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Ultrasound Guided Anterior Suprascapular Nerve.4
Ultrasound Guided Anterior Suprascapular Nerve.4
Address for correspondence: Kapil Gupta, Malvika Gupta1, Nikki Sabharwal, Balavenkat Subramanium2,
Dr. Kapil Gupta
Kumar G. Belani3, Vincent Chan4
AWnYQp/IlQrHD3i3D0OdRyi7TvSFl4Cf3VC1y0abggQZXdtwnfKZBYtws= on 08/04/2023
Professor, Department of
Anaesthesia and Critical Care,
Department of Anaesthesia and Critical Care, Vardhaman Mahavir Medical College and Safdarjung Hospital,
New Delhi, India, 1Department of Anaesthesia and Critical Care, Medanta Medicity, Delhi (NCR), India,
Vardhaman Mahavir Medical 2
Department of Anaesthesia, Ganga Hospital, Coimbatore, Tamil Nadu, India, 3Department of Anaesthesia,
College and Safdarjung
M Health Fairview Masonic Children’s Hospital, University of Minnesota, Minneapolis, MN, USA, 4Department
Hospital, New Delhi ‑ 110 029,
of Anaesthesia and Pain Medicine, University of Toronto, Toronto, Canada
India.
E‑mail: kapilguptauhn@gmail.
com
ABSTRACT
Submitted: 19‑Feb‑2023
Revised: 24‑Mar‑2023 Background and Aims: The interscalene brachial plexus block (ISB) affects the phrenic nerve,
Accepted: 26‑Mar‑2023 resulting in hemi‑diaphragmatic paresis (HDP) and, possibly, respiratory distress. Suprascapular
Published: 14-Jul-2023
nerve block via an anterior approach (SSB‑A) is performed more distally at the level of the trunk of the
brachial plexus and, thus, may spare the phrenic nerve. This study compares the analgesic efficacy
and decline of hemi‑diaphragmatic excursion (HDE) following ultrasound (US)‑guided SSB‑A
versus ISB for arthroscopic shoulder surgery. Methods: This study was conducted on 60 adult
participants undergoing arthroscopic shoulder surgery under general anaesthesia. Both US‑guided
SSB‑A (n = 30) and ISB (n = 30) were performed with a combination of 10 ml bupivacaine (0.5%)
and 4 mg dexamethasone. The primary objective was to compare the duration of analgesia (time
to first rescue analgesia), and secondary objectives were to compare 24‑h postoperative numerical
rating scale (NRS) scores, 24‑h morphine consumption and post block change in HDE, and
pulmonary function tests (PFTs) between the two groups. For analysing intergroup differences of
Access this article online NRS, HDE and PFT; Pearson’s Chi‑squared test or Fisher’s exact test, unpaired t test, and Mann–
Whitney U test were used. For intragroup differences, paired t test was used. A P value <0.05
Website: https://journals.lww.
com/ijaweb was considered significant. Results: The duration of analgesia (mean ± Standard Deviation) was
similar in two groups (SSB‑A = 1,345 ± 182 min, ISB = 1,375 ± 156 min; P = 0.8). The reduction in
DOI: 10.4103/ija.ija_126_23
HDE was significantly greater in the ISB group (44%) than in the SSB‑A group (10%). Pulmonary
Quick response code
function was better preserved in the SSB‑A group. Conclusion: Compared to ISB, SSB‑A has
a similar analgesic efficacy for arthroscopic shoulder surgeries, but it is superior in preserving
diaphragmatic function and pulmonary function.
This is an open access journal, and articles are distributed under the terms of
INTRODUCTION the Creative Commons Attribution‑NonCommercial‑ShareAlike 4.0 License,
which allows others to remix, tweak, and build upon the work non‑commercially,
as long as appropriate credit is given and the new creations are licensed under
Interscalene brachial plexus block (ISB) is the gold the identical terms.
standard analgesic technique for shoulder surgeries, For reprints contact: WKHLRPMedknow_reprints@wolterskluwer.com
but it also blocks the phrenic nerve (C3–C5), thereby
leading to ipsilateral hemi‑diaphragmatic paresis (HDP) How to cite this article: Gupta K, Gupta M, Sabharwal N,
Subramanium B, Belani KG, Chan V. Ultrasound‑guided anterior
and, possibly, respiratory distress in patients with suprascapular nerve block versus interscalene brachial plexus block
pre‑existing respiratory disease, obstructive sleep for arthroscopic shoulder surgery: A randomised controlled study.
apnoea, or morbid obesity.[1–3] Different strategies Indian J Anaesth 2023;67:595-602.
to mitigate phrenic nerve involvement after (e.g. coagulopathy), local anaesthetic allergy, or who
ultrasound (US)‑guided ISB have been attempted, like required revision/open surgeries were excluded.
decreasing the concentration and volume of the local
anaesthetic (up to 5 ml); however, HDP is still present The participants were randomly allocated to one of
in up to 45% of such patients.[4] the two groups (total 60) using a computer‑generated
randomisation sequence, with the results concealed
Suprascapular nerve block via the anterior approach in sealed envelopes which, in turn, were opened just
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adverse effects of ISB.[5] There are a few studies • Group ISB: Ultrasound‑guided ISB (n = 30)
that have compared the analgesic efficacy and
diaphragm‑sparing effect of SSB‑A and ISB[6] but All blocks were administered by a single
none that have compared the duration of analgesia of anaesthesiologist who had successfully performed
these two blocks. more than 50 SSB‑A and ISB blocks (before starting
the study). The patients, research personnel, outcome
We hypothesised that SSB‑A would have a similar assessors, and caregivers were blinded to the group
analgesic efficacy as ISB, while preserving the allocation, and the anaesthesiologist administering the
hemi‑diaphragmatic excursion (HDE) and pulmonary block was not involved in recording outcome measures.
function. The primary aim of this study was to
compare the duration of analgesia of US‑guided SSB‑A Pre‑anaesthetic evaluation was performed,
and US‑guided ISB in adults undergoing arthroscopic which included history‑taking, examination, and
shoulder surgery under general anaesthesia. The investigations. A patient information sheet and
secondary objectives were to compare the 24‑h informed consent form were distributed to participants.
postoperative numerical rating scale (NRS) scores, The details of the study, including blocks used and
morphine consumption over 24 h, and change in HDE associated risks/benefits, were explained. Participants
and pulmonary function after block administration. were also educated about the NRS pain score (0
indicating no pain and 10 indicating worst unbearable
METHODS pain) and use of intravenous (IV) patient‑controlled
analgesia (PCA) pump in the postoperative period.
This randomised, double‑blinded, interventional, They were instructed to press the PCA button when
clinical trial was conducted over a period of 12 months, NRS was ≥4. Preoperatively, the patients were told
after obtaining research ethics committee approval to maintain fasting (solids for eight hours and clear
(vide approval No. IEC/VMMC/SJH/2020‑07/CC‑16 liquids for two hours).
dated 10/08/2020). The clinical trial was registered
prospectively with the Clinical Trials Registry - India The patient was shifted to the block room. HDE
(Registration No. CTRI/2020/09/027534, https://ctri. was measured and pulmonary function tests (PFT)
nic.in). The study was carried out in accordance with conducted before administration of the block, by
the principles of the Declaration of Helsinki, 2013. a single investigator who had been blinded to the
A written informed consent after explanation of the group allocations. HDE was measured on both sides,
study protocol was obtained for participation in the with the patient being in the supine position using a
study and use of the patient data for research and 5–2 MHz curvilinear probe and M‑mode of USG (M
educational purposes. Turbo, Sonosite, USA) in the subcostal area between
the mid‑clavicular and anterior axillary line, and the
All consenting adults (aged 18–65 years) who were liver/spleen was used as an acoustic window. The
graded as American Society of Anesthesiologists (ASA) measurements were taken during normal breathing
physical status I or II and who were scheduled and sniff manoeuvre.[7] Forced vital capacity (FVC),
for elective unilateral arthroscopic shoulder forced expiratory volume in one second (FEV1), and
surgery were included in the study. Patients with peak expiratory flow rate (PFR) values were measured
pre‑existing respiratory, cardiac, renal, neurological, using an electronic handheld spirometer (Contec
or hepatic disease, neuropathy affecting brachial SP 10, China). In the sitting position, the patient
plexus, contraindication to peripheral nerve block was instructed to inspire (inhale) maximally and
expire (exhale) into the spirometer as fast and as strong during needle advancement. The needle tip was
as possible.[8] Three reading were taken for each of placed in the interspace between the C5 and C6
these parameters and highest values were recorded.[8] rami (interscalene groove), and a combination of
10 ml bupivacaine (0.5%) and 4 mg dexamethasone
Standard ASA monitors including electrocardiography was injected in 2‑ml aliquots after ensuring negative
(ECG), non‑invasive blood pressure (NIBP) cuff, and aspiration of blood and absence of pain/resistance
pulse oximeter were attached to the patient, and
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during injection.
baseline parameters were recorded. Oxygen was
administered using a face mask (5 L/min). A 20‑G IV One hour after administering the block, we assessed
cannula was secured on the hand opposite to the side of the affected sensory dermatomes by using a cold
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the block. Institutional pre‑procedural safety checklist alcohol swab (C3: supraclavicular fossa, C4: top of the
was performed. One milligram of IV midazolam was shoulder, C5: skin over the deltoid, C6: tip of thumb,
administered for sedation and anxiolysis. The patient C7: tip of the middle finger, C8: tip of the little finger).
was laid in the supine position, with the head lifted at HDE was measured one hour after administering the
30° and the head/neck turned 45° to the non‑operative block, during quiet breathing and the sniff manoeuvre.
side. The supraclavicular anterolateral area of the Severity of HDP was assessed by the percentage
neck was sterilised using 2% chlorhexidine in 70% decrease in HDE one hour after administration of
isopropyl alcohol. The block was performed under the block when compared to the baseline value.
aseptic conditions using a high‑frequency (13–6 MHz) A 75%–100% decrease (compared to baseline) or
linear probe (M Turbo, Sonosite, USA). Their skin paradoxical movement of diaphragm was defined as
was infiltrated with 1% lidocaine (1 ml), and a 22‑G, complete HDP; a 25%–75% decrease as partial HDP;
50‑mm insulated needle (UniPlex NanoLine, Pajunk, and less than 25% decrease as absent HDP (none).[8]
Geisingen, Germany) was used for the block. The PFTs (FVC, FEV1, and PFR) were conducted one hour
probe was placed transversely in the supraclavicular after block administration and were compared to
fossa and brachial plexus which was identified to be baseline values.[8]
posterolateral to the subclavian artery. The probe was
then moved cranially to identify the ventral rami of The anaesthesiologist administering the general
the C5 and C6 nerves, and back‑and‑forth scanning anaesthesia was blinded to the group allocation. In the
of the brachial plexus was done. The superior trunk operation room, ECG, NIBP, and pulse oximeter were
of the brachial plexus was identified by tracing the secured to the patient, and baseline parameters noted.
ventral rami of the C5–C6 nerves to their convergence Bi‑spectral index (BIS) and neuromuscular monitoring
point. More distally, the suprascapular nerve (SSN) were established.
was identified as it originated from the superior trunk
or the ventral ramus of the C5 nerve, and its course Anaesthesia was induced using IV 1.5 μg/kg fentanyl
was traced underneath the omohyoid muscle.[9] and 1–2 mg/kg propofol. Neuromuscular blockade
Block needle was inserted in‑plane to the probe and was achieved using IV 0.1 mg/kg vecuronium, and an
a combination of 10 ml bupivacaine (0.5%) and 4 mg appropriately sized laryngeal mask airway was secured.
dexamethasone was injected in 2‑ml aliquots (5 ml The lungs were ventilated using volume control
above and 5 ml below the SSN) after ensuring negative mode (tidal volume = 6–8 ml/kg, inspired oxygen
aspiration of blood and absence of pain or resistance concentration [FiO2] =0.5, positive end‑expiratory
during injection. pressure (PEEP) =4–5 cm/H2O), and respiratory rate
was adjusted to maintain an end‑tidal carbon dioxide
The supraclavicular brachial plexus was identified, (EtCO2) of 35–40 mmHg. Anaesthesia was maintained,
and the probe was moved cephalad to identify the using inhaled sevoflurane in a 50:50 mixture of
three ventral rami of the nerves (C5, C6, and C7) oxygen and air, to maintain minimum alveolar
in the interscalene groove between the anterior concentration (MAC) of 0.8–1 and BIS of 40–60.
and middle scalene muscles. The block needle was A train‑of‑four (TOF) count of 1–2 was maintained
inserted via an in‑plane approach and advanced for adequate muscle relaxation, and a top‑up of 1 mg
towards the lateral border of the brachial plexus vecuronium was given IV when TOF count was >2.
sheath, between the ventral rami of the C5 and C6
nerves. The long thoracic and dorsal scapular nerves Paracetamol 15 mg/kg was given IV at the beginning
were identified and were kept at a safe distance of the surgery. IV fentanyl 0.5 μg/kg was injected
when the heart rate or blood pressure increased paired t test was used. A P value <0.05 was considered
by >20% of baseline, despite a BIS of 40–60, MAC of significant.
0.8–1, and a TOF count ≤2. At the end of the surgery,
0.1 mg/kg ondansetron was injected IV. The residual RESULTS
neuromuscular blockade was reversed using 50 μg/kg
IV neostigmine and 10 μg/kg IV glycopyrrolate. Once Ninety‑two patients were assessed for eligibility
and 60 were included in this study. These 60
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Figure 1: Consolidated Standards of Reporting Trials (CONSORT) flow diagram. Group ISB = Interscalene brachial plexus block;
Group SSB‑A = Suprascapular nerve block (anterior approach); n = Number
Table 2: Postoperative NRS scores at rest and activity side of the block in both the groups (P < 0.001; Table 3).
Time after block Group ISB Group SSB P The percentage reduction in HDE (median [IQR])
NRS NRS on the ipsilateral side of the block was significantly
4 hours
greater in Group ISB (quiet breathing: −44% [−60,
Rest 0 (0, 0) 0.5 (0, 1) 0.006
Activity 1 (0, 1) 1 (0, 2) 0.171 −33)]; sniff manoeuvre: −47% [−60, −30]) when
6 hours compared to Group SSB‑A (quiet breathing: −11%
Rest 0 (0, 0) 0 (0, 1) 0.025 [−26, 0]; sniff manoeuvre: −7% [−22, 4]; P < 0.001,
Activity 1 (0, 1) 1 (0, 2) 0.406 P < 0.001) [Table 3].
8 hours
Rest 0 (0, 0) 0 (0, 1) 0.040 This was associated with a compensatory increase
Activity 1 (1, 1) 1 (0, 2) 0.346
in HDE on the contralateral side in both the
12 hours
Rest 0 (0, 1) 0.5 (0, 2) 0.114 groups [Table 3]. The increase in HDE (median [IQR])
Activity 1 (1, 2) 1 (1, 2) 0.431 was significantly greater in Group ISB (quiet breathing:
24 hours +35% [5, 68], sniff manoeuvre: +30% [5, 64]) when
Rest 1 (0, 2) 1 (0, 3) 0.703 compared to Group SSB‑A (quiet breathing: +1% [−3,
Activity 2 (1, 3) 2 (1, 4) 0.768
17], sniff manoeuvre: +5% [−9, 14]; P = 0.002,
ISB – Interscalene brachial plexus block; SSB‑A – Suprascapular nerve block
(anterior approach); NRS – Numerical rating scale, Values are expressed as P < 0.001) [Table 3]. No patient in Group SSB‑A
median (interquartile range) developed complete HDP, whereas one patient did
in Group ISB [Table 4]. The incidence of partial
time points, NRS scores at rest were similar in the HDP was significantly higher in group ISB (80%,
two groups [Table 2]. The NRS pain scores during n = 24) compared to Group SSB‑A (33%, n = 10;
activity were similar at all the time points in both the P < 0.001). Twenty patients (67%) in Group SSB‑A
groups [Table 2]. had no HDP compared to five patients (17%) in
Group ISB (P < 0.001) [Table 4]. There was a
After block administration, there was a significant significant decrease (P < 0.05) in FVC and FEV1
decrease in HDE compared to baseline on the ipsilateral values one hour after block administration in both the
Table 4: Pulmonary function test and hemi‑diaphragmatic paresis (HDP) at baseline and one hour after block
administration
PFT Group ISB Group SSB‑A Mean difference P
Mean±SD Mean±SD (95% CI)
Median percentage change (%) Median percentage change (%) Median percentage change (%)
FVC (L/min) Before block: 2.87±0.90 Before block: 2.68±0.72 0.19 (−0.24, 0.61) <0.001
After block: 2.07±0.89 After block: 2.35±0.67 −0.28 (−0.69, 0.14)
(−25%); P<0.001 (−11%) *P<0.001
FEV1 (L/min) Before block: 2.61±0.73 Before block: 2.56±0.62 0.05 (−0.31, 0.40) 0.003
After block: 1.99±0.83 After block: 2.29±0.62 −0.30 (−0.68, 0.09)
(−27%); P<0.001 (−10%); *P<0.001
PFR (L/min) Before block: 6.94±1.89 Before block: 7.44±1.72 −0.51 (−1.45, 0.44) 0.08
After block: 5.76±2.15 After block: 6.88±2.34 −1.12 (−2.29, 0.05)
(−11%); P<0.001 (−5%); *P=0.07
HDP Number Number P
None <25% 5 20 <0.001
Partial 25%–75% 24 10 <0.001
Complete >75% 1 0 0.31
ISB – Interscalene brachial plexus block; SSB‑A – Suprascapular nerve block (anterior approach); FVC – Forced vital capacity; FEV1 – Forced expiratory volume in
1 second; PFR – Peak expiratory flow rate; L – Litre; HDP – Hemi‑diaphragmatic palsy; SD – Standard Deviation, Values are expressed as mean±SD, percentage
change expressed as median; Hemi‑diaphragmatic paralysis expressed as number. Tests used were paired t test and Mann–Whitney U test
30 30 30
30 28 sparing of phrenic nerve with SSB‑A block.[16] In our
25
25 study, 33% of patients developed partial HDP after SSB‑A
20 administration, similar to the cadaveric study where a
15
13
dye spread to the phrenic nerve in 21% of patients.[16]
15
10
The SSN provides the majority (70%) of sensory
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5
1
3
2 2 innervation to the shoulder joint (posterosuperiorly)
0
0 and the surrounding muscles (supraspinatus and
C3 C4 C5 C6 C7 C8
infraspinatus muscles).[14] The axillary nerve and
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care for study patients. We also acknowledge the 11. Trabelsi W, Ben Gabsia A, Lei A, Sambaed W, Labbene I,
Ferjani M. Suprascapular block associated with supraclavicular
contribution of Dr Mani Kelavani from AIIMS, Delhi, block: An alternative to isolated interscalene block for
in conducting the statistical analysis of this study. analgesia in shoulder instability surgery? Orthop Traumatol
Surg Res 2017;103:77–83.
Financial support and sponsorship 12. Liu SS, Gordon MA, Shaw PM, Wilfred S, Shetty T, Yadeauet JT.
A prospective clinical registry of ultrasound‑guided regional
Nil. anaesthesia for ambulatory shoulder surgery. Anesth Analg
2010;111:617–23.
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