Professional Documents
Culture Documents
Dissertation submitted to the faculty of the Virginia Polytechnic Institute and State
University in partial fulfillment of the requirements for the degree of
Doctor of Philosophy
In
Janet Abbate
Daniel Breslau
Donna Riley
Ashley Shew
Blacksburg, Virginia
ACADEMIC ABSTRACT
Two sets of concerns have motivated and sustained the research in my dissertation.
First, modern ideas of technology and engineering have been over-represented by their
dominant forms: that technology is all about progress and the more advanced “high”
technology and that engineering chiefly concerns quantity, efficiency, problem-solving,
and “better” machines. Second, these potent values in technology and engineering, as a
conceptual whole, tend to reinforce each other and create conditions conducive to its
sociocultural reproduction that discounts and subjugates viable alternative practices.
My historical analysis carries out etymological studies of words and uncovers the social
context that has shaped their meanings since antiquity. Whereas technology, in the
sense of Ancient Greek techne, denotes effective means toward an end that is diverse in
scope with many possibilities, the idea of engineering has drawn from the concepts of
engines and machines and connoted a tendency for means and goals that can be
evaluated more or less quantitatively. Emphasis on quantity varied in degree and was
not universal. Still, it was most conspicuous in the ancient writing of military engineering
on siege engines, when numbers were correlated with the ideas of power, superiority,
and ingenuity at the critical times of high-stakes siege warfare. I argue that while these
ideas of engineering initially claimed precedence in the context of military conflicts and
war engines, they coalesced into an integrated value system and became the ideological
basis for the narrowed concepts of modern engineering.
iv
Acknowledgments
This dissertation has been nurtured by the input and help from many folks. Fellow
students from the STS community at Virginia Tech, including my cohort, provided
inspiration for the growth of my work. Kristen Koopman and Kari Zacharias, in particular,
generously offered detailed comments on the dissertation and its spinoff publication
along with their enthusiastic, encouraging words.
My committee members—Gary Downey, Janet Abbate, Daniel Breslau, Donna Riley, and
Ashley Shew—each provided constructive and invaluable feedback that helped me
substantively improve the initial draft of this dissertation in many aspects, by calling
attention to some glaring pitfalls and encouraging me to converse with a wider range of
literature and audience. Indeed, all responsibility for the remaining inadequacies is mine
alone. My additional thanks must go to Gary Downey for his mentorship and friendship
in caring about me as a junior scholar and as a person, and for telling me years ago that
inside my heart lives not only a sociologist and a historian, but also a philosopher.
I would like to acknowledge that my dissertation has received generous support from
two sources that defrayed the living expenses while I worked on my doctoral degree:
the Taiwanese Overseas Pioneers Grants (TOP Grants) from the then the Ministry of
Science and Technology (now the National Science and Technology Council) of Taiwan in
2021–2022, and the Government Scholarship to Study Abroad from the Ministry of
Education of Taiwan between 2017 and 2019. I am particularly grateful for the complete
freedom these agencies allowed me to develop my research.
Last but not least, I want to thank my family in Taiwan for many years of unqualified
support. My wife, Felice Lu, who set out to accompany me in the “final stretch” of grad
school, did not know or expect my actual writing of this dissertation would take more
than two years. (And neither did I.) It is to her unconditional love and support that this
dissertation is also dedicated.
v
Table of Contents
vii
CHAPTER 1: INTRODUCTION
CHAPTER 1
Introduction
In our modern time, technology and engineering are closely-relatedly concepts that
often connote progress, innovation, and efficiency. While the confusion between the
two appears common even among historians and philosophers, technology and
engineering are different sets of ideas, and each is value-laden in its own right and has
significance for its participants and interest groups as well as the general public. The
following pages survey dominant themes of technology and engineering separately
before I return to their overlaps and my points of departure.
1
Whitney and Smith, ed., The Century Dictionary, 1889-1891, s.v.
2
Smith and Whitney, ed., The Century Dictionary and Cyclopedia, 1911, s.v.
1
CHAPTER 1: INTRODUCTION
in modern technology are throwing more and more men out of work.”3 In the 1960s,
the idea of technology was associated with the “technological race” and “technical
breakthrough” in terms of space exploration, aircraft, and computing.4 In the meantime,
whereas “high technology” became a popular notion in the talk of investment, critics
and politicians recognized the “perils of technology” and acknowledged that
“[t]echnology … is the ‘Janus’ of our age.”5 The collocation of “new technology” was
most popular in the 1980s and 1990s and slightly declined in the 2000s and 2010s.6 Now
the idea of “new” is connoted and subsumed under “technology.” The Longman
Dictionary of Contemporary English, for example, defines technology as “new machines,
equipment, and ways of doing things that are based on modern knowledge about
science and computers.” The first three collocations provided are “new/modern
technology,” “the latest technology,” and “advanced technology.”7
The limiting modifiers such as “new,” “latest,” and “advanced” manifest an imperative
of quantitative efficiency underlying the concept of technology: that technology ought
to bring forth more efficient performance determined and measured by numeric, the
archetype of which in our times is demonstrated by laptop and smartphone
manufacturers pushing for new products that are “faster” and “better” in engineering
terms. The linkage also mandates a mentality of technical rationality that adopts the
same sorts of efficient technology as the technical manner of carrying out daily,
mundane activities things rationally, including, for example, a practical need for
technology upgrades and “literacy,” whether we are willing or not. By acquiring the
status of a practice and method and by reigning over our means toward achieving the
purposes we desire, the so-called technology takes a reflexive turn, in that our very own
practice to bring about an end is gauged and valuated by ourselves the same way we
benchmark the performance of technology.
Its consequences go far beyond Karl Marx’s astute observation in the nineteenth
century that the laborers became merely a living appendage to the machine.8 As implied
3
Chamberlain, "Several Hours with the Technocratic Pamphleteers," Jan. 29, 1933.
4
Anonymous, "Speaking of Technology," May 11, 1960.
5
Anonymous, "A New Kind of Investment," Nov. 11, 1961; Leonard, "Books of the Times," Jun. 10-12,
1969; Sullivan, "Science: There Is Peril, Too, in Growing Technology," Mar. 24, 1968.
6
My search of “new technology” in ProQuest’s New York Times database yields most results in the 1980s
and 1990s. Specifically, there are 691, 1335, 3502, 3838, 3318 and 1614 results, respectively, from the
1960s, 1970s, 1980s, 1990s, 2000s, and 2010-2018.
7
Anonymous, "Longman Dictionary of Contemporary English Online," 2021, s.v.
8
Marx, Capital Volumn I, 1909 [1867].
2
CHAPTER 1: INTRODUCTION
Ellul and Winner are certainly not alone in their understanding of contemporary
technology. In one way or another, they reflected Max Weber’s “iron cage” metaphor,
Oswald Spengler’s technics as “the tactics of living,” Heidegger’s “challenging revealing”
(des herausfordernden Entbergens) and “enframing” (das Ge-stell), Herbert Marcuse’s
9
Burawoy, Manufacturing Consent, 1979.
10
Ellul, The Technological Society, 1964, xxv. Translator of Ellul’s 1954 title rendered French la technique
as technique in English. The closest and most accurate English translation of Ellul’s la technique should be
technology. See, for example, Winner, Autonomous Technology, 1977, 9; Bensaude Vincent et al., "Is
There a French Philosophy of Technology? General Introduction," 2018, 5.
11
Ellul, The Technological Society, 1964, xxviii, xxxi. Ellul used la nécessité technique in his French book.
For consistency with our understanding of technology in English, I replaced technical in the 1964
translation with technological.
12
Winner, The Whale and the Reactor, 1986, 35-36, 11.
13
Winner, Autonomous Technology, 1977, 100.
14
Winner, The Whale and the Reactor, 1986, 19-39.
3
CHAPTER 1: INTRODUCTION
The dissertation sets out to disengage such conflation. As I will argue for the rest of my
writing, if technology in the most general sense is an effective (but not necessarily
efficient) means toward an end, then concern over technical efficiency should be
understood as an example of “technology of technology.” I understand technology of
technology as any technical practice (i.e. technology) that concerns or belongs to
technology; the double senses of “concerning” and “belonging to” are best and most
concisely represented by the proposition “of.” Based on this interpretation, assessing or
choosing one technology based on technical efficiency or compatibility with democratic
values is, in either case, a technology of technology. However, the incongruity between
the two priorities lies in the fact that the common association of general technology
with “new,” “latest,” and “advanced” technology implies a choice and disposition
toward efficiency, potentially at the cost of democratic and other human values that
Ellul and Winner would hold very dear.17 I will revisit and develop these points in
Chapter 4.
15
Weber, The Protestant Ethic and the Spirit of Capitalism, 2001 [1930]; Spengler, Man and Technics: A
Contribution to a Philosophy of Life, 1932; Heidegger, "The Question Concerning Technology," 1977
[1954]; Marcuse, One-Dimensional Man: Studies in the Ideology of Advanced Industrial Society, 2002
[1964]; Mumford, The Myth of the Machine: The Pentagon of Power, 1970; Borgmann, Technology and
the Character of Contemporary Life, 1984.
16
E.g. van Melsen, Science and Technology, 1961, 229-237, 254-255.
17
This debunks Emmanuel G. Mesthene’s belief that while particular values may vary among different
times and societies, the activity of valuing does not. His position insists that “the highest value is the act of
valuing itself … the activity of valuing, the act of human choice, will not be essentially affected” by
technology or the material conditions. See Mesthene, "How Technology Will Shape the Future," 1972,
126; Mitcham and Mackey, "Introduction: Technology as a Philosophical Problem," 1972, 9.
4
CHAPTER 1: INTRODUCTION
In nearly all fields of modern industry and throughout the whole range of rapidly
increasing municipal activities the engineer is indispensable where the aim is to
secure maximum returns for minimum expenditure, the nicest adaptation of means
to ends.
18
Whitney and Smith, ed., The Century Dictionary, 1889-1891, s.v.
19
Smith and Whitney, ed., The Century Dictionary and Cyclopedia, 1911, s.v. The above passage had the
following source: Gilman et al., ed., The New International Encyclopæ dia, 1905, 78.
20
E.g. Wright, Introduction to Engineering, 2002; Moaveni, Engineering Fundamentals, 2016.
21
See the supplement for the entry engineering in Smith and Whitney, ed., The Century Dictionary and
Cyclopedia, 1911, s.v.
5
CHAPTER 1: INTRODUCTION
22
American Society for Engineering Education, Aeee 1995-1996 Profiles of Engineering & Engineering
Technology Colleges, 1997, 10. My count excludes “other engineering discipline.”
23
American Society for Engineering Education, Engineering and Engineering Technology by the Numbers
2020, 2021, 3. My count here does not include computer science that is outside colleges of engineering,
general engineering, or other engineering disciplines.
24
Daniels, "Science, Technology, and Innovation in Africa: Conceptualizations, Relevance, and Policy
Directions," 2017; Juma, Redesigning African Economies: The Role of Engineering in International
Development, 2006.
6
CHAPTER 1: INTRODUCTION
Table 1.1 Share of Bachelor’s Engineering Degrees Earned in the US in 2019, Compared
to the National Population (ages 20–34) of the Same Year
25
Bachelor’s degrees in engineering include U.S. citizens or permanent residents only. All percentages in
the column reflected statistics in 2019 and are my calculations based on numbers in Table SHED-5, which
is provided alongside the following source: National Science Board, "Higher Education in Science and
Engineering," 2022.
26
All percentages in the column reflected statistics in 2019 and are my calculations based on numbers in
Table NC-EST2019-ASR6H, which is provided alongside the following source: Unites States Census Bureau,
"2019 Population Estimates by Age, Sex, Race and Hispanic Origin," 2020.
27
Glorioso and Hill, Introduction to Engineering, 1975, 3; Kosky et al., Exploring Engineering, 2016, 3-4;
Mazumder, Introduction to Engineering, 2016, 25-26; Moaveni, Engineering Fundamentals, 2016, 3; Eide
et al., Engineering Fundamentals & Problem Solving, 2018, 1, 4; Walesh, Engineering Your Future: The
Professional Practice of Engineering, 2012, 3.
7
CHAPTER 1: INTRODUCTION
Note that although the above textbooks may discuss interactive skills, qualitative factors
in systematic thinking, as well as engineering ethics and social responsibility, the items
that I enumerate here are predominant and prioritized in that they are brought up often
earlier than the other qualities in the characterizations of engineers. It is clear that
engineering at present is less likely to make an outright devotion only to quantitative
efficiency, as was articulated by the Century Dictionary and Cyclopedia from the 1910s.
Contemporary engineering, however, by consolidating the above three items—problem-
solving, the superiority of numbers, and the design and creation of new technologies—
into a conceptual and actionable whole, has presumed quantitative efficiency
(“numbers”) to be the ideal type (or role model) of its particular means (“problem-
solving”) for the prescribed goals of measuring and turning out new technologies (“at
the forefront of cutting-edge technology”). To the extent that numbers, problem-
solving, and technological progress are no longer the only focal points of engineering,
and yet continue to assert primacy, they become unspoken institutional norms.
My project started out as a personal dissatisfaction with how limited and narrowly
focused my own engineering education experiences had been. I spent many sleepless
nights working on solutions to engineering problems that are theoretical and
8
CHAPTER 1: INTRODUCTION
unrealistically simplified. For one notable example, when I was in my senior year of
college, I worked in an emerging subfield of communications engineering called
molecular communications as my undergraduate research. Unlike traditional
communications systems, which utilize electromagnetic waves (e.g. coaxial cables and
Wi-Fi) or light (e.g. optical fibers) to transmit information, molecular communications
employs different numbers or concentrations of molecules to carry data. In my
understanding, molecular communications is most suitable for microscale and
nanoscale artificial devices that need to communicate with each other in a closed, fluid
environment like within human bodies. While applications of molecular communications
were not unimaginable, during my undergraduate research, I doubted that such
technology was at all practical. And even if it could have been practical, I suspected
there was no real need for having a technology like this, not to mention that having tiny
automata implanted into bodies and able to communicate autonomously was to me, at
best, a creepy idea.
28
My discontent with the researches I wanted to critique were euphemized in Shih et al., "Channel Codes
for Mitigating Intersymbol Interference in Diffusion-Based Molecular Communications," 2012, 4228; Shih
et al., "Channel Codes for Reliability Enhancement in Molecular Communication," 2013, 857.
9
CHAPTER 1: INTRODUCTION
My design was welcomed and well received by my undergraduate research advisors for
two reasons. First, I proved that my design was far superior to a number of famous
designs—quantitatively better in terms of one single measurement, known as bit error
rates (BERs), for communication performance. Second, I was able to model the design’s
theoretical performance with a close-formed mathematical expression that can predict
BERs. According to one of my advisors, arriving at a close-formed mathematical
expression is generally considered difficult but most desirable in communications
engineering. While my reservations about the practicality of molecular communications
remained, my paper was accepted by a top journal in communications engineering.29
My other advisor happily commented that he would be promoted in his institution if he
had two first-author papers in the same journal under his belt. He also added that my
publications as an undergraduate student were “very powerful” (超威的) and that I
could easily apply to top engineering graduate schools in the United States.
29
See Shih et al., "Channel Codes for Reliability Enhancement in Molecular Communication," 2013.
10
CHAPTER 1: INTRODUCTION
Research seeking to more or less deconstruct and challenge dominant ideas and
practices of engineering, including those in engineering education and the
interdisciplinary area of engineering studies, has recognized a number of individual
elements that dominate contemporary engineering. Drawing from a large pile of
relevant literature, these include, among others:
Power, hierarchies, and stereotypes that are often associated with masculinity and
are hegemonic and subjugating minorities30
Machines, computers (and programming), materials (e.g. “nuts and bolts”),
technological innovation, advanced technologies, etc., often disregard people and
communications31
Problem-solving and fixing: putting the pursuit of technical means above questions
about their ends and purposes, as well as the uncritical pursuit and attainment of
goals and outcomes given by others32
Quantity and efficiency often serve as metrics for technological progress and the
basis for sociotechnical control33
30
Hacker, "The Culture of Engineering: Woman, Workplace and Machine," 1981; Cockburn, Machinery of
Dominance: Women, Men, and Technical Know-How, 1988; Hacker, Pleasure, Power, and Technology,
1992 [1989]; Hacker et al., Doing It the Hard Way: Investigations of Gender and Technology, 1990;
McIlwee and Robinson, Women in Engineering, 1992; Mellström, Engineering Lives: Technology, Time and
Space in a Male-Centred World, 1995; Faulkner, "Dualisms, Hierarchies and Gender in Engineering," 2000;
Kunda, Engineering Culture: Control and Commitment in a High-Tech Corporation, 2006; Tonso, On the
Outskirts of Engineering, 2007; Lagesen and Sørensen, "The Enactment of the Social/Technical Binary in
Software Engineering," 2009; Walton et al., "Two Brief Interventions to Mitigate a 'Chilly Climate'
Transform Women’s Experience, Relationships, and Achievement in Engineering," 2015.
31
Hacker, "The Culture of Engineering: Woman, Workplace and Machine," 1981; Cockburn, Machinery of
Dominance: Women, Men, and Technical Know-How, 1988; Mellström, Engineering Lives: Technology,
Time and Space in a Male-Centred World, 1995; Faulkner, "`Nuts and Bolts and People'," 2007;
Ensmenger, The Computer Boys Take Over, 2010; Bix, "Mastering the Hard Stuff: The History of College
Concrete-Canoe Races and the Growth of Engineering Competition Culture," 2019; Vinsel and Russell, The
Innovation Delusion: How Our Obsession with the New Has Disrupted the Work That Matters Most, 2020.
32
Downey, "Are Engineers Losing Control of Technology?," 2005; Riley, "Aiding and Abeting: The
Bankruptcy of Outcomes-Based Education as a Change Strategy," 2012; Riley, "We've Been Framed! Ends,
Means, and the Ethics of the Grand(Iose) Challenges," 2012; Jonassen, "Engineers as Problem Solvers,"
2014; Downey, "Pds: Engineering as Problem Definition and Solution," 2015.
33
Downey, "Low Cost, Mass Use," 2007; Alexander, The Mantra of Efficiency: From Waterwheel to Social
Control, 2008; Porter, Trust in Numbers: The Pursuit of Objectivity in Science and Public Life, 1995.
11
CHAPTER 1: INTRODUCTION
However, I have not been aware of any research or writing that identifies all these
dominant elements in engineering and at the same time attempts to investigate how
they are all interrelated and mutually reinforcing and form a coherent structure of
pervasive concepts and forceful activities, making dominant engineering practice as a
whole more difficult to challenge and deconstruct and more liable to restrict changes,
reforms, and other possibilities.36 For example, Sally Hacker’s various works provided
first-hand feminist insights and critical lenses into how oppressive and disempowering
engineering was being taught and assessed in college. While her path-breaking works
remain influential in encouraging and inspiring my own writing, many phenomena she
identified (and many of them anecdotal) were parallel and yet lacked substantive
accounts of their connections or interactions.37
A significant part of my dissertation aims to fill this gap and build upon former works by
weaving together isolated pieces identified by previous authors and by showing how
34
McGee and Martin, "Stereotype Management among Academically Successful Black Mathematics and
Engineering Students," 2011; Meyer et al., "Women Are Underrepresented in Fields Where Success Is
Believed to Require Brilliance," 2015; Storage et al., "The Frequency of “Brilliant” and “Genius” in
Teaching Evaluations Predicts the Representation of Women and African Americans across Fields," 2016;
Canning et al., "Stem Faculty Who Believe Ability Is Fixed Have Larger Racial Achievement Gaps and
Inspire Less Student Motivation in Their Classes," 2019.
35
Reed et al., "Engineering as Lifestyle and a Meritocracy of Difficulty: Two Pervasive Beliefs among
Engineering Students and Their Possible Effects," 2007; Slaton, Race, Rigor, and Selectivity in U.S.
Engineering, 2010; Riley, "Rigor/Us: Building Boundaries and Disciplining Diversity with Standards of
Merit," 2017; Seron et al., "“I Am Not a Feminist, But. . .”: Hegemony of a Meritocratic Ideology and the
Limits of Critique among Women in Engineering," 2018; Bix, "Mastering the Hard Stuff: The History of
College Concrete-Canoe Races and the Growth of Engineering Competition Culture," 2019; Chandra Anne
et al., "Examining How Engineering Educators Produce, Reproduce, or Challenge Meritocracy and
Technocracy in Pedagogical Reasoning," 2019; Rohde et al., "Anyone, but Not Everyone: Undergraduate
Engineering Students’ Claims of Who Can Do Engineering," 2020.
36
The closest works that I think have identified all these elements and pointed to some connections and
interactions include: Riley, Engineering and Social Justice, 2008; Slaton, Race, Rigor, and Selectivity in U.S.
Engineering, 2010; Seron et al., "“I Am Not a Feminist, But. . .”: Hegemony of a Meritocratic Ideology and
the Limits of Critique among Women in Engineering," 2018.
37
E.g. Hacker, "The Culture of Engineering: Woman, Workplace and Machine," 1981; Hacker, "Doing It the
Hard Way," 1985; Hacker, Pleasure, Power, and Technology, 1992 [1989]; Hacker, "Discipline and Pleasure
in Engineering," 1992.
12
CHAPTER 1: INTRODUCTION
38
For example, while Ann Johnson observed that social and technical authority of technological
knowledge were “two sides of the same coin,” technical authority appears to be the precursor to the
social one, as superiority is “socially constructed, within [technical] constraints.” On the one hand,
technology that works is the upmost criteria to establish its reliability and hence technical authority. On
the other hand, such authority on technological superiority exerts hegemonic control over other
knowledge claims and, with power struggles and a confluences of interests, produce social authority.
Ontologically, this position suggests that authority of technology has a technical origin before social
authority is acquired. Similarly, in Habermas’s social theory, purposive “knowhow” measured by efficacy
was the earliest kind of rationality in human history, a source of power for individuals to induce another
person’s readiness to follow without brute force. See Johnson, "Revisiting Technology as Knowledge,"
2005, 569-570; Habermas, Lifeworld and System: A Critique of Functionalist Reason, 1987, 181-182, 193-
194.
39
For example, it is unsurprising to realize that despite the seeming broadening of the engineering
curriculum, at its core is still technical problem solving (usually through mathematics), suggesting that the
growing breadth of engineering education fails to challenge the demarcation between core and
periphery, and that concerns over engineering’s functions to serve humanity become merely a public
relations exercise. See critiques from Downey, "Pds: Engineering as Problem Definition and Solution,"
2015, 442-444; Riley, Engineering and Social Justice, 2008, v-vi.
13
CHAPTER 1: INTRODUCTION
quantity, and problem-solving appear less so.40 Second, the relationships and
interactions among these elements, which reinforce one another and strengthen their
ties to the exclusion of other potential elements and relationships, are not
fundamentally masculine or whiteness. The contextual, seemingly value-neutral way of
accumulating and consolidating resources is favorable to and characteristic of
sociotechnical systems that are closed, powerful, and self-reproducing and is therefore
susceptible to any political power grabs, including but not limited to those historically
obtained by men, white people, (post-)colonialism, etc. Take my aforementioned
“achievement” in molecular communications as an example. It follows that in order to
introduce infrastructural reform and change, in addition to challenging the ways in
which quantitative superiority and power each individually constitute and contribute to
the system of dominant engineering, we must call into question their network effects
and partisanship—e.g. how quantitative superiority leads to power and vice versa—that
sustain and argument the system.
My second point of departure from most works in engineering education research (and
from some works in engineering studies) is that the presentation of their research
findings appears timeless and devoid of context, much like research outcomes typically
from engineering and science. Not only do quantitative methods dominate engineering
education research41 and derive deductive numerical relations and models that evaluate
a theory of (significant) correlations and describe what things generally are in a law-like
manner based on a spatiotemporal section of an ongoing historical process. Moreover,
many of the subfields of engineering education research—quantitative and qualitative
alike—aim to deliver “theories,” “frameworks,” “approaches,” “method(ologie)s,”
“ways,” “(best) practices,” “use,” “science,” “nature,” “models,” and “current states” of
certain topics.42 Despite varying contexts of education, these keywords give the
impression that knowledge and techniques in engineering education may be universal
and apply indistinctively.
40
Note how terms like brilliance and genius are associated with males and masculine: Leslie et al.,
"Expectations of Brilliance Underlie Gender Distributions across Academic Disciplines," 2015; Meyer et al.,
"Women Are Underrepresented in Fields Where Success Is Believed to Require Brilliance," 2015; Storage
et al., "The Frequency of “Brilliant” and “Genius” in Teaching Evaluations Predicts the Representation of
Women and African Americans across Fields," 2016.
41
Borrego et al., "Quantitative, Qualitative, and Mixed Research Methods in Engineering Education,"
2009; Koro-Ljungberg and Douglas, "State of Qualitative Research in Engineering Education: Meta-Analysis
of Jee Articles, 2005-2006," 2008.
42
These keywords are taken (and when applicable, put in plural forms) from the chapter titles of Johri and
Olds, ed., Cambridge Handbook of Engineering Education Research, 2014.
14
CHAPTER 1: INTRODUCTION
While my dissertation has a practical end geared toward discourse and policy changes
for better engineering practice and education, its inner cores nonetheless address
simultaneously the shortcomings and difficulties of the existing literature on the history
and philosophy of technology and engineering.
My dissertation shifts the focus of historical research from the material achievements
and the specific ideas about inventions to the general concepts and normative content
of technology and engineering. Historical accounts of evidence of early “engineering”
have predominantly been on extant constructions—cities, temples, aqueducts, canals,
tombs (e.g. pyramids and the Treasury of Atreus), and defense works (e.g. the Great
Wall of China)—that are “visible technology” in nature and ascribed them to the
43
E.g. Downey, "Are Engineers Losing Control of Technology?," 2005; Downey, "The Normative Contents
of Engineering Formation," 2014; Downey, "Pds: Engineering as Problem Definition and Solution," 2015;
Riley, Engineering and Social Justice, 2008; Wisnioski, "What's the Use? History and Engineering Education
Research," 2015.
15
CHAPTER 1: INTRODUCTION
My research, on the other hand, builds multiple connections between all these linguistic
references through linguistic philosophy and etymological studies on the ancient text.
By looking for linguistic evidence as reflections of ideas, the fruit of my inquiries through
languages is to be able to portray evolving lineages of ideas about engineering. The
dissertation, in effect, attempts to significantly extend our known history of ideas of
engineering, including what we refer to as “engineering cultures” and the “normative
contents of engineering formation,”49 to Ancient Greek and Roman times. It goes
beyond a sketch of engineering to be etymologically “the Latin ingenera, meaning to
implant, generate or produce” or saying that “[i]n the late Middle Ages it was linked to
the making and operating of military hardware.”50 Returning the voice to ancient
authors, the dissertation debunks that early engineering was simply “plain know-how,”
“imperial civil service,” and “value-neutral,” or that its practitioners “[were] not
responsible for the organization or use of [their] work.”51
44
E.g. Hawkshaw, "Address of Sir John Hawkshaw," 1876; Watkins, "The Beginnings of Engineering," 1891;
Forbes, Man the Maker: A History of Technology and Engineering, 1950; Finch, Engineering and Western
Civilization, 1951; Garrison, A History of Engineering and Technology: Artful Methods, 1999.
45
E.g. Wright, Introduction to Engineering, 2002; Oakes and Leone, Engineering Your Future, 2018.
46
E.g. Armytage, A Social History of Engineering, 1961; Landels, Engineering in the Ancient World, 1978.
47
Procopius, Procopius Vol. 7: Buildings, 1971, xiv.
48
See, for example, a comparable question about conflating chemistry and alchemy: Newman and
Principe, "Alchemy Vs. Chemistry: The Etymological Origins of a Historiographic Mistake," 1998.
49
Downey, "Location, Knowledge, and Desire," 2011; Downey, "The Normative Contents of Engineering
Formation," 2014.
50
Meijers, "General Introduction," 2009, 3.
51
Goodman, New Reformation: Notes of a Neolithic Conservative, 2010, 63.
16
CHAPTER 1: INTRODUCTION
each of them and clarifying their relations prove necessary for my project.52 For the part
of technology, I insist on etymological linkages to establish interchangeability between
referents of different words. Whereas Schatzberg included arts (and Latin ars) in his
treatise on technology and, as a matter of course, incorporated art in general and
mechanical arts from the Middle Ages into the lineage of the concept of technology, my
approach has been fixated on the word technology and its Ancient Greek etymons
techne (τέχνη), technologos (τεχνολόγος), and technologia (τεχνολογία).
There are certain advantages of paying close attention to technology. Schatzberg took
the position that “there is no direct path from ancient ideas about techne to our
modern concept of technology.” He insisted that “[c]oncepts have no origins for
historians to uncover, nor do they contain essences to be revealed.”53 I respectfully
disagree. If concepts are more or less reflected in the use of languages, then extant text
on technology from Ancient Greece to our modern time gives us invaluable clues as to
several paths in which an idea or concept has probably developed as well as their
credible, documented origins; to deny these is to reject the whole project of any
etymology.
52
For Schatzberg, engineering appears nothing more than a vehicle for understanding the dynamics of
technology. This is further corroborated by the fact that engineering is not a keyword in the index.
53
Schatzberg, Technology: Critical History of a Concept, 2018, 16.
17
CHAPTER 1: INTRODUCTION
On the other hand, I discuss Ancient Greek techne in a similar way in Chapter 3 and
remedy Schatzberg’s treatment of the same subject, which I think is both linguistically
and philosophically insufficient.54 For example, he correctly recognized the significance
of Heidegger’s reworking of classical Greek techne for contemporary discourse on
technology and, through citing others’ works, pointed out Heidegger’s pitfalls for
neglecting important parts of Aristotle’s Nicomachean Ethics.55 A first-hand knowledge
and close reading of Ancient Greek philosophers would, however, profitably contribute
to that conversation by questioning what Heidegger may have concealed in his
purported appreciation of Greek techne.56
My dissertation sets out to trace the historical ideas of engineering back to antiquity as
far as linguistic evidence I have may allow. Whereas concepts may not have definite
origins in the sense that such origins “determined” or “begot” subsequent
developments (e.g. think about the “origin” of species), uncovering the origins of a
concept is nothing more than discovering an archeological site or finding an early use of
a word. My ultimate interest resides in their anthropological import and what it means
to the present.
54
Compare my discussion of techne in Chapter 3 with Schatzberg, Technology: Critical History of a
Concept, 2018, 16-26.
55
Schatzberg, Technology: Critical History of a Concept, 2018, 17, 23.
56
See my discussion of Heidegger’s “The Question Concerning Technology” in footnote 295 of Chapter 3.
57
E.g. Mesthene, "Technology and Wisdom," 1972, 109-110; Simon, "Pursuit of Happiness and Lust for
Power in Technological Society," 1972, 173. Ancient authors who shared similar views include Demades of
Athens (c. 380–c. 318 BCE) and Aristotle. See footnotes 394 and 395 and corresponding passages in
between in Chapter 3.
18
CHAPTER 1: INTRODUCTION
exploited the environment and marked the Anthropocene.58 To these works, my writing
wishes to add that throughout history, there have also been paralleling techniques and
inventions whose nature is to inflict violence on or bring trouble to fellow humans. Such
are the topics in Chapter 3.
The second body of the literature that my work converses with pertains to the grand
narrative of technological change whose bottom-line is often to relive our recent
memory and common experience that modern technology poses a threat to humanity,
often paradoxically. In pondering over similar questions, a few notable philosophers and
historians, to a large extent, assumed that technology of an oppressive, authoritarian,
and narrow-minded nature is a recent development belonging distinctly to our age and,
either directly or indirectly, may run the risk of eulogizing ancient technology as “more
humane.” For example, when Hannah Arendt spoke of machines, she was referring to
modern machinery that “demand[s] that the laborer serve them … [and] has replaced
the rhythm of the human body” since “the beginning of the modern age.”59 Nathan
Rotenstreich presumed it is a modern phenomenon that military and bureaucratic
technology is “in the service of death and power” because of the emergence of the
mutual shaping of technology and politics in modern times. His stance implied his
“constitutive logic” of technology and its “technical-utilitarian yardstick” were once
separated from politics and governance in antiquity.60
58
E.g. Merchant, The Death of Nature, 1980; Marine, America the Raped: The Engineering Mentality and
the Devastation of a Continent, 1969.
59
Arendt, The Human Condition, 1958, 144-153, esp. 147-148.
60
Rotenstreich, "Technology and Politics," 1967, 212, 200. Rotenstreich’s understanding of the
relationship of technology and politics was largely influenced by how he defined the prototypes of
technology and politics and categorized them as separate realms: technology concerns the use and
conquest of the nature and represents relations between human and nature, while politics concerns
social organization and belongs purely to the human domain.
61
Mumford, The Myth of the Machine: The Pentagon of Power, 1970, 140, 155.
19
CHAPTER 1: INTRODUCTION
My dissertation demonstrates that, throughout the corpus of Ancient Greek and Latin
writings, there were countless references to technology and machines that were cast in
a sinister light. The idea of technology was not altogether innocent. As early as in
Homer’s Odyssey (ca. the 8th or 7th century BCE), Greek techne was associated with
crafty wile (δολίης τέχνης, 4.455) and tricks (τέχνας and τέχνῃσι, 8.327 and 8.332). In the
works of Xenophon and Plato, techne was also connected with war, flattery, and
deception.65 Similar technologies which created controversies called for reasoning about
their moral consequences and the conditions for their use to reconcile and navigate
their discordant and sometimes conflicting social functions. For example, when it comes
to warfare, western classical philosophers, like their Eastern contemporaries, took a
stance on when to rightfully employ military forces.66 The divergence in the
technologies and the goals they served went hand in hand with collective judgments
and actions on technology that were inherently political in character. Power and
authority, therefore, permeated even some of the most primitive techniques, so long as
62
Mumford, The Myth of the Machine: Technics and Human Development, 1967, 9. It is curious that
Mumford used another term “megamachine” to denote metaphorically any top-down, all-encompassing
sociopolitical order (e.g. that created by kingship) that enables its (often ancient) ruler to impose
regimented social control and coordinate resources and labor to build large-scale infrastructure and
public works. Megamachine has the sense of our present “state apparatus.” The technics derived from a
megamachine is called “megatechnics,” which is more narrowly-focused than “the more modest and
diversified modes of technology” (p. 189) but what he conveyed here was certainly not monotechnics.
Underling all these distinctions reveals that Mumford did not include military technology, authoritarian
social organizations, or monotechnics in ancient technics (or technology).
63
Borgmann, Technology and the Character of Contemporary Life, 1984, 10.
64
Mitcham, Thinking through Technology, 1994, 259.
65
See footnote 680.
66
For example, Plato. See Hobbs, "Plato on War," 2007, 177-180; Syse, "Plato: The Necessity of War, the
Quest for Peace," 2002, 39-40. Somewhat in contrast, Chinese classical philosophers, including Laozi,
Confucius, and Mengzi, either opposed the use of military forces altogether or described that divine
retribution may fall on the communities and commanders that use military force. See Confucius,
Confucian Analects, the Great Learning, the Doctrine of the Mean, 1960, 254; Laozi, Tao Te Ching, 1989,
32-33; Mencius, Mencius, 1970, 80, 194-195.
20
CHAPTER 1: INTRODUCTION
such techniques entail the coordination of social activities, as in the cases of hunting,
fishing, and sailing.67
On the other hand, the idea of machine is etymologically derived from Ancient Greek
μηχανή and Latin machina. Modern machinery found to be demoralizing has its
counterpart in antiquity: military machines and siege engines whose primary purpose
was to storm a city by force and wreak havoc on other human beings. Machine, in these
senses, was a technology of the most devastating kind. Ancient military authors who
narrowly focused on belligerent machines and neglected the human cost of warfare
would boast about the power and efficiency of their military inventions, often in binary
and quantitative terms, and present them as “mere means” (in Borgmann’s words) that
were useful in instrumental terms and easily transferable to the hands of anyone else.
67
Udy, Organization of Work, 1959, 67-68, 87-88, 91; Engels, "On Authority," 1978 [1874], 732.
68
Borgmann, Technology and the Character of Contemporary Life, 1984, 6-7.
69
Mitcham and Mackey, "Introduction: Technology as a Philosophical Problem," 1972, 6.
21
CHAPTER 1: INTRODUCTION
Philosophers and historians of technology have long engaged with the relationships
between science and technology. The frequent target they zeroed in on was the
characterization of technology as “applied science.”70 Early critics of this view presented
a spectrum of responses. For Andrew G. van Melsen, a corollary of the mutual
dependence between knowing and doing is that there is “no physical science which is a
purely cognitive activity, just as there is no technique which is purely a manipulation of
reality.” It is therefore inaccurate (and paradoxically correct and incorrect) to say
technology is applied science.71 James K. Feibleman argued that whereas applied
science is theories oriented toward practical ends, technology is the concrete way of
specifically applying theories and is distinct from applied science.72 Joseph Agassi and
Henryk Skolimowski made similar distinctions between applied science and technology,
though their points of reference for technology were different. Agassi considered
technology to be invention that is measured by “practical success” in the complexity of
the material world. While applied science is “an exercise in deduction,” invention is like
“finding a needle in a haystack” by design, implementation, and testing.73 Skolimowski,
on the other hand, represented technology as procedures of technical problem solving
that are “extremely selective” about what is useful for a specific problem situation. In
terms of “progress,” if science expands our knowledge base through devising better
theories, technology increase “effectiveness in at least one [objectively-measurable]
aspect” through the creation of new means or artifacts.74
Contemporary philosophers also took up and elaborated on the question of science and
technology relationships. To pinpoint what technology is, Borgmann turned to the
underlying patterns of modern technology that enlist scientific knowledge as “a
necessary condition” for technological progress. His view is not dissimilar to van
Melsen’s conceptualization of “technological order,” or the collective, large stores of
technical possibilities that draw on the applications of science and repurpose them for
70
For an early philosophical perspective on how technology is applied science, see Mario Bunge’s articles:
Bunge, "Technology as Applied Science," 1966; Bunge, "Toward a Philosophy of Technology," 1972.
71
van Melsen, Science and Technology, 1961, 84.
72
Feibleman, "Pure Science, Applied Science, and Technology: An Attempt at Definitions," 1972.
73
Agassi, "The Confusion between Science and Technology in the Standard Philosophies of Science," 1966,
348.
74
Skolimowski, "The Structure of Thinking in Technology," 1966, 373, 377.
22
CHAPTER 1: INTRODUCTION
Generally, among all existing literature on science and technology relationships, most
works implicitly conflate engineering and technology and, in particular, inattentively
designate engineering (and its related concept, industry) to represent technology. For
example, Otto Mayr partly located the relationship between science and technology in
“scientists and engineers, who have a personal stake in the interpretation of the
relationship” as well as the “interactions between the theoretical understanding of
nature and the inventions and techniques of the industry.”79 When Edwin Layton
described “the scientific revolution in technology” and “the communities of science and
technology,” the technology his paper focused on was “civil, mechanical, and electrical
engineering” in relation to physical sciences.80 Similarly, Ronald Kline, in clarifying the
dynamic relationships between science and technology, relied on engineers to speak
about the conceptualization of technology.81 Paul Forman, in particular, picked up
75
Cf. Borgmann, Technology and the Character of Contemporary Life, 1984, 33-37; van Melsen, Science
and Technology, 1961, 261-262.
76
Pitt, Thinking About Technology, 2000, 1-9.
77
Cf. Pitt, Thinking About Technology, 2000, 5-6; Mayr, "The Science-Technology Relationship as a
Historiographic Problem," 1976, 664-669.
78
Ronald, "Construing "Technology" as "Applied Science": Public Rhetoric of Scientists and Engineers in
the United States, 1880-1945," 1995.
79
Mayr, "The Science-Technology Relationship as a Historiographic Problem," 1976, 663-664.
80
Layton, "Mirror-Image Twins," 1971, 562. In the same page, Layton was aware that there are other
“technologies” corresponding to “chemistry, biology, geology, and other sciences,” and clearly these
technologies do not need to be engineering. Still, his view of technology was limited to the counterpart of
natural science and his paper about technology did not go beyond engineering.
81
Ronald, "Construing "Technology" as "Applied Science": Public Rhetoric of Scientists and Engineers in
the United States, 1880-1945," 1995.
23
CHAPTER 1: INTRODUCTION
Layton and Kline on their presentation of primary sources. He argued that their
evidence decisively showed—not that engineers were self-interested or status-seeking
when presenting their fields as “applied science” like Layton or Kline asserted—but that,
unequivocally, engineers believed in “technology’s subordinate rank and role relative to
science.” In this particular move, Forman, again, reinforced the well-trodden path that
engineering and technology are synonyms.82
While questions on “the relation between technology and engineering” were posed by
Mitcham and Mackey, now five decades ago,83 there is still a lamentable lack of
substantive discussion about the relationships between technology and engineering.
Even in such an ambitious edited book like Philosophy of Technology and Engineering
Sciences, the focus on engineering sciences seemed to exclude premodern or non-
scientific engineering practice—an inadequacy acknowledged openly by the book’s
editor, Anthonie Meijers.84 There is a general tendency among the book’s contributors
to conflate engineering and engineering science.85 The missed opportunity to distinguish
between engineering and technology further contributed to a babel of parallel
discussion about either engineering or technology. What relationships between
engineering and technology may we learn, when one leading philosopher characterizes
technology as “a (type of) artifactual, functional system with a certain degree of stability
and reproducibility” while another philosopher defines engineering as “the art of
organizing and negotiating the design, production, operation and decommissioning of
artifacts, devices, systems and processes that fulfil useful functions by transforming the
world to solve recognized problems?”86
Wherever relationships of engineering and technology are dealt with, most genres
readily portray engineers as the main contributors to (and sometimes perpetrators of)
technology. These can be taken either uncritically as a reality to celebrate or critically as
82
Forman, "The Primacy of Science in Modernity, of Technology in Postmodernity, and of Ideology in the
History of Technology," 2007, 64-65. On this ground, Eric Schatzberg’s assessment that “Forman
simplistically equates technology and engineering” was on point, but it should also be noted that one of
Forman’s main theses—specifically, that there had been the primacy of science relative to technology
until around 1980—drew equally on accounts of social theorists and philosophers. The scope and depth of
Forman’s evidence was not limited to what engineers and industrialists said. Cf. Schatzberg, Technology:
Critical History of a Concept, 2018, 70-71.
83
Mitcham and Mackey, "Introduction: Technology as a Philosophical Problem," 1972, 7.
84
Meijers, "General Introduction," 2009, 4-5.
85
E.g. Mitcham and Schatzberg, "Defining Technology and the Engineering Sciences," 2009.
86
Meijers, "General Introduction," 2009, 5.
24
CHAPTER 1: INTRODUCTION
87
Compare, in particular, Florman, The Existential Pleasures of Engineering, 1976, x; Layton, The Revolt of
the Engineers, 1971, 56.
88
Cf. Wisnioski, Engineers for Change, 2012, 5-9; Channell, The Rise of Engineering Science: How
Technology Became Scientific, 2019, 3-9.
89
See, in particular, Mitcham, Thinking through Technology, 1994, 14; Mitcham, "The Importance of
Philosophy to Engineering," 1998, 42-43. Mitcham’s earliest reference to “engineering philosophy of
technology” appears to be on Mitcham, "Philosophy of Technology," 1980, 292.
90
For example, Plato’s theory of ideas (or forms) drew on woodworking of carpenters (Cratylus 389a–
390b). See also Hannah Arendt’s discussion on Arendt, The Human Condition, 1958, 142-143..
Furthermore, Plato and Aristotle compared the commanding knowledge of a political ruler to the master-
art of a chief-craftsman. See footnotes 315–317 and the relevant passages.
25
CHAPTER 1: INTRODUCTION
and social values at work. My revisionist approach to the engineering and technology
relationship is necessarily a sociotechnical critique and provides theoretical foundations
for the first two parts of this section, “Research Background and Intellectual Context,”
where many others in engineering like me were once confounded by the narrow-
mindedness of engineering practice. The dissertation is a companion dedicated to those
who look for theoretical underpinnings to understand and deconstruct the normative
content of engineering and take action on discourse and policy changes for better
engineering practice and education.
The engineering profession is nothing more than one of the many players in technology.
As Goldman indicated paradoxically, “[t]echnological action is a social process in which
engineers participate rather than something that engineers do.”94 On the one hand, his
position implied that while engineering is shaped by institutional context, the relation is
91
Goldman, "The Social Captivity of Engineering," 1991, 122; Goldman, "Philosophy, Engineering, and
Western Culture," 1990, 125.
92
Goldman, "Philosophy, Engineering, and Western Culture," 1990, 145.
93
Goldman, "The Social Captivity of Engineering," 1991, 121.
94
Goldman, "The Social Captivity of Engineering," 1991, 122.
26
CHAPTER 1: INTRODUCTION
only contingent on and secondary to the arbitrary, managerial policy that directly
impacts and coordinates technological actions, which engineering is a part of. On the
other hand, Goldman did not pull any punches in his critique and high expectations of
engineering. He recognized that engineering practice “always takes place in action
contexts” and represents a sociopolitical rationality that “includes a range of synthetic,
personal, and social volitional elements.”95 Ultimately, he advanced an ethics of
engineering that is distinct from that of science. Engineering, unlike science, cannot
circumvent “questions of right action,” because “engineering entails action on a world,”
and accordingly, engineering “intrinsically and inescapably raises moral, political, and
aesthetic questions that traditionally remain outside the conduct of science.”96
Unfortunately, Goldman did not tell us about the other technologies that are not
engineering practice. Ann Johnson, in her reviews of a number of books by women
scholars, filled this gap when she redressed the imbalance in which philosophy of
technology had predominantly gravitated to “the epistemological dimensions of
engineering.”97 She provided evidence showing that communities of technological
knowledge are not and shall not be limited to engineers and technologists. Technology
includes, as a matter of course, knowledge of many other participants, including that of
entrepreneurs, product manufacturers, local stakeholders, instrument makers, technical
and non-technical workers (sometimes without university credentials), and users and
non-users. The decentering of technology from engineering problematizes the privilege
of “objective” knowledge and the very nature of objectivity. The politics of whose
knowledge represents technological knowledge highlights the ethical dimension and
situatedness of technology, and inquiries along these lines are all the more important
when technology in question is widespread commercial commodities steered by
conflicting social interests.98
95
Goldman, "The Social Captivity of Engineering," 1991, 141.
96
Goldman, "The Social Captivity of Engineering," 1991, 141.
97
Johnson, "Revisiting Technology as Knowledge," 2005, 555.
98
Johnson, "Revisiting Technology as Knowledge," 2005.
27
CHAPTER 1: INTRODUCTION
ideals for Davis Baird’s “thing knowledge.”99 On the other hand, intelligent behaviors of
crows, chimpanzees, octopuses, dolphins, and whales clearly demonstrate technological
knowledge in terms of know-how.100 Overall, animal constructions are not
fundamentally different from human-constructed artifacts, and animal behaviors that
intelligently respond to the environment also highlight what human sapiens have shared
with most non-human animals, including a struggle for survival.
To conclude, Shew argued that we should not let our “human bias” rule out non-human
animal constructions and behaviors as technology. A broader understanding of
technology that accommodates technology of animals not only furthers an
“appreciation of what animals do” and “others who are not ‘like us’ in the ways we take
as important.” It also “helps us see how our narratives about technology are biased in a
way that impedes both our philosophical projects on technology and our greater
appreciation of humanity in its animality.”101 It is to this discourse concerning our social,
philosophical imaginary of technology that my dissertation is also dedicated to.
99
Shew, Animal Constructions and Technological Knowledge, 2017, 32, 99. In terms of (successful)
functions for artifacts, the five ideals for thing knowledge—detachment, efficacy, longevity, connection,
and objectivity—are interchangeable and comparable to criteria for scientific knowledge (and truth).
David Baird feared that granting thing knowledge to “the creations of biological evolution” and “naturally
occurring phenomena bear knowledge” may go down the rabbit hole of acknowledging that “spiderwebs
bear knowledge of insect catching” and that “our solar system bear knowledge of gravity.” His argument
for “the differences between a riverbed, a spiderweb, and [what he terms] thing knowledge” appeared
forced in order to “insist on these differences.” On the one hand, the ideals of thing knowledge are
modeled after “mathematical functions rather than biological or more broadly teleological functions,”
which he called “a ‘thinner’ notion of function” in favor of the characteristics of objective knowledge that
are independent of subjective human experiences. On the other, his quotations of Ian Hacking’s idea of
“phenomena” (which excludes biological and naturally-occurring phenomena) and of Karl Popper’s failure
to include animal behaviors and constructions in “World 3” (a “minimal criterion” for inclusion is “capable
of being grasped (or deciphered, or understood, or ‘known’) by somebody” according to Popper) reveal
value judgements at work from humans. Baird’s thing knowledge is, therefore, an anthropocentric vision
of technology, as he contended that human “material creations, through our various acts of calibration,
connecting them with one another and with what we say, have a greater depth of justification than do
animal phenomena.” All quotes here are taken from Baird, Thing Knowledge, 2004, 122-124, 131-132,
142-143.
100
For a diagram that summarizes two dimensions of technological knowledge, see the figure in Shew,
Animal Constructions and Technological Knowledge, 2017, 118.
101
Shew, Animal Constructions and Technological Knowledge, 2017, 121.
28
CHAPTER 1: INTRODUCTION
My point of departure from the above engineering and technology relationships is the
differentiation of technology. By differentiation, I mean not only the classification of
technologies, but also discrimination against some of them (as suggested in the works of
Johnson and Shew). It is my belief that if we must identify one single entity that most
notably differentiates technology in a large-scale, habitual manner, it would be modern
engineering. In thinking about the relations between engineering and technology, I have
been inspired by Pierre Bourdieu’s concept of “taste.” In particular, Bourdieu articulated
that taste not only classifies, but also “classifies the classifier,” where “[s]ocial subjects,
classified by their classifications, distinguish themselves by the distinctions they
make….”102 Apparently, when engineering proffers specific ways to sort out different
technologies in terms of quantitative power, efficiency, or economic value, it is, ipso
facto, a classifier of technology. And when engineering embodies mannerisms of, say,
technocracy, and bears upon other non-technical values, engineering could also be a
taste—to rephrase Bourdieu, a classifier of classifier, that distinguishes itself based on
the technical distinction and judgment it makes on other types of distinctions and
judgments.
Yet for the most part, engineering is not a taste. Engineers are often invisible and
anonymous, working behind the scenes of the rise and fall of big corporations and their
human delegates and material representatives. Engineering is practical and goal-
oriented and is by itself a technology—a means, way, method, etc.—in a broad sense.
Engineering is a technology that concerns technology. Moreover, its knowledge is also
specific to a particular practice; a semiconductor process engineer is distinct from a
petroleum production engineer because they belong to a completely different
sociotechnical system.
102
Bourdieu, Distinction: A Social Critique of the Judgement of Taste, 1984, 6.
103
Reflexivity is one of the tenets of the strong programme in the sociology of knowledge. See, in
particular, Bloor, Knowledge and Social Imagery, 1991, 7. For “science of science,” see note 554 in
Chapter 4.
29
CHAPTER 1: INTRODUCTION
its own. Clarifying the relations between engineering and technology helps us to
understand both concepts that are each significant for our present existence.
4. The values prevalent in engineering and technology put a limit on the kinds of
critical participation from within and outside the community. When I was an
instructor of record for a first-year introductory engineering course between 2017
and 2018, as a humanities scholar (and a former engineer student), I needed to
constantly engage with the prescriptive language and the narrow perspectives of
the template assignments and slides I saw, take a step back, and develop more
thorough ways to address fundamental questions of what values and skills students
should learn that better reflect my identities as an engineer-philosopher and
aspiring engineering educator. Sometimes my critical participation met with very
limited success (an example provided in the footnote).104
104
For example, during the spring of 2018, I tried to convince my senior colleagues that we should no
longer require students to name their files for assignment submission as “#_PID.pdf”, where # denoted
the assignment’s designated number such as “N1” and PID was the ID of their university email account.
Submissions that did not meet this expectation were marked down by one point. I made my argument in
the language of usability, maintaining that “[i]deally a file name should reflect its content like a few words
about an assignment. The assignment number lose [sic] meanings over time. A semester later, ‘ENGE-
1215 Cell Phone Holistic Issues.pdf’ make more sense than something like ‘N12_bonoshi.pdf’.” Then I
articulated my point with a mixture of educational philosophy and practicality, that “The format
‘#_PID.pdf’ seems to come from the time when we used [the previous course management system (CMS)]
and the requirement was grading/instructor-centered rather student-centered. Now that we are on [the
current CMS], we can … grade assignments online and file names are no longer important (my grader
always graded online and told me the naming system made no difference to him).” My senior colleagues
met me halfway. Now the file name required for every assignment submission became
31
CHAPTER 1: INTRODUCTION
Underlying ideas about technology, engineering, and their relations are the central
concerns of this dissertation. At the heart of my approach is a philosophical
investigation inflected with a historical dimension that examines the developing ideas of
technology. While a contemporary philosophical study of the dynamics of the two
concepts will certainly help to unravel how they are socially constructed, connected,
and embodied in our social and technological life, it has been my belief that historical
approaches add weight to these accounts and analyses. Just as the idea of technology
has concerned “the new,” “the latest,” and “advanced” technology for at least more
than a century, as documented at the beginning of the dissertation, “engineering” as
“technology of technology” is likely to be a historically-enduring phenomenon. Despite
the dynamics of conceptual changes in the understanding of technology and
engineering in history, it remains the responsibility of a philosopher (and a sociologist)
to identify any enduring structures which more or less resisted and survived the
challenges facing them and which, more importantly, are still relevant to the problems
and issues of engineering and technology of our time. The historical-philosophical
approach, so to speak, displays simultaneously ideas that are historically entrenched in
our society and potential ways for change given the knowledge of their social formation.
“#_PID_optionalDescription”, while the penalty for noncompliance remains in force for the entire
semester. Compare this with Sally Hacker’s experience of a calculus class in the early 1980s, when her
grade was reduced by 10% only because she did not staple the pages of her paperwork together. See
Hacker, Pleasure, Power, and Technology, 1992 [1989], 41.
32
CHAPTER 1: INTRODUCTION
But even so, either a contemporary philosophical study of one concept in our times or a
contextualizing historical research on the developments of an idea in a given period,
constitutes a daunting task on its own. Doing both is akin to exploring two dimensions in
breadth. Moreover, any thorough research will need to be aware of the variance of a
concept across different geological locations, cultures, and dialects.
One way to practically resolve the above methodological difficulties is to turn to the
language—more specifically, to a linguistic approach centered on the etymology of
words and their referents. Words are known to often have different, competing
meanings that are settled in a context familiar to their interpreters. But diverse
meanings may still be reconciled and encompassed within a more general category of
purposes and intentions, indicating that any enactment of a specific meaning is a choice
that has a motive. This is evident even in words that have contradictory meanings. For
example, sanction, as a noun, signifies permission and penalty. The two seeming
opposites are united in their Latin etymon sanctio (law, decree, etc.) that may give
permission or a penalty. Their difference lies in whether a law is to empower or to
deprive. Literally, as an adverb, may express actually or virtually (the latter used in the
spoken language). The contrary senses are subsumed in the same action trying to lend
credence to the extent to which a subject matter is described. The discrepancies are
whether a speaker or writer intends to represent an exact truth or leave a metaphorical
impression.
Such analysis lends itself well to the historical analysis of polysemous words like
engineering and technology, echoing insights from the linguistic philosophical approach.
Ludwig Wittgenstein’s concept of “language game,” for example, sets out to “bring into
prominence the fact that the speaking of language is part of an activity, or of a form of
life.” What is at stake is that word usage is bounded by rules. For Wittgenstein, rules of
languages work like a sign-post, which ideally dictates a direction without room for
doubt. But it becomes more of a reality that a sign-post “sometimes leaves room for
doubt and sometimes not.” To the extent that how well a sign-post or a rule of a
language works “is no longer a philosophical proposition, but an empirical one,” we turn
to the analysis of the actual use of the language.105
105
Wittgenstein, Philosophische Untersuchungen / Philosophical Investigations, 1953, 11e, 40e.
33
CHAPTER 1: INTRODUCTION
On the other hand, it takes a more winding course for us to carry out a parallel
treatment of engineering. Carl Mitcham and his colleague referred to Wittgenstein’s
notion of the language game and suggested a linguistic philosophical approach to the
study of engineering. Their approach investigates different meanings of a word and its
relations with associated terms and cognates for a better understanding of the
underlying philosophical problems. It engages not “with our experiences of engineering
but with the words we use to talk about such experiences,” and pays attention,
simultaneously, to the colloquial and professional use of the word.108 My work
published elsewhere learned from their experiences and made two tweaks for my
research: I traced the etymology of a word from its first known use to what is now its
most prevalent form, and conducted a comparative analysis between languages.
Through linguistic analysis, I carried out a comparative study between engineering in
English and its Chinese rendering gong cheng (工程). I demonstrated that what
106
This is a view I adapted from A. J. Ayer’s as discussed in Rorty, "Introduction," 1992, 5.
107
Early linguistic philosophers like Richard Rorty concluded that “prelinguistic philosophy is marked by
‘paradox, obscurity, and opacity.’” I disagree. Wherever paradoxes and obscurity arise, there are
underlying assumptions and linguistic and social context to be discerned that make them less
troublesome and more interesting. Rorty and his colleagues would therefore miss out on the
opportunities to understand and reconcile paradoxes. See Rorty, "Introduction," 1992, 9.
108
Mitcham and Mackey, "Comparing Approaches to the Philosophy of Engineering: Including the
Linguistic Philosophical Approach," 2010, 55. Their approach differs sharply from some earlier variants of
linguistic philosophy that “forces us to attend to words alone, instead of the concepts or universals which
words signify, and to which we must eventually return to check up on our words.” See Rorty,
"Introduction," 1992, 9.
34
CHAPTER 1: INTRODUCTION
engineering means is fundamentally different between English and Chinese, and that
their differences correlate with distinct ways practitioners formulate and enact
engineering ethics in the United States and in Taiwan.109
Specifically, the dissertation as a whole mirrors my former work and utilizes etymology
as a center of inquiry, but leaves out the comparative linguistic part and instead focuses
on historical analysis of technology and engineering in the English language. Technology
is etymologically a rare word technologos (τεχνολόγος) in Ancient Greek, bringing
together two keywords—techne (τέχνη) and logos (λόγος)—that have been pregnant
with philosophical meanings since early usage, notably, from the writings of Greek
philosophers. The first half of Chapter 2 will be dedicated to an analysis showing how
techne and logos, as a whole, contributed to an early expression of technology based in
Ancient Greek. Engineering, on the other hand, derives from Latin ingenium, Old French
engin and engigneor, and Italian ingegniere. As will be discussed in Chapter 3, the ideas
of engineering have at least four aspects, including qualifications (e.g. ingenuity, genius,
and natural endowment), artifacts (e.g. an engine and machine), professional identities
(e.g. an engineer as an architect or a mechanic), and knowledge (e.g. engineering as
architecture or mechanics). All these words, notably, date back to Ancient Greek and
Roman times.
Therefore, a historical analysis of the ideas of technology and engineering may start with
their corresponding words in Ancient Greek and Latin and their usage in the literature.
While English translations of Ancient Greek and Latin works are helpful to some extent,
original words that were used in the text are often rendered inconsistently, if not lost, in
translation. For example, while a translator may liberally render techne as art or craft as
they wish, readers who rely exclusively on English translations may not know art and
craft are based on the same word, thus missing out on the use of techne in different
contexts. Sometimes, additional words are added in translations that do not appear in
the original text at all. For example, in Aristotle’s Nicomachean Ethics, πολιτικὴ as an
adjective-noun refers, in general, to political matters. Different translators, however,
rendered the word in the same passage as “the science of Politics” and “the political
art,” presenting obstacles to understanding whether Aristotle thought politics was a
science (ἐπιστήμη or episteme) or an art.110
109
Shih, "Towards an Engineering Ethics with Non-Engineers," 2021.
110
Compare translated texts at line 1094a.29 in Aristotle, Nicomachean Ethics, 2011, 2; Aristotle, The
Nicomachean Ethics, 1934, 6.
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CHAPTER 1: INTRODUCTION
To reliably read and interpret Ancient Greek and Latin text, I taught myself grammar and
used dictionaries and scholarly English translations to fully understand each word,
before producing annotated English translations of full sentences and paragraphs. To
find out relevant text, authoritative dictionaries such as A Greek-English Lexicon (known
as Liddell–Scott–Jones, or LSJ) provided usage examples and citation information,
making it easier to locate key usage of a word like techne in important philosophical
works from Xenophon, Plato, and Aristotle. The Perseus Project at Tufts University
(http://www.perseus.tufts.edu/) and its parallel project, PhiloLogic, at the University of
Chicago (https://perseus.uchicago.edu/), were also reliable digital resources that
provided Greek and Latin text and dictionary functions in one place for my research.
I also utilized the search engine of the online Loeb Classical Library to locate all
appearances of a given Greek or Latin word in the series of printed books from the
publisher. On the one hand, it helped to identify key texts that repeatedly employed a
particular word and concept. On the other, by reading through all the usage of a word
from the corpus, I am able to discover recurring themes that are somewhat
representative in the literature, and at the same time, identify contrasting
representations and develop narratives and arguments about their dynamics.
111
Richard Rorty observed some linguistic philosophers having the pragmatic tendency “to ask to be
judged solely by their fruits” in Rorty, "Introduction," 1992, 3.
112
Rorty, "Introduction," 1992, 20.
36
CHAPTER 1: INTRODUCTION
technology, may productively be dubbed this way, and if the latter concept holds, then
how it helps to situate dominant engineering practice in technology and bring to light
the marginalized or subjugated alternatives within engineering.113 I will take on these
tasks mainly in Chapters 4 and 5.
The sheer breadth of all relevant literature entails that one needs to rely on sources that
are more or less representative, in addition to a modicum of “digital humanities” for
identifying common themes. When I wrote about the development of the word
technology, I relied on two different, complementary tools: early English dictionaries
and databases of early English books. For early English dictionaries, I searched on
Google Books and ensured that the coverage of my research included, at the minimum,
twenty-one dictionaries included in The English Dictionary from Cawdrey to Johnson,
1604-1755.115 My access to early English books was made possible by Google Books,
HathiTrust Digital Library, Internet Archive, and ProQuest’s Early English Books Online
(EEBO). ProQuest’s EEBO was particularly instrumental, because its high-quality
113
My statements here address, in part, the following question posed by Carl Mitcham and Robert
Mackey, now five decades ago: “Can a concept [of technology] which is broad enough to include such
diverse activities as mechanical engineering, making love, and contemplation really tell us anything
significant about these actions or about the nature of man?” See Mitcham and Mackey, "Introduction:
Technology as a Philosophical Problem," 1972, 6.
114
Rorty saw a tension between linguistic philosophy as discovery (or description) of truth (partially in the
sense of empirical findings) and as proposals (and reform) for better ways of talking about a concept and
how things should be. I nevertheless do not think there is any fundamental conflict between the two
camps, and my dissertation tries to fill the gap and build a synergy. Compare Rorty, "Introduction," 1992,
38.
115
Starnes and Noyes, The English Dictionary from Cawdrey to Johnson, 1604-1755, 1991.
37
CHAPTER 1: INTRODUCTION
reflowable text and search engine enabled me to search a keyword and sort the results
in chronological order. These sources will become the centerpiece of the second half of
Chapter 2 to finish off my treatment of Ancient Greek technology.
I also referenced writings from a selection of earlier authors who wrote about machines
and engines. Whether they were inventors, mathematicians, engineers, historians, or
philosophers was not as important as their first-hand positions and beliefs on the topics.
Consequently, I treated primary and secondary sources alike as primary sources, as long
as their authors evinced their attitudes toward a certain theme of interest to my work.
My dissertation includes insights and quotes from Charles Babbage (1791–1871),
Samuel Butler (1835–1902), and Henry Adams (1838–1918) in places where their works
complement and are relevant to my accounts and arguments. Analysis of the earlier
authors, in addition to presidential addresses of professional societies, constitutes the
first half of Chapter 4. The collection of these works up to the early twentieth century
intends to capture a transitional period that connected preliminary forms of dominant
engineering practice from ancient times (Chapter 3) to how modern engineering is now
dominantly carried out (second half of Chapter 4).
All the above linguistic and historical materials (from Chapter 2 to the first half of
Chapter 4), when working together, help to recognize and corroborate what I call
enduring historical-conceptual structures of engineering that are significant for
contemporary philosophy. According to philosopher of technology Philip Brey, classical
philosophy of technology before the 1980s had for the most part been overbearingly
negative about technology (e.g. Jacques Ellul), embraced a deterministic view about
what modern technology can do (e.g. autonomous and out-of-control technology), and
38
CHAPTER 1: INTRODUCTION
But the empirical turn of philosophy of technology did have a cost, by throwing out with
the bathwater the useful progeny from former generations of philosophers and
historians. For example, despite Lewis Mumford being categorized among the “classical”
philosophers of technology,118 I have not seen any discussion about how Mumford’s
approaches and contributions were at cross purposes with the empirical turn.119 Shall
we exclude historical approaches from empirical methods of philosophy? Shall empirical
studies be limited to contemporary empirical studies, so that historical accounts of ideas
and experiences may not count as empirical or as a companion of the empirical turn?
Even though Mumford’s works, such as Technics and Civilization, were devoid of proper
in-text citations that we would normally expect from more recent historical or
philosophical writings, he had a bibliography and his work was more empirical
throughout than the opposite, whether it be theoretical or speculative.
Looking to the future of philosophy of technology after the empirical turn, scholars have
called for greater attention to descriptive analysis of values and how a normative stance
on technology may contribute to a better technological society. Peter Kroes and
Anthonie W.M. Meijers, for example, proposed “a normative axiological turn” as “a
departure from the empirical turn.”120 But pinpointing the norms and dominant
knowledge and practice in engineering and technology requires empirical study. It
follows that what are the norms in a professional field is an empirical question subject
116
Brey, "Philosophy of Technology after the Empirical Turn," 2010.
117
Brey, "Philosophy of Technology after the Empirical Turn," 2010; Kroes and Meijers, ed., The Empirical
Turn in the Philosophy of Technology, 2000.
118
E.g. Brey, "Philosophy of Technology after the Empirical Turn," 2010, 36; Ihde, "Foreword," 2001, vii.
119
I am referring to the following works: Achterhuis, ed., American Philosophy of Technology: The
Empirical Turn, 2001; Kroes and Meijers, ed., The Empirical Turn in the Philosophy of Technology, 2000;
Brey, "Philosophy of Technology after the Empirical Turn," 2010.
120
Kroes and Meijers, "Toward an Axiological Turn in the Philosophy of Technology," 2016, 21.
39
CHAPTER 1: INTRODUCTION
to debate and revisiting, such as in the study of norms in science.121 More importantly,
identifying normative content and commitment of technology and engineering from
empirical studies is entirely compatible with critical participation, such as in the works of
Gary Downey.122 And as argued specifically by Matthew Wisnioski in his guest editorial
in the Journal of Engineering Education, history can contribute to modern research of
engineering education in many ways, including shedding light on normative visions,
showing predominant images of engineering and their alternative paths, and serving as
empirical research tools.123
My dissertation joins these efforts and seeks to bridge the gaps between such duplets as
empirical and theoretical studies, descriptive and normative statements, history and
philosophy, and representation and value judgment. One contribution of my
dissertation to the philosophy of technology and engineering is to identify enduring
structures of ideas and practices in engineering, and show how they became
sociotechnical systems entrenched in the tradition of Western civilization and were
functionally similar to the ways in which modern technology and engineering are now
dominated by high technology and “technology of technology.” My goal is to build a
sociology and philosophy of engineering as “technology of technology” based on my
historical research—that is, to develop a theoretical characterization and evaluative
critique of how modern engineering has been dominantly carried out, with the supply of
empirical evidence that classical philosophers like Heidegger missed.
121
See, for example, Merton, "The Normative Structure of Science," 1973 [1942]; Mulkay, "Norms and
Ideology in Science," 1976.
122
E.g. Downey, "Are Engineers Losing Control of Technology?," 2005; Downey, "The Normative Contents
of Engineering Formation," 2014.
123
Wisnioski, "What's the Use? History and Engineering Education Research," 2015.
40
CHAPTER 1: INTRODUCTION
education literature that did formal research on, or had sporadic description or
discussion of, subjects that are related to my project. Relevant topics include
engineering work, engineering design research, engineering workplaces, engineering
classrooms, the use of technology and technique in engineering practice and in learning
engineering, etc. These sources accumulated as needed mainly to broaden my
perspectives, refine my accounts and sharpen my arguments on relevant topics that
comprise, as a whole, a coherent and organized treatment of engineering as technology
of technology. The interdisciplinary synthesis of modern sources constitutes the second
half of Chapter 4.
The chapter develops a conceptual history of Ancient Greek technology (τεχνολογία and
τεχνολόγος) from Ancient Greece to the early twentieth century. Its primary role in the
dissertation is to lay the groundwork for later chapters in two ways: for distinguishing
between “machine” and “techne” in Chapter 3 and for defining “technology of
technology” in Chapter 4. Nevertheless, in its own right, the chapter carries out,
somewhat painstakingly, a linguistic history of the ideas of technology. It attempts to
provide an account of how seemingly divergent meanings of technology, at many points
in history, were in fact closely related, and how its concerns with knowledge in general
eventually turned into an undivided focus on industrial arts.
The chapter has two main parts. First, the chapter traces the etymology of Ancient
Greek technology to Aristotle’s philosophical writings and demonstrates how the
expression manifests both the art of rhetoric (techne of logos) and the rule of art (logos
of techne), and that between the two combinations imply the systematic investigation
of a subject matter. I categorize three senses of logos and discuss how the former two
senses—reasoning and verbal expression—may conceptually converge into the last
sense, i.e. discussion, discourse, and dialogue that formally address a topic. I provide a
brief cultural history that makes sense of Ancient Greek technology in the context of the
sociocultural need for instructions and writings that systematized techne for the
retention of knowledge, so that even Plato, who objected to writing treatises about
philosophy, would eventually come around.
Second, the chapter also argues that even though English technology was a rare word
until the nineteenth century, its concept, as the explanation and discussion of techne,
41
CHAPTER 1: INTRODUCTION
Chapter 3: Techne in Critical Times: Machine, Quantity and Ingenuity in Ancient and
Premodern Military Engineering
The chapter accounts for how Greek techne, an idea distinct from Greek technology and
representing, very broadly and generally, means to an end, became differentiated in
terms of its usefulness for human survival in critical times. Mechanical arts in ancient
military engineering, as a narrowed branch of techne, was a useful techne as such. Its
relevance to human survival, nevertheless, was not so much a civilian enterprise
enabling humans to prevail over the capriciousness of nature than a military project to
defend and attack cities in the face of human enemies that were more destructive in
killing than natural forces.
The chapter’s primary role in the dissertation is to recount the ascent of military
mechanical arts as a dominant engineering practice overshadowing other types of
techne in ancient times, and articulate how the performance and reconstruction of such
practice in siege warfare exercised a coherent, circular structure of ideas consisting of
the following interacting elements: critical times, machine (or engine), quantitative
power, binary (and visible) superiority, and ingenuity (and genius). I argue that the
confluence of these concepts set precedents for premodern and modern engineering.
Through linguistic evidence, I show how these elements from the military context have
been more or less embedded etymologically in what most European languages now call
an “engineer,” and hence they, as a coherent whole, exhibit an enduring historical-
conceptual structure of ideas of engineering that is entrenched in modern Western
42
CHAPTER 1: INTRODUCTION
civilization. My narratives and arguments here pave the way for, and are corroborated
further by, Chapter 4, where I discuss how themes in ancient military engineering
correspond to civilian activities of modern engineering in the late nineteenth century
and the early twentieth century, leading to my characterization of engineering as
“technology of technology.”
The chapter consists of four parts of narratives and arguments. First, it shows that,
unlike modern high technology, Greek techne denotes means to accomplish diverse
purposes. Despite its breadth, in the Ancient Greek writings of Xenophon, Plato, and
Aristotle, there arose the question of the morality of techne and hence the
differentiation of different categories of techne. Xenophon’s and Aristotle’s
prioritization of military-related techne and master-art (ἀρχιτεκτονικός), respectively,
set precedents for giving primacy to certain techne that is considered crucial in a
sociocultural context.
Second, the chapter traces the ideas of master-art to the art of a chief-craftsman
(ἀρχιτέκτων, or architect) and describes their civilian and military duties drawing from
the ancient text. My discussion turns to Archimedes as the renowned Greek mechanic. A
number of ancient texts described how Archimedes drew from his mathematical talent,
deployed military engines, and defended Syracuse in the siege during 213–212 BCE. I
argue that several engineering-related concepts emerged in these accounts, including
the construction of critical times, the primacy of soul and talent over body and labor,
the performativity and demonstrability of visible power, and the propensity for
meritocracy and elitism.
43
CHAPTER 1: INTRODUCTION
preliminary differentiation between quality and quantity. I also show how even within
the writings of military subjects, whereas treatises on generalship and stratagems
focused on qualitative ways to achieve a goal, works on siege engines prioritized
quantitative means to a binary victory.
Fourth and lastly, the chapter attempts to show that the aforementioned interrelated
concepts originating in military mechanics—the construction of critical times, the
primacy of soul and talent over body and labor, the performativity and demonstrability
of visible power, and the propensity for meritocracy and elitism—laid the foundation for
the etymology of English engineer, engine, and many of their European equivalents.
Based on my etymological study, I argue that these concepts were prevalent in modern
European languages and, as a whole, exhibited an enduring historical-conceptual
structure of ideas of engineering in Western civilization, and paved the way for our
modern, dominant concept of engineering.
The chapter builds upon the last chapter and shows how the former military engineering
was rendered civil(ian), while preserving in the civilian, non-combative rivalries the
systematic propensity for quantity, genius, binary performance, and the construction of
critical times. While civil engineering and mechanical engineering each developed a
philosophy of engineering in terms of ideas about progress, technology advancement,
and society-technology relations, it became evident that machines were considered the
exemplar of engineering and dominated the ideas of engineering. Engineering in this
sense displayed the initial qualities of “technology of technology.” I then return my
discussion back to the present day and evaluate and critique the social functions of
modern engineering, compare it with other kinds of knowledge and practice, and argue
that modern, dominant engineering practice is an exemplar of technology of
technology. I define what technology of technology entails with examples, and discuss in
what senses dominant engineering practice counts as an exemplar of technology of
technology.
The chapter consists of four parts of narratives and arguments. First, the machine in the
nineteenth century became a civilian one—the steam engine and, later, the dynamo—
and at once bore the hallmark of social and technological progress and dominated the
ideas of engineering under domestic and international economic competition. In the
late nineteenth century and the early twentieth century, in contrast with civil engineers
44
CHAPTER 1: INTRODUCTION
who slowly transformed and replaced old buildings and infrastructure, mechanical
engineers like George S. Morison readily drew from the idea of the machine progress
and were more prone to manifest a touch of hubris in their claim that engineering based
on physical laws were the benchmark of other less systematized knowledge. I argue that
this was an early instance of engineering as “technology of technology,” a concept I will
revisit and expound on later. Despite the demilitarization of mechanics, my evidence
shows that the civilian machines continued to draw from military metaphors, including
the life-and-death competition among machines and how making a civilian machine was
similar to mobilizing and orchestrating warfare.
Third, the chapter builds upon the conceptual categories accumulated in the previous
chapters and discusses the general concept of technology of technology, in a way that is
not necessarily connected with engineering. In light of a broader understanding of
technology as the means in the use of knowledge and resources to meet specific needs
or goals in context, I understand technology of technology as any technical practice (i.e.
technology) that concerns or belongs to technology. I provided a working definition of
the concept by describing three senses in this expression—improving existing
technologies, comparing distinct technologies, and reflexive technical practice. I
illustrate each with examples that center largely on their more dominant, undesirable
forms.
45
CHAPTER 1: INTRODUCTION
Chapter 5: Conclusion: The Subjugated Practice and the Need for Critical Reflexive
Technology
The conclusory chapter aims to look beyond my critique and outline a proposal for
theory and practice to engage with how modern engineering and technology are
predominantly carried out, making them emancipatory from their dominant forms and,
in this way, become more desirable and sensible for humanity. The chapter tentatively
consists of two parts of conceptualization: one on the subjugated technical practice and
another that I call critical reflexive technology.
Second, in a conceptual move, I seek to rescue and mobilize the general concept of
technology of technology in the quest for counteracting its most dominant, conspicuous
form, which I have shown to be modern engineering practice. I maintain that just as
there are invaluable aspects of modernity and technology that we do not want to
relinquish altogether to the relentless pursuit of high technology, so too it is essential to
identify ideas of technology of technology that are liberating humanity from their
suppressive forms that impose limits on the subjected technical practice.
46
CHAPTER 1: INTRODUCTION
47
CHAPTER 2: TECHNOLOGY AS META-TECHNE
CHAPTER 2
Technology as Meta-Techne
Our present time witnesses the deep embeddedness of technology in the life we live.
Looking around the artifacts surrounding us, we would find that our existence very
much depends on, and could not be more mediated by, various new and “old”
technologies in the form of materials: computers, phones, keys, IDs, houses, heating,
refrigerators, clothing, medications, and transportation. Losing access to any of these
will cause temporary disruption, if not immediate dangers, to our life. Without
technology, we are nothing but omnivorous animals—a Robinson Crusoe, weak and
helpless, lurking and hiding in the desert island and wilderness.
48
CHAPTER 2: TECHNOLOGY AS META-TECHNE
124
The two tables were compiled in November 2021 from Getty Images (www.gettyimages.com). At the
time of writing, Getty Images offers two types of stock images: creative and editorial. Unlike creative
images, editorial images are more limited and can only be used in circumstances that are of public
interest, such as newspapers, magazines, blogs, and social media posts. Methodologically speaking, the
search results I compiled were based on the database of creative stock “photos,” by excluding
“illustrations” and “vectors” by setting the result types to “photos” only. Results were sorted by “most
popular” through the search engine interface.
49
CHAPTER 2: TECHNOLOGY AS META-TECHNE
Table 2.1 Search Results of Photos of Technology on Getty Images, Sorted by Popularity
50
CHAPTER 2: TECHNOLOGY AS META-TECHNE
Table 2.2 Search Results of Photos of Technique on Getty Images, Sorted by Popularity
It follows that technology, at our present time, has an internal schism that is rarely
recognized. On the one hand, it represents everyday artifacts, most of which are
instances of “ordinary” technology, including what philosophers and sociologists of
technology may call “mundane artifacts,” as speed bumps, subway benches, and door
closers.125 But in general, historians are more likely to confer the title of technology to
ordinary objects, such as bikes, lamps, and corsets.126 In her famous and path-breaking
study of the cultural history of household technology, Ruth Cowan did not restrict
household technology to what were once the “advanced” and “new” technologies of
some distant past. She correctly predicted, now almost four decades ago, that “there
will still be at least functional equivalents of cooking stoves and refrigerators,
telephones and automobiles, washing machines and dishwashers” in the repertoire of
household technologies, and she implore future generations of readers, that “we can
begin to control household technology instead of letting it control us.”127 In fact, all
these technologies she mentioned are alive and well, and most of these ordinary
technologies (save telephones and automobiles) do not undergo significant changes.
The present Wikipedia entry of “domestic technology” even includes non-mechanical
artifacts like brooms, mops, windows, and cans.
On the other hand, mainstream English dictionaries prescribe that technology is all
about advancements and new developments in industry, commerce, or engineering
through the application of science, as shown in Table 2.3.128 In fact, none of the five
dictionaries I selected had a place for ordinary, mundane technology, throughout all its
125
Philosopher of technology Robert Rosenberger discussed the case of subway benches with seat
dividers in his critique of hostile technologies (or objects, artifacts, etc.) against the homeless population.
Bruno Latour used examples of seat belts, door closers, and speed bumps to illustrate that artifacts may
work like actors and have been imparted values, duties, and ethics by their designers. See Rosenberger,
"Multistability and the Agency of Mundane Artifacts: From Speed Bumps to Subway Benches," 2014;
Latour, "Where Are the Missing Masses? The Sociology of a Few Mundane Artifacts," 1992.
126
See Bijker et al., ed., The Social Construction of Technological Systems: New Directions in the Sociology
and History of Technology, 1987, 3-4; Oldenziel, Making Technology Masculine: Men, Women and Modern
Machines in America, 1870-1945, 1999.
127
Cowan, More Work for Mother, 1983, 213-214, 219.
128
Stevenson, ed., Oxford Dictionary of English, Third Edition, 2010; Merriam-Webster, "Merriam-
Webster.Com Dictionary," 2021; Anonymous, "Longman Dictionary of Contemporary English Online,"
2021; Anonymous, "The American Heritage Dictionary of the English Language, Fifth Edition," 2020;
Anonymous, "Collins Online English Dictionary," 2021.
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CHAPTER 2: TECHNOLOGY AS META-TECHNE
entries for technology. Equally astonishingly, the definitive historical dictionary of the
English language, the Oxford English Dictionary, fails to bridge this gap.129
Table 2.3 Top Explanations of Technology and Their Examples and Collocations
129
The closest explanation that only remotely accommodates “low” technology is the last explanation,
which says “A particular practical or industrial art; a branch of the mechanical arts or applied sciences; a
technological discipline.” However, none of the historical examples is meaningfully related to ordinary
technology. See "Oxford English Dictionary Online," 2022, s.v.
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CHAPTER 2: TECHNOLOGY AS META-TECHNE
Both technique and technology have Greek origins. Technique, as a noun in English, is
etymologically derived from the Ancient Greek techne (τέχνη, as a noun, often
translated as art) and its derived term technikos (τεχνικός, as adjective). Technique,
however, was not commonly used until the French technique became circulated in
English. As far as I am aware of, technique was not formally recognized as a word in the
English language until the late nineteenth century, when The Century Dictionary and
Cyclopedia (1889–1891) had an entry that says, “Same as technic: used especially in
criticism of music and art.”130 The reference to technic here suggests that technique also
has its root in German technik in addition to French technique.
130
Whitney and Smith, ed., The Century Dictionary and Cyclopedia Volume Vi (Part Xxi), 1891, 6209.
According to the authoritative Oxford English Dictionary (OED), “technique” appeared in text no later than
1817. See "Oxford English Dictionary Online," 2022, s.v.
131
The OED dates the earliest reference of “technical” and “technic,” both in the sense of adjective in
English, to 1617 and 1612, respectively. However, only “technical” was included in early dictionaries.
Edward Phillips’s The New World of English Words (1658, first edition) and Thomas Blount's Glossographia
(1656, first edition) only have the entry “technical,” which is, verbatim, “(Greek) artificiall, done by Art”
and “(technicus) artificial, cunning, done like a workman,” respectively. In the preface of John Harris's
Lexicon Technicum (1704, first edition), the author promised “the Reader may not only find here an
Explication of the Technical Words … but also those Arts Themselves [all emphasis in original].” Samuel
Johnson’s Dictionary of the English Language (1755, first edition) links the etymologies of “technical” to
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CHAPTER 2: TECHNOLOGY AS META-TECHNE
was likely derived from the German Technik, its plural technics, in its earliest sense of
“the branch of knowledge” and “a subject of study” dealing with “mechanical and
applied arts,” was probably after German technologie.132 The last major author who
preferred this taxonomical sense of knowledge is Lewis Mumford, with his monumental
book Technics and Civilization of 1934. Mumford described technics as “the field [of
practical arts], that part of human activity wherein, by an energetic organization of the
process of work, man controls and directs the forces of nature for his own purposes.”
“Technics,” he continued, “began when man first used his fingers for pincers or a stone
for a projectile.”133 In comparison, contemporary philosopher Don Ihde uses technics to
conjure up both the senses of artifact and action of technology: artifacts that are
instrumental in human purposive actions, and conversely, the human actions that use
the artifacts to attain goals.134
Technology, on the other hand, originates from the Ancient Greek τεχνολόγος
(technologos) and τεχνολογία (technologia). Both terms are prefixed by τεχνο– (techno),
a cognate of techne to form compound words. Τεχνολογία, closer to English technology
in spelling (and also how modern Greeks call technology), represents “systematic
the Greek τεχνικός and the French technique and explains “Belonging to arts; not in common or popular
use” with an example sentence from John Locke (1632–1704). The first dictionary that has “technic” (as
adjective) is Noah Webster's American Dictionary of the English Language (1828, first edition). “Technic”
and “technical,” as two equivalents placed side by side under the same entry, means first, “Pertaining to
art or the arts,” and second, “Belonging to a particular profession.” But Webster himself did not prefer to
use “technic.” The fields Webster thought could be called “technical” included metallurgy, law and
theology. In the preface, Webster praised there had been “composition … [of] technical precision [in the
United States, comparable to England]” and in the introduction he said he had included “technical terms”
from botany. See "Oxford English Dictionary Online," 2022; Phillips, The New World of English Words,
1658; Blount, Glossographia, or a Dictionary, 1656; Johnson, A Dictionary of the English Language, 1755;
Webster, An American Dictionary of the English Language, 1828; Harris, Lexicon Technicum: Or, an
Universal English Dictionary of Arts and Sciences., 1704.
132
See the entry technic, technics and technology in "Oxford English Dictionary Online," 2022. According
to the OED, “technic” as noun and its plural “technics” appeared in text no later than 1764 and 1839,
respectively. The OED noted that “technic” as noun was chiefly an American word. The plural form
“technics” can be found in Noah Webster's American Dictionary of the English Language (1828, first
edition), which has both “technic” (as adjective, see footnote 131.) and “technics” (as noun). “Technics,”
to Webster, was “The doctrine of arts in general; such branches of learning as respect the arts.” I conclude
that this sense of technics in the 19th century arose from German technologie.
133
Mumford, Art and Technics, 1952, 15. Langdon Winner appeared to appropriate the expression
technics and used it extensively in his writing in early times, and ended up eschewing this expression
except in the context of Mumford’s works. Compare the following two works: Winner, Autonomous
Technology, 1977; Winner, The Whale and the Reactor, 1986.
134
See, inter alia, Ihde, Technology and the Lifeworld: From Garden to Earth, 1990, 12; Ihde, Technics and
Praxis, 1979, 36, 40; Ihde, Existential Technics, 1983, 1.
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treatment, of grammar, etc.”135 The same roots –logy and –λογία are found in modern
academic terms like sociology and biology in contemporary English and Greek. Other
terms like γενεαλογία (genealogy) and αστρολογία (astronomy) have been used in the
Greek language since the time of Plato and Socrates.136 Technologie in German and
French still keeps a strong sense of an academic field of study dedicated to knowledge
about German Technik, French technique or technologie, or English technology, with a
caveat that they are not entirely compatible.137 The other Ancient Greek word
τεχνολόγος consists of a prefix τεχνο- (techno) and λόγος (logos), meaning “writer on
the art of rhetoric,” or more generally, “treating by rules of art.”138 Both the two Greek
nouns were used no later than the first century BCE, and they were initially concerned
only with the use of rhetoric.139
135
Liddell et al., ed., A Greek-English Lexicon, 1940, 1785.
136
For example, ἀστρολογίας as in Xenophon’s Memorabilia 4.7.4, and γενεαλογία as in Plato’s Cratylus
396c.
137
See Wikipedia entries of “Technologie (Deutsch),” “Technologie (Français),” and “Technology
(English).” There is no better way to probe the full scope of their most present meanings other than
looking into and comparing their corresponding Wikipedia pages. The German page on technologie starts
by saying “Technologie im heutigen Sinne ist die Wissenschaft und Lehre von der Technik zur Planung und
Herstellung von Industrieprodukten.” (Technologie in today's sense is the science and teaching of
technology for planning and manufacturing industrial products.) The page is not available in any other
language, indicating that the Wikipedia community cannot find a foreign term suitable for German
technologie. Technologie, pioneered and made popular by Johann Beckmann (1739–1811), arose out of
the context of teaching of Technik by university. It is clear that the educational component of “teaching”
makes it difficult for any single foreign word to emulate. The sense of technical education once dominated
the limited use of technology in the English language during the nineteenth century, and yet it has been
lost except in the formal names of educational institutes like Massachusetts Institute of Technology. The
French entry on technologie opens with “La technologie est l'étude des outils et des techniques.”
(Technologie is the study of tools and techniques.) The entry corresponds to a brief German entry of
Allgemeine Technologie (General Technologie), an academic field which researches on Technik and which
was established by Beckmann, and to the English entry of technology. English technology begins with
“Technology … is the sum of techniques, skills, methods, and processes used in the production of goods or
services or in the accomplishment of objectives, such as scientific investigation.” As Schatzberg succinctly
concluded, “the American concept of technology, shifting its meaning from a field of study to the object
of study.” Schatzberg, "Technik Comes to America," 2006, 489, 519; Frison, "Some German and Austrian
Ideas on Technologie and Technik between the End of the Eighteenth Century and the Beginning of the
Twentieth," 1998, 108.
138
Liddell et al., ed., A Greek-English Lexicon, 1940, 1785. Earlier editions of Greek–English dictionaries
explained it as “treating by rules of art” based on more general, later use of the word. Cf. Liddell and
Scott, An Intermediate Greek English Lexicon, 1888, 804; Liddell et al., ed., A Greek-English Lexicon, 1940,
1785.
139
The authoritative lexicographical text on Ancient Greek, A Greek-English Lexicon, known as Liddell-
Scott-Jones by the last name of the three authors, has documented a number of examples of τεχνολόγος
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An earlier use, nevertheless, was their verb cognate, τεχνολογέω, dating at least to
Aristotle’s (384–322 BCE) Rhetoric (hereafter Rh.) in the fourth century BCE. In this text,
Aristotle spoke of rhetoric (ῥητορική) and one of its activities being to uphold an
argument (λόγον, the accusative and singular of λόγος, Rh. 1.1.1–1.1.2). He went on and
said these (rhetoric) activities could be brought into a system of guides (ὁδοποιεῖν or
ὁδῷ ποιεῖν) because we can inquire (θεωρεῖν, or speculate, theorize, etc.) the reason
(αἰτίαν) why people succeed in reaching their goal (of persuasion). This inquiry is
basically the proper business of art (τέχνης ἔργον εἶναι). Aristotle referred to people
who devoted themselves to this kind of investigation as those who systematize the arts
of arguments and rhetoric (οἱ τὰς τέχνας τῶν λόγων συντιθέντες, Rh. 1.1.3). Soon he
would combine τέχνας (the accusative plural of τέχνη) and λόγων (the genitive plural of
λόγος) into a single verb τεχνολογοῦσιν, which means using rules (or methods) of
rhetoric art for treating a subject matter (Rh. 1.1.9).140 Later, the verbs were used as the
Ancient Greek participles (which are τεχνολογούντων and τεχνολογοῦντας, Rh. 1.2.4
and 1.2.5)141 and its semantic use was accordingly changed. Along with a grammatical
article, they mean “those who systematically inquire the art of rhetoric,” thereby
inverting the two words’ attributive relation, i.e. from techne of logos (i.e. rhetoric art)
to the logos of techne (i.e. reasoning about (rhetoric) art), as a consequence of
incorporating the two Greek words which convey systematize, inquire and system of
guides (from Rh. 1.1.1–3) in the single verb neologism.142 The changes of their semantic
relationship are summarized in Table 2.4. For its derivative τεχνολόγος (technologos),
many translators would opt for “writers of (rhetorical) treatises,” presuming that the
only way to systematize the rhetoric art was through writing.143
and τεχνολογία, spanning the works of Philodemus (ca. 110 BCE–ca. 35 BCE), Cicero (106 BCE–43 BCE),
Anonymus Londinensis (ca. the first century CE), Plutarch (45–120 CE), Sextus Empiricus (ca. 160–ca. 210
CE) and Iamblichus (ca. 245–ca. 325). Liddell et al., ed., A Greek-English Lexicon, 1940, 1785.
140
The word τεχνολογοῦσιν is the present active indicative of τεχνολογέω. Lexicographers translate
τεχνολογέω as “to bring under rules of art, to systematize” or “prescribe as a rule of art” Liddell et al., ed.,
A Greek-English Lexicon, 1940, 1785; Liddell and Scott, ed., A Greek-English Lexicon, 1897, 1548.
141
Both the two words are the present active participle of τεχνολογέω. Greek τεχνολογούντων is its
genitive case while τεχνολογοῦντας the accusative case.
142
All translation in the paragraphs are my own, based on the Greek text in Aristotle, Art of Rhetoric,
1982, 2, 6, 16. Note that in Rh. 1.1.3, the genitive λόγων modifies τέχνας, hence techne of logos. The
accusative τέχνας is the direct object of the verb συντιθέντες, which means “put together constructively,”
“set in order organize,” and “narrate in writing,” according to Liddell et al., ed., A Greek-English Lexicon,
1940, 1727. While translators may interpret it as “compile,” for example, in John Henry Freese’s (1982)
translation, I think “systematize” better captures Aristotle’s intention throughout the whole context. To a
certain extent, the sense of systematize was incorporated into logos by Aristotle shift of focus toward a
system of knowledge, thereby rendering the compound word logos of techne.
143
For example, translations of 1.2.4 and 1.2.5 as in Aristotle, Art of Rhetoric, 1982, 17.
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1. Thinking (and reasoning), reason (and ground), inward debate of the soul,
computation (and reckoning), reason (as a faculty), etc.
2. Verbal expression, utterance, mentioning, thing spoken of (and subject-matter),
phrase, complex term, etc.
3. Discussion, debate, deliberation, discourse and reflection (on reality),
explanation (in general), statement of a theory, argument (and discourse), law
(and rule, principle, etc.), thesis (and hypothesis), narrative (in general), speech
(as delivered in court), fable, legend, tale, etc.
Since logos is a term with diverse meanings and since there were few instances of the
use of τεχνολόγος in Ancient Greek, it remains unclear what made techne distinct from
technology to the Greeks.145 From the work of philosopher of technology Carl Mitcham,
it seems that technology in Greek can only be grasped as “words about techne” or
“systematic thought concerning an art,” where the art or techne is most commonly the
art of rhetoric.146 Any attempt to demarcate between techne and technology along the
line of the presence of Greek logos would likely fail, as techne already entails a selected
144
All explanations here are reorganized based on Liddell et al., ed., A Greek-English Lexicon, 1940, 1057-
1059.
145
See my next chapter. Refer also to Schatzberg, Technology: Critical History of a Concept, 2018, 75-76.
146
Mitcham, Thinking through Technology, 1994, 129.
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sense of logos in terms of technical reason and rationality.147 Even the logos hereby
implied in techne is ambiguous, if we try to integrate Plato’s interpretation of logos into
the context of Aristotle’s text.148 As we will see shortly, Aristotle considered techne
(τέχνη) as an acquired habit (or trained skill, ἕξις) of making (or production, ποιητική) in
tandem with true logos (ἀληθοῦς λόγου), and it is clear that logos (λόγος) must have a
central role and be implied in techne.149 It is for this reason that logos, in the limited
sense of reason and rationality, cannot be the decisive factor that separates τέχνη from
τεχνολόγος or τεχνολογία.
I argue that despite a bewildering variety of meanings and references of logos, and as a
corollary, of technology, from the Ancient Greek τεχνολογία (and τεχνολόγος) and to the
early twentieth century English technology (but not our modern sense of technology),
the idea of technology nevertheless had a common, meaningful structure. That is,
technology had been an attempt, as it were, to formalize and systematize techne,
making the otherwise tacit, unformulated art and craft into knowledge that is not only
communicable, replicable, and teachable, but also more effective and oriented to the
achievement of the very end and function that defines, ipso facto, a techne. Technology
had always been efforts (whether they are logos or techne or both) in and over a techne,
or what I call meta-techne, in the same way that meta– modifies meta-analysis and
meta-cognition. As activities, meta-techne is any effort to formalize and systematize
techne. Knowledge about the rules and skills of techne is its outcome and purpose. In
this respect, technology, as meta-techne, can still be a techne, though on a different
level.
What counts as meta-techne, indeed, depends on its historical context. The above
etymologies of technology dating back to Ancient Greece show that the Greeks were
engaging in treating a subject of art by its rules, primarily in the study of grammar (with
the implied rules of language, see below). All these activities not only reveal an attempt
to establish the techne of a techne that is central to the understanding of Ancient Greek
technology. They also suggest there is knowledge about effective rules and techniques
147
See my following text. Refer also to Mitcham, Thinking through Technology, 1994, 117-130.
148
See my next chapter.
149
Aristotle, The Nicomachean Ethics, 1934, 334-335 (1140a.20-25).
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of arts (techne) discovered by the meta-techne proper. For example, in Xenophon’s (ca.
431–354 BCE) dialogue Oeconomicus, Ischomachus shows Socrates how easy
agricultural techne (γεωργική τέχνη) is, if one learns “how things ought to be done” by
either “watching men at work” or “by just being told, well enough to teach another.”150
(Oeconomicus 15.2, 15.10, 18.10, hereafter Oeco.) “Ought” here suggests there are
rules to follow. Xenophon utilized a significant number of passages in which
Ischomachus showed Socrates the rules of agricultural arts, such as the need to weed,
and persuaded him that agriculture as a whole, including the casting of seeds (ῥίπτειν τὸ
σπέρμα), is not an intricate and complex art (ποικίλη τέχνη) like he thought.151 (Oeco.
17.7) The emphasis on the effective ways of carrying out art was also present in non-
Western civilizations. For example, Shuowen Jiezi, a second-century Chinese dictionary
(ca. 121 CE), noted that measuring instruments and time-tested procedures must be
followed to be skillful in craft work.152
The dialogue of Oeconomicus shows that communication plays a primary role in meta-
techne, where Ischomachus engaged Socrates in a dialogue and taught him agricultural
arts. Since first-hand knowledge about the rules of techne is intrinsically inductive,
ancient humans, as gregarious animals, must have been able to disseminate knowledge
that is personal in nature to other folks through a lively combination of utterance and
body language, because social units of various sorts and scales were the only medium by
which skills of techne could be passed within and between communities and from
generation to generation. Teaching techne by in-person communication necessitates a
contemplation and reasoning of one’s own techne, of how things are done in a
particular way that is supposed to be effective. Rendering techne communicable,
teachable, and transferable is undoubtedly the earliest kind of meta-techne in human
history, if techne in question is of a collective nature. Presumably, techne grew in
sophistication with effective and accurate means of communication, and the increased
complexity of spoken languages was in tandem with the circulation and development of
techne in civilization.153
150
Xenophon, Memorabilia and Oeconomicus, 1923, 479, 481, 483, 500
151
Xenophon, Memorabilia and Oeconomicus, 1923, 490.
152
In the entry for gong (工), which means artful work and skills, Shuowen Jiezi further explicated the
ideal conditions for craft work, “rules and laws [such as the use of measuring instruments and time-tested
procedures] must be followed to be skillful and do work in gong [as artisans and craftsmen]. Otherwise,
one would need to have a keen sense of vision [in order not to make mistakes].” The facsimile of Shuowen
Jiezi and its text reflow are widely available on the Internet.
153
Compare my treatment of the interplay between language and techne with Mumford, "Technics and
Human Development," 1986, 309-310.
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Writing, a form of communication more durable and portable than verbal expression,
marked a milestone of meta-techne, albeit applied not in techne in general (such as in
craft work), but in the techne of the language of communication (e.g. rhetoric) itself.
Take Ancient Greece as an example. Writing, as a way to preserve memory and
document knowledge, was relatively widespread in Attica during 750–480 BCE.
Epigraphical evidence and literary evidence together suggest that writing existed in the
form of dedications and inscriptions, in addition to manuscripts of poetry and prose.
While formal writing was frequently employed by craftsmen, it was not used to teach,
communicate and circulate the techne of their craft (though with few debatable
exceptions), but to decorate vases and engrave inscriptions in order to carry the
prestige of the others.154 This position is not as asserting that craftsmen did not produce
any inscriptions for communication or circulation, but that such “writing” (γρᾰφή) was
not comparable in formality, durability, length, or esteem to manuscripts and
handbooks.155 It is noteworthy that both Socrates and Plato were outright against
writing treatises about philosophy (and knowledge in general), as they believed that
engaging in a lively Socratic dialogue in person was the only true way to knowledge of
the truth. Writing was thought to be a pretension to the attainment of truth, and its
authors were unanswerable to inquiries and challenges.156
Before the introduction of any writing systems, young children could learn a language
simply by speaking with and learning from adults. Given that speaking of a language
antedated its written form, the writing system is itself an invention, an artifact, and a
technology. Plato, for example, indicated in his dialogue Cratylus (408a–409d) that
wording (λόγος) is a contrivance (μηχανήν).157 The need to be able to write must have
been a human construct, in that the invention of writing, therefore, constituted a formal
attempt to represent spoken words of communication and to codify its rules. Inventing,
154
Ceccarelli, Ancient Greek Letter Writing, 2013, 27-32, esp. fn. 36; Thomas, "The Origins of Western
Literacy: Literacy in Ancient Greece and Rome," 2009, 349-353; Harris, "Speech and Writing," 2009, 49.
Indeed, there were serious writings on “techne,” such as Xenophon’s works on hunting (Cynegeticus),
horsemanship (Hipparchicus and On Horsemanship), and on agriculture and household management
(Oeconomicus). As a military leader and joining his teacher Socrates, his goals and interests may well have
been of a political and rhetoric nature.
155
Ancient Greek verb γράφω may mean drawing signs, representing by lines, inscribing and writing. Its
noun γρᾰφή denotes both the activities and their products. Liddell et al., ed., A Greek-English Lexicon,
1940, 359-360. The two words in Modern Greek only keep the dimension of writing. English words graph,
though etymologically derived from γρᾰφή and similar to it in spelling (“graphe”), represent drawings.
156
Harris, "Speech and Writing," 2009, 47-49.
157
Plato, Plato, with an English Translation Vol. 6, 1953, 86-91.
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By the fourth century BC, Classical Athens formally introduced a spelling reform and
adopted the Ionic alphabet.159 Greek γράμμα, which parallels English grammar in
spelling (but not in meanings), has referred to alphabetic letters since Ancient Greece. In
Plato’s (ca. 428/427 BCE–348/347 BCE) Cratylus (432a), the interlocutor Cratylus, in
speaking to Socrates, referred to alpha and beta as γράμματα (i.e. letters, plural of
γράμμα) and represented the art of correctly spelling words (ὄνομᾰ) by γραμματικῇ
τέχνῃ. Elsewhere (431b), Socrates implied that sentences, or “a combination of verbs
and nouns,” had similar rules of arrangement, which today we would call grammar.160 In
Plato’s time, letters (and presumably “grammar”) that were necessary for basic reading
and writing were taught to small children by “grammatists” (γραμματιστής, or “one who
teaches γράμματα [letters]”). Advanced skills, such as “exposition, interpretation, and
criticism,” were taught to pupils (at the age about 7–14) by the “grammarian”
(γραμματικός), who not only knows letters, but is also more professional and scholarly
with regard to “literary texts” and “textual criticism.”161
There were also poets and logographers, who were professional writers who employed
the art of rhetoric in writing. Homer, for example, was accorded “the inventor of
rhetoric,” who not only manifested mastery of arranging narratives, but also exemplified
and sometimes also taught the principles of “effective speaking” through his rhetorical
158
For example, in modern history, standardization of spelling was often enforced by a government or a
national language academy that had the authority over national languages and education. In the case of
the English-speaking world, spelling standards were by renowned publishers such as Oxford University
Press and Merriam-Webster and by notable lexicographers like Noah Webster and Samuel Johnson. See
Daniels, "Grammatology," 2009, 26., which cites Neijt, "Spelling Reform," 2006.
159
Adrados, A History of the Greek Language: From Its Origins to the Present, 2005, 177; Harris, "Speech
and Writing," 2009, 50.
160
Plato, Plato, with an English Translation Vol. 6, 1953, 161.
161
Enos, "Ancient Greek Writing Instruction," 2001, 27. See also the entries of γραμματιστής and
γραμματικός in Liddell et al., ed., A Greek-English Lexicon, 1940, 359.
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epic heroes.162 Lysias (445 – 380 BCE), a logographer, was known to have given a speech
in Plato's Phaedrus and was said to be one of the Canon of the Ten Attic Orators by later
generations. His rhetorical skill benefited from his teachers, the sophist Protagoras
(c. 490 – c. 420 BCE) on the one hand, and the notable rhetorician Tisias (fl. 5th century
BCE). Tisias’s teacher, Corax (fl. 5th century BCE), was said to “invent” rhetoric around
476 BCE through “devis[ing] a systematic approach to argument when it became
necessary to settle lawsuits over property confiscated by tyrants.”163 These rhetoricians
and sophists, as Xenophon accused, had produced books (γράμματα) that were teaching
no virtue but instead empty (ματαίων) subjects and a search for “words for their own
sake” (ῥήματα αὐτοῖς).164
Common in all the preceding examples, we may conclude that technology, if we can call
it at all, formalized and systematized techne in Greek through the use of words, whether
spoken words or writing, to systematize, communicate and teach the knowledge of
techne from agriculture to rhetoric. There was no more effective way to turn memory
and knowledge into a systematized way of knowing than through organized words. I
posit that the connection between knowledge and words is the reason why among the
various meanings of Greek λόγος, thinking and reasoning (cognitive process) are
coexistent with speech and verbal expression (utterance), and these two categories
blend together in harmony in the last sense of λόγος: thesis, narrative, statement,
argument, discourse, etc. With these broad senses of λόγος, the Ancient Greek
technology as meta-techne was an effort to describe or discuss techne, through spoken
or written words, for informal teaching or systematic treatment of techne. In Ancient
Greece, the epitome of λόγος must be the live performance of a Socratic dialogue
(Σωκρατικὸς λόγος).165
162
Garrison, Persuasion, Rhetoric and Roman Poetry, 2019, 137-138.
163
Katula and Murphy, "The Sophists and Rhetorical Consciousness," 2003, 24, 48.
164
My translation of Xenophon’s On Hunting (13.1–13.3) based on Xenophon, Scripta Minora, 1946, 450-
451.
165
The modern dialogue in Greek is διάλογος, where διά is through. In Ancient Greek, διάλογος was used
by Plato and Aristotle to represent conversation and debating arguments. Liddell et al., ed., A Greek-
English Lexicon, 1940, 402.
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apparently there was no need for scholars to systematically spell out the rules of art in
formal writing to circulate beyond a particular location and time, before practitioners
were able to learn and carry out their trade. For one thing, clear-cut and formalized
rules might not have been established for a trade, while trial and error and embodied
skills were the primary avenues to true knowledge. Well-thought-out plans and detailed
designs, as in today’s large engineering projects, could be non-existent or unheard of.
These are evidenced by the construction of Chartres Cathedral during the thirteenth
century, when the master builders, masons, and carpenters relied chiefly on on-site
communication and patterns or molds of artifacts in the live tradition of a community of
practice. There was unlikely written communication between practitioners. Visual
communication, when present, was through drawings on parchment or paper that were
tentative in nature.166
For another, the “tacit, embodied skills” of crafts that were not amenable to written or
spoken words could only be transmitted through years of training under contracts of
apprentices managed by medieval guilds.167 A survey of apprenticeship contracts in
thirteenth-century Genoa (now a city of Italy), for example, showed that some masters
in carpentry did not even bother to lay out in the apprenticeship contracts the skills they
would teach to apprentices. Phrases like “as is the custom” and a promise to “teach
diligently the art of working wood as best [they] knew” would suffice.168 In some trades,
writing and drawings, as an instrument for private records and memory, were the
personal property of trade secrets and strictly protected by their owners. According to
the economic historian Francesca Trivellato, private “recipe books” for glassmaking
were so precious in Murano that they “were included in women’s dowries, and theft
from rival furnaces was not unknown.” Furthermore, glassmaking guilds in early modern
Italy never prescribed production processes in detail, allowing for experimentation and
competition.169 Since these documents were similar to modern experiment logs
166
Turnbull, "Talk, Templates and Tradition: How the Masons Built Chartres Cathedral without Plans,"
2000.
167
Epstein, "Craft Guilds, Apprenticeship, and Technological Change in Preindustrial Europe," 1998, 688.
According to Epstein, apprentices would need to acquire not only “a range of different production
methods and technologies,” but also knowledge about “markets, competitive standards, and negotiation
with other artisans, labourers, and merchants.” See ibid, fn. 13.
168
Epstein, Wage Labor and Guilds in Medieval Europe, 1991.
169
Trivellato, "Guilds, Technology, and Economic Change in Early Modern Venice," 2008, 223-224, fn. 95.
The author did not specifically date these glassmaking recipe books in her work. I rely on the two Italian
recipe books she cited and establish the rough timeline to be the sixteenth and seventieth centuries.
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intended for personal use and record, instead of publication or communication, they
were lacking in formal, systematic treatment of knowledge.170
It will, however, be an anachronism to say there had been no similar concept of Greek
“technology”—systematization or writing of rules of arts—at all. Greek episteme, Latin
scientia, and English practice all had included this sense of technology long before it
became a world-renowned word. Ancient Greek ἐπιστήμη, corresponding to modern
Greek επιστήμη (“episteme”), is often translated by modern lexicographers as
“understanding,” “skill,” “knowledge,” or “science.”171 Aristotle, for example, defined
“science” as conclusive knowledge deduced from first principles that are inductive.
Systematic knowledge of arts was implied when he spoke of “arts” (τεχνῶν) together
with “sciences” (ἐπιστημῶν) or “investigation” (μέθοδος, applicable to a method,
system, etc.).172 Furthermore, the parts of Xenophon’s Oeconomicus on agricultural
techne (γεωργική τέχνη), as well as his other works on hunting and horsemanship,
would count as Greek “technology,” namely, writings that systematically discuss rules of
arts.173 When John Locke (1632–1704) spoke of “practice” (πρακτική), his second
division of “sciences,” it is what a person “ought to do, as a rational and voluntary
Agent, for the Attainment of any Ends,” which indicates that art and techne are clearly a
part of the sciences practice he spoke of.174
170
Trivellato described these receipt books as a medium where “glass masters annotated the quantity and
types of raw materials that they mixed together in their day to day work.” Glassmakers who acquired a
recipe book from others would need to “experiment with” the recipes before being able to go into
production. Trivellato, "Murano Glass, Continuity and Transformation (1400-1800)," 2006, 149, 154.
171
Liddell et al., ed., A Greek-English Lexicon, 1940, 660.
172
See Nicomachean Ethics 1094a.1–10. Aristotle considered “science” as the knowledge concluded
through deduction from first principles (or “universals”), the latter of which are derived from induction.
To possess scientific knowledge would require a person to be able to demonstrate through a series of
deduction that their “conviction” can be “arrived at in a certain way.” See Nicomachean Ethics 1139b.15–
35 as in Aristotle, The Nicomachean Ethics, 1934, 332-333.
173
See also footnote 154.
174
Locke, An Essay Concerning Human Understanding, 1970 [1690], 361. To him, skill of practice entails
“[rightly] applying our own Powers and Actions.” The most important of practical skills, he went on, is
ethics, “which is the seeking out those Rules, and Measures of humane Actions, which lead to Happinese,
and the Means to practise them.”
175
See the entries of sciens, scienter and scientia in Glare, ed., Oxford Latin Dictionary, Second Edition,
2012.
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Strictly speaking, unlike Ancient Greek techne, which has a transliterated counterpart
techna in Latin, there is no Latin word for technology. While Latin technologia is
somewhat recognized according to the English-language Wiktionary (and other Internet-
based dictionaries), modern printed Latin-English dictionaries skip it and all its
equivalents.178 When European scholars compiled Greek-Latin dictionaries in the
sixteenth century, while techne corresponded to Latin techna, Greek technology
(including all its variances and declensions) was left out of Latinization.179
Lexicographers, for example, explained in Latin that τεχνολογία is “discussion and
reasoning about art, artful/artificial oration, rule/method of art.”180
One of the earliest sources we have regarding the use of technology in Greek alongside
Latin text is a letter of the Roman statesman Marcus Tullius Cicero (106–43 BCE) to
Atticus in 54 BCE, where technology means a technical discussion.181 Long after the time
176
See both the entries of scientia and Plato in Elyot, The Dictionary of Syr Thomas Eliot Knyght, 1538.
177
Florio, Worlde of Wordes [Dictionarie in Italian and English], 1598, s.v; Hollyband, A Dictionarie French
and English, 1571, s.v; Perceval, A Dictionarie in Spanish and English, 1599, s.v. The authorship of A
Dictionarie French and English is subject to debate, but it is likely to be Claudius Hollyband, according to
research of Porter, "Authorship of a Dictionarie French and English (London, 1571)," 2001. For the
historical and linguistic difficulty of attributing “technology” to knowledge of art in early modern Europe,
see Klein and Spary, ed., Materials and Expertise in Early Modern Europe, 2010, 3-4.
178
Anonymous, "Wiktionary," 2021; Glare, ed., Oxford Latin Dictionary, Second Edition, 2012; Glare, ed.,
Oxford Latin Dictionary, 1968.
179
Gessner, Lexicon Graecolatinum, 1537; Budé et al., Lexicon Graecolatinum, 1530; Toussain, Lexicon
Graecolatinum, 1552; Gilles, Lexicon Graecolatinum, 1532; Junius, Lexicon Graecolatinum Per Hadrianum
Iunium Novissime Auctum, 1548. All the above dictionaries included techna in the entry for τέχνη. Some
dictionary rejected the practice of including techna in τέχνη, but would employ it when explaining other
words or translating Greek sentences. For example, Budé, Lexicon Graeco-Latinum, 1554.
180
In Latin, “sermo & ratiocinatio de arte, artificiosa oratio, artis formula.” Toussain, Lexicon
Graecolatinum, 1552, s.v.
181
Cicero wrote “reliqui libri τεχνολογίαν habent” (i.e. the remaining books have τεχνολογίαν), where
τεχνολογίαν means a systematic treatment or “a technical discussion,” as in 4.16 of Cicero, Letters to
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of Cicero, by the sixteenth century, European classical scholars had been familiar with its
idea. Still, writers in Latin often needed to switch to Greek and include the foreign word
in the middle text of their native languages when referring to technology.182 In the
seventeenth century, when writers began to employ technologia in Roman script and
assemble the full scope of its meanings, they clearly had the Greek source in mind, and
their interpretation was not free from its legacy.
Ancient Greek technology, concerning the art of rhetoric, was often associated by earlier
writers with the employment of sophist instruments of persuasion and verbalism to get
the upper hand in religious debates through techniques of arguments and obscuring the
essence of God’s words.183 For example, Basil of Caesarea (330–379) separated the
heretics who employed the technical arrangements of words (τεχνολογεῖν) from those
who engaged in true discourse on God (θεολογεῖν).184 Gregory of Nyssa (ca. 335–ca.
395) named the persuasive devices of the former as a “system of blasphemy”
(τεχνολογία τῆς βλασφημίας).185 Theodoret of Cyrus (ca. 393–ca. 458/466) accused his
adversary of presenting technology as theology (τὴν θεολογίαν τεχνολογίαν
ἀπέφηνε).186 It is noteworthy that in two of these examples, Ancient Greek technology
(τεχνολογία) was explicitly contrasted with theology (θεολογία), by playing with the
prefixes τεχνο- and θεο-.
Atticus, with an English Translation Vol. 1, 1912, 314-315. Scholars have said it was Cicero who imported
this word into Latin from Greek. See Ong, Ramus, Method, and the Decay of Dialogue, 1958, 353 fn. 4;
Wolfe, Humanism, Machinery, and Renaissance Literature, 2004, 3. I would argue that the “importation”
was an incomplete one.
182
For example, Petrus Ramus (1515–1572), a French philosopher and rhetorician, used Ancient Greek
τεχνολογίαν in two prefaces written in Latin for his collection of work. The prefaced were dated 1559.
Ramus, Collectaneae Praefationes, Epistolae, Orationes, 1577, 2, 90. Cited in Ong, Ramus, Method, and
the Decay of Dialogue, 1958, 353 fn. 4. Another example is Pierre Martini (1530–1594), a French scholar
writing on Hebrew grammar. In a rather awkward manner, he told readers in the subtitle of his book that
“accessit hac edition τεχνολογία” (τεχνολογίαν has been added to this edition). Martinez, Grammatica
Hebrae: Accessit Hac Editione Τεχνολογία, 1590.
183
Ludlow, "Contra Eunomium Iii 10—Who Is Eunomius?," 2014, 459.
184
Escribano Paño, "Heretical Texts and Maleficium," 2010, 128 fn. 105.
185
Brugarolas, "Divine Attributes and God's Unity in the Ce I," 2018, 416 fn. 20.
186
My translation of the Greek text, with a reference to the Latin translation “Hic artis argūtiās theologiae
adhibuit,” which means rendering the cunning of eloquence as divinity. Note that the Latin phrase artis
argūtiās in lieu of a term like technologiae misses the contrast drawn between θεολογίαν and
τεχνολογίαν. See Theodoretus Cyrensis Episcopus, "Haereticarum Fabularum Compendium," 1864, ch. 4.3
or col. 419-420.
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By the dawn of the seventeenth century, Ancient Greek technology had long been laden
with rhetoric in religion and was thrown into a new context amidst sharp exchanges
between Protestants and Catholics. The debates were not new, but they were elevated
to a new level to the extent that discourse was now carried out and written in the
mother tongues of Europeans, instead of Latin or Greek.
It was against this backdrop that technology (and its spelling variants) emerged, brought
out first by continental authors. The earliest instance of use I can find in the existent
publication is in 1604, when Daniel Tilenus (1563–1633), a Germen-French Protestant
theologian, was concerned that the art of rhetoric and verbalism was employed for
corrupt purposes. In native French, he drew a distinction between “theologie” and
“technologie.” His work was translated into English in 1606. In defending “the
sufficiency and perfection of the holy scriptures” against the sacred tradition of the
Roman Catholic Church, Tilenus launched into a tirade, declaring that “the ministers of
the Pope’s Gospell … cannot better [e]nrich themselves … in converting Divinitie into
such a Technologie, in cutting of and clipping the Gospell of Jesus Christ,” where French
theologie was rendered English divinity and the tensions between theologie and
technologie in French was accordingly lost in the translation.187 The 1606 text in English
preceded the earliest record of the appearance of technology provided by the Oxford
English Dictionary.188
[M]en, void of God’s spirit, commonly and promiscuously did dispute of spirituall
things, and convert Theologie into technology, that is, make no other use of
187
Tilenus, Defense De La Suffisance Et Perfection De L'escriture Saincte, 1604; Tilenus, A Defence of the
Suffiency and Perfection of the Holy Scripture, 1606. Some obsolete spelling has been discreetly fixed to
reduce unambiguity for contemporary readers, here and hereafter. The French source is the second
edition after the 1602 first edition, to which I have no access. I cannot determine if the translation into
English was by Tilenus himself or other people.
188
As of this writing, the online version of the authoritative Oxford English Dictionary indicated that the
word “technology” appeared first in 1612 based on existent English text it found. See "Oxford English
Dictionary Online," 2022, s.v.
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Casaubon explained in Greek, in the marginal notes, that “so the humans’ discoursing
on [secular] arts [shall] not [be the mode of] discoursing on God” (τεχνολογοῦσι λοιπόν
οἱ άνθρωποι οὐ θεολογοῦσι). His reference to Greek logos conjured up both the senses
of discourse and words, as manifested in the quoted passage, and evidently, the Greek
legacy was carried into technology, which signifies not only an artificial invention, but
also a secular enterprise.190 He was ready to agree that “all Christians” believe “the
divine nature is united in the same person [i.e. Jesus Christ] with the humane [flesh].”
However, he warned that Christians should not probe further into “the sacred mysteries
of Christian religion” or try to find an explanation of these masteries with mortal
sciences, because “faith in matters of Theologie is one thing, and humane science is
another.”191
The kind of continental arguments that juxtaposed theology and technology was later
picked up by a few English writers, who were more moderate in arguments and carefully
distanced themselves from controversies. English preacher Edward Willan (fl. 1651), in
one of the dedications in his collection of sermons, alluded with customary modesty
that he was short of the devices of rhetoric and oratory:
Indeed I ever intended θεολογείν in composing of this Sermon for the Pulpit, but
τεχνολογείν, I never studyed, never intended, and therefore cannot but admire,
that any in that Auditory should admire it for Technologie [originally emphasized
in italics]. Surely the common abuses of the Pulpit in these Times beneath the
189
Casaubon, The Ansvvere of Master Isaac Casaubon to the Epistle of the Most Reuerend Cardinall Peron,
1612, unpaged. Note that the Latin original text does not have this dedication.
190
Whereas in English Casaubon compared Theologie with humane science, in Latin text (p. 35)
Theologiam (accusative singular of theologia) with humanam scientiam were juxtaposed. There is not a
word of technologia in the Latin text: Casaubon, Isaaci Casauboni Ad Epistolam Cardinalis Perronii,
Responsio, 1612.
191
Casaubon, The Ansvvere of Master Isaac Casaubon to the Epistle of the Most Reuerend Cardinall Peron,
1612, 28-29.
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Majesty of it, have caused those Sermons to [be] Christened Neate, which are
not too too slovenly. With [me] to Preach honestly is to Preach elegantly.192
The antithesis between theology and technology apparently prompted some efforts to
reconcile the two. Caspar Streso (1603–1664), a German academician, strived carefully
to both systematize theology and make it an applicable knowledge. His success seemed
to be recognized by the English Church, and he tried to formalize what others had said
about Christianity rather than joining personally in the dispute over contested divine
matters, thus avoiding “turning theology into technology” and being well-received.194
On the title page of his Technologia Theologica (1633), Streso meticulously and
confidently laid out his topics, including, among others (“inter alia”):
The doctrine of logical analysis and genesis, more particularly elaborated, toward
an applied Theology. The most special Theological method and study, being
prescribed [here]. Forms of speeches have exactly been completed according to
the precepts of Logic. Also according to the custom that has been closely
adopted within the Church of England, [all] being described [here]. Finally,
toward the establishment of a kind of restoring and deliberating, on Theological
192
Willan, Six Sermons, 1651, 28. Both θεολογείν and τεχνολογείν are the present active infinitive of the
verbs of theology and technology.
193
The letter was dated July 24 in 1637, and was posthumously collected and published by his student
John Worthington (1618–1671). Mede, The Works of the Pious and Profoundly-Learned Joseph Mede,
B.D., 1672, 871.
194
Streso was an important model for Samuel Hartlib (ca. 1600-1662), a German-English polymath, and
was recognized on his list of reformers. Streso’s works were circulated by Hartlib to his colleagues and
discussed in his personal notes. Keller, Knowledge and the Public Interest, 1575–1725, 2015, 171. John
Wilkins (1614-1672), an English clergyman and natural philosopher, listed Streso’s Technologia Theologica
among “some of the most eminent, and common” references that have “laid down such various helps and
rules.” Wilkins, Ecclesiastes, or, a Discourse Concerning the Gift of Preaching, 1651, 3.
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matters that have been written, being given [here]. With the example that
follows afterward, being delivered [here].195
Significantly, Streso’s ambitious theological project revived the aspect of Ancient Greek
technology different from rhetoric or oration that had provoked controversies:
systematic treatment of knowledge, with a contrived quality of neutrality. As discussed
earlier, arising from the Greek tradition of rhetoric, the idea of reasoning and systematic
treatment in relation to Greek logos and technology had been the deliberate
arrangement of words or the instruments of rhetorical languages to express ideas and
thoughts, and, accordingly, rarely escaped the ill-fated portrayal of being persuasive and
manipulative. An exception had been Latin technologia. Unlike English technologie or
technology, Latin technologia was often limited to the systematization of grammar. An
example is Pierre Martini’s (1530–1594) Grammatica Hebraea Technologia, a grammar
book on the Hebrew language, acclaimed by an English schoolmaster in 1612 to be “the
most used of all the learned, as most methodicall and perfect.”196 Streso’s appropriation
of Latin technologia in the context of theology was an anomaly.
195
“Doctrina analyseos & geneseos Logicae particularius elaboratur, & ad Theologiam applicatur,
methodus studij Theologici specialissime praescribitur, concionum formae exacte secundum praecepta
logicae, nec non secundum morem in Anglicana Ecclesia fere receptum, describuntur, & denique ad
instituendam Theologicorum Scriptorum quandam reductionem consilium datur, & exemplo mox
sequuturo praemittitur,” as on the title page of Streso, Technologia Theologica, 1633.
196
Brinsley, Ludus Literarius, 1612, 245. The grammar book John Brinsley the Elder (fl. 1581–1624)
commented on was a posthumous edition in 1612 (or 1611): Martinez, Grammatica Hebraea, Accessit
Hac Editione Technologia, 1612. Instead of Latin Technologia, the book Martinez managed to publish
during his lifetime used Greek τεχνολογία in the title: Martinez, Grammatica Hebrae: Accessit Hac
Editione Τεχνολογία, 1590. See also footnote 182.
197
Refer to the three main categories of the meanings of logos, in text that follows footnote 144.
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“Bath-guides,” to the hot springs the English town Bath was known for, hoping that
more people, “for their infirmities, [would] finde remedie at the Baths.”198
The most ambitious project of broadening Ancient Greek technology was a more
general effort at techne—not to write in a particular technical subject, but to establish a
general taxonomy and system of arts. An example is William Ames (1576–1633), an
English Protestant theologian and philosopher inspired by Streso, his friend. Ames
decided that a term he and his colleagues had long used, technometria, could also be
dubbed technologia. Drawing from Greek, technometria, as a combination of techno
and metria, is the survey or measurement of art.199 According to Ames and his followers,
technometria is to “adequately (and precisely) circumscribe (and prescribe) the
boundaries and purposes of all the arts and each of the individual arts.”200 Under the
taxonomy of technometria, on the one hand, art in general “is the idea of [good
practice, or εὐπραξίας] methodically delineated by universal rules” and theology, as the
divine teaching, is the art of living well.” On the other, Ames maintained that theology
should better be called “a ‘doctrine’ rather than an art because it arises out of
revelation, ‘not from nature and human inquiry like others’.”201 Though the terminology
he sought to define was technometria, not technologia, he nonetheless used the two
terms interchangeably in text, thus expanding the idea of technologia in the sense of
systematic treatment to arts in general.202
198
Venner, The Baths of Bathe, 1628, title page, 9-10.
199
Gibbs, "William Ames's Technometry," 1972, 616.
200
My translation draws from two sources. First, “Technometria, omnium & singularum artium fines
adaequate circumscribens” as in the cover of Ames, Technometria, Omnium & Singularum Artium Fines
Adaequate Circumscribens, 1633. Latin fines has both the senses of boundaries and purposes. Second,
“Technometriam, qua utraque omnium disciplinarum ac facultatum limites ac fines accurate
praescribuntur” as in “ad lectorem” (to the reader) of Ames, Magni Theologi Ac Philosophi Acutissimi,
Philosophemata, 1643, unpaged. The posthumous source added limites to fines, confirming the twofold
meanings of fines in the earlier, 1633 edition.
I refer to Ames, Technometria, Omnium & Singularum Artium Fines Adaequate Circumscribens, 1633.
201
Sprunger, The Learned Doctor William Ames: Dutch Backgrounds of English and American Puritanism,
2016 [1972], 115; Gibbs, "William Ames's Technometry," 1972, 621.
202
Ames, Technometria, Omnium & Singularum Artium Fines Adaequate Circumscribens, 1633, 34; Ames,
Magni Theologi Ac Philosophi Acutissimi, Philosophemata, 1643, 37.
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203
My translation of the text “Praecognita omnium disciplinarum sunt institutio anticipata, praeparans
animum discentis ad faciliorem disciplinarum intelligentiam.” Alsted, Encyclopaedia Septem Tomis
Distincta, 1630, 49.
204
My translation of the text “Technologiam, id est, doctrinam de proprietatibus, ordine, & numero
disciplinarum.” Alsted, Encyclopaedia Septem Tomis Distincta, 1630, 61.
205
Sprunger, The Learned Doctor William Ames: Dutch Backgrounds of English and American Puritanism,
2016 [1972], 121. Another source said his encyclopedia “[treated] thirty-seven disciplines in some five
thousand folio columns.” Hotson, Johann Heinrich Alsted 1588-1638: Between Renaissance, Reformation,
and Universal Reform, 2000, 9.
206
My translation of the text “Technologia est Artium & Scientiarum methodica Descriptio ad mentem
informandam, qua Homo Amore Sapientia[e] ductus, Res Divinas & Humanas intelligendo, Deum &
Seipsum cognoscat, & Mortem rectius meditetur; & sic, & Vivere & Mori, vel ex ipso Natura[e] Lumine
aliquantulum discat.” Scheibler, Philosophia Compendiosa ... Compendium Methodicum, 1639, 2.
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In this dynamic context, it became clear that technologia was not only a method to
systematize knowledge. In a perspicuous, systematic way to delineate and organize
knowledge, technologia also facilitated an improvement in learning, as Alsted
mentioned in the previously-quoted text the components of “easier understanding”
(faciliorem … intelligentiam), and likewise, Scheibler with his goal to “inform mind”
(mentem informandam).212 Breaking loose from rhetoric as an augmentative way of
persuasion, technologia now attained the appearance of not only an objective, scientific
way of presentation, but also a straightforward rendering of concepts for easier reads.
207
Harris, "Speech and Writing," 2009, 48-49. Most of works commonly attributed to Plato are dialogues.
Exceptions included his series of letters. But even the authenticity of the Seventh Letter, which is widely
considered the letter that was mostly likely to actually belong to Plato, has been questioned. My position
is that the authenticity of Plato’s non-dialogue works is a moot point for my overall argument.
208
Hotson, Johann Heinrich Alsted 1588-1638: Between Renaissance, Reformation, and Universal Reform,
2000, 41.
209
Petrus, The Art of Memory, That Otherwyse Is Called the Phenix, 1545. In Middle English, it was also
called “the arte of memorye” as on the title page of Gossuin of Metz, The Myrrour & Dyscrypcyon of the
Worlde, 1527.
210
“… for the helpe of memorie…” in both Allen, An Alphabet of the Holy Proverbs of King Salomon, 1596;
Burton, An Abstract of the Doctrine of the Sabbaoth, 1606. “…for some helpe of memorie…” in Aylett, A
Briefe Chronologie of the Holie Scriptures, 1600. “…Methodically composed, for the helpe of weake
memories…” in Bridges, Gods Treasurie Displayed, 1630.
211
For example a book that consists of catechisms: Hieron, The Doctrine of the Beginning of Christ, 1617.
212
The Latin facilior (of which faciliorem is the accusative), meaning easier, forms the semantic basis of
modern English facilitate.
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Alsted and Scheibler, for example, both carefully organized the structures of their
writing and generously provided at the beginning of their books many pages of synopses
and diagrams of the book outlines.213 For the first time, the term technology, as meta-
techne, broke off its exclusive ties with rhetorical words, a central component of Greek
logos as a way of organizing knowledge, and went on to embrace other forms of
expression.214
The semantic shift of technology from rhetoric to presentation, and from persuasion to
representation, was significant and influential. When philosopher and theologian Henry
More (1614–1687), in his late years, wrote a book for expositions of the Apocalypse of
Saint John, technology no longer had the negative connotation of rhetoric or argument
that was contrary to theology. At the close of the book’s preface, he told his readers
that he included an “epilogue.” The epilogue features diagrams and tables, among many
others, that will “refresh thy memory after thy reading my Exposition.” “This Harmony
[of all of the elements],” he confidently delivered, “is so admirable and surprizing, that
unless thou hast a Genius [i.e. intellect] dead or stupid to matters of this nature, thou
canst not fail to be enravished [i.e. enraptured] with the consideration.” He concluded
that his epilogue “may go for a kind of Technology to our Exposition.”215
In some exceptional cases, the art of memory went hand in hand with the memory of
art. Sir George Buc (ca. 1560–1622), an English scholar and historian, used “general
Technologie” to denote the collection of knowledge of every possible art, which in its
English form in 1612 appeared an anachronistic expression ahead of his time, because it
appeared earlier than most of my above other references. Buc enthusiastically
celebrated London, the city itself, to be “the third university in England,” in addition to
Oxford and Cambridge. He observed and exclaimed that there were “so many arts,
213
See Alsted, Encyclopaedia Septem Tomis Distincta, 1630, 1-46; Scheibler, Philosophia Compendiosa ...
Compendium Methodicum, 1639, 1-8. In the title page of the new, 1639 edition, Scheibler advertised as
“Huic Editioni … Praefigitur Technologia Prooemialis” (this edition is prefaced with introductory
technologia), a feature unseen in an older version: Scheibler, Philosophia Compendiosa, Seu Philosophia,
1631.
214
Note also that written words had been rendered insufficient to express ideas by the middle of the
seventeenth century. “Devise” (with its obsolete meaning of an “emblematic figure”), as a “connexion of
figures and words, so strictly united together,” was argued to be superior to pictures or words alone.
Devise is “nothing else, but a rare and particular way of expressing [one’s] self; the most compendious,
most noble, most pleasing, and most efficacious of all other that humane wit can invent.” Where the
French said devise, the Italian called it imprese. Estienne, The Art of Making Devises, 1646, 10, 13.
215
More, Apocalypsis Apocalypseos, or, the Revelation of St. John the Divine Unveiled, 1680, xxx-xxxi.
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faculties, and Sciences” being “read, taught, studied, and professed” and practiced in
the city by “[diverse] Professors … residing in this Universitie.” He concluded that “the
Art of Memorie is taught within this Universitie of London” to the extent that the city, as
a whole, was able to “[attain … any] of these arts, sciences, and faculties, and to retaine
their principles, and rules, in minde and remembrance” and to “serve for an apt close of
this general Technologie.”216 Buc must have the Ancient Greek technology in mind, and
in a comprehensive manner, he manifested in the above passages the contribution of
the collective, lived memory of London’s citizens to the circulation and upkeep of the
knowledge of sciences and arts.
216
Text was reorganized and Middle English words were replaced in quotes for contemporary reading.
See Buc, "The Third Universitie of England," 1615, 988. Buc’s article was appended at the end of the
posthumous edition of John Stow’s (1525–1605) chronicles of English history expanded by Edmund Howes
(fl. 1607–1631). Buc dated his dedication of article on August 24, 1612, appearing on ibid, 961.
217
Mercator, Historia Mundi: Or Mercator's Atlas, 1635. The table of technological words was an
invention in the English edition, which earlier Latin editions did not have. The table was likely added by
the translator Wye Saltonstall (fl. 1630–1640). Cf. Mercator, Atlas Sive Cosmographicae Meditationes,
1609.
218
Emphasis in original, Brinsley, The Araignment of the Present Schism of New Separation in Old England,
1646, 13.
219
Browne, Hydriotaphia, Urne-Buriall, 1658, 192.
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An outgrowth of the need to define and explain terminology was a general interest in
compiling glossaries for “technical terms.” In fact, many earliest single-language
“dictionaries” were for hard words only, before comprehensive dictionaries became
available.220 In English, for example, the earliest dictionaries were nothing more than
glossaries for difficult words and foreign terms, such as A Table Alphabeticall (1604), An
English Expositor (1616), and The English Dictionarie (1623).221 But technical terms were
not collected and included in a glossary book until a few decades later. The earliest
glossary for technical terminology in the English language was Thomas Blount’s (1618–
1679) Glossographia (1656). The voluminous book, close to 700 pages, included foreign
terms from nine other languages “as are now used in our refined English Tongue,” and
also “the Terms of divinity, law, physick, mathematicks, heraldry, anatomy, war, musick,
architecture, and of several other arts and sciences explicated.”222 The volume also
provided very brief etymologies with selected historical developments.
A parallel work was authored by German statesman and educator Johann Michael
Moscherosch (1601–1669). Remarkable for technology, the German-French glossary
was titled “Technologie allemande & françoise,” which the author meant in French to be
a German-French “technologie.”223 The book was dedicated mostly to arts, in addition
to sciences and divinity. In the preface, Moscherosch set out that the book is:
about the terms of arts and works, as the scholars speak / about that [sort of]
word exercise / so [that] one [has] the most precise term of each and all the
matters / To talk about tool and work of the artisans and handicraftsmen / and
220
Parenthetically, comprehensive dictionaries were initially complied for foreign speakers, and consisted
of a mapping of words in two languages, without further explication.
221
These were made most apparent on their title pages. A Table Alphabeticall is about “[containing] and
teaching the true writing, and understanding of hard usuall English wordes, borrowed from the Hebrew.”
An English Expositor concerns “teaching the interpretation of the hardest words used in our language.”
The English Dictionarie is “An interpreter of hard English [w]ords … already printed in our language.”
Cawdry, A Table Alphabeticall, 1604; Bullokar, An English Expositor, 1616; Cockeram, The English
Dictionarie, 1623.
222
Quoted from the title page of Blount, Glossographia, or a Dictionary, 1656.
223
The 1656 wordbook Technologie allemande & françoise was recognized as the earliest source of French
technologie, according to the authoritative French etymology dictionary Rey, Dictionnaire Historique De La
Langue FrançAise, 2010.
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Soon Thomas Blount would include the word technology. His second edition of
Glossographia (1661) became the earliest dictionary in English that has a dedicated
entry for technology. The enlarged volume of Glossographia, subtitled “a dictionary
interpreting the hard words of whatsoever language, now used in our refined English
tongue,” describes technology as, verbatim, “(Gr.) a treating or description of Crafts,
Arts or Workmanship.”225 Put in a play on words, technology now had an entry for
technology, the meta-techne now being able to explain (“treat of”) itself!
In Blount’s definition, what exactly do “arts” refer to in technology? While Blount did
not give it a formal definition, references to “arts” in the context of 1661 Glossographia
showed that the concept of arts was understood by the author as knowledge that has
rules to be understood and followed, and essentially, there was hardly any knowledge
that cannot be called an art. Blount created entries for “mechanical arts” and “liberal
sciences” and included seven fields for each, as if there had been a distinction between
arts and sciences.226 However, in each entry for four of the liberal “sciences”—logic,
rhetoric, geometry, arithmetic—he explained each to be an “art.” For the rest of three—
grammar, music, and astrology—rules for grammar and music were introduced and
implied the status of art,227 and astrology was the only one to be called science in the
entry, as “a Science which tells the Reasons of the Stars and Planets motions.”
Nonetheless, in “mathematics,” we were told that mathematics is “Sciences or Arts
taught by demonstration, and comprehend four of the Liberal Sciences,” consisting of
arithmetic, geometry, music, and “astronomy” (which were confused with astrology). All
the seven liberal sciences, along with mathematics, were therefore deemed as “arts” as
224
“von den terminis Artium & opificiorum, wie die Gelehrten reden / von der jenigen Wortübung / da
man die genaueste benamsung aller und jeder stücke / Werckzeug und Arbeit der Handwercker und
Handthierungen zu sagen / und mit einem jeden zu reden weiß / wie es die Kunst-übliche Zierde und
Nohtdurfft erfordert.” Moscherosch, Technologie Allemande & FrançOise, 1656, sig. ):(2r-v. Note this
German passage contains a couple of words in obsolete spellings.
225
Blount, Glossographia, or a Dictionary [Second Edition], 1661.
226
Blount listed what he called the “seven Mechanical Arts”: agriculture (or husbandry), clothing,
navigation, hunting, architecture, medicine and military discipline. And the “seven Liberal Sciences”:
grammar, logic, rhetorick, astrology, geometry, arithmetic and music. See entries for mechanical arts and
for liberal sciences in Blount, Glossographia, or a Dictionary [Second Edition], 1661.
227
Glossographia has several entries that are related to their rules. For example, “parisyllabical,”
“concord,”
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well with rules to follow.228 Even theology, for its mysterious component, was said to
have “certain Rules, by the practice … a vertuous Christian may attain to a nearer, a
more familiar, and beyond all expression comfortable conversation with God.”229
In terms of “treating by rules of art,” Blount’s definition validated the Greek meanings of
technology with the newly established interest in useful arts. But there was another
quality change of technology as meta-techne from Ancient Greece to seventeenth-
century England: the use of publication as the medium of knowledge circulation. With
scribes and printing becoming widely available, in describing or treating a subject, no
medium was more durable for the recording of knowledge than through publications.
Now in Blount’s time, any serious description of arts was recognized in written forms,
and predominantly, in printed books, as books offered ample place for the systematic
treatment of knowledge and art. Within its own intertextual references, the above
“treating … of” in Blount’s definition of technology means treating a subject. Wherever
treating of was referred to in Glossographia, in most cases, books were involved. The
fields these books were “treating of,” as appears in the entries, were extraordinarily
wide-ranging, from hunting, fishing, medicine, and water engines, to military tactics,
war, ethics, politics, astrology, and prognostication.230 These diverse subjects and
knowledge, which were generally understood as arts (and/or sciences), encompassed
the full scope of the subjects of contemporary technology.
228
The same conclusion can be drawn from the dictionary of Edward Phillips (1630–ca. 1696), a
contemporary lexicographer who plagiarized Blount’s 1656 Glossographia and published his own in 1658.
Where Blount called liberal sciences, Phillips used “liberal arts,” a phrase now familiar to us. In the title
page, Phillips spoke of arts and sciences simultaneously, as he advertised that the words he compiled
spanned “throughout the Arts and Sciences, Liberal; and Mechanick.” See Phillips, The New World of
English Words, 1658.
229
In “Mystical Theology” of Blount, Glossographia, or a Dictionary [Second Edition], 1661.
230
A more comprehensive list of instances include (note, from the second example on, an ellipsis always
stands for “books treating”): “books treating of Navigation or shipping” (Argonauticks), “… of Chronology”
(Chronologicks), “… of hunting” (Cynegetica, or the Latin Cynegetica), “… of moral Philosophy and
manners” (Ethicks), “… of [fortunes of men based on the time of birth]” (Genethliaques), “… of
[agriculture]” (Georgicks), “… of Exercise” (Gymnasticks), “… of fishes or fishing” (Halicuticks), “… of the
Liver” (Hepatiques), “… of horses” (Hippiaticks), “writing of, or describing Clocks or Dyals”
(Horologiography), “… of water, or of water Engins” (Hydriatiques), “… of Physick [i.e. Medicine] and or
natural phylosophy" (Physicks), “… of Spirits or the winds” (Pneumaticks), “verses treating of war, or
treatises of war” (Polemicks), “… of the Government of a City or Commonwealth” (Politicks), “… of many
Disciplines” (Polymathicks), “… of Prognostication” (Prognosticks), “a writing, treating, or describing of
Pyramids” (Pyramidography), “a Book treating of syllables, or teaching the use or knowledge of syllables”
(Syllabary), and “… of Feasts and Banquets” (Symposiaques), “they whose office is to set an Army in array;
also … of that subject” (Tacticks), and “… that speak or entreat of places of invention” (Topicks).
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Since Thomas Blount’s second edition of Glossographia (1661) was published, there had
been very few developments of technology in dictionary text until the close of the
seventeenth century. Not distinct from Blount’s, Elisha Coles’s (ca. 1640–1680) An
English Dictionary (1676), a glossary in nature, defined technology as “a treating of arts
or workmanship.”232 Edward Phillips (1630–ca. 1696), who plagiarized Glossographia
(1656) in many instances in his own glossary, The New World of English Words (1658),
had not included technology throughout his lifetime in the subsequent second to fifth
editions (1662, 1671, 1678 and 1696).233 Blount himself and his successor(s) did not
amend his take on technology, either, as in the subsequent third to fifth editions (1670,
1674, and 1681).
Significant changes did not take place until Abel Boyer (ca. 1667–1729), a French-English
lexicographer, explained bilingually in The Royal Dictionary (1699) that English
231
This task proves to be an extremely difficult one, as it spawns a couple of methodological questions.
For example, should we focus only on the sematic use of the word “technology” or the concept of
technology (and useful, industrial arts) in general? Should we include the use of all spelling equivalents of
English “technology,” as in French, German, Italian, Spanish, Greek, etc. too? And what social groups will
be our focus to study the use, for example, journalists, politicians, scientists, engineers, philosophers,
educators or the general public? While Eric Schatzberg’s works are the very few ones that were able to
touch on these dimensions, he acknowledged that his analysis “is necessarily limited,” because his
approach was to “focus on the scholarly use of a single term [of technology and its close variants],
primarily within the social sciences.” See Schatzberg, "Technik Comes to America," 2006, 488.
232
Coles, An English Dictionary, 1676, s.v.
233
The fifth edition even leaved out technical, which all the previous editions had. Phillips, The New World
of Words [Fifth Edition], 1696, s.v. The series claimed to be a “General English Dictionary,” but was in fact
close to a glossary, as simpler words like “art” was not included.
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234
The full entry is “subst, (a Description of Mechanick Arts) Technologie, Description des arts
Mécaniques.” Boyer, The Royal Dictionary, 1699, s.v.
235
Phillips and Kersey, The New World of Words [Sixth Edition], 1706, s.v.
236
Blount, Glossographia Anglicana Nova, 1707, s.v. The edition was revised and published by an
anonymous author, but the authorship is still generally attributed to late Blount.
237
Bailey, Dictionarium Britannicum, 1730, s.v.
238
Dyche and Pardon, A New General English Dictionary, 1735, s.v.
239
Martin, Lingua Britannica Reformata, 1749, s.v.
240
Kersey, A New English Dictionary [Second Edition], 1713, title page.
241
Defoe, A New English Dictionary, 1735, title page.
242
Wesley, The Complete English Dictionary, 1753, title page.
243
Shapiro, ed., Fixing Babel, 2017, 143, 216.
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based on the 11th London edition.244 John Walker’s renowned and popular A Critical
Pronouncing Dictionary (1791) skipped technology too.245
The causes of the unpopularity of technology were twofold. First, there were always
other more common expressions to account for a description of arts; simpler words,
such as book or writing, would suffice. Second, the word technical appeared to play an
important role. Unlike technology, which does not have a Latin precedent, technical was
developed from Latin technicus, a word that had been known by English speakers
writing in Latin. As early as 1538, Latin–English dictionaries contained technicus, saying
it is “artificiall, inventive.”246 Most English dictionaries in the eighteenth century actually
included technical, and calling an unusual word a technical term or word was common.
To some extent, technical could easily replace technology. For example, Benjamin
Norton Defoe (1735) had technical, explaining it as “Artificial, belonging to the Terms
and Rules of Arts and Sciences.” John Wesley (1753) created an entry for “technical
words,” which is “terms of art.” 247 Samuel Johnson (1755) said technical was “Belonging
to arts; not in common or popular use” and cited an example from John Locke (1632–
1704) related to the proper use of “technical words.”248 And John Walker (1791)
welcomed technical in his pronouncing dictionary, indicating that the word was
frequently used at least among the learned.
It was on the other side of the Atlantic that English technology gained traction in
mainstream dictionaries for the general public during the first half of the nineteenth
century, initially without connotations of mechanical arts. The landmark publication of
Noah Webster’s (1758–1843) American Dictionary of the English Language (1828)
marked the first time in an English dictionary that technology was given more than one
sense: first, “A description of arts; or a treatise on the arts,” and second, “An
explanation of the terms of the arts.”249 Webster’s dictionary thus formally summarized
two aspects of technology—systematic treatment of arts as well as terminology
explanations—that had gathered momentum for the last two centuries in the English-
244
Johnson, A Dictionary of the English Language First American, from the Eleventh London Edition, 1819.
245
Walker, A Critical Pronouncing Dictionary and Expositor of the English Language, 1791.
246
Elyot, The Dictionary of Syr Thomas Eliot Knyght, 1538, s.v.
247
Wesley, The Complete English Dictionary, 1753.
248
See also footnote 131.
249
Webster, An American Dictionary of the English Language, 1828, s.v.
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Both sources show that the two iconic American lexicographers preferred the general
senses of technology, setting aside its connotation of mechanical arts. Their
considerations must have been weighted against George Crabb’s Universal
Technological Dictionary (1823), an English source Webster cited for his second sense of
technology as the explanation of the terms of arts. Indeed, Crabb’s dictionary as a
whole, advertising itself as the “familiar explanation of the terms used in all arts and
sciences,” was itself a vivid example of “technology.”251 Crabb’s dictionary defined
technology as “a description of arts, especially those which are mechanical,” which
Webster was very likely aware of, because he cited Crabb’s text when he defined a
number of technical terms. It must be a thoughtful decision to generalize technology,
rather than ignorance of its connection with industrial developments on the other side
of the Atlantic.
From the 1860s on, American technology would start associating itself with mechanical
arts. Despite many editions that were published after the first 1828 edition of
Websters’, no significant changes were made to the definition until Noah Porter’s
(1811–1892) revised edition was published in 1864 (or 1865). In a remarkable move for
both breadth and accuracy, Porter defined technology with the following three senses,
which, as a set of definitions, none of the previous dictionaries could rival252:
250
Worcester, A Comprehensive Pronouncing and Explanatory Dictionary of the English Language with
Pronouncing Vocabularies, 1830. Unlike Webster, Worcester’s definition was far from original. He took
the definition from Henry Todd’s (1763–1845) revision of Johnson's dictionary, to which Todd had added
many new words. The example Todd used was technology in the sense of art of grammar, taken from
Schoolmaster: Grammatica Reformata, or a general examination of the Art of Grammar by John Twells
(1683). See Johnson and Todd, A Dictionary of the English Language, 1818, s.v.
251
Crabb, Universal Technological Dictionary, 1823, title page.
252
Noah’s revised edition was published in 1864. The definition I quoted below was taken from a 1865
edition, as in Webster et al., An American Dictionary of the English Language, 1865, s.v.
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Eventually, the first half of the twentieth century saw technology predominantly fixed to
industrial arts. The Century Dictionary and Cyclopedia (1889–1891), for example,
described technology as “That branch of knowledge which deals with the various
industrial arts; the science or systematic knowledge of the industrial arts, as spinning,
metal-working, or brewing.”253 The 1911 edition added crafts and technologically
“upgraded” its examples, “… of the industrial arts and crafts, as in textile manufacture,
metallurgy, etc.”254 In 1942, the entire entry got rid of examples of crafts altogether and
became “The branch of knowledge that deals with the industrial arts; the science of the
industrial arts; also, the terminology of an art, science, etc.; technical nomenclature.”255
The first explanation from Webster's New International Dictionary of the English
Language (1942), likewise, attached technology to industrial arts: “Industrial science;
the science or systematic knowledge of the industrial arts, esp. of the more important
manufactures, as spinning, weaving, metallurgy, etc.”256
253
Whitney and Smith, ed., The Century Dictionary, 1889-1891, s.v.
254
Smith and Whitney, ed., The Century Dictionary and Cyclopedia, 1911, s.v.
255
Emery and Brewster, ed., The New Century Dictionary of the English Language, 1942.
256
Neilson et al., ed., Webster's New International Dictionary of the English Language, 1942, s.v.
257
Schatzberg, "Technik Comes to America," 2006, 511. The development of technology (as meta-techne)
into techne is outside the scope of the dissertation and has been competently researched by Schatzberg in
the afore-cited article and his book Technology: Critical History of a Concept.
258
Edgerton, The Shock of the Old: Technology and Global History since 1900, 2006.
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fact that technology can be old and mundane, as discussed at the beginning of the
chapter.
These developments of technology largely conclude that technology itself, initially logos
of techne from Ancient Greece, is no longer inclusively science of techne as a branch of
knowledge. Rather, technology is now a close equivalent of techne. Even though
colloquially speaking, techne can be common and mundane, in popular culture,
technology is significantly narrowed to mean the more advanced techniques and
artifacts and connote technological progress.259 In Chapter 3 and Chapter 4, I would use
high technology to denote the latter, more advanced technology that is restricted to the
state-of-the-art. And when I speak of technology (or technique) without a modifier, I am
referring to the former sense that is broader in scope. In this way, I intend to salvage
technology from the bondage of high technology through what French linguists call a
restoration or reformation (réfection), by bringing it closer to its Ancient Greek etymon
techne (τέχνη).
Evidently, the internal tension within the same word between the common-sense
interpretation of ordinary technology and the endless pursuit of high technology
revolves around the multiple senses techne, the Ancient Greek equivalent of the
present-day technology in English, may refer to. It would be instructive to investigate
linguistically what techne means, its scope and moral characters, by tracing the genesis
of techne to Ancient Greece in light of the tension between the two aspects of
technology. Of various possible arts, techniques, and forms of knowledge, how did
techne get differentiated? How did technology, as meta-techne that inclusively covers
the knowledge and study of a variety of techniques, end up being limited to that of the
industrial arts? And what took the place of Ancient Greek technology and became our
present-day state-of-the-art meta-techne?
259
The tension between the two senses is well capture by historians of technology through a “thought
experiment” in Vinsel and Russell, The Innovation Delusion: How Our Obsession with the New Has
Disrupted the Work That Matters Most, 2020, 37-41.
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first steam engines, and later dynamos—became the exemplars of “means” and “tools”
that excluded other slower-improving technologies, such as buildings. Our modern
engineering, in its dominant form drawing from this tradition, is not precisely
technology or technique. Nor is modern engineering a meta-techne (i.e. Greek
“technology” or “science of technology”), as it is far narrower in scope and limited to
industrial arts, and at the same time, it also goes beyond even the most pronounced
systematic compilation and discussion of industrial arts. Instead, modern engineering
should better be called “technology of technology” (or techne of techne), because of
the ways in which it ventures into other technologies and techniques that are rarely
subject to systematic improvement and control based on quantity and objectification.
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CHAPTER 3
Far long before Thomas Hobbes concluded in the seventeenth century that the “natural
condition of mankind” is abhorrent because the “war of every man against every man”
is bound to throw all aspects of civilization into chaos,260 humans in prehistory must
have dealt not only with threats from the competition and violence of the other
humankind, but also with the dangers and troubles posed incessantly by and within the
natural conditions of nature: wild animals, means of subsistence, shelters, weather,
fertility, and illness.261 The former category on the threats posed by other humankind
concerns social systems about the governance of human affairs and society. Information
about how these social systems work is lost beyond what can be retained in writing like
the monumental Code of Hammurabi. Prehistorical social structures that have passed
into oblivion can only be established through archeological inference. Paintings and
260
Hobbes, Leviathan, 1909, 94, 96.
261
Karl Marx and Friedrich Engels distinguished “physical nature of man” from and “the natural conditions
in which man finds himself.” The former concerned the biological elements of humans and the latter
referred to the conditions of geology, orohydrography (the drainage affected by mountains) and climate.
Marx and Engels, The German Ideology, 1998, 37.
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animal remains in excavated caves gave us hints that ancient humans were gregarious,
lived in caves, and coordinated the hunting of large game.262 One significant source for
understanding these social systems is through archaeological mortuary, where the
formalities of burial practice and the nature of human remains indicate, for example,
stature and nutrition within a larger community.263
The latter category, namely, that of defending humans against idiosyncrasies and
irregularities of nature, often concerns technique and technology that only survived in
material forms and can still be inspected by us modern humans. The hand axes made of
pebble stones are the earliest surviving tools made by humans. These general tools are
like modern pocket knives, and with reasonable certainty, they were used for killing
game, chopping meat, digging up roots, and scraping hides for clothing.264 The materials
of artifacts and tools, more visible and durable than memory, legends, and thought that
are ephemeral, are conveniently used to define human prehistory: the Stone Age (ca.
2.5 million years ago–3000 BCE), the Bronze Age (ca. 3000–1000 BCE), and the Iron Age
(ca. 1000 BCE–500 CE).265
I call the collection of these more or less durable technologies, whose scope spans from
prehistory to our present time, visible technology. Visible technology consists of at least
two categories: those means that are visibly effective in creating or securing tangible
(and sometimes durable) resources and products, as well as the material means of
production that are durably visible tools surviving throughout history.266 We can see
further that small timelines of prehistory are far more often characterized by visible
technology—by means of securing food, places of living, built structures and
technological tools in general—than by the human activities that are social and
communicative in nature. For example, in the Stone Age, the Mesolithic (ca. 10,000–
8000 BCE) saw an increase in gathering plants (such as wild grains), fishing (thanks to
the construction of primitive nets, hooks, and boats), and more or less permanent
settlements. The Neolithic (ca. 8000–3000 BCE) had the development of agriculture,
262
Humphrey, Ancient Technology, 2006, 2.
263
Arnold and Jeske, "The Archaeology of Death: Mortuary Archaeology in the United States and Europe
1990-2013," 2014.
264
Hodges, Technology in the Ancient World, 1970, 22-23; Humphrey, Ancient Technology, 2006, 2, 19.
265
Humphrey, Ancient Technology, 2006, xix-xxi.
266
Visible technology is not incompatible with the idea that indispensable, visible technology might be
invisible to a social actor, especially when visible technology becomes an infrastructure. The phrase “fade
into the woodwork,” which in English means being unnoticed and seeming to have disappeared, attests to
this phenomenon of a visible technology (i.e. woodwork) becoming an unimportant background.
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The fear of death and the desire for effective means of survival, in their most primitive
forms, were best reflected in early mythology. The tale of Prometheus and Epimetheus
in Greek mythology was recounted in Plato’s dialogue Protagoras. The legend went that
after Epimetheus had given strength and power to every animal, humans were left weak
and helpless. Sympathetic toward the feeble mankind, Prometheus stole fire from the
gods and bestowed it on humans. The story came to represent the powers of technical
skills and the growing human-technology relationships.270 Similarly, in Chinese
mythology, Youchao (有巢) was credited for pioneering the making of wooden houses;
Suiren (燧人) for discovering the employment of fire for cooking; Fuxi (伏羲) for
teaching his fellows to fish with nets, hunt with weapons, and domesticate animals;
267
Humphrey, Ancient Technology, 2006, xix-xxi, 2-3.
268
Whereas I use visible technology to emphasize what is still extant and tangible from a present
standpoint of history and archaeology and imply durability, Hannah Arendt referred to “durability,”
“objectivity,” and “permanence” of artifacts (and the “man-made world”) to underscore the condition
and process that allowed humans to gain independence from both “the sublime indifference of an
untouched nature” and the “ever-changing nature” of humans who created the artifacts. See Arendt, The
Human Condition, 1958, 136-138.
269
In such an analytic move, Veblen disapproved the exercise of “sportsmanship” and “the conventional
aversion to labor” that seemed to be prevalent in his time. Veblen, "The Instinct of Workmanship and the
Irksomeness of Labor," 1898, 189, 192-195.
270
Mayor, Gods and Robots: Myths, Machines, and Ancient Dreams of Technology, 2018, 61-62.
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Shennong (神農, also known as Agriculture God) for agriculture and the use of herbal
drugs.271
271
Youchao and Suiren were esteemed as sages and their contributions were briefly documented as early
as in the book Han Feizi of Han Fei (ca. 280–233 BCE). The Book of Changes (I Ching, ca. 825–800 BCE)
described Fuxi and Shennong as ancient rulers. For English translations of the related passages and the
approximated dates of The Book of Changes circulation, see Han, Han Feizi: Basic Writings, 2003, 97; Rutt,
The Book of Changes (Zhouyi): A Bronze Age Document, 2002, 33, 421.
272
Spengler, Man and Technics: A Contribution to a Philosophy of Life, 1932, 13-14.
273
Fable was defined by Aelius Theon, an rhetorician in the first century CE, as “a fictitious story picturing
a truth” (λόγος ψευδής , είκονίζων αλήθειαν). Aesop was known to Aristotle (384–322 BCE), as shown in
his Rhetoric (2.20). The fables’ modern surviving text was collected and preserved by Babrius in Greek and
by Phaedrus in Latin around the first and second centuries CE. See Babrius and Phaedrus, 1965, xix-xxii,
xlvii, lxxiv.
274
The same applies to early natural philosophy too. For example, in the contentions between Robert
Boyle and Thomas Hobbes over proper ways to perform experiments, solutions to problems of knowledge
were simultaneously the solutions to the problem of social order. For Hobbes, the experiments performed
by Boyle and his adherents in the Royal Society became the illegitimate sources of private and personal
knowledge that would undermine the authority of the state. For Boyle, on the other hand, experiments of
the air-pump were a safe place in which certain philosophical dissent was manageable and could be
decisively and peacefully settled by instruments. Religious disagreements were clearly outside this scope
as Boyle carefully denied that his vacuum experiment could decide if there is angel or any immaterial
creature in the vacuum. See Shapin and Schaffer, Leviathan and the Air-Pump, 1985.
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align with the betterment of humanity, with contents and goals that can be diversely
defined. Technique is broad: just as utilizing material resources is only one form of
techniques to achieve a purpose, so creating materials is not exclusively the only
purpose of technique nor the only need or goal for humankind. The technologies that
we commonly refer to, in plural and material forms, are both the condition and result of
human endeavor for achieving the aims in the service of morally justified purposes.
However, when the ends become fixed and institutionalized, techniques as means of
doing things are detached from the selection of the ends. In Max Weber’s terminology,
the ideal type of technology and technique (both senses included in German Technik275)
concern themselves not with the end (Sinn) nor the meaning (Zweck) attached to it, but
with the selection of means for the ends. Pure “technology” (reine "Technik"), Weber
went on, is epitomized in selecting the means “which, with equal quality, certainty, and
permanence [or endurance, Dauerhaftigkeit] of the result [or success, Erfolges], are
comparatively most economical of effort in the attainment of a given end.”276
Technology, however, is not always an ideal type because its success is not necessarily
well defined and predictable, and the ends are manifold and not limited to economic
gains where costs and benefits are quantitatively assessable. For Weber, the various
types of purposes and desires generate many forms of distinct techniques, including
techniques “of prayer, of asceticism, of thought and research, of memorizing, of
education, of exercising political or hierocratic domination, of administration, of making
love, of making war, of musical performances, of sculpture and painting, of arriving at
legal decisions.”277 In the text that follows, I will speak of technique and technology
interchangeably, but will in the end refer solely to technology for convenience.
275
For the full scope of Weber’s understanding of Technik, see Frison, "Some German and Austrian Ideas
on Technologie and Technik between the End of the Eighteenth Century and the Beginning of the
Twentieth," 1998, 120-122.
276
Weber, Economy and Society, 1978 [1921], 66.
277
Weber, Economy and Society, 1978 [1921], 65. For Carl Mitcham, the great deal of variation among
technologies arise from “[t]he protean character of volition …with diverse types of will, drive, motive,
aspiration, intention, and choice.” Mitcham, Thinking through Technology, 1994, 247-248.
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as work. Indeed, work is a relative notion and always has a subjective component.
Taking a brief walk to relax after dinner is not work for me most of the time because it
involves only minimum, unnoticeable effort. But if my legs were injured and taking
walks regularly in my neighborhood became part of rehabilitation as recommended by
my doctor, heading out would become work (and “workout”), and I would need to find
out some ways (i.e. techniques) to reduce the pain and effort of moving. For those who
are physically challenged, tacit or formal technique is employed to improve, for
example, the efficiency of gait or speech.278
It becomes clear that technique is the means of dealing with challenges that go against
our desire and will, with a caveat that techniques and the challenges they address are
not universal. Some challenges may equally apply to people in all areas where learning a
technique takes time and experience as an entry into a craft. Some other challenges
may be specific to those who are disadvantaged by disability or due to a lack of
endowment, interest, or luck in a given field. Our common experiences readily tell us
there are activities that humans’ natural capability does not allow without any training.
There are also realms where having talent and interest in technique only helps us
marginally with limited success. However, even though the availability of technique
does not necessarily guarantee success, its underlying rationale, as Joseph Pitt puts it, is
“the best shot at arriving at the best result,” for lack of a guarantee of success, and at
least gives us best of luck in handling life issues and challenges.279
Xenophon and Plato: Between Real Matters of War and the Images of Idealism
All the knowledge, so long as it offers means or guidance to meet specific human needs
and purposes, is technique to these needs and purposes. In contrast with today’s
materialist conceptualization of technology as “high tech,” the scope of knowledge that
had been granted the status of techniques by Weber (or the status of art by Blount’s
1658 Glossographia280) need not baffle or surprise us. In the days of Xenophon (ca. 430–
354 BCE) and Socrates (ca. 470–399 BCE), the Greek τέχνη could be connected with a
278
Alexander, The Mantra of Efficiency: From Waterwheel to Social Control, 2008, xi.
279
Pitt, Thinking About Technology, 2000, 21. On the same page, Joseph Pitt also supplemented that “the
right choice is supposed to lead to the best possible results. A rational decision is one that puts the actor
on the road to success—or so it is supposed.”
280
See footnote 230 from the previous chapter.
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similarly wild scope of art. Usage of τέχνη and its variants includes reference to the art
of words (Memorabilia 1.2.31–34, hereafter Mem.), of flute-playing (Mem. 1.7.2), of
kingship (Mem. 2.1.17), of war (Mem. 2.1.28; Oeco. 4.4), of cooking (Mem. 3.14.5–6), of
medicine (Mem. 4.2.5), of the management of the household and properties
(οἰκονομία, Oeco. 1.1), of smithing and carpentry (Oeco. 1.1), of breeding and keeping
sheep (προβατευτική τέχνη, Oeco. 5.3), of agriculture and farming (γεωργία, sometimes
inaccurately translated as husbandry, Oeco. 5.8, 15.3, 15.10 and 18.10), of landsmen
and mariners (Oeco. 5.17), and of casting the seed and sowing related to agriculture
(Oeco. 17.6–7).281
But the bewildering array of techne does not entail that all techniques are created equal
or considered the same in priority. In the context of the above examples, the discourse
of Greek philosophers on techne raised questions about the ends of art and the moral
values it would serve. In this process, they not merely redefine the ends of techne but
also the techne, which is limited by the ends. In Plato’s dialogues, Socrates, for example,
in thinking about the art of rhetoric, proposed that “he who knows not the truth, but
pursues opinions, will, it seems, attain an art of speech which is ridiculous, and not an
art at all,” and such art is merely unartistic practice or routine (ἄτεχνος τριβή, Phae 262c
and 260e).283 Socrates associated the Sophists with “an art … of making appearances …
twisting our words to the opposite meaning” and called it “an art of deception”
281
Xenophon, Memorabilia and Oeconomicus, 1923.
282
Plato, Plato, with an English Translation Vol. 1, 1913; Plato, Plato, with an English Translation Vol. 2,
1921.
283
Plato, Plato, with an English Translation Vol. 1, 1913, 517, 523.
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(ἀπατητικήν τέχνην).284 And since Plato privileged ideas and forms over images and
replication, he did not think highly of sculpture and painting. Because these arts are not
even the “likeness-making art” that truthfully copies the size and proportion of the
original, they are “fantastic art.”285
However, wherever arts are for subsistence and survival and when their results are
visible and apparent, the ends of techne and the values of techne themselves were left
mostly unquestioned. These arts include the production and transformation of materials
that visibly define, ipso facto, the techne, as in agriculture and carpentry. Because the
techne and the purpose it serves are defined interdependently, challenging the ends of
those kinds of techne that produce materials is futile, if not impossible. For carpenters
and cobblers, the ends of their techne are making woodworks and shoes. If these ends
are thrown under question and dismissed, the techne ceases to be techne because of
self-contradiction. This is because means of techne and the ends it serves mutually
define each other in the same linguistic structure and sometimes in a tautological
manner. When we say a carpenter is doing carpentry through the art of carpentry, the
art of carpentry (as means) and doing carpentry (as action and purpose) are an
inseparable whole. Note that both the words carpenter and carpentry share the same
form.286
Another notable art for subsistence and survival is the art of war whose success and
failure have far-reaching consequences and can be somewhat objectively determined.
Xenophon, in the voice of his Socrates, spoke first of the art of agriculture as “the
mother and nurse of the other arts” because when it flourishes, “all the other arts are in
good fettle.”287 (Oeco. 5.17) “The whole art and mystery of agriculture,” he continued, is
something to be taught because it is “helpful, pleasant, honourable, dear to gods and
men in the highest degree” and its products are “beautiful, great and helpful, and yet
gentle towards men.”288 (Oeco. 5.17) But the art of war is no less important than the art
284
Plato, Plato, with an English Translation Vol. 2, 1921, 346-349. In other context, Plato thought rhetoric
is “made art” (ποιῆσαι τέχνην) and not art at all, and rhetoric and cookery are merely “habitude … of
producing a kind of gratification and pleasure.” To him, the true art of rhetoric “is to be used for …
pointing to what is just.” Plato, Plato, with an English Translation Vol. 3, 1967 [1925], 310-313, 531.
285
Plato, Plato, with an English Translation Vol. 2, 1921, 332-335.
286
Relatedly, Plato asked “if a carpenter [τέκτων] were furnished with all his tools and a good supply of
wood, but did no carpentry [τεκταίνομαι], is it possible he could be benefited by what he had got?”
(Euthydemus 280c) See Plato, Plato, with an English Translation Vol. 4, 1952 [1937], 410-411.
287
Xenophon, Memorabilia and Oeconomicus, 1923, 405.
288
Xenophon, Memorabilia and Oeconomicus, 1923, 479-481.
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of agriculture, “because it is useless to have broad acres under tillage unless there are
men to defend them.”289 (Oeco. 4.15) Cyrus the Great (ca. 600–530 BCE) was said by
Xenophon to maintain that the art of war and agriculture alone is “the noblest and most
necessary pursuits” (Oeco. 4.4) and that he “never yet sat down to dinner when in
sound health, without first working hard at some task of war or agriculture.”290 (Oeco.
4.24)
The “necessary pursuits,” as called by Xenophon, thus define the worthiness of arts like
agriculture and war. These arts are practical and useful because they are in the service
of fundamental human needs for subsistence and survival. There are no more moral
values within the techne itself than its usefulness for some larger purposes in an
instrumental sense. War, for example, is justified by Plato when it is not to provoke the
enemy but to defend a city under attack.291 And despite Xenophon’s profuse praises for
agriculture’s goodness to produce athletes (“runners, throwers and jumpers”), reward
the laborer, and even entertain a stranger with the coziness of country life, the
“necessary pursuits” are clearly its usefulness to produce food and train the body of
warriors (Oeco. 5.1–17). Xenophon, himself also a notable soldier and commander in his
time, implored young men to get involved in hunting because it is “good not only in war
but in all else of which the issue is perfection in thought, word, and deed,” apparently
advancing political and military interests.292 Out of the same concerns, elsewhere
Xenophon similarly debunked that (the timing of) casting the seed is an intricate art
(ποικίλη τέχνη, sometimes translated as complicated problems, Oeco. 17.6-7), and
instead encouraged that “farming is the noblest art … because it is the easiest to
learn.”293 (Oeco. 18.10)
289
Xenophon, Memorabilia and Oeconomicus, 1923, 397.
290
Xenophon, Memorabilia and Oeconomicus, 1923, 391, 401. Socrates also seemed to identify the art of
kingship with happiness. (Mem. 2.1.17) See Xenophon, Memorabilia and Oeconomicus, 1923, 91.
291
Hobbs, "Plato on War," 2007, 177-180; Syse, "Plato: The Necessity of War, the Quest for Peace," 2002,
39-40.
292
Xenophon opened his treatise Cynegeticus, known as On Hunting, with the story of Artemis, the Greek
goddess of the hunt, who bestowed the technique of hunting with hounds to Cheiron, the wise centaur.
Cheiron, according to Xenophon, “taught the mystery of hunting and of chivalry” to twenty-one heroes,
including the young Achilles. See Xenophon, "On Hunting," 1897, 73-77.
293
Xenophon, Memorabilia and Oeconomicus, 1923, 501.
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Unlike Socrates, Xenophon and Plato, Aristotle limited techne (τέχνῃ) to the technical
skills of material production. Aristotle understood that “all Art [τέχνη] deals with
bringing something into existence” and “to pursue an art means to study how to bring
into existence a thing,” where the “efficient cause … lies in the maker.”294 (Nicomachean
Ethics 1140a.10–15, hereafter N.E.) He considered that techne is an acquired habit (or
trained skill, ἕξις) of making (or production, ποιητική) in tandem with true logos
(ἀληθοῦς λόγου), while its opposite, lack of techne (ἀτεχνία), is an acquired habit of
making in tandem with false logos (ψευδοῦς λόγου).295 Here logos signifies reasoning.
As long as one is concerned with production, an acquired habit of making must be
needed, with only true reasoning leading to successful techne.296 Unlike unreasoning (or
being irrational, ἄλογον) in Plato’s Timaeus 51e, false logos of Aristotle implies an
attempt at reasoning, albeit in a false manner.297
294
Aristotle, The Nicomachean Ethics, 1934, 335. In the same passage, Aristotle clarified that regarding
art, the “efficient cause” must lie in the maker because he wanted to demarcate art against “things that
exist or come into existence of necessity, or according to nature,” which are natural laws and the natural
changes they govern.
295
My translation based on Ancient Greek text of 1140a1-25 in The Nicomachean Ethics, 1934, 334-337.
Here ἀληθοῦς (or its main form ἀληθής) derives from ἀ- (un-) and λήθη (forgetfulness, oblivion, etc.). It
signifies “unconcealed” etymologically and, by extension, true, real, genuine, truthful, honest, unerring,
etc. See Liddell et al., ed., A Greek-English Lexicon, 1940, s.v. Heidegger, in his famous piece “The Question
Concerning Technology” may have obtained the sense of “revealing” (das Entbergen) to be his essence of
technology from this particular passage of Aristotle on techne, but he neither revealed its connections nor
gave credit to Aristotle even though he must have read this passage from Nicomachean Ethics. If
Heidegger had started his thesis from Aristotle’s accounts of techne and the linguistic significance of
Ancient Greek ἀληθής (as true and uncovering), rather than spuriously and tortuously presenting the
latter to be the result and conclusion of his loose ways of reasoning, the developments of his main
concept would have been far less obscure and far more intelligible. See Heidegger, "The Question
Concerning Technology," 1977 [1954], 11-12; Heidegger, "Die Frage Nach Der Technik, Vol. 1," 1967, 11-
12.
296
In Plato’s Gorgias (450b). The dialogue’s leading interlocutor Socrates proclaims that each techne is
concerned with those speeches (λόγους) that meets with (or hits upon, τυγχάνουσιν) and concerns the
subject matter (πρᾶγμα) which the particular art belongs to. The sense of speech in logos (and also its
implied treatment of matter through discussion and discourse) that Mitcham cited is, however, not the
primary concern of this chapter, which focuses more on surviving meanings of English technology.
Aristotle’s true logos concerns reasoning, not speech as in Plato’s works. For example, compare in context
Aristotle’s true reasoning (ἀληθοῦς λόγου) and false reasoning (ψευδοῦς λόγου) in Nicomachean Ethics
with Plato’s Cratylus 408c, where Socrates argues that speech (λόγος) signifies all things, always making
them travel and circulate, and is twofold, both truthful (ἀληθὲς) and deceiving (ψευδής).
297
Harris Rackham, for example, rendered the same passage on techne and lack of techne as “a rational
quality, concerned with making, that reasons truly” and “a rational quality, concerned with making, that
reasons falsely.” See Aristotle, The Nicomachean Ethics, 1934, 334-337.
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Furthermore, Aristotle made an attempt to argue that the productive activity (τῆς
ποιητικῆς) of making is embedded in larger means-ends relations and purposive actions,
and that humans do not make things for the sake of the material-based end-product
that is being made. To Aristotle, the thing to be made cannot be the purpose of a
technical action of making, as a person “who makes something always has some further
end in view … the act of making is not an end in itself, it is only a means [relative to
something else], and [a means which] belongs to something [or someone] else [in
particular].”298 (N.E. 1139b.1) By “further end,” Aristotle, therefore, did not deny that
the thing being made can be one of the ends considered by the maker. However, there
must be some further end, as the technical action is only a means relative and belonging
to “something else” that is more meaningful. In other words, even as an end, the
products that are made are embedded in a further relationship of means and ends in
context, and they are always the means for some other, higher ends which are
themselves the true end of a productive action.
The last reference to “something else” means that the productive activity, limited by the
Aristotelian sense, is subsumed in a larger, purposive, and social action of doing, as
“thought [διάνοια] directed to an end, and [also] dealing with action [πρακτική] … is the
moving cause of productive activity.”299 (N.E. 1139a.35–1139b.1) In establishing the
distinction between art (τέχνη) and prudence (φρόνησις, or practical wisdom), and
between making (ποίησις, or poiesis) and doing (πρᾶξις, or praxis), Aristotle clarified
how “making” is different from “doing” and insisted that “making aims at an end distinct
from the act of making, whereas in doing the end cannot be other than the act itself:
doing well is in itself the end.”300 (N.E. 1140b.1–5) Whereas Aristotle would “speak of
people as prudent or wise in some particular thing, when they calculate well with a view
to attaining some particular end of [moral] value [τέλος τι σπουδαῖον],” he commented
that the end of moral values is “other than those ends which are the object of an art.”301
(N.E. 1140a.25–30) The immediate production goal of techne, therefore, does not have
298
The text quoted here, without the words I added in square brackets, is taken in its entirety from
Aristotle, The Nicomachean Ethics, 1934, 331. Because of the ellipsis of a few clarifying words in the
Ancient Greek passage, translators could not agree on its accurate meanings and instead intersperse with
their own interpretation. The additional words I introduce here relies on several translation sources,
including Aristotle, The Nicomachean Ethics of Aristotle, 1954, 139; Aristotle, Nicomachean Ethics, 1962,
149; Aristotle, Nicomachean Ethics, 2011, 117.
299
Aristotle, The Nicomachean Ethics, 1934, 330-331.
300
Aristotle, The Nicomachean Ethics, 1934, 336-337.
301
Aristotle, The Nicomachean Ethics, 1934, 336-337.
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moral values under consideration. In contrast, prudence, oriented to doing rather than
to making, is “an acquired habit, in tandem with true logos, that concerns the doing
(πρακτικήν, or action) that is good for human beings.”302 (N.E. 1140b.20) The act of
doing, seeking something good for humans, is by itself moral virtue and excellence
(ἀρετή). Aristotle said he would “speak of [moral] excellence in Prudence,” but not
“[moral] excellence in Art”303 It follows that while techne and its material product can
be parts of an act of doing that serves moral goodness, techne itself cannot have any
morality.
While we do not need to agree with Aristotle’s philosophical system and his
conceptualization of techne, several elements he articulated—the association of techne
with productive arts, the embeddedness of techne in a network of means-ends
relations, and the absence of morality in techne—remain important historical concepts
of technology in reference to the modern understanding of technology. Take the lack of
morality in technology as an example. One comparable stripe of thoughts in our times is
the neutrality of (moral) values in technology (and science), that technology is “merely
passive instruments to be used at will for morally good or bad purposes.”304 In addition
to Aristotle, both Plato and Socrates seemed to also believe that techniques are neutral:
the techne of cooking cannot be responsible for someone else’s zest for a binge, and the
genuine art of rhetoric depends on its use for truth and justice.305 Again, in the context
of warfare and human conflicts, the young hero Heracles “must learn the arts of war
from those who know them and must practise their right use.” (Mem. 2.1.28) And one
can learn “boxing or wrestling or fighting in armour so well as to vanquish friend and foe
302
My translation based on the Ancient Greek sentence “ἕξιν εἶναι μετὰ λόγου ἀληθῆ περὶ τὰ ἀνθρώπινα
ἀγαθὰ πρακτικήν.”
303
The translator of my primary Greek source, Harris Rackham, commented here that “τέχνη, Art, is
here … used in a neutral sense, of a systematic procedure for making something, or a body of principles
for such a procedure— one may be good at it or bad; whereas φρόνησις, Prudence or practical wisdom,
itself denotes an excellence, not a neutral sphere in which one may excel or the reverse.” See Aristotle,
The Nicomachean Ethics, 1934, 338-339.
304
Kroes and Verbeek, "Introduction: The Moral Status of Technical Artefacts," 2014, 1. See the same
edited book for diverse positions and more nuanced interpretations of morality and values in technology:
Kroes and Verbeek, ed., The Moral Status of Technical Artefacts, 2014.. While in technology, the question
of value-neutrality often centers on the materiality (i.e. technology as artifacts), corresponding debates in
science surround logic and scientific method. See Harding, The Science Question in Feminism, 1986, 39-52.
305
For cookery, cooks and food, compare Gorgias 462d–465e and Memorabilia 2.1.21–31. For the true art
of rhetoric and its sarcastic “no great use” for justice, see Gorgias 481a–c. Xenophon, Memorabilia and
Oeconomicus, 1923; Plato, Plato, with an English Translation Vol. 3, 1967 [1925], 379.
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alike.” The techne is not to blame when some others “have perverted their strength
(ἰσχύϊ) and art (τέχνῃ) to an improper use.”306 (Gorgias 456d–457a)
Just as how the “necessary pursuits” were justified by Xenophon and Plato, so
Aristotle’s reference to the lack of morality in technology could also be analyzed in its
own sociocultural context by referencing the deployment of various forms of slavery in
Ancient Greece in the activities of techne, the most apparent of which was in
agriculture.307 In Xenophon’s Oeconomicus, the art of agriculture as one of the noblest
pursuits is belied by the nature of farm work that relied on slavery. Elsewhere, in
Memorabilia, while the interlocutors agreed that carpenters, smiths, and cobblers are
not ignorant, “those who are skilled in such trades are for the most part slavish.”308
(Mem. 4.2.22) Similarly, that Cyrus the Great would personally work on agriculture as
well as horticulture309 was likely a symbolic gesture to approve and encourage what is
necessary for the upkeep of a state.
To put the instrumentalist view of the Greek techne into perspective, one also needs to
consider its role in the hierarchy of a social structure. On the one hand, Max Weber’s
work on the society and economy of Ancient Greece showed that slavery curtailed both
the prestige and opportunities of free craftsmen and workers. In large public works,
slaves were just as productive as free workers. For purposes of efficiency, foremen and
the slaves they owned (or hired) were the same workforce supervised by construction
leaders. It was possible for slaves to run a workshop and, owing to their skills and
craftsmanship, accrued extra payment (ἀποφορά) for their owners. Weber maintained
that free craftsmen were almost interchangeable with skilled industrial slaves, except
for their legal status. Weber concluded that the craft industries in Greece were at best
“amorphous,” before they became “articulated” in the Middle Ages.310
306
Plato, Plato, with an English Translation Vol. 3, 1967 [1925], 293.
307
Finley, Economy and Society in Ancient Greece, 1981, 99-100.
308
Xenophon, Memorabilia and Oeconomicus, 1923, 285.
309
Xenophon wrote that when Cyrus brought Lysander to his paradise at Sardis, “Lysander admired the
beauty of the trees in it, the accuracy of the spacing, the straightness of the rows, the regularity of the
angles and the multitude of the sweet scents” and said “I am far more impressed with [Cyrus’s] agent’s
skill in measuring and arranging everything so exactly,” to which Cyrus proudly responded, “Well,
Lysander, the whole of the measurement and arrangement is my own work, and I did some of the
planting myself.” (Oeco. 4.20–22) Xenophon, Memorabilia and Oeconomicus, 1923, 399.
310
Weber, The Agrarian Sociology of Ancient Civilizations, 1976, 202-211.
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Overall, Greek thinkers like Plato did not think material-based techne such as sculpture
and painting is truth-attaining activity, as they merely turn out simulacrums of ideas and
forms, and Socrates and Xenophon seemed to consider the usefulness of techne for the
state as its main merit. But even more importantly, Aristotle, in limiting techne
exclusively to material production, gave the first enunciation of techne to be technical
skills and knowledge always subordinate to their larger social purposes. In this way, he
differentiated techne based on their position in the chain of means-ends dependencies.
In the opening pages of Nicomachean Ethics, the first annotation he gave was: for
“those doings (πράξεις) whose ends (τέλη) are something other than the doings
themselves, the ends [as the products of doings] are better than the doings.”311
Accordingly, the art of bridle-making and that of making other horses’ instruments are
subordinate to warfare doings (πολεμικὴ πρᾶξις, an example of which being
horsemanship), and warfare doings are subordinate to the generalship (στρατηγικήν).
Aristotle assumed that there must be the ends of master-art (τὰ τῶν ἀρχιτεκτονικῶν
τέλη), which other endeavors of techne are all aiming for.
Master-art here suggests the highest techne. Its source ἀρχιτέκτων means “chief-
artificer, master-builder, director of works,” whose knowledge includes not only art
(τέχνη) but also investigation (ἐπιστήμη, or episteme, knowledge, “science”, etc.).312 The
prefix ἀρχι– is equivalent to English archi–, denoting chief, primary, highest, most
important, etc., while τέκτων means craftsman, builder, etc.313 The master-art of
Ancient Greece was the sort of art and knowledge that coordinated large public works in
311
My translation of the Greek text “ὧν δ᾽ εἰσὶ τέλη τινὰ παρὰ τὰς πράξεις, ἐν τούτοις βελτίω πέφυκε τῶν
ἐνεργειῶν τὰ ἔργα.” (N.E. 1094a.1–5)
312
Liddell et al., ed., A Greek-English Lexicon, 1940, 253. Another term related to master-art that
incorporates both art and investigation is wisdom (σοφία or sophia). Note that wisdom before Aristotle
and Plato also means “practical wisdom” or “cleverness or skill in handicraft and art” according to Liddell
et al., ed., A Greek-English Lexicon, 1940, 1621. While wisdom in the Aristotelian sense is “the most
perfect of the modes of knowledge” (ἡ ἀκριβεστάτη ἂν τῶν ἐπιστημῶν), it means also “the arts to denote
those men who are the most perfect masters of their art” (ταῖς τέχναις τοῖς ἀκριβεστάτοις, N.E. 1141a.5–
15, Aristotle, The Nicomachean Ethics, 1934, 341, 343.) Note that both “knowledge” (ἐπιστήμη) and art
“τέχνη” play their roles in wisdom. The difference between the two categories, and their relationship with
other rational qualities, though beyond the scope of my discussion, can be seen in N.E. 1139b.15 and
after.
313
Liddell et al., ed., A Greek-English Lexicon, 1940.
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Democratic Athens, which “paid such higher wages” and were “partly connected with
military and political interests, partly state directed,” as noted by Weber.314
Both Plato and Aristotle compared master-art with the knowledge of a political ruler
who gives commands, albeit with differences. Plato insisted that “[the art of]
commanding from a ruler’s knowledge (ἐπιστήμης) is assuredly not [something like the
art of commanding of] an architect (ἀρχιτεκτονικόν), who looks after and is in charge of
lifeless objects (ἀψύχων). A ruler’s art of command is nobler one, because it has
acquired the [knowledge's] power (δύναμιν) among and over the living beings
(ζῴοις).”315 On the other hand, at the beginning of Nicomachean Ethics, Aristotle used
the adjective form of master-art (i.e. ἀρχιτεκτονικῆς) to tentatively refer to “the most
authoritative” (κυριωτάτης) of sciences (ἐπιστημῶν), and revealed the latter to be “the
politics [knowledge]” (ἡ πολιτική).316
Even though Aristotle knew the highest techne ought to be subordinate to political
science, the idea of master-art and its personified agent—chief-craftsman
(ἀρχιτέκτων)—apparently appealed to him, and he was willing to apply the concept
elsewhere. Later he wrote, “the political philosopher (πολιτικὴν φιλοσοφοῦντος) is the
chief-craftsman (ἀρχιτέκτων) of the end (τέλους, or telos, purpose, etc.) toward which
we are looking to declare [each thing] good or bad absolutely.”317 While Aristotle at one
time limited techne conceptually to material production—perhaps an ideal type of
techne—in reality, techne acquires a more general sense that applies to non-material
types of art like politics.
The above ancient Greek word chief-craftsman, or ἀρχιτέκτων, would become the
etymology of architect in English, carrying the connotations of the first rank, authority,
314
Weber, The Agrarian Sociology of Ancient Civilizations, 1976, 203, 208.
315
My translation based on The Statesman 261c–d, as in Plato, Plato, with an English Translation Vol. 8,
1975 [1925], 20.
316
Nicomachean Ethics Book 1.2.4–6.
317
My translation based on Nicomachean Ethics Book 7.11.1 in Aristotle, The Nicomachean Ethics, 1934,
428.. The highest status he accorded to "political knowledge" not merely reflected that the participation
of politics in Ancient Greece was limited to citizens. It was also a hegemonic move to subordinate all art
whose purposes are always for the sake of the others, the highest forms of knowledge, such as politics,
whose ends always lie in the activities themselves and in the moral virtue they embody in the actions.
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and leadership into whatever its modern successors might functionally inherit. Many
modern Classics translators render the word as “architect” in addition to “engineer.”318
As classics scholar Glanville Downey critically pointed out, these modern occupational
terms “impute to ancient workers methods and resources which, however great their
skill, they did not possess.”319 Still, through the ancient word and its synonyms, we may
use the “family” of these keywords to potentially investigate how ancient authors
thought of the highest possible class of technical workers, including the nature of their
duties and knowledge, the roles they played in the division of labor, and what separated
them from the rest of the technical workforce and non-technical people. In this section,
we will look briefly at the Greek chief-craftsman in general, before we focus specifically
on Archimedes as a military “engineer.”
318
Many translators opt for architect, instead of engineer, because of the etymological proximity to the
former. A notable example where we see both instances is Strabo, The Geography of Strabo Vol. 6, 1960.
Other examples that translate the word as engineer include Lucian, Lucian Vol. 6, 1959; Diodorus of Sicily,
Diodorus of Sicily Vol. 6: Books Xiv-Xv, 1954; Burtt, Minor Attic Orators Vol. 2, 1959.
319
Procopius, Procopius Vol. 7: Buildings, 1971, xiv.
320
The Histories of Herodotus Book 2.175, 3.60, 4.87, 4.88 and 7.36.
321
The Histories of Herodotus Book 3.60. Quote is from Herodotus, Herodotus Vol. 2, 1928, 77.
Interpretations of the word ἐξεργασμένα is based on Liddell et al., ed., A Greek-English Lexicon, 1940.
322
Diodorus of Sicily Book 1.64.12, 2.7.2, 14.18.5 and 14.48.3.
323
Geography Book 1.1.3 and 14.2.9; On the Creation 24; and Life of Alexander 26.2.
324
Geography Book 1.1.13, 2.5.1 and 12.8.18.
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the city and its structures.325 Planning a city also involves extra care with underground
drainage systems.326 On the ground, chief-craftsmen would also plan for “temples,
gymnasia, town-halls, market-places, harbours, docks, streets, walls” and set up
“dwellinghouses as well as public buildings.”327
Challenging as it may seem, the civil duties of chief-craftsmen were often rivaled by the
importance of their military duties. It was not only because building walls and cities
went hand in hand with the protection and defensive works needed to prepare for wars
and invasion. Construction and destruction were two sides of the same coin: at times,
the same chief-craftsmen for civil constructions also needed to be familiar with ways to
break into a city’s wall, in particular, by the use of engines of war. Strabo wrote of an
ancient city called Cyzicus (now in Turkey), where “three chief-craftsmen were
commissioned to take charge of and manage public buildings and engines of war. Other
three chief-craftsmen each held (or took charge of) different treasure houses: for arms
(or armor, weapons, etc.), for engines of war, and for grain.”328 Procopius of Caesarea
(ca. 500–ca. 565 CE) also spoke of chief-craftsmen of public buildings (οἰκοδομιῶν
ἀρχιτέκτοσι) who gave opinions on their commander’s strategies to break through their
enemies’ fortifications during a siege.329 Sometimes chief-craftsmen were made
exclusively available for military needs. For example, Onasander’s (fl. 1st century CE)
military treatise identified chief-craftsmen “who accompany the army for the purpose of
building engines.”330 And in Polyaenus’s (fl. 2nd century CE) Stratagems of War, chief-
craftsmen (and craftsmen) were assigned to build ships and engines used during a
siege.331
The military sense of the Ancient Greek ἀρχιτέκτων was captured by Latin author Aulus
Gellius (ca. 123–170 CE), when he used an unusual bilingual term “magister
ἀρχιτεκτόνων” to refer to a particular military official and chief-craftsman who had
control over large wood to make battering-rams. The position of a magister
325
Geography Book 17.1.6 and Life of Alexander 26.2.
326
Geography Book 14.1.37.
327
Quoted from Philo of Alexandria On the Creation 24 as in Philo of Alexandria, Philo Vol. 1, 1981, 17.
328
My translation based on Book 12.8.11 in Strabo, The Geography of Strabo Vol. 5, 1961, 500.
329
History of the Wars Book 2.6.13. The Greek text is based on Procopius, Procopius Vol. 1: History of the
Wars Book I and Ii, 1964, 308.
330
The Illinois Greek Club, Aeneas Tacticus, Asclepiodotus, Onasander, with an English Translation, 1923,
509, 511.
331
Stratagems of War Book 7.21.2. Ancient Greek and English text is available in Polyaenus, Stratagems of
War Vol. 2, 1994, 666-667.
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332
Aulus Gellius, The Attic Nights Vol. 1, 1961, 68-69.
333
Cicero, Letters to Friends Vol. 3, 2001, 435; Flavius Vegetius Renatus, Vegetius: Epitome of Military
Science, 2001, 43, fn. 1.
334
For example, Cicero, Letters to Friends Vol. 1, 1958, 193, 205; Cicero, Letters to Friends Vol. 3, 2001,
435; Julius Caesar, The Gallic War, 1958, 514; Julius Caesar, The Civil Wars, 2006, 37, 209.
335
Julius Caesar, The Gallic War, 1958, Xiv fn. 2, 514 fn. 1, 600-601.
336
Vitruvius, On Architecture Vol. 1, 1931, 12 fn. 3; Silius Italicus, Punica Vol. 2, 1961, 294 fn. b.
337
Athenaeus, The Learned Banqueters Vol. 2, 2006, 493; Lucian, Lucian Vol. 1, 1913, 37.
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design and employ mechanical devices that are overwhelming and formidable to the
enemies.
Archimedes’ skill and genius were often highlighted with a tinge of meritocracy and
elitism by comparing and overwhelming the others in quantity. Archimedes alone was
able to surpass the forces of many men through his ingenious contrivances. He was said
to easily and smoothly move a ship full of passengers and freight that was formerly
drawn forcefully by a multitude of laborers.344 During the Siege of Syracuse (213–212
BCE), defensive engines contrived by Archimedes were extremely effective in warding
off and counterattacking every assault from the Romans, to the point that the Romans
338
Marcellus 14.4 of Plutarch’s Lives.
339
My translation based on Marcellus 17.4 in Plutarch, Plutarch's Lives Vol. 5, 1961, 478, 480.
340
My translation based on Marcellus 17.4 in Plutarch, Plutarch's Lives Vol. 5, 1961, 480.
341
My translation based on Marcellus 17.4 in Plutarch, Plutarch's Lives Vol. 5, 1961, 478, 480.
342
My translation based on Marcellus 14.4 in Plutarch, Plutarch's Lives Vol. 5, 1961, 470.
343
My translation based on Marcellus 14.9 in Plutarch, Plutarch's Lives Vol. 5, 1961, 472.
344
Marcellus 14.8 of Plutarch's Lives. For a similar but less drastic account, see Athenaeus’s (fl. 200 CE)
The Learned Banqueters 207a–b as in Athenaeus, The Learned Banqueters Vol. 2, 2006, 492-495.
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were said to fight against the “gods” (which were Archimedes’ war engines).345 Roman
commander Marcellus (ca. 270–208 BCE) reportedly exclaimed: “Let us stop … fighting
against this geometrical Briareus, who uses our ships like cups to ladle water from the
sea … and with the many missiles which he shoots against us all at once, outdoes the
hundred-handed monsters of mythology.”346 Archimedes’ engines also surpassed all his
compatriots’ endeavors, as his weapons alone were used by the city while all other
weapons were set aside. Plutarch wrote that, in effect, “all the fellows of Archimedes
were the living body (σῶμα) of his prepared armaments (παρασκευῆς), while
Archimedes’ single soul (ψυχή) was moving and engaging in everything.”347
The achievements of all these inventions accorded Archimedes “a name and reputation
for possessing some unhuman, divine intelligence (συνέσεως).”348 Archimedes’ capacity
to turn out powerful engines of war was nonetheless credited to his genius in
mathematics and geometry. According to Plutarch, while the task of working out a
geometry proof could get “difficult, painful and dangerous” (χαλεπωτέρας) and
“grievous and overbearing” (βαρυτέρας), Archimedes was able to find a proof on his
own very smoothly and quickly when no one else could do it.349 Archimedes’
achievements, Plutarch wondered, were due to a combination of “a man’s [natural]
endowments (εὐφυΐα)” and “excessive hard work.”350
Similar accounts also abound in writing from other Greek authors. Polybius (ca. 200–118
BCE), an author only within a hundred years after Archimedes’ passing, also emphasized
the role of the soul (ψυχή). According to Polybius, Marcellus marshaled armaments and
his multitude of hands (πολυχειρίαν, implying men) and expected to overtake Syracuse
by storm. But they failed to reckon with the faculty (δύναμιν) of Archimedes and
foresee that “at some critical moments, the single soul (εἷς ψυχή) [from one person] is
more effective than (ἀνυστικός) any number of workmen’s hands (τῆς ἁπάσης
345
Marcellus 16.2 of Plutarch's Lives. The verb θεομαχοῦσιν (or θεομαχέω) is ambiguous on whether they
were fighting a god or gods. That the translator adopted gods may reflect the Roman’s polytheism. But
god may also be possible, because we may say the Romans were fighting against Archimedes as some of a
god. This interpretation, however, does not coincide with the later passage that suggested Archimedes
was a “geometrical Briareus.”
346
These translations are quoted from Marcellus 17.1 of Plutarch's Lives.
347
My translation based on Marcellus 17.2 in Plutarch, Plutarch's Lives Vol. 5, 1961, 478.
348
My translation based on Marcellus 17.3 in Plutarch, Plutarch's Lives Vol. 5, 1961, 478.
349
Marcellus 17.5 of Plutarch's Lives.
350
Marcellus 17.5 of Plutarch's Lives.
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CHAPTER 3: TECHNE IN CRITICAL TIMES
351
My translation based on Polybius’s The Histories 8.3.3 in Polybius, The Histories Vol. 3, 1966, 452.
352
See, in particular, The Histories 8.5.1–10.
353
My translation based on Polybius’s The Histories 8.7.9 in Polybius, The Histories Vol. 3, 1966, 461.
354
My translation based on Polybius’s The Histories 8.7.8 in Polybius, The Histories Vol. 3, 1966, 460.
355
My translation based on Pappus's Collection Book 8.1 in Pappi Alexandrini and Hultsch, Pappi
Alexandrini Collectionis Vol. 3, 1878, 1024; Thomas, Selections Illustrating the History of Greek
Mathematics Vol. 2, 1957, 614.
356
My translation based on Pappus's Collection Book 8.3 in Pappi Alexandrini and Hultsch, Pappi
Alexandrini Collectionis Vol. 3, 1878, 1026; Thomas, Selections Illustrating the History of Greek
Mathematics Vol. 2, 1957, 618. I insert “mechanical arts” because Pappus of Alexandria used
“aforementioned arts” (τέχνας παραγγέλλουσι) to reference his discussion on “mechanics” (μηχανική) at
the end of Book 8.1. Apparently, the referent could not be anything other than “mechanical arts.”
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BCE), a Roman author and military engineer who was familiar with Greek literature,
ventured that Archimedes was overachieving as far as an architect goes. In his
magisterial treatise On Architecture (De architectura), consisting of ten short books,
Vitruvius demarcated a proper scope of skills for his ideal chief-craftsmen and shielded
it from mathematics. He argued, in Latin, that “those whom nature (natura) has truly
granted so much (tantum) ingenuity (sollertiae), acumen (acuminis), and good memory
(memoriae), so that [they are] able to learn and possess thoroughly [the knowledge of]
geometry, astronomy, music, and other studies, go beyond the duties of chief-craftsmen
(architectorum, or architects) and become mathematicians.” Mathematicians thus “are
able to easily discourse against [these] studies, because they are equipped with the
weapons (telis) of [their] studies.”357 He nevertheless did not think mathematics alone
would be ideal for an aspiring chief-craftsman. He eclectically included literature (littera)
and philosophy (physiologia) in the proper training of a chief-craftsman. On the flip side,
Vitruvius alerted that those who are unconcerned with manual work (manus) and labor,
and instead “have relied on theory (ratiocinationibus) and literature alone, appear to
follow a shadow, not reality.”358
While it is unclear if Archimedes was versed in philosophy and literature and lived up to
the expectations of being a full-blown chief-craftsman, we can be confident that the
duties and skills of Archimedes were far less than those of a chief-craftsman. Whereas
the ten books of Vitruvius’s On Architecture describe all the divisions (membra) of
“architecture,” topics of mechanical devices and military engines, areas Archimedes was
known for, constitute only the last two books of the corpus.359 Works and discoveries of
Archimedes only took a small space in the treatise, making Archimedes anything but a
full chief-craftsman. It follows that a military “engineer” like Archimedes may not be a
chief-craftsman in the strictest sense. He was more appropriately recognized as a
mechanic (μηχανικός) by some Greek authors like Lucian (ca. 120–190 CE) and
Athenaeus (fl. 200 CE) because of his involvement in making mechanical devices.
Athenaeus, for example, assigned the title chief-craftsman (ἀρχιτέκτονα) to a leading
ship builder, while he said the mechanic (μηχανικός) Archimedes invented and built a
screw-windlass to move a ship down to the sea.360 Lucian listed Archimedes to be an
357
My translation based on On Architecture Book 1.1.17 in Vitruvius, On Architecture Vol. 1, 1931, 20, 22.
358
My translation based on On Architecture Book 1.1.2 in Vitruvius, On Architecture Vol. 1, 1931, 6.
359
On Architecture Book 10.16.12 in Vitruvius, On Architecture Vol. 2, 1934, 368.
360
Athenaeus’s The Learned Banqueters 207b as in Athenaeus, The Learned Banqueters Vol. 2, 2006, 492,
494.
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exemplar of mechanics (μηχανικῶν) who did not leave behind writing on mechanics.361
Plutarch spoke about Archimedes as a maker (δημιουργός, or contriver).362 Polybius also
called him a maker (δημιουργοῦ, in the genitive case), in addition to a chief-craftsman
(ἀρχιτέκτονος).363
361
Lucian’s Hippias, or The Bath 2 in Lucian, Lucian Vol. 1, 1913, 34-37.
362
Marcellus 14.9 of Plutarch's Lives.
363
Polybius’s The Histories 8.7.2.
364
The authors include, among others, Cicero, Vitruvius, Pliny the Younger (61 – ca. 113), Apuleius (ca.
124 – ca. 170) and Ammianus Marcellinus (ca. 330–ca. 395).
365
My translation based on Book 24.34.6 of Livy, with an English Translation Vol. 6, 1940, 282-283.
366
Cicero’s Disputations 5.23.64 or Cicero, Tusculan Disputations, 1966, 490-491.
367
Marcellus 17.6 of Plutarch’s Lives.
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“Eureka!”368 The striking images he left on the Roman commanders and their
descendants had been his legendary, unworldly genius as well as his formidable war
engines and machines of terror. A millennium after his death, he would be dubbed by
Byzantine-Greek scholar John Tzetzes (ca. 1110–ca. 1180) as a maker of war engines
(μηχανητής).369
The study of how Ancient Greek and Latin authors presented Archimedes gave us a clue
as to the enduring ideas and perceptions about the nature of engineer and engineering.
First, “genius” and natural endowments were considered essential to the intellectual
capacity needed to master mathematics and theories and to make and design
mechanical devices. Greek words such as soul (ψυχή), genius (φύσις), inventiveness
(ἐπίνοια), endowment (εὐφυία), faculty (δύναμις) and intelligence (σῠ́νεσῐς) from the
above Greek text that describe Archimedes more or less pointed to these linkages.370
Latin authors, likewise, attested to similar qualities. Vitruvius said Archimedes was one
of the very few who possessed “so much ingenuity (tantum … sollertiae) and acumen
(acuminis) granted by nature (natura).”371 Cicero called Archimedes “a man of highest
genius and greatest learning (summo ingenio … disciplina)”372 and “the single most
acute-minded (acutissimi) citizen (of Syracuse).”373 Valerius Maximus (fl. 1st century)
described him as “a man with extraordinary skill (eximia … prudentia),”374 and Apuleius
(c. 124–c. 170 AD), “a man, [with his] finesse (subtilitate), admirable in … every [branch
of] geometry far above all the other men.”375 Here from the Latin literature, we add
genius (ingenium), ingenuity (both ingenium and sollertiae), acumen (acuminis), acute-
368
The story was first told to us by Vitruvius in the preface of On Architecture Book 9.
369
Thomas, Selections Illustrating the History of Greek Mathematics Vol. 2, 1957, 18-19.
370
Other Greek words like φιλότεχνος (fund of art, ingenious) and εὐμήχανος (ingenious) are excluded
from the research.
371
My translation from On Architecture Book 1.1.17.
372
My translation from Cicero’s Against Verres Book 4.58.131 as in Cicero, The Verrine Orations Vol. 2,
1967, 440.
373
My translation from Cicero’s Disputations 5.23.64 as in Cicero, Tusculan Disputations, 1966, 492.
374
My translation from Valerius Maximus’s Memorable Doings and Sayings Book 8.7 ext. 7 as in Valerius
Maximus, Memorable Doings and Sayings Vol. 2, 2000, 234.
375
My translation from Apuleius’s Apologia 16.6 as in Apuleius, Apologia. Florida. De Deo Socratis., 2017,
48.
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minded (acutus), skillfulness (prudentia) and finesse (subtilitas) to the assemblage of the
Greek words.
Nevertheless, the acclaim for genius, as well as the implied prerequisite of genius for
being an extraordinary mechanic or chief-craftsman, must be taken with a grain of salt.
Vitruvius’s On Architecture, in a move to establish architecture as an eclectic profession,
offered a preliminary objection to the sheer importance of genius: “[a man] must be
[both] gifted with genius (ingeniosum) and amenable to learning (disciplinam docilem),
because neither genius without learning nor learning without genius can make an
accomplished craftsman (perfectum artificem).”376 Indeed, exceptional natural
endowments had been known by the ancient to be instrumental in producing skilled
mathematicians. Aristotle’s Nicomachean Ethics acknowledges that there are prodigies
in geometry and mathematics. Aristotle, however, maintained that the gifted young
men could not be natural philosophers or have wisdom or prudence because these
qualities take many years of practical experience to grow.377 His position implied that in
ancient times (and in our times, too), a talented person who demonstrates prowess in
mathematics but lacks experience (e.g. its social context, political and philosophical
implications, etc.) is not prepared for more comprehensive tasks and duties entailed by
the work of an chief-craftsman (or engineer).
Still, the curious part in the preceding accounts is an affirmation that “genius” is an
important quality for mathematic and “engineering” works. The beliefs that innate
talent is key to success in certain selective fields like mathematics, physics, and
engineering are all the more pervasive in our times.378 However, as Augustine Brannigan
rightly points out in his The Social Basis of Scientific Discoveries, evidence of the role of
“genius” is often used to explain a discovery that also defines the very quality and
uniqueness of genius. In this manner, the role of genius in scientific discoveries not only
pans out tautologically, but also makes the discovery itself an objective outcome of a
natural process.379
376
My translation based on On Architecture Book 1.1.3 in Vitruvius, On Architecture Vol. 1, 1931, 6, 8. See
also Book 5.6.7.
377
Nicomachean Ethics Book 6.8.5–6 as in Aristotle, The Nicomachean Ethics, 1934, 350-353.
378
Mundy, "Why Is Silicon Valley So Awful to Women?," 2017, 67; Leslie et al., "Expectations of Brilliance
Underlie Gender Distributions across Academic Disciplines," 2015.
379
Brannigan, The Social Basis of Scientific Discoveries, 1981, 153-158.
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The real issue, as evidenced in Plutarch’s account of Archimedes, was that mathematical
capability is subject to comparison and competition. His account that Archimedes was
able to successfully discover a proof quicker than all the others suggests that
mathematics was not merely difficult, but was also made difficult by the urge of
comparison and competition in practice. Genius and talents that are identified with very
few people are social constructs by the comparing and competition instruments that
have acquired a status of practical necessity and inevitability.
This brings us to my second point: not all types of skills and knowledge are readily
subject to demonstration and ranking. Some of the Ancient Greek techne mentioned in
the previous chapter, such as techne of kingship, breeding sheep, and agriculture, waits
for months if not years to tell its success, And even though the success of other techne
like rhetoric, flute-playing, cooking, and gymnastics can be easily subject to public (and
often on-stage) demonstrations and binary comparisons in a short period of time,
whose gold standard is sports competitions that have a clear win or loss, and
accordingly these activities are often associated with “genius” and “brilliance” as well,
they are not amenable to the certitude of quantity and formal logics, while arithmetic
and geometry more certainly are.382 Arithmetic (λογιστική), in the writing of Plato’s The
380
A widely-known example is the first successful proof of Fermat's Last Theorem in the 1990s. It took
more than 300 years after Pierre de Fermat (1607–1665) claimed, in Latin, “I have discovered a truly
miraculous proof” of his observation but “the small margin may not contain it.” Diophantus et al.,
Diophanti Alexandrini Arithmeticorum Libri Sex, Et De Numeris Multangulis Liber Unus, 1670, 61.
381
E.g. Pleasure, Power, and Technology, 1992 [1989], 41-42.
382
This is to acknowledge that in the fields of “rhetoric, flute-playing, cooking, and gymnastics,” genius
and talent are also recognized. (Think about, respectively, public debates, music competition, competitive
cooking shows, and gymnastics competition.) But all these activities, in the forms of modern competition,
seem to draw their paradigms from those of competitive sports (see below). Furthermore, and more
specifically for my larger argument, in our modern time, apart from STEM fields and those fields that
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Statesman 259e–260a, has to do with calculating the difference between numbers that
is connected with the work of a chief-craftsman.383 The validity of geometry proofs is
subject to the success of demonstration. To prove, so to speak, is to demonstrate.
Plutarch repeatedly used demonstration (ἀπόδειξις, or “proof”) and showing forth
(δείκνυμι, or bringing to light, making known, etc.) in the context of a geometry
proof.384
The relative ease of assessing success by quantity and by formal logic, contributes to the
ranking of knowledge. We cannot confidently judge if a modern philosopher is wiser or
more prudent than Socrates and Aristotle, while few would object that a modern
physicist or mathematician is superior to Newton and Leibniz in terms of knowledge.
Aristotle’s observation that there are prodigies of mathematics was not simply because
there are more young pupils talented in mathematics than in natural philosophy or
because mathematics takes less time to learn than political knowledge. A more
significant factor, I would argue, is that knowledge of mathematics can be ranked in
terms of difficulty and superiority, so handily and systematically that we even establish
what mathematics skills and learning would normally suit a certain age of the
population. Thus we judge a ten-year-old who understands calculus and relativity is a
very rare talent and does significantly “better” compared with those who only know
quadratic equations and Newton’s second law of motion at the same age. Without the
superficial certitude of who does “better” and the seeming manifestations of “talents”
often employ quantities (e.g. political science and economics), there are still other disciplines where
success is characterized by “genius” and “brilliance.” These include philosophy, music (and music
comparison), fine arts, English literature, etc., according to the references in footnote 40. Let us set aside
philosophy and consider the other three subjects, which belong to the arts and literature (though
philosophy, if considered in the tradition of rhetoric and public debate, is not unrelated). Awards in these
fields belong to what James F. English called “cultural prizes.” Even though recognition of success in these
disciplines might have their own aesthetic criteria, English suggested that they have borrowed from the
gold standard of competitive sports (i.e. where trophies, medals, and world records can most often be
awarded to “the best” without controversy) and called the emergence of prizes and recognition in these
cultural fields “a neoclassical convergence between the arts and spectator sport.” See English, The
Economy of Prestige: Prizes, Awards, and the Circulation of Cultural Value, 2005, 51.
383
The Statesman 259e–260a
384
Marcellus 17.4 and 17.5 in Plutarch’s Lives.
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in rankings, comparison and competition in our present-day STEM fields would not have
been so powerful and entrenched an institution.385
The confluence of the two qualities—readiness for demonstration and ranking, and the
institutionalized practice of comparison and competition it brings forth and facilitates—
was together embodied in the knowledge of mechanical devices and machines in
ancient times. Mechanical and machine are words of Ancient Greek origin: μηχανικός
(mekhanikos) and μηχανή (mekhane). As an adjective, μηχανικός has two senses. It may
describe a person as “resourceful” and “inventive,” or something that has the qualities
of a device or machine. As a noun, μηχανή means any physical contrivance that achieves
a purpose (e.g. crane to lift weights, bridge to cross a river, structure for irrigation), or
metaphorically any artificial means for doing something. In the context of war and
military writing, the word alone may also refer to the engine of war.386
The idea of machine goes hand in hand with that of techne. Both techne and machine, in
the sense of technique as laid out in the previous chapter, signify the means to achieve
something. There is, however, one notable difference: whereas techne encompasses a
broad scope of skills, machine only consists of those whose effectiveness can be
demonstrated through quantity. Plato, in his Cratylus, offers through the leading
interlocutor Socrates an etymology of techne (τέχνη) to be a trained skill (or acquired
habit, ἕξιν) of reason (or intellect, νοῦ). For the first part, the Greeks understood ἕξιν as
primarily a habit or skill that is not an inborn ability, but something that needs to be
acquired and trained for in an artificial way. For the second, Plato’s reason (νόος),
comparable to Aristotle’s true logos, plays an important role in techne.387 According to
Plato’s Timaeus, reason arises in us through teaching (or training, διδαχῆς), whereas its
opposite, opinion (δόξα), is through persuasion (πειθοῦς). Techne, so to speak,
385
In terms of competition, I am thinking, in particular, of the three earliest-established International
Science Olympiads for those under the age of 20: mathematics (since 1959), physics (1967), and chemistry
(1968).
386
Liddell et al., ed., A Greek-English Lexicon, 1940, s.v.
387
Cratylus 414b–414c, as in Plato, Plato, with an English Translation Vol. 6, 1953, 104-107. In these
paragraphs, Socrates introduces a neologism, ἐχονόη (rendered as having a skill or habit of reasoning),
which immediately received objection by the interlocutor Hermogenes because of the marked difference
in spelling between ἐχονόη and τέχνη. And yet it plausibly exhibits how Plato understood techne as ἕξιν
and νοῦ. On to what extent we should take Socrates’s etymologies seriously, see Trivigno, "Etymology and
the Power of Names in Plato's Cratylus," 2012. In this particular example, even though the etymology was
more likely to be flawed, my position is nevertheless that the semantics itself is plausible.
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emphasizes not an inborn ability, but a skill that needs to be acquired and trained for in
an artificial way through the teaching (or training, διδαχῆς) of reason.388
388
Timaeus 51d–52a as in Plato, Plato, with an English Translation Vol. 9, 1981 [1929], 120-123.
389
Cratylus 415a, as in Plato, Plato, with an English Translation Vol. 6, 1953, 106-108.
390
For the full scope of meanings of these words, I rely on examples given in Liddell et al., ed., A Greek-
English Lexicon, 1940.
391
Quantity I refer to here and hereafter in any context of ancient text should not be taken as scientific
quantity we are too familiar with in our time thanks to instruments of accurate quantification. Quantity
can be measured and expressed in relative linear degrees, not necessarily in an absolute sense with an
established and transferrable unit. Bear in mind terms like μήκους and πολύ, which Plato invoked here.
392
The association between completion and end (both purpose and boundary) in ἄνειν are essentially
what Greek τέλος (telos) and Latin finis signify in their multiple senses.
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Romans, as in Figure 3.1, shows that Mercury and Apollo engage in “exploring the fates
of Achilles and Memnon, by weighing the attendant genius of the one against that of
the other.”393
Figure 3.1 Mercury and Apollo Weighing the Genius of Achilles and Memnon
More significant for human civilization, machine has to do with achieving a goal that is
“big” and “great.” Although machine does not necessarily entertain the idea of
comparatives, such as “bigger” or “greater,” the dominant representation of machine
does allude to accomplishing better than one would normally do without a machine.
The prevailing conditions for needing a machine, we were told, had been the
capriciousness of nature. In appearance, nature is far stronger than us human beings.
Machines and contrivances we design intelligently come to our aid in order to survive
and conquer nature and turn it to our advantage. Work attributed to Demades of
Athens (c. 380–c. 318 BCE) remarked on the roles of tools and the human intellect:
Force [βίᾳ] does not enable [δύναται] a man to master even the smallest things.
It was inventiveness [ἐπινοίᾳ] and [investigation, or μεθόδῳ] that made him
yoke the ox to the plough for the tilling of the land, bridle the horse, set a rider
on the elephant, and cross the boundless sea in boats of wood. The [chief-
craftsman, or ἀρχιτέκτων] and [maker, or δημιουργός] of all these things is mind
[νοῦς, or intellect], and we must use it as our guide, not always seeking to follow
393
Smith et al., A Dictionary of Greek and Roman Antiquities, Vol. 2, 1891, 63.
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[our own cleverness or quickness, or τὰς ἰδίας ὀξύτητας] but rather [the natures
and changes of the concrete matters at hand].394
In Mechanics (Μηχανικά), a text attributed to Aristotle (whose real author is likely his
disciple) that treats of mechanical theories, enunciates and testifies to similar ideas as to
how machines and mechanics are instrumental in civilization. I translated the passage
closely as follows:
Nature (φύσιν), according to which things occur, is marvelous, yet the cause
[underlying] many [of their happenings] is unknown. And [there are] things
[occurring] contrary to nature, in so far as and because art (τέχνην) is made
concerning the benefit of humankind. Among many cases, nature produces the
opposite of what is useful for us. This is because when nature always lead
toward its own, straightforward direction, what is useful [to us humankind]
undergoes changes in many ways. Therefore, whenever we are in need of
effecting (πρᾶξαι, or achieving) what is contrary to nature, thanks to the
difficulty, the hardship [both] brings out (παρέχει, or causes or enables) and
requires art (τέχνης). Hence, we call this kind of art (τέχνης) that comes to our
rescue toward such difficulties the machine (μηχανήν). For just as the poet
Antiphon wrote, it goes that: “with art (τέχνῃ) we rule over things where we are
conquered by nature.” Among such these are [that] the smaller rules over the
bigger, and the things that possess small weight move great weight, and as many
as all the things we more or less call mechanical (μηχανικὰ) problems
(προβλημάτων).395
Note that the preceding passage relates machine to techne by making machine a
specialized branch of techne to address the hardship of survival. Etymologically, the
reference to techne of machine in ancient text paved the way for what we call
“mechanical arts.”396 Also, by referring to a large degree or quantity (πολύ), mechanical
394
Quote taken and adapted with square brackets when needed from On The Twelve Years 42 as in Burtt,
Minor Attic Orators Vol. 2, 1959, 352-353.
395
My translation based on Aristotle’s Mechanics 847a as in Aristotle, Minor Works, 1955, 330.
396
Marcellus 14.4–14.5 of Plutarch's Lives discussed the instrumental (τήν … ὀργανικὴν) after talking of
Archimedes’ art (τι τῆς τέχνης), so that instrumental art is implied in context. Pappus of Alexandria’s
Collection Book 8.1–8.3 used arts (τέχνας or πάντων) to refer to the topics of mechanics (μηχανική),
where mechanical arts are implied. Vegetius (fl. 4th century CE), Roman military author, spoke of
“mechanica arte” and “artem mechanicam” in his Concerning Military Matters 4.17 and 4.22, respectively,
bearing a close resemblance to “military arts.”
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arts did not entail the idea of “efficiency,” for example, by searching for ways to
conquer increasingly bigger foes with ever smaller expenses. Comparative adjectives
here are static comparisons for the moment, but the use of comparison did not
foreclose the practical need or impetus to increase the theoretical leverage, however.
After all, Archimedes is well-known to have said, “Give me a place to stand and with a
lever I will move the whole world.”397
Humanity’s battle against nature, however, only tells us part of the story and is at the
same time delusive about the nature of machine. Since the spectacle of machine is
determined by the criticality of the situation it serves, machine lends itself too well to
war. While philosophers and theorists, such as Aristotle and Plato, conceptualized the
general purpose and applicability of machine, human affairs alone determined how
machine was used. In this regard, Plutarch conceded that in his time, the art of
machines and instruments (τήν ὀργανικὴν) had long been looked down upon
(περιορωμένη) by thinkers and philosophers like Plato and his followers because it was
not, as they perceived, pure and perfect as geometry and instead involved burdensome
and vulgar (φορτικῆς) manual work (βαναυσουργίας). Plutarch concluded that, because
mechanics (μηχανική) had been long ignored by philosophers, it “became one [branch]
of the military arts (μία τῶν στρατιωτίδων τεχνῶν ἐγεγόνει).”398 (It is worth noting, in
passing, that Plutarch’s observation can be thought of as a reminder of why we modern
philosophers should care about engineering and technology.)
Thus Plutarch told us that Archimedes, despite his purported contempt for mechanics,
turned his attention to applications that are more concrete and obvious for “human
needs” under the influence of Hiero II of Syracuse. Such concrete needs were not
securing food, crossing rivers, keeping warm, building structures, or locating
settlements. The need, obviously, proved to be one that dealt with the same human
species who, equipped with siege engines, are more destructive and fickle in speed and
selectivity in killing than natural forces or disasters. Military writers who popularized the
397
The famous quote attributed to Archimedes survives in Byzantine-Greek scholar John Tzetzes’s Book of
Histories citing fragments of Diodorus of Sicily’s Library of History that are now lost to us. See Diodorus of
Sicily, Diodorus of Sicily Vol. 12: Fragments of Books Xxi-Xxxii, 1957, 195. Pappus's Collection Book 8.19
also preserves a similar quote, as in Pappi Alexandrini and Hultsch, Pappi Alexandrini Collectionis Vol. 3,
1878, 1060.
398
My translation based on Marcellus 14.6 in Plutarch, Plutarch's Lives Vol. 5, 1961, 470, 472.
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use of stratagems endorse the use of craft, which we rarely see in the context of
conquering nature. For example, Xenophon (ca. 430–354 BCE) advised that a cavalry
commander must be ingenious (μηχανητικὸν, variant of μηχανικός) to make a small
crew of horsemen cavalrymen appear large, and to make a large crew of cavalrymen
appear small. The commander also needs to contrive (μηχανᾶσθαι, a verb derived from
machine) to trick his enemies, “because, in fact, nothing is more profitable than [the use
of] a ruse during a war.”399 Philo of Byzantium (ca. 280 BC – ca. 220 BC) exhorted his
reader to “always contrive [μηχανᾶσθαι] something intelligently” and, when short of
force, to prevail over the enemy by stealth (κλοπήν) and by betrayal (προδοσίαν).400
Polyaenus (fl. 2nd century CE), too, stated:
Indeed, it appears that whether more prestige, ingenuity, and “soul” were accorded to
military engineering as opposed to “civil(ian) engineering” in ancient writing remains an
open question, and is a matter that depended more on an author’s treatment of the
topics than on the representation of reality. Vitruvius’s On Architecture, with its eclectic
sampling of the subject in general, exhibits a tendency to acclaim civil and peaceful
applications. He used genius (ingenium), ingenuity (both ingenium and sollertiae),
ingenious (artificiosus) and finesse (subtilitas) far more often in the context of non-
military applications than for the military.402 Procopius of Caesarea (ca. 500–ca. 565 CE),
in his panegyric writing The Buildings, focused on buildings and constructions and called
their chief-craftsmen by mechanikos (μηχανικός) or mechanopoios (μηχανοποιός). He
mentioned building as a field of skill and shrewdness (σοφίᾳ, or practical wisdom), and
in one place, spoke of two young men who exhibited natural capacity (δύναμιν …
399
My translation based on The Cavalry Commander 5.2 and 5.9 as in Xenophon, Scripta Minora, 1946,
264, 268.
400
Philo of Byzantium’s On Sieges D.58, D.73 and D.78 as in Whitehead, Philo Mechanicus: On Sieges,
2016, 120, 124.
401
My translation based on Polyaenus Stratagem Book 1 Preface 3 as in Polyaenus, Stratagems of War
Vol. 1, 1994, 6.
402
Out of the four words listed here (including their declensions), I found only 6 instances of use in the
context of military affairs, compared to 9 instances for theory, 23 instances for civil constructions, and 11
instances for non-military instruments.
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φύσεως) beyond their ages.403 Diodorus of Sicily (ca. 80–20 BCE) praised specifically the
chief-craftsmen of the pyramids in Egypt:
It is [generally] agreed that these works (ἔργα, i.e. pyramids in this context) far
surpass [the other constructions] in Egypt, not only by the weight and cost of the
constructions, but also by enthusiasm for art [φιλοτεχνίᾳ, sometimes
craftsmanship or “ingenuity”] of those who worked [on them]. People say that
we should marvel at the chief-craftsmen (ἀρχιτέκτονας) of the works (ἔργων, i.e.
pyramids in this context) ... more ... than at the kings who supplied the resources
for the works; because in leading up their plans to completion, [the chief-
craftsmen drew upon] their own souls (ψυχαῖς) and their ambition for honor,
[while the kings used] the wealth they inherited and the other people’s misery
(κακουχίαις, implying toil of the ruled).404
These examples reveal how the ancient authors sought to endorse the talent and skills
of the chief-craftsmen not by sheer quantity. Diodorus of Sicily contrasted enthusiasm,
ambition, and “souls” with weight and cost, the latter of which can be brought about
simply by extravagance and force. Vitruvius, too, stressed the “flexible ingenuity and
skill” (ingenio mobili sollertia) to improvise when commonly-used construction materials
are lacking, “acumen of genius” (ingeniorum acuminibus) to correct a false impression
from visual perception when principles (doctrinis) alone do not work, and “ingenuity and
acumen” (ingenio et acumine) to blend with the surroundings so that “the beauty may
be achieved through proper proportions (or symmetries).”405 Intellect (νοητός), genius
(ingenium), and ingenuity (sollertia) were also associated by other authors with a chief-
craftsman founding and planning a city, such as the ancient port city Alexandria (now in
Egypt).406
However, all these good qualities and skills that evince a non-quantifiable trace of the
ingenuity of a premodern “engineer” were far more frequently dwarfed by the
knowledge that could demonstrate its worth and ingenuity more obviously through
quantifiable performance achieved in military engineering. Certainly, the importance of
403
Buildings 1.1.24 and 2.8.25 as in Procopius, Procopius Vol. 7: Buildings, 1971.
404
My translation based on Book 1.64.11–13 as in Diodorus of Sicily, Diodorus of Sicily Vol. 1: Books I-Ii, 1–
34, 1989, 222.
405
On Architecture Book 5.6.7, Book 6.2.4 and Book 6.3.11 as in Vitruvius, On Architecture Vol. 1, 1931,
286; Vitruvius, On Architecture Vol. 2, 1934, 22, 32.
406
Philo of Alexandria’s On the Creation 24, Pliny the Elder’s (AD 23 – 79) Natural History Book 5.11.62,
and Ammianus Marcellinus Book 22.16.7 as in Philo of Alexandria, Philo Vol. 1, 1981, 20; Pliny the Elder,
Natural History Vol. 2, 1961, 266; Ammianus Marcellinus, Ammianus Marcellinus Vol. 2, 1937, 298.
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quantity was also emphasized by authors in the area of civil constructions, but its
relevance was more often in the context of savings and cost estimations. For example,
Vitruvius maintained that an architect needs to use the resources and materials wisely
and economically. And Diodorus of Sicily did not praise the grandeur and extravagance
(i.e. performance) of the pyramids, but the craftsmanship and honor of the chief-
craftsmen that helped complete a grand project with plans, the idea of which implied
budgeting. In Ancient Greece, there were also anecdotes where failing to accurately
estimate the costs of public works could lead to the confiscation of a chief-craftsman’s
personal property for the damages, and in some more drastic cases, a chief-craftsman
might commit suicide out of dishonor. In all the above cases of civil projects, “ingenuity”
and “prestige” were not accorded to economics or the accuracy of quantifying.407
In military engineering, where greater size was indicative of advantage, a different story
unfolded and often proceeded in a flow of circular reasoning: scaling quantity to power,
projecting power to superiority, ascribing superiority to ingenuity, and explaining
ingenuity in a display of quantity. For example, Demetrius I of Macedon (337–283 BC), a
military commander who would become king of Macedon, was said by Diodorus of Sicily
to be inventive (εὐμήχανος) and surpass the art of chief-craftsmen (ἀρχιτεκτόνων
τέχνην) because he was able to devise many things, including the “Helepolis,” a siege
tower greater in size (ca. 135 feet by 65 feet408) than all its predecessors, in the siege of
Rhodes (305–304 BC). The size (μεγέθη) of his siege engines (μηχανῶν) and the great
number (πλῆθος) of his army made him both ingenious (φιλότεχνον, or “techne loving”)
and forcible (βίαιον) in carrying out sieges, and in this manner, he possessed “such
superiority and strength” in the attacks.409 In a separate account, Plutarch explained
that, unlike other kings who devoted their time and energy to less serviceable art (such
as playing a flute or painting), Demetrius did not give his natural endowments (εὐφυὴς),
407
Vitruvius mentioned the calculation of building costs with arithmetic (1.1.4), the importance of a
contract that specifies obligations (1.1.10), and the wise and thrifty use of resources and materials that
reduces expenses (1.2.8). He also mentioned that, in a Greek city Ephesus, a chief-craftsman would need
to pay for the extra money spent on public works if the actual cost exceeds by more than 25% of the
estimation (10.P.1). Sextus Empiricus (ca. 160–ca. 210 CE), in an example that stresses that scale and
proportion are essential to all the art, said that the chief-craftsman Chares of Lindos (fl. 280 BC)
committed suicide because of a gross mistake in estimating the cost of the famous Colossus of Rhodes.
See Vitruvius, On Architecture Vol. 1, 1931; Vitruvius, On Architecture Vol. 2, 1934; Sextus Empiricus,
Against the Logicians, 1935.
408
Spence et al., ed., Conflict in Ancient Greece and Rome, 2016, 476.
409
Book 20.91.2 and 20.92.1–2 as in Diodorus of Sicily, Diodorus of Sicily Vol. 10: Books Xix. 66–110 and
Xx, 1954, 382, 386.
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Note how these accounts bear a striking similarity with how Archimedes employed his
talent in devising powerful war engines. Ingenuity, intellect, inventiveness, and so forth
did not exist for their own sake or manifest themselves through inherent qualities.
While these human qualities might be individual and innate, they became ingenuity and
intellect in the making, only because of the technical functions they both served and
limited. The testament to ingenuity and the evidence for intellect depended not so
much on how well a skill or talent serves an intended function, nor much on the
importance or difficulty of a goal they set out to pursue. Instead, ingenuity and intellect
and their disembodied presences relied on, and indeed were constructed by, how well
the functions and goals were quantitatively effective and tangibly decisive. Their
effectiveness and decisiveness were all the more evident and dominant in military
affairs, where the performativity of quantity was realized and made necessary by the
urgency and struggle to compete and survive, and, in turn, selectively privileged and
reinforced the ingenuity and intellect which gave rise to the very same technical
performance in quantity.
Polybius, in his accounts of Archimedes that I translated and quoted before, hinted at
some of these linkages. Embellishing and rhetorical Polybius may be, he nevertheless
limited the relevance of Archimedes’ genius to “some critical moments” (ἐνίοις καιροῖς)
and “certain circumstances” (ἔνια τῶν πραγμάτων).411 The limited moments and
circumstances he alluded to were unmistakably the military ones, which Plutarch said
were catering to the “needs” (χρείαις) and were “more visible” (ἐμφανέστερον) to the
common people.412
410
Life of Demetrius 20.1–3 as in Plutarch, Plutarch's Lives Vol. 9, 1959, 46.
411
Polybius’s The Histories 8.3.3 and 8.7.9 in Polybius, The Histories Vol. 3, 1966, 452, 461. Here καιροῖς
means critical or exact times, often implying the right moments and opportunities. And πραγμάτων
means affairs, circumstances, actions, deeds, acts, etc. See Liddell et al., ed., A Greek-English Lexicon,
1940, s.v.
412
Marcellus 14.4 as in Plutarch's Lives Vol. 5, 1961, 470. Here χρείαις represents, on one hand, needs,
requests, want, necessity, etc., and, on the other, service, matters, business, use, etc., that meet the
needs and requests. And ἐμφανής, the non-comparative form of ἐμφανέστερον, means visible (to the
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eye), manifest, palpable, conspicuous, notable, etc. See Liddell et al., ed., A Greek-English Lexicon, 1940,
s.v.
413
Aeneas Tacticus’s How to Survive under Siege 8.1, 12.2, 12.4 and 17.5 as in The Illinois Greek Club,
Aeneas Tacticus, Asclepiodotus, Onasander, with an English Translation, 1923, 48, 70, 72, 92.
414
Philo of Byzantium’s On Sieges D.71, D.104 and D.86 as in Whitehead, Philo Mechanicus: On Sieges,
2016, 122, 128, 126.
415
Onasander’s The General 42.3 in The Illinois Greek Club, Aeneas Tacticus, Asclepiodotus, Onasander,
with an English Translation, 1923, 508.
416
Onasander’s The General Preface.9, 10.21 and 40.1 in The Illinois Greek Club, Aeneas Tacticus,
Asclepiodotus, Onasander, with an English Translation, 1923, 372, 426, 504.
417
My translation of Onasander’s The General 1.7 in The Illinois Greek Club, Aeneas Tacticus,
Asclepiodotus, Onasander, with an English Translation, 1923, 376. The verb “dashing” saw many uses in
different context. Onasander, citing Homer’s Odyssey 7.36, had the quickness of birds in mind when
invoking the metaphor of “dashing.” Homer himself also used “dashing” along with a bird in Iliad 23.868.
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Ingenuity continued to bear on certain military affairs whose critical and decisive nature
reinforced their ties with ingenuity. In the works of roman historian and military officer
Ammianus Marcellinus (ca. 330–ca. 395), known as Res gestae (in Latin, literally
“histories that have been carried on”), ingenuity and skill (both senses in sollertia) were
predominantly associated with crucial junctures in war, including carrying out a sack or
an ambush (Book 16.11.4 and 28.3.1) and their counteractions (Book 17.2.3 and
18.2.10), making an army deceptively large in combat (Book 21.8.3 and 27.2.5),
fortifying a narrow pass (Book 31.10.21), securing a stronghold with artillery and war
engines (Book 17.1.12), and, notably, conducting a siege (Book 21.12.16, 24.7.2 and
26.8.3).418
Vegetius (fl. 4th century CE), a military writer, was also concerned about similarly critical
moments. In the context of naval warfare, in order to forecast a storm, “all the ingenuity
(sollertia) of natural philosophy should be called for,” and being able to observe unusual
behaviors of birds and fishes that indicate an imminent storm was close to having
“divine ingenuity” (divino … ingenio).419 Like Ammianus Marcellinus, Vegetius also wrote
about sieges. Reminiscent of the story of Archimedes, he recounted how the genius of
an “engineer” (mechanici ingenio), during the Siege of Rhodes (305–304 BC),
successfully warded off a giant siege tower.420 The siege tower was “Helepolis,”
designed by Demetrius I of Macedon, himself also an “ingenious” and “inventive” genius
according to Diodorus of Sicily and Plutarch, which I quoted previously. Both sides of the
story of the siege thus offer us an account of the clash between “geniuses.”
It was in an unusual work by an anonymous author (fl. 4th century CE), titled De rebus
bellicis (“On Military Matters”), that ingenuity not only was given primacy in military
affairs, but also was assigned a preliminary quasi-quantity of “magnitude” (magnitudo).
The author addressed the emperor (as part of a eulogy in the preface) that they wrote
the military treatise “according to the capability of [their] genius” (pro ingenii facultate).
But elsewhere Homer also employed the same “dashing” along with subjects including spears and light of
the sun, respectively in Iliad 5.657 and 18.212. In close combat, Homer also described someone “dashing”
toward the enemy with a sword, a spear or on a chariot in 5.81, 11.484 and 17.460, respectively. Here I
rely on examples given in Liddell et al., ed., A Greek-English Lexicon, 1940, s.v. ἀΐσσω.
418
Ammianus Marcellinus, Ammianus Marcellinus Vol. 1, 1932; Ammianus Marcellinus, Ammianus
Marcellinus Vol. 2, 1937; Ammianus Marcellinus, Ammianus Marcellinus Vol. 3, 1936.
419
My translation based on Vegetius’s On Military Matters Book 4.38.2 and 4.41.6 as in Flavius Vegetius
Renatus and Reeve, Epitoma Rei Militaris, 2004, 149-150, 155.
420
On Military Matters Book 4.20.2 as in Flavius Vegetius Renatus and Reeve, Epitoma Rei Militaris, 2004,
137.
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They justified their offering of the military piece, by saying, “since the utility (utilitas) of
the matters (rerum, or things) sometimes eludes [even the imperial] inquiry … the
majority of humans run to [in the sense of getting help from] the man whom nature
(natura) has endowed with ingenuity (ingenio).”421 Then they put forth ingenuity at the
center of military inventions:422
It is generally agreed that neither the noblest birth nor the affluence of
resources nor the power resting on the magistrates nor eloquence acquired
through scholarship on paper, results in the utility (utilitates) of the arts (artium),
within which the invention of military equipment is contained, but only the
magnitude (magnitudo) of ingenuity (ingenii) alone [will do], which is the mother
of all the excellences (virtutum) [and] rests upon the serendipity of nature
(naturae).
The author has invoked the role of ingenuity and its instance (“an ingenuous device”)
many times throughout the short treatise (about 17 pages on modern pages,
illustrations included). In land battles, equipment is contrived with “ingenuity” (sollertia)
to armor a horse so the horse can spur itself and wreak havoc on enemies.423 In sea
warfare, a heavily-armed warship “under the direction of an ingenious device (ingenii,
as an instance of ingenuity), is more superior to ten [ordinary] ships so that [they] can
be sunk by it without the aid of a great number [of crew].”424 The ingenious device is
later revealed to be one that used “animal power, whenever utility calls for it” to drive
the warship “according to the flow and readiness of ingenuity” (ad facilitate cursus
ingenii).425 A special suit of armor with wool liners is put together by “fearful concern
[for injuries and death], under the guidance (magistra) of ingenuity (sollertia).”426 Apart
from fear for death, invasive needs also drive the exercise of ingenuity, sometimes
making it a practical compulsion. In order for an army to march across a river, “the
421
My translation based on On Military Matters P.2 and P.5 (where “P” stands for the preface), as in
Hassall and Ireland, ed., De Rebus Bellicis, 1979, 3 (part 2).
422
My translation based on On Military Matters P.6, as in Hassall and Ireland, ed., De Rebus Bellicis, 1979,
3 (part 2).
423
On Military Matters P.13, as in Hassall and Ireland, ed., De Rebus Bellicis, 1979, 3 (part 2).
424
My translation based on On Military Matters P.13 and P.12, as in Hassall and Ireland, ed., De Rebus
Bellicis, 1979, 3 (part 2).
425
My translation based on On Military Matters 17.1, as in Hassall and Ireland, ed., De Rebus Bellicis,
1979, 16 (part 2).
426
My translation based on On Military Matters 15.2, as in Hassall and Ireland, ed., De Rebus Bellicis,
1979, 14 (part 2).
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The anonymous author was apparently interested in what they called the “thunderbolt”
ballista (ballista fulminalis) specifically used to defend fortifications,428 where we see
not only more occurrences of “ingenuity” than any other section, but also how ingenuity
is directly proportional to a preliminary formulation of “efficiency.” The ballista in
question was said to be “strengthened with so many and great ingenious arts,” so that it
keeps the enemy in check “not only by the power and military forces, but also by the
ingenuity of art,” implying that the power is drawn from ingenuity.429 With multiple
comparatives, they concluded with an assessment of the performance of the ballista:430
The lesser the degree of service required [from] soldiers for [using the weapons
in] the defense [of fortifications], the more outstanding the great excellence
(virtute) of ingenuity (ingenii) is. [As the power] provides abundantly for itself,
the greater number of [military] force (manus), furnished by ingenuity (ingenio)
of art (artis), had been able to bring forth whatever of power (opis) from [the
art].
The early Greek accounts of Archimedes defending Syracuse, the ingenuity of Demetrius
I of Macedon in making “Helepolis,” as well as the anonymous Latin author’s ballista to
secure fortifications, among others, all have evidently shown that “ingenuity” and
“machines” played a central role more frequently in certain military affairs than in the
others—that is, in siege warfare.
Ancient siege warfare, from both sides of the besieger and the besieged, includes the
breaking through and the defense of city walls and gates. On the ground, the use of
battering rams and mining aimed to damage the structure of the walls, opening a
427
My translation based on On Military Matters 16.1, as in Hassall and Ireland, ed., De Rebus Bellicis,
1979, 15 (part 2).
428
The neologism fulminalis derives from fulmineus (thunder, lightning, etc.) according to Hassall and
Ireland, ed., De Rebus Bellicis, 1979, 125 (part 2).
429
My translation based on On Military Matters 18.5 and 18.7, as in Hassall and Ireland, ed., De Rebus
Bellicis, 1979, 17-18 (part 2).
430
My translation based on On Military Matters 18.11, as in Hassall and Ireland, ed., De Rebus Bellicis,
1979, 18 (part 2). “Power” and “art” in square brackets are inferred from gendered pronouns.
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gateway into the city for infantry that was often greater in numbers than the soldiers in
the besieged city. In the air, where height generally gave an advantage, attacks by
ranged weapons took place between the top of siege towers and the defensive walls
and towers. Ladders were also used for individual soldiers to break into fortifications,
with the purpose of diminishing the enemy’s force on the defensive walls and
potentially opening the gate from the inside.
Military treatises from ancient times generally agree that walls and gates played a
central role in siege warfare. In the preface for siege warfare, when Vegetius identified
that the founding of cities (and accordingly, city-states) separated humanity from
“dumb and wild animals,” he credited the construction of city walls for further saving
citizens from the invasion of other humans.431 To earlier authors like Aeneas Tacticus,
gates were already at the center of defense in the fourth century BCE, as he compiled
and discussed at length past lessons showing how the assignments of gatekeepers and
the use of locks (“bolt-pints,” or βάλανος, to be specific) could go wrong.432 Philo of
Byzantium, in his treatise On Sieges, described in great technical detail the proper
constructions of fortification systems, including walls, gates, and towers.433
In addition to walls and gates, for the besieged, war engines were also a lifeline for hope
and assurance. According to Strabo, ancient cities like Cyzicus prepared for arms
(ὅπλων) and war engines (ὀργάνων) even in times of peace, and in the city of Rhodes,
“all things related to chief-craftsmen, activities of making war engines (ὀργανοποιίας),
and the storage units of arms (ὅπλων), are taken seriously above all the other things and
are treated with more caution than any other places will do.”434 The importance of war
engines and engine makers could not be overemphasized. As a strategy of the attackers
to encourage treason of the besieged enemy, prizes were sometimes offered for
431
See On Military Matters Book 4’s preface, as in Flavius Vegetius Renatus and Reeve, Epitoma Rei
Militaris, 2004, 123-124.
432
Aeneas Tacticus’s How to Survive under Siege 8.1–20.5 (cf. 5.1–5.2 on gate-keepers), as in The Illinois
Greek Club, Aeneas Tacticus, Asclepiodotus, Onasander, with an English Translation, 1923, 92-105, cf. 42-
43.
433
Philo of Byzantium’s On Sieges A.1–A.85 as in Whitehead, Philo Mechanicus: On Sieges, 2016, 66-83.
434
Book 12.8.11 and 14.2.5 in Strabo, The Geography of Strabo Vol. 5, 1961, 500-501; Strabo, The
Geography of Strabo Vol. 6, 1960, 270-271. My translation is based the Greek text in Book 14.2.5.
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“anyone [in the besieged city] who kill any of the engine makers (μηχανοποιῶν) or [kill]
those who are in important authority of artillery (βελῶν).”435
According to Vegetius, the defenders gained the upper hand by nature with slings,
bows, and spears thrown or shot from the height of the wall. Vegetius also added
ballistae and mangonels, which he said penetrate and smash any armor and surpass
everything else, if they are “tuned by the most diligent expert.”436 Challenging as it were
for the besiegers to break through a city, the tasks of surmounting the walls, collapsing a
portion of fortification and laying the city open, or even bursting the gate open, all lead
to binary differences that are not only visibly apparent to the beholders. An open gate is
also a slippery slope toward destruction that is too rapid and great to be redeemable.
The “crucial moments” that were described but not fully explained by Polybius were
unmistakably these kinds of circumstances where binary differences at a crucial juncture
would lead to bifurcating fates. The “deus ex machina” for both the besieger and the
besieged is war engines and military machines.437
Julius Caesar’s (100–44 BC) first-hand accounts testify to the nature of a series of binary
differences during a siege from the attacker’s point of view. Caesar’s memoirs, which
were written by himself from a third-person point of view, showed countlessly that he
had actively engaged in carrying out sieges. Preparations of serious siege works typically
included working shifts in harsh conditions while staying alert for weeks, if not months,
under constant attacks and sorties from the besieged, in the efforts to complete
earthworks like ramparts and trenches and construct siege engines such as mantlets,
penthouses, battering-rams, and siege towers.438 These created a situation for Caesar
where, on the one hand, “the labor of many months went to ruin in a moment”
(multorum mensium labor … temporis interiit) when the enemy successfully set the siege
engines on fire, and on the other, “the return of all the previous fights [of the Romans]
435
My translation based on Philo of Byzantium’s On Sieges D.12 as in Whitehead, Philo Mechanicus: On
Sieges, 2016, 112.
436
On Military Matters Book 4.29, as in Flavius Vegetius Renatus and Reeve, Epitoma Rei Militaris, 2004,
144.
437
Latin deus ex machina is borrowed from Ancient Greek ἀπὸ μηχανῆς θεός, which means god from the
machine. The term originates from the use of mechanical devices as a theatrical effect in Ancient Greek
theater, marking an unexpected twist of the plot that can only result from the intervention of a deity.
438
See, among others, The Gallic War Book 7.17 from Julius Caesar, The Gallic War, 1958, 402-405.
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depends on the [single] day and hour” when the Romans, getting the upper hand, saw
their siege works at stake in the last and all-out fight leading to victory.439
In other words, for the besiegers, at the center of the warfare were the siege works,
whose promise and peril retrospectively concluded the binary difference between ruin
and success as far as how the time and efforts were spent.440 The primacy of sieges
works lay in the constant threats siege engines posed to the besieged, culminating in
the effect of making either breaking or not breaking into the walls a binary difference
that has bifurcating consequences for the besieged; breaking into the wall must be so
visible an achievement, making such a binary difference that Caesar once declared he
would give prizes to those who first ascended the wall.441 (Onasander, too, promised
similar rewards.442) The nature of siege operations that gave rise to all the above
elements simultaneously—the expenditure of considerable amount of resources that
could be spoiled with a slight mistake, the binary perception of achievements that
retrospectively altered the meanings and value of the course of previous actions, and
439
My translations based on The Civil Wars Book 2.14 and The Gallic War Book 7.85–7.86, as in Julius
Caesar, The Civil Wars, 2006, 142-145; Julius Caesar, The Gallic War, 1958, 504-507. In the latter situation,
stakes and iron hooks the Romans placed in the trenches (used to stop the enemies from breaking
through the encircled area and limit their combat capability) were buried by soil cast by the Gauls (i.e. the
Romans’ enemies in the Gallic War). Soon the Gauls threw out Roman solders from the siege towers with
missiles, and took down the ramparts and breastwork the Romans had built with hooks. For the laying out
of siege works in the trench and more technical descriptions, see The Gallic War Book 7.73 from Julius
Caesar, The Gallic War, 1958, 484-487.
440
It is true that siege engines themselves were instrumental in siege operations, but as Philo of
Byzantium pointed out, the materials and tools to build siege engines, as well as “an engineer (notably in
singular μηχανοποιόν) and men (ἄνδρας) who will be useful for the siege engines,” were also crucial to
the success of siege. See Philo of Byzantium’s On Sieges B.49 as in Whitehead, Philo Mechanicus: On
Sieges, 2016, 92-93. Therefore, it is noteworthy that Caesar, when narrating his feats, often biased in
favor of what he thought to be critical and binary moments, rather than recounting logistic support in
detail. Thus the grandeur of Rome seemed to be determined by success of warfare, warfare success by
siege operations, and siege campaigns by the performance of siege engines in crucial junctures, which, by
implication, conditioned everything else and changed the course of history under his command. As I will
argue later, the kind of causal-binary biases is not dissimilar to the nature of the dominant ideologies in
modern engineering.
441
The Gallic War Book 7.27 as in Julius Caesar, The Gallic War, 1958, 418-419. See also Onasander’s The
General 42.15–16, on promising rewards to the bravest soldiers who would climb up cliffs (which were
natural barriers that protected a city and were less guarded), descend into the city, and open the gate, as
in The Illinois Greek Club, Aeneas Tacticus, Asclepiodotus, Onasander, with an English Translation, 1923,
516-519.
442
See also Onasander’s The General 42.15–16, on how to secretly mount the wall, get into the city, and
open the gate, as in The Illinois Greek Club, Aeneas Tacticus, Asclepiodotus, Onasander, with an English
Translation, 1923, 516-519.
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the merit-based system that allocated and concentrated substantial recognition and
rewards to those who visibly achieved success—is only comparable in the sphere of
non-military activities to that of hunting and fishing in traditional societies, in particular
the killing of large games like buffalos and whales.443
On the other side of siege operations, the dramatic, catastrophic fate of humans is not
dissimilar to that of animals being pursued and hunted.444 Despite risks and
uncertainties posed to besiegers, the stakes for the defenders of their homeland, as
Aeneas Tacticus (fl. 4th century BC) pointed out, far exceeded those of the attackers
engaging in a military expedition away from their motherland.445 The toil of siege
operations lasting for months not only led to plunder by Caesar’s army. In certain cases,
it also amounted to mutilation of the armed enemies or genocide of the entire
inhabitants.446 Siege engines, again, were thrown into the center of the siege warfare.
According to Caesar, during the siege of the town of Noviodunum (now Soissons in
northern French), when the townspeople saw the bulk of the Romans’ siege works
(magnitudine operum)—including mantlets, siege towers, and earthen ramps (used to
make siege engines relatively higher and even top the wall)—they sent envoys and
surrendered.447 It was customary for Caesar to spare the lives of the besieged, if they
surrendered before battering rams hit the wall.448
443
See, in particular, passages in Udy, Organization of Work, 1959, 30, 42-43, 87-88, 90-91, 118-119.
444
On this account, some authors tended to be ignorant of the aftermath of ancient wars and insensitive
to the atrocities connected with technology when they tried to dramatize the devastation of modern wars
and technological weapons. For example, in a passage on “technology and war,” Andrew G. Van Melsen
asserted that “[i]n former ages war could still appear to some as a kind of rough and tumbl[ing] social
sport, but technological terrors such as the thermonuclear bomb make it clear what war really is.” See van
Melsen, Science and Technology, 1961, 306.
445
In the preface of How to Survive under Siege, Aeneas Tacticus wrote “When men set out from their
own country to encounter strife and perils in foreign lands and some disaster befalls them by land or sea,
the survivors still have left their native soil, their city, and their fatherland, so that they are not all utterly
destroyed. But for those who are to incur peril in defence of what they most prize, shrines and country,
parents and children, and all else, the struggle is not the same nor even similar.” This passage of quotes is
taken from The Illinois Greek Club, Aeneas Tacticus, Asclepiodotus, Onasander, with an English
Translation, 1923, 27.
446
The Gallic War Book 7.28 and 8.44, as in Julius Caesar, The Gallic War, 1958, 420-421, 574-575.
447
The Gallic War Book 2.12, as in Julius Caesar, The Gallic War, 1958, 106-107.
448
The Gallic War Book 2.32, as in Julius Caesar, The Gallic War, 1958, 130-131.
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449
Vegetius’s On Military Matters Book 4.30 and 4.17, as in Flavius Vegetius Renatus, Vegetius: Epitome of
Military Science, 2001, 139, 130.
450
My translation based on Siege Matters 158, as in Whitehead, Apollodorus Mechanicus, Siege-Matters,
2010, 46.
451
Attic Nights Book 1.8.11–1.8.13, as in Aulus Gellius, The Attic Nights Vol. 1, 1961, 68-69. In this
particular account, the chief-craftsman did not follow the commander’s instruction for the larger material
and was physically punished for choosing a smaller piece of wood. While Aulus Gellius wanted to make a
case that it is imperative to follow orders, I interpret the same incident in a different way.
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commitment to military technologies which the author thought were the most defining
aspect of the battle. Notably, when discussing siege warfare, although the anonymous
author’s On Military Matters (Part 18 and 19) did not specify dimensions and quantities
for construction, they described procedures to make and deploy war engines that were
superior in siege warfare and led to a binary victory.
For the purpose of illustrations, the distinctions and classifications of dominant ways to
assess success and to achieve goals are briefly summarized in Table 3.1, drawing from
the examples in this chapter. Each of the three columns looks at one particular field
whose overall success is measured predominantly by one approach: architecture by
quality, siege engines by quantity, and siege warfare in binary. Each column is further
broken into three blocks, each representing a dominant approach to achieving goals.
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Table 3.1: A Breakdown of Dominant Ways to Assess Success and to Achieve Goals in the
Selected Ancient Writing
The ideas of Ancient Greek machine continued to bear on the Greek-speaking world.
Ancient Greek μηχανικός, as an adjective meaning “resourceful,” “inventive,” and
“ingenious” (e.g. Xenophon) as well as “mechanical” (i.e. of machine, e.g. Aristotle’s
disciple), was employed by later Greeks, such as Lucian (ca. 120–190 CE), Athenaeus (fl.
200 CE) and Aulus Gellius, to express “mechanic” (as a noun for occupation).452 At the
same time, the same word maintained the meaning of “mechanical” (as adjective), but
often functioned as adjective nouns to represent the field of mechanics, such as
μηχανικά (in the plural neutral case) by early authors like Aristotle’s disciple and
Plutarch (45–120 CE),453 and μηχανική (in the singular feminine case) by Plutarch and by
452
Lucian’s Hippias, or The Bath 2, Athenaeus’s The Learned Banqueters 207b and Aulus Gellius’s Attic
Nights Book 10.12.10 as in Lucian, Lucian Vol. 1, 1913, 36; Athenaeus, The Learned Banqueters Vol. 2,
2006, 492, 494; Aulus Gellius, The Attic Nights Vol. 2, 1960, 244.
453
Aristotle’s Mechanics 847a and Plutarch’s Marcellus 17.4 as in Aristotle, Minor Works, 1955, 330;
Plutarch, Plutarch's Lives Vol. 5, 1961, 478.
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The Modern Greek language has very often used μηχανικός and its declensions to
express engineering and engineer in English. While μηχανική alone (e.g. η μηχανική)
denotes the field of mechanics, the word, when combined with other words,
conveniently represents a range of ideas and institutions that are no longer related to
mechanics: school of engineering (σχολή μηχανικών), engineering sciences (επιστήμες
μηχανικών), software engineering (μηχανική λογισμικού), chemical engineering (χημική
μηχανική), aerospace engineering (αεροδιαστημική μηχανική) and biomedical
engineering (βιοϊατρική μηχανική). Likewise, μηχανικός, in most cases, is not at all a
mechanic. The word alone is sufficient to represent modern engineer (ο μηχανικός) or
engineers (οι μηχανικοί). Along with other words, it may denote software engineer
(μηχανικός λογισμικού), civil engineer (πολιτικός μηχανικός), chemical engineer
(χημικός μηχανικός), mechanical engineer (μηχανολόγος μηχανικός), electrical engineer
(ηλεκτρολόγος μηχανικός), computer engineer (μηχανικός υπολογιστών), electronic
engineer (ηλεκτρονικός μηχανικός), etc.455
When translating English engineering and engineer into Greek, some native speakers of
the Modern Greek language apparently did not think highly of μηχανική (“engineering”)
or μηχανικός (“engineer”) because of the legacy of their ancient counterparts, and
instead coined other uncommon words to replace these commonly-used words.456
Notable authors who translated Carl Mitcham’s book, Thinking through Technology: The
Path between Engineering and Philosophy, into Greek, rendered “engineering” as
μηχανοτεχνία (i.e. the art of machine, or “η τέχνη των μηχανών”) with careful
reasoning.457 According to the two translators, to avoid essentialist connotations of
engineering and to retain the most general sense of engineering, they opted for art
(τέχνη), a term which they thought exhibits “non-analytical dimensions.”458 However, by
454
Plutarch’s Marcellus 14.6 as in Plutarch, Plutarch's Lives Vol. 5, 1961, 472. For later Greek authors, see
Pappus's Collection Book 8.1 and Procopius’s Buildings 1.1.24 as in Pappi Alexandrini and Hultsch, Pappi
Alexandrini Collectionis Vol. 3, 1878, 1022; Thomas, Selections Illustrating the History of Greek
Mathematics Vol. 2, 1957, 614; Procopius, Procopius Vol. 7: Buildings, 1971, 10.
455
To compile a list of common words, I have relied on the Greek Wikipedia page for επιστήμες
μηχανικών (engineering sciences) and searched words that yield many results (at least 60,000) from
Google search.
456
E.g. Sidiropoulos, "Rendering of the Term Engineering in the Greek Language," 2015.
457
Mitcham, Η Τεχνολογική Σκέψη (Thinking through Technology), 2005, xxiii.
458
Mitcham, Η Τεχνολογική Σκέψη (Thinking through Technology), 2005, xxiv.
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My chapter has been alluding to the exact opposite of the segregation between
engineering and machine. I argue that, conceptually speaking, the normative content of
modern engineering dates back to the Greek machine, as contrivance, war engines, and
means that are employed most visibly in warfare. Indeed, the ancient Greek μηχανή and
μηχανικός do not fully correspond to the scope of our modern engineering.
Nevertheless, their use by the end of the fourth century CE,461 as demonstrated in the
works cited in this chapter, already provided precedents for three interdependent
historical-conceptual structures of the ideas of engineering that have endured over
time: the constructed value of innate genius and ingenuity as a source of inspirations for
visible achievements, the dominance of quantity and mathematics in the confidence of
performance, and the critical moments created by incessant competition between
humans in warfare.
459
Mitcham, Η Τεχνολογική Σκέψη (Thinking through Technology), 2005, xxii.
460
Compare, somewhat contradictorily, Mitcham, Η Τεχνολογική Σκέψη (Thinking through Technology),
2005, xxi.
461
The cut-off century is entirely based on the collection of the ancient authors I picked for this chapter.
Except for Procopius of Caesarea (ca. 500–ca. 565 CE), all the authors I cited lived before the end of the
fourth century CE. Excluding Procopius of Caesarea, however, does not affect my overall arguments.
462
In Medieval Latin, ingenium started to denote instances of ingenuity, notably machines and engines.
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Montaigne’s essays were further translated by John Florio (1552–1625) into English.
John Florio lifted the word “skill” and “engine” from his native English vocabulary and
dialect, a move that Montaigne did not make as much with Middle French engin and
chose:463
On the other hand, and even more importantly, Latin ingenium, Old French engin and
engigneor, and Italian ingegniere—the oldest of their kinds—were all influential. The
forms of their spelling, as well as the assortment of connotations in these words—
genius and ingenuity, visible achievements of machines in quasi-quantity, and the
mutual shaping of military engines and critical times in warfare—were adopted and
appropriated by many European languages, with renewed interest and native
experiences in visible performance of an “engine,” the purview of an “engineer.” We
may refer first to how modern engineer is spelled similarly in many languages, as in
Table 3.2.
463
Cf. Michel de Montaigne and Florio, The Essayes or Morall, Politike and Millitarie Discourses of Lo:
Michaell De Montaigne, 1603, 61; Michel de Montaigne, Essais De Messire Michel Seigneur De Montaigne,
1580, 170.
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Language Spelling
American/British English engineer
Brazilian/European Portuguese engenheiro
Croatian inženjer
Czech inženýr
Danish ingeniør
Dutch ingenieur
Finnish insinööri
French ingénieur
German Ingenieur
Italian ingegnere
Norwegian ingeniør
Polish inżynier
Romanian inginer
Russian инженер (Latinization: inzhener)
Swedish ingenjör
Ukrainian інженер (Latinization: inzhener)
For example, Middle English engyn came from Old French engin, and one of the earliest
usages was in Robert Mannyng’s (ca. 1275–1338) Chronical.465 Mannyng’s Chronical
recounted how the legendary wizard Merlin convinced his king that he would bring the
stones from “Ireland” to Britain and build a “steadfast” monument “ever to last.”466 The
monument that Merlin was purported to build is now Stonehenge, a visible, sizeable
extant structure which, along with the Great Pyramid, are two of the most notable “civil
engineering triumphs” or “wonder[s] of ancient civilization” recounted by modern
scholars.467 Merlin told how the “giants” had first brought the stones from Africa to
Ireland, not with force or strength. To move and place the stones, the giants used
“quaintise” (cleverness), “cunning,” and “sleight” (sly), and “contrived” and “worked”
with “engines very quaintly [cleverly].” I translate the entire passages in Table 3.3:468
464
This table is compiled based on the headwords in different languages of Wikipedia pages that
correspond to English engineer.
465
"Oxford English Dictionary Online," 2022, s.v.
466
The stones might have actually come from the Preseli Hills in west Wales, not Ireland.
467
E.g. Collins et al., The Professional Engineer in Society, 1989, 149; Davis, Thinking Like an Engineer,
1998, 9. Note that Michael Davis did not approve of such characterization as an origin of engineering.
468
The Middle English passages are based on Furnivall, The Story of England, by Robert Manning of
Brunne, A.D. 1338, 1887, 307-308.
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Similarly, in the Early Scots language, John Barbour’s (ca. 1320–1395) The Bruce, a long
narrative poem about Robert the Bruce (1274–1329), King of Scotland, described a
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Fleming military engineer, John Crab. The engineer aided Walter Stewart (ca. 1296–
1327) in defending Berwick, the town that the Scots recaptured recently from England
in 1318. Although there were many other men, including archers, club-men, and
crossbowmen, John Crab was singled out and was the only aide with a name. The
engineer made military engines (“engynys”) and cranes and provided different kinds of
catapults and shots to defend Berwick. The engineer must be superior and
indispensable, as he was of “such great skill [sa gret sutelté]” in “preparing and
arranging [ordane, now spelled ordain] and making apparatus [apparaill, in a sense
owing to preparations] to defend and assail the wall [til, now spelled tile, meaning
bricks] of a war-castle, or, if not, [of] a city, that no one slyer [sleyar, meaning more
cunning] might be found” (Book 17.239–249).469
In defending the town, the Scots captured an unnamed engineer from the English and
forced him to cooperate. This engineer (“engynour” or “gynour”) was said to be “the
slyest [sliest, i.e. most cunning] of the profession [mister], and the (only) one (“ony”)
that people knew of, far or near” (Book 17.434–436).470 Like Archimedes of Syracuse,
the two engineers proved to be instrumental in successfully defending Berwick during
the siege of 1319, and were portrayed to effect great power with little force. The enemy
then deployed a “sow” (or armored moving shelter), a siege engine that protected
“miners” who would undermine the foundation of the wall when the sow was close to
the structure. The anonymous engineer maneuvered a mangonel quickly and lightly
(both senses in deliverly), slung stones flying smartly (smertly, i.e. swiftly and
vigorously), and finally smashed the shelter. John Crab, who “had prepared his gear all
along, set fire to his bundle of sticks,” threw them to the sow and burnt it, and won the
battle (Book 17.597–710).471
469
My translation based on Duncan, ed., The Bruce, 2007, 629.
470
My translation based on Duncan, ed., The Bruce, 2007, 639.
471
My translation based on Duncan, ed., The Bruce, 2007, 651.
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different word families in Greek and Latin. In modern (and premodern) European
languages, the two referents converged in very similar (if not the same) words.
For example, in Italian, ingegno (intelligence, ingenuity, talent, etc.) and inganno (deceit,
trick, etc.) overlap in forms and meanings drawing from Latin ingenium.472 Italian
ingegnare and ingegnarsi (to devise with mind), ingégno (engine, tool, device, etc.),
ingegnóso (witty, wily, ingenious, etc.) and ingegniéro or ingeniére (“an inginer, a
fortifier, a deviser of engines”) were documented in Italian-English dictionaries in the
sixteenth century.473 Niccolò Machiavelli’s (1469–1527) The Art of War, published in
1521, employed these words, including ingegno (“talent” and “genius”), ingegnarsi
(“contrive”), and ingegneri (plural of “engineer”).474 A Spanish-English-Latin dictionary in
1591 included engaño (deceit), engeño (“an engine, machina”), engenero (“an engine
maker”), and ingenio (“witte, ingenium”).475 The dictionary’s lexicographer revised and
added a number of entries, now in a Spanish-English dictionary, as follows:476
Of special interest is the French language. In Old French (from the 8th century to the 14th
century), engin conveyed ruse and cunning (usually to deceive), intelligence and talent,
472
Marr et al., Logodaedalus: Word Histories of Ingenuity in Early Modern Europe, 2018, 78-79.
473
Thomas, Principal Rules of the Italian Grammer with a Dictionarie, 1550, s.v; Florio, Worlde of Wordes
[Dictionarie in Italian and English], 1598, s.v.
474
Compare respective pages between the following Italian source and modern English translation:
Marchand et al., ed., L’arte Della Guerra; Scritti Politici Minori, 2001, 29, 32, 38, 160, 176, 222, 239, 265;
Lynch, ed., Art of War, 2003, 5, 7, 12, 85, 93, 124, 134, 151.
5, 7, 12, 85, 93, 124, 134, 151 vs 29, 32, 38, 160, 176, 222, 239, 265
475
Perceval, Bibliothecae Hispanicae: Pars Altera. Containing a Dictionarie in Spanish, English, and Latine,
1591, s.v.
476
Perceval, A Dictionarie in Spanish and English, 1599, s.v.
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war machines, and mechanical device for specific use.477 As late as in the sixteenth
century, engin now expressed both “an engine or instrument” and “understanding,
witte,” without the former sense of deceit.478 Although negative connotations of engin
were carried through mal-engin (“deceitfully dealing”), derivatives of engin were mainly
disapproving expressions, including enginer or engigner (“to bewitch, to enchant: also to
deceive”) and engigneur (“a deceiver”). Engineer and ingenuity were positively
conveyed through inge–, a prefix derived from Latin ingenium: ingenieux (“wittie, of
good understanding”) and ingenieur (“an Inventor: a fortifier of townes and forts”).479
But there was no clear distinction between the two sets of words, as they were easily
confused and sometimes used interchangeably. For some lexicographers, ingenieur is, in
English, “An Enginer, Engine-maker; Fortifier,” but in French, enginer, as a verb, was to
bewitch, deceive, or beguile.480 In the eighteenth century, engigneur once meant
ingénieur (i.e. engineer).481 The late prominent French linguist Alain Rey (1928–2020)
noted that there was an awkward harmony (l'homonymie gênante) between these
words.482
In the English language, the developments of engine followed the Old French engin
closely. Engine was derived from Old French engin in all the senses possessed by the
latter, but engineer appeared to share very few of the burden of deceit and wile from
the Old French engin or engigneur.483 English engineer did not appear to go through the
process of what French linguists call “réfection” (i.e. restoration), which had helped
improve the image of French ingénieur by distancing itself from the equivalents having
en– (e.g. engigneor).484 All the equivalents of English engineer in other languages in
Table 3.2, save Portuguese engenheiro, have a prefix in–. It is likely that in the formation
of their words for engineer, these closely-related languages either adopted a spelling
similar to French ingénieur based in Latin ingenium from the beginning, or straddled a
form between French ingénieur and engigneur, until they took the side of the
exonerated ingénieur and fixed on the rebranded identity. No matter what paths they
477
Rey, Dictionnaire Historique De La Langue FrançAise, 2010, s.v.
478
Hollyband, A Dictionarie French and English, 1571, s.v.
479
Hollyband, A Dictionarie French and English, 1593, s.v.
480
Cotgrave, A Dictionarie of the French and English Tongues, 1611, s.v.
481
Jean-Baptiste de La Curne de Sainte-Palaye, Dictionnaire Historique De L’ancien Langage François,
1878, s.v. The manuscript for the dictionary was drafted in the eighteenth century.
482
Rey, Dictionnaire Historique De La Langue FrançAise, 2010, s.v.
483
"Oxford English Dictionary Online," 2022, s.v.
484
Compare Rey, Dictionnaire Historique De La Langue FrançAise, 2010, s.v; "Oxford English Dictionary
Online," 2022, s.v.
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took, processes similar to the French réfection may have taken place at some time, and
the purification of engineer has always been at work.
But the vindication of engineer has hardly changed the fundamentals of engineering.
The historical-conceptual structures of the ideas of engineering, which have been
uncovered and discussed through the Greek machine and their premodern successors in
this chapter, are embodied social practices not bounded immediately by
contemporaneous words and expressions, though their linguistic-conceptual origins may
be reckoned and outlined afterward, as demonstrated in this chapter. I suggest the
legacy of these linguistic concepts must have been somewhat entrenched not only in
English, but also in most of the modern European languages (as in Table 3.2), and their
influence on and manifestations in the Western concepts of engineering can never be
overlooked.
These historical-conceptual structures have stayed with us, evolved with technology and
social institutions, reinforced and asserted their interconnections, and become even
more formidable and relevant to our modern life—engineering and non-engineering
alike. The refined categories include, among others, the virtue and merit of talent and
genius as a valuable source for producing visible (usually binary and quantitative) feats,
the confidence and trust in quantity and mathematics in assessing and determining
performance, and the institutionalized competition among humans and their
organizations that manufacture stress and critical moments. The scope and manner of
how these qualities interact and pertain to us in modern times will be the subject of the
next chapter.
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CHAPTER 4
Before we stride into the present day’s engineering, it is necessary to at least provide a
broad-brush description of how the binaries in ancient military writing have translated
into modern categories and experiences. The binaries in ancient siege wars were crucial
because they led to bifurcating consequences that could never be taken lightly—the life
and death, the doom and flourishing of an individual, a community, or a city state. The
binary survival of these entities is predicated on war engines, and derives their belief
and confidence in machine from its exceptional performance that clinches a turnaround.
It is not a matter of whether it is “deus ex machina” (god from machine) or “machina ex
deo” (machine from god).485 In some cases, machine has become, in reality, the object
485
The latter was used by Lynn White Jr. (1907–1987) in his book title, suggesting that (non-military)
machinery technology has been religiously motivated by Western Christianity since medieval times See,
inter alia, White, Machina Ex Deo: Essays in the Dynamism of Western Culture, 1968, 69-73, 89-94. Note
that Lynn White did not differentiate between military and non-military machine in terms of their
connection to Western Christianity. His examples, nevertheless, showed that his argument of “machina ex
deo” is based on civil use of machinery. For the Latin (and Greek) expression deus ex machina, see
footnote 437.
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of admiration, worship, adoration, and even sacrifice (see below). It is, in essence,
“machine as god.”
Here are a few examples. Partially influenced by his former experiences of serving in the
U.S. Navy, Buckminster Fuller (1895–1983) wrote the following passages in his 1940
poem “No More Secondhand God,” about how aviators and sailors relied on
instruments during World War II:486
I see God in
the instruments and the mechanisms that
work
reliably,
more reliably than the limited sensory departments of
the human mechanism.
Whether Fuller’s description reflects that “he” sees machine as God or a partial image of
God or of his arrangement of the world’s order is unimportant to us. Of interest is how
the machine is close to a god during a life-and-death situation, and how it echoes
Plutarch’s accounts of the Romans “fighting against the gods,” which were Archimedes’
military engines.487
486
Fuller, No More Secondhand God and Other Writings, 1971, 2. I found this source, during the summer
of 2016, in Mitcham, Thinking through Technology, 1994, 36.
487
See footnote 345 and the passage cited.
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Jake Holman loved machinery in the way some other men loved God, women
and their country. He loved main engines most of all, because they were the
deep heart and power center of any ship and all the rest was trimming, much of
it useless. [See my footnote above.]
But in modern times, there has also been a growing identification of machine with God
in a non-military context. Henry Adams’s (1838–1918) “The Dynamo and the Virgin”
showed that the powerful motors, as a symbol of modernity from industry, became an
object of worship that had been accorded only to God:489
To him, the dynamo itself was but an ingenious channel for conveying
somewhere the heat latent in a few tons of poor coal hidden in a dirty engine-
house carefully kept out of sight; but to Adams the dynamo became a symbol of
infinity. As he grew accustomed to the great gallery of machines, he began to
feel the forty-foot dynamos as a moral force, much as the early Christians felt
the Cross.
488
MacKenna, The Sand Pebbles, 1962, 10-11. This passage was cited by Samuel Florman in The Existential
Pleasures of Engineering, and was further critiqued by Sally Hacker for gendering technology. See
Florman, The Existential Pleasures of Engineering, 1976, 136; Hacker, "Doing It the Hard Way," 1985, 129.
489
Adams, "The Dynamo and the Virgin," 1907, 332. Henry Adams often conflated dynamos with X-rays,
and in this way, depicted a single new set of fascination and moral significance from the two distinct kinds
of artifacts and energy. The technical differences between the two was unimportant to him. What loomed
large was the modernity represented by these emerging oddities.
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And in his poem “Prayer to the Dynamo,” the worship also put us in peril, because the
force driven by electric currents was occult, not moral, and even supernatural and
unaccountable:490
This dual, sometimes irreconcilable nature of machine that has been shown thus far—
the reliable efficacy and functional enclosure on the one hand, and the unaccountable
concealment of sociocultural relations and spiritual significance on the other—have
been explored, respectively, in the formulation of “thing knowledge” and “device
paradigm” in philosophy of technology, and I am not going to reiterate these themes.491
The more significant for our purpose is the mystic power which Henry Adams traced to
the indispensable and occasionally capricious potency of machine.
The technological “cult” is alive and well in modern industry, and its manifestations are
systematic and common in non-Christian places where animism is more prevalent. In
Taiwan, for example, bags of corn-crisp snacks “Kuai Kuai” (乖乖, an expression asking
to “behave well”) packaged in green color (signifying “green light” and non-stopping)
are seen as “good luck charms” and exclusively placed on (or near) crucial machines and
equipment, from small-sized companies, banks, laboratories, and hospitals, to the
490
Adams, "Prayer to the Dynamo," 1920, 129. In “The Dynamo and the Virgin,” he said that although
both the Virgin and the dynamo “were all occult … [and] all reacted on his mind … he rather inclined to
think the Virgin easiest to handle.” A fundamental difference he drew between the Virgin and the
Dynamo was that the power and energy of the Virgin “could hardly be deflected, diverted, polarised,
absorbed more perplexingly than” the radiant matter. See Adams, "The Dynamo and the Virgin," 1907,
339.
491
Baird, Thing Knowledge, 2004; Borgmann, Technology and the Character of Contemporary Life, 1984.
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national research institute Academia Sinica and many high-tech giants like TSMC and
MediaTek.492 The superstitious cultural practice can only be explained by the binary
difference between the functioning and non-functioning of a machine. Faith in
provisioning snack sacrifice for machine reflects the idea of regarding machine not as a
non-human actor or agent that is comparable to human players in a symmetry of
semiotics and emergent temporally in crucial times, as suggested by some STS
theories.493 Instead, modern machine is, ipso facto, a secular deity always in a decisive
capacity.
(Source: https://www.kuai.com.tw/)
The Silent Engineers: From the Conflicts of Military Engines to the Competition of Civilian
Machines
While there have been instances where technological development led and funded by
military campaigns trickled down and was adapted to peaceful uses, such as computer
numerical control (CNC) and the Internet,494 civilian technology, by and large, takes its
course through private investment and interests. Nevertheless, in certain cases, the
process of the latter’s developments does suggest a parallel with the military
counterpart. Specifically for our present purposes, I will provide evidence that the
492
Ngo, "The ‘Good Luck’ Snack That Makes Taiwan’s Technology Behave," 2021; Anonymous, "Kuai Kuai
Culture," 2021.
493
E.g. Latour, Science in Action, 1987; Pickering, The Mangle of Practice, 1995.
494
Noble, Forces of Production, 1984; Abbate, Inventing the Internet, 1999.
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expansion of machine’s decisive binary power to civilian life has been interrelated to the
outgrowth of rapid developments in the industry and private sectors that prioritized
progress, competition, and technological control over the repair, maintenance, and
democratization of old or “low” technology.495 And conversely and no less importantly,
competition and progress can rarely be established with confidence unless there is a
reductive, binary way to conveniently (and often superficially) determine whether it is
advancement or regression. In several cases that follow, the binary contest of
technology for the purpose of “progress” existed in open competition that was visible to
spectators, without bloodshed on a battlefield.
For example, fifty decades before Henry Adams went to the 1900 Paris Exposition and
was mesmerized by the then state-of-the-art dynamo, the Great Exhibition of 1851 was
nothing short of a civilian competition of mechanical arts, and was in many ways a
technological display between nations in industry. From the perspective of the American
and the British, in retrospect, at the center of intense attention and interest was the
relative technological prowess in the binary of winning and losing. According to early
research drawing from primary sources of newspaper, a particular highlight was Alfred
C. Hobbs (1812–1891), an American locksmith, who represented his locksmith company
and competed with the best locks in Britain. In an open trial with witnesses and
journalists at the Exhibition, he picked the Chubb detector lock within twenty-five
minutes, and later, proceeded to open the Bramah lock displayed at Bramah’s
storefront and won a prize. Both locks were at the forefront of the British lock
manufacturers and were believed to be the best ones in the world. In addition,
McCormick’s reaper, “which looked so ungainly in the Crystal Palace, was demonstrating
its value in the open fields where the agricultural jury watched its performance in
amazement” and won a medal. And an American clipper-yacht won a contest and
arrived twenty-four minutes earlier than its runner-up. Accordingly, some contemporary
American author observed that the United States “had conclusively shown its
supremacy over the British in mechanical skill.”496
But more rivalries took place not in displays of a spectacle, but through fierce
commercial competition that was supported by industry leaders. In Britain, Charles
Hutton Gregory (1817–1898), president of the Institution of Civil Engineers (ICE),
warned in his 1868 presidential address that even though state-run establishments had
495
The idea of maintenance is inspired by the Maintainers’ movement of Lee Vinsel and many his
colleagues.
496
Cunliffe, "America at the Great Exhibition of 1851," 1951, 122-126.
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contributed to more powerful guns, bombshells, and warships and maintained the
global leadership of the Royal Navy, manufacturers and suppliers from the private
sectors were supposed to be the rival of the government. Such policy, he believed, may
stimulate progress, and it was “by such competition many valuable inventions have
been produced already.”497
A decade later, one of Gregory’s successors took this position even further, now
considering its own curated history of engineering in civilian sectors. John Hawkshaw
(1811–1891), English civil engineer and president of the then British Association for the
Advancement of Science, examined in 1875 how most prominent mechanical appliances
and civil constructions in the past had often been spillover from military initiatives, and
that the great cathedrals were owing to ecclesiastical endeavors. In the former, he
reasoned, “in the long sieges … during the old wars of Greece and Rome, the inventive
power of man was taxed to the utmost to provide machines for attack and defence.” In
the latter, he commented, “these great ecclesiastical buildings were erected, which are
not more remarkable for artistic excellence than for boldness in design.” He lamented,
in general, “works of a utilitarian character, which concern the engineer, did not receive
much encouragement.”498 Hawkshaw suggested that his times were different and,
indeed, “happier … for inventors: keen competition among manufacturers does not let a
good invention lie idle now.”499 He singled out Watt’s steam engine as the culmination
and archetype of the new motive power, making engineering works relying on steam
power not only possible but also become a necessary asset of modernity.
The slow and laborious toil of hands and fingers … was turned to other
employments, where, aided by ingenious mechanical contrivances, the produce
497
Gregory, "Address of the President," 1868, 201.
498
Hawkshaw, "Address of Sir John Hawkshaw," 1876, lxxx-lxxxi.
499
Hawkshaw, "Address of Sir John Hawkshaw," 1876, lxxxvi.
500
Hawkshaw, "Address of Sir John Hawkshaw," 1876, lxxxiv.
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of one pair of hands was multiplied a thousandfold, and their cunning extended
until results marvellous, if you consider them, were attained.
To him, all these developments were most obvious in the textile industry, that “[m]ore
ingenuity and creative mechanical genius is perhaps displayed in machines used for the
manufacture of textile fabrics than by those used in any other industry.”501 In the case
of power looms, “the greatest discovery in the art of weaving ... led eventually to the
substitution of steam for manual labour, and enabled a boy with a steam-loom to do
fifteen times the work of a man with a hand-loom.” And “[f]or complex ingenuity few
machines will compare with those used in the manufacture of lace and bobbin net ...
reducing the cost of its produce to one-fortieth of what the cost had been.”502
Hawkshaw said engineering practitioners were “unseen workers,” whose “inventions
the majority of mankind know little.” He added, “[t]hey worked silently at home, in the
mill, or in the factory, observed by few … in most cases, these silent workers had no
wish to expose their work to public gaze …They … succeeded by rare genius, long
patience, and indomitable perseverance.”503
The Priests of the New Epoch and their Superstitious Engines: Machine and Mechanics
at the Center of Civil(ian) Engineering
On the other hand, like the few ancient Greek and Roman authors who did not reduce
ingenuity to comparison and quantity, Hawkshaw simultaneously embraced a
qualitative, eclectic view about civil engineering. He thought that if engineers could be
said to surpass their predecessors, it was not because of superior ideals, but “the
accumulation of experience.” To this end, he welcomed all relevant knowledge to
contribute to engineering, as he wrote, “whenever difficulties shall arise or works have
to be accomplished for which there is no precedent, he [sic, here and hereafter] who
has to perform the duty may step forth from any of the walks of life, as engineers have
not infrequently hitherto done.”
501
Hawkshaw, "Address of Sir John Hawkshaw," 1876, lxxxiv.
502
Hawkshaw, "Address of Sir John Hawkshaw," 1876, lxxxv-lxxxvi.
503
Hawkshaw, "Address of Sir John Hawkshaw," 1876, lxxxiv.
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The success and practicality of engineering works, he recognized, “is often determined
by other elements than the inherent difficulty in the works themselves.”504 He did not
want to, for example, immediately replace “old and obsolete machines … bad forms of
furnaces …wasteful grates, existing in most dwelling-houses,” and would only adopt
new devices when it was time to “build new mills, new furnaces, new steamboats, or
new houses.”505 It was his belief that “we cannot create a force; we can, and no doubt
shall, greatly improve the application of those with which we are acquainted.” In this
spirit, in genuinely asked: whereas “[t]he telescope extended our vision to distant
worlds … [p]ostal deliveries were and are [still] great and able organizations; but what
are they to the telegraph?”506
A sense of déjà vu from the last Chapter now comes upon us: civil engineering, a parallel
with its ancient predecessor of a chief-craftsman’s master-art, claimed all the fields of
engineering, including military engineering,507 and yet it sometimes embraced machine
as an archetype of engineering. George S. Morison (1842–1903), president of the
American Society of Civil Engineers (ASCE), maintained in his presidential address the
enormous breadth of civil engineering, a profession that includes all civilian engineering
fields:508
504
Hawkshaw, "Address of Sir John Hawkshaw," 1876, xcix.
505
Hawkshaw, "Address of Sir John Hawkshaw," 1876, xcviii.
506
Hawkshaw, "Address of Sir John Hawkshaw," 1876, xcix-c.
507
In United States, civil engineering and military engineering formally crossed path when the Corps of
Engineers was formally assigned in 1821 to survey and build major roads and canals, and could be called
“civil engineers.” At the same time, polarization between the Corps of Engineers and “the non-military
civil engineers” surfaced into open disparagement as early 1880 in the American Society of Civil
Engineers. See The American Society of Civil Engineers, The American Civil Engineer, 1852-1974, 1974, 4,
148-149.
508
Morison, "Address at the Annual Convention," 1895, 471.
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the work of the soldier. Civil engineering, in its true meaning, embraces every
special branch of engineering.
He cited the current ASCE’s constitution and added that the membership encompassed
“a civil, military, naval, mining, mechanical, electrical or other professional engineer, an
architect or a marine architect, qualified to design as well as to direct engineering
works.” On the other hand, the title of a civil engineer did not come without
qualifications:509
The professional limitation which should be applied to the civil engineer is that
he [sic, here and hereafter] must be a man who, in his own department, can
design as well as direct; he must have that control over his work which nothing
but intelligent knowledge of the subject gives … Any man who is thoroughly
capable of understanding and handling a machine may be called a mechanical
engineer, but only he who knows the principles behind that machine so
thoroughly that he would be able to design it or to adapt it to a new purpose,
whatever that purpose may be, can be classed as a civil engineer. [And similar
arguments applied to “sanitary engineer,” “mining engineer,” and “electrical
engineer.”]
And yet, Morison gave primacy to machine and what could be called mechanical
engineering, now in the makeover of the civilian, non-war “engine.” He defined tools
very broadly, including “warehouses and office buildings” and “the Congressional
Library.”510 But he asserted that “engine” was the highest form of a tool of a civil
engineer:511
Every engineering work is built for a special ulterior end; it is a tool to accomplish
some specific purpose. Engine is but another name for tool; the business of an
engineer relates to tools; a civil engineer must be capable of designing as well as
handling tools. The highest development of a tool is an engine which
manufactures power. All the great possibilities of our profession come from the
existence of such tools.
509
Morison, "Address at the Annual Convention," 1895, 471-472.
510
Morison, "Address at the Annual Convention," 1895, 482.
511
Morison, "Address at the Annual Convention," 1895, 471.
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By engine, he was referring to any machine that generates power, the exemplar of
which was steam engines. He considered the time “when man began to manufacture
power … as the division between the ancient and the modern, between ignorance and
intelligence, between the national strife which may then be classed as barbarism, and
the new civilization.”512 The conception of “engine” provided unqualified confidence in
managing other non-technical affairs:513
This was because, unlike other knowledge like theology, metaphysics, biology, and
medicine, “[t]he physical laws of power and strength are mathematically exact and
admit of no trifling.”514 Morison reasoned:515
their laws have not the mathematical rigidity, the clear definition and the
thorough discipline which mark the laws with which our profession works …
Dealing with accurate definite laws and guided by the corrective touch of
physical nature, the education of the engineer will become more necessary,
more thorough and more exact than that of any other professional man.
The rigor of the reoriented civil engineering, whose merit and value were now based on
exact mathematics, helped formulate initial selectivity and elitism. He suggested the
ASCE’s constitution “would perhaps have been better expressed if it had been said
that … [only] who, with knowledge of the great sources of power in Nature, uses that
knowledge in the design and direction of engineering works, is qualified to be a
member,” and that “the architect who treats his profession as a fine art to decorate a
construction which he cannot design, belongs elsewhere.” He proposed that the
difference between the ASCE and other engineering societies was “[o]ur Society [i.e.
ASCE] should include the choicest minds.”516 Whereas each of the other engineering
512
Morison, "Address at the Annual Convention," 1895, 470.
513
Morison, "Address at the Annual Convention," 1895, 474.
514
Some sociologists of knowledge observed that exact laws and mathematics in natural science has
facilitated “a substantial agreement on who is doing important work.” See Cole, "Scientific Reward
Systems: A Comparative Analysis," 1978, 169.
515
Morison, "Address at the Annual Convention," 1895, 473.
516
Morison, "Address at the Annual Convention," 1895, 472.
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Nothing illustrates the power of mind over matter better than the work of our
profession … it is by the training of this mind that the civil engineer must prevail.
We are the priests of material development, of the work which enables other
men to enjoy the fruits of the great sources of power in Nature, and of the
power of mind over matter. We are priests of the new epoch, without
superstitions.
Morison’s statements overshadowed many of his successors that were less interested in
machine, making later claims about the purview of civil engineering modest and more
reasonably bounded. Consider J. James R. Croes (1834–1906), also president of the
ASCE. In his 1901 address, titled “A Century of Civil Engineering,” he defined:520
Civil Engineering treats of the intelligent direction of the laws governing matter
so as to produce effects which will reduce to a minimum the time and physical
labor required to supply all the demands of the body of man and leave more
opportunity for the exercise of the mental and spiritual faculties.
Note the stated purpose of civil engineering, as Croes framed it, was liberating. He
considered progress as a law of nature, but natural development unfolded only slowly.
Civil engineering, therefore, “strives to simulate the results of the slow processes of
Nature, by causing the sources of power to act rapidly in any desired direction,”521 a
statement that was not unlike Aristotle’s formulation of machine as we saw in the last
Chapter. Notably, he manifested progress in modern transportation, buildings, and
public utilities, and identified what progress looked like:522
517
Morison, "Address at the Annual Convention," 1895, 477.
518
Morison, "Address at the Annual Convention," 1895, 475.
519
Morison, "Address at the Annual Convention," 1895, 483.
520
Croes, "A Century of Civil Engineering," 1901, 608.
521
Croes, "A Century of Civil Engineering," 1901, 613.
522
Croes, "A Century of Civil Engineering," 1901, 613.
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Appreciating, too, the fact that there is constant progress, and that what now
seems admirably adapted to our needs may in a short time require to be
superseded by improved structures and processes, the tendency of the time is
toward the production of works which will have a definite term of life, rather
than toward the construction of everlasting monuments.
In a way that is more expansive than his predecessor’s, Charles Hermany (1830–1908),
president of the ASCE, also spoke in his 1904 address about the role of engineering. As
we will see shortly, “civil engineering” now seemed to him a part of engineering, and yet
engineering was exemplarily physical laws of machine. He assumed, first, that the
developments of civilization must be uninterrupted, and “[t]he Engineer’s province in
this work is concerned largely with the physics which enter into the problem” and
knowing exactly “what is needful and possible.” An engineer must have their
“conceptions … correct, minute and comprehensive” and “be abreast or ahead of the
times … to materialize.”523 Great achievements were only possible with an elitism of
inborn genius instead of incessant work. His ideal conception of engineering means:524
523
Hermany, "Address at the Thirty-Sixth Annual Convention," 1904, 458-459.
524
Hermany, "Address at the Thirty-Sixth Annual Convention," 1904, 459.
525
Hermany, "Address at the Thirty-Sixth Annual Convention," 1904, 459.
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He delimited the exemplary civil engineering work to constructions, and argued that
“art” had been an indispensable part of civil engineering:527
He differentiated between the construction arts of an engineer and what he called “fine
arts:”528
526
Hermany, "Address at the Thirty-Sixth Annual Convention," 1904, 462.
527
Hermany, "Address at the Thirty-Sixth Annual Convention," 1904, 464.
528
Hermany, "Address at the Thirty-Sixth Annual Convention," 1904, 464.
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Judging from all the above sources, I argue that the sociotechnical basis underlying
Morison’s grander statements than Croes’s or Hermany’s was not because engines or
machines were fundamentally superior to or necessarily more useful than civil
constructions. The unspoken grounds for the confidence were the following
assumptions: the primacy of engine as the highest form of a “tool,” the rigor of
mathematics in the direction and control of material progress, the merit of genius, and
the selectivity about the “choicest” mind. Considering how Hermany presented
“engineering” and “civil engineering” differently, it is evident that the source of the
engineering confidence lay in a habitual reduction: the functions and value of civilian
engines, like those of the former war machines, can be reduced to numbers and
equations, rendering competition and progress illusorily straightforward and
unequivocal. In construction, it made no sense to declare that a 20-story building is
greater or more useful than a 10-story one or to continue building higher structures. For
machine, it was all the way easier to compare and assert the supremacy of a more
powerful and efficient steam engine, and to declare a lesser one obsolete.529
The profound sentiment and implications of how machine made tremendous progress
had been voiced by Samuel Butler (1835–1902). In a newspaper article titled “Darwin
among the Machines,” he suggested that survival of the fittest among animals was not
529
David Edgerton, in his The Shock of the Old, observed that “‘Useful things disappear more completely
than meaningful and pleasurable things,’ noted a brilliant analyst, who recalled how we keep old
paintings, jewels and suchlike, but not tools. They disappear as soon as they no longer have practical use.”
My passage here suggested that both usefulness and practical use are the outcomes of relative easiness
of comparison.
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even a near rival to the evolution of modern machines. Machines evolved rapidly
because of human selection, and it remained to be wondered, how machinery’s
“subservience to the use of man has played that part among machines which natural
selection has performed in the animal and vegetable kingdoms.”530 He continued, with
caution, that the opposite of servitude may also be true—humans also served and took
great care of the machine like servants:531
man will have become to the machine what the horse and the dog are to man.
He will continue to exist, nay even to improve, and will be probably better off in
his state of domestication under the beneficent rule of the machines than he is
in his present wild state. We treat our horses, dogs, cattle, and sheep, on the
whole, with great kindness; we give them whatever experience teaches us to be
best for them … [machines] cannot kill us and eat us as we do sheep …
Day by day, however, the machines are gaining ground upon us; day by day we
are becoming more subservient to them; more men are daily bound down as
slaves to tend them, more men are daily devoting the energies of their whole
lives to the development of mechanical life. The upshot is simply a question of
time, but that the time will come when the machines will hold the real
supremacy over the world and its inhabitants is what no person of a truly
philosophic mind can for a moment question.
While Butler’s critique and pessimism may sound like a remote concern, the prospect
that machines evolve at an ever faster speed was greeted by engineers with enthusiasm
in a renewed calling. Henry Selby Hele-Shaw (1854–1941), English mechanical engineer
530
Butler, "Darwin among the Machines," Jun. 13, 1863.
531
Butler, "Darwin among the Machines," Jun. 13, 1863.
532
Butler, "Darwin among the Machines," Jun. 13, 1863.
533
Butler, "Darwin among the Machines," Jun. 13, 1863.
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there appears to be no reason why, at any rate, a great advance should not be
made on the present methods of machine evolution, for it must be pointed out
that, in one respect, the machine problem is vastly more simple than the
chemical, in that we can combine at will machine parts, and understand their
mode of combination; whereas we have no certain physical conception of the
nature of the molecular combinations which result in the production of such
different external forms
a law which has special application to biological development holds rigidly, both
with respect to machines and their inventors, and a process of natural selection
assuredly results in the survival of the fittest.
Biologists tell us that each animal lives in one short life the whole course of
development of its species. So must the inventor live through the whole progress
of the special machine he seeks to improve.
Hele-Shaw raised at once two aspects of machines that complemented each other
uneasily. On the one hand, there seemed to be endlessly diverse possibilities of how a
practitioner may build a machine, as he claimed, by combining mechanical parts with
freedom, which was more restricted in other fields like chemistry, and on this ground he
believed mechanical problems were simple. On the other, under the presence of the
universal, neutral law of evolution, building machines was a formidable challenge,
534
Hele-Shaw, "The Evolution of Machines," 1885, 404.
535
Hele-Shaw, "The Evolution of Machines," 1885, 405.
536
Hele-Shaw, "The Evolution of Machines," 1885, 406.
537
Hele-Shaw, "The Evolution of Machines," 1885, 407.
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because fierce competition made the success and failure in the commercial realities of
building machines a binary matter of life and death as in the evolution of a species.
“Survival of the fittest” was no less an extended metaphor than an informed analogy.
And he went on and discussed how the ingenuity required for making his difference
engine corresponded to a general’s capability in arranging forces in a modern battle:539
It is now felt and admitted, that it is the civil capacity of the great commander
which prepares the way for his military triumphs; that his knowledge of human
nature enables him to select the fittest agents, and to place them in the
situations best adapted to their powers; that his intimate acquaintance with all
the accessories which contribute to the health and comfort of his troops, enables
him to sustain their moral and physical energy…
When directly engaged in the operations of contending armies occupying a wide
extent of country … With these elements he must undertake one of the most
difficult of mental tasks, that of classifying and grouping the innumerable
combinations to which either party may have recourse for purposes of attack or
defence. Out of the multitude of such combinations, which might baffle by their
simple enumeration the strongest memory, throwing aside the less important,
538
Babbage, Passages from the Life of a Philosopher, 1864, 179.
539
Babbage, Passages from the Life of a Philosopher, 1864, 180-181. The quoted passages appeared also
in his earlier work. See Babbage, The Exposition of 1851, 1851, 222-223.
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he must be able to discover, to fix his attention, and to act upon the most
favourable.
The genius that can meet and overcome such difficulties must be intellectual,
and would, under different circumstances, have been distinguished in many a
different career.
At last, the aforementioned genius, which had been circularly validated when critical
moments were presented and had been identified with military resourcefulness of
prevailing in the binary of success and failure, was now a defining characteristic of many
different careers and found its way into civilian activities. The process involved, among
others, the general demilitarization of engineering into civilian engineering, by which
military engineering was gradually pushed away from the center of any existent
engineering discipline, and any devotion of ingenuity to weaponry and killing would now
incur disgust and repulsion.540
Examples of similar developments after World War II are abundant in most developed
countries. In general, the militant conflicts that drew from the indispensable rare talent
of commanders and engineers were pacified and turned into non-violent competition:
large-scale warfare was turned into the arms race and space race; insurrection and
militants were replaced with elections, political campaigns, and the recent information
wars; the hostility of foes in regional skirmishes yielded to popular nationalism, trade
wars, and occasionally, sports rivalry among national professional athletic teams. Even
more broadly speaking, the binary of life and death in the existential survival of
individuals and communities, in one way or another, was for the most part symbolically
substituted by a conglomerate of modern binaries which are taken no less seriously
than the literal life and death in former times: the rise and fall of a representative
political party in an election, the growth and decline of an economy, the promise and
peril of opposing ideologies, the flourishing and doom of corporations and capital, the
540
Consider how H. G. Wells anticipated the future of war, where “the engineers will be intrenching and
bringing up a vast variety of complicated and ingenious apparatus designed to surprise and inconvenience
the enemy in novel ways.” In developed countries and in peacetime, similar accounts are no longer
appropriate or relevant. See Wells, Anticipations of the Reaction of Mechanical and Scientific Progress
Upon Human Life and Thought, 1902.
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success and failure of a natural or legal person, the operation and breakdown of
essential facilities and services, the positive and negative on financial statements, the
prevailing and losing in consequential legal trials, etc.
It is doubtful how much of a role modern engineering continues to play in the life and
death of the modern binaries, compared with the functions of other occupations and
entities. Do engineers help significantly with the upkeep of essential facilities and
services? These are empirical questions depending on specific engineering disciplines
and locations, such that we may say civil engineers and power plant engineers are more
direly needed than other engineers working for private interests. But as far as the
dominant narratives go concerning the difference between “engineers” and
“engineering technologists,” most engineering activities are problem-solving and the
design and creation of new products and services. In contrast, engineering technologists
are said to take greater responsibility for implementing and extending existing
technology and making modifications in the design process.541 This suggests that
engineering, ideally, looks to the future and concerns progress and improvement, even
though it is not uncommon that engineers sell, communicate, and maintain technology
in an official capacity.
541
These are common descriptions in introductory engineering textbooks. See, for example, Moaveni,
Engineering Fundamentals, 2016, 3-4; Oakes and Leone, Engineering Your Future, 2018, 35-37; Eide et al.,
Engineering Fundamentals & Problem Solving, 2018, 4-6; Kosky et al., Exploring Engineering, 2016, 3-5.
542
E.g. National Academy Press, Educating the Engineer of 2020, 2005; Royal Academy of Engineering,
Engineering and Economic Growth: A Global View, 2016.
543
Lucena, Defending the Nation, 2005; Wisnioski, "What's the Use? History and Engineering Education
Research," 2015; Layton, The Revolt of the Engineers, 1971; Seely, "The Other Re-Engineering of
Engineering Education, 1900-1965," 1999.
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development, much like how in competitive sports the entire team’s prolonged efforts
are reductively represented and overshadowed by the performance of the few in the
crunch time.544
But on this point, I wish to provide additional food for thought: since the fundamental
ideas of value creation or economic growth are based on product sales and domestic
consumption (think about revenues and GDP), it should not come as a surprise that
engineering, which is normatively supposed to solve problems and create new products
and services, is closely related to the maintenance, if not acceleration, of the speed of
consumption that contributes, ipso facto, to the economy. The interdependency of
engineering and economy is nothing more than a sociocultural construct, as long as
either of the two concepts is unchallenged and reinforced in public discourse.
Driven by the ever-present economic and commercial competition, the imperative for
growth and improvement made engineering and science the perfect prime mover for
improving existing technology at an unprecedented, accelerated speed. In the 1930s,
Lewis Mumford already commented that “[t]echnics in its traditional forms provided no
means of continuing its own growth.” He briefly observed that engineers, as an
emerging crossover between industrialists, scientists, and common workers, played a
key role in raising the ceiling of technology.545 In the 1970s, Harry Braverman depicted
engineering as standing at the forefront of calculating the “dollar” in the interest of
capitalist management. And David Noble set out to place engineering at the heart of the
scientific monopolization of technology serving corporate capitalism. Modern
enterprises, as it were, became gatekeepers of state-of-the-art technology for the big
tech companies, and monetary gain continued to motivate engineering to push the
boundary of technology.546 Engineers, so to speak, internalize those critical moments at
544
For example, in the preface of an ASEE report, the authors acknowledged that “with the end of the
Cold War, engineering education needed a new set of guiding principles to replace those that had been
developed following World War II. Rather than a world based largely on superpower competition and
national security, engineers now faced a world of intense international economic competition and
widespread public uncertainty about the uses of technology.” See American Society for Engineering
Education, Engineering Education for a Changing World, 1994, 8.
545
Mumford, Technics and Civilization, 1934, 219.
546
Braverman, Labor and Monopoly Capital, 1974, 199-200; Noble, America by Design, 1977, 33-49.
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A caveat must be added that these perspectives, which equate engineering in general
with corporate engineering, presented only part of the picture. Two elements have been
missing from the treatment of engineering. First, grand narratives based on the
economic consideration of corporate engineering hardly explain why in engineering
colleges, merit-based competition and motivations for doing “better” are also prevalent
and somewhat independent of the needs of the industry. Amy Sue Bix, for example,
documents the history of college concrete-canoe racing and how competition cultures
serve the needs of pedagogy, reinforce meritocracy and elitism, and permeate into K-12
education.548
Even without the administration of open competition, or without the binary of winning
and losing, modern engineering is by dominant tradition a binary practice. Most of our
advanced machines now include computer programs, and computer code is said to
either work or not work.549 Moreover, the open-ended nature of engineering design
projects, coupled with a set of constructively narrowed criteria to select a “best” design
or “pick a winner,” contributes to the heavy workload in engineering, because there is
always room (along perhaps with senses of achievement, power, and pleasure) for
making a solution “better” in terms of specific metrics (through, in part, quantifying
qualitative categories).550 Clear-cut methods to quantify and rank each alternative
547
Themes of engineers internalizing national crises were common in developing countries in the catch-up
with industrialized nations. See Han and Downey, Engineers for Korea, 2014, 134. The internalization of
corporate challenges and an engineer’s embodiment of the commercial value of their products are
insights taken from Taiwanese sociological studies of the labour process of engineers in the high-tech
industry, including Fang, "A Study on Labor Systems of Professional Employees in the Technology
Industry," 1997; Tang, "Selling My Soul to Work," 2001. Similar themes of the latter two can also be seen
in Kidder, The Soul of a New Machine, 1981.
548
Bix, "Mastering the Hard Stuff: The History of College Concrete-Canoe Races and the Growth of
Engineering Competition Culture," 2019.
549
In an article of The Guardian about the working life of a male software engineer, it says in his job, “two
things are certain–his code either works or it doesn’t.” Benedictus, "Work: Number Cruncher: A Working
Life the Software Engineer," Nov. 15, 2008.
550
To reach this conclusory statement, one needs to straddle and synthesize two isolated genres of
engineering education literature: on one hand, how project-based design projects are canonically taught
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design not only appear in engineering design education (e.g. decision or selection
matrix). They also appeal to some philosopher of engineering as a cornerstone of
practical or instrumental reasoning in engineering.551
and administered in engineering colleges, and on the other, how engineering students explained the
challenging and hard work of engineering. In particular, I am drawing from the following two sources:
Dym and Little, Engineering Design: A Project-Based Introduction, 2004, 108-113; Godfrey and Parker,
"Mapping the Cultural Landscape in Engineering Education," 2010, 12-13.
551
E.g. Hughes, "Practical Reasoning and Engineering," 2009, 390-393.
552
Lewis Mumford defined technics as “the field [of practical arts], that part of human activity wherein, by
an energetic organization of the process of work, man controls and directs the forces of nature for his
own purposes.” See footnote 133 and its corresponding paragraph.
553
Notably, this position is taken not only by engineering practitioners, but also by some philosopher of
engineering. See Hughes, "Practical Reasoning and Engineering," 2009, 375-379.
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“about,” but bear in mind there are more bonds than that. By extension, and as a
matter of interest, if we understand “science,” the commonplace counterpart of
technology, ideally as systematic knowledge and studies that do not immediately
concern practical application or obvious purposes of the knowledge, there are also
other combinational relations, namely, “technology of science,” “science of technology,”
and “science of science,” in addition to “technology of technology.” A full discussion of
the other three relations is beyond the scope of this work, but I am providing a
preliminary classification of their subcategories and specific examples in Table 4.1.
There are caveats here: the table is only illustrating my theoretical constructs, and there
are always gray areas as well as risks in categorizing technique and knowledge.
554
It should also be noted that the term “science of science” has been predominantly adopted by (natural
and social) scientists that use statistics and other quantitative methods to study science. Pierre Bourdieu
was one of the relative few who speaks of “science of science” from the perspectives of qualitative social
science. See Bourdieu, Science of Science and Reflexivity, 2004. An earlier, and much more discursive
attempt, is in Goldsmith and Mackay, ed., The Science of Science: Society in the Technological Age, 1964.
Its participant noted, in pp. 200-201, that the “new study might be called ‘history, philosophy, sociology,
psychology, economics, political science and operations research (etc.) of science, technology, medicine
(etc.)’. We prefer to dub it ‘Science of Science’, for then the repeated word serves as a constant reminder
that science must run the entire gamut of its meanings in both contexts.” For an approach to “science and
science” grounded in the cognitive tradition of psychology, see De Mey, The Cognitive Paradigm, 1982.
555
Reflexivity is one of the tenets of the strong programme in the sociology of knowledge. See, in
particular, Bloor, Knowledge and Social Imagery, 1991, 7.
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Table 4.1: Subcategories and Specific Examples of Four Relations between Science and Technology
Types of
Categories Subcategories Specific Examples
Relations
Systematic treatment 1. Epistemology, cognitive science, etc. 1. Educational and learning theories, etc.
about science or 2. Encyclopedias, library science, etc. 2. Chronicles of human thoughts, the Dewey
knowledge in general Decimal Classification, etc.
Specific formal knowledge 1. Peer-reviewing of knowledge 1. Review articles, Nobel Prizes, etc.
Science of
or studies about science or 2. Science and society, science policy 2. Science and democracy, politics and expertise,
science
knowledge making, etc. etc.
Critique of science, sociology of Commentary on science, phenomenology,
Somewhat including the
knowledge, philosophy of science, network topologies of science communities,
above two
history of science, etc. paradigms, etc.
1. Studies of technology in general, 1. Ancient Greek technology (“meta-techne”),
taxonomy (i.e. science of naming) of systems of technology, classification of industry,
technology, etc. taxonomy for technology and engineering, etc.
Systematic treatment of 2. Technology and society, technology 2. Social construction of technology, Marxist
technology or techniques and culture, understanding theoretical approaches to technology (e.g. labor
in general technological change in context, etc. process theory), technological momentum,
cybernetics, technological determinism, etc.
Science of 3. Innovation studies and policy 3. Classification of technologies in general,
technology making, etc. ideation process, etc.
1. Engineering science 1. Engineering textbooks
2. Explanation of technical terms and 2. Technical dictionaries, structural drawings, etc.
Specific formal knowledge
technology
or studies about
3. Examination and evaluation of 3. Technology policy making, patent examination,
technology (and
specific technologies technology assessments, etc.
techniques)
4. Studies of human 4. Political science, linguistics, economics, etc.
technology/techniques
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In the last two chapters, we have seen that the Ancient Greek techne concerns with the
means to reach a goal and spans diverse arts and techniques. The English technology I
refer to, as indicated earlier, is the essence of techne in Ancient Greek which signifies a
trained skill (or acquired habit, ἕξιν) of reason (or intellect, νοῦ) in tandem with true
logos (ἀληθοῦς λόγου). Trained skills and reason are not inborn qualities, but something
we acquire through learning. True logos can be interpreted as unconcealed rules and
principles,556 and does not necessarily carry a binary true or false. True logos, whether
concerned with making or doing, not only entails a goal or end in view, but also suggests
rules that we uncover and follow to succeed in meeting the goal. The reformulation of
the concept of technology here denotes the means to reach a goal we want to achieve,
and that we can reasonably determine if we reach it, no matter how flexible or loose a
criterion may be.
Unlike techne, the idea of Ancient Greek machine (μηχανή) exhibited a preliminary
sense of quasi-quantity that was more or less observably measurable in Plato’s
etymology (Cratylus 415a). With a purpose in view, machine was expected to reach a
goal, but Plato’s etymology also suggested that machine would not exceed or go beyond
the given purpose. In Ancient military texts, however, we began to see an inchoate
concern with comparatively more quantity, power, and efficiency in siege-engines and
warlike machines at the crucial moments of warfare. Mechanics, so to speak, grew out
of master-art (and architecture) and overshadowed the latter in terms of urgency and
eminence. In the nineteenth century, the evolving machine not only had a civilian
counterpart that ascended to the epitome of civil(ian) engineering. There arose also
civilian competition, formalized methods, and professional commitment concerning the
systematical improvement of machine. I argued that engineering in this manner
displayed an archetype of “technology of technology.”
With technology being the means in the use of knowledge and resources to meet
specific needs or goals in context, what I will define as technology of technology is still a
technology, albeit of a special, rarefied form. My conceptualization of technology of
technology comes with the following three characteristics and senses.
556
In true logos (ἀληθής λόγος), ἀ- means un- and ληθής suggests concealed or forgotten. While Harris
Rackham preferred to render logos as reason or reasoning, a more straightforward interpretation is
obviously “principle” or “rule,” as indicated by the example given in the Liddell-Scott-Jones lexicon, as in
Liddell et al., ed., A Greek-English Lexicon, 1940, s.v.
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In the name of efficiency, what is formerly the means of technology now becomes the
primary purpose of technology of technology. In other words, dominant technology of
technology is a means-ends reversal and the transformation of means into ends—a
pursuit of and a dictation to the continuous improvement and propagation of technical
means as its ends, as the focal meanings and purposes of its core business.557 And
whereas technology concerns the effective (and sometimes the best) means to attain a
goal and does not formulate, contemplate, or question the said goal, technology of
technology loses sight of the ultimate ends entirely. Dominant technology of technology
may sometimes defy the common sense of not exceeding the goal as per Plato’s
understanding of machine and produce technical means that are surpassing our needs
(e.g. technological “overkill”), until more demand and consumption are socially created
and until older technologies are rendered obsolete. With this understanding, what
Langdon Winner called “autonomous technology” is more akin to technology of
technology than to technology.
557
Hannah Arendt also spoke of the “reversal of the means-end category” in her writing. The illustration
she provided, nonetheless, pertained to “design[ing] objects for the operational capacity of the machine
instead of designing machines for the production of certain objects.” Her view is therefore more akin to
Samuel Butler’s discussion of the reversal of power relations in the latter’s “Darwin among the Machines”
as I discussed earlier. See Arendt, The Human Condition, 1958, 152.
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558
Teaching and learning can be understood as requirements for any technology to be circulated between
communities and passed down for generations. Making occasional improvements to technology, too, is
needed to adapt it to changing circumstances and needs. Apparently, reasons play an important part in
these actions of technology of technology, to the extent that they are “an intrinsic part of the reflexive
monitoring of action carried on by all human agents … [who] routinely ‘keep in touch’ with the grounds of
their behaviour as an aspect of producing and reproducing that behaviour.” See Giddens, Modernity and
Self-Identity, 1991, 63.
559
Mumford, Technics and Civilization, 1934, 167, 230-231, 255.
560
See, in particular, the challenge to “engineering science” in the 1980s and 1990s, as in Seely, "The
Other Re-Engineering of Engineering Education, 1900-1965," 1999, 285.
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In fact, it is in the fields of science and technology that this dominant mode of
technology of technology is most typical and in full swing and asserts its primacy. The
search for universality, causality, and rigor in the making of a scientific method, and the
ideals of objectivity, dispassion, and impersonality that are grounded on numbers and
mathematics, mark not merely the emergence of the privileged way of doing, but also
the hallmark of an instrumental technology to evaluate different technologies.561 That
is, when achieving its dominance over technologies, technology of technology goes
beyond what Thomas Gieryn called “boundary-work,” which sporadically employs
rhetoric technology in the arbitrary demarcation of science from non-science.562 Rather,
it is the kind of the formalized, systematized, and institutionalized manner and criteria
to classify and distinguish that phrenology and horoscope do not deserve consideration
like neuroscience and psychology do, because of the latter’s quantitative predictive
561
For an early articulation of the norms and ideologies in science, compare, for example, Merton, "The
Normative Structure of Science," 1973 [1942]; Mulkay, "Norms and Ideology in Science," 1976.
562
Gieryn, "Boundary-Work and the Demarcation of Science from Non-Science: Strains and Interests in
Professional Ideologies of Scientists," 1983.
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Note that technology of technology—like the idea of technology I sought to rescue from
its modern, dominant form by reinstating it to Ancient Greek techne—does not entail as
a prerequisite the differentiation and ranking of technologies based on numeric-based
criteria. Certain philosophical approaches to technology, for example, when comparing
democratic values of distinct technological systems, such as Winner’s politics of
artifacts, is rightfully a technology of technology, albeit a marginalized one by the
mainstream.567 As far as the numeric-based technology of technology acquires
dominance with technological hegemonies, the quantitative instruments that had
hitherto lent themselves only to problems in science and engineering have also
expanded to the practice of management, governance, policy analysis, and
563
Such is a critique made throughout in Shew, Animal Constructions and Technological Knowledge, 2017..
The standards and criteria mentioned here are clearly those of David Baird, and by extension, of Ian
Hacking and Karl Popper. Refer back to my discussion in footnote 99.
564
Bunge, "Technology as Applied Science," 1966, 337-341.
565
Bourdieu, The Logic of Practice, 1990; Bourdieu, Distinction: A Social Critique of the Judgement of
Taste, 1984.
566
E.g. Clarke et al., "Biomedicalization: Technoscientific Transformations of Health, Illness, and U.S.
Biomedicine," 2010; McEvoy, "Beyond Legalism: Towards a Thicker Understanding of Transitional Justice,"
2007; Harding, Is Science Multicultural?: Postcolonialisms, Feminisms, and Epistemologies, 1998.
567
One technology of technology of the mainstream is apparently what Jennifer Karns Alexander called
“the [modern] mantra of efficiency” in her careful and insightful historical work. On the other hand, my
conceptualization of the dominant technology of technology in the remaining chapter centers on the
technology of quantitative instruments, wherein the instrument of efficiency is not only part of it but also
its most notable product. Cf. Alexander, The Mantra of Efficiency: From Waterwheel to Social Control,
2008.
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The third and last characteristic of technology of technology is technology that proceeds
in a reflexive turn and becomes embodied and personified. It demands that our own
practice of technology—whether in personal life, at work, or at leisure—should conform
to the same criteria and values that we impose elsewhere in the former two senses of
technology of technology I discussed. Note that the terms reflexive and reflexivity are
used to capture the most general senses “to bend back” or “to turn back” originating
from Latin reflecto, as conveyed by reflexive verbs and pronouns (e.g. they pride
themselves).572 Whereas in research methods of social sciences and the humanities,
reflexive and reflexivity connote a self-critical stance and capacity to think about how
one’s own experiences, personality, value, and even presence may affect the inquiry
and representation of the object, my reference to these terms does not presuppose
being self-critical. This is in line with broad literature in sociology and contemporary
568
E.g. Rotenstreich, "Technology and Politics," 1967; Porter, Trust in Numbers: The Pursuit of Objectivity
in Science and Public Life, 1995.
569
E.g. Fendler and Muzaffar, "The History of the Bell Curve: Sorting and the Idea of Normal," 2008; Davis,
"Constructing Normalcy: The Bell Curve, the Novel, and the Invention of the Disabled Body in the
Nineteenth Century," 2006.
570
E.g. Lampland and Star, ed., Standards and Their Stories, 2009.
571
E.g. Glassner and Moreno, ed., The Qualitative-Quantitative Distinction in the Social Sciences, 1989.
572
"Oxford English Dictionary Online," 2022, s.v; Glare, ed., Oxford Latin Dictionary, Second Edition, 2012,
s.v. For a taxonomy of “reflexivity” in terms of reflex and reflect, see Ashmore, "The Reflexive Thesis:
Wrighting Sociology of Scientific Knowledge," 1989, 30-32.
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social theory. Reflectivity can be critical or uncritical and can be pertinent to different
levels of analysis: agency (e.g. of individuals, researchers, etc.), disciplines (e.g. social
science, law, etc.), and society.573 Wherever it is necessary for me to explicitly indicate
the desirability of reflexivity or make a value judgment, I will add critical or uncritical to
specify.574
The ironic and alarming part is, perhaps, that it does not take any compulsive disorder
to be anything like Taylor, so long as we rationalize the principle of technology of
technology and venture to enforce it in our lives and our ways of doing, for example, by
attempting to objectify and “technicalize” our own experiences through mathematics,
science or engineering. The use of self-monitoring devices has recently exhibited similar
traits. The regime for managing productivity in the workplace is now packaged in those
self-improvement smartphone apps intended for individuals volunteering to have their
social life under technological control.576 Personal wearable devices that track our sleep
and break it into sleep stages according to neuroscience dictate how good we perceive
our sleep to be in numeric scores, in addition to areas for improvement.577
573
Wacquant, "Toward a Social Praxeology: The Structure and Logic of Bourdieu's Sociology," 1992.
574
For a similar naming convention that denotes critical reflexivity and uncritical reflexivity, see the
following work in in engineering education Reynante, "Learning to Design for Social Justice in Community-
Engaged Engineering," 2022.
575
Braverman, Labor and Monopoly Capital, 1974, 91-92.
576
Gregg, "Getting Things Done: Productivity, Self-Management, and the Order of Things," 2015.
577
See the chapter on productivity in Cederström and Spicer, Desperately Seeking Self-Improvement: A
Year inside the Optimization Movement, 2017. My personal experiences with a Samsung Galaxy Watch 4
have confirmed this. Moving while one is asleep lowers the sleep score, as the device thinks the user
becomes awake and therefore disrupts the sleep or the “sleep cycle.” The focus on sleep stages (light
sleep, deep sleep, and REM) based on neuroscience neglects that the sleep also restores the body.
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Often, these uncritical reflexive adaptations of technology are “voluntary” and “free
choices” in appearance. As Marx and generations of his close followers like Harry
Braverman and David Noble showed, technology of machines and the principle of
productivity have set the standards and expectations of work and served the interests of
capitalism that are frequently at odds with those of workers.578 The more curious is,
however, that the clashes are now often turned into collaboration, and the discontent is
converted into consent. Michael Burawoy’s seminal study of factory workers shows
that, as long as beating a challenge from the management involves choosing from a few
technical strategies, it gives reward and pleasure to the workers after some struggles.
Playing the “game” of “making out”—namely, being successful in the challenging,
competitive game of production—entails the generation of “consent” to the
sociotechnical rules and the relations they govern, making these elements as natural
and inevitable as the rules of sport to an athlete.579
578
Braverman, Labor and Monopoly Capital, 1974; Noble, America by Design, 1977.
579
Burawoy, Manufacturing Consent, 1979. Inasmuch as the participants played active roles in generating
consent to the rules, it becomes trivial to judge if these rules (as well as the attitudes and values as
reflected by the rules) are “subliminal and unconscious.” Nor are the complex networking relationships of
these elements too important to us. What really matters is the labor relations and the underlying
technical rationality and work ethic that help initiate and sustain the system and leave it challenged and
reproduced. The concept of manufacturing consent thus differs sharply from “the hammerer's adjustment
to the hammer, a baby's to its mother, or a driver's to the local traffic patterns.” Cf. Von Laue,
"Technologg, Society, and Freedom in the Tower of Babel," 1983, 120, 124.
580
Critiques of these practices abound, including Reif, "The Competitive World of the Pure Scientist,"
1961; Baillie, "Waste for Life: Socially Just Materials Research," 2012; Djuric, "Penetrating the Omerta of
Predatory Publishing: The Romanian Connection," 2015; Radder, From Commodification to the Common
Good, 2019, 227-232.
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using a scholar’s investigative skills and creativity to research and publish (often in larger
quantity) without a justifiable end, unfortunately, also falls uncritically under the
reflexive technology of technology.581
Central to the question of technology of technology is the notion of dominance; that is,
engineering we commonly refer to is the kind of engineering practice that happens to be
dominant, which I simply call dominant engineering practice. Borrowing the ideas of
“dominant images” and “dominant practices” from Gary Downey,582 the dominance I
refer to here not only indicates the status quo of being more popular and noticeable,
where certain engineering knowledge and practice are apparently at the forefront of
engineering, while others are on the margin. Alice Pawley’s empirical works showed that
common narratives of engineering included applied science and math, problem-solving,
and making things.583 Dominance, on the other hand, also reflects that the status is an
acquired privilege, where power and importance are accumulated and reproduced. I will
call it “dominant engineering practice” for the rest of the chapter to avoid essentializing
engineering practice. As observed by Downey, existing “dominant practices in
engineering” acquire dominance only through subjugating other technical practices and
581
In engineering research, this last example may be seen as “a technology of technology of technology,”
as engineering research (with its purported applications) is already a technology of technology. To avoid
unnecessarily verbose and convoluted terms, I refer to any “higher-order” technology like this simply as
technology of technology.
582
Downey, "What Is Engineering Studies For?," 2009.
583
Pawley, "Universalized Narratives: Patterns in How Faculty Members Define “Engineering”," 2009.
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584
Downey, "What Is Engineering Studies For?," 2009, 66.
585
I prefer dominant over hegemonic because dominance suggests a status quo that is acquired through
power, while hegemony is influence and leadership to be exercised by a more specific entity that is
unquestionably its source, as in cultural hegemony and hegemonic masculinity. Engineering practice along
cannot be the source of the explanations or ways engineering is dominantly carried out.
586
See how Greek translators rendered English engineering in Greek and explained their rationales in
Mitcham, Η Τεχνολογική Σκέψη (Thinking through Technology), 2005, xxiii.
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I will investigate all these related themes, by discussing three ways in which dominant
engineering practice corresponds to and acts like the three senses of technology of
technology I outlined before.
587
Mitcham, "Engineering Design Research and Social Responsibility," 1994, 153-154; Noble, America by
Design, 1977. Refer also to Goldman, "The Social Captivity of Engineering," 1991, 129.
588
Downey, "Low Cost, Mass Use," 2007; Hounshell, From the American System to Mass Production, 1800-
1932, 1984, 13.
589
E.g. Reuss, "Andrew A. Humphreys and the Development of Hydraulic Engineering: Politics and
Technology in the Army Corps of Engineers, 1850-1950," 1985; Leslie, "Charles F. Kettering and the
Copper-Cooled Engine," 1979; Marine, America the Raped: The Engineering Mentality and the Devastation
of a Continent, 1969, esp. 16-19, 200-201.
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differentiate engineers from non-engineers differ sharply from, say, those of Taiwan,
where engineering is understood far more broadly in scope.590 In the US, one ironic
consequence of the century-long struggles for shielding the engineering profession from
private and corporate interests, along with a growing emphasis on engineering science,
is that engineering limits itself to technical functions of solving problems (indeed,
challenging engineering problems).591 The focus on technical problem solving is a
pattern also seen in the engineering formation of the UK, Germany, France, and
Korea.592
The majority of engineers are, in general, a cadre of specialized technical labor working
predominantly in the service and interests of corporate capitalism that ultimately
defines the purposes and direction of technology.593 On one hand, engineers have been
portrayed as prime movers of capitalist management who invent and implement new
technologies, and in that process, they make conscious or unconscious choices between
functionally-similar alternative technologies in favor of ones that deskill and replace
workers.594 On the other hand, engineering has grown into such a large occupation that
it begins to show signs of being subjugated to the same process of deskilling.595 The
engineering work that focuses on technical problem-solving makes the profession
largely unaware of the social impact of technology on society as well as the implications
of engineering practice and labor relations for its practitioners’ very own working
conditions and quality of life.596
In popular literature, the frantic aspect of engineering work, with endless toil and
sleepless nights, in order to eventually meet tight schedules to deliver a product to the
590
Shih, "Towards an Engineering Ethics with Non-Engineers," 2021. One notable consequence of not
considering non-engineers in engineering and technological developments is to miss many other crucial
players in the community of practice, thereby discounting their technological knowledge. See Johnson,
"Revisiting Technology as Knowledge," 2005.
591
Layton, The Revolt of the Engineers, 1971; Seely, "The Other Re-Engineering of Engineering Education,
1900-1965," 1999.
592
Downey, "Are Engineers Losing Control of Technology?," 2005; Han and Downey, Engineers for Korea,
2014.
593
Braverman, Labor and Monopoly Capital, 1974; Noble, America by Design, 1977.
594
Noble, Forces of Production, 2011 [1984], 85; Braverman, Labor and Monopoly Capital, 1998 [1974],
266-267. Noble’s account of engineers’ social choices between numerical-control and record-playback
machine tools, in particular, highlights the deliberations involved to displace labor and cut costs.
595
Braverman, Labor and Monopoly Capital, 1998 [1974], 167.
596
For the latter, see O'Brien, "Is Silicon Valley Bad for Your Health?," November 1, 2015; Sharone,
"Engineering Overwork," 2004; Ross, No-Collar: The Humane Workplace and Its Hidden Costs, 2003.
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market, is best and dramatically captured by Tracy Kidder’s Pulitzer-winning The Soul of
a New Machine.597 In more general reality too, under the growingly detailed division of
labor, it is the duty of engineering to attend to technologies and artifacts, including
“communication” about technical information with colleagues and clients.598 The
tension between “engineering” and other departments like production and
manufacturing in modern corporations sometimes makes engineering fall back to the
reinforced, confined institutional duties ensuring “the best performance” of a product
and preventing it from “going to fail.”599 As critiqued by Robert Zussman, this narrowly-
defined “technical rationality.”600
is the engineer’s stock-in-trade [and] requires the calculation of means for the
realization of given ends. But it requires no broad insight into those ends or their
consequences. Engineers are aware of, are trained to be aware of, these
limitations; insofar as they do consider ends, they cease to act as engineers.
597
Kidder, The Soul of a New Machine, 1981.
598
Anderson et al., "Understanding Engineering Work and Identity," 2010; Hatmaker, "Practicing
Engineers," 2012.
599
Anderson et al., "Understanding Engineering Work and Identity," 2010, 166; Paretti and McNair,
"Analyzing the Intersections of Institutional and Discourse Identities in Engineering Work at the Local
Level," 2012, 66-67.
600
Zussman, Mechanics of the Middle Class, 1985, 122-123. I want to thank Donna Riley for bringing to my
attention this passage during my dissertation proposal defense. The quote also appears as an epigraph in
her book, as in Riley, Engineering and Social Justice, 2008, 33.
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accuracy and durability, … [that] are the yardstick of technological progress.”601 As José
Ortega y Gasset pointed out in his pioneering series of published lectures, “A Meditation
on Technique,” in the 1930s, technology (la técnica, or technique) in modern times does
not belong to someone who invents “by sheer chance” (por puro azar) or to the artisan
(artesano). Technology is that of the technician (técnico) who should more aptly be
called an “engineer” (ingeniero).602
But beyond the turf war between engineering and their “less technical” yet closely
related counterparts, insofar as engineering has been successful in managing industrial
systems and solving technical problems, there is a popular belief that engineering is also
well suited for tackling social issues. Whereas in 1895, George S. Morison, president of
the ASCE, only had the audacity to say that theology, metaphysics, biology, and
medicine did not have “the mathematical rigidity … which mark the laws with which our
[engineering] profession works” and to proclaim that “We are the priests of material
development ... which enables other men to enjoy the fruits of the great sources of
power in Nature,”603 by the early twentieth century, presidents from the American
Institute of Electrical Engineers (AIEE) were ready to assert their unique qualifications
for solving social problems. For example, Harold W. Buck (1873–1958), president of
AIEE, opined:604
It matters not whether the problems before him are political, sociological,
industrial or technical, I believe that the engineering type of mind, if the proper
breadth of view has been acquired, is best fitted to undertake them.
The underlying ideology was the assumption that laws governing human affairs may be
modeled after laws of physics, as Comfort A. Adams (1868–1958), another president of
AIEE, asked in his address:605
Are there no laws in this other realm of human relations which are just as
inexorable as the physical laws with which we are so familiar? Is there no law of
compensation which is the counterpart of our law of conservation of energy?
601
Skolimowski, "The Structure of Thinking in Technology," 1966, 382. Skolimowski himself appeared to
endorse, instead of being critical of, this view.
602
Ortega y Gasset, "Meditación De La Técnica," 1964, 360-361, 368.
603
Morison, "Address at the Annual Convention," 1895, 473, 483.
604
Buck, "The Engineer's Destiny," 1917, 600. Cited in Layton, The Revolt of the Engineers, 1971, 66.
605
Adams, "Cooperation [President's Address]," 1919, 792. Cited in Layton, The Revolt of the Engineers,
1971, 66.
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In our times, although similar proposals are not as pretentious as they used to be, they
are simply more nuanced, hegemonic, and prevalent. The foremost example is the
large-scale applications of artificial intelligence in what were formally social activities
that involved only human discretion and judgments. A notable, sophisticated version of
their underlying philosophy is evident in the idea of “technological singularity” popular
in the fields of artificial intelligence in electrical engineering and computer science.
Technological singularity posits that cutting-edge technology improves exponentially
over time and is set to surpass all human intelligence and social progress combined. Its
theory is grounded in the omnipotent potential of engineering, “when the thing being
engineered is intelligence itself, the very thing doing the engineering, it can set to work
improving itself.”607
606
Veblen, The Engineers and the Price System, 1921, 74, 132, 32.
607
Shanahan, The Technological Singularity, 2015, xvi.
608
Shanahan, The Technological Singularity, 2015, 32; Kurzweil, The Singularity Is Near: When Humans
Transcend Biology, 2005, 137.
609
See, for example, a series of articles in Nature and in Science published by researchers of DeepMind, a
Google’s subsidiary, between 2016 and 2018: Silver et al., "Mastering the Game of Go with Deep Neural
Networks and Tree Search," 2016; Silver et al., "Mastering the Game of Go without Human Knowledge,"
2017; Silver et al., "A General Reinforcement Learning Algorithm That Masters Chess, Shogi, and Go
through Self-Play," 2018. Compare the treatment of Go in these engineering papers with Feenberg’s
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To the extent that the proponents of technological singularity went on and professed
that machines “will encompass ... emotional and moral intelligence of the human brain
itself” and “will claim to have emotional and spiritual experiences, just as we do
today,”611 the substantive question is not whether these achievements are at all
possible or likely to happen according to their confident predictions. My challenges are
to the motivation and investment behind these endeavors to surpass humans, and to
the (often quantitative and binary) criteria to draw a comparison. Moreover, as
contended by Andrew Feenberg, there are human activities where techniques are not
appropriate, as in “child rearing,” “artistic production,” “forming friendships,” and
“enjoying Thanksgiving dinner.”612
A related recent example of the technological fix mentality is a list of fourteen “Grand
Challenges for Engineering” published by the US’s National Academy of Engineering.
discussion of the etiquette, aesthetics, and spirituality in the traditions of Go: Feenberg, Alternative
Modernity: The Technical Turn in Philosophy and Social Theory, 1995, 193-220.
610
Copeland, "The Turing Test," 2003, 6-8.
611
Kurzweil, The Singularity Is Near: When Humans Transcend Biology, 2005, 8, 388.
612
Feenberg, "Critical Theory of Technology," 2009, 150; Feenberg, Transforming Technology: A Critical
Theory Revisited, 2002, 177.
613
Sarewitz and Nelson, "Three Rules for Technological Fixes," 2008; Drengson, "The Sacred and the Limits
of the Technological Fix," 1984.
614
Kurzweil, The Singularity Is Near: When Humans Transcend Biology, 2005, 2.
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While most challenges can certainly benefit from engineering, at least three items have
reduced complicated issues to an engineering fix, including to “improve urban
infrastructure,” “prevent nuclear terror,” and “develop carbon sequestration,” as if the
problems of aging infrastructure, nuclear proliferation, and global warming,
respectively, demand only engineering solutions.615 As pointed out by engineering
education scholar and activist Donna Riley, the act of self-promotion and presenting
engineering as solving “grand” challenges “seems perhaps more grandiose than
grand.”616 As many American engineering programs, including my institution, integrated
similar self-aggrandizing languages into course materials, the grand challenges were
framed as an imperative for engineering to “unpack” and “formulate,” foreclosing
ethical discussion and policy questions surrounding what is always an interdisciplinary,
bafflingly complicated challenge.617
Admittedly, this is not how most textbooks teach engineering ethics.619 Nevertheless,
when it comes to the assessment of ethical reasoning in engineering (and in other
professions as well), the trend seems to favor more automatic and efficient approaches.
615
National Academy of Engineering, Grand Challenges for Engineering, 2008; National Academy of
Engineering, Nae Grand Challenges for Engineering, 2017.
616
Riley, "We've Been Framed! Ends, Means, and the Ethics of the Grand(Iose) Challenges," 2012, 127.
617
According to one assignment template we circulated internally in my institution during the fall of 2018,
students were asked to “[d]emonstrate an understanding of what [their selected grand] challenge
entails,” including answering questions like “[w]hy is it a challenge (scope it effectively and consider
technical and contextual elements)” and “[w]hat role might engineers have in solving this challenge.”
There were no questions asked as to what the challenge is about, why the challenge is important, who has
expressed interest to see the challenge taken and who will benefit, and what non-engineering experts
engineers will need to consult in developing solutions. When I was an instructor of record at the time, I
needed to constantly engage with the narrow scope of these template assignments, take a step back, and
develop more critical questions reflecting my identities as an engineer-philosopher.
618
Fleddermann, Engineering Ethics Fourth Edition, 2012, 59-62.
619
Such as Harris et al., Engineering Ethics: Concepts and Cases Fourth Edition, 2009; Martin and
Schinzinger, Introduction to Engineering Ethics Second Edition, 2010.
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The most widely-used assessment tool, called Defining Issue Test (DIT), is a proprietary
measuring instrument for sale.620 The DIT is built upon a “multiple-choice examination
that can be group administered and computer scored ... eliminat[ing] the need for a
trained administrator and rater familiar with the 800+ page scoring guide” used in older
tests.621 The DIT’s most important score, or the P-score, to measure “moral reasoning
skills,” is based on post-conventional morality.622 Even though the theoretical
foundation of morality, linked to Lawrence Kohlberg and Jean Piaget, has been
challenged, practitioners relying on the instrument are often less open-minded to
concede.623
620
According to their owner, "the standard scoring fee is $5.50 for each participant in the sample" plus
"standard shipping and handling costs" adding another 10% of the total order. See Center for the Study of
Ethical Development, "Ordering Information," 2020.
621
Barry and Herkert, "Engineering Ethics," 2014, 681.
622
Loui, "Assessment of an Engineering Ethics Video: Incident at Morales," 2006.
623
See the following heated exchanges Curzer et al., "Do Ethics Classes Teach Ethics?," 2014; Thoma et al.,
"How Not to Evaluate a Psychological Measure: Rebuttal to Criticism of the Defining Issues Test of Moral
Judgment Development by Curzer and Colleagues," 2016.
624
E.g. Pellegrino et al., "The Science and Design of Assessment in Engineering Education," 2014.
625
For the engineering class I was a teaching assistant of in the fall of 2020, we were asked to use uniform
criteria to define that a student is “competent” in problem solving “using systematic engineering
approaches and tools,” if their grade for a particular programming assignment is between 80–95%. (The
other two categories are “above competent” and “below competent.”) For all the other learning
outcomes, including “identif[ing] ethical issues in a complex context,” competency was defined as having
a grade below 100% and no less than 80%. These assessment criteria, however arbitrary and coarse-
grained, applied to all similar courses, regardless of how different instructors may have applied and
interpreted the numerical scores.
626
Borrego, "Conceptual Difficulties Experienced by Trained Engineers Learning Educational Research
Methods," 2007.
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issue for the field.627 It follows that, if methodology determines what research questions
can be addressed in engineering education research,628 then the academia of
engineering and engineering education, as a whole, may still be oblivious to the many
problems that cannot be construed and addressed solely by quantitative ways.
Even more significantly, uncritical reflexive engineering does not only expand to
individual practitioners or isolated practice; dominant engineering practice also takes
roots firmly on its own institutional ground, producing and reproducing the very
627
Borrego et al., "Quantitative, Qualitative, and Mixed Research Methods in Engineering Education,"
2009; Koro-Ljungberg and Douglas, "State of Qualitative Research in Engineering Education: Meta-Analysis
of Jee Articles, 2005-2006," 2008.
628
Case and Light, "Framing Qualitative Methods in Engineering Education Research," 2014, 536-537.
629
Suchman, Human-Machine Reconfigurations, 2007, 2-5, 10-12, 35-38; Downey, The Machine in Me,
1998, 51-53, 137, 147-148, 160, 181, 225.
630
Knuth, "Computer Science and Its Relation to Mathematics," 1974, 327.
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From educational policies to the actual practice, when engineers are believed by
engineering professors to be “the most appropriate men for management ... because
they can treat people like elements in a system,”634 it follows that the ideas of
“selectivity” and “rigor” which are normally linked to the methodology for dealing with
artifacts now bear upon the criteria of selecting and training future engineers.
631
Note that while uncritically reflexive engineering practice may sometimes lead to cultural
reproduction, it is a different concept from the latter. In engineering, scholars have documented how
practitioners built ideal images of engineers modelled on themselves and how research-focused faculty
designed engineering curriculum aiming to prepare students for academically-oriented graduate studies.
These practices of cultural production, however, are not necessarily based on reflexive technical practice.
See Riley et al., "Social Justice and Inclusion: Women and Minorities in Engineering " 2014, 335; Lattuca
and Stark, "Learners," 2009, 151-152.
632
Bowen, "The Engineering Student Pipeline," 1988, 733.
633
American Society for Engineering Education, Report of the Investigation of Engineering Education,
1923-1929, 1934, 1091. Cited in Riley, "Employing Liberative Pedagogies in Engineering Education," 2003,
140-141; Hacker, Pleasure, Power, and Technology, 1992 [1989], 70.
634
Hacker, Pleasure, Power, and Technology, 1992 [1989], 36.
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Selectivity and rigor can be readily attained, not only because physical laws are universal
and unquestionable, but also due to the fact that standards and criteria can be applied
in every place regardless of context. As put forth by the SPEE in the 1930s, despite
varieties of functions and practices of engineering across different nations, the
“essential genius” behind engineering is “universal.”635
In the engineering classroom, this translated into the use of timed tests, whose
underlying principle is that math and science knowledge is universally measurable and
demonstrable. As Sally Hacker uncovered in her ethnography, such an assessment
instrument is to ensure that not all the engineering students will pass and that only
some of them will graduate and become engineers.636 Coupled with those subjects of
science, technology, engineering, and mathematics (STEM) that often purport to have a
right or wrong numeric answer, high-stakes and selective exams that use “curve-
grading” have infused the engineering curriculum with a notorious “weed-out tradition”
that is unusual in non-STEM majors.637
635
American Society for Engineering Education, Report of the Investigation of Engineering Education,
1923-1929, 1934, 752.
636
Hacker, Pleasure, Power, and Technology, 1992 [1989], 42.
637
Seymour and Hewitt, Talking About Leaving: Why Undergraduates Leave the Sciences, 1997.
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Even though engineering is far more than about quantity or right or wrong, and even
though accumulated years of experience and hard work can undoubtedly make a good
engineer, anxiety over innate capacitates still permeate the perception of engineering
students. The two above studies convincingly show how the belief in talent and genius is
statistically correlated with the underrepresentation of women and Black Americans in a
field of study.640 At the micro level in engineering education, minorities of students have
grappled with the dominant, misleading idea that only the “smartest,” “brightest,” and
“most intelligent” students go into engineering.641 Some woman student reported that
they continually compared themselves to “the smartest kids” in their school as well as
“other people who don’t try as hard” as they do,642 which further suggests that talent is
also a concept of efficiency, of how much effort one will need to expend before reaching
a specific caliber. Studies show that while women felt they must be smart and
638
Leslie et al., "Expectations of Brilliance Underlie Gender Distributions across Academic Disciplines,"
2015. According to their supplementary materials, among the twelve STEM fields surveyed by the
authors, engineering and computer science both take the third place where talent is believed by
practitioners to be more important than hard work, only second to mathematics and physics. For
reference, earth science, neuroscience, and molecular biology are the STEM fields that emphasized
aptitude the least. Unfortunately, the authors lumped together all the engineering fields, so we are not
able to see variance among different branches of engineering.
639
Storage et al., "The Frequency of “Brilliant” and “Genius” in Teaching Evaluations Predicts the
Representation of Women and African Americans across Fields," 2016. The part of the study relied
entirely on the online tool of “Gendered Language in Teacher Reviews”
(https://benschmidt.org/profGender), which tallied the frequency of a specific term in student comments
on RateMyProfessors.com by means of data mining. The owner of the tool has recognized several
limitations on their website, but the minor flaws in methodology does not undermine the validity of the
claims in general.
640
Leslie et al., "Expectations of Brilliance Underlie Gender Distributions across Academic Disciplines,"
2015; Storage et al., "The Frequency of “Brilliant” and “Genius” in Teaching Evaluations Predicts the
Representation of Women and African Americans across Fields," 2016. One highlight of Storage et al.’s
study is that even controlling the importance of math (through the SAT Math score), the belief in talent
(specifically by professors, postdoctoral researchers, and graduate students) still statically significantly
predicts fewer women and Black Americans at the bachelor’s level.
641
Bruning et al., "Intersectionality as a Framework for Understanding Diverse Young Women’s
Commitment to Engineering," 2015, 8; Seron et al., "“I Am Not a Feminist, But. . .”: Hegemony of a
Meritocratic Ideology and the Limits of Critique among Women in Engineering," 2018, 148.
642
Reed et al., "Engineering as Lifestyle and a Meritocracy of Difficulty: Two Pervasive Beliefs among
Engineering Students and Their Possible Effects," 2007, 11-12.
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competitive to belong to engineering, Black Americans said they needed to prove their
intellectual self-worth to be recognized.643
While diversity in engineering is at stake and calls for interdisciplinary, coordinated, and
sustained efforts, diversity is occasionally tackled by engineering means. To address the
diversity of student teams in classroom settings, algorithms have been developed to
“achieve maximum diversity within groups and homogeneity among groups,” a pretense
that diversity has a numeric value that can be maximized by computer programs. 644 And
whereas the only way to right the wrong of the historically enduring structure of
oppression and violence is through substantive equality and justice, arguments for
diversity are often infused with instrumental reasoning. For example, between 1991 and
1992, a committee under the US’s National Research Council intervened to increase
diversity in science and engineering. The committee, specifically, depicted the
usefulness of minorities in predominantly economic terms under the threat of global
competitors and compared the benefit of diversity to that of biodiversity:645
our nation has become increasingly dismayed by its waning leadership in the
international economic arena. The nature of the economic base of this country
presents a growing need for skilled workers, for knowledge workers, for
intellectual talent, and for ingenuity. Since the new entrants to the work force by
the year 2000 will be predominantly women and minorities, our economic
security will depend on how well we have educated, trained, and incorporated
these individuals into full participation…
Women and minorities, as new entrants to the work force, … bring questions,
fresh ideas, new and different perspectives on old problems, new energies, and
new skills … Our country faces enormous transitions, for it is quite clear that
business as usual is not the name of the game. The full participation of women
and minorities contributes a diversity in the citizenry and in the work force, and
that gives our society added resilience and adaptability—just what we need to
accomplish and to guide rapid change. The strategy of using diversity to assure
long-term vitality is not new, of course. It has worked very well in nature, in
investments, in business development, in education, and in our culture.
643
Cf. Seymour, "The Loss of Women from Science, Mathematics, and Engineering Undergraduate Majors:
An Explanatory Account," 1995, 451; McGee and Martin, "Stereotype Management among Academically
Successful Black Mathematics and Engineering Students," 2011.
644
Borges et al., "A New Group-Formation Method for Student Projects," 2009, 573.
645
Wilson, "The Benefits of Diversity in the Science and Engineering Work Force," 1992, 3-4.
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Similar policy discourse continued to garner renewed attention and interest. In the year
of 2000, the US’s National Academies maintained that science is a “merit-based
enterprise,” and in the wake of global competition, “we must compete with other
communities for the best minds the world has to offer … we must ensure that no source
of scientific intellect is overlooked or lost,” hence making a case for including women
and ethnic minorities.646 A decade later, the National Academies reiterate a similar crisis
of domestic talent in science and engineering (S&E), now also fueled by the unreliable
supply of foreign workforce:647
The United States stands again at the crossroads: A national effort to sustain and
strengthen S&E must also include a strategy for ensuring that we draw on the
minds and talents of all Americans, including minorities who are
underrepresented in S&E and currently embody a vastly underused resource and
a lost opportunity for meeting our nation's technology needs…
There are three dangers inherent in these arguments. First, diversity and inclusion
policies heavily tied to capitalism and conditions of economics may not be able to
maintain the proclaimed growth in innovation, as the demand of an increasing
workforce often maintains existing power structures and therefore reinforces minorities
646
The National Academies, Who Will Do the Science of the Future?, 2000, vii, 4.
647
The National Academies, Expanding Underrepresented Minority Participation, 2011, 2-3.
648
Fox, ed., Expanding Underrepresented Minority Participation, 2003, 26-27, 40-41, 52-53, 75-76, 119,
139.
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as secondary candidates for participation.649 Second, the demand for inclusion is prone
to the rise and fall of the nation’s economy, so employment and upward mobility would
also be at the mercy of economic conditions coupled with existing power structures.
Examples from labor history and labor relations repeatedly showed that the
enlargement of the workforce to include women and minorities often put them in
positions that are vulnerable to occupational injuries, illness, and technological
unemployment.650
And third, as we have seen, meritocracy and elitism in the name of rigor and selectivity
recognize only the “best” at critical junctures, but it is not a sustainable way for
inclusion and diversity. In particular, as historians Jennifer S. Light and Janet Abbate
recounted, capable and talented women who contributed tremendously to the
automation of ballistics computations and the overcoming of hardware limitations were
classified as sub-professionals and excluded from the media and did not receive credit
or recognition they deserved.651
I take the following insight and lesson from Light’s and Abbate’s stories about the
wartime history of women in computing. While a meritocratic and elitist system may
initially recognize the talent of minorities for inclusion because they are useful, a system
that continuously favors binary success and quantitative performance tends to discount
the collaborators, components, and process behind a success story, and to give credit
only to its leaders, products, and results according to existing power structures and
reward distribution systems. Critical times that are socially and institutionally
constructed only provide temporary opportunities for those who have been historically
marginalized. Despite the initial openness to participation based on personal talent and
merit, as time goes on, when the crises and states of emergency are removed, the talent
of minorities becomes unimportant and differential treatment reigns. Whether intended
or not, the ideas of rigor and selectivity seem to perpetuate hindrance to minorities’
success.
649
For example, see the statement of the AIChE in Fox, ed., Expanding Underrepresented Minority
Participation, 2003, 26-27.
650
E.g. Hacker, "Sex Stratification, Technology and Organizational Change: A Longitudinal Case Study of
at&T," 1979; Green, Race on the Line, 2001; Ferus-Comelo, "Double Jeopardy: Gender and Migration in
Electronics Manufacturing," 2006; Ku, "Human Lives Valued Less Than Dirt: Former Rca Workers
Contaminated by Pollution Fighting Worldwide for Justice (Taiwan)," 2006.
651
Light, "When Computers Were Women," 1999; Abbate, Recoding Gender, 2012, 11-38.
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CHAPTER 5
In Chapter 2, we saw that technology, as the use of rhetoric to treat an art, was
contrasted sharply with theology (sometimes in a play on words) at the center of the
disagreement between early Christian denominations in the first few centuries. The
strategic, semantic shift of technology from rhetoric to presentation, and from
persuasion to representation, was a significant and influential development for the
etymology of technology in the seventeenth century. With the neutral quality
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While in the nineteenth century, Noah Webster might neglect that technology as meta-
techne had been increasingly associated with mechanical arts and ignore at one stroke
the emerging genres of technical dictionaries and treatises claimed to be
“technologies,” later generations of lexicographers could hardly ride against the tide. In
fact, they went with the currency of the word and conversely reinforced and made
popular the concept of technology endorsed and mobilized by industrialists,
entrepreneurs, and technical professionals who were in search of progress in
mechanical (and useful) arts. The fate of technology as meta-techne overlapped and
went hand in hand with developments of techne and its conceptual, linguistic
equivalents (e.g. art, craft, industry, etc.). And finally, the concept of technology shifted
its meanings from endeavors that study and explain the relatively more advanced
techne to the reference to the techne itself with all its modern connotations.652
The close ties between techne and the modern ideas of progress that implicitly
differentiate “high” technology from “low” technology led us to Chapter 3, where I
carried out a study of techne comparable to that of technology in the former chapter.
There was a twist: instead of fixing on the most general senses of a concept (i.e.
technology generalized to be meta-techne), I directed our attention to how techne was
classified and differentiated. In the works of Xenophon and Plato, even though techne
covers a diverse range of activities, no all the techne was considered equal in status and
importance: Xenophon prioritized agriculture and hunting for their military values, and
Plato disapproved of rhetoric as well as other arts that pretend to resemble the truth
(e.g. painting and sculpture). And while Aristotle limited techne to manufacturing
652
This last development is outside the scope of my dissertation and has been well researched by Eric
Schatzberg in his article and book “Technik Comes to America” and Technology: Critical History of a
Concept.
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activities and implied that even master-art (i.e. techne of the chief-craftsman or
“architect”) lacks moral values and that, in comparison, moral excellence is inherent in
political science, he nonetheless drew from the commanding authority of master-art
and compared it to political philosophy.
I established, on the grounds of both etymology and conceptual history, that the
connections between modern engineering and machine date back to Ancient Greek
master-art and machine and that the modern concepts of engineering have their roots
in Latin etymon ingenium and other Ancient Greek and Latin words that represent
ingenuity. Although master-art came with both civil and military duties, with rare
exceptions (e.g. Vitruvius’s On Architecture), the corpus of Ancient Greek and Latin
literature by and large highlighted its more prominent, military roles and accorded
genius (and all its conceptual equivalents like endowment and intelligence) to
achievements that demonstrated superiority through quantity and binary comparison in
“military engineering.” In my case study of Archimedes, among other examples of war
engines (i.e. the machine) in siege operations, we saw how individual qualities self-
reinforced one another in ways tantamount to circular reasoning: scaling quantity to
power, projecting power to superiority, ascribing superiority to ingenuity, and explaining
ingenuity in a display of quantity. Together I called them “enduring historical-conceptual
structures,” and through linguistic evidence, I suggested that they have been
entrenched in the ideas of engineering in English and in most European languages and
that their legacy in the modern Western concepts of engineering can never be
overlooked.
I argued that one key condition for the emphasis of these individual qualities and their
network effects in ancient siege warfare was the critical times perceived by witnesses
during the conflicts. Critical circumstances not only prioritized expedients in military
engineering that could immediately and visibly demonstrate power and promise (often
binary) superiority. More broadly speaking, in the writing of military operations in
general (i.e. not limited to military engineering), participants and historians alike also
selectively interpreted history, retrospectively identified crucial junctions, and
subjectively allocated credit and accolades to the few players and factors who appeared
to decisively contribute to the end result. Overall, in the ancient technical writing of
military engineering, qualitative ways to achieve military goals (e.g. through
generalship) and qualitative ways to evaluate success (e.g. by discourse on stratagems)
were marginalized or even excluded in favor of the quantified power of machines and
the binary, decisive outcome of siege operations.
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In the first half of Chapter 4, I showed how modern engineering reflected its ancient
counterparts and outlined several connections that allowed us to trace the lineage of its
conception back to antiquity. First, the critical times that were formerly intensified by
the life and death of humans in military conflicts and which I argued were the key
condition for the enduring historical-conceptual structures of engineering are
considered no less severe in our times. In fact, déjà vu of crucial moments has been
institutionalized in the ideas of engineering and technology on macro levels: the
“survival of the fittest” among machines under fierce commercial competition, the
doom or flourishing of corporations (along with their stockholders and employees)
whose performance and competitiveness are subject to technological change and are
monitored in quantitative terms (e.g. market shares and financial statistics like the P/E
ratio), and the growth or decline of a national economy being elusively driven by
technological progress and the reservoir of STEM talents in the increasing globalization
of international trade.
Second, it will be mistaken to declare that critical times are entirely socially constructed,
as they also have a material basis in the renewed dependence on civilian machinery. The
machine, so to speak, is the pervasive, material embodiment of the etymon engine (or
Middle English engyn) of engineering. The functioning of modern machines and
equipment is considered no less critical than that of the ancient military engines in
warfare: not only could the failure of critical machines in hospitals, power stations, and
transportation systems (e.g. instruments of an airplane) be life-threatening, but the
non-stop, reliable functioning of machines in banking systems, data centers, and
production lines is also considered no less crucial by their various stakeholders.
Third, and no less importantly, the binary and quantitative categories of the machine
writ large have disproportionately represented engineering. Engineering education and
industries, in turn, created the hidden curriculum and open secret that celebrate
meritocracy and natural endowment based primarily on how quickly engineering
students and engineers can demonstrate quantitative skills and binary performance that
are visible in technical terms. The evaluation criteria in question are not fundamentally
different from the ones that proclaimed Archimedes a genius because he could solve
formidable geometry proofs far more swiftly than his fellows and because his one soul
and his mechanical inventions readily and evidently overpowered the many hands of the
Roman army and his compatriots during warfare. The idea of genius here is the
prevailing belief in the etymon ingenuity (or Latin ingenium) of engineering. Norms of
meritocracy and natural endowment go hand in hand with the regime of selectivity and
rigor. On micro levels, together they impose stresses and strains on individuals pursuing
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an engineering career and create second-order “critical times” and barriers to entry for
the aspiring engineers to thrive in the face of comparison and pressure augmented by
quantitative assessments and binary categories of performance (e.g. how quantitative
skills are assessed in timed exams with right-or-wrong answers). Selective “success
stories” of the relative few, when left unchallenged, may further reproduce and
reinforce the system on macro levels and perpetuate the enduring historical-conceptual
structures of engineering.
The second half of Chapter 4 set out to develop the concept of technology of technology
and shed new light on the dominant practice of modern engineering described so far. If
up until now my investigation into the enduring historical-conceptual structures of
engineering and its mechanisms comes to be the pathophysiology of the disorder in
modern dominant engineering practice, then this part of my dissertation develops
analytical concepts to systematically document its syndrome which bears upon
technology and which in many cases creates conditions for the perpetuation of the
same disorder.
Revisiting conceptual categories of Ancient Greek techne, technology, and machine from
the previous chapters, I formulated technology of technology as any technical practice
that concerns or belongs to technology and described its three general senses—
improvements on technology, technology that differentiates other technologies, and
the reflexive turn of technology. My analysis by and large illustrated their more
dominant, uncritical, and undesirable forms with irony. Built upon these concepts, I
further critiqued that modern dominant engineering practice that favors quantitative
efficiency and dwarfs other technical practices is technology of technology in the former
three senses.
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For now let us consider the “other technical practices” that are rendered invisible
systematically. Under the regime of modern dominant engineering practice as
“technology of technology,” some technologies and technical practices become
subjugated often because they are not the “ideal type” of technologies in the Weberian
sense. At the micro-level, unlike dominant technical practices in engineering, subjugated
technical practices, more often than not, are not grounded in exact numbers, formal
skills, objective phenomena, end results, problem solving, scientific certainty, causal
effects, systematic analysis, or technical rationales. Instead, subjugated technical
practices often resort to the respective contrasting parts: indeterminate expressions,
tacit knowledge, subjective experiences, the process, problem definition, situational
uncertainty, indecisive actions, holistic appreciation, and reasonableness.
And at the macro-level, the system of dominant technical practice manifests a number
of characteristics permeating the system: technological superiority, exceptionality and
individuality, rigorous criteria (and proceduralism and selectivity), efficiency, social and
cultural reproduction, meritocracy, control and replacement, technocracy, and self-
referentiality. On the other hand, the system of subjugated technical practice values
these counterparts: practical appropriateness, contribution and collectivity, sensible
criteria (and reasonable accommodations and inclusivity), meaningfulness, critical
reflexity, diversity, empowerment and improvement, participatory decision making, and
permeability. All these contrasting pairs, along with the corresponding dimensions of
technical practice at the micro- and macro-levels, are juxtaposed in Table 5.1 for
illustrative purposes.
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In many ways, individual subjugated technical practices encompass what are often
stereotyped (or gendered) in engineering and represent the opposites of the “technical”
in the dynamics of the social/technical binaries and “dualisms,” including
communication (both presentation and writing), interaction, empathy, expressiveness,
collaboration, multi-tasking, management, marketing, supportiveness, caring for bodies,
qualitative approaches, etc.653 As a result, the subjugated technical practice also
includes what Jürgen Habermas did not think belong to technical-practical actions,
namely, “communicative actions” that strive for mutual understanding to be their
goals.654
To the extent that the subjugated technical practice, as in the case of communication,
may not serve the perceived ends in a definite way, it may sometimes undermine the
initial purposes it ought to serve. Other subjugated technical practice in engineering
includes certain reflexive practice in engineering design, for example, when “problem
definition” refines and articulates the objectives (the “ends”) of a design. Even
systematic and more rigid approaches to engineering design acknowledge that, in this
process, “[a]s we gather information from clients, users, and others, our own views of
653
E.g. Faulkner, "Dualisms, Hierarchies and Gender in Engineering," 2000. In particular, Wendy Faulkner’s
article rightfully argued that more complicated, and often contradictory dualisms, existed, and
accordingly, in connoting the underlying tensions and value systems, she prefers "dualisms" to "binaries."
To make my point, I select categories that are more durable institutionally in the social/technical binaries
than the other pairs, such as the abstract/concrete dualisms.
654
To the extent that Habermas limited the scope of “purposive-rational actions” to instrumental actions
and rational choices, he also contrasted “work,” his conceptually equivalent construct, with “interaction.”
In confining what “work” may rightfully encompass, he was in danger of discounting non-traditional work
such as housework and emotional labor. See Habermas, "Technology and Science as "Ideology"," 1971,
91-92; Habermas, Reason and the Rationalization of Society, 1984, 284-286.
655
Faulkner, "Dualisms, Hierarchies and Gender in Engineering," 2000, 337-340.
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the problem will shift,” and there will be “new (and possibly evolving) understanding ...
of the design problem.”656 Different definitions of a problem entail different goals in the
design. And different teams working on the same project may produce different sets of
objectives and priorities because analysis, interpretation, and revision of goals are open-
ended in nature.657 To appreciate the value of divergent goals and interests, Gary
Downey proposes the “collaborative problem definition” in engineering, which “involves
investigating and assessing other perspectives ... in negotiations of technological
developments ... to understand these technical issues from different points of view and
critically recognize and examine the limitations of their own perspectives.”658
Any agenda to engage with the dominant engineering practice, such as the collaborative
problem definition proposed by Downey, is by necessity a critical reflexive practice that
is the counterpart of the “uncritical reflexive engineering practice.” Considering that it is
a purposive action to engage with dominant engineering practice and advocate for
policy changes in the system of practice, at the heart of such endeavor is a technology
that concerns another technology and is ipso facto a technology of technology. As I
discussed previously, philosophical approaches to technology, such as Winner’s politics
of artifacts, are rightfully technology of technology, as long as we keep this concept
general, open, and inclusive. Just as we have adamantly resisted representing
technology as “high technology,” so here we also avoid equating technology of
technology with its more dominant form.659
656
Dym et al., Engineering Design: A Project-Based Introduction, 2014, 43-44.
657
Dym et al., Engineering Design: A Project-Based Introduction, 2014, 62-64.
658
Downey, "Pds: Engineering as Problem Definition and Solution," 2015, 447.
659
For a non-exhaustive list of technology of technology, refer back to Table 4.1.
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systems, evaluation of teaching, course-level assessment, etc.) are immune from and
unaffected by the ideas of “high technology,” the prevalence of engineering systems,
and the influences of the dominant system of practice (as in Table 5.1). It also fails to
recognize that our research and practice in situ constitute the technology, the
engineering system, and the system of practice. The idea of outreach is out of reach if
we do not see that our research and practice, on the one hand, and the larger discourse,
imaginary, and structure of engineering, technology, and practice, on the other, are
mutually constitutive. Our work, naturally, has the opportunity for engagement and may
be held accountable for the system of which we are a part. While the uncritical reflexive
technology sustains and reinforces the historical-conceptual structure of dominant
engineering practice as discussed before, the same institutional reflexivity may also be
employed as technology for engagement and policy changes.
660
Bloor, Knowledge and Social Imagery, 1991, 7.
661
Giddens, The Constitution of Society, 1984, 284.
662
Giddens, The Constitution of Society, 1984, xxii-xxiii; Giddens, The Consequences of Modernity, 1990,
36; Giddens, Modernity and Self-Identity, 1991, 15, 158.
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wide-spread phenomena, rather than practice that engages with practice or such
reflexivity of the practice.663
One notable exception that employs reflexivity in social science as a practice to engage
with habitual practice is Pierre Bourdieu, and I am going to take his theory and practice
as an example in greater detail. For Bourdieu, reflexivity is “a requirement and form of
sociological work, that is, as an epistemological program in action for social science.”665
The commitment to reflexivity interrogates the biases of knowledge specifically
associated with a researcher, including their membership (e.g. social class, nationality,
ethnicity, gender, etc.) and position in the academic world (e.g. academic ranks, fields of
663
That Giddens was only marginally concerned with practice in Modernity and Self-Identity is evident in
the very last few pages on the implications of theory compared with the rest of the book. But even his
concluding remarks about practice and its location remain relatively underwhelming. See Giddens,
Modernity and Self-Identity, 1991, 226-231.
664
Charmaz, "Grounded Theory: Objectivist and Constructivist Methods," 2003, 250-251; Annells,
"Grounded Theory Method: Philosophical Perspectives, Paradigm of Inquiry, and Postmodernism," 1996,
384-385; Wacquant, "Toward a Social Praxeology: The Structure and Logic of Bourdieu's Sociology," 1992,
37; Burawoy, "The Extended Case Method," 1998.
665
Wacquant, "Toward a Social Praxeology: The Structure and Logic of Bourdieu's Sociology," 1992, 38. It
should be acknowledged that I largely rely on this particular source in the rendering of Bourdieu’s social
theory in this and the next two passages.
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study, the composition of their institutions, etc.). More importantly, he drew attention
to the intellectualist bias of the academia666
Bourdieu is in particular concerned with the manner in which we withdraw “from the
world and from action in the world in order to think that action,” and it remains to be
uncovered “in what ways this withdrawal … impact on the thought that they make
possible and thereby on what we think.”667 In the language of the logic of practice, one
of the foreseeable impacts is a disposition to reduce practical logic to theoretical logic,
or in terms of my own words about practice, to subjugate practical practice to research
practice. What is missing from the precipitate reduction of practice to research is the
ethical dimension of social science and its moral and political implications. In Bourdieu’s
view, sociological knowledge has practical significance for individuals (and participants)
in that it brings to awareness how they reflexively master and enact the social
categories of thought and action and become an inseparable part of the collective. The
emancipatory power of sociological knowledge lies in its capability to “help us unearth
the social unconscious embedded into institutions as well as lodged deep inside of us”
as well as to “[give] tools for distinguishing zones of necessity and of freedom, and
thereby for identifying spaces open to moral action.”668 Social science, with moral
character, may become normative and institutional, when its mission is now to
“necessitate conducts, to tear them away from arbitrariness by reconstituting the
universe of constraints which determine them, without justifying them,” to “necessarily
[take] sides in political struggles,” and to “tell us under what conditions moral agency is
possible and how it can be institutionally enforced [my emphasis], not what its course
ought to be” under the guise of a socio-political forecast.669
666
Wacquant, "Toward a Social Praxeology: The Structure and Logic of Bourdieu's Sociology," 1992, 39.
667
Bourdieu, "The Scholastic Point of View," 1990, 382. Part of the quote is cited in Wacquant, "Toward a
Social Praxeology: The Structure and Logic of Bourdieu's Sociology," 1992, 39.
668
Wacquant, "Toward a Social Praxeology: The Structure and Logic of Bourdieu's Sociology," 1992, 49.
669
Wacquant, "Toward a Social Praxeology: The Structure and Logic of Bourdieu's Sociology," 1992, 50-51.
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670
Wacquant, "Toward a Social Praxeology: The Structure and Logic of Bourdieu's Sociology," 1992, 53-54.
671
Wacquant, "The Sociological Life of Pierre Bourdieu," 2002, 556; Crossley, "Pierre Bourdieu (1930-
2002)," 2002.
672
Goldman, "Philosophy, Engineering, and Western Culture," 1990, 129. Goldman wrote the text I
quoted with reference to engineering in the context of how “the objects of engineering reasoning are far
more complex than the objects of scientific reasoning.” It is my view that a similar point can be made
about technology.
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the engagement must be limited and specific to the spatio-temporal context and the
specifics of the phenomenon. For example, the dominant perception of technology as
high technology in English may not be comparable to its conceptual equivalent in
Chinese, and the question of technology in our times is necessarily different from that of
the previous generations.
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Table 5.2: Distinct Sets of Concern in Engineering Education Research and Practice
Areas of Interest Literature in Engineering Education Research673 Context-Specific Questions in Engineering Education Practice
673
Unless otherwise noted by footnotes in this column, all the topics listed below are drawn from Johri and Olds, ed., Cambridge Handbook of Engineering
Education Research, 2014.
674
Tonso, "Student Engineers and Engineer Identity," 2006.
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CHAPTER 5: CONCLUSION
Engineering education and technological change, What technology do my students currently use, and how
new opportunities offered by technology, how comfortable do they feel when using them? What technology
learning is mediated and affected by specific should I adopt in class, and will they do more harm than good in
Technology
technology (e.g. the use of simulations, virtual a particular case? And what technology should I reject (e.g.
learning, remote learning, asynchronous learning, cheating prevention tools)?677 What technological tools should I
the flipped classroom, etc.), etc.676 teach my students to use?
675
Matusovich et al., "What Does "Motivation" Really Mean? An Example from Current Engineering Education Research," 2009; Matusovich et al., "Why Do
Students Choose Engineering?," 2010; Jones et al., "An Analysis of Motivation Constructs with First-Year Engineering Students: Relationships among
Expectancies, Values, Achievement, and Career Plans," 2010.
676
Bishop and Verleger, "The Flipped Classroom: A Survey of the Research," 2013; Lindsay and Good, "Effects of Laboratory Access Modes Upon Learning
Outcomes," 2005.
677
This question is all the more relevant now that online proctoring software has become more prevalent.
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678
The limits of engineering design on navigating conflicting design priorities and multiple definitions of
an objective were evidenced in Ann Johnson’s study of the early setback in the US for the greater
availability of anti-lock braking (ABS) systems. See Johnson, Hitting the Brakes: Engineering Design and the
Production of Knowledge, 2009, 105-116.
679
In my forthcoming article in the journal Techné: Research in Philosophy and Technology (scheduled to
be published in 2023), I used the term “critical technology of technology” throughout. The reason why I
have adopted critical reflexive technology instead in the dissertation is due to my commitment to
reflexivity of technology, as I discussed in the last section. During my writing of the article for Techné, I did
not have the chance to thought about the question of reflexivity and delineate a distinct concept of
reflexivity for technology, let alone space to fit that into an already long paper.
680
Homer’s Odyssey (ca. the 8th or 7th century BCE) made reference to crafty wile (δολίης τέχνης, 4.455)
and tricks (τέχνας and τέχνῃσι, 8.327 and 8.332). In the works of Xenophon and Plato, techne was
connected with war (Mem. 2.1.28; Oeco. 4.4), flattery (Soph. 222e–223a, 240d and 264d), and deception
(Soph. 240d and 264d).
681
Feenberg, Alternative Modernity: The Technical Turn in Philosophy and Social Theory, 1995, 182, 219,
231; Feenberg, Transforming Technology: A Critical Theory Revisited, 2002, 66, 142.
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Likewise, critical reflexive technology wishes not to forgo the potential of engineering or
any “technology of technology.” It is not being a homo faber that has made us a distinct
species marking the Anthropocene, but rather the capability of “technology of
technology” in the custody of technology, for good or ill. Technology of technology, in
its broadest senses and with unrealized potential, shall be the pragmatic ways of
improving, evaluating, comparing, and critiquing technologies, as well as the critical
reflexive manner of personalizing, institutionalizing, embodying, and enacting
technology. Therefore, technology of technology—since we have refrained from
essentializing it—shall include any endeavors in philosophy of engineering and
technology that engages with modern technology. And if there is one defining
characteristic that makes a reflexive technology deserve the modifier critical, it ought to
be its readiness to critique and embed such habitual questioning in the systematic
discourse and interrogation about technology, making critical reflexive technology
institutionally one responsible guardian and arbitrator of technology. To adapt what
Bruno Latour (1999, 24) has famously put, critical reflexive technology proper is “to do
what Victor Frankenstein did not do, that is, not to abandon the creature to its fate but
continue all the way in developing its strange potential.”682
But what and whose potentials should we unleash with critical reflexive technology? I
argue that it should first direct its critique toward any system of practice that disguises
its hegemonic power under the pretense of value neutrality, exerts dominance over
other legitimate practice, and limits the breadth and diversity of technology and
practice. I have deconstructed how different elements in the uncritical reflexive
institutional practice of engineering exhibit self-serving network effects and create the
very conditions for the social and cultural reproduction of the dominant structure of
engineering practice. Such deconstruction remains theoretical knowledge and, at best, a
demonstration of research practice—certainly not a practical practice. It is not a critical
reflexive technology, until it takes on the mantle of a tool, an instrument, apparatus, a
repertoire, an organized group of implements, a network of interlocking contrivances,
and an institution of pragmatic technology that interrogates the dominant structure of
engineering practice and side with the subjugated technical practice, which the critical
reflexive technology must first and foremost become a member of. Critical reflexive
technology aims at the institutional empowerment and mobilization of legitimate
technical practices that have been suppressed and marginalized by entrenched power.
682
Latour, "On Recalling Ant," 1999, 24.
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Among what critical reflexive technology may enlist are technology and engineering
ethics, labor and environmental movements in the high-tech industry, and technical
knowledge that has been historically gendered and racialized.683 Critical reflexive
technology ought to highlight and validate the qualities of the subjugated technical
practice that are discounted in the fields of engineering and technology, and yet
contribute in no small measure to even most “technical” projects.684
I am going to outline three practical aspects of critical reflexive technology; each is set
to cope with one of the three modes of technology of technology prevalent in dominant
engineering practice that I discussed before.
First, critical reflexive technology shall call into question the means-ends reversal and
the transformation of means into ends by calling for the ultimate ends of engineering
and technology. These include, inter alia, will society and humanity benefit from a
particular engineering or technological development in question, and who are the main
beneficiaries? Does a technology live up to its promise (i.e. the purported ends), and
who represents the interests behind the progress of the technology? Does the
technology empower technological choices, rather than limiting options of technical
means and non-technical self-expression? These suggest that even when an engineer or
a scientist is apparently secluded from the application of their intellectual products, they
shall consider the ethical implications of their work. Theoretically, sociology of science
and technology has long provided us with the investigative lens to uncover the social
interests that are buried in technical practice.685 Practically, Gary Downey’s and Donna
Riley’s respective pioneering works showed that there are a few effective strategies
(and indeed “technologies”) to incorporate problem definition, sensibilities, and critical
lens into engineering that has been dominated by technical problem solving.686
683
For labor and environmental movements in the high-tech industry, see Smith et al., Challenging the
Chip: Labor Rights and Environmental Justice in the Global Electronics Industry, 2006.
684
Light, "When Computers Were Women," 1999; Abbate, Recoding Gender, 2012, 11-38.
685
Mulkay, "Norms and Ideology in Science," 1976; Pinch and Bijker, "The Social Construction of Facts and
Artefacts," 1987.
686
Downey, "Pds: Engineering as Problem Definition and Solution," 2015; Downey, "Critical Participation:
Inflecting Dominant Knowledge Practices through Sts," 2021; Riley, Engineering Thermodynamics and 21st
Century Energy Problems: A Textbook Companion for Student Engagement, 2012.
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Third, critical reflexive technology must be self-critical and careful about one’s interests
in our very own ground of engineering practice. These include how our position and
knowledge bring certain types of technical choices to the foreground, limiting the scope
of technical practice, and foreclosing other possibilities. Pedagogical activities that have
been integrated into engineering education for more than two decades show that it is
both feasible and salutary to build that self-awareness into engineering education,688
potentially infusing engineering with a critical reflexive technology. The critical reflexive
practice requires, furthermore, judicious awareness that technical practice has its own
limitations, when purposeful actions, means-ends relations, or even brief thoughts of
goals or strategies are irrelevant and sometimes counterproductive to activities that are
intended to be meaningful.689 Engineering and technology do not need to be “grand” or
“high” in every possible way; it needs to step back, acknowledge its weakness, validate
687
McIlwain, Black Software: The Internet and Racial Justice, from the Afronet to Black Lives Matter, 2020;
Williams, "Towards an Engineering Ethics with Non-Engineers," 2021.
688
E.g. Downey et al., "The Globally Competent Engineer," 2006; Downey, "Location, Knowledge, and
Desire," 2011; Riley, Engineering Thermodynamics and 21st Century Energy Problems: A Textbook
Companion for Student Engagement, 2012.
689
Hannah Arendt shared a similar view that “Homo faber, in so far as he … thinks in no terms but those
of means and ends which arise directly out of his work activity, is just as incapable of understanding
meaning.” The “meaningfulness” includes not only the human world but also nature and the
environment. See Arendt, The Human Condition, 1958, 155.
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215
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