Professional Documents
Culture Documents
The ABAS-3 includes five updated and revised rating forms that incorporate
the research conducted since publication of the previous edition (ABAS-II,
Harrison & Oakland, 2003). In preparing the ABAS-3 forms and accompanying
materials, the content and research base of the ABAS-II were reviewed and
compared to current best practices in adaptive behavior assessment. This
chapter describes the development of the ABAS-3, beginning with its theoretical
background and relationship to the ABAS-II. The chapter then details the
research methodology and samples collected to standardize the ABAS-3.
Theoretical Background
The conceptual structure of the ABAS-3 and its These sources uniformly conclude that every person
predecessors derives from three broad sources of requires a repertoire of functional adaptive skills to
information: meet the demands and expectations of their envi-
1. Concepts of adaptive behavior promoted by the ronment. The conceptual sources also converge on
AAIDD (formerly AAMR) a hierarchical structure for the assessment of adap-
tive behavior. This structure is described in the next
2. Legal and professional standards applicable to sections.
special education and disability classification
systems
3. Research into the diagnosis and classification of
individuals with various disabilities
Hierarchical Structure of More recently, the AAMR (2002) and AAIDD (2010)
Adaptive Behavior concluded that factor analytic research supports
three adaptive skill domains: Conceptual, Social, and
Adaptive skill areas. The AAMR (1992) and the Practical. These three adaptive domains are included
DSM-IV-TR (APA, 2000) proposed that adaptive in the following AAIDD (2010), DSM-IV-TR (APA,
behavior comprises the following 10 specific skills:1 2000), and DSM-5 (APA, 2013) definitions of adaptive
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Communication behavior. The AAIDD (2010, p. 44) describes the three
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Community Use
domains as follows:
··
··
Functional Academics
Conceptual skills: language; reading and writing;
and money, time, and number concepts
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Home/School Living
··Social skills: interpersonal skills, social responsi-
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Health and Safety bility, self-esteem, gullibility, naïveté (i.e., wari-
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Leisure ness), follows rules/obeys laws, avoids being
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victimized, and social problem solving
Self-Care
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Self-Direction ··Practical skills: activities of daily living (personal
care), occupational skills, use of money, safety,
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Social health care, travel/transportation, schedules/
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Work (for young adults and adults)
routines, and use of the telephone
The ABAS-3 continues to provide standardized
The ABAS-3 provides a standardized assessment of assessment of these adaptive domains.
each of these adaptive skill areas, with scaled scores
based on the standardization samples described According to the AAIDD (2010, p. 45), the concept of
below. These adaptive skills can be conceptually adaptive skills implies an array of competencies that
grouped into the three broad adaptive domains may be distilled into three key points:
(Conceptual, Social, and Practical) measured by 1. The assessment of adaptive behavior is based on
the ABAS-3 and included in the AAIDD (2010), the person’s typical (not maximum) performance.
DSM-IV-TR (APA, 2000), and DSM-5 (APA, 2013) 2. Adaptive skill limitations often coexist with
definitions of adaptive behavior. strengths.
In addition, the ABAS-3, like the ABAS-II, assesses: 3. The person’s strengths and limitations in adaptive
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Motor (for young children) skills should be documented within the context
of community and cultural environments typical
Adaptive domains. Another way of understanding of the person’s age peers and tied to the person’s
adaptive behavior is in terms of a two-level hierar- need for individualized supports.
chy consisting of broad-based adaptive domains,
each of which includes several specific skills. His- Ability Versus Frequency in Adaptive
torically, two general groupings of adaptive skills
Behavior Assessment
have been described in the literature and measured
with adaptive behavior scales: personal indepen- A fundamental distinction within adaptive behavior
dence and social responsibility (AAMR 1992, 2002; assessment is between a person’s ability to display or
AAIDD, 2010; Horn & Fuchs, 1987). Grossman (1983) perform a behavior in light of past performance, and
described these two aspects as “what people do to take the frequency of a person’s actual and continued dis-
care of themselves and relate to others” (p. 42). play or performance of a behavior. The WHO’s Inter-
national Classification of Functioning, Disability and
Health (World Health Organization, 2001, 2007) under-
scores this distinction between abilities and perfor-
mance (in WHO terms, activities versus performance).
1 The grouping of adaptive skill areas into adaptive domains is based on AAMR (2002) guidelines. Although Health and Safety is listed
in both the Conceptual and Practical adaptive domains by the AAMR (2002b), based on the ABAS-3 item content, Health and Safety is
included in the ABAS-3 Practical adaptive domain only. Although the latest editions of the AAMR manual (2002), AAIDD manual (2010),
and DSM-5 (2013) do not require measurement of the specific adaptive skill areas outlined in the AAMR (1992) guidelines, the latest
editions describe comparable types of adaptive skills in the description of the Conceptual, Social, and Practical adaptive domain areas.
Standardization Study
The ABAS-3 standardization study included three from March 2013 to September 2014. The sampling
independently collected samples: Infant and Pre- methods are designed to include cases with mild
school (ages 0–5; Parent/Primary Caregiver and disabilities, as long as the severity does not preclude
Teacher/Daycare Provider forms), School (ages 5–21; mainstream activities (such as general education).
Parent and Teacher forms), and Adult (ages 16–89; Over a large standardization sample, these methods
Adult Form, self-report and rated by others). Taken are designed to include these mild problems at their
together, these samples consisted of 7,737 research population base rate.
forms completed by respondents who reported on the
adaptive behavior of 4,500 individuals. Characteristics of the Standardization
For each person included as a case in the standard- Sample
ization sample, one or two respondents completed The standardization samples were obtained by
an ABAS-3 research form about that person. For recruiting data collectors from across the United
example, for most school-age children, a parent States who had access to persons ages 0 to 89, and to
completed a Parent Form and a teacher completed respondents able to report on those persons’ adap-
a Teacher Form (see Table 4.5). In every case, respon- tive behavior. Standardization data were collected
dents were those who had extensive knowledge at 56 sites in 24 states in all four major U.S. Cen-
about the daily adaptive skills of the person, as well sus regions. Each data collector obtained access to
as frequent opportunities of long duration to observe individuals through schools, clinics, day-care centers,
the person’s skills and responses to environmental or community organizations. The goal was to collect
demands. Information about the respondent is listed a sample representative of the U.S. population in
in Table 4.6. Respondents for 0- to 5-year-olds com- terms of ethnicity, gender, and household education
pleted the Parent/Primary Caregiver or Teacher/ level (an accepted index of socioeconomic status).
Daycare Provider forms; respondents for 5- to The demographic characteristics of the ABAS-3 stan-
21-year-olds completed the Parent or Teacher forms; dardization samples are described in Tables 4.2–4.5.
and respondents for 16- to 89-year-olds completed In general, deviations from the U.S. Census involved
the Adult Form, either as a self-report or as rated by some overrepresentation of White individuals and
others. Additional respondents, as well as certain those of higher educational attainment. Discrepan-
respondents in the standardization sample, com- cies of geographic region, though also present, have
pleted multiple forms for the reliability and validity not been shown to have a consistent effect on scores
studies, which are detailed in Chapter 5. Standardiza- from behavior rating scales.
tion data were collected over an 18-month period,
Gender Gender
Male 723 50.9 49.2 Male 960 50.6 49.2
Female 697 49.1 50.8 Female 936 49.4 50.8
Race/Ethnicityb Race/Ethnicityb
Asian 68 4.8 4.6 Asian 58 3.1 4.6
Black/African American 198 13.9 13.8 Black/African American 462 24.4 14.2
Hispanic Origin 245 17.3 25.7 Hispanic Origin 422 22.3 22.6
Native Hawaiian/ 2 0.1 0.2 Native Hawaiian/ 2 0.1 0.2
Pacific Islander Pacific Islander
American Indian/ 3 0.2 0.9 American Indian/ 39 2.1 0.9
Alaska Native Alaska Native
White 800 56.3 50.2 White 822 43.4 54.2
Other 104 7.3 4.6 Other 91 4.8 3.3
Note. Total N = 1,420. Due to rounding, total percentages may not Note. Total N = 1,896. Due to rounding, total percentages may not
equal 100.0%. equal 100.0%.
aU.S. Census Bureau (2012). Race/Ethnicity based on ages 0–5; aU.S. Census Bureau (2012). Race/Ethnicity based on ages 5–21;
parents’ educational level based on ages 25–44 (those most likely parents’ educational level based on ages 25–64 (those most likely
to have children ages 0–5); gender and region based on the general to have children ages 5–21); gender and region based on the general
population. population.
bIndividuals of Hispanic origin are included in the race/ethnicity bIndividuals of Hispanic origin are included in the race/ethnicity
category under “Hispanic Origin”; the remaining race/ethnicity category under “Hispanic Origin”; the remaining race/ethnicity
categories include only individuals of non-Hispanic origin. Individuals categories include only individuals of non-Hispanic origin. Individuals
of two or more races (n = 93) are included in the “Other” category. of two or more races (n = 61) are included in the “Other” category.
Gender
Male 580 49.0 49.2
Female 604 51.0 50.8
Race/Ethnicityb
Asian 55 4.6 5.1
Black/African American 240 20.3 12.0
Hispanic Origin 148 12.5 15.1
Native Hawaiian/Pacific Islander 14 1.2 0.2
American Indian/Alaska Native 15 1.3 0.7
White 659 55.7 65.6
Other 53 4.5 1.4
Note. Total N = 1,184. Due to rounding, total percentages may not equal 100.0%.
aU.S. Census Bureau (2012). Race/Ethnicity based on ages 16–89; educational level based on
ages 18 and over; gender and region based on the general population.
bIndividuals of Hispanic origin are included in the race/ethnicity category under “Hispanic
Origin”; the remaining race/ethnicity categories include only individuals of non-Hispanic origin.
Individuals of two or more races (n = 39) are included in the “Other” category.
Note. In the ages 0–5 sample, 2,028 forms were administered to 1,420 individuals, with 545 individuals rated using both the Parent/Primary Caregiver
and Teacher/Daycare Provider forms. In the ages 5–21 sample, 3,694 forms were administered to 1,896 individuals, with 1,349 individuals rated using
both the Parent and Teacher forms. In the ages 16–89 sample, 2,015 forms were administered to 1,184 individuals, with 831 individuals rated by self-
report and by others using the Adult Form.
Derivation of Adaptive Skill Area For children younger than 1 year, the ABAS-3 does
Scaled Scores not provide norms for the Community Use, Func-
tional Pre-Academics, and Home Living adaptive
For each age group, the total raw scores of each skill areas, because most behaviors in these areas
adaptive skill area were converted into scaled scores have not yet developed in children this young. The
with a mean of 10 and a standard deviation of 3. The Community Use adaptive skill area is not included
raw score distributions were evaluated separately on the Teacher/Daycare Provider Form because most
in each age stratum. Meaningful departures from teachers do not regularly observe their students out-
normality occurred in most distributions, especially side of the classroom. The Motor adaptive skill area,
in the extreme upper and lower age strata. Therefore, which measures fine and gross motor development,
instead of calculating linear standard scores, normal- is included only on the Parent/Primary Caregiver and
ized raw score distributions were reconstituted from Teacher/Daycare Provider forms. The Work adap-
percentile ranks in the original raw score distribu- tive skill area is included on the Parent, Teacher, and
tions (Anastasi & Urbina, 1997). Adult forms but is only completed by respondents if
The normalized distributions were used to estimate the individual has a part-time or full-time job. The
means and standard deviations for each age group, ABAS-3 does not provide norms for the Work adap-
after which smoothing methods were applied. These tive skill area for ages 5 to 16 years on the Parent and
methods use the stable variance of the entire stan- Teacher forms or for ages 75 to 89 years on the Adult
dardization sample to adjust for random fluctuations Form, because most individuals in these age ranges
in variance due to smaller sample sizes within each are not employed.
age stratum.
Derivation of the General Adaptive
The estimated smoothing curves for the adaptive skill
Composite and Adaptive Domain
area data conformed to simple growth curve expec-
tations—that is, second-order polynomials (steep Standard Scores
growth in early years, flattening out in later years) To derive the General Adaptive Composite and adap-
or third-order polynomials (slow growth in early tive domain standard scores (M = 100, SD = 15), the
years, steeper growth in middle years, and flattening adaptive skill area scaled scores comprising each
growth toward maturity). Minor hand-smoothing was adaptive domain were summed. The distributions
required at the extremes of the standard score distri- of these summed scores were examined for each age
butions to ensure the expected progression of scores group and form. In some age ranges, the distributions
when a child transitions from one age stratum to the were approximately normal, but in others, there were
next. The scaled score equivalents of adaptive skill meaningful departures from normality. In particular,
area raw scores are provided in Appendix A. the upper tails of these distributions were often com-
pressed by ceiling effects (i.e., a high proportion of
scores at the top of the possible score range) because
typical adaptive behaviors are well developed for
most individuals without disabilities.