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This book was written for anyone interested in learning about the biology
of halophilic bacteria. Each chapter was composed by scientists who have
spent the better part of their working lives studying halophilic bacteria. It is
not, however, a series of review articles. Each author, was asked to step
away from their special disciplinary jargon and review style in favor of a
textbook type informational overview. The intent of this book, and in fact
the entire series to follow, is to provide ecological information to molecular
biologists and vice versa.
The idea for this volume, and series, began in 1986 during a meeting in
Jerusalem, Israel. Two events at this meeting led to this concept. First, most
of the ecologists/taxonomists did not attend the "molecular" talks because
"we couldn't see the relevance". Second, during a bus tour of the Dead Sea
two molecular biologists were overheard commenting that the Dead Sea was
the only place on Earth where "nothing lives, not even bacteria". These two
scientists, incidently, had each given a paper on amino acid sequences of
purified proteins extracted from Ha/oferax (Halobacterium) marismortui which
literally means "the salt loving bacterium from the Dead Sea".
The book isn't just for scientists studying halophiles however; it is for
anyone that simply wants to learn something about the field. In addition to
providing an overview each chapter has a discussion of the relevant meth
odology. Again though, don't look here for pages of recipes or cookbook
instructions. Such things have only been included where absolutely necessary.
Instead, the methods sections provide information about why tests and assays
are performed one way and not another. The methods sections also provide
useful hints about modification of procedures, buffers, or media when work
ing with halophiles.
In the interests of space, chapters dealing with topics such as halophilic
methanogenesis, alkaline soda lakes, fungi, algae, and psychrophilic saline
environments have been reserved for future series volumes that deal specif
ically with those topics. Other topics such as algal mat communities or
intense rhodopsin biophysics have been omitted because these topics have
been extensively covered elsewhere.
The authors that contributed to this book all accepted a very difficult
assignment and did it very well, considering they had no actual format from
which to work. We want to publically thank them for their diligence and
their patience. We believe that they have developed a useful uniquely readable
volume. We hope that you, the reader, agree.
Russell H. Vreeland
Lawrence I. Hochstein
THE EDITORS
Russell H. Vreeland is an Assistant Professor at West Chester Univer
sity in West Chester, Pennsylvania.
Dr. Vreeland received a B.S . degree in Environmental Science from
Rutgers College of Agriculture and Environmental Science (now Cook Col
lege) in 1973 and an M.S. degree in Microbial Ecology from Rutgers Uni
versity in 1976. He received a Ph.D. in Microbial Physiology from the
University of Nebraska - Lincoln in 1980. Following 2 years of Post doctoral
research at the University of Western Ontario in London Ontario, Canada he
was an Assistant Professor of Biology at the University of New Orleans. He
moved to West Chester in 1989.
Dr. Vreeland has studied halophilic bacteria since 1976 when he isolated
and identified the genus Halomonas. He is a 3-term member of the Inter
national Judicial Commission Subcommittee on the Taxonomy of Halobac
teriaceae. He is the chairman of the International Working Party to Establish
Minimum Standards for the Taxonomy of Halophilic Bacteria. He is a mem
ber of the American Society for Microbiology, the American Association for
the Advancement of Science and the United Methodist Church.
Dr. Vreeland has received research grants and contracts from Sandia
National Laboratories, the U.S. Army Corps of Engineers, the Louisiana
Fisheries Initiative, and private industry. He has published 20 research articles
and reviews. Dr. Vreeland has presented numerous seminars and invited
lectures in the United States and abroad. His current research interests involve
the isolation and characterization of halophilic bacteria from hypersaline lakes
and underground salt formations .
1
Introduction to
Saline Environments
Francisco Rodriguez-Valera
Departamento de Genetica Molecular y Microbiologfa
Universidad de Alicante
Alicante, Spain
0.8493·8841-4193/$0.00 +$.SO
Cl 1993 by CRC Pl'oss. Inc. I
2 The Biology of Halophilic Bacteria
2. EXTREME ENVIRONMENTS
A simple definition of extreme environments is that they are unfavorable,
or even lethal, to most living organisms. "Most" is emphasized because
organisms exist that are specifically geared to a life in extreme environmental
conditions. These organisms, recently named extremophiles, not only tolerate
but prefer or even require extreme conditions for their development. Brock
(1979) devised a more precise definition, based on taxonomic criteria: "en
vironments in which species diversity is low, and some taxonomic groups
are missing''. Low taxonomic diversity is a feature common to all extreme
environments. Usually a gradient can be found, diversity decreasing as
conditions become more extreme (Rodriguez-Valera, 1988). These extremely
simple ecosystems are ideal to study, and the development of models of
theoretical ecology, nutrient cycling, and trophic chains can be very simple.
What conditions make an environment extreme? Almost any factor af
fecting biological processes can be responsible for creating extreme environ
ments. Life is widely distributed on the Earth's surface (hydrosphere and
atmosphere); however, certain conditions are required in order to perform
the physiological processes that are essential conditions for the maintainance
of a stable ecosystem. One oft-recognized condition is the existence of liquid
water. This does not imply that the temperature range for life is between 0°
and 100°C. Cells can accumulate solutes and lower the freezing point several
degrees. At the other extreme, pressure can keep water liquid at very high
temperatures, as happens in deep ocean hydrothermal vents. Brock (1979)
hypothesized that life is possible over the whole range of temperatures where
water remains in liquid form, but recent evidence indicates that the range is
probably much narrower (White, 1984; McMeekin and Franzmann, 1988).
Another basic condition for life is the existence of a source of biologically
utilizable energy and nutrients for the building of biomass. The Earth's
environments that meet these conditions are diverse, however, most have the
following characteristics: intermediate temperatures, neutral pH, pressure of
only a few atmospheres, abundant oxygen, and the salinity of fresh- or
seawater. These are what could be called "normal conditions" in the sense
3
that they are very common in the biosphere. It is, therefore, quite under
standable that the evolution of most organisms has caused them to live in
these conditions and to be affected negatively by important deviations from
these values.
It is obvious that life processes are strongly affected by the environment;
the macromolecules essential to life, as well as the chemical reactions oc
curring in biological processes, are in general rather sensitive to physico
chemical parameters. It is also true that living cells have ways of creating
an intracellular environment that can be very different from the milieu
outside. However, the capacity of cells to control physical parameters such
as temperature, pressure, or radiation is very limited in all but highly evolved
multicellular organisms. Moreover, certain essential structures and enzymes
(e.g., cell envelopes or transport systems) must be exposed. As a result,
every organism has its own optimum, maximum, and minimum environ
mental conditions for life. The response in microorganisms is usually mea
sured by growth, which is simple to quantify. The growth range is useful
because it shows the set of environments in which the organism can play an
active role. Growth response and survival are also extremely diverse in
microorganisms, and the growth range of organisms isolated from different
environments often do not overlap. For example, the temperature range for
growth of bacteria from thermal and cold environments can be as much as
100°C apart, The shape of the response curve can also vary from wide to
narrow, with a steep slope and narrow maximum or with a relatively ho
mogeneous, rather flat response.
This diversity reflects the plasticity of life. Enzymes, membranes, and
nucleic acids can be adapted to fulfill their functions under very different
conditions. When the nature growth range of one organism moves into an
environment apart from the conditions preferred by most others (an environ
mental extreme), the organism becomes an extremophile. Most extremophiles
become confined to extreme environments because the adaptation process is
usually accompanied by a loss of the capacity to grow in normal conditions.
What kind of evolutionary trend can drive an organism to become an
extremophile? There may be different answers to this question. First, we
have to consider that the predominant conditions on Earth have changed
throughout its history. What is extreme now could have been normal in the
Archaean, and organisms that evolved in those times could still thrive,
utilizing pockets of primitive conditions remaining on the planet. It has been
speculated that one extremophilic group (the archaebacteria) (Woese, 1977)
belongs to this type. All the archaebacteria inhabit environments which can
be considered extreme in some aspects - thermal, hypersaline, or anaerobic
- and they are also the most extreme of extremophiles, the most thermo
philic, halophilic, and oxygen-sensitive organisms. Also, their extremophilic
physiology is of a type that it is difficult to explain as having evolved from
a "normophilic" ancestor.
4 The Biology of Halophilic Bacteria
those related by origin to the sea, the most typical example being a coastal
lagoon fed by seawater. Nevertheless, the term is normally used to refer to
any hypersaline water body in which salts are present in roughly the same
proportions as those found in seawater (Brock, 1979; Williams, 1981 ). This
loose delimitation includes many environments with salts originating from
mineral deposits, but where chemical compositions are similar to those of
brines produced by the concentration of seawater. In this sense the term can
include all chloride-sulfate waters (see below). For instance, the Great Salt
Lake, located nearly 1000 km from the Pacific Coast is thalassohaline. From
an ecological point of view, the concept of thalassic waters is consistent
because the organisms and ecological interactions seem to be similar in all
such environments.
Other hypersaline waters derive from the dissolution of salts of conti
nental origin. Many of these lack some of the components found in seawater
salts, or contain different predominant ions, varying notably from the pro
portions in seawater. These are called athalassohaline waters. The compo
sition of athalassohaline waters depends on many factors (discussed later),
which are accordingly very diverse, although some biological or chemical
patterns are more common than others. In the most common types special
populations of organisms with specific adaptations can be found . In others,
due to their special characteristics a normal thalassic microflora is present,
though diversity is often restricted.
The second factor to consider when classifying hypersaline waters is the
salt concentration. The lower limit to which the term hypersaline can be
applied is not clear, and different authors apply different arbitrary limits
ranging from 3 to 12% salinity (Post et al., 1983; Por, 1980). One argument
which has often been used is that in hypersaline waters the high concentration
of salts is the prime factor in the drastic reduction of species diversity (Por,
1980). In other works, a limit is located at around lO to 12% salinity, below
which other environmental factors predominate in determining the popula
tions of organisms; above it the salinity factor becomes the major determinant
and the biota found is similar regardless of geographical location. This lO
to 12% range is sometimes called mesosaline (Kirkland and Evans, 1981).
For thalassohaline, there is also an upper limit of concentration that can be
established at around 35%. Here, NaCI starts precipitating copiously and the
proportions of salts start shifting rapidly to a magnesium preponderance.
However, the concentrations at which NaCI precipitates also marks the upper
limit of resistance of all biological forms (Javor, 1983).
seepage from the sea. The large amounts of gypsum and halite present in
ancient formations show that depositional environments often existed for very
long periods of time. New salts were continuously supplied by new saline
water entering the system. A similar phenomenon occurs today in the so
called "sabkhas", an Ethiopian word that refers to a marine lagoon in which
new seawater penetrates by seepage from the sea or by inflow through a
narrow inlet, and is evaporated to the point of precipitation of the different
salts.
Although evaporite depositional environments are required for the pre
cipitation of the large amounts of salts often found in these rocks, other
hypersaline environments derived from seawater evaporation exist in consid
erable abundance along the shorelines of arid and semiarid zones. These
natural salines are very common on flat coasts with low pluviosity. Human
activity has transformed many of these salt pans into the solar salterns that
are widely distributed around the world.
Some solar salterns have a single, large pond in which a volume of
seawater is evaporated; however, most consist of many small ponds con
nected by canals and ditches. The first ponds are filled with seawater; when
the salt concentration increases slightly, it is permitted to flow or is pumped
to the next pond(s). The salts concentrate due to evaporation as the water
circulates throughout the system. Finally, NaCl is precipitated in special
ponds (crystallizers). This system offers an excellent model of aquatic en
vironments with different salinities. They have been studied by a number of
authors and provided very interesting information about the effect of salinity
on the microbial populations that develop (Rodriguez-Valera et al., 1981,
1985; Javor, 1983a, b).
Another possible origin of hypersaline waters is the dissolution of salts
from rocks by continental or meteoric waters. The salts are usually concen
trated further by evaporation once they accumulate in an impermeable basin.
This kind of environment is as diverse as it is abundant and widespread. The
chemical composition of some closed basin lakes is determined by the pres
ence of mineral deposits in the lake basin. Obviously the nature of the rocks
from which the salts were dissolved also influences the composition of the
brine. Some chloride can also come from ocean-derived rainwater, and thus
the chloride content is influenced by the distance between the basin and the
ocean (Brock, 1979). However, the precipitation processes occurring while
evaporation takes place are essential in determining the final composition,
and these are extremely complex and difficult to predict (Harvie et al.,
1980). Each saline lake is therefore a special case; however, they can be
classified into two major types depending on the predominant anions, the
chloride-sulfate lakes, and carbonate-chloride lakes. It seems that although
many elements are involved in deciding which type will develop, a key factor
is the availability of divalent Ca2 + and Mg2+ cations. When Ca2+ and Mg2+
8 The Biology of Halophilic Bacteria
Figure I . Distribution of some well-known hypersaline waters of the world, according to the
anionic composition of their waters. The two main types of saline waters are clearly recognizable.
(From Por, F. D., Mar. Ecol. 1:121-131, 1980. With permission.)
are scarce a carbonate-chloride lake that is high in pH will develop that will
force the precipitation of small amounts of these divalent cations.
When the divalent cations are more abundant, as in seawater, carbonate
ions precipitate and a chloride-sulfate lake results. These lakes have neutral
pH and sometimes, as with the Great Salt Lake, they are thalassohaline.
When a chloride-sulfate brine is confined in a reducing environment,
such as when large amounts of organic matter are available with little aera
tion, sulfate is reduced to sulfide and in the presence of high Mg2 + and Ca2 +
will produce a neutral to slightly acidic lake such as the Dead Sea (Ordoiiez,
1984). A common expression of the chemical composition of closed-basin
lakes is by means of a triangular coordinate plot, in which the relative anionic
composition of Cl - , SO/-, and C032 - are given at the apex of the triangle.
Figure 1 shows the distribution of some hypersaline lakes according to the
anionic composition of their waters. The two main types of saline waters
(chloride-sulfate and carbonate-chloride) are clearly recognizable.
5. BIOLOGICAL CONSIDERATIONS:
HALOTOLERANT AND HALOPHILIC ORGANISMS
Any organism living in hypersaline environments must cope with a
number of environmental stresses related to the high ionic concentration of
the medium. The presence of high amounts of electrolytes in the medium
produces several effects. First, there is a decrease in water activity, i.e., the
9
PR-6 Fs Ds Ah H
•
0
IX
.t:
j
I!)
::
0 •te SDl
0 M NoCI I 3 4
Figure 2. Growth response to salinity for five organisms. PR-6, AgmeMllum qUlldraplicatum
(Cyanobacteria). Ab, Aphanot~c~ ha/ophitica (Cyanobacteria). H, Halobact~rium sp. Fs, Fabr~a
salina (protozoa). Ds, Dunaliella salina (algae). (From Post, F. J. et al., Hydrobiologia 105:95-
113, 1983. With permission.)
6. CHARACTERISTICS OF HYPERSALINE
ENVIRONMENTS
6.1. Temperature
Although arid tropical climates with high average temperatures are the
regions in which hypersaline habitats are most abundant, saline lakes of
different origins are also found in temperate and even polar latitudes. Under
conditions of high light intensity and high daytime temperatures, waters with
high salinity heat up very rapidly because of a combination of physical and
biological factors. Concentrated salt solutions have low specific heat and
evaporation rates (Copeland, 1967), and the pigmentation of microorganisms
present in the water increases heat absorption by acting as an infrared trap
(Davis, 1978). As a consequence, very high temperatures can be reached,
even with mild air temperatures. In Mediterranean salterns, for instance,
maximum temperatures of 45°C have been registered in air temperatures of
30°C (Rodriguez-Valera et al., 1985). Conversely, hypersaline waters cool
faster at night or during the winter, and remain liquid at very low tempera
tures. In the Great Salt Lake temperatures range from - 30°C in winter to
+48°C in summer (Post, 1981). Some hypersaline lakes were recently de
scribed in Antarctica that maintain low temperatures year round . Organic
Lake, which has a salinity that varies between 15 and 21 %, has temperatures
13
6.2. Pressure
Most hypersaline lakes are shallow and therefore develop no great pres
sure at the bottom. However, there are some important exceptions. The
deepest part of the Dead Sea (320 m) where considerable anaerobic life has
been detected is subjected to considerable pressure (Nissenbaum, 1975).
Density stratification tends to originate more concentrated brines at the
bottom of meromictic lakes (Burton, 1981).
The Red Sea geothermal brines are a peculiar example of deep hyper
saline waters. These brines, located at the bottom of the Red Sea, are formed
by Red Sea water which leaches through evaporitic facies, then rises and
discharges through vents into two deep basins (about 2000 m) at the bottom,
about 1000 km further north, in the central rift of the Red Sea (Craig, 1969).
These brines are composed of evaporite salts-mostly halite (NaCl), but also
gypsum and anhydride (CaS04 ), with a final salinity of 28% and a compo
sition similar to seawater, although with lower concentrations of Mg 2 + and
sulfate. The water also contains significant amounts of heavy metals and is
heated geothermal1y, reaching 56°C in one basin and 45°C in the other
(Simoneit et al., 1987). This is an example of a large body of water (the
layer of brines in the larger basin has a surface of 75 km 2 and is several
meters deep) subjected to a number of simultaneous environmental stresses:
high salinity, temperature, heavy metals, and pressure. Sulfate reduction of
bacterial origin was found in one of the basins (Discovery Deep) (Watson
and Waterbury, 1969) and the other was presumed to be sterile. Unfortu
nately, no extensive microbiological work was carried out with samples from
these environments, which are among the most extreme natural environments
on Earth.
6.4. Light
Hypersaline waters are often located in geographical regions with few
cloudy or raindays per annum. They tend to be shallow. Therefore, the biota
is exposed to strong solar radiation, and some of the most characteristic
inhabitants of hypersaline waters are red due to carotenoids that serve as
protective agents. In Dunaliella salina an interesting correlation is found
between pigmentation and the salt concentration of the medium, since higher
concentrations of salt induce the accumulation of carotenoids .
Light also plays an important role in the biology of halobacteria, where
it is used by bacteriorhodopsin and other light-driven ion pumps (Lanyi,
1984). Other retinal-proteins permit a complex phototactic behavior. The
peculiar carotenoids of the halobacteria, bacterioruberins, act primarily as
photoprotectants, but other roles have been suggested. For instance, they are
involved in an energy transfer capacity that facilitates photoreactivation, via
16 The Biology of Halophilic Bacteria
6.5. Oxygen
Since high salt concentrations and high temperatures restrict the solubility
of oxygen, hypersaline waters have low concentrations of oxygen (Copeland,
1967); however, aerobic life is well represented in these environments. In
shallow ponds or lakes with high algal or cyanobacterial productivity the
oxygen transfer rate to the aerobic microbial populations can be high enough
to permit a relatively rapid metabolism. Alternatively, the small storage
capacity and low diffusion rate of oxygen in brines would easily permit the
development of localized anoxic conditions. The high density of the brines
is another factor that contributes to the easy generation of anaerobiosis by
favoring stratification. Some halobacteria possess gas vacuoles which could
help to maintain them near the surface where the oxygen concentration is
highest.
7.1. Salinity
Which salt species are present and at what concentration is obviously an
aspect of paramount importance. In thalassohaline waters derived from the
evaporation of seawater the determination of the qualitative composition of
the brine may not be necessary; however, the exclusively marine origin of
such brines must be demonstrated, since even coastal hypersaline lagoons
may have surface or groundwater inlets that change the final salt proportions.
As is done with seawater the salt concentrations of pure thalassohaline waters
and salts can be roughly inferred from the chloride concentration. Chloride
can be determined by simple silver nitrate titration. It must also be remem
bered that calcium and carbonates precipitate very early in the concentration
process. Possibly the simplest method to determine total salinity in a sample
is measuring the dry weight, e.g., drying at ll0°C to weight constancy. Salt
is very hygroscopic, so precautions must be taken to avoid hydration of the
samples during weighing. With the above method organic matter is included
in the weight. In brines with low biomass this is not normally a very important
error. If necessary, it can be eliminated by heating the salts to 400°C, after
which only inorganic material is left (including the ashes of the organisms
persent). Some methods of measuring salinity can be carried out in situ,
which can be very convenient. One such method is measuring conductivity.
However, with concentrated brines the use of normal conductimeters requires
a precise dilution of the sample. An extremely easy and reliable method for
measuring salinity is by means of a Baume hydrometer. This is a simple
device that measures water density by immersion. The ratio between density
given in Baume degrees (0 8e) and grams per cubic centimeter is d = 146.78/
146.78 - Be. An optical diffractometer that measures the diffraction index
of the water is another way of estimating salinity in the field . Some com
mercially available instruments give a direct value for the salinity of the
water.
To properly characterize the salts present in a sample and their quantities,
however, it is necessary to resort to standard chemical analysis. Flame and
atomic absorption spectrophotometry and ion analysis by liquid chromatog
raphy, or direct coupled plasma analysis, have greatly simplified many of
these analyses. Indirect coupled plasma analyzers should not be used with
concentrated brines since salt precipitates will clog the orifices, causing errors
and expensive cleaning.
the soluble dry residue can be used to give an indication of the total salinity
in the soil. In a typical procedure, 100 g of dried soil are shaken with 500
ml of C02-free water for 3 min. The suspension should be filtered through
paper until a clear filtrate is obtained, then the dry weight determined as
described above (Kaurichev, 1980).
TABLE 1.
Halophilic Microorganisms Among the Different
Phylogenetic Branches of Microbes
Eubacteria
+ Gram-positive
+ Purple bacteria-Pseudomonas
+ Spirochaetes
+ Bacteroides-Fiavobacterium-Cytophoga +
+ Cyanobacteria
Green sulfur bacteria
Green nonsulfur bacteria
Sulfate reducers, myxobacteria
Radioresistant micrococci
Planctomyces
+ Haloanaerobiaceae
Eucaryotes
+Fungi
+ Protozoa
+Algae
Archaeobacteria
+ Halobacteria
+ Methanogens
S-dependent
over the layers deposited. This avoids or at least retards the dissolution of
such salt deposits by rain. Certainly, it would be difficult to imagine evap
orative lagoons without living organisms. The sodium ion and the other
positive ions of K +, Mg2+, and Ca2 • all have relatively short residence
times in the ocean. They are removed by biochemical and chemical processes,
as well as by hydrothennal chemical reactions within seafloor spreading
zones, and deposited as sediments, clays, limestones, and dolomite. How
ever, chloride is quite unreactive. There is no significant biochemical trade
in chlorine (Lovelock, 1988). The salt concentration of the ocean is in a
subtle equilibrium, and evaporitic environments act as a chloride sink that
decreases the concentration of this toxic anion. Salt is continuously added to
and removed from the oceans. Some of this salt is deposited in evaporite
beds and subsequently buried beneath sediments. These deposits are tem
porary stores that the movement of the Earth and weathering continuously
expose and release back to the sea. By aiding the efficiency of these systems,
halophilic organisms could play an essential role in keeping the aquatic
environments of the Earth moderate with respect to salt concentrations (Lov
elock, 1988).
References
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Middleton, and R. Murray, Eds. Origin of Sedimentary Rocks, Prentice-Hall, Englewood
Cliffs, NJ.
Borowitzka, L. J. 1981. The microflora. Adaptations to life in extremely saline
lakes. Hydrobiologia 81:33-46.
Brown, A. D. 1976. Microbial water stress. Bacteriol. Rev. 40:803-846.
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Copeland, B. J. 1967. Environmental characteristics of hypersaline lagoons. Contrib. Mar.
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Imhoff, J. F. and F. Rodriguez-Valera. 1984. Betaine is the main compatible solute of
halophilic eubacteria. J. Bacteriol. 160:478-479.
Imhoff, J. F. and H. G. Truper. 1977. Ectothiorhodospira halochloris sp. nov., a new,
extremely halophilic phototrophic bacterium containing bacteriochlorophyll b. Arch.
Microbiol. 144:115-121.
Imhoff, J. F., H. G. Sahl, G. S. H. Soliman, and H. G. Truper. 1979. The Wadi Natrun:
chemical composition and microbial mass developments in alkaline brines of eutrophic
desert lakes. Geomicrobiol. J. 1:219-234.
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