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Objective: To identify factors associated with unplanned extuba- Conclusions: The rate of unplanned extubation is higher in patients
tion in PICUs. aged less than 6 years. Patient factors, such as decreased level of
Design: A prospective, case-controlled multicenter study. sedation, loose or slimy endotracheal tube, and staffing factors such
Setting: Eleven Pediatric Intensive Care Units collaborating as floating nurse from another unit, contribute to unplanned extuba-
through the National Association of Children’s Hospitals and tion in children. (Pediatr Crit Care Med 2015; 16:e217–e223)
Related Institutions PICU focus group. Key Words: adverse effect; endotracheal extubation; pediatrics;
Patients: Patients with unplanned extubation events and control unplanned extubation
patients without unplanned extubation.
Interventions: Unplanned extubation events were prospectively
tracked for 1 year at 11 centers. When an unplanned extubation
U
occurred, up to four controls were randomly identified of other nplanned extubation (UPE) is an adverse event of
intubated patients in the unit. For each event and control, data mechanical ventilation in patients in the PICU and
associated with unplanned extubation events, reintubation, and has been of focus of many PICUs quality improve-
outcomes were collected. ment efforts over the past several years. UPE and the need
Measurements and Main Results: One hundred eighty-nine for emergent reintubation are potentially life-threatening,
unplanned extubation events occurred out of 25,500 endotra- associated with airway complications, hemodynamic com-
cheal tube days in the study (0.74 unplanned extubations/100 promise (1), and death (1, 2). UPE has been associated
endotracheal days; 95% CI, 0.64–0.85), with 654 associated with prolonged mechanical ventilation (3), ICU stay, and
controls. Unplanned extubation rates ranged by site from 0.3 hospital stay (3, 4).
to 2.1 unplanned extubations/100 endotracheal days. Children Multiple factors have been associated with UPEs including
less than 6 years had an increased rate of unplanned extuba- patient age (5–7), type of endotracheal tube (ETT) fixation
tion (0.83 for < 6 yr vs 0.45 for ≥ 6 yr; p = 0.001). After mul- (7–9), sedation level of patient (5, 6, 9–12), weaning of ventila-
tivariate analysis, inadequate patient sedation (odds ratio, 9.1; tor with planned extubation (3, 6, 13, 14), nursing staffing ratio
95% CI, 4.5–18.5), loose or slimy endotracheal tube (odds ratio, (12, 14, 15), and night/day shift differences (13). Reintubation
10.4; 95% CI, 5.0–22.2), a planned extubation in the next 12 rates for patients with UPE ranged from 22% to 52%
hours (odds ratio, 2.3; 95% CI, 1.3–4.1), and a nurse pulled from (5, 6, 8, 11, 12, 14, 16–18)
another unit (odds ratio, 3.8; 95% CI, 1.4–9.9) were associated Because of the significant safety risk associated with UPE,
with unplanned extubation. Sixty percent of unplanned extuba- the National Association of Children’s Hospitals and Related
tions required reintubation. Institution (NACHRI) PICU Focus Group conducted a survey
in 2007 to summarize current site-specific practices related to
1
Pediatric Critical Care, Helen De Vos Children’s Hospital, Grand Rapids, MI. artificial airway management and UPE rates at different PICUs.
2
Grand Rapids Medical Education Partners, Milwaukee, WI. Because any single PICU has limited number of UPE events,
3
Critical Care Section, Medical College of Wisconsin, Pediatrics and and those events are relatively rare, a multi-institutional study
Children’s Hospital of Wisconsin, Milwaukee, WI. was needed to obtain a significantly large sample size given
Supplemental digital content is available for this article. Direct URL citations the variation in clinical practices. This prospective, multi-
appear in the printed text and are provided in the HTML and PDF versions of institutional study was undertaken to describe factors asso-
this article on the journal’s website (http://journals.lww.com/pccmjournal).
ciated with UPE events in PICUs. Our primary aim was to
The authors have disclosed that they do not have any potential conflicts of
interest. identify and describe the factors associated with UPE in the
For information regarding this article, E-mail: shanson@mcw.edu PICU. Our secondary aim was to identify current UPE rates
Copyright © 2015 by the Society of Critical Care Medicine and the World to inform the establishment of benchmarks for other centers
Federation of Pediatric Intensive and Critical Care Societies across the country. We hypothesized that both patient-specific
DOI: 10.1097/PCC.0000000000000496 and hospital-specific factors would be associated with UPE.
n = 189* n = 654* p
than 6-year age categories in the univariate analysis, and per- whereas 86 of 187 (46%) occurred on the night shift between
sisting for the 6-month to 1-year age group in the multivariate 7 pm and 7 am. In the 8-hour nursing shift model, the distribu-
analysis (Tables 1 and 2). However, the calculated rate of UPE, tion was 67 of 187 (36%) between 7 am and 3 pm, 58 of 187
number of UPE/100 ETT days, was almost double in children (31%) between 3 pm and 11 pm, and 62 of 187 (33%) between
6 years old or younger compared with older children (Table 2). 11 pm and 7 am.
There was no difference in UPE rates between the youngest The univariate analysis of the factors associated with UPE
(< 1 yr) and the 1–6-year-old age groups (0.81 and 0.89, is shown in Table 1. Cases of UPE were more likely to have
respectively, p = 0.541). extubation planned within the next 12 hours, require frequent
There was no association between time of day and UPE. suctioning, have loose or slimy tape securing the tube, have
When broken down by the typical time for a 12-hour shift, 101 restraints in place, and have the bedside nurse pulled from
of 187 (54%) of the UPE’s occurred between 7 am and 7 pm, another unit. Nasal ETTs, taping the ETT per unit standard,
Table 2.Rate of Unplanned Extubation in Five of the 104 patients (4.8%) who required reintuba-
Children by Age tion had problems associated with reintubation. Of those, one
required a much smaller ETT secondary to airway edema, one
Unplanned Endotracheal Rate/100 d had airway bleeding, two had symptomatic bradycardia, and
Age, yr Extubation Intubation Days (95% CI)
one developed hypotension.
<1 106 13138.22 0.81 (0.65–0.96)
1 to < 6 51 5701.2 0.89 (0.65–1.14) DISCUSSION
This is the largest, prospective, multicenter study of the
>6 30 6674.17 0.45 (0.29–0.61)
common quality and safety issue of UPE in pediatrics. UPE
(< 1 yr) vs (1 to < 6 yr), p = 0.55; (< 1 yr) vs (> 6 yr), p = 0.004; and occurred in this study at a rate of 0.74 events per 100 ventila-
(1 to < 6 yr) vs (> 6 yr), p < 0.001.
tor days. This rate is 25% less than the multicenter trial look-
continuous infusion of sedation, and a nurse-patient assign- ing specifically at extubation failure (17), as well as the target
ment ratio of 1:1 were protective against UPE. The use of para- upper rate suggested by the recent concise data review pub-
lytic agents and the use of commercial products to secure the lished regarding UPE in children (19). This rate is within the
ETT were the same in cases of UPE and the control group. range for pediatric UPE found in the published literature,
Inadequate sedation level as assessed by the bedside nurse mostly single-center trials, with ranges of UPE rates from 0.2
was associated with a higher UPE percentage, as shown in to 2.7 (5–9, 11, 12, 14, 16). This rate is consistent with, but
Figure 2, where 46% of the UPE patients were said to have at the upper range of, rates found in recent pediatric studies
an adequate level of sedation compared with 93% of the con- looking at quality improvement programs aimed specifically at
trols (p < 0.001). reducing UPE (5, 6, 16).
Using logistic regression, we analyzed the relationship There was wide intersite variation in the UPE rate, with a
between specific independent variables and UPE (Table 3). seven-fold difference ranging from 0.3 to 2.1 UPE events/100
Inadequate sedation and having a tube that was loose or slimy ETT days. These differences in rate may be explained by dif-
carried the odds ratio of UPE at 9.1 and 10.4, respectively. A ferences in institutional practice that were found to be signifi-
planned extubation in the next 12 hours also carried a two cantly associated with UPE such as nurse staffing or degree of
times greater risk of UPE compared with no planned extuba- sedation in intubated patients. It is not felt that this rate dif-
tion. When a nurse was pulled from another unit, there was a ference is from a difference in UPE reporting, as all sites had
almost a four-fold risk of UPE. active vigilance for UPE according to the study definition.
There have been conflicting study results about the association
Outcomes and Adverse Events of UPEs of age with UPE, with several finding that younger age groups
Of the 189 UPEs, 21 events were missing data on need for rein- are at higher risk for UPE (5–7) and others finding no associa-
tubation. One hundred and four of the 168 (62%) remaining tion (11, 12). Our study found no difference in the median age
UPE patients required reintubation. As shown in Table 4, most between the cases of UPE and controls; however, when compared
were reintubated for a respiratory issue including oxygen desat- by rate of UPE/100 ETT days, children 6 years old or younger
uration or increased work of breathing. There were two cardiac were at increased risk of UPE. Todres postulated that the risk is
arrests associated with UPE. Reintubation was more common higher in younger age groups given their short tracheal length
in the younger age group with 68% of children aged 12 months (20). In addition, developmental immaturity and inability to
old or younger requiring reintubation, whereas 50% of those understand and comply with care activities may contribute to
aged 12 months old or older were reintubated (p < 0.016). The increased risk of UPE. This study supports the higher risk for
median age of children requiring reintubation was 5 months UPE in younger patients, with no difference between the rates of
compared with 13 months for those not reintubated. UPE in the youngest (< 1 yr) and the 1–6-year-old age groups.
Also, it is important to note that although the rate is higher in the
younger age group, there is still a significant risk in older patients,
0.45/100 ETT days. Strategies aimed at identifying risks for and
decreasing UPE in the future should not just focus on younger
patients but should include all pediatric patients.
Interestingly, when the less than 1-year age group was bro-
ken down in post hoc analysis, the 6-month to 1-year age group
had lower odds of UPE than both the less than 6-month and
the 1–6-year age groups in both the univariate and the multi-
variate analyses. This may be due to case sampling, as it can-
not be confirmed with the UPE rate as this age breakdown was
post hoc and not requested for the overall UPE of all intubated
patients. We could speculate that this is due to more consis-
tent sedation outside of the neonatal period before reaching
Figure 2. Sedation level at the time of unplanned extubation (UPE). the unruly toddler age; however, this would need further study.
but our data suggest that simply being consistent with taping a higher acuity load (14). In our study, a 1:1 nursing-to-patient
method within a unit leads to less UPE. ratio was protective against UPE in the univariate analysis, but
Cuffed ETT were associated with a decreased rate of UPE did not remain significant in the multivariate analysis. An inter-
compared with uncuffed ETT; however, this significance was esting finding in the multivariate analysis was the four times rel-
not retained with the multivariate analysis. The decreased UPE ative risk of having a UPE when a nurse was pulled from another
in the univariate analysis was associated with cuffed ETT with unit. Staffing flexibility is required in PICUs to deal with surges
cuff inflated (p < 0.001 vs uncuffed). There was no difference in patient volume, and at times this requires pulling nursing staff
in UPE rate, with a cuffed ETT with the cuff deflated (p = 0.88 from the Neonatal ICU and acute care floors. Enhanced educa-
vs uncuffed). This may be due to cuffed ETT and inflated cuffs tion programs or attempting to have pulled nurses care for non-
being used more commonly in older children. intubated patients may lead to lower UPE rates.
The amount of secretions and how loose or slimy the tape There are multiple limitations to this case-control study. The
was at the time of UPE were significantly higher in the UPE study design of selecting controls during the same shift as the
group. The percentage of patients requiring suctioning greater case of UPE although appropriate in identifying patient-spe-
than one time per hour was used a surrogate for amount of cific factors may limit the identification of unit factors that are
patient secretions. Admittedly quantifying these factors is diffi- affected by unit acuity and staffing or for center-specific prac-
cult, with a significant subjective component to them, but their tices. In addition, because the majority of patients intubated in
association with UPE does make clinical sense. Focusing fur- PICUs are 1 year old or younger, random sampling of patients to
ther efforts on secretion control and securing tubes in patients select the control group will result in a greater selection of these
with significant secretions would be useful. younger patients, potentially diluting age-related effects con-
Inadequate sedation is clearly a risk factor for UPE in both tributing to UPE. Self-reported variables, such as tube integrity,
prior (5, 6, 9–12) and the current study. Our study also sup- amount of secretions, and sedation level, are clearly subjective
ports prior work reporting increased UPEs occurring, whereas as they were recorded by the unblinded bedside nurse caring
the patient was being weaned or within 1 day of planned for the patient who just had an UPE. Record of such events is
extubation (3, 6, 13), which may also be related to weaning unlikely to be completely free of bias, including subconscious
of sedation. Our study is limited by the fact that sedation was attempts to justify the UPE. However, bias may lead to overes-
assessed subjectively by the nurse after the UPE event and at timation, but it is unlikely to account for all of the association
a single time point in the control group. Most of the institu- with UPE given the very large odds ratios for these variables.
tions involved in the study used a sedation scale although these Some variables planned in the initial study design, such as the
scales were different enough that categorizing patients across activity of the patient at the time of UPE or persons in the room
institutions was impossible. The use of sedation scales has been at the time of the event, were not able to be analyzed. Multiple
shown to impact UPE rates and allow for objective measure- selections of too many activities with limited data definitions
ment of sedation level and in some nurse-driven protocols for resulted in a loss of reliability. In addition, we were unable to
sedation dosing (16). We did find a significantly lower rate of compare the cases of UPE with the unextubated control patient
UPE in patients on continuous sedation infusions, but finding for these variables. It was difficult for the bedside nurse of the
a specific sedation infusion regimen that was better was not control patient to remember specific activities corresponding
possible. There were over 50 different infusion combinations to an uneventful window of time versus for the nurse of the
of the patients on continuous sedation medications. Although patient who just underwent an eventful UPE. Further study
most were a combination of a narcotic, benzodiazepine, and/ should be designed to account for these limitations.
or dexmedetomidine, there were many that included ketamine, As pediatric hospitals across the country look at quality
propofol, or pentobarbital. improvement and high reliability processes, UPE is an impor-
In our study, the control patients had more than double tant safety event that deserves attention. The rate of 0.74
the rate of nasal intubation compared with the cases of UPE, UPE/100 ventilator days means that these events occur at a rate
with a trend toward significance in regression analysis. Nasal more than double CA-BSI rate of 3.1 events/1000 catheter days
intubation is potentially protective for a few different reasons found in the NACHRI CA-BSI study (25). Because complica-
including increased stabilization in the nasopharynx and pos- tions and the need for reintubation are not uncommon with
sibly being more comfortable in babies to allow for non-nutri- UPE, further efforts to decrease this adverse event in PICUs are
tive sucking on a pacifier. needed. These data can be used to create and study bundles of
Nurse staffing patterns have also been associated with UPEs. care in a collaborative fashion to improve the safety of intu-
UPEs occurred more frequently within 1 hour before or after bated children in the ICU.
a shift change, possibly related to the absence of the nurse at
the bedside (24). UPE rates also increased when there was a 2:1 CONCLUSIONS
nurse-to-patient ratio as compared with a 1:1 nurse-to-patient Multiple factors contribute to UPE in children. Patient age less
ratio (12, 14). This finding was also borne out in the NACHRI than 6 years is associated with an increased rate of UPE. Patient
PICU Focus Group Survey, where centers with the lowest UPE factors, such as decreased level of sedation and increased amount
rates had better nurse: patient staffing ratios. In addition, the of secretions, are associated with UPE. Staffing factors such as
likelihood of UPEs increased when a nursing assignment had floating nurse from another unit are also associated with UPE.