Professional Documents
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Memory Dysfunction
C O N T I N UU M A UD I O By Roberto Fernandez-Romero, MD, MPH, PhD; D. Malcolm Spica, PhD
I NT E R V I E W A V AI L A B L E
ONLINE
ABSTRACT
PURPOSE OF THE REVIEW: This
article provides a practical overview of the
diagnostic process for patients with memory dysfunction through
exploration of the anatomic, physiologic, and psychological aspects of
human memory.
L
C-150, Knoxville, TN 37920,
RFernandez@UTMCK.edu.
earning and memory are the most critical processes by which humans
gather information from the world around us and incorporate that
RELATIONSHIP DISCLOSURE: information into the knowledge that allows us to comprehend and adapt
Dr Fernandez-Romero has
received research/grant to our environment. Learning is the process of acquiring information,
support from The University and memory is the process of encoding, storing, and retrieving
of Tennessee Medical Center.
that information.
Dr Spica reports no disclosure.
Some consider memory the most critical of all higher-order cognitive
UNLABELED USE OF functions, with the understanding that it is never fully independent from other
PRODUCTS/INVESTIGATIONAL
USE DISCLOSURE:
domains. Erick Kandel, for example, famously stated, “We are who we are
Drs Fernandez-Romero and because of what we learn and what we remember.”1 While the extent of
Spica report no disclosures. preserved memory function in determining who we are may be debatable and
© 2021 American Academy acquired memory impairments will not necessarily strip individuals of their
of Neurology. sense of self or personality, the importance of memory in its broadest sense
CONTINUUMJOURNAL.COM 1563
ANATOMY
The neuroanatomy of memory involves a complex group of networks and
interactions of multiple brain regions, some of which are selective to specific
types of memory. This specificity of neural substrates can be of great utility for
clinical diagnosis based on localization.
Episodic Memory
Primary sensory cortices and association areas receive and process information
from sensory systems, whereas frontal regions modulate motivation, attention,
and working memory that are necessary for encoding.3 The Papez circuit
(FIGURE 3-1) is crucially involved in the processing and transfer of information
for long-term storage.4 Highly processed information from multiple cortical
regions is conveyed to the hippocampus. This information enters through four
medial temporal cortical areas: the lateral entorhinal cortex, medial entorhinal
cortex, perirhinal cortex, and parahippocampal cortex. The dentate gyrus and
CA3 regions of the hippocampus integrate preprocessed sensory information,
which is then sent from CA1 back to the perirhinal cortex, entorhinal cortex, and
neocortex through projections to the subiculum for further consolidation into
long-term memory, which is thought to be stored in cortical regions involved in
FIGURE 3-1
The anatomy of episodic memory. A, Critical structures include the hippocampal formation,
the amygdala, paralimbic cortices (piriform cortex, entorhinal cortex, the parahippocampal
cortex on the medial surface of the temporal lobe, and the cingulate cortex), medial and
anterior nuclei of the thalamus and the mammillary bodies, the basal forebrain, and the
ventral striatum. The Papez circuit, which plays a critical role in the processing and transfer
of information for long storage, comprises the hippocampal formation, fornix, mammillary
bodies, mammillothalamic tract, anterior thalamic nucleus, cingulum, and entorhinal cortex.
B, Schematic of the medial temporal lobe memory system.
Panel B modified with permission from Squire LR, Wixted JT, Annu Rev Neurosci.2 © 2011 Annual Reviews.
CONTINUUMJOURNAL.COM 1565
complex processes have been identified, but mechanisms remain an active area
of research. Consolidation requires the reprocessing of acquired information over
periods of time ranging from seconds, minutes, and days to months and even
years. It is also transiently susceptible to amnestic agents, such as interfering
stimuli or distractors.13
At the molecular level, consolidation relies on activation of signaling cascades
that lead to posttranslational modifications and modulation of gene expression,
ultimately resulting in synaptic changes.14 Synaptic consolidation is thought to
occur at the beginning of the consolidation process and last for a few hours. At
the end of this process, the newly formed memory is relatively resistant to
distracting stimuli. Systems consolidation is the time-dependent reorganization
of long-term memory over distributed brain systems, in a process that may last
days, months, and years.
Anatomically, the first seconds of systems consolidation rely on the activity of
the hippocampus, striatum, and cerebellum. Over time, the role of the hippocampus
appears to wane but may still play a role in binding separate episodic elements into a
cohesive memory.13 As time progresses over minutes to hours, other neocortical
regions become engaged in a process of hippocampal-neocortical crosstalk. Cortical
areas involved in this process include the ventral-medial prefrontal cortex and the
lateral occipital cortex. Further consolidation over hours and days is thought to
involve sleep. A period of sleep in the hours after the encoding of new information
has been shown to prevent rapid forgetting of the newly acquired material. Slow-
wave sleep, in particular, may play a critical role in supporting systems
consolidation. The role of rapid eye movement (REM) sleep is still unclear.15
Storage of Information
Evidence suggests that storage of memory takes place across the association cortices.
The limbic system plays an important role in binding information during the process
of storage and is again engaged during retrieval in a time-dependent manner.16
Retrieval
Lesions in the prefrontal cortex may affect free recall with preservation of cued
or recognition memory. As an example, in brief standardized screening tests,
Registration Initial input of sensory information (visual, Sensory organs, primary sensory cortex,
auditory) association cortex
Working memory Information that is maintained for seconds Parietal and dorsal prefrontal cortex
to a few minutes
Encoding and consolidation Process of incorporating information into Association cortex and limbic system
longer-term storage
Long-term storage Information that is retained for minutes to years Association cortex and prefrontal cortex
Retrieval Recollection and recognition of previously Prefrontal and anterior temporal cortex,
acquired information limbic system
retrieval) as previously described. Like any other neurologic assessment, ● Episodic memory can be
anatomic localization plays a critical role in the diagnostic process. evaluated by asking the
patient about recent
Clinical History autobiographic events or
recent news. Visual memory
History is one of the most crucial parts of the evaluation of a patient with can be evaluated by hiding
memory symptoms. One should focus on the first change from baseline (ie, first objects in the room while
symptom) experienced by the patient or observed by family and determine how the patient is observing and
it has progressed over time. Patients with memory disorders are often poor later asking the patient to
recall where the items are.
historians; thus, having other sources of history is critical.
Copying a complex figure
When focusing on memory symptoms, it is important to establish what the and redrawing or
patient and family mean by “memory,” what kinds of information is the patient recognizing after a latency
forgetting, and over what period of time. Common concerns are the patient’s period is another way to test
visual memory. Conditions
inability to recall recent conversations and events or repeating themselves within
affecting structures in
a short period of time, all typically indicative of deficits in episodic memory. If medial temporal lobes and
information is readily recalled with cuing, it may be indicative of problems with the Papez circuit can show
retrieval, with possibly preserved encoding and consolidation, and may indicate deficits in these tests.
relative sparing of the limbic system.
● Semantic memory is
Because memory problems rarely occur in isolation, establishing a timeline of evaluated by assessing the
both progression and development of other cognitive and neurologic symptoms patient’s fund of knowledge
can greatly aid in establishing a diagnosis. As diseases progress, different and should be tailored to the
conditions begin to overlap from a clinical perspective, but those same conditions patient’s cultural and
educational background.
may greatly differ in both onset and progression. As an example, a patient who
CONTINUUMJOURNAL.COM 1567
has dementia with Lewy bodies (DLB) may initially present with difficulties with
working memory and REM behavior disorder, followed by the onset of visual
hallucinations and parkinsonism. By comparison, a patient with Alzheimer
disease may begin with deficits in episodic memory and visuospatial function,
followed over time by word-finding difficulty and eventually hallucinations in
more advanced stages of disease. Although current symptoms and even cognitive
test scores may overlap in both of these cases during initial clinical evaluation, the
onset and course of symptoms clearly differentiate the two. Likewise, the
timeline of symptom onset and progression will need to be established. Sudden
onset may suggest a vascular etiology or even an infectious process versus the
more typical insidious and gradually progressive nature of
neurodegenerative disorders.
Beyond purely cognitive symptoms, it is also important to inquire about
neuropsychiatric symptoms including apathy, disinhibition, depression,
hallucinations, and delusions. Behavioral symptoms can accompany affective
disorders, behavioral variant frontotemporal dementia (FTD), or DLB, among
others.18 Motor symptoms and signs such as tremor, gait abnormalities, ataxia, or
weakness, as well as sensory deficits such as loss of taste, vision, or hearing, or
somatosensory disturbances, should also be documented and carefully
considered in the context of the neurologic examination.
Establishing the current functional status is also important. Asking a caregiver
to complete a review questionnaire of activities of daily living can aid in that
determination. Functionality with daily activities can differentiate between mild
cognitive impairment and dementia, and an assessment of the time course over
which the patient lost independence with activities of daily living provides
insights about progression. This information can help in staging and also guide
management, prognosis, and support.
Other important aspects to consider are the presence of comorbid conditions,
history of head trauma, exposure to toxins, current and past recreational drug
use, and current medications that may affect cognition (eg, benzodiazepines,
opioids, and anticholinergics). A significant history of one or more vascular risk
factors that may include diabetes, hypertension, and hyperlipidemia almost
invariably accompanies vascular dementia. History of traumatic brain injury or
repeated concussion is associated with chronic traumatic encephalopathy19 and
may increase the risk of Alzheimer disease.20
Knowing the level of education can help contextualize the deficits. Patients
with higher levels of education or high premorbid intelligence may have
significant cognitive reserve and may perform better on screens, despite having
underlying pathology.21 A positive family history of neurodegenerative disorders
such as Alzheimer disease or FTD should also be considered a risk factor.22
Neurologic Examination
Patients with memory impairments often have normal neurologic examinations
(besides their findings on cognitive testing), but focal findings can be very
informative. For neurogenerative conditions, focal findings may be absent at first
but develop later as disease progresses. Ocular motor abnormalities may
accompany multiple neurodegenerative disorders such as corticobasal syndrome
(CBS) and posterior cortical atrophy (oculomotor apraxia), progressive
supranuclear palsy (vertical gaze deficits), and Wernicke-Korsakoff syndrome
(ophthalmoplegia or nystagmus). Asymmetric upper motor neuron findings can
CONTINUUMJOURNAL.COM 1569
Semantic Memory
Semantic memory is evaluated by assessing the patient’s fund of knowledge and
should be tailored to the patient’s cultural and educational background. One can
present a series of pictures of famous personalities (eg, former presidents) and
ask the names, similarities, and differences among them. Testing category
Alzheimer disease is highly prevalent in older adults with severe episodic COMMENT
memory deficits. However, lack of involvement of other cognitive domains
(eg, visuospatial and language), very gradual progression, and focal atrophy
that does not clearly progress to other brain regions should raise the
possibility of non–Alzheimer disease pathology. Biomarkers can be of
assistance in these cases and may help guide prognosis and management.
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and the Montreal Cognitive Assessment (MoCA). Each of these three measures
has a wealth of research to support its use in clinical settings, and each provides at
least some aspect of memory assessment (TABLE 3-2).
In contrast to the other screening measures listed, the MoCA isolates problems
with encoding, retention, and retrieval through use of cued-recall memory trials.
The MoCA memory procedure asks the patient to repeat the target words
immediately after they have been presented (similar to the MMSE procedure),
allowing the examiner to perceive on a qualitative level whether the patient is
able to register and encode the material. After a 5-minute delay, the patient is first
asked to recall the items freely and then is provided guided cues for missed items,
first categoric (eg, “it’s a type of flower”) and then multiple choice. If memory
storage proves to be the most affected, mesial temporal (or other Papez circuit
CASE 3-2 A 60-year-old right-handed woman presented with persistent but stable
memory difficulties that first developed 4 years earlier after a posterior
circulation stroke. At presentation, she described difficulties recalling
recent conversations and events, remembering when and how to take
medications, and recalling names of familiar people. She also was
concerned about mild word-finding difficulty and described having
trouble with organization, decision-making, and taking care of finances
and other personal affairs. She did not endorse visuospatial symptoms.
Per the patient and her
brother, cognitive symptoms
had a rather abrupt onset but
remained relatively stable
with only mild declines in
attention span and executive
function. She also reported a
history of residual right-sided
weakness from the stroke
that resolved over time. She
had 14 years of education and
had a history of multiple
cardiovascular risk factors.
She worked in retail but
resigned because of her
cognitive difficulties. Review
of past records confirmed a
FIGURE 3-3
history of sudden-onset right Imaging of the patient in CASE 3-2. Acute ischemic
hemiparesis and trouble with left hippocampal lesion (arrows) is evidenced by
memory at the time of her restricted diffusion on axial diffusion-weighted
stroke 4 years ago. Imaging MRI (A) and signal change on axial fluid-attenuated
inversion recovery (FLAIR) MRI (B). Coronal
studies at that time had
postcontrast T1-weighted MRI of the original scan
confirmed the presence of a shows normal hippocampal volume (C). Coronal
left posterior cerebral artery T1-weighted MRI 4 years after stroke shows left
territory stroke (FIGURE 3-3). hippocampal atrophy (D) (arrow).
At the time of her memory evaluation, the patient was alert, fully
oriented, and able to answer questions appropriately and follow all
commands. Her speech had normal pace, prosody, articulation, and
content and no word-finding difficulty or paraphasic errors during casual
conversation or anomia on a 30-item confrontation naming test. When
shown pictures of three famous presidents, she was able to name all of
them and identified similarities and differences, including historical facts.
Her responses were vague when she was recalling recent news events.
General neurologic examination was remarkable only for right-sided
hyperreflexia with a right Babinski sign. Montreal Cognitive Assessment
(MoCA) showed deficits in trail-making, attention, abstraction, and
delayed recall that did not improve with cuing (total score, 17/30).
Neuropsychological evaluation revealed weaknesses in processing
speed, verbal memory, new learning, and visual analysis, with relative
strengths in semantic fluency and confrontation naming. Her Dementia
Rating Scale, Second Edition (DRS-2) score of 118/144 ranked in the mild
dementia range. Repeat MRI showed white matter changes suggestive of
moderate macroangiopathic changes, as well as areas of gliosis in the left
posterior cerebral artery territory, including atrophy of the left mesial
temporal lobe and hippocampus. A diagnosis of vascular dementia was
made based on history, examination findings, pattern of cognitive test
results, and supporting imaging.
This case highlights the onset and course of vascular lesions involving COMMENT
mesial temporal lobes. In this case, the patient had a sudden onset of
deficits in anterograde memory that persisted over time without clear
progression. Because it was unilateral, her deficits were not as profound.
The presence of extensive small vessel disease likely contributed to
deficits in other domains (eg, processing speed), and occipital involvement
may have affected her performance in visual analysis.
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DIAGNOSTIC WORKUP
The initial diagnostic workup includes laboratory tests, imaging studies, and
more comprehensive neuropsychological testing to further assess the pattern and
extent of cognitive deficits and possibly establish a baseline for tracking disease
progression (see the following section). Basic bloodwork may include complete
blood cell count; renal, liver, and thyroid function tests; and vitamin B12 and
folate levels. Depending on the level of suspicion, inflammatory (eg,
sedimentation rate) or infection (eg, syphilis serology) markers can be obtained.
Basic structural brain imaging (preferably MRI, although CT can suffice) should
be part of the initial workup and are intended to assess for patterns of focal
atrophy (eg, medial temporal lobe structures in Alzheimer disease, hippocampal
sclerosis, or LATE), evidence of cerebrovascular pathology (eg,
microangiopathic changes, lacunar infarcts, or susceptibility artifacts suggestive
Mini-Mental State Episodic memory, Registration: repetition of 3 words immediately after presented
Examination (MMSE) working memory,
Semantic memory: confrontation naming of a wristwatch and
confrontation naming,
pencil
orientation, verbal
comprehension, Working memory: serial 7 subtraction; follow 3-step command
visuoconstruction,
Episodic memory: recall of 3 words after a brief delay
verbal repetition,
linguistic expression Cued retrieval: none
Montreal Cognitive Episodic memory, Registration: repetition of 5 words immediately after presented
Assessment (MoCA) working memory,
Semantic memory: identification of 3 animals in visual stimuli;
visuoconstruction,
name words beginning with a specified letter in 60 seconds
orientation,
confrontation naming, Working memory: digit span task; serial 7 subtraction
verbal repetition,
Episodic memory: recall of 5 words after a 5-minute delay
phonemic fluency,
executive functioning, Cued retrieval: category clues for 5 words; multiple-choice cues
cued retrieval, abstract for 5 words
reasoning, attention
Memory
Patient report Neuroanatomy Example conditions type Screening results
Misplaces objects, Medial temporal Alzheimer disease, Episodic Mini-Mental State Examination
cannot recall having (more left if verbal, dementia with Lewy memory (MMSE): intact registration with
conversation, cannot more right if visual), bodies (DLB), hypoxic poor recall of 3 words
recall details of Papez circuit brain injury,
Montreal Cognitive Assessment
recent meaningful encephalitis,
(MoCA): poor delayed recall
events hippocampal sclerosis,
of 5 words
limbic-predominant
age-related transactive Saint Louis University Mental Status
response DNA-binding (SLUMS): poor recall of 5 words,
protein 43 (TDP-43) poor recognition of narrative stimuli
encephalopathy (LATE)
Can no longer Bilateral prefrontal Traumatic brain injury, Working MMSE: recall of 3-step command,
complete simple cortices, neurotoxin exposure, memory/ registration of 3 words, serial
calculations for subcortical regions, cerebrovascular insults, attentional subtraction by 7s
purchases, cannot association cortex frontotemporal lobar control
MoCA: repetition of 5 words, Trail
retain phone number degeneration, DLB
Making Test, digit repetition, serial
long enough to dial
subtraction by 7s, letter vigilance
SLUMS: mental calculation
problems; digit repetition
Difficulty recalling Anterior temporal Semantic dementia, Semantic MMSE: object naming, sentence
the meaning of lobes, inferior Alzheimer disease memory reading
words, difficulty temporal lobes
MoCA: animal naming, letter
naming objects, not
fluency
recalling what
objects are used for SLUMS: animal naming, identify
triangle
CONTINUUMJOURNAL.COM 1575
patients with suspected Alzheimer disease and has high sensitivity and
specificity.29 Likewise, CSF levels of amyloid-b 42, total tau, and phospho-tau
can be used to determine the probability of Alzheimer disease pathology.30
However, these tests are still costly and may not be covered by insurance.
A Tau-PET agent has been recently approved for use in Alzheimer disease while
research in other conditions is ongoing.31 Likewise, blood biomarkers of
Alzheimer disease are in advanced stages of development.32
EEG can be helpful when epilepsy is suspected, and recent evidence has
supported its diagnostic utility in DLB.33 Given the role of sleep in memory
consolidation, a formal evaluation with polysomnography is recommended if
sleep disorders are suspected. If genetic predisposition is a concern (eg, familial
Alzheimer disease, FTD-amyotrophic lateral sclerosis) genetic counseling and
testing can be considered. As with any other neurologic disorder, diagnostic tests
performed in patients with memory dysfunction should always be interpreted in
the context of history, examination findings, and cognitive test results.
◆ Intelligence
◆ Executive control
◆ Somatosensory functioning
◆ Visuospatial analysis
◆ Learning
◆ Attention/concentration
◆ Language (expressive and receptive)
◆ Motor speed
◆ Memory (linguistic and nonlinguistic)
◆ Psychological/mood status
Verbal/linguistic
Visual/pictorial
DRS-225 X
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FIGURE 3-4
Example of a domain-specific cognitive profile.
Alzheimer Disease
Alzheimer disease is the most common age-related neurodegenerative dementia.
The amnestic phenotype is the most common presentation and is characterized
by deficits in anterograde episodic memory, with variable impairments in
semantic and working memory. Deficits in other domains may precede memory
impairment in many cases and invariably develop over the course of the disease.
Hallmark pathologic findings are the deposition of extracellular amyloid-β 42
plaques and intracellular hyperphosphorylated tau tangles. Typically, pathologic
changes and neurodegeneration follow a predictable pattern, with changes
FIGURE 3-5
Temporal effects on cognitive profiles in progressive condition. A cognitive evaluation takes
a “snap-shot” of patient abilities in a specific point in time. The pattern of findings may
change significantly as the condition progresses over time.
CONTINUUMJOURNAL.COM 1579
prevalent in patients older than 80 years of age who develop memory deficits that
mimic the amnestic presentation of Alzheimer disease but often without
significant involvement of other cognitive domains. As disease progresses,
hippocampal sclerosis becomes more pronounced and other cognitive domains
become affected, but the rate of cognitive decline in pure LATE cases may be
slower compared with Alzheimer disease (CASE 3-1). The incidence of this
condition appears to increase with extreme old age, whereas the incidence of
Alzheimer disease tends to decrease in that same age group. Neuropsychological
testing may show major deficits in delayed word list recall, with preserved verbal
fluency. Imaging studies show rather disproportionally atrophic hippocampi. As
the disease progresses, atrophy extends to frontal, anterior temporal, and insular
cortices, in a distribution that follows the TDP-43 pathology. No biomarkers are
currently available for this condition.
Cerebrovascular Syndromes
Strokes in anterior and middle cerebral artery territories can cause diverse
cognitive syndromes but often include deficits in working memory and retrieval.
Posterior cerebral artery occlusions may cause injury to the hippocampus and
other medial temporal lobe structures, leading to anterograde amnesia (CASE 3-2).
Thalamic infarction is associated with diencephalic amnesia,43 which mimics
bilateral medial temporal lobe pathology. Ischemic lesions caused by small vessel
disease can cause lacunar strokes or white matter ischemic changes (Binswanger
disease).44 Cognitive impairments are related to interruption of frontal cortical
circuits and disruption of cholinergic pathways. Consequently, memory deficits
Executive function Abstraction, mental flexibility, and concept formation decline after
age 70; response inhibition
Stable Recognition memory Retrieving memory when given a cue (eg, recalling details of a story
when asked yes/no questions)
Language Overall intact with aging; vocabulary may improve; some decline
in confrontational naming and word search; sporadic
word-finding difficulty
Visual analysis Navigation, orientation, and depth perception tend to remain intact
CONTINUUMJOURNAL.COM 1581
CONCLUSION
The evaluation and diagnosis of patients with memory symptoms require a
well-organized and systematic assessment that is supported by the
understanding of the complex interactions between brain structure, function,
and behavior. Assessment of neurocognitive disorders relies heavily on the
history provided by patients or caregivers. Knowledge of the classification of
CONTINUUMJOURNAL.COM 1583
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