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Article history: In the building sector, the energy and the greenhouse gases embodied in the building materials are
Received 23 July 2016 becoming increasingly important. Combined with the operational primary energy demand and the end-
Received in revised form 28 October 2016 of-life, the whole life cycle of buildings can be assessed.
Accepted 2 November 2016
In this paper, a comprehensive method for calculating the life cycle of individual buildings is pre-
Available online 5 November 2016
sented. First, their material composition has been determined and generic values for the embodied
energy, embodied greenhouse gases, energy needed and greenhouse gases emitted during disposal of
Keywords:
the different building materials have been calculated. Subsequently these values have been integrated
Embodied energy and greenhouse gases
Life cycle assessment (LCA)
into an urban energy simulation software to simulate energy and emission values for buildings.
Urban simulation A given building geometry with four different building standards was considered. The results can help
Refurbishment scenarios to decide between building refurbishment or demolition and new construction. For example it could be
shown that the share of the life cycle stage production compared to the total value rises with a better
building insulation standard, as the share of the use stage decreases. The highest building refurbishment
standard resulted in the best life cycle performance when compared with less ambitious refurbishment
or construction of a new building of today’s standards.
© 2016 Elsevier B.V. All rights reserved.
1. Introduction Since the operational energy, needed during the use stage of a
building, accounts for the largest share of energy demand during
The worldwide trend of urbanisation, which is assumed to the entire lifespan of a building [7], a lot of research was done to
exceed 70% of all people living in urban areas by 2050 [1], calls for lower the operational energy demand.
more living space with increased comfort. Even now, cities account In addition, levels and standards for efficient buildings are con-
for about 67% of the global energy consumption, are responsible for tinuously tightening due to stronger regulations, for example in
more than 70% of all greenhouse gas emissions [2] and consume Germany and California (USA) [8,9]. With these new standards for
around 75% of all natural resources [3]. efficient buildings, the energy demand and resulting emissions dur-
In this context, the building sector is accountable for about 40% ing the use stage are decreasing. At the same time, the energy
of the annual global energy consumption and contributes approx- needed during the production stage is increasing because of the
imately 30% to the global annual emissions of greenhouse gases higher material input, e.g. for insulation materials produced with
[4]. a substantial amount of energy. Consequently, the energy ratio is
Life cycle analysis (LCA) addresses the environmental aspects gradually shifting from the use stage to the production stage. Sev-
and potential environmental impacts throughout a product’s life eral studies can be found which also point out these facts [10–12]. It
cycle including the production, use and end-of-life stages. In ISO is important to mention that the values for the energy consumption
14040 and 14044, the requirements for conducting a LCA are during the various life cycle stages differ between all these studies.
defined [5,6]. The results can be displayed in various impact cat- Those differences are caused for example by the different climate
egories, e.g. primary energy demand or greenhouse gas emissions. zones in which the buildings are located, the considered lifespan of
For the analysis, different types of software can be used, for example the buildings or the kind of building materials used for construction
GaBi or Umberto. [13].
Consequently, buildings should be evaluated with regard to
their whole life cycle, which includes the production and end-of-
∗ Corresponding author. life stages, and not only based on the energy demand during the
E-mail address: verenaweiler@web.de (V. Weiler). use stage.
http://dx.doi.org/10.1016/j.enbuild.2016.11.004
0378-7788/© 2016 Elsevier B.V. All rights reserved.
320 V. Weiler et al. / Energy and Buildings 134 (2017) 319–328
Quite a lot of research has been conducted in this thematic area, Since the definition of each cumulative energy demand is rather
however most of the studies are linked to individual buildings and broad and leaves room for interpretation, more specific definitions
case studies [14–16]. As a result, these specific studies do not allow are needed to specify the energy and emission values.
a direct transfer of the methodology to other buildings and cities. The embodied energy and embodied greenhouse gases of the
The methodology in this paper is rather focused on generic data production stage are based on the definition of the CEDP and are
than on specific data for one building only. For example the trans- further defined by dividing the production stage into more specific
port distance of building materials is the same average value for all stages. The energy needed and greenhouse gases emitted during
materials and not related to a specific region. Like this, the data can the end-of-life stage are based on the definition of the CEDD and
be used for different projects in different regions. are also further defined by dividing the end-of-life stage into more
The goal is to develop and verify a method for calculating the dif- specific stages. During the use stage, no energy is needed for the
ferent life cycle stages production, use and end-of-life of a building. building materials and consequently the CEDU is, for reasons of
To achieve this, the calculated values for energy and emissions for completeness, taken into account with the value zero.
different building materials for the two life cycle stages production The three life cycle stages are divided into seven substages (see
and end-of-life are integrated in a simulation platform for urban Fig. 2). The different material and energetic flows are assigned to
energy demand named SimStadt [17]. SimStadt was developed to the life cycle stages mentioned below.
simulate the energy needed during the use stage of a building or Production stage: The production stage consists of the extrac-
city quarter and was extended by this work to calculate the values tion of raw materials and manufacturing of building materials, the
for embodied energy and greenhouse gases as well as the energy transportation of the materials to site and their assembly. In case
needed and greenhouse gases emitted during the disposal of the of refurbishment, the additional energy and greenhouse gases for
materials used in a building. SimStadt is designed to analyse not the refurbishment process are added to the assembly substage.
only one building, but to evaluate whole city quarters, cities and The combination of the values from each substage amounts to the
even regions. Since the methodology of this research is based on embodied energy related to 1 kg of building material and 1 m2 of
generic data, it can be extended and applied in future studies. This window area respectively with the unit kWh/kg and kWh/m2 . The
allows an assessment and comparison of different city quarters. windows need to be assessed by their area instead of their weight,
since SimStadt uses this unit for the calculation. Subsequently the
embodied greenhouse gases result from the addition of the respec-
2. Methodology
tive emissions from these substages. The units are kg CO2 -eq./kg
and kg CO2 -eq./m2 . The carbon dioxide equivalent (CO2 -eq.) is a
The aim of the methodology is to define the scope of the life cycle
unit which indicates the global warming potential of a product or a
assessment of a building. Consequently, values for the embodied
process. It is composed of different greenhouse gases (e.g. methane,
energy and embodied greenhouse gases as well as values for the
ozone or nitrous gases) and the value is converted to the amount of
energy needed and greenhouse gases emitted during the disposal
CO2 which would have the same global warming potential as CO2
of building materials can be calculated. By bringing these values in
alone.
relation to the operational primary energy demand, an evaluation
Use stage: Use is the only substage during the use stage. The unit
and comparison of the entire life cycle of different building cases
is kWh/m2 and refers to the heated floor area.
can be made.
End-of-life stage: The end-of-life stage consists of the demo-
lition of the building, the transportation of waste materials and
2.1. Approach and definitions their following treatment. The combination of the values from these
substages results in the energy related to the disposal of 1 kg build-
The chosen approach for the calculation of the mentioned val- ing material and 1 m2 of window area respectively with the unit
ues is cradle-to-grave, which means that all stages of the life cycle kWh/kg and kWh/m2 ; the greenhouse gases emitted during dis-
of the building materials are taken into account. Material and ener- posal result from the addition of the respective emissions from
getic flows are crossing the system boundary on the input side; these substages. The units are kg CO2 -eq./kg and kg CO2 -eq./m2 .
emissions to air, water and soil are crossing the system boundary
on the output side, as can be seen in Fig. 1. 2.2. Software and assumptions
The chosen allocation method is cut-off, which means that the
initial or first production of a material is always allocated to the pri- Different types of software are used to calculate the values
mary user of the material. At the end-of-life, the primary user of a needed for the assessment of the life cycle of buildings and city
material does not receive any credit if the material is recycled. Addi- quarters.
tionally it does not receive any credit for results out of any waste The software SimStadt [17], developed at the University of
treatment, e.g. for heat generated through municipal incineration. Applied Sciences Stuttgart, uses a CityGML-file, which includes a 3D
This means that waste leaves the system without any associated model of a building or city quarter. The software links this model to
burdens [18]. a building physics library, which includes the material composition
The terms ‘embodied energy’ and ‘embodied greenhouse gases’ of various building types.
and ‘energy needed for disposal’ and ‘greenhouse gases emitted This library is based on a study called ‘Deutsche Wohnge-
during disposal’ are based on the definition of the ‘cumu- bäudetypologie’ published by ‘Institut Wohnen und Umwelt (IWU)’
lative energy demand (CED)’, in German called ‘kumulierter [20]. Contents of this study are among others several building
Energieaufwand (KEA)’ (see Eq. (1)) published in the guideline ‘VDI types sorted by different periods of time, starting in 1859 up to
4600’ by ‘Verein Deutscher Ingenieure’[19]. newly constructed buildings as of 2016, including different ener-
getic standards like the minimal requirements according to the
CED = CEDP + CEDU + CEDD (1) German Energy Saving Ordinance [8] and higher standards. The
KfW (‘Kreditanstalt für Wiederaufbau’) [21] grants different types
CED: cumulative energy demand [kWh/kg], CEDP : cumulative of credit according to the energetic standard of the newly con-
energy demand for production [kWh/kg], CEDU : cumulative energy structed building. Also included are two different refurbishment
demand for use [kWh/m2 ], CEDD : cumulative energy demand for standards for existing buildings; ‘medium refurbishment’ corre-
disposal [kWh/kg]. sponds roughly to a standard between KfW70 and KfW100 and
V. Weiler et al. / Energy and Buildings 134 (2017) 319–328 321
3.1. Calculation of material composition EPS 035 and EPS 040 are used in the different building parts, com-
pared to only 142 kg EPS in the same building of 1975. However,
The first step is a comparison of the different material compo- the two refurbished building cases even need bigger amounts of
sition of the four cases. With SimStadt, the size of all areas (roof, insulation material than the newly constructed building. Including
outer walls, ground, windows) can be used in the calculation of the the foam glass that is used as insulation in the flat roof from 1975,
material composition according to the following Eq. (2): about 20% more insulation is used in the building with medium
refurbishment and almost 100% more in the building with advanced
m=d∗∗a (2) refurbishment compared to the new building.
m: mass [kg], d: thickness [m], : density [kg/m3 ],
a: area In [m2 ]. Since the insulation for the two cases of refurbishment of the
Tables 2–6 , the highest total amount of building materials, primary building from 1975 was only put on top of the existing structures,
energy or greenhouse gases is set to 100%; the other cases are scaled roofing felt and rendering are about double the amount of the non-
accordingly. In Table 2, the material composition of the four differ- refurbished building from 1975.
ent cases is displayed. It can be noted that some of the materials Some of the masses are the same in each building case, for exam-
from the older building are not used anymore in the newly con- ple the amount of cement screed or gypsum plasterboard, which is
structed building. Also, the amount and type of insulation material evident due to the same geometry of the four building cases.
differs greatly. In the new building from 2016, more than 4300 kg of
Table 2
Material composition of different building cases in kg.
The window types and consequently the weights of the win- When comparing the total embodied energy of the differ-
dows are different in each of the building cases, e.g. in the newly ent cases, the building from 1975 with advanced refurbishment
constructed building triple glazing is used compared to double glaz- reaches the highest amount of embodied energy. There is a great
ing in the old building cases. difference between the two different refurbished cases, which is
mainly due to the amount of insulation used. Over 60% more EPS
and a better window type is used in the building with advanced
3.2. Calculation of embodied energy of building materials refurbishment compared to the building with medium refurbish-
ment, which corresponds to an increase in total embodied energy
The next steps are the calculation of embodied energy (Table 3), of about 15%.
embodied greenhouse gases (Table 4), energy needed for disposal The building from 1975 in its non-refurbished state has the least
(Table 5) and greenhouse gases emitted during disposal (Table 6) amount of embodied energy, since there is generally less insula-
of the building materials of the four different cases. The values tion material and also reinforced concrete, which accounts for a
for embodied energy and greenhouse gases include the extraction considerable part of the embodied energy.
of raw materials and their transportation to the construction site,
whereas the energy needed and greenhouse gases emitted during
the disposal include the transportation to the facility and the end-
of-life treatment. The energy needed and greenhouse gases emitted 3.3. Calculation of embodied greenhouse gases of building
during the construction and refurbishment of the building cases are materials
not yet included in these tables and are added in a separate step at
the end of the calculation. The calculation of embodied greenhouse gases works in the
To calculate the embodied energy, the material specific embod- same way as the calculation of embodied energy: the material
ied energy values from Umberto are multiplied with the material specific values for embodied greenhouse gases from Umberto are
composition from Table 2. The results from this calculation can be multiplied with the material composition from Table 2. Table 4
seen in Table 3. shows the results of this calculation.
Table 3
Embodied primary energy of different building materials in kWh.
Table 4
Embodied greenhouse gases of different building materials in kg CO2 -eq.
Table 5
Primary energy needed for disposal of different building materials in kWh.
Table 6
Greenhouse gases emitted during the disposal of different building materials in kg CO2 -eq.
The total sum of embodied greenhouse gases is highest for the Table 7
Construction and demolition energy and greenhouse gases per m2 heated floor area.
newly constructed building from 2016. This is interesting, because
the embodied energy is highest for the building from 1975 with Electrical Diesel
advanced refurbishment (see Table 3). This can mainly be explained Construction energy [kWh/m ]2
30.35 56.36
by the use of honeycomb bricks as the main structural building Construction greenhouse gases [kg CO2 -eq./m2 ] 19.32 18.86
material. The embodied energy of honeycomb bricks is more than Demolition energy [kWh/m2 ] 14.45 26.83
double the embodied energy of the reinforced concrete, whereas Demolition greenhouse gases [kg CO2 -eq./m2 ] 9.20 8.98
the embodied greenhouse gases are about 30% higher for the rein-
forced concrete. Therefore, the use of reinforced concrete instead of
honeycomb bricks means less embodied energy, but more embod- burned in building machines is obtained from the aforementioned
ied greenhouse gases. research papers. The amount of greenhouse gases emitted during
the construction of the building is calculated in Umberto.
3.4. Calculation of energy needed for the disposal of building The two refurbished building cases from 1975 are attributed
materials with a percentage of the construction energy and greenhouse gases
correlating to the amount of material that is added during refur-
The energy needed for disposal is calculated in the same way bishment. In this case, the total mass of building materials is 5%
that has been applied to the calculations before: the material higher for the building with medium refurbishment compared to
specific values for energy needed for disposal from Umberto are the original building, therefore 5% of the total construction energy
multiplied with the material composition from Table 2. The results and greenhouse gases of the 1975 building are used as refurbish-
in Table 5 show that the difference in energy needed between ment energy and greenhouse gases. The same method applies to
the refurbished and non-refurbished building cases from 1975 are the building with advanced refurbishment, with a percentage of
only minimal (only about 6% and 7% respectively). Contrary to the 6%.
calculation of embodied energy (see Table 3), the highest sum is
attributed to the building constructed in 2016, which is also due to
the higher amount of reinforced concrete used in the new building. 3.7. Life cycle analysis
3.5. Calculation of greenhouse gases emitted during the disposal The final step is the comparison of the primary energy and
of building materials greenhouse gases considered during the whole life cycle, which
means the three stages production, use and end-of-life.
Also this last set of values is calculated according to the same The production stage includes the embodied energy and
method: the material specific values for greenhouse gases emit- greenhouse gases of the materials resulting from extraction, manu-
ted during disposal from Umberto are multiplied with the material facturing and transportation of the materials, as well as the energy
composition from Table 2. As can be seen in Table 6, the proportions used and greenhouse gases emitted during construction and refur-
of the sums for the four different building cases are similar to the bishment of the building.
energy needed for disposal in Table 5. The highest sum is attributed In case of the refurbished buildings, two approaches are con-
to the newly constructed building, the least amount of greenhouse sidered: in the first approach (e.g. 1975 MedRef all), the embodied
gases is emitted during the disposal of the non-refurbished building energy and greenhouse gases of the building materials of the orig-
from 1975. inal building from 1975 are used and additional embodied energy
and greenhouse gases are added for the refurbishment process. This
3.6. Integration of construction and demolition energy and means the replacement of the old double glazed windows from
greenhouse gases 1975 with new windows (low-e coated double glazed windows
for the medium refurbishment and low-e coated triple glazed win-
The next important step is to integrate the amounts of energy dows for the advanced refurbishment) and the adding of insulation.
needed and greenhouse gases emitted for the construction, refur- The energy used for the refurbishment and the emitted greenhouse
bishment and demolition of the building cases from 1975 and 2016 gases are also included. This allows to compare for example an
respectively. existing refurbished building with a newly constructed building.
There are not many scientific papers that evaluate the energy The second approach (e.g. 1975 MedRef onlyRef) allows to com-
needed for construction, refurbishment and demolition of build- pare the refurbishment of an existing building to a demolition and
ings. Therefore, specific values from four different case studies new construction. Here only the additional embodied energy and
[27–30] are used to determine a mean value for the construction emissions of the refurbishment material and corresponding energy
of one square metre heated floor area of a building (see Table 7). and emissions during the refurbishment process are considered.
Also, a ratio between the amount of electrical energy and diesel Depending on the point of view, both approaches can be useful to
326 V. Weiler et al. / Energy and Buildings 134 (2017) 319–328
assess the differences between the building cases and refurbish- advanced refurbishment. This corresponds to the highest per-
ments. centage of the production stage for the building with advanced
The use stage considers the energy needed and greenhouse refurbishment.
gases emitted for space heating and domestic hot water over a
lifespan of 50 years. The use stage of the existing building before 4. Discussion
refurbishment is not considered. The heating system is assumed to
be a gas boiler with a nominal efficiency of 0.9. In the previous section, the values for energy and greenhouse
The end-of-life stage considers the energy needed and green- gases, separated in the different life cycle stages, of the four building
house gases emitted during demolition of the buildings and the cases are presented.
transportation and treatment of the waste. For the refurbished It is clearly shown that the share of the life cycle stages produc-
buildings, it also includes the disposal of the old windows. The tion and end-of-life compared to the total value, rises with a better
results and corresponding percentages can be seen in Table 8 and refurbishment or building standard. This is mainly due to the addi-
Fig. 5 for primary energy and Table 9 for greenhouse gas emissions. tional amount of building materials, which also rises with better
Comparing the two refurbished building cases it can be seen that refurbishment or building standard, primarily in form of extra insu-
a better refurbishment leads to a lower share of the use stage of the lation material and the exchange of windows with a high value for
total primary energy during the whole life cycle and a higher share embodied energy and greenhouse gases. The additional material
of the production stage. At the same time it can be observed that input for a refurbishment also results in a lower energy demand
the primary energy demand during the use stage of the refurbished during the entire use stage of 50 years, which means a reduction
buildings is reduced by half and more, compared to the original by half or more compared to the original building.
building. With the use of extra insulation material the question of ener-
The energy needed for disposal in the end-of-life stage accounts getic amortisation needs to be addressed. The periods for the
only for about 2% or less in all different building cases and has energetic amortisation for the refurbishments are quite short
no effect on the comparison. This is due to the chosen allocation and similar. The input of the additional building materials for
method ‘cut-off’ which is explained in the methodology. an advanced and medium refurbishment takes approximately 4.5
Looking at the use stage of the different building cases, it can years to break even.
be seen that a building with medium refurbishment has a slightly Comparing the whole life cycle, the values for energy and
lower primary energy demand than the KfW100 building standard greenhouse gases of the KfW70 building are situated between the
but not as low as the KfW70 building standard (Fig. 6). building cases with medium and advanced refurbishment.
The same calculation and comparison is made for the green- This leads to the challenge of evaluating the difference between
house gases emitted during the whole life cycle. The results can be refurbishing existing buildings or their demolition and reconstruc-
seen in Table 9. tion. The period for the energetic amortisation of the demolition of
The proportions of the greenhouse gas emissions between the the original building from 1975 plus the following construction of a
different building cases and life cycle stages in Table 9 are similar new building with KfW70 standard is approximately 7.5 years. Con-
to the proportions of the primary energy in Table 8. The emis- sequently, from the energetic point of view in this case it is better to
sions are highest during the use stage of the non-refurbished refurbish an existing building than to demolish it and reconstruct
building from 1975, and lowest for the building from 1975 with with a better standard.
Table 8
Comparison of primary energy during the whole life cycle in kWh.
Table 9
Comparison of greenhouse gases emitted during the whole life cycle in kg CO2 -eq.
Fig. 6. Comparison of primary energy during the whole life cycle of two building cases.
Considering the savings of energy and greenhouse gases during the simulation platform SimStadt to evaluate the building heating
the whole life cycle, an advanced refurbishment is more worth- energy demand and related greenhouse gas emissions over a given
while than a medium refurbishment or a demolition and new lifetime. Moreover, generic data for embodied energy and green-
construction of a building with KfW70 standard. However, if eco- house gases as well as energy needed and greenhouse gases emitted
nomic factors are also taken into account, the goal of saving a during disposal were implemented in the building physics library of
maximum of energy and greenhouse gases could conflict with the SimStadt. This allows an integral comparison between city quarters
goal to fulfil economic claims. with different energy systems, different building ages or different
locations of the city quarter.
5. Conclusion and perspectives The method was tested and verified on four building cases with
different insulation standards and a comparison between building
A method for calculating the different life cycle stages produc- refurbishment or building demolition and new construction was
tion, use and end-of-life of a building or city quarter was developed carried out.
in this work. 3D urban geometry data based on the CityGML stan- The main result of the analysis was that the highest building
dard was used for all simulations. The workflows were set up in refurbishment standard resulted in the best life cycle energy and
328 V. Weiler et al. / Energy and Buildings 134 (2017) 319–328
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