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https://doi.org/10.1007/s10825-019-01339-x
Abstract
Density functional theory and time-dependent approaches are applied for theoretical investigation of a new class of novel
carbazole-based d–D–π–A-type dyes, where the carbazole moiety is the main electron donor, bithiophene behaves as a
π-bridge, and cyanoacetic acid as an electron acceptor for all the studied dyes, whereas the terminal electron donor unit is
varied to thiophene, thienothiophene, carbazole, dimethoxyphenyl, and indole. The influence of the terminal electron donor
on the optoelectronics properties is investigated for the dyes in isolated state and in chloroform solvent. Their absorption
spectra and electronic and structural properties are evaluated and discussed. The theoretical results show that all the dyes
exhibit excellent optoelectronic properties. In particular, D5 with indole as the terminal electron donor moiety has potential
iO2 solar cells based on its red-shifted absorption spectrum, reduced energy gap,
for use as a sensitizer for nanocrystalline T
lowest λtotal value, and higher ΔGInject and ΔGReg values.
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952 Journal of Computational Electronics (2019) 18:951–961
compounds, exhibiting robust electron-donating ability The short-circuit photocurrent density ( JSC ) can be deter-
[19]. Because of their specific electrochemical and optical mined from the integral of the product of the light harvest-
properties [20, 21], excellent structural stability, and copla- ing efficiency of photons at wavelength λ, i.e., LHE(λ), the
narity with the donor and acceptor units, these units have electron injection efficiency 𝜑inject , and the charge collection
been commonly used as a functional construction block in efficiency 𝜂collect [25–27], thus
the D–π–A architecture to produce organic photoconduc-
∫
tors and nonlinear optical materials. Furthermore, the con- Jsc = LHE(𝜆)𝜑inject 𝜂collect d𝜆.
gested structure of the carbazole molecule is advantageous (2)
𝜆
for avoiding intramolecular aggregation [12]. Cyanoacrylic
acid is usually used as an electron acceptor moiety due to Another factor determining the efficiency of a DSSC
the presence of the cyanide group, which has good electron is the response of the dye to the incident light. The light
attraction properties. A π-bridge is used to link the electron harvesting efficiency (LHE) should be as high as possible
donor and acceptor, which helps to spread the electron den- to maximize the photocurrent response. The LHE can be
sity and facilitate charge separation upon excitation. The use expressed as [28]
of a π-bridge offers the advantages of broadening the maxi-
mum absorption peak, tuning the higher occupied molecular LHE = 1 − 10−f , (3)
orbital (HOMO) and lowest un-occupied molecular orbital where f represents the oscillator strength of the dye for a
(LUMO) levels, and reducing the charge recombination. given wavelength.
Among the compounds frequently used as the π-bridge, Calculation of the electron injection rate from the dye
thiophene and its derivatives, in particular bithiophene, to the conduction band of the T iO2 semiconductor and the
display better charge-transfer properties, making them can- regeneration of the dye by the electrolyte is very useful for
didate π-bridge moieties for dye sensitizers with a lower studying the photovoltaic performance. The following equa-
energy gap and enhanced photocurrent [22]. However, the tion can be used to calculate the change in free energy (in
major disadvantage of these organic dyes is that they may eV) corresponding to electron injection and regeneration
form aggregates on the surface of the semiconductor [23], [29, 30]:
thereby reducing the photoconversion efficiency. To address
dye∗ TiO
this, researchers have developed strategies to develop highly ΔGInject = EOX − ECB 2 and ΔGReg = EI− ∕I3− − EHOMO ,
effective sensitizers. One of the most important tactics (4)
where EOX is the excited-state oxidation potential energy of
dye*
employed is to modify organic dyes by varying their critical
the dye, ECB 2 is the reduction potential of the T
iO2 conduc-
TiO
constituents. In this regard, the current study provides an
tion band ( ECB 2 = −4.0 eV), and EI− ∕I3− is the I−/I3− redox
TiO
interesting advance by incorporating various terminal elec-
potential ( EI− ∕I3− = −4.8 eV) [29, 31]. EOX can be estimated
dye*
tron donors to obtain sensitizers that can enhance the optical
and electrophysical properties of DSSCs. as [32]
In this work, we investigate a series of D–π–A-type
dye* dye
organic dyes with carbazole as the electron donor (D), bith- EOX = EOX − Eexc , (5)
iophene as the π-conjugated bridge, and cyanoacrylic acid
where EOX is the oxidative potential energy in the ground
dye
as the electron acceptor (A). Substitution of carbazole by
various terminal electron donors (d), viz. thiophene, thien- state of the dye and Eexc is the electronic vertical transition
energy corresponding to λmax [32]. EOX can be estimated as
dye
othiophene, carbazole, 1,3-dimethoxyphenyl, and indole,
results in the formation of five organic dyes, namely D1–5. the negative of EHOMO [29].
The structural, optical, and electrochemical properties of the Voc can be approximately estimated using the analytical
compounds are investigated. relationship [33]
TiO
1.1 Parameter estimation equations VOC = ELUMO − ECB 2 . (6)
13
Journal of Computational Electronics (2019) 18:951–961 953
the neutral molecule, E±± is the cation or anion energy cal- result, excited-state calculations are also carried using time-
culated using the optimized cation or anion structure, E±0 dependent (TD) DFT with B3LYP and BHandHLYP [40]
is the neutral molecule energy calculated in the cationic or using the same basis set to simulate the ultraviolet–visible
anionic state, and E0 is the neutral molecule energy in the (UV–Vis) absorption spectra in chloroform solvent with the
ground state. polarizable continuum model of solvation (CPCM) [41, 42].
The ionization potential can also be calculated using the The graphical presentation of the calculated optical
following equations: absorption spectra is simulated using the GAUSSVIEW
program [43], and plots of the optical absorption spectra are
PIadiabatic = E++ − E0 PIvertical = E0+ − E0 , (8) simulated using Origin 6.0 software [44]. The energy levels
of the molecular orbitals and isodensity plots are extracted
AEadiabatic = E−− − E0 AEvertical = E−0 − E0 . (9)
to show the electronic density distribution used to describe
the optical and electronic properties of the sensitizers. The
2 Computational method semiconductor TiO2 and iodine/iodide redox couple are used
respectively for electron injection and dye regeneration in
All calculations are carried out in isolated state and in chlo- the DSSC. The cationic and anionic states of the dyes are
roform solvent using the Gaussian 09 package [36]. The optimized at the B3LYP/6–31G (d,p) level to calculate the
ground-state geometry is fully optimized using density total reorganization energy (λtotal).
functional theory (DFT) with the hybrid functional B3LYP
[37], and the unpaired electron spin densities of radical
cations are calculated using the UB3LYP with the same 3 Results and discussion
6–31G (d,p) basis set [38]. Moreover, the study by Fahim
et al. [39] on different functionals and basis sets revealed We study a series of carbazole-based organic dyes, where
that BH and HLYP are among the best functionals to give the thiophene unit linked to carbazole (Fig. 1) is considered
better results for the excited state. To compare with these as the terminal electron donor, applying different electron
d2 d4 H
d1
S
OH
N
S
θ4
θ1 θ2
C O
N
Di
S D3 :
D1 : CH3
S CH3
D1 : H3CO OCH3
CH3
S
D4
D5 : N CH3
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954 Journal of Computational Electronics (2019) 18:951–961
N
-83889,30
1
2 3
OH O length (1.4256 Å) for the conformer E (θ4 = 0°) is slightly
-83889,35 S 4 4
shorter than those of the other conformers E (θ4 = 180°)
O 1
-83889,40 N S
2 3 OH
(C2–C3 = 1.4294 Å), indicating excellent electron delocali-
-83889,45 zation between the bithiophene and cyanoacrylic acid in the
-83889,50 conformer E (θ4 = 0°). Furthermore, note that, in the same
-83889,55
conformer, E depends on the steric effects caused by the
0 20 40 60 80 100 120 140 160 180 attraction of the adjacent atoms in space; for example the
Angle θ= ( S1-C2-C3-C4) S1–N (3.34634 Å) and S1–C5 distances (3.12436 Å) in E
(θ4 = 0°) are greater than the H1–N (2.56502 Å) and –C5
Fig. 2 Scan of the dihedral angle θ4 = (S1–C2–C3–C4) of dye D1 (2.5440 Å) distances in conformer E (θ4 = 180°; Fig. 3).
The results of these theoretical calculations are confirmed
by various similar results in literature [45, 46].
Table 1 Electronic properties of conformers E (θ4 = 0°) and E
(θ4 = 180°) 3.2 Geometry structural properties
Conformer EHOMO ELUMO Egap Emolecule ΔE (eV)
(eV) (eV) (eV) (eV) The geometrical values for all the studied dyes are presented
in Table 2 (bond length) and Table 3 and Fig. 4 (dihedral
E (θ4 = 0) −5.40 −2.94 2.47 −83,892.35
angles). Dyes D3, D4, and D5 present shorter bond lengths
E (θ4 = 180) −5.38 −2.90 2.48 −83,892.32 0.03
in the ground and doped states compared with dyes D1 and
D2. Furthermore, in the doped state, the bond lengths in
dyes D3–5 are significantly decreased in comparison with
donors such as thienothiophene, carbazole, 1,3-dimethoxy- those in the ground state, especially d2 and d4. These results
phenyl, and indole to form five organic dyes, namely D1–5, indicate that the connection between the cyanoacrylic
respectively, to find a molecular structure offering good acid and bithiophene is crucial for enhancing the separa-
optoelectronic properties for use in DSSCs. tion and transfer of charge. As mentioned above, to obtain
the optimized structure of the oxidized dyes, we start from
3.1 Conformation of cyanoacrylic acid the optimized structure of the neutral form. The structural
parameters of the dyes in polaronic states are illustrated in
To establish a proper conformation of the cyanoacrylic Tables 2 and 3 to reveal the change in the structures of the
acid with the bithiophene, we first carry out a conforma- compounds. Compared with the neutral dye, the simple
tional study of 2-cyano-3-(bithiophene-3-yl) acrylic acid. bonds become shorter, while the double ones become longer.
The ground-state potential energy surface (PES) scan of The interring bonds are longer than normal double bonds.
the dihedral angle θ4 = (S1–C2–C3–C4) between the bithio- These results are comparable to those reported by Bouzzine
phene and cyanoacrylic acid moieties is performed at the et al. [34, 47].
B3LYP/6–31G (d,p) level from 0° to 180° in increments of At the same time, the dihedral angle values (Table 3)
30°. The results are shown in Fig. 2. show that θ2 and θ4 are coplanar (on the order of 179°),
13
Journal of Computational Electronics (2019) 18:951–961 955
Table 2 Distances (Ǻ) in all dyes in the ground and exited state, calculated at B3LYP/6–31G (d,p) level
Dye Distance
d1 d2 d3 d4
Ground state Doped state Ground state Doped state Ground state Doped state Ground state Doped state
Table 3 Dihedral angles (°) of all the dyes in the ground and exited state, calculated at B3LYP/6–31G (d,p) level
Dye Angle
θ1 θ2 θ3 θ4
Ground state Doped state Ground state Doped state Ground state Doped state Ground state Doped state
160
θ2
θ3
150 4 Electronic properties
θ4
140
To clarify the effect of the terminal electron donor on the
130 electronic properties of the studied dyes for use in DSSCs,
quantum-chemical analysis is performed by varying the elec-
120
D1 D2 D3 D4 D5
tron donor ability. The results of this analysis of the frontier
Dye molecular orbital energies (HOMO and LUMO) and the
energy gap of these dyes, together with experimental values
Fig. 4 Variation of the dihedral angle of all the dyes for compound D1 (when hexyl is substituted by methyl), are
presented in Table 4, while energy level diagrams showing
the HOMO and LUMO are presented in Fig. 5. After study-
due to the extended π-bond conjugation in all the studied ing the effect of the chain on the optoelectronic properties
dyes. Meanwhile, the angle θ1 increases with the increase of compound D1, Mziou et al. [48] found that variation of
of the donor strength and the decrease from the ground to the length of the alkyl chain had no effect on the optoelec-
doped state, indicating high coplanarity for D3, D4, and D5, tronic properties. That is why we limited the analysis of
having a high conjugation effect compared with D1–2. In compound D1 to only methyl. The LUMO lies above the
addition, θ3 is twisted out of the plane with increasing donor conduction band of T iO2 (−4.00 eV in vacuum) [2], provid-
strength, which can help inhibit the close intermolecular ing a thermodynamic driving force for good electron injec-
π–π aggregation. This variation of the molecular geometry tion. Meanwhile, the HOMO lies below the iodide redox
can be attributed to the steric effects caused by the terminal potential (−4.80 eV in vacuum) [49], leading to quick
electron donor, especially for D3, D4, and D5, which have regeneration of the studied dyes and sun geminate charge
a larger terminal electron donor compared with D1 or D2, recombination between the oxidized dye and photoinjected
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956 Journal of Computational Electronics (2019) 18:951–961
Table 4 The HOMO, LUMO, and energy gap values (eV) of all the 50000
dyes calculated at the B3LYP/6–31G (d,p) level (a) D1
45000
a 5000
Experimental values [48]
0
300 400 500 600 700 800 900 1000 1100 1200
-3,00
HOMO
-3,25 LUMO
60000 (b)
2,33 D3
TiO2 2,29
-4,00 2,28 D4
2,18
-4 eV 40000 D5
-4,25
-4,50 30000
-4,75 I -/I3-
-4,8 eV 20000
-5,00
-5,25
D1 D2 D3 D4 D5 10000
0
Fig. 5 Diagram of the HOMO and LUMO levels of all the studied
250 300 350 400 450 500 550 600 650 700
dyes obtained at the B3LYP/6–31G (d,p) level
Wavelength (nm)
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Journal of Computational Electronics (2019) 18:951–961 957
electron donors, present a small red-shift compared with 6 Molecular orbital calculations
D1.
The greatest red-shift is found for D5 compared with the The electron density distributions of the HOMO and
other dyes, which can be attributed to the strong terminal LUMO of the studied dyes are plotted in Fig. 7. The
electron donor induced by the additional carbazole molecule, HOMO shows an antibonding character between two
while the other dyes have smaller terminal electron donors. adjacent fragments, while the LUMO shows a bonding
Comparing D3, D4, and D5 with the phenyl group, N, and O character.
atoms reveals that these compounds present greater overlap In Fig. 7, we observe that the electron density of the
than D1 and D2, which can be attributed to the steric effects HOMO of all the studied dyes mainly originates from
due to the two benzenes of the carbazole terminal donor in π-orbitals of the donor consisting of carbazole and the
D3. The observed overlap is low (in the case of D5 and D4 terminal electron donor as well as the π-linker unit. At the
compared with D1 and D2). same time, the electron density of the LUMO is strongly
The oscillator strength (f) is another descriptor that com- localized on the cyanoacrylic acid unit and the π-linker for
municates the probability of absorption of electromagnetic all the studied compounds. The contribution of the elec-
radiation by transitions between the energy levels of an atom tronic transition from the HOMO to LUMO is about 53%
or molecule. The oscillator strength values of these dyes at for D1, D4, and D5, but about 50% for dyes D2 and D3.
the maximum absorption are presented in Table 5, revealing Therefore, we believe that the electronic transition of all
values in the range of 1.2912–1.3800. Besides the oscilla- dyes originates from the HOMO to the LUMO. The distri-
tor strength, another factor associated with the efficiency of butions of the electron density of the HOMO and LUMO
DSSCs is the light harvesting efficiency (LHE). The LHE of indicate that, upon irradiation with photons, an excited
these dyes must be as high as possible to maximize the photo- electron moves from the donor consisting of methyl-indole
current response. The LHE values for all these dyes range from and carbazole to the cyanoacrylic acid acceptor via the
0.939 to 0.958 (Table 5). This slight difference between the π-linker group, ensuring efficient charge separation and
LHE values indicates that all the sensitizers will give similar electron injection.
photocurrents.
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958 Journal of Computational Electronics (2019) 18:951–961
6.1 Free energy and ionization potential improve Jsc. The calculated λtotal values of all the studied
dyes increased in the order D4 < D3 < D5 < D1 < D2, reveal-
The ionization potential, electron affinity, hole reorganiza- ing that D4, D3, and D5 possess lower total reorganization
tion energy, electron reorganization energy, and total reor- energy compared with D1 and D2. Furthermore, the hole
ganization energy are summarized in Table 6. A dye with and electron reorganization energies are significant for high-
a small ionization potential allows effective hole injection efficiency DSSCs; greater hole and electron reorganization
[52]. Therefore, the order for both the adiabatic and verti- energies can lead to higher luminous efficiency [28]. It is
cal ionization potential is D5 < D3 < D4 < D2 < D1. The IP clear that the difference between 𝜆+ and 𝜆− for the designed
values for dyes D3, D4, and D5 are lower than those of dyes dyes D1–D5 increases in the order D4 < D5 < D3 < D1 < D2.
D1 and D2, especially for D5, indicating that hole creation is Thus, the differences in D3, D4, and D5 result in a more bal-
easier for the compounds possessing an oxygen and nitrogen anced transport rate than for D1 or D2.
heteroatom than for those possessing a sulfur heteroatom. The free injection electron energy ΔGInject and ΔGReg are
In addition, the ionization potential and the calculated λ +, important parameters to analyze the relationship between
λ−, and λtotal values are also significant factors influenc- the electronic structure and Jsc. Low ΔGInject and ΔGReg are
ing the photovoltaic conversion of solar cells. A low λtotal required for fast electron transfer. The calculated values of
including the hole and electron reorganization energy might these parameters are presented in Table 7. Note that ΔGInject
LUMO
HOMO
D1 D2 D3 D4 D5
Fig. 7 Visualization of the frontier molecular orbitals (FMOs) of all the dyes obtained at the B3LYP/6–1G(d,p) level
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Journal of Computational Electronics (2019) 18:951–961 959
is negative for all the designed dyes, except compound D2, Compliance with ethical standards
which has a positive value (0.89), indicating that the excited
electron in the dye can escape easily into the conduction Conflict of interest The authors declare that they have no conflicts of
band of TiO2, promoting the injection phenomenon. More- interest.
over, the ΔGInject value calculated for all the studied dyes
increases in the order D5 < D4 < D1 = D3 < D2, and ΔGReg
in the order D1 < D2 < D3 < D4 < D5; these results reveal References
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