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ABSTRACT: The urgent need for greenhouse gas (GHG) emission reductions
to mitigate climate change calls for accelerated biorefinery development and
biochemical deployment to the market as structural or functional replacements
for chemicals produced from fossil-derived feedstocks. This study evaluated the
energy and environmental impacts of 15 biochemicals with clear near-term
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■ INTRODUCTION
The development of biomass-derived products offers a
be advantages to manufacturing chemicals with readily
available, domestically produced biomass. Gaining this insight,
promising opportunity to improve the overall sustainability however, relies on consistent and transparent analyses.
of the United States (U.S.) industry and mitigate climate Life-cycle assessment (LCA) is widely used in the evaluation
change.1,2 According to the U.S. Department of Agriculture of the environmental benefits of biochemicals and bioproducts.
(USDA), in 2016, U.S. biobased products were estimated to LCA is a technique for assessing the environmental impacts of
displace approximately 9.4 million barrels of oil and reduce as a product over its life cycle. Most biochemical LCAs focus on a
much as 12.7 million tonnes of greenhouse gas (GHG) single product. For example, Benavides et al.4 concentrated on
emissions (CO2 equivalents).3 Biobased products include polyethylene terephthalate (PET), a notable plastic resin with
bioplastics and biochemicals. Biochemicals are estimated to rapid market expansion, using LCA to evaluate fossil fuel
account for only 4 wt % of the chemicals manufactured in the consumption, GHG emissions, and water consumption of
U.S.3 Therefore, tremendous growth in market share for producing biobased PET. These effects were compared with
biochemicals is possible. The replacement of conventional virgin fossil-fuel-based PET and recycled PET. Several
researchers performed LCAs of multiple biochemicals with
chemicals with biochemicals has the potential to reduce GHG
existing or future commercial potential. For example,
emissions and to promote a domestic biomass industry while
Moutousidi and Kookos5 undertook LCA to examine the
reducing dependence on fossil resources. There are, however,
an extensive number of bioderived chemicals that could be
manufactured. Understanding which bioderived chemicals Received: September 26, 2022
should be prioritized because they may be able to grow in Revised: January 2, 2023
market share in the near term given the consumer demand for Published: February 6, 2023
environmentally responsible materials or other market drivers
could help guide bioprocessing research and development
along with commercialization strategies. Moreover, there may
© 2023 The Authors. Published by
American Chemical Society https://doi.org/10.1021/acssuschemeng.2c05764
2773 ACS Sustainable Chem. Eng. 2023, 11, 2773−2783
Table 1. Fossil- and Biobased Production Pathways, LCI Data Sources, and Feedstocks of the 15 Chemicals with Clear Near-Term Market Potentiala
Fossil-based pathway Biobased pathway
Market pro-
duction
Chemicals Brief pathway description and data source Feedstock Brief pathway description and data source Feedstock pathways
14
Adipic acid Cyclohexane is oxidized to intermediates, followed by nitric acid oxidation to obtain adipic acid. NG, O Sugar is first produced from corn stover and then converted to glucaric Corn Mostly Fossil
acid through aerobic oxidation, followed by catalytic hydrogenation stover
to obtain adipic acid.14
Succinic acid N-Butane is converted to maleic anhydride via oxidation, followed by hydrogenation to produce NG, O Corn stover is hydrolyzed to sugar and then fermented to succinic Corn Mainly Fossil
succinic acid.16 acid.14 stover
Acrylic acid Propylene is catalytically oxidized to acrolein, which is then converted to acrylic acid.14 NG, O Glycerol is first produced from algae via lipid extraction and Algae Mostly Fossil
hydrogenation, which is then fermented to 3-hydroxypropionic acid,
followed by catalytic dehydration to obtain acrylic acid.14
Propylene glycol Propylene is converted to propylene chlorohydrin with hypochlorous acid and then reacted with NG, O Glycerol is first produced from algae via lipid extraction and Algae Mainly Fossil
calcium hydroxide to obtain propylene oxide; propylene oxide is converted to propylene glycol via hydrogenation, which is then converted to propylene glycol through
hydration.14 catalytic hydrogenolysis.14
1,4-Butanediol Formaldehyde and acetylene are first reacted to form 1,4-butynediol, followed by hydrogenation to NG, O Corn stover is hydrolyzed to sugar and then fermented to succinic Corn Mainly Fossil
produce 1,4-butanediol.14 acid; succinic acid is then reacted with corn-stover-derived ethanol stover
ACS Sustainable Chemistry & Engineering
to obtain 1,4-butanediol.14
1,3-Butadiene 1,3-Butadiene is produced during the production of ethylene via naphtha cracking, which is a NG, O Corn stover is hydrolyzed to sugar and then fermented to ethanol; Corn Mostly Fossil
byproduct.17 ethanol is catalytically converted to 1,3-butadiene via the Lebedev stover
pathway.17
Isoprene Isobutylene is reacted with methanol and oxygen to obtain isoprene.18 NG, O Corn stover is hydrolyzed to sugar and then fermented to itaconic Corn Mostly Fossil
acid; itaconic acid is converted to isoprene through hydrogenation stover
and dehydration.19,20
p-Xylene p-Xylene is produced via the isomerization and catalytic reforming of mixed xylenes from refinery NG, O Corn stover is hydrolyzed to sugar and then fermented to isobutanol; Corn Mainly Fossil
2774
reformate streams.14 isobutanol is converted to p-xylene through the GEVO process.21 stover
Fatty alcohol Fatty alcohol is produced via the mixture of two pathways: (1) Ziegler process: using hydrogenated NG, O Fatty alcohol is produced through the transesterification of algae oil Algae Mainly bio-
catalyst for alkylation of ethylene. (2) Oxo process: using syngas for the hydroformylation of long- followed by hydrogenation.22 based
chain olefins.22
1,3-Propanediol Ethylene oxide is converted to 1,3-hydroxypropanol through hydroformylation; then the 1,3- NG, O Glycerol is first produced from algae via lipid extraction and Algae Mainly bio-
hydroxypropanol is hydrogenated to obtain 1,3-propanediol.14 hydrogenation, which is then fermented to 1,3-propanediol.14 based
Lactic acid Natural gas is fermented to lactic acid.23 NG Corn stover is hydrolyzed to sugar and then fermented to lactic acid.14 Corn Mostly bio-
stover based
Glycerol Propene is chlorinated to allyl chloride and then oxidized with hypochlorite to obtain dichlorohydrin; NG, O Glycerol is produced from algae via lipid extraction and hydro- Algae Mainly bio-
dichlorohydrin is converted to epichlorohydrin and then hydrolyzed to glycerol with sodium genation.14 based
hydroxide.14
pubs.acs.org/journal/ascecg
Furfural N/A N/A Corn stover (corncob) is hydrolyzed to xylose and then dehydrated to Corn Mostly bio-
obtain furfural.24 stover based
Ethyl lactate N/A N/A Corn stover is hydrolyzed to sugar and then fermented to lactic acid; Corn Mostly bio-
lactic acid is reacted with corn-stover-derived ethanol to obtain ethyl stover based
lactate.14
2,5-Furandicarbox- N/A N/A Corn stover is hydrolyzed to sugar and then catalytically converted to Corn Mostly bio-
ylic acid (FDCA) 5-hydroxymethyl furfural; 5-hydroxymethyl furfural is converted to stover based
FDCA through catalytic oxidation.25,26
a
NG: natural gas. O: crude oil. N/A: not available. “Mostly Fossil” indicates that a given chemical is produced nearly exclusively via the fossil pathway. It is rare in the market for these chemicals to be
made via the biobased pathway. “Mainly Fossil” indicates that the chemicals are made in practice from both fossil and bio feedstocks, but the fossil pathway is more prevalent in the marketplace.
Similarly, “Mostly Biobased” and “Mainly Biobased” indicate the chemical is produced nearly exclusively or mixed but more prevalently via the biobased pathway.
Research Article
global warming potential, acidification potential, and eutro- In this study, we add to the previous study by Biddy et al.6
phication potential of producing nine biobased platform and develop LCAs of the 15 promising chemicals identified in
chemicals and biopolymers that are produced at a full- the previous study. This work builds on previous studies by
commercial scale. Huang et al.2 selected the top 17 commodity Adom et al.7 and Dunn et al.8 who evaluated the energy and
chemicals in the U.S. market and eight potential biorefinery environmental performance of seven nonfood biomass-derived
platform chemicals and assessed their GHG mitigation chemicals (propylene glycol, 1,3-propanediol, acrylic acid,
potential with LCA. Due to the urgent need for GHG succinic acid, 1,4-butanediol, lactic acid, and ethyl lactate) and
emission reduction and climate change mitigation, identifying compared those with their conventional counterparts. Each
biochemicals that have near-term market and GHG reduction biochemical offered life-cycle GHG emission reductions. In
this study, we include the production pathways of these seven
potential is critical.
chemicals and expand them to include the pathways of the
While several of these previous studies addressed more than
remaining eight, completing a holistic evaluation of all 15
one biochemical, none consistently evaluated market potential
chemicals identified by Biddy et al.6 We report life-cycle GHG
along with the environmental impacts of key emerging emissions, fossil energy consumption, and water consumption
biochemicals in the U.S. Furthermore, they did not evaluate of these biochemicals compared to contemporary baseline
how these biochemicals might be strategic coproducts for compounds. As biochemicals are often viewed as coproducts of
integrated biorefineries that also produce fuels. Notably, Biddy biofuels or coproduced bioproducts, we developed profiles of
et al.6 provided a basis for accomplishing this objective, these 15 biochemicals as potential coproducts that could
reviewing the technology readiness and market potential of improve the economics, market prospects, or environmental
numerous biomass-derived chemicals. These authors identified effects of the main products of bioprocessing.6,9−13 Further-
12 biochemicals with clear near-term market potential. These more, we consider how these 15 compounds in total might
biochemicals were 1,4-butanediol, ethyl lactate, glycerol, lactic reduce the environmental effects of conventional chemical
acid, 1,3-propanediol, propylene glycol, succinic acid, 1,3- production in aggregate.
butadiene, fatty alcohol, furfural, isoprene, and p-xylene. These
12 biochemicals were evaluated based on seven metrics: (1)
sufficiently high market volume and high value; (2) the
■ METHODS
Life-Cycle Assessment. The goal of this study is to evaluate the
existence of a well-established and mature market for the cradle-to-gate environmental impacts of 15 biochemicals with clear
chemical; (3) the potential to be integrated with representative near-term market potential6 and, when there is a fossil-based
hydrocarbon conversion pathways; (4) feedstock flexibility; counterpart, to assess and compare the biobased chemicals with
(5) the option to be produced from lignocellulosic feedstocks; these fossil-based pathways.
Table 1 summarizes the selected fossil- and biobased production
(6) limited direct competition with inexpensive natural-gas- pathways for each chemical. Note that while 12 of these chemicals can
derived petrochemicals; and (7) potential to be made at a be produced from fossil-derived feedstocks or biomass three of them
lower cost from biomass compared to petroleum.6 In addition are not made from fossil-derived feedstocks at all. When multiple
to these 12 biochemicals, the report identified three additional fossil- or biobased production pathways for a specific chemical are
emerging biochemicals that held promise. These three available, this study prioritizes commercialized pathways or those that
biochemicals, acrylic acid, 2,5-furandicarboxylic acid show high potential for scale-up. For the biobased pathways, although
food biomass (e.g., corn) is currently the main feedstock for the
(FDCA), and adipic acid, which are undergoing pilot-scale production of most biochemicals in industry, the pathways using
demonstration and show potential for further development and nonfood biomass (e.g., corn stover, algae) are selected in this study
scale-up, were also included.6 In total, Biddy et al.6 evaluated since they avoid competition with food resources and usually have
15 biochemicals. minimal land-use impacts.7 The waste vegetable oil from the biodiesel
2775 https://doi.org/10.1021/acssuschemeng.2c05764
ACS Sustainable Chem. Eng. 2023, 11, 2773−2783
ACS Sustainable Chemistry & Engineering pubs.acs.org/journal/ascecg Research Article
Figure 1. (a) Fossil energy consumption, (b) GHG emissions, and (c) water consumption of the 15 chemicals produced through fossil- and
biobased pathways. FDCA: 2,5-furandicarboxylic acid. The label “mostly” indicates that a given chemical is produced nearly exclusively from either
bio or fossil feedstocks. It is rare for these chemicals to be made from the other (fossil or bio) feedstock. The label “mainly” indicates that the
chemicals are made in practice from both fossil and bio feedstocks, but one of these two routes tends to be more prevalent in the marketplace.
industry also has great potential as a feedstock for glycerol and The functional unit used for this study is 1 kg of each biochemical.
glycerol-derived chemicals (acrylic acid, propylene glycol, and 1,3- The LCA system boundary includes the full supply chain of all inputs
propanediol) on a commercial scale. The environmental impacts of to the production of each chemical pathway. Where not otherwise
these pathways are discussed in the Supporting Information. described, the supply chains for material and energy inputs involved in
In this study, the life-cycle inventory (LCI) data were all collected this study were estimated using the default U.S. average values from
from public databases and peer-reviewed literature to enable others to GREET. We used mass allocation to handle biochemical coproducts.
locate, check, and use the data in this analysis easily. Table 1 lists the We chose this method over energy allocation because these
LCI data sources that we used. We integrated LCI data for each biochemicals are not energy products like fuels or electricity. Given
pathway into the Greenhouse Gases Regulated Emissions and Energy market value fluctuations, we opted not to use market value allocation.
Technologies (GREET) model, developed by Argonne National Finally, applying system expansion for coproduct handling requires
Laboratory. It is a U.S.-based publicly available LCA tool, which knowledge of alternative production routes for coproducts which at
includes the evaluations of energy and environmental impacts of a times did not exist or were hard to characterize.
wide range of fossil- and biobased products.14 The LCA results of In this study, we evaluated fossil energy consumption, life-cycle
these pathways have all been added to GREET and will be released GHG emissions, and water consumption. These metrics were assessed
with the GREET 2022 release. using the GREET model. Generally, the feedstock inventories were
2776 https://doi.org/10.1021/acssuschemeng.2c05764
ACS Sustainable Chem. Eng. 2023, 11, 2773−2783
ACS Sustainable Chemistry & Engineering pubs.acs.org/journal/ascecg Research Article
already available from GREET. The data sources used for new fossil energy consumption is FDCA (171 MJ/kg). For this
conversion processes are summarized in Table 1. The GHG compound, 85% of fossil energy consumption stems from
assessment used the 100-year global warming potential (GWP100) using natural gas to heat and cool unit operations. The detailed
from the fifth assessment of the Intergovernmental Panel on Climate breakdown of the energy consumption for the production of
Change.15
Supply Chain and Market Analysis. To provide a thorough
biobased p-xylene, isoprene, and FDCA is shown in Figure S1.
understanding of the global environmental impacts of producing these For all the other bioderived chemicals we considered, the life-
chemicals, we analyzed each chemical’s supply chain and market cycle fossil energy consumption is below 80 MJ/kg.
globally (Table 2). For several of the chemicals we evaluated, the U.S. Greenhouse Gas Emissions of Fossil- and Biobased
produces a relatively small share (e.g., furfural, of which China Pathways. For the 12 chemicals with both routes available,
produces more than 80% of global production27). The chemicals’ the GHG intensity of the biobased chemicals is generally lower
global market values, annual production volumes, and compound than those made from fossil feedstocks. We calculated that
annual growth rates were mainly extracted from market reports and GHG emission reductions achieved from producing chemicals
the literature, which reflect conditions in 2020 or 2021. The dominant from biomass instead of fossil-derived feedstocks ranged from
production pathways and feedstocks used for the 15 chemicals were
determined by analyzing market reports, peer-reviewed literature, and
1.9 (fatty alcohol) to 8.9 (adipic acid) kg CO2e/kg chemical.
companies’ Web sites. The unit market value (bulk price, $/kg) of the Percentage reductions in GHG emissions ranged from 35
15 chemicals varies worldwide. We estimated the 2021 U.S. bulk (acrylic acid) to 350% (1,3-butadiene) (Figure 1b). Adipic
prices based on data from the following sources: (1) business analysis acid, succinic acid, and lactic acid exhibit the largest reduction
Web sites (echemi.com); (2) the peer-reviewed literature; (3) in GHG intensity when shifting from the fossil- to biobased
historical price data (chemanalyst.com) corrected to 2021 prices route (8.9, 8.1, and 7.2 kg CO2e/kg chemical, respectively).
with the Producer Price Index by Commodity; and (4) trade Web The GWP totals range between −2.7 and 6.0 kg CO2e/kg for
sites and quotes from the seller (alibaba.com). We assumed the the biobased chemicals. Production of bioderived 1,3-
market value of a chemical would be the same whether it is made from butadiene, furfural, and fatty alcohol has GHG intensities of
fossil-derived feedstocks or biomass. Notably, the estimates and
−2.7, −1.9, and −0.2 kg CO2e/kg chemical, respectively.
analyses in these sources might have been performed before 2020,
when the influence of the pandemic on the market was not These results indicate that these biomass-to-chemical pathways
considered. In addition, because of the rapid inflation in the U.S. sequester more carbon dioxide than the greenhouse gases they
and the surging fossil fuel price across the world, the market value of release. Production of biobased adipic acid, succinic acid, 1,4-
these chemicals could vary dramatically within days. The estimates butanediol, lactic acid, and ethyl lactate also has low GHG
might significantly differ from the scenarios today. The amount of emissions (0−1 kg CO2e/kg chemical). The underlying factors
biomass feedstock required to scale up to the full production volume behind these results include carbon in the feedstocks for these
of each chemical was calculated by the conversion of the biobased biochemicals, relatively energy-efficient processes, and high
pathways and the global production volume. The demand summation yields. The detailed breakdown of GHG emissions for the
of each type of biomass (corn stover and algae) was compared with its
production of biobased chemicals that are not from GREET is
annual global availability, which was obtained from the literature.
Effect of Carbon Credit. The reduced carbon emissions that shown in Figure S2.
result from supply chain shifts to biobased chemicals could be Water Consumption of Fossil- and Biobased Path-
incentivized to offset production costs. We evaluated the effect of ways. For the chemicals with both pathways available, the
carbon credits on the biochemicals’ market value, focusing on the results are mixed, and generally, the biobased pathways do not
chemicals that are dominantly produced from fossil-derived feed- exhibit lower water consumption (Figure 1c). This finding is
stocks and could have lower GHG emissions when shifting the supply consistent with past work.4 The water consumption of the 12
chain to biomass. Three carbon credit values, $50, 150, and 200/ chemicals produced from fossil-derived feedstocks ranges
tCO2e, are used. The value range is set by considering (1) the Paris between 2.1 and 31.1 kg water/kg chemical, while biobased
agreement’s estimation that the value of carbon credit should reach production routes have water consumption of 4.7−69.6 kg
$40−80/tCO2e to limit global warming to within 2 °C59 and (2) the
value peak of the California Low Carbon Fuel Standard Credit which water/kg chemical. The production of biobased p-xylene and
has exceeded $200/tCO2e in the last three years.60 isoprene has the highest water demand with 69.6 and 68.4 kg
water/kg chemical, respectively. Fermentation and crystalliza-
derived from lactic acid and FDCA, respectively, can both use−recycling loop. Evaluating these benefits should consider
replace conventional PET in certain applications. Thus, this the environmental impact of recycling and the total circulation
analysis could be extended to encompass functional replace- time of the carbon based on the recycling method.
ments for polymers or other more complex products produced
from these biochemical intermediates. In the instance a
biochemical fulfills an entirely new market, the influence of
the new product in its application should be considered. For
■
*
ASSOCIATED CONTENT
sı Supporting Information
example, an LCA of new thermal insulation material for The Supporting Information is available free of charge at
buildings should consider the extra energy savings that the https://pubs.acs.org/doi/10.1021/acssuschemeng.2c05764.
material brings during use.71−73
Life cycle inventory data of the chemicals (Tables S1−
A biorefinery’s coproduct should be chosen based on the
S13); Fossil energy consumption and GHG emissions of
existing or expected characteristics of the biorefinery.
the biobased chemicals (Figures S1 and S2); LCA of
Important factors to address include: (1) the feedstock(s)
soybean-based and algae-based glycerol (Figure S3);
that will be used to produce the coproducts, (2) potential
Details of market data (Table S14) (PDF)
candidate coproduct biochemicals based on feedstocks and
technology, (3) the maximum production capacity of the
candidate coproducts and existing and projected market size,
and (4) the relative importance of economic and environ-
mental benefits from the coproduct(s).
■ AUTHOR INFORMATION
Corresponding Authors
Addressing these points may uncover several possible Jennifer B. Dunn − Department of Chemical and Biological
options for coproducts to pursue at the biorefinery. For Engineering, Northwestern University, Evanston, Illinois
example, succinic acid may be a better coproduct candidate 60208, United States; Northwestern-Argonne Institute of
than 1,4-butanediol because the acid has lower life-cycle GHG Science and Engineering, Evanston, Illinois 60208, United
emissions. The global market size of succinic acid (77 kt/yr) is States; orcid.org/0000-0002-2065-5106; Phone: +1-
much smaller than that of 1,4-butanediol (14,000 kt/yr). For a 847-467-6285; Email: jennifer.dunn1@northwestern.edu
biorefinery system with a large production capacity, selecting Troy R. Hawkins − Systems Assessment Center, Energy
biobased 1,4-butanediol as the coproduct may result in a Systems and Infrastructure Analysis Division, Argonne
higher gross environmental benefit. Biorefinery decision National Laboratory, Lemont, Illinois 60439, United States;
makers may turn to multicriteria decision analysis to help orcid.org/0000-0001-6897-175X; Phone: +1-630-252-
them choose among different coproduct options.74 This study 6428; Email: thawkins@anl.gov
provides a basis for using such a method because it identifies
and explicitly evaluates various alternatives of the coproducts, Authors
providing significant inputs that this method would need. Chao Liang − Institute for Sustainability and Energy at
■ CONCLUSION
In this study, we assessed the energy and environmental
Northwestern, Northwestern University, Evanston, Illinois
60208, United States; orcid.org/0000-0002-3307-7712
Ulises R. Gracida-Alvarez − Systems Assessment Center,
impacts of 15 biochemicals that have clear near-term market Energy Systems and Infrastructure Analysis Division, Argonne
potential and their fossil-based counterparts on a cradle-to-gate National Laboratory, Lemont, Illinois 60439, United States;
basis. The potential of these chemicals as candidates for orcid.org/0000-0002-5061-169X
coproducts in the integrated biorefinery was analyzed Complete contact information is available at:
considering market, cost, and environmental factors. Bio- https://pubs.acs.org/10.1021/acssuschemeng.2c05764
chemicals, especially those with lower life-cycle GHG
emissions than incumbent chemicals produced from fossil- Notes
derived feedstocks and potentially high market volumes, can The authors declare no competing financial interest.
offer important avenues to GHG reduction from the chemical
sector and for integrated biorefineries.
There are several potential extensions of this work. One is
considering functional biochemicals as functional rather than
■ ACKNOWLEDGMENTS
Northwestern University and Argonne National Laboratory
drop-in replacements, as previously mentioned. A second is to were supported by the Office of Energy Efficiency and
extend the system boundary to end-use and end-of-life. In Renewable Energy of the U.S. Department of Energy (DOE)
particular, different market applications (e.g., long-lived under contracts DE-EE0008928 and DE-AC02-06CH11357,
polymers versus applications that may entail rapid degrada- respectively. We are grateful to Nichole Fitzgerald and Andrea
tion) and waste management methods affect biogenic carbon Bailey of the Bioenergy Technologies Office for their support
cycling. Biochemicals that do not degrade and are landfilled and guidance. The views and opinions of the authors expressed
sequester biogenic carbon permanently. Incinerated biochem- herein do not necessarily state or reflect those of the U.S.
icals release biogenic carbon to the atmosphere. The uptake of Government or any agency thereof or of any commercial
biogenic carbon into the biochemical feedstocks offsets these entity. Neither the U.S. Government nor any agency thereof,
combustion emissions, which are then often considered carbon nor any of their employees or employees of contributing
neutral, especially if the feedstock has a brief planting-to- companies, makes any warranty, expressed or implied, or
harvest time window (e.g., agricultural residues like corn assumes any legal liability or responsibility for the accuracy,
stover). Biochemicals that enter supply chains with high completeness, or usefulness of any information, apparatus,
recycling rates (e.g., tires) contribute to a circular economy product, or process disclosed or represents that its use would
because their biogenic carbon is circulated in the production− not infringe privately owned rights.
2780 https://doi.org/10.1021/acssuschemeng.2c05764
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ACS Sustainable Chemistry & Engineering pubs.acs.org/journal/ascecg Research Article
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ACS Sustainable Chem. Eng. 2023, 11, 2773−2783
ACS Sustainable Chemistry & Engineering pubs.acs.org/journal/ascecg Research Article
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ACS Sustainable Chem. Eng. 2023, 11, 2773−2783