Professional Documents
Culture Documents
a
Department of Civil Engineering, University of Zimbabwe, Box MP167, Mt. Pleasant, Harare, Zimbabwe
b
Department of Environmental Engineering, Chinhoyi University of Technology, P. Bag 7724, Chinhoyi, Zimbabwe
Keywords: Previous research on the determinants of sanitation success has largely focused on economic, environmental,
Diarrhoeal mortality political and social factors at the expense of technological factors. Therefore, this paper explores the relationship
Environmental protection between improved sanitation technologies and sanitation success, and further investigates the impact of im-
Improved sanitation technology proved sanitation technologies on diarrhoeal mortality in 46 Sub-Saharan African (SSA) countries. Cross-country
Public health
regression analyses were done using publicly available data. The dependent variables ‘proportion of 2015 po-
Sanitation success
Sub-saharan Africa
pulation that gained access to sanitation since 2000’ (GAINACC), ‘access to improved sanitation as a percentage of the
2015 population’ (ACCSAN) and diarrhoeal mortality rates were regressed against six different types of improved
sanitation technologies commonly used in SSA. Significant relationships were observed between GAINACC and
flush toilets connected to septic tanks in the rural sample (p < 0.001). In addition, significant relationships were
obtained between ACCSAN and coverage of flush toilets connected to piped sewer, septic tanks and pit latrines
for all samples (all p-values < 0.05). The findings also showed negative significant relationships between all
flush toilets and diarrhoeal mortality rates (all p-values < 0.05). These results suggest that successful countries
in SSA had higher access to flush toilets than other improved sanitation technologies and diarrhoeal mortality
was lower in areas with higher coverages of flush toilets than those without. These results imply that investment
in flush toilets, where possible, must be encouraged. However, sanitation success must be accompanied with an
improvement in human health. These findings provide important information that could inform new strategies
for achieving the Sustainable Development Goals (SDGs) and help in the drive to improved sanitation and health.
1. Introduction The prevailing poor sanitation situation in SSA was reported to be the
cause of 60% of diarrhoeal mortality in 2017 (IHME, 2019). Ironically,
The world failed to meet the Millennium Development Goal (MDG) some SSA countries with high sanitation coverages also had high pre-
sanitation target of 77% by 9 percentage points. The Joint Monitoring valence of diarrhoeal diseases. For example, out of the 14 countries that
Programme (JMP) for Water Supply and Sanitation reports that in were said to have been successful in terms of sanitation provision,
2015, approximately 68% of the global population had access to im- several countries recorded diarrhoeal deaths that were above the re-
proved sanitation (WHO/UNICEF, 2017). This figure, however, hides gional average of 10%. These countries are Angola, Botswana, Malawi
the disparities between and across countries and regions. For example, and South Africa, with under-5 diarrhoeal mortality rates of 12%, 14%,
in the same year, the Sub-Saharan Africa (SSA) region had the lowest 15% and 16% respectively. In contrast, there are countries which had
sanitation coverage of 28% compared to other regions. Thus, 72% of very low diarrhoeal mortality rates, but they were considered not
the 1.1 billion population in SSA did not have access to improved sa- performing well in terms of sanitation. These countries included
nitation in 2015 (UN, 2017; WHO/UNICEF, 2017). The region thus Equatorial Guinea, Gabon and Ghana with diarrhoeal mortality rates of
failed to meet its 62% MDG sanitation target. 4% each.
However, out of the 52 mainland countries and island states in SSA Besides other issues, the above scenario could be attributed to the
only 14 countries and island states performed well, though at different types of improved sanitation technologies used in the different coun-
levels, while the majority of the SSA member countries, made limited or tries. An improved sanitation technology is a sanitation facility which
no progress at all (WHO/UNICEF, 2015a, b; Munamati et al., 2016). hygienically separates human excreta from human contact (WHO/
⁎
Corresponding author.
E-mail addresses: mismuchie@gmail.com, muchiemunamati@yahoo.com (M. Munamati).
https://doi.org/10.1016/j.pce.2019.08.003
Received 30 May 2019; Received in revised form 5 August 2019; Accepted 10 August 2019
Available online 13 August 2019
1474-7065/ © 2019 Elsevier Ltd. All rights reserved.
M. Munamati, et al. Physics and Chemistry of the Earth 114 (2019) 102795
Abbreviations and acronyms GAINACC Proportion of 2015 population that gained access to sa-
nitation since 2000
ACCSAN Access to improved sanitation as a percentage of the 2015 GAINACCrural Proportion of 2015 rural population that gained ac-
population cess to sanitation since 2000
ACCSANrural Access to improved sanitation as a percentage of the GAINACCurban Proportion of 2015 urban population that gained
2015 rural population access to sanitation since 2000
ACCSANurban Access to improved sanitation as a percentage of the IHME Institute for Health Metrics and Evaluation
2015 urban population JMP Joint Monitoring Programme
AMCOW African Ministers' Council on Water MDG Millennium Development Goals
ANOVA Analysis of Variance MICS Multiple Indicator Cluster surveys
CT Composting toilet PLS Pit latrine with slab
DHS Demographic Health Surveys SDG Sustainable Development Goals
DV Dependent Variable SSA Sub-Saharan Africa
FPPL Flush/pour-flush toilet connected to pit latrine VIP Ventilated Improve Pit
FPPS Flush/pour-flush toilet connected to piped sewer WHO/UNICEF World Health Organisation/United Nations
FPST Flush/pour-flush toilet connected to septic tank Children's Fund
UNICEF, 2015b). Improved sanitation technologies include: flush or sanitation policies and strategies and settlement patterns (Murphy
pour-flush toilet/latrine connected to either piped sewer system (FPPS), et al., 2009; Parkinson et al., 2014; Munamati et al., 2017). A recent
septic tank (FPST) or pit latrine (FPPL), Ventilated Improved Pit (VIP) study by Munamati et al. (2017) found that in SSA, selection of sani-
latrine; pit latrine with slab (PLS) and the composting toilet (CT) tation technologies was influenced by income, population, population
(Fig. 1). Improved sanitation technologies offer different health benefits density and urban population as sanitation technologies have different
with findings from research studies showing that flush toilets especially capital and operation and maintenance costs and different space re-
those connected to sewer connections could greatly reduce diarrhoeal quirements. Physical factors such as steep slopes, soil types and depth,
morbidity and mortality compared to dry toilets like the VIP latrines depth to the groundwater table and the presence of low-lying areas
(Günther and Fink, 2013; WHO, 2014). (Henriques and Louis, 2011; Malekpour et al., 2013) are also likely to
While it is important to consider the public health and environ- influence selection of sanitation technologies as different technologies
mental protection functions of sanitation technologies (Kvarnström have different technical requirements, which must be matched with the
et al., 2011; Beyene et al., 2015), the selection of improved sanitation prevailing physical conditions. The differences in rural and urban set-
technologies in SSA is likely to be influenced by other factors. These tlements also influence the types of sanitation technology which are
factors include the country's socio-economic, physical, national used in different settlements because of the differences in socio-
Fig. 1. The sanitation ladder used by the JMP in monitoring sanitation. Adapted from (WHO/UNICEF, 2015a).
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M. Munamati, et al. Physics and Chemistry of the Earth 114 (2019) 102795
economic and physical conditions (Lüthi et al., 2011; McGranahan, technologies on sanitation success has not been given priority, yet this
2015). Sanitation policies and strategies play a major role in the se- is central in monitoring sanitation performance. The sanitation situa-
lection of improved sanitation technologies because as legal and reg- tion in SSA, could only be well understood and improved, if the tech-
ulatory framework, they provide technical standards and codes at na- nological factors, with regards to the different types of improved sa-
tional and municipal levels (Henriques and Louis, 2011; Parkinson nitation technologies used in different countries, are also included in
et al., 2014; Tilley et al., 2014; Nakagiri et al., 2016). Some countries the investigations.
thus prohibit usage of dry toilets in urban areas while other countries Moreover, there seems to be lack of information linking sanitation
promote use of the same (Government of Rwanda, 2010; World Bank, success to the public health function of sanitation. It is argued in this
2011; Government of Zimbabwe, 2012). paper that a country's sanitation success must translate to public health
Improved sanitation technologies were first used as an indicator for benefits such as reductions in prevalence of diarrhoeal diseases and
monitoring sanitation performance during by the JMP during the MDG diarrhoeal mortality. Prevalence of diarrhoeal diseases and diarrhoeal
period (1990–2015) and have since been carried over to the Sustainable mortality have been found to be associated with the types of sanitation
Development Goals (SDGs) (WHO/UNICEF, 2015a). However, the sa- technologies used (Günther and Fink, 2013; WHO, 2014). Therefore, it
nitation monitoring approach used by JMP has been criticized for its can be argued that a country which is successful in terms of sanitation
inflexibility and its failure to accommodate other innovative sanitation must also be performing well with regards to the public health function
options such as ecological sanitation (Kvarnström et al., 2011). In ad- of sanitation. In this regard, there seems to be an inextricable linkage
dition, the approach overlooked the primary functions of sanitation between sanitation success, sanitation technology and diarrhoeal mor-
namely environmental protection and public health protection (Baum tality. Thus, an understanding of a country's sanitation success must go
et al., 2013; Beyene et al., 2015; Munamati et al., 2015). However, the beyond access to sanitation technologies but include a country's per-
issue of environmental protection with regards to faecal waste treat- formance in the different functions of sanitation such as public health
ment has been addressed in the SDGs through the introduction of a represented by diarrhoeal mortality rates in this paper.
sanitation target 6.3 on wastewater treatment (WHO/UNICEF, 2015a). An understanding of the relationship between improved sanitation
Despite the shortfalls of the JMP sanitation monitoring approach, it technology and sanitation success is crucial for several reasons. Firstly,
is however important to note that the sanitation performance of it diverts attention from the usual debate of sanitation success which
countries has, until now, depended on their access to improved sani- focuses on economic, environmental, social and political factors and
tation technologies as provided in the JMP sanitation ladder (Fig. 1). It identifies the improved sanitation technologies which have led to either
is thus appropriate to assess the impact of improved sanitation tech- sanitation success or failure especially in the SSA context. Secondly,
nologies on sanitation success during the MDG period, with a view of there are also economic and policy implications tied to gaining such
contributing towards the improvement of measuring sanitation per- knowledge, considering that improved sanitation technologies have
formance in the post-2015 development agenda. different investment costs and health benefits (Günther and Fink, 2013;
A relatively large body of literature which highlights the reasons for WHO, 2014). It is also important to understand the meaning of sani-
poor sanitation performance worldwide and that of SSA exists tation success as currently measured in the context of public health
(Hopewell and Graham, 2014; Adams et al., 2015; Munamati et al., protection, as this has policy and sanitation monitoring implications.
2016). Findings from these studies provide critical information which Considering the above discussion, this paper is aimed at in-
could help address the underlying causes of poor sanitation perfor- vestigating the relationship between sanitation success and improved
mance in SSA. However, while commendable efforts have been made in sanitation technologies. The paper also provides an analysis of the re-
identifying the determinants of sanitation success, debate on the subject lationship between improved sanitation technologies and diarrhoeal
has largely been centred on the effect of economic, environmental, mortality. In this paper ‘sanitation success’ is used to refer to countries
social and political factors. The impact of improved sanitation that made considerable sanitation gains in terms of the absolute
Table 1
Data sources for individual SSA countries.
Country Data source Country Data source
Notes: DHS-Demographic Health Survey; MICS-Multiple Indicator Cluster Survey; PHS-Population and Health Survey; IES-Income and Expenditure Survey; IMC-
Inquerito Multiobjectivo Continuo, MIS-Malaria Indicator Survey; AIS-AIDS Indicator Survey; –Data unavailable.
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M. Munamati, et al. Physics and Chemistry of the Earth 114 (2019) 102795
number of people using the index; ‘proportion of 2015 population that dependent variable ‘diarrhoeal mortality’, is used to understand sanita-
gained access to sanitation since 2000’ (GAINACC). For comparative tion success in the context of public health protection, one of the pri-
purposes, another success indicator, ‘access to improved sanitation as a mary functions of sanitation. This objective intends to answer the
percentage of the 2015 population’ (ACCSAN) will also be used. Thus, the question: ‘Is sanitation success achieved by the different countries indicative
dependent variables used in the analysis are the two sanitation success of the actual sanitation situation?’
indicators (GAINACC and ACCSAN) and diarrhoeal mortality while the
independent variables are the different types of improved sanitation
technologies namely FPPS, FPST, FPPL, VIP, PLS and CT. The
Table 2
Summary data for 46 sub-Saharan countries used in the analysis.
Countries Dependent Variables (%) Independent Variables (%)
GAINACC ACCSAN FPPS FPST FPPL VIP PLS CT Diarrhoeal mortality rate (% of Total deaths)
Angola 32 52 7.6 10.5 5.5 0.8 17.4 2.2 8.1 11.6 10.5
Benin 12 20 5.2 18.3 3.6 5.1 41.2 3.6 4.7 6.4 5.1
Botswana 23 63 0.6 3.3 0.3 31.6 17.8 0.2 3.3 13.5 5.4
Burkina Faso 12 20 2.5 8.5 0.5 0.4 82.8 0.1 9.2 13.1 6.5
Burundi 20 48 1.6 0.1 0.0 0.0 4.6 0.0 7.8 9.5 9.1
Cameroon 16 46 1.3 14.3 1.0 1.3 42.9 0.0 5.0 8.7 4.4
Cape Verde 35 72 21.0 52.0 0.0 0.0 0.0 0.0 1.0 6.4 2.3
CAR 8 22 0.1 0.2 0.9 1.3 4.2 0.4 8.5 12.4 10.3
Chad 6 12 1.9 1.8 8.4 0.6 24.0 5.2 15.9 20.4 14.9
Comoros 18 36 6.3 5.8 1.6 0.3 22.3 1.4 5.9 5.5 5.9
Congo Republic 6 15 3.8 12.2 2.6 1.4 21.7 0.0 3.9 5.2 4.1
Cote d'Ivoire 9 22 19.9 33.5 3.5 0.3 24.1 0.3 5.1 8.8 4.6
DRC 14 29 0.4 4.1 0.3 0.3 40.7 0.0 12.5 16.7 5.4
Djibouti −2 47 14.0 39.8 3.3 1.2 11.5 0.3 4.5 6.5 14.8
Equatorial Guinea 21 75 7.9 4.1 21.7 5.7 0.0 0.3 2.6 3.7 3.8
Eritrea 8 16 3.5 4.8 1.1 1.8 0.0 0.0 11.0 12.7 10.7
Ethiopia 22 28 1.2 0.9 2.7 2.7 6.5 7.8 7.8 9.7 9.2
Gabon 14 42 54.6 0.0 0.0 3.0 11.6 0.0 2.2 3.7 3.4
Ghana 8 15 25.4 30.9 2.1 18.7 14.1 0.0 2.2 4.0 2.0
Guinea 11 20 4.9 15.9 4.2 4.9 26.7 0.0 5.0 5.6 7.1
Guinea-Bissau 12 21 6.7 3.5 5.1 0.1 0.0 0.0 6.0 9.0 6.4
Kenya 11 30 12.2 3.9 1.3 16.6 17.9 0.1 9.4 13.3 8.1
Lesotho 9 30 2.1 2.4 0.2 18.4 27.9 4.2 6.8 18.6 4.5
Liberia 8 17 3.7 61.2 2.6 17.7 4.3 0.0 6.8 10.8 7.1
Madagascar 5 12 0.8 7.5 0.1 0.8 6.8 0.0 7.9 13.8 9.0
Malawi 18 41 3.9 0.0 0.0 5.4 16.5 0.0 9.4 14.9 6.6
Mali 13 25 2.6 2.3 4.3 1.2 32.0 0.3 10.9 14.3 11.1
Mauritania 24 40 4.3 15.8 26.4 16.1 15.3 0.9 6.1 9.1 7.0
Mauritius 7 93 20.8 6.4 65.8 0.0 0.0 0.0 0.3 1.9 0.8
Mozambiq 11 21 0.0 0.0 0.0 12.8 21.1 0.0 4.7 1.7 3.3
Namibia 13 34 73.1 2.5 3.9 10.0 2.9 0.4 4.6 5.5 5.9
Niger 7 11 3.5 8.8 0.0 5.1 45.1 0.0 13.9 13.8 13.9
Nigeria 5 29 8.5 14.6 5.4 30.7 14.9 0.2 3.6 17.8 2.8
Rwanda 29 62 0.0 0.9 0.6 0.4 61.2 0.3 5.0 7.0 4.6
STP 19 35 0.0 29.8 39.2 16.3 0.0 0.0 2.3 5.5 2.7
Senegal 21 48 7.5 18.5 3.2 3.3 44.3 0.0 6.4 11.0 7.3
Seychelles 11 98 14.0 85.0 0.7 0.0 0.7 0.0 0.3 0.5 0.2
Sierra Leone 6 13 1.4 18.6 3.2 18.2 28.1 0.2 4.1 18.3 4.1
South Africa 20 66 66.4 6.5 0.0 6.2 23.5 0.0 2.5 15.9 2.5
Swaziland 14 57 22.2 7.6 0.0 18.2 44.0 0.0 5.2 15.2 3.3
Tanzania 9 16 0.7 2.1 7.6 1.8 9.4 0.0 6.3 19.0 7.3
Gambia 21 59 2.3 11.2 3.4 3.7 55.8 0.0 5.1 6.8 2.0
Togo 4 12 0.1 46.0 6.7 1.1 26.5 0.3 6.2 9.8 4.3
Uganda 9 19 2.1 0.0 0.0 3.2 26.9 0.3 4.8 10.1 4.8
Zambia 17 44 14.8 6.3 0.6 13.3 15.4 0.0 6.5 6.9 3.5
Zimbabwe 5 37 30.2 6.6 0.5 30.4 22.2 0.2 7.0 10.2 4.6
Notes.
1) GAINACC = proportion of 2015 population that gained access to sanitation since 2000; ACCSAN = access to improved sanitation as a percentage of the 2015
population; FPST=Flush toilets connected to piped sewer; FPST = flush toilets connected to septic tanks; FPPL = flush toilets connected to pit latrines; VIP=
Ventilated Improved Pit; PLS = pit latrine with slab; CT = composting toilet; CAR= Central African Republic; DRC = Democratic Republic of Congo; STP= Sao
Tome and Principe.
2) Data for GAINACC for each country was calculated by subtracting sanitation coverage for 2000 from sanitation coverage of 2015 and dividing it by population in
2015 (Munamati et al., 2016).
3) Sanitation coverage figures (ACCSAN) for each country were taken from JMP report (WHO/UNICEF 2015a).
4) Data for improved sanitation technologies was obtained from the latest surveys on the DHS database, MICS and JMP country files (UNICEF, 2015; USAID, 2015;
WHO/UNICEF, 2015c).
5) Diarrhoeal mortality data was obtained from the Institute of Health Metrics and Evaluation (IHME, 2016).
6) Data for urban and rural areas not shown here but available upon request.
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M. Munamati, et al. Physics and Chemistry of the Earth 114 (2019) 102795
2. Materials and methods 2018). Weighting using household weights was done to adjust for dif-
ferences in the probability of selection of sample cases introduced by
2.1. Data and data sources the sampling design or by accident. Cross-tabulations were used to
summarize the data on improved sanitation technologies for the in-
Data on the independent variables, improved sanitation technolo- dividual countries according to type of residential area. Diagnostic tests
gies, used across and within (rural and urban areas) the 46 SSA coun- were performed to determine whether assumptions of the regression
tries studied was extracted, after having obtained permission, from the model were valid.
most recent Multiple Indicator Cluster surveys (MICS) and
Demographic Health Surveys (DHS) (2005–2014) (UNICEF, 2015; 2.2.1. Regression analysis
USAID, 2015). The DHS and MICS are nationally representative To establish the relationships between improved sanitation tech-
household surveys which collect information on various issues such as nologies and sanitation success and between improved sanitation
water and sanitation and health. In cases where data was either not technologies and diarrhoeal mortality, multiple regression analysis was
available or was outdated in the DHS and MICS surveys, data was ex- performed. The empirical specification for the regression analysis
tracted from the JMP country files which report processed data from model is shown in Equation (1):
DHS, MICS and other household surveys. This applied to countries such
as Central African Republic and South Africa, where the most recent DV = 0 + j CTj, i + j PLSj, i + j VIPj, i + j FPSj, i + j FPSTj , i
data available was for 1994–95 and 1998 respectively. There are cases, + j FPPLj, i ( i = 1..m; j = 1,...n) (1)
however, where the most recent data available in JMP country files was
not used because it was not segregated into the different sanitation Where DV is the dependent variable of interest (sanitation success in-
technology categories. In such cases, the next most recent data set with dicator – GAINACC or ACCSAN and diarrhoeal mortality rates). GAI-
all the relevant data was used. The data sources including survey years NACC and ACCSAN are sanitation success indicators at the national
for the countries used in the analysis are shown in Table 1. level, while GAINACCrural, and ACCSANrural, and GAINACCurban AC-
The data for the dependent variables; GAINACC and ACCSAN was CSANurban are sanitation success indicators for rural and urban areas
obtained from the 2015 JMP report (WHO/UNICEF, 2015b). The data respectively. Three indicators of diarrhoeal mortality rates: under-5,
for the third set of dependent variable, diarrhoeal mortality, was ex- infant (5–14 age group) or total mortality are used. β0 is the intercept;
tracted from the Institute for Health Metrics and Evaluation (IHME) βj is the regression coefficient for the different independent variables; i
database (IHME, 2016). The IHME gathers and provides comprehensive represents the individual countries. The indicator, GAINACC was cal-
global population health data. The data for the dependent and in- culated using the method adopted by Munamati et al. (2016). The six
dependent variables for the 46 SSA countries used in the analysis is independent variables are: CT (an indicator for access to composting
shown in Table 2. toilet); PLS (an indicator for access to pit latrine with slab); VIP (an
It must be noted that, the use of improved sanitation technologies indicator of access to VIP latrine); FPPS (an indicator for access to
had its challenges. Firstly, while the DHS and MICs household surveys flush/pour flush toilet connected to sewer); FPST (an indicator of access
use harmonized questions and response categories on sanitation to to flush/pour flush toilet connected to septic tank) and FPPL (an in-
improve comparability and accuracy of estimates (WHO/UNICEF, dicator of access to flush/pour flush toilet connected to pit latrine).
2006) sometimes the response options failed to coincide with the JMP The analysis was done in three steps. In the first step, the dependent
sanitation facilities (Bartram et al., 2014) (Fig. 1). For example, a tra- variables GAINACC, GAINACCrural and GAINACCurban were regressed
ditional pit latrine is not one of the options in the sanitation ladder, but against the six independent variables namely FPPS, FPST, FPPL, VIP,
it is an option found in many of the household surveys. Secondly, dif- PLS and CT producing three separate equations in the process. Initially,
ferent definitions for improved sanitation facilities are available across the analysis was done for the full sample (all SSA countries). This was
SSA. Although most countries use the JMP definition, there are coun- followed by an analysis for rural and urban areas. Stratification into the
tries which have modified the definition. For example, some countries different types of residential area was done in order to understand the
regard a portion of their traditional pit latrines as improved latrines, as variations in sanitation success between the urban and rural settings.
reflected in the respective JMP country files. While other countries like Specifically, the paper sought to answer the question, ‘which improved
Angola include shared facilities in their definition of improved sanita- sanitation technologies were used by successful countries in general and in
tion facilities. Tied to the latter, some surveys made no distinction be- rural and urban areas?’ In the second step, the first step was repeated
tween shared and private facilities, this is particularly so for data which with the dependent variables GAINACC, GAINACCrural and
was extracted from the JMP country files. GAINACCurban replaced by ACCSAN, ACCSANrural, and ACCSANurban
Against these variations, adjustments and assumptions were made respectively. In the third step, the three dependent variables of diar-
in order to improve comparability of results across countries. Firstly, all rhoeal mortality namely; under-5, infant and total mortality were re-
traditional latrines were treated as unimproved because of the different gressed against the six improved sanitation technologies.
definitions used, which range from ‘open pit’, ‘pit with an earth floor’ or
‘unwashable slab’ (Langford and Winkler, 2013; Bartram et al., 2014). 2.2.2. Cluster analysis
Secondly, where no distinctions were made between private and shared A hierarchical cluster analysis procedure was performed to classify
facilities, all technologies were assumed to be private. This was the case countries according to the types of improved sanitation technologies
for countries such as Angola, Djibouti, Gambia and Seychelles. used as well as sanitation performance. Cluster analysis was done to
Besides differences in definitions of improved sanitation technolo- reveal hidden characteristics of successful countries with regards to
gies, different definitions are also available for rural and urban areas. improved sanitation technologies. Ward's agglomerative clustering al-
Countries define rural and urban areas differently, either in terms of gorithm which combines clusters at each step to reduce the within-
facilities available, economic activities, population size or all of the cluster variance was used (Kaufman and Rousseeuw, 1990). The
three (UN-Water, 2012). squared Euclidean distance, which is the square of the geometric dis-
tance in multidimensional space (Kaufman and Rousseeuw, 1990), was
2.2. Data analysis used to determine the distance between the clusters. The stability of the
cluster solution was evaluated by changing the order of the variables
Data analysis was carried out in IBM-SPSS version 20 software. The and re-running the analysis. One-way Analysis of Variance (ANOVA)
DHS and MICS data on improved sanitation technologies was weighted was used to assess whether there were significant differences between
first according to the Guide to DHS Statistics procedure (Croft et al., the clusters. Results of the hierarchical clustering were visualised on a
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M. Munamati, et al. Physics and Chemistry of the Earth 114 (2019) 102795
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M. Munamati, et al. Physics and Chemistry of the Earth 114 (2019) 102795
Table 4 decreased with the use of flush toilets. The coefficient of determination,
Multiple regression results showing impact of improved sanitation technology R2 for the regressions ranged from 0.371 to 0.596. All the models were
on sanitation success in SSA. significant (p < 0.05) indicating that the joint relationship between
Variables GAINACCrural ACCSAN ACCSANurban ACCSANrural the independent variables and dependent variables were significant.
Model M5 demonstrated negative relationships between under-5
Rural (M1) Total (M2) Urban (M3) Rural (M4) diarrhoeal mortality on one hand and FPST (p = 0.025) and FPPL
(p = 0.040) on the other hand. In model M6, negative relationships
FPPS 0.281 (2.056) 0.369 (2.856)
0.046 0.007 were observed between infant diarrhoeal mortality and FPPS
FPST 0.500 (3.823) 0.314 (2.294) (p = 0.040), FPST (p < 0.001) and FPPL (p = 0.025) while positive
< 0.001 0.027 association was shown with CT (p = 0.041). Furthermore, model M7
FPPL 0.343 (2.506) 0.370 (2.861) 0.334 (2.445)
results showed negative association between total diarrhoeal mortality
0.016 0.007 0.019
PLS 0.303 (2.562) and FPPS (p = 0.006), FPST (p = 0.004) and FPPL (p = 0.016).
0.014 The results further showed that in general, the relationships be-
R2 0.313 0.442 0.313 0.511 tween the diarrhoeal mortality on one hand and VIP latrines and PLS on
F-value 9.551 4.226 9.551 7.410 the other hand were non-significant across the different specifications.
N 45 45 45 45
In addition, the regression coefficients had the unexpected positive
p < 0.001 < 0.001 < 0.001 0.002
signs.
Notes.
1) The figures shown in each cell are: b, regression coefficient; t-statistic; p- 4. Discussion
value (p < 0.05) in that order. Only results which are statistically significant
are shown (p < 0.05). 4.1. Variations of variables used in the analysis
2) GAINACC = proportion of 2015 population that gained access to sanitation
since 2000; GAINACCrural = proportion of 2015 rural population that gained The high prevalence of PLS suggest that the technology was selected
access to sanitation since 2000; ACCSAN = access to improved sanitation as a
based on its advantages of low capital costs, and low operational and
percentage of the 2015 population; ACCSANurban = access to improved sani-
maintenance costs, simplicity and non-water usage (Flores et al., 2009;
tation as a percentage of the 2015 urban population; ACCSANrural = access to
improved sanitation as a percentage of the 2015 rural population; FPST=Flush Nakagiri et al., 2016; Munamati et al., 2017) relative to other improved
toilets connected to piped sewer; FPST = flush toilets connected to septic tanks; sanitation technologies such as flush toilets which tend to be more
FPPL = flush toilets connected to pit latrines; PLS = pit latrine with slab. expensive and require water to operate. On the other hand, the low
usage of CT could be influenced by the faecophobic nature of most SSA
variables were higher than the averages for the full sample variables. cultures (Akpabio and Takara, 2014; Whittington, 2016). The large
Cluster 2 was comprised of 21 countries, 10 from West Africa, five variations in the distribution of all improved sanitation technologies
from East Africa, four from Central Africa and two from Southern show that different countries have different technological preferences
Africa. This cluster was characterized by countries which performed which could be influenced by the prevailing environmental and socio-
poorly in both sanitation success indicators with lowest GAINACC (8%) economic conditions (Munamati et al., 2017). The negative sanitation
and ACCSAN (20%) scores. In addition, the cluster had the highest gains indicate a decrease in sanitation coverage from 2000 to 2015,
coverage of CT (1%), high coverage of FPST (15%) and PLS (21%) and coupled with decreases of rural populations in countries such as Dji-
low coverage of FPPL (3%) and VIP latrines (6%) and lowest coverage bouti, Gabon, and Cape Verde for the same period (Munamati et al.,
of FPPS (5%) relative to other clusters. 2016).
Cluster 3 was comprised of six countries namely Burkina Faso,
Cameroon, Rwanda, Senegal, Swaziland and The Gambia. The cluster 4.2. Relationship between improved sanitation technologies and sanitation
was characterized by the highest GAINACC (19%), highest coverage of success across SSA countries
PLS (56%), high ACCSAN (49%), low coverage of FPST (10%) and VIP
latrines (5%) and the lowest coverage of FPPL (1%). The study explored the relationship between sanitation success and
Cluster 4 was comprised of three countries which are Cape Verde, improved sanitation technologies used in SSA countries. The results of
Mauritius and Seychelles. The cluster was characterized by the highest the multiple regression analysis showed no significant differences be-
scores in ACCSAN (88%), FPST (48%), and FPPL (22%), high scores in tween sanitation success indicator GAINACC and improved sanitation
GAINACC (18%) and FPPS (19%) and lowest scores in PLS (0.2%). In technologies for the full sample and urban sample. These results imply
addition, the cluster is conspicuous by the absence of VIP latrines and that countries with more people who gained access to sanitation since
CT. 2000 did so regardless of the sanitation technology they used. It could
Cluster 5 comprised of three countries namely Gabon, Namibia and also mean that sanitation success could have been due to other factors
South Africa is characterized by highest scores in FPPS (65%) and which were not investigated in this study. These factors could include
lowest scores in FPST (3%) and FPPL (1%). Moderate scores were re- national sanitation policies, investment in sanitation infrastructure,
gistered in ACCSAN (47%), VIP (6%) and CT (0.1%) while low scores political will, skills and capacity and proper institutional arrangements
were obtained in GAINACC (15%) and PLS (13%). (Tilley et al., 2014; Lane, 2015). This was however different for the
rural sample which showed a significant relationship between FPST and
the sanitation success indicator, GAINACC. These results suggest huge
3.3. Impact of improved sanitation technologies on diarrhoeal mortality investments in FPST compared to other technologies. While FPST is an
expensive technology and thus not appropriate for most rural areas, it
Table 6 shows the results of the regression analysis performed to must be noted that most countries and island states which scored huge
investigate the impact of improved sanitation technologies on three sanitation gains such as Cape Verde, Mauritius, Sao Tome and Principe
indicators of diarrhoeal mortality: under-5, infant and total diarrhoeal and Seychelles are middle income countries which tend to prefer more
mortality. The first column shows the regression results for the under-5 advanced technologies (Rudra, 2011; IMF, 2017).
(M5), while regression results for the infant and total mortality are In another set of regression estimations using the sanitation success
shown in second (M6) and third (M7) columns respectively. Results indicator, ACCSAN, all the model specifications were statistically sig-
showed that all the coefficients except the coefficient of CT had the nificant. The results seem to be consistent across all model specifica-
expected negative signs, suggesting that diarrhoeal mortality rates tions where it was shown that access to flush toilets (FPPS, FPST and
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M. Munamati, et al. Physics and Chemistry of the Earth 114 (2019) 102795
Fig. 2. Dendrogram of clustering of SSA countries along coverage of improved sanitation technologies.
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M. Munamati, et al. Physics and Chemistry of the Earth 114 (2019) 102795
Table 5
Summaries of the full sample and cluster variables.
Variable Name Mean ± Std. (%)
Full Sample (N = 45) Cluster 1 (N = 13) Cluster 2 (N = 21) Cluster 3(N = 6) Cluster 4 (N = 3) Cluster 5 (N = 3)
GAINACC 14 ± 8 18 ± 7 8±4 19 ± 6 18 ± 15 15 ± 4
ACCSAN 36 ± 22 43 ± 14 20 ± 8 49 ± 15 88 ± 14 47 ± 17
FPPS 11 ± 16 8±8 5±7 6±8 19 ± 4 65 ± 3
FPST 14 ± 18 7±5 15 ± 17 10 ± 6 48 ± 39 3±3
FPPL 5 ± 11 7 ± 11 3±3 1±1 22 ± 38 1±2
VIP 8 ± 10 15 ± 14 6±7 5±7 0±0 6±4
PLS 21 ± 18 13 ± 8 21 ± 13 56 ± 15 0.2 ± 0.4 13 ± 10
CT 1±2 1±2 1±2 0.1 ± 0.1 0±0 0.1 ± 0.2
Notes: GAINACC = proportion of 2015 population that gained access to sanitation since 2000; ACCSAN = access to improved sanitation as a percentage of the 2015
population; FPST=Flush toilets connected to piped sewer; FPST = flush toilets connected to septic tanks; FPPL = flush toilets connected to pit latrines; VIP=
Ventilated Improved Pit; PLS = pit latrine with slab; CT = composting toilet.
9
M. Munamati, et al. Physics and Chemistry of the Earth 114 (2019) 102795
research by, for example, Günther and Fink (2013), WHO (2014) and Funding
Wolf et al. (2014); which showed that the use of flush toilets was as-
sociated with great reductions in diarrhoeal morbidity and diarrhoeal This research did not receive any specific grant from funding
mortality compared to other improved sanitation technologies. agencies in the public, commercial or not-for-profit sectors.
The positive association between the prevalence of CT and infant
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