
H<?KIG#Y=#EJU=F#JH#E<=#DB=JE=B#?T#E<=#]JIK=H#?YEJCF=G#JH#T?II?MHV
5CE<=BV
Jh TB?L#XCDKB= O%J#KHCFD#>KB]=#%#?B#O#JH#J@@B?@BCJE=b#MCE<V#
: =A@
p Z# 'bQ% (
;@ O)R
N#4" #O'%' \ PP
-:#SS$R[OVO''Q
KFI=HH p CH#I=HH#E<JF#O*b#M<=FV
O
& ;@ ' O'*#R''
,%#Z# ( ) (
*:+ =A@
?BV
Yh TB?L#XCDKB=#O%J#>KB]=#)#MCE<V#
8 =A@
p Z 'bQ% (
;@ O)R
KFI=HH p#CH#I=HH#E<JF#*b))b#M<=FV
O
& ;@ ' S#S''
,%#Z# ( ) (
* 8 + =A@
M<=B=V
;@#CH#E<=#GCJ@<BJDL#E<C>UF=HH(
=A@ CH#E<=#F?LCFJI#AC=IG#HEB=HH#?T#E<=#LJE=BCJI(
8#JFG#:#JB=#JH#G=TCF=G#CF#XCDKB= O%J&
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
0<=F#E<=#HEB=HH#CH#E=FHCI=b#,% H<?KIG#Y=#EJU=F#JH#%b'&
'PN$N@N@"1<=#H<=JB#>?=TTC>C=FE6,a#H<?KIG#Y= EJU=F#TB?L#XCDKB=#O%Yb#
KFI=HHV
M<=B=V
;@#JFG#=A@#JB=#JH G=TCF=G CF 'PN$N@N'(
8#JFG#: JB=#G=TCF=G#CF#XCDKB=#O%Y&
'PN$N@NP"1<=#Y=FGCFD >?=TTC>C=FE#,Y#H<?KIG#Y=#EJU=F#TB?L#XCDKB=#O%>&
'PN$N@N%"1BJFH]=BH=#>?=TTC>C=FE#,O#H<?KIG#Y=#EJU=F#JH#E<=#DB=JE=B#?T#E<=#
]JIK=H#?YEJCF=G#JH#T?II?MHV
=CE<=BV
Jh TB?L#XCDKB=#O%J#KHCFD#>KB]=#%#?B#O#JH#J@@B?@BCJE=b#MCE<V#
8 =A@
p Z# 'bQ% (
;@ O)R
KFI=HH p CH#I=HH#E<JF#O*b#M<=FV
O
& ; ' O'*#R''
,O Z" ( M ) d
* 8+ =A@
PQ \ N#4" #O'%'
-:#SS$R[OVO''Q
?BV
TB?L#XCDKB=#O%Jb#>KB]=#)#MCE<V
: =A@
p Z# 'bQ% (
;@ O)R
KFI=HH p#CH#I=HH#E<JF#*b))b#M<=FV
O
& ; ' S#S''
,O Z ( @ ) (
*:+ =A@
M<=B=V
;@#CH#E<=#GCJ@<BJDL#E<C>UF=HH(
=A@#CH#E<=#F?LCFJI#AC=IG#HEB=HH#?T#E<=#LJE=BCJI(
8#JFG#: JB=#JH#G=TCF=G#CF#XCDKB=#O%J&
0<=F#E<=#HEB=HH#CH#E=FHCI=b#,O H<?KIG#Y=#EJU=F#JH#%b'&
'PN$NP C03,72-34.0":I-[J409"-743,74.0
1<=#T?II?MCFD#>?FGCEC?F#H<?KIG#Y=#HJECHTC=G#T?B#=J><#@JF=IV
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
D> DY )Da %(
N#4" #O'%' \ P$
-:#SS$R[OVO''Q
XCDKB=#O' <37,55,5".0"K20,J5
' '
6
.4&$3&3#$3"&$47$"
/4.//3$343("43($"
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
XCDKB=#O%J ;I-[J409"-.,664-4,035"-?^"-'^"-\"201"-:
'=
=
7.83'
=1
=
7.836
$./4.$
/4.$
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
=6
7.835
/4.$3&.37$./4.$
=
= = '== '= 6== 6= 5==
WX4?6! WX4?6"
X?B#HEB=HH=H#H<?MF#JH#T?II?MHV X?B#HEB=HH=H#H<?MF#JH#T?II?MHV
,O#CH#E<=#DB=JE=B#]JIK=#?T#,>#?YEJCF=G#TB?L#>KB]=#%#
?B#Ob#JH#J@@B?@BCJE=#MCE<V
: =A@
p Z 'bQ%
;@ O)R
,O#CH#E<=#DB=JE=B#]JIK=#?T#,>#?YEJCF=G#TB?L#>KB]=#%#
?B#>KB]=#)#MCE<V
?B#Ob#JH#J@@B?@BCJE=#MCE<V
8 =A@
p Z 'bQ% p Z 'bQ%
8 =A@
;@ O)R ;@ O)R
?B#>KB]=#)#MCE<V
: =A@
p Z 'bQ%
;@ O)R
N#4" #O'%' \ Q%
-:#SS$R[OVO''Q
XCDKB=#O%Y a2JI,5".6 -\
'=
=%
=
'=
=
/4.$
6=
=0
=
=1
'=
- =
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
=
$./4.$
6=
5=
=5
=6
='
=
= = '== '= 6== 6= 5==
;(
3='
( 65
QO \ N#4" #O'%'
-:#SS$R[OVO''Q
XCDKB=#O%> a2JI,5".6 -:
'
'6
'=
/4.$
=
$./4.$
=1
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
=
= = '== '= 6== 6= 5==
3='
65
'% ;.O"9471,75"Z"38,"1,5490".6"403,702J"
-7.55"672/,5
'%N? U,0,72J
1<CH#H=>EC?F#@B?]CG=H#DKCGJF>=#?F#E<=#G=HCDF#?T BCFD#?B#YBJ>=G#
CFE=BL=GCJE=#>B?HH#TBJL=H#@B?]CG=G#CF#Y?_#DCBG=BH#E? B=HEBC>E#GCHE?BEC?F
?T#E<=#>B?HH[H=>EC?F#?B#E? >?FEB?I#E<=#=TT=>EH#GK=#E?#GCHE?BEC?FJI MJB@CFDb#
HKY`=>E#E?#E<=#ICLCEJEC?FH#JFG @B?]CHC?FH#?T '%N'<=#G=HCDF#?T @IJE=G
CFE=BL=GCJE=#GCJ@<BJDLH#CH#F?E#>?]=B=Gb#YKE#E<=A#LJA#Y=#KH=G#@B?]CG=G
H@=>CJI#JFJIAHCH#CH#KFG=BEJU=F&
'%N' B4/43234.05
'%N'N? U471,7"J2L.I3
/CBG=BH#H<?KIG#Y=#F?LCFJIIA#HALL=EBC>#gC&=&#CDF?BCFD#>B?HH#TJII#?B
HK@=B=I=]JEC?Fhb#?T#B=>EJFDKIJB#?B#EBJ@=d?CGJI#>B?HH[H=>EC?Fb#JFG#MCE<#
M=YH#CF HCFDI=#@IJF=H#CF>ICF=G#JE#I=HH#E<JF#*RP TB?L#E<=#]=BEC>JI&#/CBG=BH#
H<?KIG#Y=#?T#HCFDI=#>=II#T?BLb#MCE<#?B#MCE<?KE#CFE=B>?FF=>ECFD#>B?HH#
L=LY=BH#JFG#>JFECI=]=BH&#/CBG=BH#H<?KIG#F?E#Y=#HKY`=>E#E?#CFE=BFJI#
@B=HHKB=#=TT=>EH#GK=#E?#H=JICFD&
N#4" #O'%' \ Q)
-:#SS$R[OVO''Q
'%N'N' F7.55"672/,5
1<=#>B?HH#TBJL=H#H<?KIG#Y=#CF#J#HCFDI= @IJF=b#MCE<CF#rRP#?T#E<=#
F?BLJI#E?#E<=#J_CH#?T#E<=#DCBG=B#CF#=I=]JEC?Fb#MCE<CF#r%'P#CF#@IJFb#JFG#
MCE<CF#rRP#?T#J#]=BEC>JI#@IJF=&
'%N'N@ F.70,7"53466,0409
5J><#>?BF=B#?T#E<=#>B?HH#TBJL=#gC&=&#JE#E<=#CFE=BH=>EC?FH#?T#TIJFD=#JFG#
M=Y#?T LJCF#Y?_h#H<?KIG#Y=#HECTT=F=G JH#F=>=HHJBA#E? MCE<HEJFG#E<=#
Y=FGCFD#L?L=FEH#J>ECFD#JE#E<=#>?BF=B& F#E<=#JYH=F>=#?T#HK><#HECTT=FCFDb#
F?#=TT=>EC]=#MCGE<#?T#Y?_#M=Y#?B#TIJFD=#gH==#'%NPN?h#H<?KIG#Y=#JHHKL=G#
E? J>E#MCE<#E<=#>B?HH#TBJL=#JE#E<CH#@?CFE&
'%N'NP <3466,0,75
0<=B=#GCHE?BEC?F#GK=#E?#E?BaK=#J@@IC=G#E?#J#DCBG=B#Y=EM==F#>B?HH#TBJL=H#
CH#E?#Y=#B=HCHE=G#YA#E<=#Y?_#MJIIHb#E<=#>B?HH#TBJL=H#H<?KIG#<J]=
GCL=FHC?FI=HH#HECTTF=HH#?T#JE#I=JHE#E<JE#G=TCF=G#CF#'@N@NPN@#?T E<CH#
@KYICH<=G#G?>KL=FE&
!,5490"6.7-,5"201"/./,035"3.":,"-.0541,7,1
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
'%N@
1<=#G=HCDF#H<?KIG Y=#HK><#JH#E?#B=HCHE#E<=#I?JG#=TT=>EH#DC]=F#CF#!IJKH=#?%
JFG#'?N'&
WX4? 45260 3;C/; C>8962==2A;36;C6:26AC>3 02/206D8<6 >A9B026;5C3260B2 ;C6
;C/HB268779 2062 ;52/68;6;526A/C336=/8D2_6C/68;6 >;2/D20 8;267C3 ; C>36
:2;Y22>6;526A/C336=/8D268>06;52680M8A2>;6A/C336=/8D236C/60 875/81D3J6
45262==2A;36C=6/23;/8 >;6C=60 3;C/; C>896Y8/7 >16C=6;526:C@6Y89936D8< :2
1>C/206 >6;5268>89<3 36C=60 3;C/; C>896:2>0 >163;/233236 >6;526=/8D23J
'%NP +409"-7.55"672/,5
'%NPN? =66,-34T,"5,-34.0".6"37205T,75,"/,/:,75
1<=#=TT=>EC]= H=>EC?F#?T#EBJFH]=BH= L=LY=BH#LJA#Y=#G=E=BLCF=G#CF#
J>>?BGJF>=#MCE<#4"#5+#%$$)[%[RVO''Sb#$N?W'X&
'%NPN' <37,0938".6"7409"-7.55"672/,"/,/:,75
!?L@?F=FEH#?T#BCFD#>B?HH#TBJL=H#JEEJ><=G#E?#E<=#M=Y#?B#TIJFD=#@IJE=H#
?T#LJCF#Y=JLH#H<?KIG HJECHTA#E<=#HEB=FDE<#@B?]CHC?FH#?T#!IJKH=#?%#JFG
!IJKH=#'?#JH#J@@B?@BCJE=&
'%N% ;72-,1"-7.55"672/,5
'%N%N? U,0,72J
4BJ>=G#>B?HH#TBJL=H#H<?KIG#Y=#G=HCDF=G#E?#HJECHTA#E<=#@B?]CHC?FH#
?T '%NPb#'%N%N'#JFG#'%N%N@&
'%N%N' !,5490"6.7-,5"201"/./,035"3.":,"-.0541,7,1
9GGCEC?FJI#J>>?KFE#H<?KIG#Y=#EJU=F#?T#Y=FGCFD#L?L=FEH#CFGK>=G#YA#
=>>=FEBC>CEC=H#JE#>?FF=>EC?FHb#CF>?L@I=E=#EBCJFDKIJEC?F#JFG#J@@IC>JEC?F#
?T I?JGCFD#?E<=B#E<JF#JE#@?CFEH#?T#CFE=BH=>EC?F#Y=EM==F#L=LY=BH&
Q* \ N#4" #O'%'
-:#SS$R[OVO''Q
'%N%N@ !,5490".6":72-,1"-7.55"672/,"/,/:,75
1<=#G=HCDF#?T#>?L@B=HHC?F#JFG#E=FHC?F#L=LY=BH#?T#YBJ>=G#>B?HH#
TBJL=Hb#F?E#JEEJ><=G#E?#E<=#M=Y#?B#TIJFD=#@IJE=#?T#LJCF#Y=JLHb#H<?KIG
Y=#CF#J>>?BGJF>=#MCE<#>IJKH=H#4"#5+#%$$)[OVO''Sb##N'N@#JFG##N'NP
B=H@=>EC]=IA&
'# Y,:":7,238409
1<CH#-KYICH<=G#:?>KL=FE#@B?]CG=H#DKCGJF>=#?F#E<=#]=BCTC>JEC?F#?T#M=Y#
YB=JE<CFD#E?#4"#5+#%$$)[OVO''Sb#QNPb#T?B#>JH=H#M<=B= E<=B=#
I?FDCEKGCFJI#HECTT=F=BH#?F#E<=#M=Y&
X?B#M=YH#MCE<#I?FDCEKGCFJI HECTT=F=BHb#E<=#>BCE=BC?F#CF#
4"#5+#%$$)[OVO''Sb#QNPb#H<?KIG#Y=#J@@IC=G#E?#=J><#HKY[@JF=I#JFG#E?#E<=#
?]=BJII#HECTT=F=G#@JF=I<=#HEB=HH#¦_b5GbH=B#H<?KIG#Y=#EJU=F JH#E<=#HEB=HH
JE#E<=#>?L@B=HHC]=#=GD=#?T#E<=#@JF=I#Y=CFD#><=>U=G&#X?B#@JF=IH#M<?IIA#
¦ _b5GbH=B
CF#E=FHC?Fb LJA#Y=#EJU=F#=aKJI#E?#d=B?&
+¦ ¦ 5
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
N#4" #O'%' \ QR
-:#SS$R[OVO''Q
;4:J4.972K8L
<32012715"KI:J4-234.05
X?B#GJE=G#B=T=B=F>=Hb#?FIA#E<=#=GCEC?F#>CE=G#J@@IC=H&#X?B#KFGJE=G#
B=T=B=F>=Hb#E<=#IJE=HE#=GCEC?F#?T#E<=#B=T=B=F>=G#G?>KL=FE#gCF>IKGCFD#JFA#
JL=FGL=FEHh#J@@IC=H&
4"#R*''[)b#-;229_6AC>A/2;2 8>06ACD7C3 ;26:/ 01236E6F8/;6#G6QC02 C=6
7/8A; A26=C/6023 1> C=63;2296:/ 0123
4"#5+#%))Pb#-;/BA;B/896:28/ >13
4"#5+#%$$*b#?B/CAC02 )6E I23 1>6C=6ACD7C3 ;263;22968>06AC>A/2;26
3;/BA;B/23
4"#5+#%$$)[%[%%b#?B/CAC026#6E6I23 1>6C=63;22963;/BA;B/236E6
F8/; !L!!G6I23 1>6C=63;/BA;B/236Y ;56;2>3 C>6ACD7C>2>;3
4"#5+#%$$*[OVO''Rb#?B/CAC026)6E6I23 1>6C=6ACD7C3 ;263;22968>06
AC>A/2;263;/BA;B/236E6F8/;6"G6K2>2/896/B92368>06/B9236=C/6:/ 0123
4"#5+#OORR)b#P29020_6:/8c2068>063C902/20 MC >;36E6-<D:C9 A6
/27/232>;8; C>6C>60/8Y >13
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
E38,7"KI:J4-234.05
2=FGA#!&6&b#7KB@<A#!&Z&b#I23 1>2/3i6KB 026;C6?W6!((#L"_6
?B/CAC026#G6I23 1>6C=63;22963;/BA;B/23J F8/;6"G6-;2296:/ 0123<?LJH
1=IT?BG#O''P&# "4+#$PQ#'#POP#P)%S'#$&
6=T=B=F>=H#E?#J>>=HH[HE==I#G?>KL=FEHV
"+''O&#+!! V#I2;2/D >8; C>6C=6>C>L0 D2>3 C>896392>02/>2336C=6
T68>06g632A; C>36MMM&J>>=HH[HE==I&>?LW:CH>?]=BAW
;CFU;??UK@&JH@_t :s"+''Ou;JFDs5+
"+'')&#+!! V#?983; A6A/ ; A896DCD2>;6=C/698;2/896;C/3 C>896:BA+9 >16
MMM&J>>=HH[HE==I&>?LW:CH>?]=BAW
;CFU;??UK@&JH@_t :s"+'')u;JFDs5+
E38,7"7,6,7,0-,5
l%m 9"17#9)OR#^#'PJ#"EJFGJBG#H@=>CTC>JEC?F#T?B#HEBK>EKBJI#Y?IEHb#HE==Ib#
<=JE#EB=JE=Gb#%O'W%'R#MMM&JHEL&?BD
%h F#@B=@JBJEC?F&
QS \ N#4" #O'%'
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
45 3678126029 :2/8;29<692=;6:98>+
-:#SS$R[OVO''Q
!"##$%&'('))*
;<C"Z";743458"<32012715"C05343I34.0
4" #CH#E<=#CFG=@=FG=FE#FJEC?FJI#Y?GA#B=H@?FHCYI=#T?B#@B=@JBCFD#4BCECH< "EJFGJBGH&#
E @B=H=FEH#E<=#3i#]C=M#?F#HEJFGJBGH#CF#5KB?@=#JFG#JE#E<=#CFE=BFJEC?FJI#I=]=I&# E#CH#
CF>?B@?BJE=G#YA#6?AJI#!<JBE=B&
+,T454.05
4BCECH< "EJFGJBGH#JB=#K@GJE=G#YA#JL=FGL=FE#?B#B=]CHC?FH=BH#?T#4BCECH< "EJFGJBGH#
H<?KIG#LJU=#HKB=#E<JE#E<=A#@?HH=HH#E<=#IJE=HE#JL=FGL=FEH#?B#=GCEC?FH&
E#CH#E<=#>?FHEJFE#JCL#?T#4" #E?#CL@B?]=#E<=#aKJICEA#?T#?KB#@B?GK>EH#JFG#H=B]C>=H&#
0= M?KIG#Y=#DBJE=TKI#CT#JFA?F=#TCFGCFD#JF#CFJ>>KBJ>A#?B#JLYCDKCEA#M<CI=#KHCFD#E<CH#
4BCECH< "EJFGJBG#M?KIG#CFT?BL#E<=#"=>B=EJBA#?T#E<=#E=><FC>JI#>?LLCEE==#B=H@?FHCYI=b#
E<=#CG=FECEA#?T#M<C><#>JF#Y=#T?KFG#?F#E<=#CFHCG=#TB?FE#>?]=B&#
1=IV q** g'hO' Q$$S $'''#XJ_V q** g'hO' Q$$S P*''
4" #?TT=BH#L=LY=BH#JF#CFGC]CGKJI#K@GJECFD#H=B]C>=#>JII=G#-;3"#M<C><#=FHKB=H#E<JE#
HKYH>BCY=BH#JKE?LJEC>JIIA#B=>=C]=#E<=#IJE=HE#=GCEC?FH#?T#HEJFGJBGH&
;IL409"532012715
,BG=BH#T?B#JII#4" b#CFE=BFJEC?FJI#JFG#T?B=CDF#HEJFGJBGH#@KYIC>JEC?FH#H<?KIG#Y=
Licensed copy:Hyder Consulting, 18/08/2011, Uncontrolled Copy, © BSI
C06.7/234.0".0"532012715
4" #@B?]CG=H#J#MCG=#BJFD=#?T#CFT?BLJEC?F#?F#FJEC?FJIb#5KB?@=JF#JFG#CFE=BFJEC?FJI#
HEJFGJBGH#E<B?KD<#CEH#;CYBJBA#JFG#CEH#1=><FC>JI#2=I@#E?#5_@?BE=BH#"=B]C>=&#cJBC?KH#
4" #=I=>EB?FC>#CFT?BLJEC?F#H=B]C>=H#JB=#JIH?#J]JCIJYI=#M<C><#DC]=#G=EJCIH#?F#JII#CEH#
@B?GK>EH#JFG#H=B]C>=H&#!?FEJ>E#E<=# FT?BLJEC?F#!=FEB==IV q** g'hO' Q$$S P%%%#
XJ_V q** g'hO' Q$$S P'*Q#5LJCIV CFT?vYHCDB?K@&>?L
"KYH>BCYCFD#L=LY=BH#?T#4" #JB=#U=@E#K@#E?#GJE=#MCE<#HEJFGJBGH#G=]=I?@L=FEH#JFG#
B=>=C]=#HKYHEJFECJI#GCH>?KFEH#?F#E<=#@KB><JH=#@BC>=#?T#HEJFGJBGH& X?B#G=EJCIH#?T#E<=H=#
JFG#?E<=B#Y=F=TCEH#>?FEJ>E#7=LY=BH<C@#9GLCFCHEBJEC?F=IV q** g'hO' Q$$S P''O#
XJ_V q** g'hO' Q$$S P''%#5LJCIV L=LY=BH<C@vYHCDB?K@&>?L
FT?BLJEC?F#B=DJBGCFD#?FICF=#J>>=HH#E?#4BCECH<#"EJFGJBGH#]CJ#4BCECH<#"EJFGJBGH#,FICF=
>JF#Y=#T?KFG#JE#<EE@VWWMMM&YHCDB?K@&>?LW4",;&
XKBE<=B#CFT?BLJEC?F#JY?KE#4" #CH#J]JCIJYI=#?F#E<=#4" #M=YHCE=#JE#
<EE@VWWMMM&YHCDB?K@&>?L&
F.KL74983
!?@ABCD<E#HKYHCHEH#CF#JII 4" #@KYIC>JEC?FH" #JIH?#<?IGH#E<=#>?@ABCD<Eb#CF#E<=#3ib#?T#
E<=#@KYIC>JEC?FH#?T#E<=#CFE=BFJEC?FJI#HEJFGJBGCdJEC?F#Y?GC=H_>=@E#JH#@=BLCEE=G#
KFG=B#E<=#!?@ABCD<Eb#:=HCDFH#JFG#-JE=FEH#9>E#%$QQ#F?#=_EBJ>E#LJA#Y=#B=@B?GK>=Gb#
HE?B=G#CF#J#B=EBC=]JI#HAHE=L#?B#EBJFHLCEE=G#CF JFA#T?BL ?B#YA#JFA#L=JFH#^#=I=>EB?FC>b#
4" #/B?K@#2=JGaKJBE=BH @<?E?>?@ACFDb#B=>?BGCFD#?B#?E<=BMCH=#^#MCE<?KE#@BC?B#MBCEE=F#@=BLCHHC?F#TB?L#4" &
)Q$#!<CHMC>U#2CD<#6?JGb 1<CH#G?=H#F?E#@B=>IKG=#E<=#TB==#KH=b#CF#E<=#>?KBH=#?T#CL@I=L=FECFD#E<=#HEJFGJBGb#?T#
;?FG?F#0*#*9;b#3i F=>=HHJBA#G=EJCIH#HK><#JH#HALY?IHb#JFG#HCd=b#EA@=#?B#DBJG=#G=HCDFJEC?FH&# T#E<=H=#
G=EJCIH#JB=#E?#Y=#KH=G#T?B#JFA#?E<=B#@KB@?H=#E<JF#CL@I=L=FEJEC?F#E<=F#E<=#@BC?B#
1=I#q**#g'hO'#Q$$S#$''% MBCEE=F#@=BLCHHC?F#?T#4" #LKHE#Y=#?YEJCF=G&
XJ_#q**#g'hO'#Q$$S#P''% :=EJCIH#JFG#JG]C>=#>JF#Y=#?YEJCF=G#TB?L#E<=#!?@ABCD<E#u#;C>=FHCFD#7JFJD=B&#
MMM&YHCDB?K@&>?LWHEJFGJBGH 1=IV q** g'hO' Q$$S P'P'#5LJCIV >?@ABCD<EvYHCDB?K@&>?L