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Potentials, Networks, Motivations, and Barriers: Steps Towards Participation in Social

Movements
Author(s): Bert Klandermans and Dirk Oegema
Source: American Sociological Review, Vol. 52, No. 4 (Aug., 1987), pp. 519-531
Published by: American Sociological Association
Stable URL: https://www.jstor.org/stable/2095297
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POTENTIALS, NETWORKS, MOTIVATIONS, AND BARRIERS:
STEPS TOWARDS PARTICIPATION IN SOCIAL MOVEMENTS *

BERT KLANDERMANS DIRK OEGEMA


Vrije Universiteit, Amsterdam, The Netherlands

Four aspects of mobilization are distinguished: formation of mobilization potentials,


formation and activation of recruitment networks, arousal of motivation to participate,
and removal of barriers to participation. Four steps toward participation in social
movements are then distinguished: becoming part of the mobilization potential,
becoming target of mobilization attempts, becoming motivated to participate, and
overcoming barriers to participation. The relevance of these distinctions is justified
theoretically by the claim that different theories are needed to explain separate aspects
of mobilization and participation, and practically with the argument that different
efforts are required from movement organizations depending on which aspect they are
handling. Empirical support from research on mobilization and participation in the
Dutch peace movement is presented. Nonparticipation in a mass demonstration can be
based on four grounds: lack of sympathy for the movement, not being the target of a
mobilization attempt, not being motivated, and the presence of barriers. These results
are interpreted in terms of the literature on mobilization and participation.

Social movements entail forming mobilization MOBILIZATION POTENTIAL


potentials, forming and motivating recruitment
Mobilization potential refers to the people in a
networks, arousing motivation to participate,
society who could be mobilized by a social
and removing barriers to participation. It is
movement. It consists of those who take a
important to distinguish these processes because
positive stand toward a particular social move-
they not only require very different activities of
ment. Attitudes toward a movement involve the
social movement organizations but they also
means and/or goals of the movement. With
require different theories of analysis. To create respect to attitudes toward the means, the
mobilization potentials, a social movement must concept of mobilization potential is related to
win attitudinal support. The formation and that of protest potential, that is, the willingness
activation of recruitment networks must increase to become engaged in unconventional forms of
the probability that people who are potentially political behavior (Barnes and Kaase 1979).
mobilizable become targets of mobilization With respect to attitudes toward the goals, the
attempts. The arousal of motivation must concept of mobilization potential is related to
favorably influence the propensity to participate Kriesi's (1985) concept of manifest political
of the targeted people. In removing barriers a potential, that is, a group of people with a
movement organization increases the probability common identity and a set of common goals.
that motivated people eventually participate. The mobilization potential of a social movement
At the individual level, becoming a partici- is not identical to the social categories who will
pant in a social movement can be conceived as a benefit by achievement of the goals of the
movement (cf. McCarthy and Zald 1976;
process with four different steps: becoming part
Jenkins and Perrow 1977), although such
of the mobilization potential, becoming target of
categories can easily become included. The
mobilization attempts, becoming motivated to
mobilization potential of a social movement sets
participate, and overcoming barriers to partici-
the limits within which a mobilization campaign
pate. The first two steps are necessary condi-
can succeed. People who are not part of the
tions for the arousal of motivation. Motivation
mobilization potential will not consider partici-
and barriers interact to bring about participation:pating in movement activities, even if they are
the more motivated people are the higher the reached by attempts at mobilization. The
barriers they can overcome. mobilization potential is the reservoir the
movement can draw from. It is the result of
often lengthy campaigns in which a movement
* Direct all correspondence to Bert Klandermans,
propagates its view that certain states of affairs
Department of Social Psychology, Vrije Universiteit,
are unacceptable and can be changed and that
Postbus 7161, 1007 MC Amsterdam, The Netherlands.
The authors thank the two anonymous reviewers of collective action will be effective in enforcing
ASR for their excellent comments on an earlier version of changes. Campaigns like this, called consensus
the paper. mobilization (Klandermans 1984) or frame

American Sociological Review, 1987, Vol. 52 (August:519-531) 519

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520 AMERICAN SOCIOLOGICAL REVIEW

alignment (Snow et al. 1986), are needed to MOTIVATION TO PARTICIPATE


convert relative deprivation or lack of trust in
The motivation to participate is a function of the
authorities into mobilization potential (Gurney
perceived costs and benefits of participation
and Tierney 1982).
(Oberschall 1973, 1980; Klandermans 1984;
Muller and Opp 1986). The distinction between
RECRUITMENT NETWORKS AND collective and selective incentives is fundamen-
MOBILIZATION ATTEMPTS tal (Olson 1965). With respect to collective
incentives, a multiplicative relationship is as-
However successfully a movement mobilizes
consensus, however large its mobilization poten-
sumed between the value of the collective good
and the expectancy of success. Selective incen-
tial, if it does not have access to recruitment
tives are either soft (nonmaterial) or social, and
networks, its mobilization potential cannot be
realized. Networks condition whether people
hard (material) or nonsocial (Opp 1983; Klan-
dermans 1984; McAdam 1986). Soft or social
become targets of mobilization attempts. The
incentives are important determinants of willing-
more a movement's reach-out networks are
woven into other organizations, the more people
ness to participate (Mitchell 1979; Opp 1983;
Klandermans 1984; McAdam 1986). Outcomes
are reached by mobilization attempts.
with respect to hard or nonsocial incentives are
A person can be targeted by mobilization
more ambiguous. Opp (1983) found that such
attempts through one or more of the following
incentives were important in activities in the
routes: mass media, direct mail, ties with
organizations, and friendship ties. The mass
antinuclear movement in West Germany. Klan-
dermans (1984) found a moderate effect in
media are not very effective in convincing and
union participation, and Mitchell (1979) found
activating people (McQuail 1983). McCarthy
no effect in American environmental organiza-
(1983) and Mitchell (1984) revealed how
tions. Differences in the nature of the participa-
American environmental organizations managed
tion seem relevant. Mitchell's case clearly
to make effective use of direct mail to recruit
involved low-cost participation, Opp's involved
participants. But recruitment through mass
high costs, and Klanderman's moderate costs.
media and direct mail is less likely to work in
On the part of the movement the arousal of
cases of high-risk or high-cost participation
motivation requires control of costs and benefits
(McAdam 1986; Briet et al. 1987). Ties with
organizations make "en bloc recruitment"
of participation. In fact, since it is perceived
costs and benefits, control is not sufficient.
possible (Oberschall 1973).
The importance of friendship networks for Movements must communicate to potential
participants the extent to which collective and
reaching potential participants has been repeat-
selective incentives are controlled by the
edly indicated in the literature. Gerlach and
movement. Consequently, the mobilization of
Hine (1970) found that people were much more
consensus is also an essential part of this stage
inclined to join religious movements if they
of the mobilization process.
were approached by those whom they trusted on
other grounds. Bolton (1972) showed how new
members of peace groups were recruited in
BARRIERS TO PARTICIPATION
circles with a high proportion of people who
were already members. Orum (1974) and Motivation can predict willingness to partici-
Wilson and Orum (1976) pointed out the pate; but willingness is a necessary but insuffi-
importance of friends or relatives who were cient condition of participation. It can predict
already involved in a movement to explain participation when intentions can be carried out
participation. The introduction of network (Mitchell 1974). Motivation and barriers interact
analysis in this field made more systematic to activate participation. The more people are
analyses possible (Snow, Zurcher, and Ekland- motivated, the higher the barriers they can
Olson 1980; Knoke and Wood 1981; Granovet- overcome. This opens up two strategies for a
ter 1983; Fernandez and McAdam forthcoming). movement: maintaining or increasing motivation
The formation of recruitment networks in- andlor removing barriers. The former strategy
volves both extending the reaches of the is, of course, closely related to the arousal of
organization, particularly at a local level, and motivation; the latter requires knowledge of
forming coalitions with other organizations barriers and resources to remove them. Al-
(Wilson and Orum, 1976; Ferree and Miller though every organizer knows that many people
1985). During a mobilization campaign a do not participate despite their promises, there is
movement organization has to mobilize and little empirical data on actual participation.
activate its recruitment networks by mobilizing McAdam (1986) showed that among applicants
persons who hold positions in it. When such to Freedom Summer Rides, those who eventu-
persons back out, recruitment channels come to ally participated knew more participants than
a dead end. those who did not. He did not provide data on

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PARTICIPATION IN SOCIAL MOVEMENTS 521

barriers however. Klandermans (1984) and missiles. This gave the Dutch peace movement a
Klaassen (1986) asserted that nonparticipants concrete goal and a target to concentrate on: the
who definitely intended to go to a union meeting prevention of the deployment of cruise missiles
mentioned more concrete obstacles than nonpar- in the Netherlands and the Dutch government,
ticipants who were less motivated to go. which would ultimately have to decide whether
Scarcity of empirical evidence reflects the lack and where to deploy.
of longitudinal studies on intended and actual From 1981 on, mobilization campaigns were
participation. Post hoc comparison of partici- organized by a coalition of political and social
pants and nonparticipants is inadequate in this organizations. Apart from the four major peace
regard. organizations, the center-left and leftist political
In this paper we present data on all four steps parties and the largest union federation formed a
of the mobilization process from a mobilization coalition that organized the campaign for the
campaign for the peace demonstration in The 1983 demonstration. Despite initial, exploratory
Hague in 1983, the largest demonstration the contacts, the Christian Democratic Party did not
Netherlands had ever experienced. enter the coalition. At the local level, coalitions
of local peace groups and organizations mobi-
lized the population. The rest of this article is
THE 1983 PEACE DEMONSTRATION IN
devoted to one such local campaign. We
THE HAGUE
describe how it attempted to activate and expand
On October 29, 1983, 1 out of every 25 the local recruitment network and to mobilize
inhabitants of the Netherlands joined the largest the population for the demonstration. This part
demonstration the country had ever seen. This of the article is based on a study carried out
was the climax of a campaign against nuclear between January and November 1983.
armament started five years before. Nobody
would have expected this event in the early
THE CAMPAIGN AT THE LOCAL LEVEL
seventies when the peace movement had all but
died. Mobilization attempts often occur at different
The structure and constituency of the contem- levels. National leaders of a movement mobilize
porary peace movement differed from those that local cadres, and local cadres mobilize others
had appeared earlier: The movement was inside or outside the organization. Sometimes
comprised of four national organizations (The these persons represent other local organiza-
Interdenominational Peace Council (IKV), Stop tions, which in turn attempt to mobilize
the Neutron Bomb, Women for Peace, Pax members of their own organizations. Each step
Christi) and a number of smaller groups. involves new interactions and new actors who
Hundreds of active local groups formed the base have to decide whether they will participate.
of the movement. Although most of these Here we briefly describe the campaign as it
groups were connected with one of the national penetrated our research locale, a town in the
organizations, they were autonomous in defin- environs of Amsterdam, which we call Small-
ing their activities. Since over half of the town. Here the first level of mobilization-
communities in the Netherlands had at least one mobilization of the local peace group, in this
active peace group, the peace movement had at case a local chapter of the Interdenominational
its disposal a network extending to the furthest Peace Council-went without problems. Early
reaches of the country. Local groups played a in January, the national IKV announced its plan
key role in the mobilization campaigns and were to hold a national demonstration on October 29
capable of mobilizing an unprecedented support: in The Hague. Part of the local mobilization
1.2 million signatures against the neutron bomb campaigns was to assemble as many relevant
in 1978; 400,000 participants in an Amsterdam local organizations as possible in a peace
demonstration in 1981; 500,000 participants in a platform and to mobilize the local population.
1983 demonstration at The Hague; 800,000 The local IKV group showed an unquestioning
participants in local peace week activities in willingness to do this. The second stage,
1984; and 3.75 million signatures against the activating and expanding the recruitment net-
deployment of cruise missiles in 1985. To work by mobilizing local political and social
organizations, was much more difficult. Follow-
evaluate these figures it is instructive to consider
that the Netherlands has a population of 14 ing the general IKV strategy, the IKV group set
million. out to organize a peace platform. Every local
NATO's decision to deploy cruise missiles organization was approached by letter announc-
and Pershing Ils in Europe contributed to the ing the formation of a peace platform, stating its
rapid growth of the peace movement. The goals, and inviting participation. At the first
Achilles heel of the NATO decision was that meeting on April 18, 1983, 30 people represent-
each European government had to decide ing 13 organizations attended; ultimately 8
individually whether and where to locate the joined, including 3 out of the 5 parties (the

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522 AMERICAN SOCIOLOGICAL REVIEW

Christian Democrats and the Conservatives did naires lack this precision, and face-to-face
not participate), an organization of elderly interviewing is too time consuming. The major
people, a youth organization, and a women's disadvantage of telephone surveying is of course
organization. In not participating, the Christian bias due to the fact that there are households
Democrats and the Conservatives conformed to without a telephone. Fortunately, in the case of
their national party organization, who were Smalltown this is not too serious a problem. A
opposed to the movement's goals. The women's suburban community, Smalltown has an ex-
organization and the youth organization decided tremely low proportion of households without a
to support the peace platform because they telephone. There may be some bias in our
agreed with its goals and did not expect any sample, but not an alarming one.
problem with national leadership or local Less important as a drawback are response
membership. The organization of elderly citi- rates. Although higher than those with mailed
zens and the union decided to withhold support questionnaires, response rates of telephone
until the first meeting. Later, the elderly surveys lag behind those of face-to-face inter-
citizens' organization joined, but the union local views. Adopting one of Frey's (1983) devices,
did not. Both organizations feared problems we sent an initial letter informing respondents
with their membership. Unlike the elderly that they would be contacted for an interview. In
organization, the union decided to withdraw for this way we were able to attain reasonable
this reason. Altogether, the local IKV group response rates. Since we needed the combina-
assembled those organizations (with the excep- tion of telephone numbers and addresses for this
tion of the union local) that already supported strategy, we used telephone books to draw our
the peace platform but did not mobilize the sample. This has the disadvantage of missing
others. This in turn was critical to the local unlisted telephone numbers (fortunately not yet
mobilization campaign. widespread in the Netherlands) but the advan-
The proximate goal of the peace platform was tage that private numbers can be distinguished
to send two buses (100 people) to the demon- from business numbers.
stration. To keep financial thresholds low, the
We mailed letters to 175 randomly selected
platform committee worked hard to get a cheap
addresses a few days before the interviews
bus fare. Most of the effort, however, was put
asking the addressees to cooperate. In 9 cases
into publicity: distributing pamphlets; selling
there was no answer after repeated attempts to
buttons, stickers, and posters; erecting a public-
reach the addressees. No interview could be
ity stand downtown; sending a carrier tricycle
made in 52 cases for various reasons (refusals,
with speakers around town; and securing local
news coverage. This was reinforced by a illness, impossible to make an appointment).
national publicity campaign. By the end of June, Ultimately 114 (69 percent) interviews were
the local campaign was in full swing. By late held. After the demonstration we reached
September, 75 bus tickets had been sold, and three-quarters of our original respondents for a
eventually three buses (150 people) went to the second interview. Respondents who had said
demonstration. An unknown number also went they would go to the demonstration were asked
independently. The week before the demonstra- if they had actually done so. Unfortunately, for
tion, the authors conducted a telephone survey some unexplained reason, those reached in-
among a random sample of the local population cluded only half of the respondents who had
to determine the support for the IKV campaign. said they would go to the demonstration. Both
Respondents were asked if they intended to interviews lasted about 15 minutes. We used
participate in the demonstration. After the structured questionnaires, asking about collec-
demonstration, they were asked in a follow-up tive and selective costs and benefits of partici-
survey if they had been to the demonstration. pation, attitudes on nuclear armament, peace
The remainder of this article analyzes both
movement goals, government policies and
surveys.
demographics. Forty-four percent of the respon-
dents were women, 55 percent men. The
METHOD average age was 44.4 (s.d. = 16.9). Respon-
dents were normally distributed over educational
Telephone surveys have both advantages and
levels. Compared to the local statistics in recent
disadvantages. The main reasons for us to use
elections respondents sympathetic to left or
telephone surveys rather than face-to-face inter-
views or mailed questionnaires were time and center-left parties were slightly overrepresented
money. Telephone surveys are relatively cheap (Table 1). Obviously, such a small sample
and easy to organize at short notice. Moreover, cannot be used to draw firm conclusions about
one has a better control over time. In our case it the Dutch population as a whole. Our object
was important to conduct the survey in exactly 3 here is to examine processes affecting selective
days before the demonstration. Mailed question- recruitment to collective action.

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PARTICIPATION IN SOCIAL MOVEMENTS 523

Measurement Table 1. Party Votes

Sample Population
1. Mobilization potential. The following ques-
Votes (%) of Smalltown (%)
tion was used to determine whether individuals
VVD 28 34
belonged to the mobilization potential of the
CDA 22 29
peace movement: "The coming demonstration is
D66 5 5
directed against deployment of cruise missiles in
PvdA 30 22
Europe, and especially against deployment in Small Left 10 6
the Netherlands. How do you feel about this Others 5 4
goal of the demonstration?" Respondents could
100 100
disagree absolutely, disagree, agree, and agree
Total (94)
absolutely. Only two respondents had no
Note: VVD: Volksparty voor Vrijheid en Democratie (con-
opinion. Respondents who agreed with the goal
servatives); CDA: Christelijk Democratisch Appel (Christian
of the demonstration were assigned to the Democrats); D66: Democraten 66 (Progressive Democrats);
mobilization potential of the movement. PvdA: Party van de Arbeid (Social Democrats).
2. Mobilization target. Whether persons were
targets of mobilization attempts was deduced The figures indicate that people voting for
from their answers to several questions. We parties to the left are overrepresented at the
assumed that people who had never heard of the expense of voters for parties to the right. Our
local IKV group, nor of the peace platform in voting behavior variable indicates a person's
their community, and who did not know any rightism vs. leftism of party vote, ranging from
individual who was planning to take part in the - 1 (VVD/CDA), 0 (D66/PvdA) to - 1 (Small
demonstration, were not targets of mobilization Left).
attempts. Although they might have been 9. Demographics. Sex, age, and education of
contacted in national appeals, our concern was respondents were recorded.
the effectiveness of the local campaign.
3. Motivations. The motivation to participate
was ascertained by asking the following ques-
RESULTS
tion: "Do you plan to go to the demonstration?"
(Yes, I intend to go; no, I will not go).
4. Participation. Actual participation was The major research findings are summarized in
measured from the second interview. Figure 1. Twenty-six percent of those inter-
5. Attitudes. Attitudes toward peace and war viewed did not belong to the mobilization
were measured by questions regarding NATO, potential of the peace movement; 74 percent
governmental policy, the negotiations in Ge- did. About one-fifth of those were not targets of
neva, and the influence of the Dutch govern- a mobilization attempt, whereas four-fifths
ment on the arms race. were. One-sixth of those who supported the
6. Incentives. Collective benefits were mea- campaign and who were targets of mobilization
sured by questions about the effectiveness of the attempts actually intended to go to the demon-
demonstration both in terms of changing the stration. Two-fifths of those who intended to go
policy of the government and in terms of the to the demonstration eventually did go, whereas
number of participants. Together with the three-fifths did not.
attitude toward the goal of the demonstration, These results suggest some preliminary con-
they indicate the collective benefits of the clusions. With each step of the mobilization
demonstration. Social incentives were measured process, considerable numbers drop out. This
by asking about the expected reactions of underscores the importance of the four condi-
significant others and by asking if many friendstions that we distinguished. Those who had not
and acquaintances would go to the demonstra- been targets of a mobilization attempt were
tion. The nonsocial selective incentives were without exception unwilling to participate,
captured by the perceived value of sacrifice of regardless of their opinion of the goals of the
leisure and the risk of violence. demonstration. The fact that three-fifths of those
7. Participation barriers. Respondents who who, only a few days before the demonstration,
intended to go to the demonstration, but had said that they intended to go, eventually did
eventually did not go, were asked why they did not go, underscores the importance of overcom-
not go. This was an open-ended question. ing participation barriers. The biggest drop-off
8. Leftism of party vote. Party votes in recent occurs, however, in the motivation stage. Here
elections were ascertained. Table 1 presents the almost half of the sample got lost. Clearly, the
parties that were present in Smalltown, ordered local movement organization has been unable to
on a right-left continuum, together with the arouse motivation to participate on a large scale.
distribution of votes in the last election of the In the following paragraphs we examine each of
population in Smalltown and our respondents. the four steps and their determinants.

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524 AMERICAN SOCIOLOGICAL REVIEW

-Did not agree


with goals
26% Not the
target of a
-Did agree mobilization
with goals attempt
74% 15%

- The target of a -Did not intend


mobilization to go
attempt 49%
59% - Did not go
Did intend 6%
to go L[
10% Did go
4%

Fig. 1. Mobilization Potential, Recruitment Networks, Motivations to Participate, and Actual Participation
(N= 114)
The Mobilization Potential did not differ with regard to their views on the
possibility to control the arms race either
Almost three-quarters of the respondents were through efforts by the Dutch government or
involved in the mobilization potential of the through negotiations in Geneva. These figures
movement against cruise missiles, and one demonstrate that it is concern for nuclear
quarter was not. Respondents who did not armament rather than strong beliefs in possibil-
belong to the mobilization potential were ities to control the arms race that makes the
somewhat older, and vote almost without difference between individuals who do and who
exception for parties to the right. No differences do not belong to the mobilization potential of
in education and gender were found (Table 2). the movement against cruise missiles. These
The attitudinal comparisons validate the concerns are conflated with political party
distinction between the two groups. Individuals preferences (Table 3). Because our dependent
from the mobilization potential were more variable was dichotomous, we used logistic
concerned about deployment, more inclined to regression analyses. Equation (1) clearly shows
fight against deployment even if a decision were the significance of voting behavior as a
made to deploy, and, contrary to individuals distinguishing feature of the two groups, as
outside the potential, announced almost without compared to age and education. In equation (2)
exception that they would sign a petition to pass the effect of voting behavior is no longer
a freeze motion in their town. The two groups present. The attitudinal factors take its place.

Table 2. Demographic and Attitudinal Comparison of People within and outside the Mobilization Potential of
the Peace Movement (Means and Standard Deviations)

Belongs to Mobilization Potential

Yes No

Demographics
Age 43.1 (18.2) 49.6* (13.6)
Gender (male = 2) 1.5 (.50) 1.6 (.49)
Education 5.3 (2.65) 5.9 (2.77)
Vote in last election (rightist/center right = - 1;
center left = 0; leftist = 1) - .25 (.69) - .96** (.20)
Attitudinal
Is deployment a matter of deep concern to you?
(no = 1, yes = 3) 2.50 (.57) 2.24* (.74)
If deployment is pushed through, will you continue to fight
against it (3), accept it regretfully (2),
or approve it (1)? 2.66 (.50) 1.68** (.48)
Does the Dutch government have any opportunity to
influence the arms race? (no = 1, many = 3) 1.74 (.52) 1.76 (.51)
Do you believe that the negotiations in Geneva will
lead eventually to arms reduction? (definitely
not = 1, definitely =4) 1.81 (.90) 2.04 (1.00)
Would you sign a petition to pass a freeze motion in
your city council? (no = 0, yes = 1) .86 (.35) .08** (.27)
Note: N= 109.
*p<.10.
** p<.OO1.

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PARTICIPATION IN SOCIAL MOVEMENTS 525

Table 3. Logistic Regression Analysis Predicting Who Belongs to the Mobilization Potential of the Peace
Movement (Standard Errors in Parentheses)

Equation (1) Equation (2)

Demographics
Age -.03* (.02) -.04 (.02)
Gender -.45 (.53) -.43 (.63)
Education -.23* (.11) -.24* (.13)
Vote in last election 3.08** (.74) 1.38 (.93)
Attitudinal
Is deployment a matter of concern to you? .43 (.53)
If deployment is pushed through will you
continue to fight against it, accept it
regretfully, or approve it? 3.09** (.93)
Constant 3.42 (1.37) 10.72 (2.96)
Log likelihood -45.86 -33.41

Note: N= 109.
* p<.05.
** p<.001.

Individuals who stayed outside the mobilization intensity of the mobilization campaign, we
potential of the movement against cruise mis- assumed that everybody who was linked in one
siles were primarily from the right wing of way or another to the movement had been a
Dutch society, although voters for parties to the target of mobilization attempts. However, the
right were not guaranteed opponents. A fair two sets (individuals being linked and individu-
number of the supporters of right-wing parties als being targeted) need not necessarily be
(11 percent of the Conservatives and 30 percent identical, and there might be situations where
of the Christian Democrats) could be counted they are rather different indeed.
among the sympathizers with the movement Almost 60 percent of the mobilization poten-
against cruise missiles. Virtually the entire left tial was reached by mobilization attempts
wing of Dutch society was part of the through formal networks: they visited the peace
mobilization potential (100 percent of the stand downtown (31 percent), read appeals in
Progressive Democrats, 86 percent of the Social local newspapers (23 percent), were reached
Democrats, and 100 percent of Small Left). through organizations linked with the movement
Apart from political party alignment there are (16 percent), or saw posters, billboards, banners
small independent effects of age and education. (4 percent). A brochure that was delivered at
The effect of age is not different from what we every address was mentioned by only 13 percent
found with the zero order relationships; the of the respondents. We assumed that individuals
effect of education is. If we control for age, with several or even many acquaintances or
gender, and voting behavior, education is friends who planned to go to the demonstration
related to sympathy with the peace movement. were tied with informal recruitment networks of
The sign is negative, however, indicating that the movement. Some 40 percent of our
people who do not belong to the mobilization respondents had no such ties, and about 30
potential are more highly educated than people percent had several.
who do. If we merge the two tracks, 20 percent of the
In summary, the mobilization potential of the mobilization potential had virtually no links at
movement against cruise missiles covered a all with peace movement networks; 19 percent
broad spectrum of social categories. It clearly were reached through formal links only; 21
did not restrict itself to categories thought to be percent had only informal links; and 40 percent
typical of the mobilization potential of new reported both formal and informal links to the
social movements, like the new middle class, movement. People who belonged to the mobili-
highly educated professionals, youth (Brand zation potential had been as frequently targets of
1982; Klandermans 1986; Kitschelt 1985; Me- mobilization attempts as people outside the
lucci 1980). In the case of education we even mobilization potential. There is, however, an
found the opposite relationship. We will come interesting difference between the two groups:
back to this in the next section. people outside the potential have, compared to
those within, more formal links (chi-square
= 4.81 1, p < .05). Obviously, outside the
Target of Mobilization Attempts
mobilization potential individuals are less likely
In order to establish whether persons have been to have friends or acquaintances who intend to
targets of mobilization attempts, we asked our go to the demonstration. This does not prevent
respondents what formal and informal links they local movement organizations from approaching
had with the local peace movement. Given the these people, and apparently with some success.

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526 AMERICAN SOCIOLOGICAL REVIEW

Table 4. Links between the Local Peace Movement Networks and Intention to Participate, Education, Voting
Behavior, and Gender

Intention Voting
to Participatea Educationb Behaviorb Genderb
No links (N= 17) - 3.82 -.73 1.29
Formal links only (N= 15) 1 4.27 - .45 1.40
Informal links only (N= 17) 4 5.88 -.14 1.59
Formal and informal links (N= 32) 6 6.38 - .03 1.72
Note: ANOVA for education: p<.01; voting behavior, gender: p<.05; N = 81.
a In absolute numbers.
b Means (see Table 2).

However, these are "wasted" mobilization the mobilization potential and have been targets
attempts, since nobody from this category will of mobilization attempts. This leads to the
participate. Women had less links with the local straightforward hypothesis that people who have
peace movement networks (Table 4). People not been targets of mobilization attempts will
reached were more highly educated and voted not intend to participate in the demonstration,
for parties to the left. We found no relation to even if they belong to the mobilization potential
age. The results in Table 5 show that three of the movement.
independent variables account for 27 percent of The data fit the theory perfectly; without
the variance in linkages to local peace move- exception every person who intended to partici-
ment networks. The beta coefficient for gender pate had in one way or another been target of a
reveals that there is no independent gender mobilization attempt (Table 3). More interest-
effect. Controlling for education and voting ingly, the figures in Table 4 demonstrate that the
behavior, we find no significant relation be- informal recruitment networks are far more
tween gender and links to local movement important than the formal. The data suggest that
networks. informal networks are necessary conditions for
The strong positive relationship with educa- the arousal of motivation to participate. In this
tion confirms the findings in the literature that respect our data confirm earlier findings on
participants in movements like the peace differential recruitment (Orum 1974; Gerlach
movement are highly educated, young profes- and Hine 1970; Snow, Zurcher, and Ekland-
sionals (Brand 1982; Klandermans 1986; Kit- Olson 1982; McAdam 1986b).
schelt 1985; Melucci 1980). The findings on In conclusion, network factors entailed impor-
mobilization potential and recruitment networks tant biases in the mobilization potential reached
suggest, however, that the explanation for this is by mobilization attempts. On the one hand, they
not to be found in the stage of the formation of excluded to a large extent the rightist sectors of
mobilization potentials but in the forming and
the mobilization potential, which were not
activating of recruitment networks. It is not that
reached by mobilization attempts; on the other
more highly educated individuals who are
hand, informal networks restricted themselves to
sensitive to political or economic developments
a large extent to the small leftist parties. The
create new mobilization potentials but that these
composition of the peace platform reproduced
individuals are more connected with the social
itself in the composition of the group reached by
networks engaged in recruitment.
mobilization attempts. As a consequence, the
The data on voting behavior demonstrate the
importance of political alignment in recruitment. subset of the mobilization potential reached by
The negative sign and the size of the mean of mobilization attempts was biased to the more
the group without any link show that people highly educated, radical left, a make-up much
who have not been reached are located at the more characteristic for new social movements
right side of the political spectrum. Apparently, than the mobilization potential, demonstrating
recruitment networks did not reach this part of that network factors were responsible for this
the mobilization potential. The means in Table 4 Table 5. Stepwise Regression of Education, Gender,
of the two categories having informal links and Voting Behavior Linked to Local Peace
indicate that the categories are densely popu- Movement Networks
lated with voters of the small leftist parties. This
Beta p
points out that the informal networks were to a
large extent networks among adherents of the Education .30 .005
small parties to the left. Voting behavior .23 .025
In our theoretical introduction we assumed Gender .20 .06
R2 = .27
that participation in movement activity would
only be considered by individuals who belong to Note: N= 81.

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PARTICIPATION IN SOCIAL MOVEMENTS 527

typical make up of the constituency rather than substance to the demonstration and their partic-
factors generating mobilization potentials. ipation in it. If the cruise missiles cannot be
stopped, then at the very least it ought to
be made clear to the government that it
Motivation to Participate
should exert its influence to oppose the arms
Although links with informal networks seem to race.
be a necessary condition for the arousal of Selective cost and benefits-social. People
motivation to participate in the demonstration, it who intended to go to the demonstration knew
is definitely not a sufficient condition, as the more people who were also going than nonpar-
outcomes in Figure 1 show. Structural factors ticipants among the supporters (p <.001, 2 =
like positions in networks increase the likeli- .13). The implication of this is obvious: those
hood that a person will be a target of who knew many others who were also going to
mobilization attempts but do not guarantee that the demonstration stood a much higher chance
these attempts will be successful. Mobilization of being asked if they participated and of getting
attempts make individuals consider costs and negative reactions if it turned out that they did
benefits of participation. The outcome of this not participate than those who knew only a few
weighing process depends on the specific blend others or none at all.
of costs and benefits perceived. Nonsocial. The costs of participation were
Collective incentives. None of the respon- low. The demonstrator had to give up a free
dents was very optimistic about the effective- Saturday, and like any other demonstration,
ness of the demonstration; those who intended to there was some risk of disturbances. The
demonstrate were no exception. None of them potential participants had no objections to the
believed that deployment of the cruise missiles first, and they did not expect any disturbances.
could be stopped. Potential participants and One-fifth of the supporters who did not intend to
nonparticipants did not show many differences demonstrate did object to these costs and/or they
in their expectations about the number of expected disturbances.
participants either. But it is interesting to note Table 6 presents the outcomes of logistic
that the former estimated the number of regression analyses with willingness to partici-
participants higher than the latter. This runs pate as the dependent variable. Because of the
counter to Olson's (1965) assumptions but small N, we restricted the number of variables in
confirms ours (Klandermans 1984) that people the equation by alternately including different
show more of a tendency to participate in subsets of independent variables.
collective action if they expect that others will The expectancy variables are not included in
do so as well. Oliver (1984) reports a condition the equations because of low zero-order correla-
in which people are less likely to participate the tions (ranging from .02 to .06). It is clear from
more they believe others will. These are in her equations (5), (6), and (7) that collective
terms forms of participation with a decelerating incentives were more important than selective
production function. Participation in demonstra- incentives in determining the motivation to
tions has an accelerating production function; participate (the log likelihood for social and
that is, more participation does help in achieving nonsocial incentives = - 24.3-not presented
the collective goal. Only one tenth of the in Table 6-as compared to - 18.8 for col-
potential demonstrators said they expectedlective theirincentives). Among the selective incen-
own contribution to have no effect. In this tives the social incentives were more important
respect they differed from nonparticipants among than the nonsocial. The same conclusions can be
the supporters, one-fourth of whom said they drawn from equations (2), (3), and (4) after
expected their own participation to have no controlling for the demographic variables. Both
effect. Since values and expectations are social and nonsocial incentives add significantly
multiplicatively related, under such circum- to the variance explained by the collective
stances the extent to which a person agrees with incentives; (log likelihood: - 16.2 for collective
the goal of the demonstration should play a large and social incentives, - 15.6 for collective and
role. This turned out to be the case. Three- nonsocial incentives; improvement of goodness
quarters of the potential participants belonged oftofit p<.05 in both cases). Finally, motiva-
the group that absolutely agreed with the goal tional
of factors are much more important than
the demonstration, while only one-third of demographics
the in explaining willingness to
nonparticipants among the supporters belonged participate in the demonstration.
to this group. But something must be added to In summary, the motivation to participate was
this. In sharp contrast to the nonparticipants, the produced primarily by collective and social
potential participants were of the opinion that incentives. Participants wanted to protest against
there were ways open to the Dutch government the deployment of cruise missiles and to put
of influencing the arms race (m = 1.72 and pressure on the government to use its influence
2.53, p < .001, -92 = .17). This is what gave to reduce nuclear armaments. Together with the

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PARTICIPATION IN SOCIAL MOVEMENTS 529

awareness that nonparticipation had to be the movement, not having been the target of
justified to friends and acquaintances, these mobilization attempts, not being motivated to
motives pushed individuals toward participa participate, and the presence of barriers. Free
tion. Since nobody firmly believed in the effects riding is a pertinent explanation only in the
of the demonstration, the collective incentives motivational stage where costs and benefits of
were basically ideological: acting according to participation are weighed. Elsewhere Klander-
one's principles. The awareness that nonparticipa- mans (1987) argued that only in situations where
tion had to be justified to one's friends urged collective action is expected to be effective can
even more to participate. free riding be a valid explanation of nonparticipa-
tion. Otherwise nonparticipation results from
perceived inefficacy of collective action, distrust
Barriers to Participation
of the behavior of others, or costs of participation
The intention to participate is by no means a that are not outweighed by benefits.
sufficient condition, as demonstrated by the pro- Students of social movement participation must
portion of motivated individuals that eventually be aware of what aspect of mobilization they are
did not participate (60 percent). At this stage studying, otherwise results can easily be misin-
numbers are too small to allow us to draw any terpreted. To illustrate, we refer to our finding
firm conclusion. Although it is worthwhile to that participants in the peace movement are
remark that those who did not go mentioned con- young, highly educated, and professionals. From
crete barriers to participation (they had to work, similar observations, new social movement lit-
they were sick, or their wife was sick), obviously erature concluded that movements like the peace
the reliability of those answers is questionable. movement draw from new mobilization poten-
tials created by modernization and industrializa-
tion (cf. Klandermans 1986). Our results made

CONCLUSIONS
clear, however, the dangers of inferences about
mobilization potentials from characteristics of par-
Each step in the mobilization process produced ticipants. In our case, aspects other than the for-
another group of individuals dropping out, and mation of mobilization potentials were responsi-
as a result not even 1 out of 20 sympathizers ble for the typical participant.
eventually participated in collective action. This The four facets of mobilization imply different
proportion is not spectacular and in line with the processes, both theoretically and practically.
percentages presented by Walsh and Warland Mobilization potential presupposes grievance inter-
(1983) and Oliver (1984). Both focused on the pretation; the formation and activation of recruit-
free-rider problem (that is, nonparticipation by ment networks imply coalition formation and the
people who sympathize with the movement linking of movement organizations to existing
goals), the former describing noncontributors as formal and informal networks; the arousal of
free riders, and the latter by explaining partici- motivation to participate rests on calculations of
pation on the part of activists resulting from the cost and benefits of participation; and securing
awareness of the free-rider problems. As Oliver actual participation entails the maintenance of
(1984) showed in her study, the awareness that motivation and the elimination of barriers. With
others will not participate is capable of motivat- regard to each step, important questions need to be
ing participation in activities with decelerating answered. Recent literature on social movements
production functions. Free riding is pertinent as in Europe and the United States has concentrated
an explanation of nonparticipation in these ac- on different aspects of mobilization (cf. Klander-
tivities. Nonparticipation in activities with accel- mans 1986). European literature focused on the
erating production functions however requires formation of new mobilization potentials, whereas
more complex explanations. Walsh and Warland American literature paid much attention to motiva-
(1983) conclude from their analysis that "both tion to participate and attempts of movement
the structural variables advocated by resource mo- organizations and authorities to control the costs
bilization theorists and more social psychologi- and benefits of participation. By assuming that
cal ones such as ideology and discontent should grievances are ubiquitous, it neglects to a large
be considered by analysts seeking a better un- extent the creation and interpretation of grievances
derstanding of the factors inclining people to- and the formation of mobilization potentials. As a
ward activism" (p. 778, emphasis in original). consequence several steps in the process of
Our paper is an attempt to systematically expand mobilization remain insufficiently examined in the
and elaborate this argument. literature, like grievance interpretation, or more
In Walsh and Warland's papers nonparticipation general consensus mobilization, targeting potential
is made identical to free riding. Our research participants, and participation vs. nonparticipation
presents a much more differentiated picture. among motivated individuals.
Nonparticipation in collective action can result Unlike previous research on union participa-
from four different grounds: lack of sympathy fortion (Klandermans 1984), the present study

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530 AMERICAN SOCIOLOGICAL REVIEW

reveals that attitudes toward the goal were Brand, K.W. 1982. Neue soziale Bewequngen, Ents-
important determinants of willingness to partic- tehung, Funktion und Perspektive neuer Protestpoten-
tiale, Eine Zwischenbilanz. Opladen: West Deutscher
ipate. This points to the significance of the
Verlag.
multiplicative relation of values and expecta-
Briet, Martien, Bert Klandermans, and Frederike Kroon.
tions. In the case of the peace movement, 1987. "How Women Become Involved in the
people had almost unanimously modest expecta- Women's Movement." In The Women's Movement in
tions about the efficacy of the demonstration. the U.S. and Western Europe: Feminist Conciousness,
Because of the multiplicative relations of values Political Opportunity and Public Opinion, edited by
and expectations with willingness to participate, Mary Katzenstein and Carol Mueller. Philadelphia:
differences in attitude toward the goal become Temple University Press.
more important in this situation. In the case of Fernandez, R. and D. McAdam, Forthcoming. "Multi-
organizational Fields and Recruitment to Social
the union actions it was just the other way
Movements." In Organizing for Change: Social
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Bert Klandermans. Greenwich, CT: JAI Press.
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Ideological and social incentives appeared to Social Movements." Sociological Inquiry 55:38-61.
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Cambridge, MA: Winthrop Publishers.
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Gurney, J.N. and K.J. Tierney, 1982. "Relative
the presence of ideological and attitudinal sup-
Deprivation and Social Movements: A Critical Look at
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Twenty Years of Theory and Research." Sociology
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Quarterly 23:33-47.
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Jenkins, J.C. and C. Perrow. 1977. "Insurgency of the
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. 1986. "New Social Movements and Resource
movement strategies, the number of people
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prevented from participation by one or more
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Special Issue on Collective Behavior and Social
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