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ORIGINAL ARTICLES

Prolonged Survival of Initially Unresectable Hepatic


Colorectal Cancer Patients Treated With Hepatic
Arterial Infusion of Oxaliplatin Followed by
Radical Surgery of Metastases
Diane Goéré, MD,* Isabelle Deshaies, MD,* Thierry de Baere, MD, PhD,† Valérie Boige, MD,‡
David Malka, MD, PhD,‡ Frédéric Dumont, MD,* Clarisse Dromain, MD,† Michel Ducreux, MD, PhD,‡
and Dominique Elias, MD, PhD*

ing on their clinical status. Nevertheless, there is increasing evidence


Purpose: The aim of this study was to analyze the impact of hepatic arterial
that the frontier between curatively intended treatment and palliative
infusion (HAI) of oxaliplatin with systemic 5-Fluorouracil and leucovorin on
therapy can sometimes overlap in initially unresectable patients
patients with isolated unresectable liver metastases.
whose disease becomes resectable after a good response to chemo-
Patients and Methods: A total of 87 patients treated in our hospital with
therapy.1,5– 8
HAI of oxaliplatin with systemic 5-Fluorouracil and leucovorin for isolated
Hepatic arterial infusion (HAI) of chemotherapy has been
unresectable colorectal liver metastases from May 1999 to May 2007 were
investigated in the palliative setting mostly for patients presenting
extracted from a prospective database and analyzed. The resectability rate,
with metastases exclusively or dominantly affecting the liver and
perioperative findings, postoperative outcomes, and long-term follow-up
preserved hepatic function.9 –12 Two specific principles underlie the
were evaluated.
rationale for using this more invasive route. The first is that hepatic
Results: HAI was delivered after failure of previous systemic chemotherapy
metastases are predominantly vascularized by the hepatic artery
in 69 patients (79%). The main criterion for unresectability was massive liver
compared with the mixed arterial and portal blood supply of the
involvement (86% of patients). Most patients had synchronous (85%),
surrounding parenchyma. Arterial infusion, therefore, increases in-
bilateral metastases (89%). The median number of HAI courses was 8
trametastatic concentration of chemotherapy. The second principle
(0 –25). About 31 patients experienced technical catheter-related problems,
is to reinforce local activity and decrease systemic toxicity. That is
which were responsible for withdrawal of HAI in only 7 patients (8%).
why, the drugs used in HAI yield a better therapeutic index due to
Finally, a total of 23 patients (26%) were operated on, and resection or
high first-pass hepatic extraction and high systemic clearance.
radiofrequency ablation was performed in 21 patients (24%). No postoper-
Two previous studies demonstrated the efficacy of HAI of
ative mortality was observed and the morbidity rate was 35%. Five-year
oxaliplatin associated with systemic 5-fluorouracil and leucovorin
overall survival was 56% in the surgery group versus none in the nonsurgery
infusion (modified LV5FU2 protocol). The overall response rate was
group (P ⬍ 0.0001). After a median follow-up of 63 months, intrahepatic
64% in a first-line setting and 62% in a salvage setting (failure of at
recurrence occurred in 10 patients among the 23 operated patients.
least one line of chemotherapy).12,13 However, the rate of resection
Conclusions: HAI of oxaliplatin with systemic 5-Fluorouracil and leucov-
of initially unresectable CRCLM after oxaliplatin HAI and systemic
orin offers a second chance to remove initially unresectable isolated colo-
modified LV5FU2 was not assessed.
rectal liver metastases in 24% of patients, and appears to be more efficient
The goal of the present study was to evaluate the rate of
when performed as first-line therapy. Long-term overall survival can be
resectability after HAI of oxaliplatin associated with systemic mod-
obtained with this approach.
ified LV5FU2 in patients with liver metastases, initially treated
(Ann Surg 2010;251: 686 – 691) palliatively and to analyze the immediate and long-term results of
surgery.

PATIENTS AND METHODS

T he liver is the most common site of metastases, affecting as


many as 60% of patients with colorectal primary cancer. Meta-
static spread is confined to the liver in approximately one-third of
Inclusion Criteria
Entries from May 1999 to May 2007 in an institutional
prospectively established database were reviewed. Inclusion criteria
cases. Liver resection and tumor ablation are currently the only were unresectable CRCLM and treatment with HAI of oxaliplatin
available curative treatments of colorectal cancer liver metastases and systemic modified LV5FU2 administered in our institution.
(CRCLM) with 5-year survival ranging from 28% to 45%.1– 4 Unresectability criteria were as follows: an insufficient estimated
Unfortunately, curatively intended treatment can only be offered to future liver remnant (FLR), vascular invasion, progression under
10% to 20% of the patients. The remaining majority of patients chemotherapy, or an unresectable extrahepatic lesion. The presence
receive palliative chemotherapy or the best supportive care depend- of resectable and limited extrahepatic metastases at one site, such as
a solitary pulmonary metastasis, was not a contraindication for this
From the Departments of *Surgical Oncology, †Radiology, and ‡Medical Oncol-
kind of treatment.
ogy, Institut Gustave Roussy, Villejuif, Cedex, France. Patients had to be younger than 75 years of age, have a WHO
Reprints: Diane Goéré, MD, Department of Surgical Oncology, Institut Gustave performance status ⱕ2, satisfactory hematological results (WBC ⱖ
Roussy, 39 Rue Camille Desmoulins, 94805 Villejuif-Cedex, France. E-mail: 4 ⫻ 109/L, neutrophils ⱖ1.5 ⫻ 109/L, and platelets ⱖ100 ⫻ 109/L),
goere@igr.fr.
Copyright © 2010 by Lippincott Williams & Wilkins
satisfactory biochemical results (serum creatinine ⬍130 ␮mol/L and
ISSN: 0003-4932/10/25104-0686 bilirubin ⬍35 ␮mol/L), and measurable disease (hepatic lesion
DOI: 10.1097/SLA.0b013e3181d35983 diameter ⱖ20 mm). Patients with peripheral neuropathy, heart

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Annals of Surgery • Volume 251, Number 4, April 2010 Colorectal Liver Metastases Initially Unresectable

failure, respiratory insufficiency, severe coronary artery disease, or nation (carcinoembryonic antigen and CA 19.9) during the first 2
failure of other organs likely to contraindicate treatment were not years, then every 6 months thereafter.
included.
Data were collected prospectively for patients who underwent Statistical Evaluation
surgery and retrospectively for patients treated with chemotherapy The statistical analysis was performed using the ␹2 test for
alone. quantitative values and the Student t test for qualitative values. A P
value of less than 0.05 was considered statistically significant.
Survival was determined using the Kaplan-Meier method. Overall
HAI Protocol
survival was calculated from the date of the diagnosis of CRCLM
Patients with unresectable CRCLM, without extrahepatic dis- for all patients. In addition, overall survival and progression-free
ease, received HAI of oxaliplatin after failure of a first-line of survival were calculated from resection of CRCLM, for operated
systemic chemotherapy, or as first-line therapy during prospective patients. All statistical calculations were performed using StatView
studies. A catheter connected to a subcutaneous chamber (Celsite software.
T202F, 6,5F, B Braun) was installed either during open surgery or
interventional radiology to exclusively perfuse the hepatic artery and
liver parenchyma. Any additional left hepatic artery originating from
RESULTS
the left gastric artery or right hepatic artery originating from the Patient Characteristics
superior mesenteric artery was ligated or embolized. Isolated liver A total of 87 patients with unresectable isolated CRCLM
perfusion was first verified with fluorescein during surgery or were included in the final analysis. Of total, 60 patients were treated
standard angiography during interventional radiology. An isotope between May 1999 and December 2003, and 27 between January
perfusion study was also performed before each chemotherapy 2004 and May 2007. Their demographic characteristics and clinical
infusion. The chemotherapy protocol consisted of an initial HAI features are described in Table 1.
bolus of 100 mg/m2 oxaliplatin, 200 mg/m2 intravenous (i.v.) The patients had advanced liver disease with synchronous
leucovorin, and 400 mg/m2 i.v. 5FU over a 2-hour period followed metastases in 74 (85%) and bilateral, centrohepatic, or unilateral
by an infusion of 2400 mg/m2 i.v. 5FU over a 2-day period lesions after a previous lobectomy for metastases in 78 patients
(modified LV5FU2 protocol). Chemotherapy was repeated every 2 (89%). The median number of lesions was 7 (1– 60) and the median
weeks, in our institution. Chemotherapy doses could be modified in size of the largest lesion was 50 mm (10 –150). Eighteen patients
the event of local or systemic toxicity. The HAI treatment was (20.6%) had previously been operated on for CRCLM. The main
stopped if major toxicity, serious technical catheter-related prob- reason for unresectability was an insufficient estimated FLR in 75
lems, or disease progression occurred. patients (86%). Other reasons for palliative treatment alone were
vascular invasion (6 patients), progression under chemotherapy (4
Surgical Techniques patients), and the appearance of unresectable extrahepatic metastasis
Chemotherapy was stopped at least 4 weeks prior to surgery. (2 patients).
Preoperative evaluation included thoracic and abdominal computed
tomography (CT) scans for all patients. Since 2003, contrast-en- Hepatic Arterial Infusion and Systemic
hanced ultrasound has also been performed in most cases. The Chemotherapy
positron emission tomography scan and MRI were added when All 87 patients were fitted with an intraarterial catheter
considered necessary. In addition, liver function was assessed in all connected to a subcutaneous chamber. The catheter was installed
patients by the indocyanin green clearance (ICG) test, as described during open surgery in 47 patients and during interventional radiol-
by Makuuchi et al.14 Patients were considered to have resectable ogy in the remaining 40 patients. This last technique has been used
disease when the tumor response allowed resection and/or radiofre- by our team since 2002 and is now preferred over open surgery if
quency (RF) ablation of all CRCLM seen on imaging (R0 resection), patients do not require surgery for another reason.
with a sufficient FLR. Hepatic resections were performed by 2 About 79% of patients had received prior treatment with
senior surgeons. Bleeding was controlled using intermittent pedicle either systemic oxaliplatin or irinotecan, thus explaining the long
clamping and low central venous pressure. Parenchyma dissection
was carried out using the Kelly crush and bipolar dissection. Radio-
frequency ablation was preferred over extensive anatomic resection
TABLE 1. Demographic Characteristics and Clinical
for small centrally located lesions (⬍2.5 cm), to preserve hepatic
Features of 87 Patients
parenchyma in these heavily treated patients.15 Previously detect-
able liver metastases that were no longer visible after chemotherapy Characteristics Values
(or “missing metastases”) were resected if they could be precisely Sex
localized and if the estimated FLR was sufficient.15 A major hepa-
Male 44
tectomy was defined as resection of more than 3 hepatic segments.
Female 43
Age
Follow-Up
Median (range) yr 57 (32–77)
Patients on chemotherapy were followed up after each che-
motherapy course and tumor response was evaluated every 3 Primary tumor
months. Tumor response to chemotherapy was evaluated according Colon 62
to RECIST criteria16 by abdominal CT scan or, if not assessable on Rectum 23
CT scan, by liver MRI or contrast-enhanced ultrasound. Resectabil- 2 synchronous sites 2
ity was then reevaluated by a multidisciplinary team composed of CEA—median (range) ␮mol 102 (1–44,130)
medical oncologists, surgeons, radiologists, and radiotherapists. Previous chemotherapy
Operated patients were followed up every 3 months and Chemonaive 19
screened for postoperative complications or tumor recurrence by Previous chemotherapy 68
clinical evaluation, abdominal CT scan, and tumor marker determi-

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Goéré et al Annals of Surgery • Volume 251, Number 4, April 2010

interval between the diagnosis of CRCLM and the beginning of HAI


(median interval of 220 days 关13–1161兴). The median number of TABLE 3. Preoperative and Operative Findings in 23
HAI courses completed was 8 (0 –25), leading to a response rate of Patients
55% in this heavily treated group. Characteristics Values
Technical complications occurred in 31 patients but the prob-
Interval between diagnosis and surgery
lem was solved and HAI was resumed in 24 out of 31 patients.
Median (range) mo 14.7 (7.5–41.2)
Therefore, the treatment was stopped for technical reasons in only 7
patients (8%). The other reasons for discontinuation of HAI were No. preoperative HAI courses
mainly disease progression in 48%, chemotherapy-related systemic Median (range) 9 (4–20)
toxicity in 21%, surgery in 21%, and a poor status in 7%. One Previous liver procedure
patient developed liver insufficiency with portal hypertension after None 18
12 courses of HAI. All chemotherapy was stopped and hepatic One 4
function was restored, with an ICG 15-minute retention rate decreas- Two 1
ing from 44% to 6.5% and normalization of all signs of portal Preoperative portal embolization
hypertension over a 2-month period. We also noted that 3 clinically Yes 5
asymptomatic patients had an elevated preoperative ICG 15-minute
No 18
retention rate that returned to normal after 1 to 4 months of
Type of surgery
chemotherapy.
Major hepatectomy 10
Resectability Rate and Postoperative Outcomes Minor hepatectomy 4
After a median number of 9 (4 –20) HAI courses, 23 patients Radiofrequency ablation alone 7
were operated on with a curative intent, which represents 26% of the Exploration without resection 2
initial group. This subgroup of patients did not differ significantly Peroperative transfusion
from the nonoperated group in terms of demographic characteristics
Yes 1
(data not shown) and CRCLM characteristics (Table 2). However, 2
No 22
characteristics were significantly different between these 2 groups.
First, HAI was the initial treatment in 43.5% of operated patients (10
out of 23) and 14% of the nonoperated patients (9 out of 64; P ⫽
0.004). Second, the catheter was installed during open surgery in TABLE 4. Postoperative Findings in 23 Operated Patients
74% of the operated patients (17 out of 23) and in 47% of the
nonoperated patients (30 out of 64; P ⫽ 0.01). No. Patients
All visible metastases were resected or ablated in 21 patients, General complication
but disease proved to be unresectable at surgical exploration in 2 Pleural effusion 4
patients so that potentially curative surgery was ultimately per- Atelectasis 2
formed in 24% of the initial group. The resection rate was 53% (10 Urinary infection 1
out of 19) in patients who received HAI in first line and 19% (13 out
Liver complication
of 68) in patients who received HAI after failure of prior systemic
chemotherapy (P ⫽ 0.008). A major hepatectomy was performed in Biliary leak 1
10 patients and 7 patients exclusively underwent multiple RF abla- Biliary stenosis 1
tions. Ten patients had a combination of hepatic resection (n ⫽ 8 Infected collection 1
major, n ⫽ 2 minor) and RF ablation. Pathologic samples were Noninfected collection 1
available for 16 patients. Complete tumor necrosis was found in 3 Liver insufficiency 0
out of 16 (18.7%) cases and more than 80% of necrosis in another Percutaneous drainage 4
2 cases (preoperative and operative findings are detailed in Table 3). Reoperation 0
No mortality occurred during the first 3 postoperative months 90-d total morbidity 8
and the morbidity rate was 35%. No patients were reoperated on but 90-d mortality 0
4 required percutaneous drainage (1 for a pleural effusion, 2 for a
hepatic collection, and 1 for biliary stenosis). Of note, no liver
failure occurred (Table 4).
Adjuvant treatment, HAI (n ⫽ 10) and systemic chemother-
apy (n ⫽ 4), was administered to 61% of the operated patients. Long-Term Follow-Up
Median follow-up was 74 months (23–117) for the entire
group and 63 months (17–93) for the 23 surgical patients.
TABLE 2. Comparison Between CRCLM Characteristics of Three-year overall survival was 73% for the 23 surgical patients
Nonoperated Patients and Operated Patients versus 16% for the nonsurgical patients, and 5-year overall
survival was 56% and 0%, respectively (Figs. 1, 2; P ⬍ 0.0001).
Nonoperated Operated
CRCLM Characteristics N ⴝ 64 N ⴝ 23 P
In the 23 surgical patients, median overall survival was 41.9
months, and 1- and 2-year disease-free survival rates were 28%
Synchronous 54 20 0.96 and 10%, respectively (Fig. 2). About 10 patients developed
Recurrence 14 5 0.78 liver-only recurrences and 11 patients developed systemic or
Bilateral 59 19 0.37 combined systemic and intrahepatic recurrences. Five patients
Number—median (range) 8 (1–60) 5 (1–38) 0.22 whose recurrence arose postoperatively underwent subsequent
Size—median (range) mm 50 (10–150) 53 (24–140) 0.88 curatively intended procedures, 1 for a liver-only recurrence, 1
for an extrahepatic-only recurrence, and 3 for systemic recur-
CRCLM indicates colorectal cancer liver metastasis.
rences.

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Annals of Surgery • Volume 251, Number 4, April 2010 Colorectal Liver Metastases Initially Unresectable

used, preferentially in patients whose tumors harbor a KRAS


mutation and who cannot receive cetuximab or panitumumab.
The 2 main drawbacks of HAI reported in the literature are its
invasiveness, which is associated with a non-negligible technical
failure rate and direct hepatotoxicity related to a high concentration
of chemotherapy. HAI is certainly a more invasive technique than
the standard peripheral approach for delivering chemotherapy. Some
authors have reported a high technical failure rate. In a randomized
controlled EORTC study including 290 patients, comparing HAI of
5FU to systemic 5FU, 50 patients never started HAI and 39 had to
stop before the completion of the sixth course due to catheter failure.
The median number of courses received was 2.17 In our study,
technical complications were responsible for discontinuation of HAI
in only 7 patients, representing 8% of the group, and the median
FIGURE 1. Overall survival of nonoperated (n ⫽ 64) and op- number of courses received was 8. However, our complication rate
erated (n ⫽ 23) patients calculated from the date of diagno- of 36% was not dissuasive. The 4 most frequent complications were
sis of liver metastases. catheter-related thrombosis, catheter displacement, extrahepatic per-
fusion, and infection, accounting for 84% of all complications. Two
of these complications, ie, catheter-related thrombosis and infection,
can also occur with the standard implantable central venous access.
Furthermore, the complications were mostly minor and relatively
easy to resolve with simple maneuvers. However, it must be em-
phasized that patients need to be closely monitored and a skilled
technical team is mandatory if HAI is to be performed safely and
efficiently.
The second disadvantage associated with HAI is hepatotox-
icity. Most studies on HAI used FUDR for intrahepatic perfusion.
Hepatotoxicity was mostly reported with this agent. Biliary sclerosis
is the feared complication, and it can occur in as many as 18% to
29% of patients receiving intrahepatic FUDR.10,18,19 Studies on HAI
with oxaliplatin are scarce, but such biliary toxicity does not seem to
FIGURE 2. Overall survival and disease-free survival for the occur. In our study, only one patient developed liver insufficiency
23 operated patients calculated from the date of surgery. with portal hypertension, which was reversible upon discontinuation
of HAI. Unfortunately, no liver biopsy specimen was obtained
during this episode of disturbed liver function. We suppose that
DISCUSSION it was related to reversible hepatic sinusoidal obstruction, as
HAI of oxaliplatin and systemic LV5FU2 were able to described with systemic oxaliplatin.20 Nonetheless, hepatotoxic-
transform isolated unresectable CRCLM into resectable lesions ity was moderate, rapidly reversible, and did not result in post-
in 26% of the cases. After surgical exploration, 21/23 patients operative liver failure.
underwent resection or RF ablation of metastases, leading to An aspect that merits discussion is the significant difference
potentially curative therapy in 24% of the initial group. As a in the resectability rate according to whether HAI was performed as
result, prolonged survival was achieved in the surgical group first-line therapy or after failure of chemotherapy. More than half of
compared with that in the nonsurgical group, with 5-year survival the patients who had received first-line HAI were operated on,
attaining 56%. which is a very high proportion. Indeed, in a recent study that
The administration of HAI with oxaliplatin associated with evaluated the long-term outcome of such patients treated with
systemic 5-FU is decided during a multidisciplinary meeting, first-line FOLFOXIRI,8 19% underwent a radical resection and
after failure of first-line systemic chemotherapy, or during first- achieved a 5-year survival rate of 42%. Disease in patients who
line therapy in a part of a prospective study, in patients who fulfill respond to chemotherapy straight-away, is probably more likely to
the following inclusion criteria: patients with no extrahepatic become resectable. The choice of first-line HAI therefore, seems
disease (or only one site accessible to resection), a good perfor- to be crucial for enhancing the likelihood for resection.
mance status, and who receive chemotherapy in our institute. For the 78% of patients with advanced disease who had
Therefore, few patients (approximately 10%) can benefit from previously failed on systemic chemotherapy (including failure on
this treatment, because of rigid inclusion criteria and due to systemic oxaliplatin), the 19% resection rate obtained after HAI of
progress in chemotherapy during the last years. Regarding the oxaliplatin, and systemic LV5FU2 is good. Even if we attempt to
distribution of patients as a function of time, HAI was more define clear nonresectability criteria, the resectability status is some-
frequently administered up to 2004, when targeted therapies what subjective, which makes it difficult to compare this rate with
appeared to be efficient and were preferentially administered. others. Nevertheless, our study can be favorably compared with
Currently, patients with unresectable CRCLM receive HAI with recent studies. Adam et al reported a 13% rate for secondary
oxaliplatin associated with systemic 5-FU and targeted therapy, resectability in patients who were down-staged following various
during first-line therapy as part of a prospective study, or after chemotherapy regimens (mainly oxaliplatin based).1 He subse-
failure of systemic chemotherapy. HAI is also administered to quently reported a 7% resectability rate after cetuximab rescue
enhance response to chemotherapy, when CRCLM is still unre- therapy for patients refractory to conventional systemic chemother-
sectable but potentially convertable after chemotherapy. In addi- apy.5 Meric et al obtained a 6% resection rate after HAI of FUDR.21
tion, after failure of a first-line, HAI with oxaliplatin should be The conclusions concerning resectability and postoperative out-

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Goéré et al Annals of Surgery • Volume 251, Number 4, April 2010

comes in our study are however clear and solid. It was conducted in rate of postoperative recurrences is still high. Chemotherapy
a single center, with the same multidisciplinary team evaluating intensification, notably with targeted therapy, is definitely a
patients from the beginning right through to the end. As the resect- strategy worth exploring.
ability status is to some extent subjective, this is an important point
to consider when conducting and evaluating studies on this issue. ACKNOWLEDGMENT
For example, in the study on hepatic resection after cetuximab The authors thank Lorna Saint Ange for editing.
rescue for CRCLM, Adam et al described that they included 133
patients from their own hospital and subsequently resected 6.7% of REFERENCES
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Annals of Surgery • Volume 251, Number 4, April 2010 Colorectal Liver Metastases Initially Unresectable

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