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DIVISION OF BASIC MECHANICS 1/5/2017

Chapter 3: SETTLEMENTS
AND CONSOLIDATION OF SOILS

1. COMPRESSIBILITY, SETTLEMENT
AND VOLUMETRIC STRAINS OF
SOIL
2. TYPES OF GROUND
MOVEMENTS AND CAUSES OF
SETTLEMENT
3. CONSOLIDATION
4. RATE OF CONSOLIDATION AND
CREEP
5. LAYERWISE SUMMATION
METHOD

TRAN MINH TUNG PhD. SOIL MECHANICS 800052 1

1. COMPRESSIBILITY, SETTLEMENT AND


VOLUMETRIC STRAINS

1.1. COMPRESSIBILITY:
o Soil particles are forced into a closer state of packing
 reduction in volume and the expulsion of air.
o Mechanical energy (self-weight loading or a surface
surcharge).
o Soil particles themselves are incompressible.
o Soil remains saturated throughout the consolidation
process.
o The decrease in volume is equal to the volume of
water squeezed out  the change in void ratio.

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1. COMPRESSIBILITY, SETTLEMENT AND


VOLUMETRIC STRAINS
1.2. SETTLEMENT:
The total settlement of a foundation: S  Si  Sc  S s
S = total settlement
Si = immediate or elastic settlement
Sc = consolidation settlement
Ss = secondary settlement Si 

qb 1   2 
.I p
E
q = intensity of contact pressure
B = least lateral dimension (breadth or diameter)
υ = Poisson ‘s ratio
E = modulus of elasticity
Ip= influence factor for vertical displacement
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1. COMPRESSIBILITY, SETTLEMENT AND


VOLUMETRIC STRAINS
Influence factors (Ip) for vertical displacement due to elastic
compression of a layer of semi-infinite thickness
Flexible Rigid +  Undrained
Shape Centre Corner Average conditions υ = υo =
0,5
Circle 1.00 0.64 0.85 0.79
 Homogeneous strata
Rec. (L/B)
Eu is considered to
1.0 1.122 0.561 0.946 0.82 be constant.
1.5 1.358 0.679 1.148 1.06
2.0 1.532 0.766 1.300 1.20
3.0 1.783 0.892 1.527 1.42
4.0 1.964 0.982 1.694 1.58
5.0 2.105 1.052 1.826 1.70
10.0 2.540 1.270 2.246 2.10
100.0 4.010 2.005 3.693 3.47

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1. COMPRESSIBILITY, SETTLEMENT AND


VOLUMETRIC STRAINS
1.3 VOLUMETRIC STRAINS:
o Consider a model soil sample subject to an increase in
effective stress.
o Assume: one-dimensional, no change in lateral
dimension, only a change in thickness
o An increase in Δσ’  the volumetric strains.
Δσ’

ΔH ΔV Δe
water e0
water e1
H0 V0
H1 V1
solid 1 solid 1

Before After loading Δσ’

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1. COMPRESSIBILITY, SETTLEMENT AND


VOLUMETRIC STRAINS

V H e
1.3 VOLUMETRIC STRAINS:  
V0 H 0 1  e0

The change in thickness of layer initially Ho thick is:


e
H  .H 0
1  e0
The volumetric strain is a function of the increase in stress, 
the amount of consolidation settlement:

sc  H  mv . '.H o
mv= coefficient of volume compressibility (the change in unit
volume per unit increase in effective stress).
The units of mv: m2/kN or m2/MN
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2. TYPES OF GROUND MOVEMENTS AND


CAUSES OF SETTLEMENT

2.1. TYPES OF GROUND MOVEMENTS:

Natural earth slope


Unsupported
excavation or cut

Lateral Lateral
displacement displacement
Shear slip Shear slip
plane plane

Settlement due to loss of natural support

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2. TYPES OF GROUND MOVEMENTS AND


CAUSES OF SETTLEMENT

General shear failure

Local shear failure

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2. TYPES OF GROUND MOVEMENTS AND


CAUSES OF SETTLEMENT

Drag down

Punching shear failure

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2. TYPES OF GROUND MOVEMENTS AND


CAUSES OF SETTLEMENT

2.2 CAUSES OF SETTLEMENT:


o Compaction: The soil particles are forced into a closer
state of packing  reduction in volume and the
expulsion of air.
o Consolidation: in saturated cohesive soils the load 
squeeze out porewater, this process is called
consolidation.
o Elastic volumetric settlement:
• Overconsolidated clays: Δσ’<σ’y  elastic compression. As
the stress increase beyond the yield point, non-linear
(consolidation) settlement occurs.
• Heavily overconsolidated clays: elastic settlement
(parameters referred to effective stresses (E’, E’0, ’ etc).
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2. TYPES OF GROUND MOVEMENTS AND


CAUSES OF SETTLEMENT

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2. TYPES OF GROUND MOVEMENTS AND


CAUSES OF SETTLEMENT

2.2 CAUSES OF SETTLEMENT:


Si 

q.B 1   2.I p
o Immediate or undrained settlement:
E
o Moisture movement: Some types of clays show marked
increase or decrease in volume as the water content is
respectively increased or decreased.
o Effects of vegetation: the effect of the roots of trees.
Distance away from the building of at least 1,5 times
the mature height of the tree.
o Effect of groundwater lowering: The soft soil clays or
peat beneath may be consolidated by the increase in
effective stress.
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2. TYPES OF GROUND MOVEMENTS AND


CAUSES OF SETTLEMENT

TRAN MINH TUNG PhD. SOIL MECHANICS 800052 13

2. TYPES OF GROUND MOVEMENTS AND


CAUSES OF SETTLEMENT

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2. TYPES OF GROUND MOVEMENTS AND


CAUSES OF SETTLEMENT

2.2 CAUSE OF SETTLEMENT:


o Effects of temperature change: shrinkage occurs in
clay soils as they dry out (furnaces, kilns, ovens and
boilers). Expansion can also take place in soils under
cold storage buildings.
o Effects of seepage and scouring: cause a form of
instability.
o Loss of lateral support: Lateral support is removed 
shear slip in the soil beneath the footing  taking the
footing into excavation  settlement.
o Effects of mining subsidence
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3. CONSOLIDATION

3.1 CONSOLIDATION SETTLEMENT:


In saturated cohesive soils, load  squeeze out some
of the pore-water, this process is called consolidation.
u  0  W u 
 u  p 
 '  p  W  A  '
 A  '  0     u  
Load P Valve
Piston W σ, u
Initialy Finally
Δu=Δσ Δu=0
Δσ’=0 Δσ=Δσ’
Pore
water
Δσ’
spring Δσ
Δu Time
Terzaghi’s model Stress/time curve
One-dimensional consolidation
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3. CONSOLIDATION

Terzaghi’s model:

o Steel springs represent the soil.  W


u  p 
 A
o The springs and the cylinder filled with 
 '  0
water.

o The valve is opened  water flow out u 


 the pore-water pressure decrease,  '
the piston sinks  the springs are     u  
compressed.

o At the final stage: the increase in u  0



effective stress is equal to the  '  p  W
increase in total stress, and the excess  A
pore-water has been reduced to zero.
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3. CONSOLIDATION

o In the natural process of deposition fine-grained soils


undergo a process of consolidation, the pore-water is
gradually squeezed out by the weight of the layer
deposited above.
o Fully consolidated soil: its volume remains constant
under a constant state of stress.
o Normally consolidated soil: at the present time in state
corresponding to its final consolidation pressure.
o Over-consolidated soil: at present-day overburden
pressure is less than its final consolidation pressure
was sometime in the past as.

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3. CONSOLIDATION

The volumetric strain is a function of Δσ’, so that the


amount of consolidation settlement:

sc  mv . '.H o  ao . '.H o water e0


H0 V0
mv= ao= coefficient of volume
compressibility (m2/kN, m2/MN) solid 1

LOAD
water porous stones
The consolidation test:
determine the
compressibility
soil characteristics of a soil
Confining
ring OEDOMETER TEST

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3. CONSOLIDATION

Δσ’
Δe
- Thickness at end of stage: H1
ΔH
water e1 - Thickness at start of stage: H0
H0 H1
1
- Void ratio at end of stage: e1
solid
- Change in thickness: ΔH
Δσ’
H
e - Change in void ratio: e  1  e1 
H1
- Void ratio at start of stage

e0 e0  e1  e
e1

p0 p1 e0  e1
p S c  H  .H o
1  e0
Void ratio/effective stress curve
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3. CONSOLIDATION

Normal curve

Recompression

σ'
Swelling curve

Swelling and recompression

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3. CONSOLIDATION

e e e
Compression Index (Cc): Cc   0 ' 1'
e

 lg  ' lg  1 /  0 
Deposition
eoc stars
Normally-consolidated soil
Soil now over-
consolidated
Normal
consolidation

σ'o σ‘v σ'


Present-day Pre-consolidation
overburden stress
stress
e/σ’ curve showing process of natural consolidation
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3. CONSOLIDATION

Cc
e Sc 
1  e0
 
lg  1' /  0' .H o
Effect of historical
eoc overconsolidation
Normal consolidation line e  e oc  C c log  '
eo
recompression
Δe swelling
e1
e  eos  C s log  '
log σ’
σ’0 σ’1
Δ log σ’ Cc  0.009WL  10 
e/logσ’ curve and compression index
WL= percentage liquid limit

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3. CONSOLIDATION

Swelling Index (Cs): e  eoc  Cc log  'p e  eos  C s log  'p


At the intersection of two lines, e has value:
e e  eoc  Cc log 'p  eos  Cs log 'p
Swelling line
eoc
Cc – the slope of the normal
eos  consolidation line (called
the compression index)

Overconsolidated Cs – the slope of the


soil swelling-recompression line
(called the swelling index)
σ’p log σ’
eoc  eosc
Ideal compression curve of soil log  'p 
Cc  C s

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3. CONSOLIDATION

The one-dimensional confined 


E 'o  (1  e)
elastic modulus: Cs
Soil types Plasticity Range of Cc An approximate
(BS 5930) value for Cc may
NC CLAYS Extremely >0.72 be taken from
And high 0.54-0.72 table next to and
Very high 0.36-0.54 then Cs is
High 0.22-0.36 assumed to be
Intermediate Cs=0.20Cs
<0.22
Sandy Low
Then, if e = 0,5, E’0
CLAYS
≈ 30σ’
And SILTS Low <0.10
Or if e = 0,8, E’0 ≈
36σ’
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3. CONSOLIDATION

Determination of compression Index Cc and swelling Index Cs


1.00 e 200  e 400
Cc 
0.90
400
log
e0.4 200
0.80
Heäsogroing e
Void Ratio

en 1  en
0.70 Cc 
0.60
log p n  log p n 1
0.50

0.40
e4.0
0.30

0.20
0.4 4.0
0.1 1.0 2
10.0

p lö u
c neùn P (kG/cm )
Pressure

er ( n 1)  er ( n ) er ( 200 )  er ( 400 )


Cs  Cs 
log p n  log p n 1 log 400  log 200
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3. CONSOLIDATION

e pc
Tangent at P OCR 
A
 'v
Q
S pc: Pre-consolidation
P stress
α
R
B α σ’v = σ’bt effective
overburden pressure
T
e-log p curve

Pc log p

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3. CONSOLIDATION

ΔH

H
H1
Hs

1 1

Settlement Calculation from e-log p curve:


e e e
S c   H  0 1 .H o  .H
1  e0 1  e0
C P  P
 OCR  1 P0  Pc St  H1. c . log 0
1  e0 P0
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3. CONSOLIDATION

OCR  1 Cs  p0  p 
Sc  H . log 
P0 P0  P  Pc 1  e0  p0 
Cs
Pc
ΔP P0  P  Pc
p0  p  pc
 p  p  Cs' p 
Sc  Cs .H . log 0  Sc  H . log c  
1  e0  p0 
 p0 
ΔP Cc'  p  p 
H . log 0 
1  e0  p0 
Pc Cc
P0+ΔP
p   p  p 
Cs H . log c  Cc H . log 0 
 p0   pc 

 p   p  p 
p 0   p  p c ; S c  C s H . log  c   C c H . log  0 
 p0   pc 
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3. CONSOLIDATION

e e e
tan   a  = slope of the e/p cure
p p
e0
a = the coefficient of compressibility

e1
S c  H  mv . '.H  mv .p.H
α H H
e2 mv  
 '.H p.H
H e0  e1 e
p1 p2 p  
H 1  e0 1  e0
Void ratio/effective stress curve
e 1 a
1 mv  .   a0
mv  p 1  e0 1  e0
E '0
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4. RATE OF CONSOLIDATION AND CREEP


Load
4.1. RATE OF CONSOLIDATION: valve
Primary consolidation: change in piston

volume due to the seepage of


pore-water from a saturated soil.
Secondary consolidation:
Pore
resulting from creep, slippage water
between particles… spring

4.1.1 Terzaghi’ s theory of consolidation


 The soil is fully saturated and homogeneous
 Both the water and the soil particles are incompressible
 Darcy’s law of water flow
 The change in volume is one-dimensional = direction of stress
 The coefficient of permeability remains constant
 The change in volume  the change in void ratio and
e remains constant
 '
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4. RATE OF CONSOLIDATION AND CREEP

uniform loading
dh t1
t3 t5 t6 t
````````````
h t2 t4
water table

sand Δσ uo=Δσ’z
a b
d=H/2 dz Δσ’z uz
dx
clay H
d=H/2

sand c d

Sectional elevation Excess pore pressure distribution

Distribution of excess pore pressure in a clay layer subject


to a uniform increase in vertical stress
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4. RATE OF CONSOLIDATION AND CREEP

4.1. RATE OF CONSOLIDATION:

 h   h  e 1 1
Flow out = k     dy.dx mv  .  a.  a0
 z z  z   ' 1  e 1 e
The coefficient of k
cv 
consolidation: mv . w
dz dy eo  e uo  u
Degree of
consolidation:
Uz  
dx e1  e uo
cv .t
 h  Time factor: Tv 
Flow in = k   dy.dx d2
 z 
Drainage path ratio:
z
One-dimensional flow Z 
through a prismatic element d

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4. RATE OF CONSOLIDATION AND CREEP

4.1. RATE OF CONSOLIDATION:


eo= initial void ratio


At depth z
et= void ratio after time t
e
ef = final void ratio when and
 '
uo= initial excess pore-water
pressure = Δσ1 σ1 remain constant
u = excess pore-water after time t
t = time
d = length of drainage path
Tv=0; Z=0 u=0
The boundary conditions:
Tv=0; Z= d u=Δσ1
St Tv=; Z=0 to d u= 0
U 
S St : consolidation settlement at time
S  : final consolidation settlement
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4. RATE OF CONSOLIDATION AND CREEP

4.1. RATE OF CONSOLIDATION:



2 2
Average degree of consolidation: U t  1  M 2
eM .Tv

n 0

 2
M  2 n  1. 8 
4
Tv
2 or U t  1  e

 Terzaghi suggest the approximate the values:


2
  Ut % 
For U t  0  53% : Tv   
4  100 

For U t  53  100 % : Tv  1.781  0.933log100  U t % 
4

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4. RATE OF CONSOLIDATION AND CREEP

4.1. RATE OF CONSOLIDATION:

 Sivaram and Swamee (1977):


0 .5
Ut %

4Tv /  
100 
1  4Tv /  
2 .8

0 .179

 / 4 U t % / 100 2
or Tv 
1  U t % / 1005.6 0.357
Non – Homogeneous soil condition:
cv .t 1  etb ktb k
Tv  Cv.tb  .  tb
d2 atb  w a0.tb . w
Cvtb: coefficient average of consolidation
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4. RATE OF CONSOLIDATION AND CREEP

4.1. RATE OF CONSOLIDATION:

etb 
e h i i
the average void ratio
2hs

ktb 
h i ktb = coefficient of permeability (in the
h vertical direction)
k i

ktb 
 h .k
i i ktb = coefficient of permeability (in the
2hs horizontal direction)

atb: the average coefficient of


atb  ao.tb 1  etb  compressibility
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4. RATE OF CONSOLIDATION AND CREEP

4.1. RATE OF CONSOLIDATION:


Effect of drainage and initial stress conditions:

permeable permeable
Flow path, d
H H Flow path, d
Flow path, d

permeable
impermeable
Open layer: d=H/2 Half-closed layer: d=H

Open and half-closed layers

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4. RATE OF CONSOLIDATION AND CREEP

Uniform loading = q q

z
d=H/2 z
Δσz = q d=H/2 Δσz = q(1-z/H)
H constant
d=H/2 d=H/2

a) uniform
b) Linearly decreasing with depth

Uniform loading = q

d=H/2 z

Δσz = γ.Z z
d=H/2 Δσz = q
d=H
constant

c) Linearly increasing with depth d): uniform


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4. RATE OF CONSOLIDATION AND CREEP

Haft closed layers

z
d=H
Δσz = q(1-z/H)

e) Linearly decreasing with depth

z
d=H
Δσz = γ.Z

f) Linearly increasing with depth

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4. RATE OF CONSOLIDATION AND CREEP


4.1. RATE OF CONSOLIDATION:
 Case O: Linear distribution in open layers and to uniform
distribution in a half-closed as shown in Fig (a), (b), (c) and (d)
8    2 / 4 .Tv 1  9. 2 / 4 .Tv 1  25. 2 / 4 .Tv  8
 ...   1  2 .e   / 4 .Tv
2
Uo  1 2 
e  .e  .e
  9 25  
 Case 1: Applies to a stress distribution in a half-closed layer
which increase linearly with depth as shown in Fig (e)
32    2 / 4 .Tv 1  9. 2 / 4 .Tv 1  25. 2 / 4 .Tv  32
 ...   1  3 .e  / 4 .Tv
2
U1  1  3 
e  .e  .e
  27 125  
 Case 2: Applies to a stress distribution in a half-closed layer
which decrease linearly with depth as shown in Fig (f)
16     1 .3  2 .e 9 .
  2 / 4 .Tv 2
  1 .e 25. 2
  ...  1  16 .e  2

U2  1   2e / 4 .Tv / 4 .Tv / 4 .Tv

 3  27 125 
 3

It can also be shown that: U 2  2U 0  U 1

TRAN MINH TUNG PhD. SOIL MECHANICS 800052 41

4. RATE OF CONSOLIDATION AND CREEP


4.1. RATE OF CONSOLIDATION:

 Trapezoidal case:

• Case 0-1: Tv  Tv ( 0 )  Tv ( 0 )  Tv (1) .I 01

• Case 0-2: Tv  Tv ( 0 )  Tv ( 0 )  Tv ( 2 ) .I 02

Where the values of Tv(0), Tv(1), and Tv(2), correspond to


case 0, 1 and 2, respectively and the value of coefficient
I01, I01 are obtained from table follow

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4. RATE OF CONSOLIDATION AND CREEP


Tv Case 0-1 Case 0-2
Case 0 Case 1 Case 2
Uv

0,1 0,008 0,047 0,003 Δσ0/ Δσd I 0-1 Δσ0/ Δσd I 0-2
0,2 0,031 0,100 0,009 0 1 1,0 1
0,3 0,071 0,158 0,024 0,1 0,84 1,5 0,83
0,4 0,126 0,221 0,048 0,2 0,69 2,0 0,71
0,5 0,197 0,294 0,092 0,3 0,56 2,5 0,62
0,6 0,287 0,383 0,160 0,4 0,46 3,0 0,55
0,7 0,403 0,500 0,271 0,5 0,36 3,5 0,50
0,8 0,567 0,665 0,440 0,6 0,27 4,0 0,45
0,9 0,848 0,940 0,720 0,7 0,19 5,0 0,39
0,993 2 0,8 0,12 6,0 0,30
0,994 2 0,9 0,06 8,0 0,20
0,996 2 1 0 9 0,17
1 ∞ ∞ ∞ 12 0,13

TRAN MINH TUNG PhD. SOIL MECHANICS 800052 43

4. RATE OF CONSOLIDATION AND CREEP

d Δσ d Δσ d Δσ

Case 0 Case 1 Case 2

Δσo Δσo
d
d
Δσd Δσd

Case 0-1 Case 0-2

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4. RATE OF CONSOLIDATION AND CREEP


4.1. RATE OF CONSOLIDATION:
0 T90 Root time (min .)
Tv 0
1

Sample thickness (mm)


4
 corrected
theoretical
curve

A B C

0 .9  0 . 7976 U  0.9
4 A C Experimental
curve

100 unit

U 0.848  0.9209
15 unit
U
Theoretical primary
consolidation cure Square root of time method
TRAN MINH TUNG PhD. SOIL MECHANICS 800052 45

4. RATE OF CONSOLIDATION AND CREEP


4.1. RATE OF CONSOLIDATION: (time)
0
cv .t c .t U 0
Initial
Tv  T90  v 290 F compression
d2 d
T90 .d 2
compression

cv 
t 90
Primary

Compression ratio:
OF U  0.9
a. Initial compression ri  A C
OR U  1.0 E
D
FD Secondary
b. Primary compression rP 
OG final compression compression
G
DG
c. Second compression rS  U
OG
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DIVISION OF BASIC MECHANICS 1/5/2017

Taylor’s method

14.8

Deformation dial reading (mm)


2
D 0,848 h90
14.4 0 Cv 
t90
Số đọc biến dạng [mm] 14

13.6

13.2 D90
12.8

2
t90 6 1 8
12.4
0 2 x 4 10 12 14 16
Căn t [ph] t

Determination of Cv , t method
TRAN MINH TUNG PhD. SOIL MECHANICS 800052 47

4. RATE OF CONSOLIDATION AND CREEP

t 4t t50 Log time


0
Initial
T50 .d 2 F
compression
cv  P
t 50
primary compression

d: drainage path (average) H U  0 .5

c .t Tv .d 2
Tv  v 2 t D U  1 .0
d cv E
secondary
compression
final compression
G
ΔH

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Coefficient of consolidation Cv
Method logt (Casagrande’s method)
0.80

Deformation dial reading (mm)


D0 2
Soá ñoï c bieá n daï ng (mm)
0,197 hdr
1.20 Cv 
D50 t50
1.60

2.00 D100

2.40
0.1 1 10 100 1000 10000
t50
Thôø i gian (phuù t)
Time (min)

Determination of Cv from Log-time method

TRAN MINH TUNG PhD. SOIL MECHANICS 800052 49

4. RATE OF CONSOLIDATION AND CREEP

Relationship:
Tv t A t
 2  B2
cv d A d B cv .t
Tv 
tA: settlement time in sample A d2
tB: settlement time in sample B
dA: drainage path in sample A Tv d 2
t
dB: drainage path in sample B cv

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4. RATE OF CONSOLIDATION AND CREEP


SECONDARY COMPRESSION OR CREEP:
C
Ss  .H  log t 
1  ep
e
Coefficient of secondary compression C 
 log t
Over-consolidated clays: Cα ≤ 0.005
Normally consolidated clays: Cα = 0.005 – 0.05
Organic soils: Cα =0.05 – 0.5

ep= void ratio at the star of the linear portion of the e-log(t) curve
(at approximately U 0) C
C  
1 ep
TRAN MINH TUNG PhD. SOIL MECHANICS 800052 51

4. RATE OF CONSOLIDATION AND CREEP

SECONDARY COMPRESSION OR CREEP:

e
e
C 
t
log 2
t1
Δe
ep

t1 t2 Log
time
Variation of e with log time under a given load increment and
definition of secondary consolidation index

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5. LAYERWISE SUMMATION METHOD

Df
p
h1
h2
P13
H h3 σz3=ΔP3
ha
h4 P23=P13+ΔP3
h5
h6 γ.h

Overburden pressure and vertical stress distribution

TRAN MINH TUNG PhD. SOIL MECHANICS 800052 53

5. LAYERWISE SUMMATION METHOD

1. Divide the zone the significant stress in to layers of


thickness not exceeding 1/5b
2. Determine the effective overburden pressure σ’bt at
the center of each layer
3. Determine the increase in vertical stress ΔP due to
foundation pressure P at the center of each layer
along the center line of the footing by the theory of
elasticity.
4. Determine the average modulus of elasticity and
other soil parameters for each of the layers.

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5. LAYERWISE SUMMATION METHOD

p
 N   .D
f
F
Step 1:

pz 
 N     .D
f
F
Step 2: Overburden pressure line P’0: P0'    i .hi
Step 3: The increase vertical stress Δp = σpz
l z
 zp  k o . p z ko   ; 
b b
Step 4: Determine of ha P0'  5. zp P0'  10 . zp

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5. LAYERWISE SUMMATION METHOD

Step 5: Determine the effective overburden P’0 , vertical stress Δp at


the center of each layer by the theory of elasticity

P1i  P0' From consolidation test  e1

P2i  P1i  p From consolidation test  e2

Step 6: Determine consolidated settlement


n n n n
e1i  e2 i i
S   Si   hi S   Si   .pi .hi
i 1 i 1 1  e1i i 1 i 1 Ei
n n
S   S i   a0 i .pi .hi S   Si
i 1 i 1

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