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Article history: This work presents a theoretical study of electronic and redox properties of Monascus dyes using DFT and
Received 13 January 2012 TDDFT with B3LYP/6-31+G(d,p) level. The dye properties in solvent environment were carried out with
Accepted 12 March 2012 IEF-PCM(UAKS)/TDDFT/B3LYP/6-31+G(d,p) method. The ground and excited state oxidation potentials as
Available online 23 March 2012
well as electron injection from the dyes to semiconductor TiO2 are reported. The calculation shows that
all of the dyes can potentially be good photosensitizers in DSSC. Their LUMOs lie over the Ecb of TiO2 and
Keywords:
their HOMOs lie under the reduction potential energy of the electrolytes (I − /I3− ) corresponding to ability
Monascus purpureus
of electron transfer from the dye excited state to TiO2 and charge regeneration after photooxidation
Natural dyes
Natural pigments
process, respectively.
Dye-sensitized solar cell © 2012 Elsevier B.V. All rights reserved.
DFT calculations
1010-6030/$ – see front matter © 2012 Elsevier B.V. All rights reserved.
doi:10.1016/j.jphotochem.2012.03.014
36 W. Sang-aroon et al. / Journal of Photochemistry and Photobiology A: Chemistry 236 (2012) 35–40
with ab initio method but less computational cost. In this work, the paths are approximately 0.5 eV differs from those the relax path.
electronic structure and optical properties, electronic transition, The previous work is concluded that the calculation with unre-
oxidation potential energy and electron injection force relevant to lax path is reliable. Thus, Ginject for the dyes is estimated using
charge transfer of the Monascus dyes were investigated using DFT unrelax path in this work. The solvation effects were evaluated
and TDDFT with computational methods were reported. using the integral-equation formulation polarizable continuum
model (IEF-PCM) [37–43]. Single-point calculation in various sol-
2. Computational methods vent media of the optimized structures has been performed with
IEF-PCM(UAKS)/B3LYP/6-31+G(d,p) level. Based on the previous
The ground-state geometries of Monascus series were opti- work, the maximum wavelength of UV–vis absorption spectra of
mized with DFT at the B3LYP/6-31+G(d,p) level [27–31]. The other Monascus dyes observed in methanol [44]. Thus, in this work,
vertical excitation energies were examined using TDDFT at the UV–vis absorption spectra in water and methanol were simulated.
same level. The free energy change (in eV) for electron injection All of the calculations were performed with Gaussian 03 program
from dyes to TiO2 surface can be expressed as [32] package [45]. The Molekel is utilized in molecular graphic [46].
dye∗
Ginject = EOX − ECB
TiO2
(1)
3. Results and discussion
dye∗
where EOX is the oxidation potential energy of the dyes in the
dye∗ 3.1. Electronic structure
excited state. Based on Rehm and Weller equation [33], EOX can
be estimated by
The ground state structures for four-selected Monascus dyes
dye∗ dye
EOX = EOX − E00 + ωr (2) were carried out at the B3LYP/6-31+G(d,p) level. The discussion
dye based on geometrical parameter of the ground state structure is
where EOX is the oxidation potential energy of the dyes in the neglected. The dipole moments, the highest occupied molecular
ground state while E00 is vertical excitation energy and ωr is a orbital energies (EHOMO ) and the lowest unoccupied molecular
coulombic stabilization term. The later term can be negligible as orbital energies (ELUMO ) of all Monascus dyes computed at the
dye∗
mentioned in the previous work [34], so EOX is approximately B3LYP/6-31+G(d,p) level in vacuo, water and methanol are listed
dye TiO2 is corresponding to the conduction
estimated EOX − E00 . ECB in Table 1. The ELUMO levels for all dyes in various media are in
band of the TiO2 semiconductor. The ECB TiO2 = −4.0 eV [35] used increasing order: vacuo < MeOH < water. In contrast, the EHOMO is
in this work obtained from experiment because of the presented in random order in the media. It can be noted that the environmen-
value has been observed in the condition where the semicon- tal media plays a major role in stabilization of EHOMO . However, the
ductor is in contact with aqueous redox solution at fixed pH [4]. most positive value of (ELUMO − EHOMO ) is found in water media. The
Recently, Preat et al. [36] proposed equation to calculate Ginject dipole moments of all Monascus dyes in all media are in increas-
reliable to relax excited state, the Ginject calculated by unrelax ing order: Xanthomonascin A1 < Monascin < Xanthomonascin A2
Table 1
The highest occupied molecular orbital energies (EHOMO ), the lowest unoccupied molecular orbital energies (ELUMO ) and dipole moments of all dyes obtained at the B3LYP/6-
31+G(d,p) level.
Xanthomonascin A1 −6.75 −6.50 −6.60 −2.87 −2.69 −2.71 3.953 6.404 6.266
Xanthomonascin A2 −6.18 −6.15 −6.22 −2.97 −2.88 −2.91 9.555 14.377 14.186
Monascin −6.10 −5.88 −5.94 −2.50 −2.34 −2.37 7.932 11.206 11.054
Rubropunctatin −6.18 −6.04 −6.04 −3.07 −2.94 −2.97 10.329 14.728 14.575
Rubropunctamine −5.77 −5.69 −5.78 −2.91 −2.75 −2.78 13.419 20.372 19.808
a
In eV.
b
Dipole moment in Debye.
W. Sang-aroon et al. / Journal of Photochemistry and Photobiology A: Chemistry 236 (2012) 35–40 37
Table 2
The vertical singlet states, transition character and oscillating strength (with f > 0.01) of the absorption bands in UV–vis region for all dyes computed at the TDDFT/B3LYP/6-
31+G(d,p) level.
Xanthomonascin A1 3.03 3.02 3.01 H−1 → L (39%) H → L (77%) H → L (77%) 0.089 0.633 0.62
3.10 3.44 3.44 H → L (58%) H−1 → L (49%) H−1 → L (58%) 0.426 0.012 0.01
4.22 4.29 4.29 H → L + 1 (87%) H → L + 1 (88%) H → L + 1 (87%) 0.088 0.12 0.12
Xanthomonascin A2 3.50 3.37 3.36 H−1 → L (77%) H−2 → L (77%) H−2 → L (79%) 0.028 0.052 0.03
3.64 3.45 3.45 H → L (66%) H → L (71%) H → L (72%) 0.470 0.542 0.54
3.79 3.55 3.54 H−3 → L (49%) H−1 → L (87%) H−1 → L (84%) 0.019 0.401 0.06
Monascin 3.31 3.17 3.17 H → L (72%) H → L (78%) H → L (78%) 0.449 0.566 0.56
3.38 4.57 4.57 H−1 → L (84%) H−3 → L (69%) H−3 → L (69%) 0.026 0.105 0.10
4.66 4.87 4.88 H−3 → L (56%) H → L + 2 (48%) H → L + 2 (47%) 0.074 0.018 0.02
Rubropunctatin 2.73 2.68 2.67 H → L (49%) H → L (63%) H → L (62%) 0.201 0.405 0.41
3.21 3.10 3.10 H → L + 1 (51%) H → L + 1 (70%) H → L + 1 (70%) 0.635 0.588 0.59
3.47 3.27 3.26 H−2 → L (48%) H−2 → L (90%) H−2 → L (90%) 0.043 0.023 0.02
Rubropunctamine 2.41 2.44 2.43 H → L (67%) H → L (77%) H → L (77%) 0.157 0.284 0.28
3.14 3.16 3.15 H−1 → L (90%) H → L + 1 (79%) H → L + 1 (79%) 0.578 0.577 0.58
3.36 3.37 3.35 H−2 → L (64%) H−1 → L (89%) H−1 → L (88%) 0.045 0.020 0.02
a
In eV.
b
Major contribution to the transitions are in parenthesis.
Fig. 2. Isopotential plot of frontier molecular orbital of Monascus dyes and their corresponding energy gap, Egap (eV) in vacuo, in water (are in parenthesis) and in methanol
[are in blanket].
3.3. Excited state oxidation potential energy and electron potential and electron injection driving force. The negative Ginject
injection force shows that the electron injection from the dye to TiO2 is sponta-
neous.
dye
The electron injection free energy (Ginject ), ground (EOX ) and Thermodynamically, the spontaneous charge transfer process
excited
dye∗
(EOX )
state oxidation potentials computed in vacuo and from the dye excited state to conduction band of TiO2 requires
LUMO energy with more positive potential than ECB TiO2 (−4.0 eV)
solvent phases for the series of Monascus dyes are represented
in Table 4. Based on Koopman’s theorem, ground state oxidation while HOMO energy with more negative than reduction poten-
dye tial energy of the I − /I3− electrolyte (−4.80 eV) [49] requires for the
potential energy related to ionization potential energy. EOX can be
spontaneous charge regeneration. The energy level diagram of the
estimated as negative EHOMO [47]. The estimated value is in fair
dye∗ HOMO and LUMO of the dyes and Ecb in water of TiO2 and redox
agreement with experimental values [48]. EOX is calculated based
dye∗
potential energy of the electrolyte is depicted in Fig. 3. The LUMOs
on Eq. (2) where coulombic stabilization term is neglected. EOX of of all dyes lies over the Ecb of TiO2 while their HOMOs are lower
the dyes falls within a range 2.62–3.11, 2.53–3.13 and 2.63–3.21 eV than the redox potential energy of electrolyte. Thus, it can be noted
in vacuo, water and methanol, respectively. Most of the dyes that all of them possesses a positive response to charge transfer and
dye∗
show the cathodic shift in EOX going from vacuo to solvent was regeneration related to photooxidation process.
found for all dyes except for Xanthomonascin A1. Nevertheless,
dye∗
anodic shifts of EOX from water to methanol were found for 3.4. Relationship between electronic structure of the dyes and
dye∗
all dyes. EOX of all dyes in solvent media is decreasing order: photovoltaic performance
Xanthomonascin A2 > Xanthomonascin A1 > Rubropunctatin >
dye∗
Monascin > Rubropunctamine. According to EOX , it shows that The overall efficiency () of the DSSC can be calculated from
the most convenient oxidizing species is Rubropunctamine while the integral of short-circuit photocurrent density (JSC ), open cir-
Xanthomonasin A2 is the worst. cuit potential (VOC ), the fill factor (ff) and the intensity of light (Is ),
All Ginject estimated from Eq. (1) is in negative value for all expressed by
dyes. More negative of Ginject from gas to solvent media were
JSC VOC ff
found. Only Xanthomonascin A2 shows more positive Ginject in = (3)
Is
solvent than in gas phase. The value in water and methanol is
not different. From these results, it indicated that the effect of From this expression, JSC , VOC , and ff are only obtained by the
dielectric surrounding to Ginject values is huge with a shift of experiment. The relationship among these values and electronic
∼1.3 eV from gas to aqueous media found in Xanthomonascin A1 structures of the dyes is still unknown. To analyse relationship
and Monascin. As expected, the solvent also stabilized oxidation between VOC and ELUMO of the dyes based on electron injection from
W. Sang-aroon et al. / Journal of Photochemistry and Photobiology A: Chemistry 236 (2012) 35–40 39
Table 4
dye∗ dye
Estimated Ginject , EOX and EOX (all in eV) for Monascus dyes in various media calculated at TDDFT/B3LYP/6-31+G(d,p) level.
Xanthomonasin A1 6.75 3.11 −0.89 6.50 2.96 −1.04 6.60 3.15 −0.85
Xanthomonasin A2 6.18 3.10 −0.93 6.15 3.13 −0.87 6.22 3.21 −0.79
Monascin 6.10 2.79 −1.21 5.88 2.71 −1.29 5.94 2.83 −1.17
Rubropunctatin 6.18 2.97 −1.03 6.04 2.94 −1.06 6.04 2.96 −1.06
Rubropunctamine 5.77 2.62 −1.37 5.69 2.53 −1.47 5.78 2.63 −1.37
Table 5 Table 6
Estimated open-circuit voltage (eVOC ) and light harvesting efficiency (LHE) of all Photovoltaic performance of DSSC with Xanthomonascin A as dye-sensitizer.
dyes in various media.
Dye JSC (mA cm−2 ) VOC ff (%)
Dye eVOC a LHEb a,b
Xanthomonascin A 6.1 0.057 0.66 2.3
Vacuo H2 O MeOH Vacuo H2 O MeOH
a
Ref. [24].
Xanthomonasin A1 1.13 1.31 1.29 0.661 0.765 0.760 b
Not specify isomer of the dye.
Xanthomonasin A2 1.03 1.12 1.09 0.625 0.712 0.712
Monascin 1.50 1.66 1.63 0.644 0.724 0.724
Rubropunctatin 0.93 1.06 1.03 0.768 0.743 0.743 including acetic treatment of TiO2 surface and using protic solvent
Rubropunctamine 1.09 1.25 1.22 0.736 0.737 0.737 (ethanol) as a rinsing solvent leading to the overall conversion
a
In eV. efficiency () as high as 2.3%. Based on the relationship of exper-
b
Due to the most oscillating strength. imental VOC and ELUMO , Monascin should give the highest overall
efficiency while Rubropunctatin shows the lowest ones without
LUMO to conduction band of TiO2 (Ecb ), the energy relationship can consideration of other parameter.
be expressed [50]: Another factor relates to efficiency of DSSC is the performance
of the dyes in responsibility to the incident light. Based on the light
eVOC = ELUMO − Ecb (4) harvesting efficiency (LHE) of the dyes, the value has to be as high
It is known that the higher the ELUMO , the larger the VOC . as possible to maximize the photocurrent response. The LHE can be
The approximated eVOC based on Eq. (4) for the dyes are tab- expressed as [51]
ulated in Table 5. It should be noted that experimental VOC is LHE = 1 − 10−A = 1 − 10−f (5)
in voltage but the ELUMO − Ecb in Eq. (4) is in eV, certainly, this
formula expects further test by experimental and theoretical where A(f) is the absorption (oscillating strength) of the dyes asso-
calculation. It was found that eVOC of the dyes are within the ciate to the absorption energy (E00 ). TDDFT is less efficient for the
range 0.93–1.50, 1.06–1.66 and 1.03–1.63 in vacuo to methanol, evolution of transition probabilities than for transition energies.
respectively. eVOC of all dyes is in decreasing order: Monascin > The LHE has to be underweighted for the calculation. It is important
Xanthomonascin A1 > Rubropunctamine > Xanthomonascin A2 > to underline that TDDFT calculation can reliably estimate Ginject
dye
Rubropunctatin. Table 6 is tabulated photovoltaic performance and EOX where the values is important to charge transfer process
of DSSC with Xanthomonascin A [24]. In the optimized condition in DSSC. So, the LHE is regarded to underweight in this work. The
Fig. 3. Schematic energy diagram of Monascus dyes, TiO2 and electrolyte (I − /I3− ). EHOMO and ELUMO of the dyes are in water.
40 W. Sang-aroon et al. / Journal of Photochemistry and Photobiology A: Chemistry 236 (2012) 35–40
LHE of the dyes fall within the range: 0.625–0.768, 0.713–0.767 and [8] P.V. Kamat, M. Haria, S. Hotchandani, J. Phys. Chem. B 108 (2004) 5166.
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in DSSC compare to other natural dyes except for chlorophyll dyes.
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and VOC of the DSSC with these photosensitizers. [43] M. Cossi, G. Scalmani, N. Rega, V. Barone, J. Chem. Phys. 117 (2002) 43.
[44] Y.-W. Hsu, L.-C. Hsu, Y.-H. Liang, Y.-H. Kuo, T.-M. Pan, J. Agric. Food Chem. 59
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Acknowledgments [45] M.J. Frisch, G.W. Trucks, H.B. Schlegel, G.E. Scuseria, M.A. Robb, J.R. Cheeseman,
S. Montgomery Jr., T. Vreven, K.N. Kudin, J.C. Burant, J.M. Millam, S.S. Iyengar, J.
Tomasi, V. Barone, B. Mennucci, M. Cossi, G. Scalmani, N. Rega, G.A. Petersson,
This work was financially supported by the National Research
H. Nakatsuji, M. Hada, M. Ehara, K. Toyota, R. Fukuda, J. Hasegawa, M. Ishida, T.
University Project, Khon Kaen University through the research Nakajima, Y. Honda, O. Kitao, H. Nakai, M. Klene, X. Li, J.E. Knox, H.P. Hratchian,
Grant No. PD.54401. Faculty of Engineering, Rajamangala Univer- J.B. Cross, C. Adamo, J. Jaramillo, R. Gomperts, R.E. Stratmann, O. Yazyev, A.J.
Austin, R. Cammi, C. Pomelli, J.W. Ochterski, P.Y. Ayala, K. Morokuma, G.A.
sity of Technology Isan, Khon Kaen Campus was also acknowledged
Voth, P. Salvador, J.J. Dannenberg, V.G. Zakrzewski, S. Dapprich, A.D. Daniels,
for partially financial support. M.C. Strain, O. Farkas, D.K. Malick, A.D. Rabuck, K. Raghavachari, J.B. Foresman,
J.V. Ortiz, Q. Cui, A.G. Baboul, S. Clifford, J. Cioslowski, B.B. Stefanov, G. Liu, A.
Liashenko, P. Piskorz, I. Komaromi, R.L. Martin, D.J. Fox, T. Keith, M.A. Al-Laham,
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