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Stephen Whitaker*
Abstract
The Stefan-Maxwell equations represent a special form of the species momentum equations that are used to
determine species velocities. These species velocities appear in the species continuity equations that are used to
predict species concentrations. These concentrations are required, in conjunction with concepts from
thermodynamics and chemical kinetics, to calculate rates of adsorption/desorption, rates of interfacial mass
transfer, and rates of chemical reaction. These processes are central issues in the discipline of chemical engineering.
In this paper we first outline a derivation of the species momentum equations and indicate how they simplify
to the Stefan-Maxwell equations. We then examine three important forms of the species continuity equation in
terms of three different diffusive fluxes that are obtained from the Stefan-Maxwell equations. Next we examine the
structure of the species continuity equations for binary systems and then we examine some special forms associated
with N-component systems. Finally the general N-component system is analyzed using the mixed-mode diffusive
flux and matrix methods.
Resumen
Las ecuaciones de Stefan-Maxwell representan una forma especial de las ecuaciones de cantidad de movimiento de
especies que son usadas para determinar las velocidades de especies. Estas velocidades de especies aparecen en las
ecuaciones de continuidad de especies que son usadas para predecir las concentraciones de especies. Estas
concentraciones son requeridas, en conjunción con los conceptos de termodinámica y cinética química, para calcular las
velocidades de adsorción/desorción, las velocidades de transferencia de masa interfacial, y las velocidades de reacción
química. Estos procesos son elementos centrales en la disciplina de la ingeniería química.
En este artículo presentamos primeramente un desarrollo de las ecuaciones de cantidad de movimiento de
especies e indicamos como se simplifican a las ecuaciones de Stefan-Maxwell. Posteriormente examinamos tres formas
importantes de la ecuación de continuidad de especies en términos de tres diferentes fluxes difusivos que se obtienen de
las ecuaciones de Stefan-Maxwell. Más adelante examinamos la estructura de las ecuaciones de continuidad de especies
para sistema binarios y examinamos algunas formas especiales asociados con sistemas de N-componentes. Finalmente se
analiza el sistema general de N-componentes usando métodos matriciales y de flux difusivo de modo mixto.
Contents
1. Introduction 2
5. Binary systems 20
9. Conclusions 41
Nomenclature 41
Acknowledgment 41
References 44
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1. Introduction
Our derivation of multi-component transport
equations is based on the concept of a species body.
In Part I of Fig. 1 we have illustrated a system
containing both species A and species B and these
are illustrated as discrete particles. We have also
illustrated a region from which we have cut out both
a species A body and a species B body. In Part II of
Fig. 1 we have indicated that the species A body will
be treated as a continuum while the discrete
character of species B is retained for contrast. As
time evolves the two species bodies separate because
their velocities are different. This separation is
illustrated in Part III of Fig. 1 where we have also
indicated that the species B body will be treated as a
continuum. The continuum velocities of species A
and species B are designated as vA and vB. In
general, the continuum hypothesis should be
satisfactory when the distance between molecules is
very small compared to a characteristic length for
the system.
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( v ) = 0 (9) BN
t Axiom I:
AA ( t )
t A( n ) dA P
V A ( t ) B 1
AB dV (15)
in which the total density and the total mass flux are
determined by
VA (t )
rA vA dV , A 1, 2 , ..., N
A N A N
A1
A , v
A1
A vA (10)
With an appropriate interpretation of the
nomenclature, one finds that this result is identical to
The mass average velocity, v, can be expressed in the second of Eqs. 5.10 of Truesdell (1969, page 85)
terms of the mass fraction, A, and the species provided that one interprets Truesdell’s growth of
velocity, vA, according to linear momentum as the last two terms in Eq. (15). In
A N terms of the forces acting on species A, we note that
v
A 1
A v A , A A , A 1, 2,..., N (11) A b A represents the body force, t A(n ) represents the
surface force, and PAB represents the diffusive force
The typical treatment of Eq. (8) involves the solution
exerted by species B on species A. This diffusive
of N 1 species continuity equations along with a
force is constrained by
solution of Eq. (9). This suggests a decomposition of
the species velocity into the mass average velocity, PAA 0 , A 1, 2, 3,..., N (16)
v, and the mass diffusion velocity, uA
The last term in Eq. (15) represents the increase or
vA v uA , A 1, 2, ..., N (12) decrease of species A momentum resulting from the
so that the species continuity equations take the form increase or decrease of species A caused by chemical
reaction, and this term is discussed in Appendix A.
A
( A v ) ( Au A ) rA , The angular momentum principle for the
t species A body is given by
convective diffusive chemical (13)
accumulation transport transport reaction
d
dt V A( t )
A 1, 2, ...., N 1 r A v AdV r Ab AdV
VA (t )
Here we note that only N 1 of the diffusive
transport terms are independent since Eqs. (10) and BN
A N
A1
A uA 0 (14) r rA v A dV , A 1, 2, ..., N
VA ( t )
In order to solve Eqs. (9) and (13) we need in which r represents the position vector relative to a
governing differential equations for the mass fixed point in an inertial frame. Truesdell (1969,
diffusion velocity, uA, and the mass average velocity, page 84) presents a more general version of Axiom II
v. These are determined by the axioms for the in which a growth of rotational momentum is
mechanics of multi-component systems. included, and Aris (1962, Sec. 5.13) considers an
analogous effect for polar fluids. The analysis of
1.2 Laws of mechanics Eq. (17) is rather long; however, the final result is
simply the symmetry of the species stress tensor as
Our approach to the laws of mechanics for multi-
indicated by
component systems follows the work of Euler and
Cauchy (Truesdell, 1968), the seminal works of TA TA , A 1, 2, ..., N
T
(18)
Chapman & Cowling (1939) and Hirschfelder,
Curtiss & Bird (1954), along with the recent work of The constraint on PAB is given by Truesdell (1962,
Curtiss & Bird (1996, 1999). In terms of the species Eq. (22) as
body illustrated in Fig. 1 the linear momentum A N B N
principle for species A is given by Axiom III: P
A1 B 1
AB 0 (19)
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One can think of this as the continuum version of This result is identical to Eq. 4.20 of Bearman and
Newton’s third law of action and reaction Kirkwood (1958) for the case in which rA 0
(Whitaker, 2009a). provided that one takes into account the different
Hirschfelder et al. (1954, page 497) point out nomenclature indicated by (with the subscript
that “even in a collision which produces a chemical A)
reaction, mass, momentum and energy are
conserved” and the continuum version of this idea Bearman and Kirkwood:
for linear momentum gives rise to the constraint:
Ab A c A X A , TA Au Au A σ A ,
A N (27)
Axiom IV: r A v
A 0 (21) BN
A1
P
B 1
AB c AFA(1)
This result, along with Eq. (19), is contained in the
second of Eqs. 5.12 of Truesdell (1969). Bearman and Kirkwood refer to σ A as the partial
Returning to the linear momentum principle, stress tensor and note that it consists of a “molecular
we note that the analysis associated with Cauchy’s force contribution” represented by TA and a
fundamental theorem (Truesdell, 1968) can be “kinetic contribution” represented by A u Au A .
applied to Eq. (15) in order to express the species
stress vector in terms of the species stress tensor Equation (23) can be represented in more
according to compact form using the species continuity equation.
We begin by multiplying Eq. (8) by the species
t A( n ) n TA (22) velocity to obtain
This representation can be used in Eq. (15), along
with the divergence theorem and the general v A A ( A v A ) rA v A , A 1, 2, ...., N (28)
t
transport theorem, to extract the governing
differential equation for the linear momentum of
Subtraction of this equation from Eq. (23) leads to
species A given by
vA
A v A v A Ab A TA
Av A
A v A v A Ab A
TA t
t
body surface (29)
convective
local acceleration force force
BN
rA v A v A ,
acceleration
BN
(23) P
B 1
AB A 1, 2, ..., N
P AB rA vA
, A 1, 2, ..., N
Bird (1995) has pointed out that Chapman and
B 1 source of momentum
diffusive owing to reaction Cowling (1939) first obtained this result 1 for dilute
force
gases by means of kinetic theory provided that
Equation (23) is identical to Eq. A2 of Curtiss and rA 0 . From the continuum point of view, Eq. (29)
Bird (1996) for the case in which rA 0 provided is given by Truesdell and Toupin (1960, Eq. 215.2),
that one takes into account the different Truesdell (1962, Eq. 22), and Curtiss and Bird (1996,
nomenclature indicated by Eqs. 7b and A7) all with rA 0 . The correspondence
with Truesdell (1962) is based on the nomenclature
Ab A G A , TA σ A ,
Curtiss & Bird: (24) Ab A Af A , TA div t A ,
BN Truesdell: (30)
P AB FA BN
B 1
P
B 1
AB pˆ A
One can make use of the identity
In its present form, Eq. (29) represents a governing
A v A v A A v A v vv A vv Au Au A (25) equation for the species velocity, vA, and we want to
use this result to derive a governing equation for the
in order to express Eq. (23) in the from mass diffusion velocity, uA. To carry out this
derivation, we need the total momentum equation
A v A A v A v v v A v v that is developed in the following paragraphs.
t
Ab A TA Au Au A (26)
BN
P
B 1
AB rA vA , A 1, 2, ..., N 1
See the species momentum equation following Eq. 6 on
page 135.
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v A N
1.2.1 Total momentum equation v v b TA Au A u A (38)
t A 1
The traditional analysis of momentum transport in
multi-component systems makes use of the sum of In order to use this result to predict the mass average
Eqs. (23) over all N species to obtain the total velocity, we need a constitutive equation for the sum
momentum equation that is used to determine the of the species stress tensors. This problem is
mass average velocity, v. The remaining N 1 considered in the following paragraphs.
independent species momentum equations can then
used to determine the individual species velocities, 1.2.2 Governing equation for the mass diffusion
v A , v B , … v N 1 . We begin by taking into account velocity
Axioms III and IV so that the sum of Eq. (23) leads Our objective here is to develop the governing
to differential equation for the mass diffusion velocity,
uA. We begin by multiplying Eq. (38) by the mass
A N A N
fraction A
t
A1
A v A Av Av A
A1
(31) v
A N A N
A v v Ab
t
A1
A b A TA
A1
(39)
A N
The first and third terms in this result can be A TA Au Au A
A1
simplified by the definitions
A N A N and subtracting this result from Eq. (29) to obtain the
A1
Av A v ,
A1
Ab A b (32) desired governing differential equation given by
u A
and Eqs. (10) and (12) can be used to obtain A v A u A u A v A ( b A b )
t
A N A N
A1
A v A v A vv
A1
A v Au A (33) A N
TA A TA Au Au A (40)
A1
Application of Eq. (14) allows us to simplify the
BN
convective momentum transport to the form P AB rA v A v A , A 1, 2,..., N 1
A N A N B 1
A1
A v A v A vv
A1
A u Au A (34) Here it is important to note that this result is based
only on the two axioms for mass given by Eqs. (1)
and substitution of Eqs. (32) and (34) in Eq. (31) and (2), and the four axioms for the mechanics of
provides multi-component systems given by Eqs. (15), (17),
(19) and (21). In addition, we have made use of
A N
v vv b TA Au Au A (35) classical continuum mechanics to obtain the result
t A 1 given by Eq. (22).
At this point we need to be specific about the
Concerning the last term in this result, we note that
species stress tensor, TA , and to guide our thinking
Truesdell and Toupin (1960, Sec. 215) refer to
Au Au A as the “apparent stresses arising from and constrain the subsequent development, we
propose that:
diffusion” and we note that this term also appears in
the analysis of Curtiss and Bird (1996, Eq. A7). In The analysis is restricted to mixtures that
that case one needs to make use of the second of behave as Newtonian fluids (Serrin, 1959,
Eqs. (24) along with Sec. 59; Aris, 1962, Sec. 5.21).
A N A N
Given this restriction for the mixture, we follow
π π A TA Au Au A
A1 A1
(36) Slattery (1999, Sec. 5.3) and write
A N
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p A A p A ( b A b )
in which eA is the internal energy of species A per (49)
unit mass of species A. A detailed discussion of the BN
partial pressure and the total pressure is given in P
B 1
AB , A 1, 2,..., N 1
Appendix B. At this point we define the total
pressure and the total viscous stress tensor by
Truesdell (1962, Eq. 7) represents the left hand side
A N A N of this result by p d A and cites Hirschfelder, Curtiss
p p
A1
A ,
A1
A (45)
& Bird (1954) as the source. Curtiss & Bird (1999,
Eq. 7.6) represent the left hand side of Eq. (49) by
and we use these definitions along with Eq. (42) in cRT d A and refer to it as the generalized driving
order to express Eq. (40) as force for diffusion. At this point we make use of the
identity
uA
A v A u A u A v
t
1 p
pA p p A A2 p (50)
p p
A N
A A u A u A A A in order to express Eq. (49) in the form
A1 (46)
p A Ap A ( b A b) p A p p 1 p A p A p
(51)
BN BN
P AB rA v A v A p 1 A ( b A b) p 1 PAB , A 1, 2,..., N 1
B 1 B 1
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In order to see how this result is related to the work than suggested by Eq. (54), and Rutten (1992),
of Hirschfelder, Curtiss & Bird (1954), we make use among many others, has documented these
of their Eqs. 7.4-48 and 7.3-27 (in terms of the complexities for ternary systems. Putting aside the
nomenclature used in this work) to obtain 2 seminal problem associated with PAB , we make use
Hirschfelder et al. of Eq. (54) in Eq. (51) to obtain
x A p 1 x A A p p A p p 1 p A p A p
BN pressure diffusion
x A xB
p 1 A ( b A b ) DAB
vB v A (52) BN
x A xB
B 1
p 1 A ( b A b)
DAB
vB v A (55)
BN
x A xB D
T
D T
B 1
B 1
B
DAB B
ln T , A 1, 2,..., N 1
A
A forced diffusion
BN
x A xB DBT DT
The right hand side of this result is approximate in
B 1 DAB B
A ln T ,
A
A 1, 2,.., N 1
that (1) it is based on dilute gas kinetic theory, and
thermal diffusion
(2) the binary diffusivities, DAB , have been used in
place of the coefficient of diffusion, DAB (see Here we have explicitly identified the terms
Hirschfelder, Curtiss & Bird, 1954, page 485). The associated with pressure diffusion, forced diffusion,
left hand side of Eq. (52) is identical to the left hand and thermal diffusion. This form of the species
momentum equation is restricted by the following:
side of Eq. (51) provided that p A is replaced by
x A p , and this is consistent with the idea that I. The basic assumptions associated with
Eq. (52) was developed for ideal gases. In terms of continuum mechanics.
the work of Chapman and Cowling (1970), we note II. The constitutive equation given by Eq. (42)
that their Eqs. 18.2,6 and 18.3,13 lead to Eq. (52)
with the last term in Eq. (52) expressed as III. The simplifications indicated by Eqs. (48).
BN
x A xB DBT DAT IV. The form of the terms that appear on the
kTA ln T
B 1
DAB B
ln T
A
(53) right hand side of Eq. (55).
One should remember that Eq. (55) is the governing
When dealing with ideal gases, one can proceed with equation for the diffusion velocity, and this becomes
Eq. (52); however, for more general cases that are more apparent if we replace v B v A with u B u A .
consistent with Eq. (42), one should make use of
Eq. (51) and this means dealing with the force, PAB . In general, thermal diffusion creates very
small fluxes that are difficult to measure (Whitaker
and Pigford, 1958) and in this study we will neglect
1.2.3 Non-ideal mixtures
this term to obtain
The simplest approach for non-ideal mixtures is to
use the form associated with dilute gas kinetic theory p A p p 1 p A p A p
in order to represent the right hand side of Eq. (51) pressure diffusion
as
BN (56)
x A xB
Proposal: p 1 A ( b A b )
B 1 DAB
v B v A ,
x x x x DT DT forced diffusion
1
p PAB A B v B v A A B B A ln T (54) A 1, 2,..., N 1
DAB DAB B A
Chapman & Cowling (1970, page 257) discuss the
Here the diffusion coefficients are to be determined impact of pressure diffusion on the distribution of
experimentally with the idea that this form for PAB is chemical species in the atmosphere, and both Deen
an acceptable approximation, and that Eq. (20) (1998, page 452) and Bird et al. (2002, page 772)
would be utilized as a solution to Axiom III. provide an example of this effect in terms of a
Truesdell (1962, Sec. 6) refers to this approximation separation process using an ultracentrifuge. The
as the special case of binary drags. However, process of forced diffusion of electrically charged
multicomponent diffusion in liquids is more complex particles is analyzed by Chapman & Cowling (1970,
Chap. 19) among others.
2
Here one should note that the logarithm of a quantity Estimates (Whitaker, 2009b, Sec. 5.6) of the
having units is not defined, thus the appearance of lnT in terms on the left hand side of Eq. (56) indicate that
Eq. (52) represents a dangerous situation. However, the
these terms are generally quite small leading to the
gradient of ln T leads to T 1T and some might argue relatively simple relation given by
that the danger has been avoided.
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in order to obtain the classic Stefan-Maxwell Here we note that the mass diffusive fluxes are
equations that will be examined in the remainder of constrained by
this paper A N
Species Momentum: j
A1
A 0 (65)
BN
x A xB ( v B v A ) and we need to determine N 1 of these diffusive
0 x A
B 1 DAB
, A 1, 2,..., N 1 (59)
fluxes in order to develop a solution for Eq. (64).
In many liquid-phase diffusion processes, the
To complete our formulation of the mechanical governing equation for the total density given by
problem, we recall Eq. (38) in the form of the Eq. (61) is replaced by the assumption
Navier-Stokes equations
Assumption: constant (66)
Total Momentum:
and we need only solve the N 1 species continuity
v
v v b p 2 v (60) equations given by Eqs. (64).
t
3. Molar continuity equation
in which the diffusive stresses have obviously been Chemical engineers are primarily interested in
neglected. The determination of v A , v B , …, v N chemical reactions, interfacial mass transfer, and
using Eqs. (59) and (60) is a very complex problem adsorption/desorption phenomena, thus molar
and the chemical engineering literature contains concentrations and mole fractions are more useful
many simplified treatments of this problem. than mass densities and mass fractions. Because of
However, the domain of validity of these simplified this, the molar form of the species continuity
treatments is not always clear, and in the following equation is often preferred. This form is obtained
sections we attempt to clarify the basis for some of from Eqs. (8) by the use of the relations
the special forms of the Stefan-Maxwell equations.
A c A M A , rA RA M A , A 1, 2, ..., N (67)
2. Mass continuity equation
We begin this study with the total mass continuity This leads to the species molar continuity equation
equation [see Eq. (9)] given by
cA
( v ) 0 ( c A v A ) RA , A 1, 2, ..., N (68)
Total Mass:
t
(61) t
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The total molar continuity equation is analogous to the mass average velocity in Eq. (64) can be
Eq. (61) and it is developed by constructing the sum determined by the application of Eq. (60). In order to
of Eqs. (68) over all species to obtain eliminate the molar average velocity from Eq. (77)
we return to Eq. (73), multiply by A , and sum over
c BN
Total Molar:
t
(c v ) R
B 1
B (70) all species to obtain
BN BN BN
B 1
B uB (78)
average velocity are defined by
A N A N
On the basis of the second of Eqs. (10) this takes the
c cA ,
A1
c v cA v A
A1
(71) form
BN
v v B uB (79)
The development in Sec. 2 indicates that Eq. (70) B 1
should be solved along with the N 1 species
continuity equations given by and we are now confronted with the mixed-mode
term B uB that involves a mass fraction and a molar
Species Molar:
diffusion velocity. We would like to express B uB in
cA terms of molar diffusive fluxes, and to do so we
(c A v A ) RA , A 1, 2, ..., N 1 (72)
t manipulate this term as follows
in which u*A is the molar diffusion velocity. A little If we define the mean molecular mass as
thought will indicate that the molar diffusion
velocities are constrained by M x A M A xB M B ... x N M N (81)
M B J B
When Eq. (73) is used in Eq. (72) the transport of B uB (82)
species A can be represented in terms of a convective cM
part, c A v , and a diffusive part, c A u*A , leading to
At this point we return to Eq. (79) to develop the
cA following relation between the molar average
( c A v ) ( c Au*A ) RA , velocity and the mass average velocity:
t (75)
A 1, 2, ...., N 1 1 BN M B
v v JB
c B 1 M
(83)
The molar diffusive flux, c A uA , is often identified as
(Bird et al, 2002, page 537) Substitution of this expression for the molar average
velocity into Eq. (77) allows us to express that form
J A c AuA (76) of the species continuity equation as
cA BN
M
cA
( c A v ) J A RA , ( c A v ) J A x A B J B RA ,
t (77) t B 1 M (84)
A 1, 2, ..., N 1 A 1, 2, ...., N 1
This result is similar in form to Eq. (64) for the in which the molar diffusive fluxes are constrained
species mass density; however, there is no governing by
equation for the molar average velocity, v , whereas
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To complete our formulation of the molar Use of this representation in Eq. (89) leads to
forms of the species continuity equation, we make
use of Eq. (83) in Eq. (70) to obtain Species Molar:
Total Molar: cA
( c A v ) J A RA ,
t (91)
c BN
M BN
( c v ) B J B RB (87) A 1, 2, ..., N 1
t B 1 M B 1
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1 cA c M A MAM M
vB v Av A (96) xA A A ,
B c MA (105)
A 1, 2,... N
For a binary system, the two mass continuity
equations are given by
At this point we direct our attention to binary
A systems and make use of the following relations
( A v ) ( Au A ) rA (97)
t x A xB , B 1 A ,
1 (106)
( v) 0 (98) A B
t M MA MB
and we need to determine uA and v in order to solve along with several algebraic steps (see Appendix C)
these equations. Given the form of Eq. (97) it will be to arrive at
convenient to express Eq. (95) in terms of mass
M2
diffusion velocities, and the use of Eq. (12) leads to x A A (107)
M AM B
x A xB (u B u A )
0 x A (99) Substitution of this expression for the gradient of the
DAB
mole fraction of species A into Eq. (102) leads to
For a binary system, Eq. (14) provides
M2 1 x A xB
0 A ( u ) (108)
A u A B u B 0 (100) M AM B DAB AB A A
and this can be used in Eq. (99) to obtain From Eqs. (105) we see that
1 x A xB M2
0 x A ( Au A ) (101) x A xB
(109)
DAB AB AB M AM B
Multiplying and dividing the second term by the total and Eq. (108) simplifies to the classic form of Fick’s
density allows us to express this result as Law given by
0 x A
1 x A xB
( Au A ) (102) Fick’s Law: jA Au A DAB A (110)
DAB AB
Returning to Eq. (97), we make use of this form of
Here we have a mixed-mode representation in which Fick’s Law to obtain the following governing
the mass diffusive flux, Au A , is expressed in terms equation for the species density, A
of the gradient of the mole fraction, x A , along with
A
the mixed-mode term, xA xB AB . ( A v ) DAB A rA (111)
t
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For liquid systems this result can often be simplified by J*A . We begin by using Eq. (73) to express the
on the basis of the assumption single Stefan-Maxwell equation as
Assumption: constant (112)
x A xB ( u*B u*A )
0 x A (118)
which leads to DAB
A and employ the form of Eq. (76) for both species to
( Av)
t obtain
(113)
constant
DAB A rA , 0 x A
x A J *B xB J *A
(119)
binary system c DAB
Here we have an attractive, linear transport equation Application of the binary version of Eq. (85)
for the species density, A .
When confronted with chemical reactions and J *A J *B 0 (120)
interfacial transport, we generally prefer to work
allows us to express Eq. (119) in the classic form of
with the molar form of the species continuity
Fick’s Law given by
equation. This form can be extracted from Eq. (113)
by the use of Fick’s Law: J A c A u*A c DAB x A (121)
A cA M A , rA RA M A (114)
This is the molar analogy of Eq. (110), and
which leads to substitution of this result into Eq. (116) leads to the
molar analogy of Eq. (111).
cA
(cA v) c A
t (c A v) M B M cDAB c A c RA (122)
(115) t
constant
DAB c A RA ,
binary system If we ignore variations in the total molar
concentration on the basis of the assumption
This is an attractive form to use with liquids where
the assumption of a constant density is likely to be a Assumption: c constant (123)
valid approximation. When the total density is not
constant, one must solve Eq. (111) simultaneously we see that Eq. (122) takes the form
with Eq. (98).
cA
( c A v ) M B M DAB c A
5.2 Molar diffusive flux t
(124)
c constant
Because of the prevalence of molar concentrations RA ,
and mole fractions in chemical engineering analysis, binary system
the species molar continuity equation is generally
preferred. This form can be extracted from Eq. (84) in which the presence of M leads to the non-
according to linearity associated with
1
Species Molar: M B M x A M A M B 1 1 (125)
cA B 2
M
( c A v ) J A x A B J B RA (116) In order to obtain the so-called dilute solution form
t B 1 M of Eq. (124), we impose
while the total molar continuity equation given Restriction: x A M A M B 1 1 (126)
earlier by Eq. (87) takes the form
Total Molar: and Eq. (124) simplifies to the classic convective-
diffusion equation given by
c B 2
M
( c v ) B J B RA RB c A
( c A v ) DAB c A
(117)
t B 1 M
t
Ignoring for the moment the difficulties associated c constant (127)
with the total molar continuity equation, we direct RA , x A M A M B 1 1
our attention to the molar diffusive flux represented
binary system
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Maxwell equations in terms of the molar flux defined (148a) applies to these three components. Use of
by Eq. (147) allows us to express the dilute forms of
N A cA v A , A 1, 2,..., N (142) Eqs. (146) as
N A c DAm x A , A 1, 2, ..., G N (149)
which allows us to express Eqs. (59) as
BN
At this point we recognize that Eqs. (72) can be
x A N B xB N A
0 x A
B 1 c DAB
, A 1, 2, ..., N 1 (143) expressed in terms of N A to obtain
B A cA
N A RA , A 1, 2, ..., N 1 (150)
At this point we separate the second term to obtain t
BN
NB BN
xB and that Eq. (149) can be used to obtain a dilute
0 c x A x A D
B 1
NA D
B 1
, solution diffusion equation given by
B A
AB
B A
AB (144)
c A
A 1, 2, ..., N 1 c DAm x A RA , A 1, 2, ..., G N (151)
t
and we define the mixture diffusivity by
We are still confronted with the complexity of the
1 BN
xB transport equation for the total molar concentration
DAm
D
B 1
, A 1, 2, ..., N 1 (145) given by Eq. (87), and this difficulty is classically
B A
AB avoided by assuming that the total molar
concentration is a constant in order to obtain
so that the Stefan-Maxwell equations can be
c A
expressed as DAm c A RA ,
t
BN
DAm (152)
0 c DAm x A x A D
B 1
NB N A , GN
A 1, 2, ..., G ,
AB (146)
B A other conditions
A 1, 2, ..., N 1
in which the other conditions associated with this
For some processes, such as diffusion in porous result are given by
media (Whitaker, 1999) in which the flux of all the
species is driven by heterogeneous reaction or by Assumption: c constant (153a)
adsorption/desorption, we can impose the
simplification Restriction: N B O N A , B 1, 2, ..., N (153b)
BN
DAm Constraint: ( x A ) max 1 , A 1, 2, ..., G N (153c)
xA D
B 1
N B N A ,
B A
AB (147) The constraint identified by Eq. (153c) is generally
A 1, 2, ..., G , G N available in terms of the problem statement, and
when this constraint is satisfied it is probable that the
when the following two conditions are satisfied: assumption given by Eq. (153a) and the restriction
given by Eq. (153b) are also valid.
Constraint: ( xA ) max 1 , A 1, 2, ..., G N (148a)
6.2 Dilute solution convective-diffusion equation
Restriction: N B O N A , B 1, 2, ..., N (148b)
using J*A
The first of Eqs. (148) is identified as a constraint In order to develop the convective-diffusion version
since the maximum values of the mole fractions are of Eqs. (152), we begin with the generally valid form
generally known a priori, while the second given by Eqs. (84) and repeated here as
inequality is identified as a restriction since it is not
expressed in terms of quantities that are known a c A BN
M
priori. Equation (148b) should be interpreted to ( c A v ) J A x A B J B
t B 1 M
mean that N B is not significantly larger than N A (154)
and if species B is stagnant, N B would be zero. RA , A 1, 2, ...., N
In Eqs. (147) and (148a) we have indicated
that our N-component system contains G The Stefan-Maxwell equations can be expressed as
components that are dilute. For example, if we may BN
x A J B xB J A
have a five-component mixture in which three 0 x A , A 1, 2, .., N 1 (155)
components have mole fractions that are small B 1 cDAB
B A
compared to one, we have G 3 and Eqs. (147) and
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thus if the mole fraction of species A is small Note that this result is not restricted to a dilute
compared to one, we can make use of the restriction solution; however, we have imposed the condition on
given by the velocities given by
Restriction: Assumption: v B v C ... v N 0 (177)
BN
DAm This assumption could be replaced with the
xA D
B 1
J B J A , A 1, 2, ..., G N (170)
restriction
AB
B A
Restriction: v B v A , v C v A , ..., v N v A (178)
Under these circumstances, the Stefan-Maxwell
equation for species A takes the form in which the use of the absolute values of the
velocities is understood. Here one should remember
“Fick’s Law”:
that we are repeatedly relying on Birkhoff’s (1960)
J A cDAm x A , A 1, 2, ..., G N (171) plausible intuitive hypothesis that small causes give
rise to small effects. Use of Eq. (176) in Eq. (150)
Use of this result in Eq. (165) leads to the following leads to
form of the convective-diffusion equation c A
cDAm x A RA (179)
c A t
( c A v ) cDAmx A RA (172)
t and we can assume that the total molar concentration
This result, based on the single restriction given by is constant to obtain
Eq. (170), is identical to that given earlier by c A c constant
Eq. (163). To complete the analysis of the mixed- DAm c A RA , (180)
t other conditions
mode diffusive flux, we assume that the total molar
concentration is constant so that Eq. (172) takes the where the other conditions are those indicated by
form Eqs. (178). This result is identical to Eq. (152)
except for the fact that there is only a single
c A
( c A v ) DAmc A RA , component that could satisfy this equation. As a
t reminder of the difference between Eq. (180) and
GN (173) Eq. (152) we summarize the conditions upon which
it is based
A 1, 2, ..., G , c constant
x 1 Restriction: v B v A , v C v A , ..., v N v A (181)
A
Restriction: x A c c A (182)
Certainly the route to Eq. (173) is simpler than that
followed in the development of Eq. (164); however, Comparing these two restrictions with Eqs. (153)
the preferred approach might still be considered to be indicates that Eqs. (152) and (180) describe rather
a matter of choice. different physical phenomena even though the two
equations are identical. In reality, it seems unlikely
6.4 Diffusion through stagnant species that a process restricted by Eq. (181) could involve
significant homogeneous reaction, thus a more
The case of binary transport of species A through a realistic version of Eq. (180) would require that we
stagnant species B has been treated in terms of the set RA equal to zero. Nevertheless, the fact that
classic Stefan diffusion tube (Whitaker, 2009b, Sec. Eq. (152) and Eq. (180) are identical in form
2.7). Moving beyond the binary system, we consider suggests that we must be very careful to understand
the case in which species A is diffusing and all other the precise meaning of the special forms of Eq. (68).
species are stagnant. Under these circumstances, the
Stefan-Maxwell equation for species A reduces to 7. General solution for N-component systems:
BN
Constant total molar concentration
x A xB v A
0 x A
B 1 DAB
(174) From the analysis in previous sections, it seems clear
B A that the most efficient route to the determination of
the molar concentration is via the mixed-mode
and this can be arranged in the form continuity equation described in Sec. 4. This is
BN especially true for the case in which we develop an
xB
0 cx A D NA (175) exact solution of the Stefan-Maxwell equations. In
B 1 AB this section we consider the case of constant total
B A
molar concentration and in the next section we
Use of the definition of the mixture diffusivity given examine the case of constant total mass density. The
by Eq. (145) immediately leads to completely general case for which neither nor c is
N A c DAm x A (176) constant remains as a challenge.
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In this treatment we make use of Eq. (91) repeated We begin our analysis of the diffusive flux
here as with the Stefan-Maxwell equations given by
Eq. (166), and we make use of the mixture
c A
( c A v ) J A RA , diffusivity defined by Eq. (145) to obtain
t (183)
BN
DAm
A 1, 2, ..., N 1 J A c DAm x A x A JB ,
B 1 DAB (187)
B A
along with the constraint on the mixed-mode
diffusive flux given by A 1, 2, ...., N 1
A N
We want to use Eq. (184) to eliminate J N and it will
M
A1
A JA 0 (184)
be convenient to express that constraint on the
mixed-mode diffusive fluxes in the alternate form
For N-component systems, it is convenient to work given by
in terms of matrices, thus we define the following A N
column matrices that will be used in subsequent
paragraphs.
J M
A1
A A MN 0 (188)
DAm D
J B x A Am J N ,
B 1 DAB DAN (189)
... ... B A
A 1, 2, ..., N 1
c N 1 cN 1
and from Eq. (188) we have the following
x A JA representation for J N
x J
B B B N 1
xC J
x ... , J ...C , JN
B 1
JB M B M N (190)
... ...
In order to use this result with Eq. (189), we need to
x N 1 J N 1 condition the sum with the constraint indicated by
B A and this leads to
RA B N 1
R
B
JN
B 1
JB M B M N J A M A M N (191)
R B A
R ...C
Use of this result in Eq. (189) provides the following
... form of the Stefan-Maxell equations
(185)
RN 1
M D B N 1
M D D
J A 1 x A A Am x A B Am Am J B
Use of the first, fourth and fifth of these matrices M D
N AN B 1 M D
N AN DAB (192)
B A
allows us to express Eq. (183) as
c DAm x A , A 1, 2, ...., N 1
[c ]
[c ] v J R (186)
t This can be expressed in compact form according to
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H AA H AB . . . H AN 1 JA
H DAm ....
0 0 0 x A
H BN 1 J
0 x B
H BB . . .
BA B 0 D 0 ....
H . . . . . JC Bm
cH 0
1
[ H ] CA . (194) 0 D .... Cm 0 xC
. . . . . . ...
. ... . . . .... . ..
. . . . .
0 0 0 .... DN 1m x N 1
H N 1 A . . . . H N 1N 1 J N 1
(198)
having the elements defined by
The diffusivity matrix is now defined by
M D
H AA 1 x A A Am ,
M N DAN DAm 0 0 .... 0
(195a) 0 DBm 0 .... 0
A 1, 2,..., N 1
[ D ] [ H ] 1 0 0 DCm.... 0 (199)
M D D . . . .... .
H AB x A B Am Am , 0 0 0 .... DN 1m
N AN DAB
M D
(195b)
A, B 1, 2,.., N 1 , A B and this allows us to express Eq. (198) as
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assumed values used for the mole fractions are N A B C ..... N 1 (211)
upgraded after each iteration. The solution for [c]
This allows us to eliminate N from Eq. (210) and
will provide values of c A , cB , ...., cN 1 and the
express that result in the form
concentration cN can be determined by the first of
B N 1
M M
Eqs. (71). Similarly, the solution for R will x A
M
A A B , (212)
MA B 1 M B MN
provide values of RA , RB , ...., RN 1 and the reaction
A 1, 2,... N 1
rate RN can be determined by Eq. (69). In the case
of complex kinetics, the column matrix of reaction Here we need to condition the sum with the
rates will need to be expressed as constraint indicated by B A and this leads to
A 1, 2,... N
by
At this point we can make use of the fact that the
sum of the mass fractions is equal to one so that the
gradients are related by
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. . . . . . . . A cA M A c B MB (227)
B 1
N 1 0 0 . . . M N 1 cN 1
The result for constant total density given by
Substitution of this result into Eq. (219) leads Eq. (224), along with that for constant total molar
to concentration given by Eq. (204), should prove to be
JA M A 0 0 . 0 c A useful for a wide range of mass transfer problems,
J 0 M 0 . 0 c provided that the Stefan-Maxwell equations are an
B B B acceptable representation for the diffusive fluxes. A
JC [ D ] W 0 0 MC . . cC discussion of the conditions for which the total molar
concentration and total mass density may be treated
... M . . . . . .
... . as constants is given in Appendix E.
. . . . .
J N 1 0 0 . . M N 1 cN 1 9. Conclusions
In this study we have examined the derivation of the
(221)
Stefan-Maxwell equations and we have explored the
in which it is understood that the total mass density structure of these equations in terms of the mass
is assumed to be constant. We can represent this diffusive flux, the molar diffusive flux, and the
result in compact form mixed-mode diffusive flux. Several classic special
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cases have been examined and the assumptions, R gas constant, J/mol K
restrictions and constraints have been identified t time, s
whenever possible. A general method of solution of t A(n ) stress vector for species A, N/m2
the Stefan-Maxwell equations has been presented in
TA stress tensor for species A, N/m2
terms of the mixed-mode diffusive flux.
U total internal energy in a volume V, J
Nomenclature uA v A v , mass diffusion velocity, m/s
AA (t ) surface area of a species A material uA v A v , molar diffusion velocity, m/s
volume, m2 vA velocity of species A, m/s
bA body force per unit mass exerted on A N
species A, N/kg
v
A 1
A v A , mass average velocity, m/s
b body force per unit mass exerted on the A N
mixture, N/kg v x
A 1
A v A , molar average velocity, m/s
cA molar concentration of species A,
moles/m3 vA velocity associated with the net rate of
c total molar concentration, moles/m3 production of species A momentum
dA driving force for diffusion of species A in owing to chemical reaction, m/s
V A (t ) volume of a species A body, m3
an ideal solution, m
DAB DBA , binary diffusion coefficient for xA c A / c , mole fraction of species A
species A and B, m2/s
DAm mixture diffusivity for species A, m2/s Greek Letters
A mass density of species A, kg/m3
[ D] diffusivity matrix used with constant total
total mass density, kg/m3
molar concentration, m2/s
[] diffusivity matrix used with constant total
viscosity, N/m2s
mass density, m2/s viscous stress tensor, N/m2
A viscous stress tensor for species A, N/m2
DAT thermal diffusion coefficient for species
A, kg m 2 s A A / , mass fraction of species A
G number of molecular species that are
dilute Acknowledgment
g gravitational body force per unit mass, This paper grew out of a presentation at the Second
N/kg International Seminar on Trends in Chemical
jA Au A , mass diffusive flux of species A, Engineering, the XXI Century, Mexico City, January
kg/ m2s 28 – 29, 2008. The encouragement of students from
J A c A uA , molar diffusive flux of species A, Puebla to prepare a more complete discussion of the
moles/ m2s Stefan-Maxwell equations is greatly appreciated. In
JA c A u A , mixed-mode diffusive flux of addition, the thoughtful comments of Francois
Mathieu-Potvin helped to clarify some of the issues
species A, moles/ m2s treated in this work. Finally, the comments of
MA molecular mass of species A, g/mole Professor R.B. Bird have clarified my understanding
M mean molecular mass of a mixture, of the complex process of multicomponent mass
g/mole transfer.
N total number of molecular species
References
NA cA v A , molar flux of species A, mole/m2s
n unit normal vector Aris, R. (1962). Vectors, Tensors, and the Basic
PAB force per unit volume exerted by species Equations of Fluid Mechanics, Prentice-Hall,
Englewood Cliffs, New Jersey.
B on species A, N/m3 Bearman, R.J. and Kirkwood, J.G. (1958). Statistical
A N
p p
A 1
A , total pressure, N/m2 mechanics of transport Processes. XI
Equations of transport in Multicomponent
pA partial pressure of species A, N/m2 systems. Journal of Chemical Physics 28,
136-145.
rA net mass rate of production of species A
Bird, R.B., Stewart, W.E. and Lightfoot, E.N.
owing to homogeneous reactions, kg/m3s (1960). Transport Phenomena, First Edition.
RA net molar rate of production of species A John Wiley and Sons, Inc., New York.
owing to homogeneous reactions, Bird, R.B. (1995) personal communication.
moles/m3s
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Bird, R.B., Stewart, W.E. and Lightfoot, E.N. Truesdell, C. (1971). The Tragicomedy of Classical
(2002). Transport Phenomena, Second Thermodynamics, Springer-Verlag, New
Edition. John Wiley and Sons, Inc., New York.
York. Whitaker, S. and Pigford, R.L. (1958). Thermal
Bird, R.B. (2009). Notes for the 2nd edition of diffusion in liquids. Measurements and a
Transport Phenomena, molecular model. Industrial and Engineering
http://www.engr.wisc.edu/che/faculty/bird_by Chemistry 50, 1026-1032.
ron.html. Whitaker, S. (1981). Introduction to Fluid
Birkhoff, G. (1960). Hydrodynamics, A Study in Mechanics, R.E. Krieger Pub. Co., Malabar,
Logic, Fact, and Similitude, Princeton Florida.
University Press, Princeton, New Jersey. Whitaker, S. (1986). Transport processes with
Chapman, S. and Cowling, T.G. (1939). The heterogeneous reaction, pages 1 to 94 in
Mathematical Theory of Nonuniform Gases, Concepts and Design of Chemical Reactors,
First Edition, Cambridge University Press. edited by S. Whitaker and A.E. Cassano,
Chapman, S. and Cowling, T.G. (1970). The Gordon and Breach Publishers, New York.
Mathematical Theory of Nonuniform Gases, Whitaker, S. (1988). Levels of simplification: The
Third Edition, Cambridge University Press. use of assumptions, restrictions, and
Curtiss, C.F. and Bird, R.B. (1996). Multicomponent constraints in engineering analysis. Chemical
diffusion in polymeric liquids. Proceedings of Engineering Education 22, 104-108.
the National Academy of Sciences USA 93, Whitaker, S. (1989). Heat transfer in catalytic packed
7440-7445. bed reactors, in Handbook of Heat and Mass
Curtiss, C.F. and Bird, R.B. (1999). Multicomponent Transfer, Vol. 3, Chapter 10, Catalysis,
diffusion. Industrial and Engineering Kinetics & Reactor Engineering, edited by
Chemistry Research 38, 2515-2522. N.P. Cheremisinoff, Gulf Publishers,
Deen, W. M. (1998). Analysis of Transport Matawan, New Jersey.
Phenomena. Oxford University Press, New Whitaker, S. (1999). The Method of Volume
York. Averaging, Kluwer Academic Publishers,
Gibbs, J.W. (1928). The Collected Works of J. Dordrecht.
Willard Gibbs, Volume I: Thermodynamics, Whitaker, S. (2009a). Newton’s laws, Euler’s laws,
Longmans, Green and Co., New York. and the speed of light. Chemical Engineering
Hirschfelder, J.O., Curtiss, C.F. and Bird, R.B. Education, Spring.
(1954). Molecular Theory of Gases and Whitaker, S. (2009b). Chemical engineering
Liquids, John Wiley & Sons, Inc., New York. education: Making connections at interfaces,
Quintard, M., Bletzacker, L., Chenu, D. and Revista Mexicana de Ingeniería Química 8, 1-
Whitaker, S. (2006). Nonlinear, multi- 32.
component mass transfer in porous media,
Chemical Engineering Science 61, 2643- Appendix A: Chemical Reaction and Linear
2669. Momentum
Rutten, Ph.W.M. (1992). Diffusion in Liquids (PhD
The rate of change of linear momentum of species A
thesis), Delft University Press, The
Netherlands. owing to chemical reaction, rA vA , can be caused
Serrin, J. (1959). Mathematical Principles of either by the increase of species A (production) or by
Classical Fluid Mechanics, in Handbuch der the decrease of species A (consumption). If species A
Physik, Vol. VIII, Part 1, edited by S. Flugge is consumed by chemical reaction, it seems plausible
and C. Truesdell, Springer Verlag, New York. that the rate of change of linear momentum is given
Slattery, J.C. (1999). Advanced Transport by rA v A . Here we need to note that the molecular
Phenomena, Cambridge University Press, velocity (Hirschfelder et al., 1954, page 453) of
Cambridge. species A is much larger than the continuum velocity,
Stein, S.K. and Barcellos, A. (1992). Calculus and v A ; however, the average velocity associated with
Analytic Geometry, McGraw-Hill, Inc., New
the consumption of species A should be adequately
York.
Truesdell, C. and Toupin, R. (1960). The Classical represented by v A . If species A is produced by a
Field Theories, in Handbuch der Physik, Vol. chemical reaction, the rate of change of linear
III, Part 1, edited by S. Flugge, Springer momentum depends on the velocities of the species
Verlag, New York. that react to form species A.
Truesdell, C. (1962). Mechanical basis of diffusion, The simple reaction illustrated in Fig. A1 can
Journal of Chemical Physics 37, 2336-2344 be described as 2B A , and we assume that the
Truesdell, C. (1968). Essays in the History of loss of momentum by species B is equal to the gain
Mechanics, Springer-Verlag, New York. of momentum of species A. We express this idea as
Truesdell, C. (1969). Rational Thermodynamics, [see Eq. (21)]
McGraw-Hill Book Company, New York.
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S. Whitaker / Revista Mexicana de Ingeniería Química Vol. 8, No. 3 (2009) 213-243
rB v B rC v C rA v A rD v D 0 (A11)
loss gain gain
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difference, vA v A , is on the order of the diffusion In Eq. (B6) we have used to represent some
velocities. Given the general constraint on the thermodynamic state variable such as the
diffusion velocities [see Eq. (14)], the result given by temperature, the total mass density, etc.
Eq. (A17) suggests that
We begin this proof with some variable
v A v A O u A (A18) that can be represented as
in which eA is the internal energy of species A per (Slattery, 1999, page 447)
unit mass of species A, and A is the mass density of A , T , B ( B A, N )
A N (B12)
species A. We defined the total pressure in terms of
the partial pressures according to This allows us to express A as
A N
A A , T , N (B13)
p p
A1
A (B2) B ( B A, N )
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S. Whitaker / Revista Mexicana de Ingeniería Química Vol. 8, No. 3 (2009) 213-243
Use of this result in the left hand side of the theorem Directing our attention to the derivative on the left
we wish to prove leads to hand side of Eq. (B24) we note that it can be
expressed as (Stein and Barcellos, 1992, page 149)
A N
A A N N
A
A
A , T , B ( B A, N )
eA e
A
A
A1 A1
s , B , ... N A s , B ,... N B , ... N
(B19)
Error! Reference source not found.
Changing the order of differentiation in the first term
and carrying out the summation with the second term Since the mass density for species A can be
provides expressed as
A A (B30)
A N
A A N
N
A
A
A
we have
A1 A1
, T , B ( B A , N ) A , , .... A (B31)
B C N
Our objective now is to represent the right hand side We now define the total pressure according to [see
of this result in terms of the total thermal energy. We Eq. (B2)]
A N
begin with Eq. (B21)in the form p p A (B35)
A N
e e A1
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The mean molecular mass is defined by and use of this result in the binary form of Eq. (C15)
provides
M x A M A xB M B xC M C ... xN M N (C4)
A M
and multiplication by the total molar concentration x A M A M B x A A ,
MA MA (C17)
gives
A 1, 2
c M c A M A cB M B cC M C ... cN M N (C5)
Collecting terms leads to
The species molar concentration and the species
mass density are related by M
x A 1 A M A M B A ,
A cA M A , cA A M A (C6) MA MA (C18)
and the use of the first of these in Eq. (C5) provides A 1, 2
c M A B C ... N (C7) which can be simplified to the form
Use of Eq. (C1a) allows us to express this result as x A B M A A M B M A ,
(C19)
cM (C8) A 1, 2
We can use Eq. (C1b) and the second of Eqs. (C6) to At this point we use Eq. (C13) to obtain
obtain x M M x M M
x A B B A A A B M A ,
A B C N M M (C20)
c ... (C9)
MA MB MC MN A 1, 2
Dividing both sides by the total mass density which can be simplified to (Bird, 2009)
provides the following result
M2
A B C N x A A , A 1, 2 (C21)
c ... (C10) M AM B
MA MB MC MN
This result is Eq. (107) in the section on binary
and on the basis of Eq. (C8) we have systems.
1
A B C ... N (C11) Appendix D: Assumptions, restrictions and
M M A M B MC MN
constraints
For a N-component system, the mole fraction of
species A is given by Throughout this paper we have imposed various
assumptions associated with the analysis. The most
cA cA M A M A M M frequent of these concerned the total mass density
xA A ,
c MA (C12) and the total molar concentration, and an example
A 1, 2,..., N concerning the total mass density is given in
Eq. (63). In engineering analysis there is a logical
and in compact form we express this result as sequence of events that begins with a simplifying
M assumption, or an idea, and leads to a theory with an
xA A , A 1, 2,..., N (C13)
identifiable domain of validity. In this section we
MA
wish to illustrate this sequence of events with an
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example from fluid mechanics where the path from when Eq. (D3) will be valid in terms of parameters
an assumption to a constraint is well known that are known a priori. In order to determine
(Whitaker, 1988). precisely under what circumstances Eq. (D3) will be
A large class of fluid mechanical problems valid, one must be able to estimate the magnitude of
can be described by the continuity equation for the terms in Eq. (D2).
incompressible flow We begin our analysis of the inertial term by
v 0 (D1) expressing the velocity in terms of a unit vector and
the magnitude according to
and the Navier-Stokes equations
v v (D6)
v
v v p g 2 v (D2) Here is a unit tangent vector to a streamline and v
t is the magnitude defined by
The development of these two equations requires v vv (D7)
assumptions that may be supported by restrictions or
reinforced by constraints; however, we will simply The representation given by Eq. (D6) allows us to
accept Eq. (D1) and Eq. (D2) without inquiring into express the inertial term as
their limitations. v v v v (D8)
As an illustration of the development of in which is known as the directional derivative
assumptions, restrictions and constraints, we (Stein and Barcellos, 1992, Sec. 14.7). The
consider Eq. (D2) and assume that the convective directional derivative can be expressed as
inertial effects are negligible in order to obtain
d
v (D9)
p g 2 v (D3) ds
t
where s represents the arc length measured along a
This linear form can be easily solved for a wide streamline. Use of Eq. (D9) in Eq. (D8) provides the
variety of initial and boundary conditions, whereas following exact representation of the inertial term
the general form given by Eq. (D2) represents a dv
difficult problem. It is important to clearly identify v v v (D10)
ds
the assumption that leads one from Eq. (D2) to
Eq. (D3) , and one way to express this is While this form is not often used in the development
of solutions of the Navier-Stokes equations, it is
Assumption: v v 0 (D4) extremely useful in the development of an estimate
Equation (D4) indicates exactly what is being done of the magnitude of the inertial term. To do so, we
in a mathematical sense, but it is not necessarily a need only think about how the velocity vector
precise description of the physics of any particular changes as we proceed along a streamline and this
fluid mechanical process. Strictly speaking, Eq. (D4) suggests that we define an inertial length, L , by the
can only be true when the velocity vector is a estimate
constant and this is not likely to occur in any real dv
flow. O v L (D11)
ds
From a physical point of view, the
simplification of Eq. (D2) to Eq. (D3) is based on the One should think of the inertial length as being the
idea that the convective inertial term, v v , is distance, along a streamline, over which significant
negligible. This immediately raises the question: changes in the velocity take place. A little thought
“Negligible relative to what?” and one answer is that will indicate that the estimate of L requires an
the convective inertial term is negligible relative to intuitive knowledge of the flow field, and this
the viscous term. This represents the second level in intuitive knowledge is based primarily on a
our process of simplification, and in this case we knowledge of the no-slip condition. Use of Eq. (D11)
express our simplification as a restriction. allows us to estimate the inertial term as
dv
Restriction: v v 2 v (D5) v v v O v 2 L (D12)
ds
In writing inequalities of this type, it is understood
that the comparison is being made between the and we need only develop an estimate of the viscous
absolute values of the vectors under consideration. If term in Eq. (D5) to complete our analysis.
we apply the idea represented by Eq. (D5) to the We begin developing an estimate of the
Navier-Stokes equations, we again obtain Eq. (D3) magnitude of the viscous term by expanding the
provided we are willing to assume that small causes Laplacian in rectangular, Cartesian coordinates to
give rise to small effects (Birkhoff, 1960). Equation obtain
(D5) has a definite advantage over Eq. (D4) since it 2v 2v 2v
v
2
indicates what is required in a physical sense; (D13)
x2 y2 z2
however, neither Eq. (D4) nor Eq. (D5) indicate
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In terms of order of magnitude estimates, we express density. In general the assumption of constant total
this result as molar concentration is associated with gas-phase
v v y v diffusion processes, and the assumption of constant
v O 2 x O 2 O 2 z
2
(D14) total mass density is associated with liquid-phase
L
x Ly Lz diffusion processes. In this appendix we will treat
Here v x represents the change of v that takes place only the first of these two cases with the thought that
the second case can be explored on the basis of our
over the distance Lx , and the meaning of v y and analysis of the first.
v z is analogous for the y and z-directions. We now The assumption that the total molar
concentration is constant can be expressed as
represent the largest of the three terms on the right
hand side of Eq. (D14) as v L so that our
2 Assumption: c constant (E1)
estimate of the viscous term becomes however, nothing is constant and what is meant by
Eq. (E1) is that the variations of the total molar
v O v L
2 2
(D15) concentration are small enough so that they can be
neglected. The general application of the Stefan-
We refer to L as the viscous length and note that in
Maxwell equations requires that we replace cx A
general it is quite different than the inertial length.
with c A and this leads to the restriction given by
Once again we note that knowledge of the no-slip
condition is crucial for the determination of a reliable Restriction: x Ac cx A (E2)
estimate of the viscous length. For a large class of
problems, v in Eq. (D15) is on the order of the If small causes give rise to small effects (Birkhoff,
velocity itself because of the no-slip condition, i.e., 1960), the condition represented by Eq. (E2) will
lead to the multi-component transport equation given
v v , because of the no-slip condition (D16) by Eq. (204) and the binary form given by Eq. (124).
and this allows us to estimate the viscous term in In order to identify the conditions under
Eq. (D5) as which Eq. (E2) is valid, we need to express this
v O v L2
2
(D17) inequality in terms of parameters that are known a
priori and to achieve this we follow the approach
Use of this result, along with the estimate of the
outlined in Appendix D. While that approach has led
inertial term, in the restriction given by Eq. (D5)
to an established success, the problem under
leads to the inequality
consideration in this appendix is more difficult and
v2 v further study is in order.
2
(D18)
L L As an example we consider the process
illustrated in Fig. E1 in which the -phase represents
It is traditional to define the Reynolds number in
a flowing fluid. The interface might be an
terms of the viscous length
interface at which adsorption or desorption occurs, or
vL an interface at which a catalytic reaction occurs, or
Re (D19)
an interface at which mass transfer between the -
and this allows us to express Eq. (D18) as a phase and the -phase occurs. This could occur
constraint that takes the form because the -phase is a porous catalyst phase or
Re L L 1
because of a difference in the chemical potential of
Constraint: (D20)
species A between the -phase and the -phase. The
We refer to this as a constraint with the thought that direction of mean flow is indicated by the unit vector
the Reynolds number, the viscous length, and the λ , and the direction orthogonal to the mean flow is
inertial length will all be known, at least in an indicated by the unit vector n .
approximate sense. This means that the domain of Directing our attention to Eq. (E2) we express
validity of Eq. (D3) is established by Eq. (D20), and that result in the form
this is something that is not done by either the
assumption given by Eq. (D4) or the restriction Restriction: c 1 c x A1 x A (E3)
given by Eq. (D5). And note that we need to consider the gradients in
the direction of flow (the λ -direction indicated in
Appendix E: Constraints for constant total molar
Fig. 1E) and the direction orthogonal to the direction
concentration
of flow (the n -direction indicated in Fig. 1E). We
Throughout this paper we have imposed the represent the two inequalities associated with
condition of constant total molar concentration and Eq. (E3) as
constant total mass density in order to obtain
Restriction: c 1 λ c x A1 λ x A (E4a)
transport equations that could be used to determine
the species molar concentration or the species mass
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Restriction: c 1 n c x A1 n x A (E4b) The magnitude of the velocity in the direction of the
mean flow is given by
and note that the second of these is likely to be the
most important restriction. We limit our analysis to v v λ (E11)
ideal gases so that the equation of state is given by and this allows us to express Eq. (E10) in the form
1 v 1
p 1 λ p O O v v
p t p
(E12)
O g λ O 2 v
1 1
p p
Following the development given in Appendix D, we
estimate the inertial and viscous terms according to
v v O v 2 L , v O v L (E13)
2 2
For an ideal gas, the left hand side of Eq. (E3) takes p p
the form Here we have assumed that the no-slip condition is
c 1c p 1 p T 1 T (E7) valid at the interface, thus v can be replaced
and this yields two restrictions associated with with v .
Eq. (E3) that are given by The magnitude of the pressure can be
Restrictions: estimated as
p O C2 (E16)
p 1 p x A1 x A , T 1 T x A1 x A (E8)
In this appendix we will consider only the first of where C is the speed of sound (Whitaker, 1981, Sec.
these restrictions and that requires an analysis of the 10.3). Use of this result in Eq. (E15) leads to
Navier-Stokes equations. The second restriction M M2
p 1 λ p O O
requires an analysis of the thermal energy equation,
Ct L
and in many cases it would be appropriate to include
(E17)
the rate of chemical reaction and the heat of reaction. M2 1 M2 1
O O
We begin our analysis of the first of Eqs. (E8) Fr L Re L
by considering the direction of the mean flow
illustrated in Fig. E1. This leads to a restriction given in which the following dimensionless quantities have
by been used:
Restriction: p 1 λ p x A1 λ x A (E9) M Mach number v C
Fr Froude number v 2 g λ L (E18)
and we can make use of Eq. (D2) to obtain
Re Reynolds number vL
1 (v λ )
1
λ p O
t
p Directing our attention to the right hand side of
p
Eq. (E9) we estimate the gradient as
1 1
O v ( v λ ) O g λ (E10) λ xA O x A Lc (E19)
p p in which Lc represents the convective length scale
1
O 2 ( v λ ) for the transport of species A. Use of this result along
p with Eq. (E17) in Eq. (E9) leads to the constraint
given by
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M M2 M2 1 M
O O O p 1 n p O O M 2
Ct L Fr L Ct
(E27)
(E20)
M2 1 x A 1 M2 1 M2 1
O
O
Re L
O Fr L Re L
x A Lc
Since x A xA will be less than or on the order of In this case the Froude number is defined by
one, a conservative representation of this constraint Fr Froude number v 2 g n L (E28)
is given by
Directing our attention to the right hand side of
M Lc M 2 Lc M 2 Lc
O O Eq. (E22) we estimate the gradient as
Fr L
O
Ct L
(E21) n x A O x A LD (E29)
M Lc
2
O 1
Re L
in which LD represents the diffusive length scale for
the transport of species A. Use of this result along
For Mach numbers small compared to one, it will be with Eq. (E27) in Eq. (E22) leads to the constraint
difficult to violate this constraint; however, one must
M M2 1
O O M 2 O
Fr L
remember that this constraint is based on Eq. (E9)
and we also need to consider the restriction given by Ct
(E30)
Restriction: p 1 n p x A1 n x A (E22) M2 1 x 1
O A
To explore this restriction, we express Eq. (E10) in Re L
the form x A LD
1 (v n ) Since x A x A will be less than or on the order of
p 1 n p O
p t one, a conservative representation of this constraint
is given by
1
O v ( v n ) (E23)
p M LD M 2 LD
O M 2 LD O
Fr L
O
1 1 Ct
O g n O 2 ( v n ) (E31)
p p M 2 LD
1
For the special case in which n is replaced by the Re L
unit normal vector to a streamline, the inertial term
takes the form (Whitaker, Sec.7.4, 1968) Once again, it will be difficult to violate this
constraint whenever the Mach number is small
v ( v n ) v v n v 2 (E24) compared to one.
in which is the curvature (Stein & Barcellos, Sec. At this point we have developed a constraint
13.4, 1992). Here it is important to keep in mind that associated with the restriction given by the first of
n is a constant unit vector as indicated in Fig. E1 Eqs. (E8); however, the second restriction given by
while the unit normal to a streamline will be a Restriction: T 1 T x A1x A (E32)
function of position. Equation (E24) helps us to
estimate the inertial term in Eq. (E23) as still needs to be explored. This will require an
1 1 analysis of the thermal energy equation and for most
O v ( v n ) v 2 (E25) realistic systems the thermal energy equation will be
p p coupled to a mass transfer and reaction process. In
in which represents some appropriate mean addition, the constraints associated with non-ideal
curvature associated with the system illustrated in gases need to be developed along with the
Fig. E1. About the other terms in Eq. (E23) we can constraints associated with the assumption for liquid
only say that they will be smaller than the analogous phase mass transfer processes given by
terms in Eq. (E10). This means that we can over Assumption: constant (E33)
estimate p 1 n p as
The constraints associated with this assumption will
1 (v λ ) 1
p 1 n p O O v
2 be much more difficult to obtain than those given by
p t p Eqs. (E21) and (E31); however, the developments
1 1 presented in this appendix should provide guidance
O g n O 2 ( v λ ) for the attack on Eq. (E33).
p p
(E26)
and follow our earlier development to obtain
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