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GENERAL THORACIC

ORIGINAL ARTICLES: GENERAL THORACIC

GENERAL THORACIC SURGERY:


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Salvage Lung Resections After Definitive


Chemoradiotherapy: A Safe and Effective
Oncologic Option
Adam J. Bograd, MD, Catherine Mann, MD, Jed A. Gorden, MD,
Christopher R. Gilbert, DO, Alex S. Farivar, MD, Ralph W. Aye, MD, Brian E. Louie, MD,
and Eric Valli
eres, MD
Division of Thoracic Surgery, Swedish Cancer Institute, Seattle, Washington

Background. Patients with locally advanced, non-small or greater complications occurred in 12 patients (40%).
cell lung cancer treated with definitive chemo- Thirty-day mortality was 6.7% (2 patients). Median
radiotherapy alone often demonstrate persistent or overall survival after salvage resection was 24 months.
recurrent disease. In the absence of systemic progression, Median overall survival for an R1 resection was 5.3
salvage lung resection after definitive chemoradiotherapy months vs 108 months for an R0 resection (P [ .001).
has been used as a treatment option. Given the paucity of Persistent pN1-positive salvage resections also did
data, we sought to evaluate the safety and efficacy of less well compared with pN0 (8.9 vs 28.2 months;
salvage pulmonary resections occurring greater than 90 P [ .06). For patients who underwent nonextended
days after definitive chemoradiotherapy. salvage resection (simple lobectomy or simple pneumo-
Methods. Retrospective institutional database review nectomy), median overall survival was 108.4 months, vs
identified patients undergoing salvage lung resection at 8.9 months for extended salvage resections
least 90 days after the completion of definitive chemo- (P [ .02).
radiotherapy. Primary outcomes evaluated were overall Conclusions. With proper patient selection, salvage
survival and recurrence-free survival. lung resections can be performed with acceptable
Results. Thirty patients met inclusion criteria between morbidity, mortality, and oncologic outcomes, particu-
January 1, 2004 and December 31, 2015. Median time to larly when a ypN0R0 resection can be achieved by non-
surgery after definitive radiotherapy was 279 days extended surgical means.
(interquartile range, 168-474 days). Extended resections
were performed in 11 patients (37%). Ottawa Thoracic (Ann Thorac Surg 2020;110:1123-30)
Morbidity and Mortality Classification System grade IIIA Ó 2020 by The Society of Thoracic Surgeons

T he optimal treatment for locally advanced non-small


cell lung cancer (NSCLC) is an often debated and
controversial topic. Options include definitive chemo-
radiation (greater than 59 Gy), with increasing incorpo-
ration of immunotherapy. Although the goal of treatment
for these patients is cure and long-term survival, patients
radiotherapy (dCRT) without intent for surgery, dCRT historically treated with dCRT alone have notable rates of
followed by immunotherapy, induction chemotherapy local failure and poor overall survival (OS).1 After dCRT,
alone or induction concurrent chemoradiotherapy fol- the presence of persistent or recurrent local disease in the
lowed by resection, and resection followed by chemo- absence of systemic progression has given rise to the
therapy and sequential radiation therapy. Patients concept that lung resection after dCRT may represent a
deemed inoperable or not favorable for surgery at diag- chance for long-term survival. These pulmonary re-
nosis are offered curative intent dCRT with high-dose sections after dCRT have been aptly termed salvage
resections.
True salvage lung resections refer to surgeries per-
Accepted for publication Apr 6, 2020. formed in patients who were treated with curative-intent,
Presented at the Canadian Association of Thoracic Surgery Annual high-dose chemoradiotherapy with no initial plan for
Meeting, Toronto, Ontario, Canada, Sep 8-10, 2016. surgical resection. By definition, salvage resections thus
Address correspondence to Dr Bograd, Division of Thoracic Surgery,
occur outside the usual 6- to 8-week window when
Swedish Cancer Institute, 1101 Madison St, Ste 900, Seattle, WA 98104; standard postinduction pulmonary resections are
email: adam.bograd@swedish.org. attempted. This delay leads to technically more difficult

Ó 2020 by The Society of Thoracic Surgeons 0003-4975/$36.00


Published by Elsevier Inc. https://doi.org/10.1016/j.athoracsur.2020.04.035
1124 BOGRAD ET AL Ann Thorac Surg
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operations, most often as a consequence of operating in a calculated from time of pulmonary resection to imaging-
field of radiation fibrosis and unclear tissue planes.2 As a or biopsy-proven recurrence. Similarly, patients still alive
result of such delays, tissue ischemia inherent in the ef- without recurrence were censored at the date of last
fect of radiating lung tissue and airways may compromise follow-up.
wound healing and increase the risk for postresection All statistical analyses were performed using GraphPad
bronchopleural fistulas (BPF). Prism software (version 8.0.0, GraphPad Software, San
Although several previous studies attempted to eval- Diego, CA).
uate the utility of salvage resections, there are several
shortcomings in the available literature.3-6 More specif-
ically, these studies included a large number of patients Results
resected less than 90 days after the completion of A total of 30 patients who met inclusion criteria under-
radiotherapy, patients who received lower doses of ra- went salvage pulmonary resections after dCRT during the
diation (ie, 40 Gy), and those who had lung resections study period (median age, 65.5 years; interquartile range
contralateral to the field of radiation. [IQR], 57.6-69.9 years). Most patients were ever-smokers
Given these limitations and the lack of clear guidelines, (Table 1).
we sought to report our experience with salvage pulmo- Decisions to treat initially with dCRT were most often
nary resections in individuals who had previously made at an outside institution; surgical input was rarely
completed dCRT (with no initial plans for resection) at a documented at these institutions (n ¼ 22; 73%). Of the 8
minimum of 90 days before surgery. The goal of this patients with clear documentation of the decision to treat
study was to examine a group of true salvage resection with dCRT, 5 were evaluated by thoracic surgeons at
patients to assess the safety, feasibility, and oncologic outside institutions before treatment began. Most patients
outcomes of the procedure. (n ¼ 28; 93%) received platinum-based chemotherapy
concurrently with radiotherapy; 2 (7%) received sequen-
Patients and Methods tial radiotherapy after platinum-based chemotherapy.
The chemotherapy regimen was not standardized. All
We performed a retrospective review of all lung cancer patients received curative-intent radiotherapy to the pri-
patients at our institution who received dCRT followed mary lung mass ranging from 45 to 70 Gy (median dose,
by surgical resection between January 1, 2004 and 60 Gy); 83% (n ¼ 25) were treated with a radiation dose of
December 31, 2015; this was to ensure adequate post- greater than 59 Gy.
operative follow-up interval. Inclusion criteria were (1) Clinical stage distributions before dCRT varied
age greater than 18 years, (2) treatment with curative- widely (Table 2). Rationales for the decision to treat
intent chemoradiotherapy with no initial plan for sur- with dCRT was also heterogeneous (Table 3). Clear
gery in the patient’s treatment algorithm, (3) interval documentation of the rationale for treatment with dCRT
between completion of radiotherapy and elective sur- was not identified in 6 patients (20%). Several patients
gery greater than 90 days, (4) resection extent of at least a were clinically thought (by imaging alone) have stage
lobectomy, and (5) site of resection ipsilateral to the site IV disease upon presentation and were treated
of lung radiation. We excluded patients who presented
with complications of dCRT (hemoptysis, abscess, or
BPF) that led to nonelective surgery. This study was
Table 1. Clinical Characteristics of Study Cohort
approved by the Swedish Medical Center Institutional
Review Board, with a waiver of individual patient Characteristics Values
consent.
Age, y
The salvage pulmonary resections in this study
Median 65.5
included resections for either recurrent tumor after an
Q1, Q3 (IQR) 57.6, 69.9 (12.3)
initial response to dCRT or documented persistent dis-
ease or suspicion for it despite dCRT. Initial clinical Sex, n (%)
characteristics and operative and postoperative variables Men 18 (57)
were identified through retrospective chart review. Post- Women 12 (43)
operative complications were graded by the Ottawa Smoking history, n (%)
Thoracic Morbidity and Mortality Classification system.7 Never 2 (7)
Oncological outcomes examined were OS and Former 22 (73)
recurrence-free survival (RFS). Current 6 (20)
All patients were restaged according to the Eighth Radiotherapy dose, Gy, n (%)
edition of the American Joint Committee on Cancer tu- 59 25 (83)
mor necrosis marker staging system. <59 5 (17)
Overall survival and RFS analyses were calculated us- Follow-up, mo
ing the Kaplan-Meier method. Overall survival analysis Median 19.4
included all deaths from any cause during the patient’s Q1, Q3 (IQR) 5.9, 76.9 (70.9)
follow-up. Patients alive at the date of last follow-up were
censored at that time point. Recurrence-free survival was IQR, interquartile range; Q, quartile.
Ann Thorac Surg BOGRAD ET AL 1125

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Table 2. Pre- and Postsalvage Resection Staging Table 4. Surgical Characteristics of Salvage Resection Cohort
Staging and Histology Values Characteristics Values

Preoperative clinical stage, n (%) Time from radiotherapy to surgery, d


IA2 1 (3.3) Median 279
IIA 1 (3.3) Q1, Q3 (IQR) 168, 474 (306)
IIB 4 (13.3) Preoperative mediastinal staging, n (%)
IIIA 16 (53.3) Yes 25 (83)
IIIB 4 (13.3) No 5 (17)
IV 4 (13.3) Resection extent, n (%)
Postsalvage resection pathologic stage, n (%) Lobectomy 16 (53)
pCR 4 (13.3) Extended lobectomy 6 (20)
IA1 1 (3.3) Bilobectomy 1 (3)
IA2 1 (3.3) Pneumonectomy 2 (7)
IB 2 (6.7) Extended pneumonectomy 5 (17)
IIA 5 (16.7) Bronchial stump coverage, n (%)
IIB 9 (30) Intercostal muscle 21 (70)
IIIA 8 (26.7) Pericardial fat 2 (7)
Postoperative histology, n (%) Pleura 1 (3)
Squamous cell 15 (50) Omentum 2 (7)
Adenocarcinoma 7 (23.3) None 4 (13)
pCR 4 (133) Completeness of resection, n (%)
LCNE 2 (6.7) R0 24 (80)
Sarcomatoid 1 (3.3) R1 6 (20)
Mucoepidermoid 1 (3.3) R2 0
Surgical estimated operative blood loss, mL
LCNE, large cell neuroendocrine; pCR, pathologic complete response.
Median 150
Q1, Q3 (IQR) 100, 475 (375)
nonsurgically. Upon workup at our center, these pa- Operating room time, min
tients were found not to have stage IV disease. In Median 293
addition, several patients with stage I to II disease had Q1, Q3 (IQR) 241, 341 (100)
been treated with dCRT because of medical comorbid- Length of stay, d
ities or concern for unresectability; despite being Median 7
deemed unresectable, many of these patients had no Q1, Q3 (IQR) 4, 15.2 (11.2)
documentation from a thoracic surgeon. 30-d mortality, n (%)
Patients were referred for salvage resection for either Yes 2 (7)
recurrent (n ¼ 6) or persistent (n ¼ 16) disease. The No 28 (93)
rationale for referral was unclear in 8 patients, all from 90-d mortality, n (%)
the earlier part of the group. All patients were presented Yes 3 (10)
for evaluation for salvage resection at a multidisciplinary
No 27 (90)
tumor board composed of thoracic surgeons,
Adjuvant treatment, n (%)
Chemotherapy 7 (24)
Radiotherapy 1 (3)
Table 3. Rationale for Initial Treatment With Definitive None 22 (73)
Chemoradiotherapy
IQR, interquartile range; Q, quartile.
Reason Values

Unresectable owing to disease extent, n (%)


interventional pulmonologists, medical oncologists, radi-
Stage IIIB 4 (13)
ation oncologists, interventional radiologists, diagnostic
Stage IV 4 (13)
radiologists, and a pathologist. All underwent restaging
T4 (spine invasion) 3 (10)
positron emission tomography or computed tomography
IIIA-N2 (multistation) 2 (7) and brain magnetic resonance imaging. Invasive medi-
IIIA-N2 (single station) 2 (7) astinal staging was performed in 25 patients (83%); no
T4 (recurrent laryngeal nerve invasion) 1 (3) patients with persistent N2-positive mediastinal lymph
Small cell carcinoma (questionably identified on initial 5 (17) nodes identified at invasive mediastinal staging pro-
biopsy), n (%)
ceeded to salvage resection. Presalvage resection tissue
Medically inoperable (well-documented), n (%) 3 (10)
confirmation of persistent or recurrent malignancy was
Inoperable for unclear reasons, n (%) 6 (20) obtained in 16 patients (53%).
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Figure 1. (A) Overall survival


(OS) for entire salvage resection
cohort. (B) Recurrence-free sur-
vival (RFS) excluding R1
resections.

Median interval from the conclusion of radiotherapy to Postoperative complications occurred in 17 patients
salvage resection was 279 days (IQR, 168-474 days) (Ta- (57%). Ten patients experienced more than 1 complica-
ble 4). Sixteen patients underwent a lobectomy (53%), 1 tion after surgery (33%). Major complications (Ottawa
underwent a bilobectomy (3%), and 2 underwent a grade greater than IIIA) occurred in 12 patients (40%).
pneumonectomy (7%). Extended resections involving These complications consisted of 3 tracheostomy or
intrapericardial resection or en bloc resection of the chest percutaneous endoscopic gastrostomy placements, 2
wall, great vessel, superior vena cava (SVC), or vertebral vocal cord injections for vocal cord paresis, 1 stroke, 1
body were performed in 11 patients: 6 by extended lo- Claggett window for postpneumonectomy empyema, 1
bectomy (20%) and 5 by extended pneumonectomy (17%). postlobectomy empyema with persistent space requiring
All surgeries were performed by posterolateral thoracot- muscle flap obliteration, and 3 deaths (1 resulted from
omy. Table 4 lists surgical characteristics of the cohort. multisystem organ failure, 1 from aortoesophageal fistula
Several intraoperative complications were encoun- [from salvage resection requiring esophageal myotomy
tered. Four patients (13%) experienced major vascular and aortic graft reconstruction], and 1 from recurrent SVC
injuries during surgery: 1 aortic injury (3%), 1 pulmonary graft thrombosis and renal failure). One postlobectomy
artery injury requiring primary repair (3%), 1 SVC injury BPF was documented during patient follow-up; this was
requiring patch reconstruction (3%), and 1 pulmonary treated conservatively with a pigtail catheter requiring an
artery injury requiring conversion from lobectomy to 11-day hospital admission. Median follow-up was 19.4
pneumonectomy (3%). One additional patient underwent months (IQR, 70.9 months). Median OS for the entire
intentional SVC resection with graft reconstruction and cohort was 24 months (Figure 1A). Excluding patients
developed acute graft thrombosis that required immedi- with R1 resections, 5-year RFS was 65% (Figure 1B). In
ate revision (3%). patients with R0 resections, there were 8 postoperative
Median hospital length of stay was 7 days (IQR, 4-15 recurrences (range, 5.4-17.7 months). After R0 resection,
days). Two patients died within 30 days (7%); there was 1 the dominant site of recurrence was distant in 6 (75%),
additional death at 30 to 90 days. half of which were in the brain; it was regional in 1 and
An R0 resection was accomplished in 24 patients (80%). local in 1. All R1 resections recurred locally as the first site
Microscopically positive (R1) margins were seen in 6 of recurrence (1-4.8 months after surgery). Overall sur-
patients (20%). Pathologic complete response was seen in vival was significantly stratified by completeness of
4 patients (13%), whereas a viable tumor was identified in resection (Figure 2A). Median OS for R1 salvage re-
26 patients (87%). The predominant histology identified at sections was 5.3 months vs 108 months for an R0 salvage
salvage resection was squamous cell carcinoma (n ¼ 15; resection (p ¼ .001); no patients with an R1 resection
50%). Postsalvage resection pathology is shown in survived past 11 months.
Table 2. Most patients were pN0 (n ¼ 23, 77%). Persistent Although not statistically significant, patients with
pN1 disease was identified in 7 patients (23%). No persistent pathologic N1 lymph nodal involvement after
patients demonstrated persistent pN2 disease. salvage resection had decreased median OS compared

Figure 2. Effect on overall sur-


vival (OS) of (A) completeness of
resection and (B) persistent nodal
disease identified at salvage
resection.
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Figure 3. Overall survival (OS)


stratified by (A) extent of resection
and (B) simple vs extended
resection.

with pN0 resections: 8.9 vs 28.2 months (P ¼ .06), (nonextended) lobectomy or pneumonectomy demon-
respectively (Figure 2B). However, among the 7 patients strated excellent long-term OS (108.4 months) and
who were found on final pathology to have N1 lymph acceptable perioperative morbidity. The outcomes and
node involvement, 2 were long-term survivors, with 127- complication rates identified in this study are similar
and 130-month survival after a nonextended left upper those previously reported for salvage resections. Only 4
lobectomy and left pneumonectomy, respectively. patients within the current cohort were found to have a
Figures 3A and 3B demonstrate OS as described by pathologic complete response to dCRT, which suggests
resection extent. For patients who underwent non- that the survival demonstrated in this study was not
extended salvage resection (simple lobectomy or simple driven by this, as it may have been in previous
pneumonectomy), median OS was 108.4 months, studies.4,6,8
compared a median OS of 8.9 months for extended Patients with R1 resections did poorly, with a median
salvage resections (P ¼ .02). OS of 5.3 months and none surviving past 11 months after
A subgroup analysis of patients with preoperative surgery. Early studies from Memorial Sloan-Kettering
clinical stage IIIA disease demonstrated similar findings Cancer Center detailing postinduction pulmonary
(Figures 4, 5). More specifically, median OS was 26.1 resections for regionally advanced lung cancer demon-
months with a 5-year RFS of 68%. Similarly, clinical IIIA strated a marked difference in OS for R0 resection vs R1/2
patients who were able to undergo an R0 resection resection, with median OS of 27 vs 12 months, respec-
and nonextended salvage resection demonstrated tively.9 Subsequent studies examining the surgical treat-
improved OS. ment of locally advanced NSCLC echoed this finding.10-13
Although the current cohort was small, our data support
that performing an incomplete (R1) resection is not of
Comment much benefit in the salvage setting and should be avoi-
In this study, we report on the largest group of patients ded when possible. Looking in greater detail at the pa-
undergoing salvage resection at a minimum of 90 days tients who had R1 resections, this subgroup of patients
after curative-intent dCRT. was composed solely of those with extended resections
In appropriately selected patients, at specialized (Table 5); according to operative reports, a greater extent
thoracic surgical centers, we demonstrate that salvage of resection was not possible or feasible. Furthermore, a
resection after dCRT is technically feasible and may be greater parenchymal resection, namely a pneumonec-
accomplished with reasonable morbidity and mortality. tomy, would not have helped the margin status in these
Median interval from conclusion of radiotherapy to patients. As illustrated by these cases, in salvage re-
salvage resection was 279 days, with the earliest resec- sections it is often exceedingly difficult to determine the R
tion occurring at 118 days. Median OS of the cohort was status until fairly late in the procedure, when one may
24 months, with many long-term survivors (>5 years). already have committed to the resection (ie, vertebral
Patients who were resectable with a simple resections).

Figure 4. Preoperative stage IIIA


(A) overall survival (OS) and (B)
recurrence-free survival (RFS).
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NSCLC.12,14,15 In this context, one must be thoughtful


about offering salvage resections for patients with
persistent N1 nodal disease. In the setting of salvage
attempts, in which the optimal selection of the patients
who could potentially benefit from resection appears to
be critical, we strongly recommend aggressive pre-
resection mediastinal and hilar nodal evaluation
with video mediastinoscopy and endobronchial ultra-
sound. Although persistent N2 disease after chemo-
radiotherapy was previously documented to be
associated with worse outcomes in this population, our
data lend support to persistent N1 disease also being an
adverse prognostic factor for OS after salvage resection.
One should be careful in offering salvage surgery to
ycN1 patients.
No patients with residual N2 lymph node disease were
identified in this study, which reflects in part our phi-
losophy of aggressive mediastinal staging before offering
salvage resections. Multiple previous studies examining
induction regimens for locally advanced NSCLC
demonstrated improved OS within the subgroup of pa-
tients with mediastinal lymph node sterilization.12,15,16
Most recently in the Intergroup-0139 trial, patients with
pathologic N0 status after resection demonstrated mark-
edly improved OS compared with those with residual
mediastinal nodal disease. The accuracy of invasive
mediastinal staging in this pretreated population was
reported to be somewhat less, particularly when
attempting to repeat the mediastinoscopy after interval
induction therapy.17-20 We previously reported on our
experience with such complex mediastinoscopies, and
although the accuracy is diminished compared with naïve
mediastinoscopies, positive returns are informative when
evaluating for possible salvage resection.21 Accurate
identification of persistent cancer within lymph nodes in
the presence of significant treatment effect may be diffi-
cult, however.
The extent of resection had a major impact on OS.
Patients who were resectable with a nonextended or
simple anatomic resection (lobectomy or pneumonec-
tomy) had markedly improved median OS compared
with patients who required more extensive, extended
resections. Two of the 3 early postoperative deaths
occurred in the extended pneumonectomy subgroup.
Furthermore, only 1 5-year survivor within the
extended resection group had undergone an extended
right upper lobectomy. Prior studies22 detailing the
Figure 5. Preoperative stage IIIA overall survival (OS) stratified by
postpneumonectomy outcomes of patients with NSCLC
(A) completeness of resection, (B) pN status, and (C) simple vs
extended resection.
demonstrated that extended resections are associated
with adverse outcomes and poor OS. Our data support
this observation in the salvage setting as well. The role
Patients with residual N1 lymph nodal disease also of extended resections, especially extended pneumo-
did less well, with a median OS of 8.9 months, compared nectomy, may have a limited role in the treatment of
to 28.2 months for node-negative patients. However, 2 these patients. Given the poor outcomes observed
(of 7) resected ypN1 patients were 10-year survivors, within this subgroup in the salvage setting, one needs
both of whom had nonextended resections (1 lobectomy to be exceedingly cautious about to whom this type of
and 1 pneumonectomy). These data are consistent resection is offered, if at all. Unfortunately, the need for
with prior investigations detailing worse OS for an extended resection is sometimes determined during
patients with persistent nodal disease after induction surgery, after hilar structures have already been
chemoradiotherapy regimens for locally advanced divided.
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Table 5. Surgical and Pathologic Characteristics of R1 Resection Subgroup


Where Was Margin Would Pneumonectomy Viable Overall
Resection Positive? Have Helped? Tumor? Survival, mo

Left pneumonectomy, esophageal myotomy/muscle Esophageal N/A Yes 1.3


resection, aortic arch reconstruction
Anterior left trapdoor, partial sternotomy, resection of ribs Subclavian artery, No Yes 5.1
1-3 en bloc with left upper lobectomy,subclavian artery vertebral body
and vein resection, bypass from left carotid to left axillary
artery, bypass from left carotid artery to left vertebral
artery; partial resection and stabilization of 2 vertebral
bodies
Intrapericardial left pneumonectomy, esophageal Esophagus N/A Yes 5.0
myotomy/muscle resection
Left upper lobectomy, en bloc hemivertebrectomy and ribs Vertebral body No Yes 5.3
2-4
Extrapleural right upper lobectomy, with en bloc superior Parietal pleural near No Yes 8.9
segmentectomy, middle lobectomy spine
Extrapleural left upper lobectomy Parietal pleura, aortic No Yes 11.5
adventitia

N/A, not available.

While this study was not focused on the intraoperative when possible, we advocate documenting the presence of
management of salvage resections, we adhere to several active malignancy in patients, to minimize the possibil-
key tenets during the conduct of these procedures. Dur- ities of submitting complete responders to surgery. Our
ing surgery, it is crucial to maintain close communication data suggest that only patients with complete resections
with the anesthesia team. Our practice is to keep these (R0) benefit from salvage surgery and that there are no
patients euvolemic to slightly dry, because we have found benefits from R1 resections. According to our limited
that the irradiated mediastinum and lung parenchyma data, it also appears that persistent ypN1 disease may be
has difficulty handling excess fluid during and after sur- a harbinger of poor survival.
gery. Bronchial stump coverage, most commonly with an
intercostal muscle flap, was routinely performed in an References
attempt to prevent BPF. The low incidence of BPF for-
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