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NEURODEGENERATIVE TAUOPATHIES
Virginia M-Y Lee,1 Michel Goedert,2
and John Q Trojanowski1
1Center for Neurodegenerative Disease Research, Department of Pathology and
Laboratory Medicine, University of Pennsylvania School of Medicine, Philadelphia,
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INTRODUCTION
The study of sporadic and familial neurodegenerative diseases over the past decade
has led to the realization that many of these disorders are characterized by distinct
hallmark brain lesions that have in common the formation of filamentous de-
posits of abnormal brain proteins. Thus, a group of heterogeneous dementias and
0147-006X/01/0621-1121$14.00 1121
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which to present an update on the increasing number of pathogenic tau gene mu-
tations, as well as a summary of the neuropathological and biochemical profiles of
the tau pathologies in FTDP-17. Finally, the review concludes with an update of
the current status of efforts to develop transgenic (TG) and other animal models
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Figure 1 Schematic representation of the human tau gene and the six central nervous system
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(CNS) tau isoforms generated by alternative mRNA splicing. The human tau gene contains 16
exons, including exon (E)0, which is part of the promoter. Alternative splicing of E2, E3, and E10
(gray boxes) produces the six tau isoforms. E6 and E8 (stippled boxes) are not transcribed in the
human CNS. E4a (striped box), which is also not transcribed in the human CNS, is expressed in
the peripheral nervous system, leading to the larger tau isoforms, termed big tau (see text). The
black bars depict the 18–amino acid microtubule binding repeats and are designated R1 to R4.
The relative sizes of the exons and introns are not drawn to scale.
Since its discovery >25 years ago, a number of well-defined functions of tau
protein have been discovered and extensively characterized (for review, see Buée
et al 2000). Most notably, tau binds to and stabilizes microtubules (MTs), in ad-
dition to promoting MT polymerization (Weingarten et al 1975, Cleveland et al
1977b). The MT binding domains of tau are localized to the carboxy-terminal half
of the molecule within the four MT binding motifs. These motifs are composed of
highly conserved 18–amino acid long binding elements separated by flexible, but
less conserved, interrepeat sequences that are 13–14 amino acids long (Himmler
et al 1989, Lee et al 1989, Butner & Kirschner 1991). The binding of tau to MTs
is a complex process mediated in part by a flexible array of weak MT binding sites
that are distributed throughout the MT binding domain delineated by these repeats
and their interrepeat sequences (Lee et al 1989, Butner & Kirschner 1991). In ad-
dition, sequences flanking the repeats contribute to microtubule binding (Gustke
et al 1994). 4R-tau isoforms are more efficient at promoting MT assembly and
have a greater MT binding affinity than do 3R-tau isoforms (Goedert & Jakes
1990, Butner & Kirschner 1991). It is interesting to note that the interrepeat se-
quence between the first and second MT binding repeats has more than twice
the binding affinity of any individual MT binding repeat (Goode & Feinstein
1994). This region is unique to 4R-tau and is believed to be responsible for the
higher MT binding affinity of 4R-tau isoforms compared with 3R-tau isoforms
(Goedert & Jakes 1990). Notably, because other microtubule-associated proteins
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probably perform similar functions, it is possible they can compensate for a defi-
ciency or loss of tau, which may account for the report that tau knockout mice did
not have any overt phenotype (Harada et al 1994). However, a more recent study
has reported some subtle behavioral impairments in older knockout mice (Ikegami
et al 2000).
There are 79 potential serine (Ser) and threonine (Thr) phosphate acceptor residues
in the longest tau isoform, and phosphorylation at ∼30 of these sites has been
reported in normal tau proteins (reviewed in Billingsley & Kincaid 1997, Buée
et al 2000). Tau phosphorylation is developmentally regulated such that fetal tau is
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Buée et al 2000). They all dephosphorylate tau in vitro with overlapping speci-
ficities; however, their role in vivo is unclear. Both PP2A and PP2B are present in
human brain tissue, and they dephosphorylate tau in a site-specific manner. Both
enzymes dephosphorylate Ser396 (Matsuo et al 1994), whereas PP2A also dephos-
phorylates tau at multiple additional sites (Goedert et al 1992a, Drewes et al 1993,
Billingsley & Kincaid 1997). Of the phosphatase activity in rat brain, PP2A is the
major activity toward tau phosphorylated by a number of protein kinases (Goedert
et al 1992a, 1995a). PP1 and PP2A bind to tau, and this interaction is believed
to mediate an association with MTs (Sontag et al 1995, Liao et al 1998). PP2A
has also been demonstrated to bind directly to MTs, an interaction that regulates
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its activity in vitro (Sontag et al 1999). Lastly, inhibition of PP1 and PP2A by
okadaic acid in cultured human NT2N neurons results in increased tau phospho-
rylation, accompanied by decreased tau binding to MTs, selective destruction of
stable MTs, and rapid degeneration of axons (Merrick et al 1997). As with the
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Figure 2 Schematic representation of Western blot banding patterns of insoluble and solu-
ble tau from different tauopathies. The cartoon depicts the typical banding pattern of nonde-
phosphorylated and dephosphorylated insoluble (filamentous) tau (top panels) as well as sol-
uble tau (bottom panels) from brains of patients with the diseases indicated following resolu-
tion by sodium dodecyl sulphate–polyacrylamide gel electrophoresis and immunoblotting with
phosphorylation-independent anti-tau antibodies. Nondephosphorylated insoluble tau from the
brain of patients with Alzheimer’s disease (AD) and some frontotemporal dementia and parkin-
sonism linked to chromosome 17 (FTDP-17), mutations that do not affect splicing (V337M and
R406W), runs as three major bands of 68, 64, and 60 kDa and as a minor, variable band of 72
kDa. When dephosphorylated, it resolves into six bands that correspond to soluble tau. In corti-
cobasal degeneration (CBD) and progressive supranuclear palsy (PSP), as well as FTDP-17 with
the P301L mutation, the two prominent 68- and 64-kDa insoluble tau bands are detected (the
72-kDa minor band is variably detected) and align with four tandem repeat sequences (4R-tau)
following dephosphorylation. The soluble fraction shows all six isoforms, indicating that there is
selective aggregation of 4R-tau. In contrast, in FTDP-17 mutations that affect mRNA splicing,
there is expression of predominantly soluble 4R-tau throughout the entire brain. Only 4R-tau is
deposited in a filamentous form. In Pick’s disease (PiD) and some FTDP-17 mutations (K257T,
G389R) that do not affect splicing, the lower two 64- and 60-kDa insoluble tau bands predomi-
nate. Following dephosphorylation, a predominance of 3R-tau is observed. All six tau isoforms
are expressed in the soluble fraction in PiD. Major tau proteins are depicted by solid bars and the
thickness of the bars correlates with the relative abundance of the specific tau isoform. A dashed
bar is used to depict the minor, and more variable, 72- and 68-kDa tau isoforms.
have also been found to be phosphorylated to some extent in tau proteins isolated
from biopsies of normal human brain (Matsuo et al 1994), it is clear that PHFtau
is hyperphosphorylated and abnormally phosphorylated (Morishima-Kawashima
et al 1995, Hasegawa et al 1996, Hoffmann et al 1997, Zheng-Fischhofer et al
1998).
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the cytoskeletal network. Thus, it is possible that the cdk5/p25 complex may play
a mechanistic role in the conversion of normal tau into PHFtau in AD; however, it
will be important to confirm and extend these results in additional in vitro and in
vivo studies.
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The mechanisms underlying PHF formation in neurons are still unclear, but it
is possible that hyperphosphorylation disengages tau from MTs, thereby increas-
ing the pool of unbound tau. Unbound tau may be more resistant to degradation
and more prone to aggregate than MT-bound tau. This suggests that an increased
ability of pathological tau to intereact with MTs may be beneficial. The organic
osmolytes trimethylamine N-oxide and betaine have been shown to increase
tau-promoted assembly of MTs (Tseng & Graves 1998). These compounds were
also shown to restore the ability of tau phosphorylated by cAMP-dependent protein
kinase or GSK-3β to promote MT assembly (Tseng et al 1999). Tau is a highly
flexible, extended molecule with little secondary structure (Schweers et al 1994,
Goedert et al 1999a, Barghorn et al 2000). By circular dichroism spectroscopy,
it appears as a random coil (Cleveland et al 1977a), even when carrying
FTDP-17 mutations (Goedert et al 1999a, Barghorn et al 2000) or in the pres-
ence of trimethylamine N-oxide (Tseng & Graves 1998). Binding of tau to MTs
generates some ordered structures, indicating that MTs can induce conformational
changes in tau (Woody et al 1983). Trimethylamine N-oxide and betaine probably
induce a tubulin and/or tau conformational change that favors assembly.
Along related lines, Lu et al (1999) demonstrated that the prolyl isomerase Pin1
binds to a single phosphothreonine residue (Thr231) in tau and that this restored
the ability of tau phosphorylated by cdc2 kinase to intereact with MTs. Pin1 was
reported to copurify with PHFs, resulting in a depletion of soluble Pin1 in AD
brain. Because depletion of Pin1 is believed to induce mitotic arrest and apoptotic
cell death, its sequestration in NFTs could contribute to neurodegeneration.
SPORADIC TAUOPATHIES
The amyloid cascade hypothesis for the pathogenesis of AD proposes that the
deposition and fibrillization of Aβ peptides to form extracellular senile plaques is
the central event that causes formation of NFTs and neuronal loss (Hardy & Allsop
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with corresponding neuronal loss and gliosis. Within these brain regions, there is
a high density of fibrillary tau pathology, including neuropil threads, and NFTs that
are typically round or globose (Pollock et al 1986, Hauw et al 1994, Litvan et al
1996). Glial fibrillary tangles in both astrocytes (tufted astrocytes) and oligoden-
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drocytes (coiled bodies) are also often present (Hauw et al 1990, Yamada et al 1992,
Komori 1999). In contrast to AD, ultrastructural analysis of these neurofibrillary
lesions has revealed 15- to 18-nm straight filaments, and filaments with a long
periodicity have also been observed (Tellez-Nagel & Wisniewski 1973, Roy et al
1974).
The filamentous tau pathology of PSP correlates with the biochemical identifi-
cation of insoluble, hyperphosphorylated tau in affected brain regions. However,
in contrast to the three major bands identified in AD, only the two high Mr bands
(68 and 64 kDa) are present (the minor 72-kDa band is variably detected) (Flament
et al 1991, Vermersch et al 1994) (Figure 2). These bands are made of hyperphos-
phorylated tau isoforms with four MT repeats (Spillantini et al 1997, Sergeant et al
1999). They exhibit the same profile of phosphorylation-dependent tau epitopes
as those detected in PHFtau from AD brains (Schmidt et al 1996). Furthermore,
in PSP, the relative abundance of tau mRNA containing E10 has been reported to
be increased in the brainstem but not in the cortex, which is consistent with the
distribution of the neurofibrillary pathology (Chambers et al 1999).
Polymorphisms in the tau gene may contribute to the risk of developing PSP
because a polymorphic dinucleotide repeat in the intron between E9 and E10 of the
tau gene has been linked to PSP (Conrad et al 1997). Subjects with the homozygous
tau allele A0, characterized by 11 TG repeats, were found to be overrepresented in
PSP patients (95.5%) compared with controls (57.4%) and AD (49.7%) patients.
Subsequent studies have confirmed this correlation in the Caucasian (but not Asian)
population (Bennett et al 1998, Higgins et al 1998, Hoenicka et al 1999, Morris
et al 1999a). Moreover, two extended tau gene haplotypes consisting of eight
common single-nucleotide polymorphisms in addition to the dinucleotide repeat
polymorphism have been described (Baker et al 1999). The haplotypes are in
complete linkage dysequilibrium and span the entire human tau gene. The more
common haplotype, H1, is significantly overrepresented in Caucasians with PSP.
In addition, two missense mutations in E4a are associated with the H1 haplotype
and have been linked to PSP, and a 238-bp deletion in the intron flanking E10 of
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the tau gene is inherited as part of the less-common H2 extended haplotype and
thus shows a negative assciation with PSP (Higgins et al 1998, Baker et al 1999,
Bonifati et al 1999, Ezquerra et al 1999). The relationships of the H1 haplotype
and the A0 allele to the pathogenesis of PSP are unknown, but it is possible that
the 238-bp deletion flanking E10 in the H1 haplotype might affect E10 splicing,
thereby increasing the relative proportion of 4R-tau.
CBD is an adult-onset progressive neurodegenerative disorder involving the
cerebral cortex, deep cerebellar nuclei, and substantia nigra, in association with
prominent neuronal achromasia (Rebeiz et al 1967, 1968). Neuropathological ex-
amination shows depigmentation of the substantia nigra, as well as an asymmetric
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frontoparietal atrophy that is often most severe in the pre- and postcentral regions.
In affected regions, there is neuronal loss with spongiosis, gliosis, and prominent
glial and neuronal intracytoplasmic filamentous tau pathology (Iwatsubo et al 1994,
Mori et al 1994). The glial tau pathology in CBD consists of characteristic astro-
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Manchester Groups 1994, Dickson 1998). Pick bodies are detected by antibodies
to hyperphosphorylated tau and are most numerous in layers II and VI of the neo-
cortex and in the dentate granule neurons of the hippocampus (Iwatsubo et al 1994,
Probst et al 1996). Ultrastructurally, Pick bodies are composed of a mixture of
wide, straight filaments and wide, long-period twisted filaments (Munoz-Garcia &
Ludwin 1984, Murayama et al 1990, Dickson 1998).
Western blot analyses have revealed that the insoluble tau in PiD is distinct
from that in AD, CBD, and PSP in that it comprises two major bands of 60 and 64
kDa and a variable, minor band of 68 kDa (Buée-Scherrer et al 1996, Delacourte
et al 1996, Lieberman et al 1998) (Figure 2). Because the two major PiD tau
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bands appear to lack the MT binding repeat encoded by E10, they are believed
to be composed exclusively of 3R-tau (Sergeant et al 1997, Mailliot et al 1998).
Ser262 has been shown not to be phosphorylated, in contrast to AD, CBD, or PSP
(Probst et al 1996, Delacourte et al 1998). However, a separate study has detected
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a signal in Pick bodies and PiD tau using an antibody specific for phosphorylated
Ser262 (Lieberman et al 1998). This may reflect heterogeneity of phosphorylation
at Ser262 in PiD.
In contrast to PiD, the majority of patients with FTD show frontotemporal neu-
ron loss, gliosis, and microvacuolar (spongiform) change but no disease-specific
diagnostic lesions. This neuropathological entity is referred to by several names,
including frontotemporal lobar degeneration (FTLD) and dementia lacking dis-
tinctive histology (DLDH), but there is no agreement on the most appropriate
nomenclature for this form of FTD (Mann 1998). However, this may change
soon because one study has defined this neuropathology more precisely using
quantitative morphometric methods (Arnold et al 2000). Moreover, recent evi-
dence suggests that FTLD (DLDH) may be a novel tauopathy that is caused by
a selective reduction or complete loss of all six brain tau isoforms in affected
and unaffected brain regions (Zhukareva et al 2001). The explanation for this is
enigmatic because there was no concomitant loss of tau mRNA compared with
control and AD brains. Although the majority of FTD patients with FTLD (DLDH)
neuropathology showed a dramatic loss of tau protein in brain regions with and
without neuronal degeneration, others showed less-substantial but still statistically
significant reductions in brain tau levels. Although the pathogenic mechanism un-
derlying this marked reduction in all six brain tau proteins in FTLD (DLDH) is not
known, the consequence of this loss may be similar to the losses of tau function
resulting from some of the tau gene mutations in FTDP-17.
in glial cells (reviewed in Spillantini et al 1998a, Crowther & Goedert 2000, Hong
et al 2000). The first such disorder was linked to chromosome 17 in 1994, when
Wilhelmsen et al (1994) described a familial disease they called “disinhibition-
dementia-parkinsonism-amyotrophy complex” and demonstrated genetic linkage
of this disease to chromosome 17q21-22. Subsequently, a number of related neu-
rodegenerative disorders were linked to the same region on chromosome 17 (Wijker
et al 1996, Bird et al 1997, Foster et al 1997, Heutink et al 1997, Murrell et al
1997, Lendon et al 1998). Clinically, they are characterized primarily by FTD and
parkinsonism (Foster et al 1997), but the different FTDP-17 syndromes appear to
reflect the burden of tau pathology and degeneration in brain regions known to
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shown with known coding region mutations indicated above. The gray boxes near the amino
terminus represent the alternatively spliced inserts encoded by exons (E)2 and E3, whereas the
black boxes represent each of the four microtubule (MT) binding repeats (not drawn to scale).
The second MT binding repeat is encoded by E10. Part of the mRNA sequence encoding E10 and
the intron following E10 is shown. Mutations in E10 and the downstream intron are indicated.
Intronic nucleotides that are part of intron 10 are shown in lower case.
The regulation of splicing of E10 in the tau gene appears to be complex and may
involve multiple cis-acting regulatory elements that either enhance or inhibit the
utilization of the E10 50 splice site, many of which are affected by the mutations
identified in the tau gene (D’Souza et al 1999, Grover et al 1999, D’Souza &
Schellenberg 2000, Gao et al 2000, Jiang et al 2000). Splicing regulatory elements
within E10 appear to include an exon-splicing enhancer (ESE) and an exon splicing
silencer (ESS) (D’Souza et al 1999, D’Souza & Schellenberg 2000, Gao et al 2000).
The ESE consists of three domains, a potential SC35 binding element, a purine-rich
sequence, and an AC-rich sequence (D’Souza & Schellenberg 2000). Immediately
downstream of the ESE within E10 is a purine-rich ESS. The flanking exons of the
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tau gene also appear to affect E10 splicing (Gao et al 2000). For example, it appears
that E9 and E11 exert opposite effects, i.e. E9 may promote E10 splicing, whereas
E11 may suppress it. Lastly, intronic sequences immediately downstream of E10
inhibit its splicing (D’Souza et al 1999, Grover et al 1999, D’Souza & Schellenberg
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2000, Gao et al 2000, Jiang et al 2000). This inhibition may be secondary to the
formation of a stem-loop structure that sequesters the E10 50 splice site from
the splicing machinery, including the U1- and U6-snRNPs (Grover et al 1999;
Varani et al 1999, 2000; Jiang et al 2000) (Figure 3). The determination of the
three-dimensional structure of a 25-nucleotide-long RNA from the E10 50-intron
junction by nuclear magnetic resonance spectroscopy has shown that this sequence
forms a stable, folded stem-loop structure (Varani et al 1999, 2000). The stem
consists of a single G-C base pair that is separated from a double helix of 6 bp by
an unpaired adenine (Figure 3). As is often the case with single-nucleotide purine
bulges, the unpaired adenine at position −2 does not extrude into solution but
intercalates into the double helix. The apical loop consists of six nucleotides that
adopt multiple conformation in rapid exchange. Known intronic mutations and
the mutations in codon 305 are located in the upper part of the stem and reduce
the thermodynamic stability of the stem loop (Varani et al 1999, 2000; Yasuda
et al 2000). Moreover, the relative proportions of 3R-tau and 4R-tau isoforms
from nonhuman species correlate with the predicted stability of this stem-loop
structure (Grover et al 1999). However, another study has concluded that this ESS
may function as a linear sequence that is independent of a stem-loop structure
(D’Souza & Schellenberg 2000).
Pathogenic FTDP-17 mutations in the tau gene may alter E10 splicing by af-
fecting several of the regulatory elements described above. Thus, the intronic
mutations, as well as the exonic mutations at codon 305 (S305N and S305S),
may destabilize the inhibitory stem-loop structure (Grover et al 1999, Varani et al
1999) (Figure 3). The S305N mutation and the +3 intronic mutation may also
enhance E10 splicing by increasing the strength of the 50 splice site (Spillantini
et al 1998c, Iijima et al 1999). However, the finding that the S305S mutation that
weakens the E10 50 splice site also leads to a predominance of 4R-tau argues against
this effect of these mutations (Stanford et al 2000). The N279K mutation may
improve the function of the ESE by lengthening the purine-rich sequence within
this regulatory element (TAAGAA to GAAGAA), thus enhancing E10 splicing
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and 3R-tau may bind to distinct sites on MTs (Goode & Feinstein 1994, Goode
et al 1997), and it is possible that a specific ratio of tau isoforms is necessary for
normal MT function. Thus, the altered ratio of 3R/4R-tau may directly affect MT
function. In addition, overproduction of 4R-tau may lead to an excess of free tau
in the cytoplasm, leading to its hyperphosphorylation and assembly into filaments.
In contrast to the FTDP-17 mutations discussed above, other mutations alter the
ability of tau to interact with MTs. Specifically, mutations K257T, G272V, 1K280,
P301L, P301S, V337M, G389R, and R406W reduce the binding of tau to MTs
and decrease its ability to promote MT assembly in in vitro assays (Hasegawa
et al 1998, Hong et al 1998, Bugiani et al 1999, D’Souza et al 1999, Murrell
et al 1999, Rizzu et al 1999, Barghorn et al 2000, Pickering-Brown et al 2000,
Rizzini et al 2000). These effects are not observed with the tau missense muta-
tions that affect E10 splicing (Hong et al 1998, D’Souza et al 1999, Hasegawa et al
1999). Similar effects on MT function are observed when tau is expressed in a
variety of cell lines, including SHSY5Y neuroblastoma cells (Dayanandan et al
1999), Chinese hamster ovary (CHO) cells (Dayanandan et al 1999, Matsumura
et al 1999, Vogelsberg-Ragaglia et al 2000), monkey kidney (COS) cells (Arawaka
et al 1999, Sahara et al 2000), and Sf9 insect cells (Frappier et al 1999). Expression
of a variety of tau missense mutations including G272V, 1280K, P301L, V337M,
and R406W in these cells caused varying degrees of reduced MT binding, disorga-
nized MT morphology, and defects in MT assembly and MT instability. However,
in two studies, many mutations had only a modest or no effect on MT binding
and/or function, both in in vitro assays and in transfected cell lines (DeTure et al
2000, Sahara et al 2000). The discrepancies between these and other studies are
most likely due to the differences in the levels of expression, the methods used for
the quantification of tau levels, and the binding of tau to MTs. Nevertheless, even
if these missense mutations cause only a modest reduction in MT binding affinity,
this could have large cumulative effects on affected neurons over the human life
span. Furthermore, increased cytosolic concentrations of unbound mutant tau pro-
teins may facilitate aggregation of these abnormal proteins, with or without their
WT counterparts, into filamentous inclusions.
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A subset of missense tau gene mutations may cause FTDP-17, at least in part,
by promoting tau aggregation. Several studies have demonstrated that some of
these mutations, including K257T, G272V, 1280K, P301L, P301S, V337M, and
R406W, promote heparin- or arachidonic acid–induced tau filament formation in
vitro relative to WT tau (Arrasate et al 1999, Nacharaju et al 1999, Goedert et al
1999a, Barghorn et al 2000, Gamblin et al 2000, Rizzini et al 2000). Furthermore,
aggregation of mutant tau proteins in intact cells also has been demonstrated.
Thus, CHO cells expressing tau with the 1K280 mutation, but not other mutations
(V337M, P301L, and R406W), formed insoluble amorphous and fibrillar tau ag-
gregates (Vogelsberg-Ragaglia et al 2000). In addition, expression of the 1K280,
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and R406W mutants in CHO and other cells led to reduced levels of tau phospho-
rylation relative to other mutant constructs and WT tau (Dayanandan et al 1999,
Matsumura et al 1999, Perez et al 2000, Sahara et al 2000, Vogelsberg-Ragaglia
et al 2000).
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All known mutations in the tau gene lead to the formation of filaments made
of hyperphosphorylated tau protein (Crowther & Goedert 2000). However, the
fibrillary lesions observed with mutations in E10 or the intron following E10 are
biochemically and ultrastructurally distinct from the lesions caused by mutations
that are located outside E10. Coding region mutations located outside E10 affect all
six isoforms of tau. Thus, as one might predict, tau fibrillary lesions are composed
of all six tau isoforms (Hong et al 1998, Murrell et al 1999, Van Swieten et al
1999) (Figure 2). For some mutations (V337M and R406W), the morphologies
and biochemical characteristics of tau filaments are indistinguishable from those
of AD (Spillantini et al 1996, Hong et al 1998, Van Swieten et al 1999). Other
coding region mutations located outside E10 (K252T, G272V, E342V, and G389R)
give rise to a tau pathology that closely resembles that of PiD (Spillantini et al
1998b, Murrell et al 1999, Lippa et al 2000, Rizzini et al 2000). In contrast,
mutations located within E10 itself or the intron following E10 lead to aggregation
of predominantly 4R-tau (Clark et al 1998; Hong et al 1998; Hutton et al 1998;
Reed et al 1998; Spillantini et al 1998b,c; Hulette et al 1999; Mirra et al 1999;
Nasreddine et al 1999; Goedert et al 1999b; Yasuda et al 2000). Ultrastructurally,
these lesions are composed of twisted ribbons that are similar to the filaments
observed in 4R-tau disorders, particularly CBD (Reed et al 1998, Spillantini et al
1998b, Bird et al 1999, Bugiani et al 1999, Delisle et al 1999, Hulette et al 1999,
Iijima et al 1999, Mirra et al 1999, Goedert et al 1999b, Yasuda et al 2000).
Finally, a family with a syndrome known as hereditary dysphasic disinhibition
dementia 2 (HDDD2), which appears similar to some of the syndromes seen in
FTDP-17 kindreds, has been reported to show linkage to 17q21-22 with a lod
(logarithm of odds) score of 3.68; however, no tau gene mutation or any other
genetic abnormality has been identified in this family (Lendon et al 1998). It is
surprising, however, that recent studies of three brains from affected members of
the HDDD2 kindred revealed that HDDD2 shares significant neuropathological
and biochemical abnormalities with sporadic FTD patients classified as FTLD
(DLDH) (Lendon et al 1998, Zhukareva et al 2001). As discussed above regarding
FTLD (DLDH), the loss of tau proteins in several of the HDDD2 brains, together
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with the preservation of tau mRNA, suggests that the abundance of tau protein may
be controlled posttranscriptionally, either at the level of tau mRNA translation or
through mechanisms that regulate mRNA stability. Thus, the HDDD2 kindred
appears to be the familial counterpart of sporadic FTLD (DLDH), both of which
may define a novel and distinct tauopathy caused by a reduction of brain tau.
Although the biochemical and structural characteristics of the tau aggregates
in FTDP-17 appear to be predictable, based on our understanding of the func-
tions of tau protein and tau gene splicing, the basis for the clinical phenotypes
and topographical distributions of pathology is more enigmatic. For example, it
is not clear why the clinical and neuropathologic phenotype of individuals with
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FTDP-17 mutations ranges from FTD (including subtypes thereof, such as PiD,
CBD, and PSP) to multisystem neurodegeneration. However, some tau gene mu-
tations cause a similar phenotype in different families or in different members of
the same family. For instance, the N279K mutation typically causes a phenotype
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Figure 4 Model of disease pathways in tauopathies. Mutations and/or polymorphisms in the tau
gene in conjunction with environmental and additional genetic factors initiate pathogenic processes
that cause regional and cell type–specific tau pathology and neurodegeneration, thus leading to
specific clinicopathologic phenotypes. PiD, Pick’s disease; CBD, corticobasal degeneration; PSP,
progressive supranuclear palsy; FTDP-17, frontotemporal dementia and parkinsonism linked to
chromosome 17.
Initial reports described TG mouse lines expressing 4R2N or 3R0N human tau
utilizing cDNA constructs with either the Thy1 or the 3-hydroxy-3-methylglutaryl
coenzyme A reductase promoters (Götz et al 1995, Brion et al 1999). Both lines
developed somatodendritic expression of tau, suggestive of “pretangle” pathology,
but no filamentous tau inclusions were observed and the animals were phenotyp-
ically normal. The lack of filament formation may have been due to the rela-
tively modest expression levels of human tau, and this notion is supported by the
Annu. Rev. Neurosci. 2001.24:1121-1159. Downloaded from www.annualreviews.org
by Open University on 07/11/13. For personal use only.
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1142
Tau, 4R/0N, Prion protein Neurofibrillary tangles in brain and spinal Motor and behavioral Lewis et al (2000)
P301L cord; somatodendritic tau expression deficits; amyotrophy
Tau, 4R/2N, Thy1 Neurofibrillary tangles in brain and spinal Götz et al (2001)
P301L cord; somatodendritic tau expression
Tau, genomic Endogenous Axonal expression Normal Duff et al (2000)
ApoE4 Multiple Phosphorylated tau expression in Motor dysfunction Tesseur et al (2000)
neocortex, hippocampus, and amygdala and amyotrophy
p25 Neuron specific Phosphorylated tau expression in Increased loco- Ahlijanian
enolase cortex, amygdala, and thalamus motor activity et al (2000)
Anti-NGF Cytomegalovirus Phosphorylated tau expression in Spatial memory and Capsoni
IgH/Igκ early region cortex and hippocampus with object recognition et al (2000)
associated neuron loss impairment
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April 7, 2001 15:58 Annual Reviews AR121-37
signs of amytrophy. Mice doubly transgenic for 4R2N tau and GSK-3β showed
increased levels of tau phosphorylation and a marked reduction in the number of
spheroids and associated histological and behavioral changes at 3–4 months of age
(Spittaels et al 2000). In this system, therefore, hyperphosphorylation of tau corre-
by Open University on 07/11/13. For personal use only.
lates inversely with pathology. Although the tau pathology most closely resembles
that observed in the amyotrophic lateral sclerosis/parkinsonism–dementia complex
(Matsumoto et al 1990), it differs in several respects from that found in human
diseases. Thus, besides tau, the spheroids in these TG mice also contain neurofil-
ament proteins and tubulin. They are not detected by Congo red and Thioflavin S
and do not bind Gallyas silver. However, a recent report has shown that as these
tau TG mice aged to over 18 months, modest numbers of filamentous tau tangles
with similar properties to those found in AD could be detected in hippocampus
and entorhinal cortex (Ishihara et al 2001). Moreover, like NFTs in AD, the tau
tangles in these aged mice were ubiquitinated, did not contain neurofilaments or
tubulin, and were detected by Congo red, Thioflavin S, and Gallyas silver staining
methods. It is interesting that mice transgenic for the entire human tau gene ex-
pressed all six tau isoforms but failed to develop significant pathology (Duff et al
2000).
The discovery of mutations in the tau gene in FTDP-17 is leading to the pro-
duction of TG mouse lines expressing mutant human tau in neurons and glial cells.
Lewis et al (2000) developed several lines expressing modest levels of 4R/0N tau
with and without the P301L mutation. In contrast to mice expressing WT tau, mice
expressing tau with the P301L mutation exhibited an age- and gene dose-dependent
accumulation of tau tangles in both brain and spinal cord, with associated nerve cell
loss and reactive gliosis. Similar results have been reported by Götz et al (2001)
in TG lines expressing 4R2N tau with the P301L mutation. The tau tangles found
in these mice appeared to comprise only the mutant human tau, which suggests
that the P301L mutation probably causes neurodegeneration by promoting the ag-
gregation of the mutant tau. This is supported by recent biochemical studies using
antibodies specific for P301L tau that demonstrated recovery of mutant but not
WT tau from the insoluble fraction isolated from brain tissue of individuals with
the P301L tau gene mutation (Rizzu et al 2000).
Other approaches to the development of tau pathology in TG mice have made
use of molecules known to interact with tau. For example, TG mice overexpressing
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April 7, 2001 15:58 Annual Reviews AR121-37
CONCLUSION
of tauopathies that more closely recapitulate human diseases will facilitate this
undertaking.
The aggregation of tau in AD and various tauopathies is but one example of ab-
normal protein-protein interactions that result in the intracellular accumulation of
filamentous proteins. Abnormal protein aggregation is observed in a large number
of neurodegenerative disorders (Prusiner 1998, Goedert et al 1998, Trojanowski
et al 1998). Thus, besides tau pathology, AD is characterized by the extracellular
accumulation of Aβ fibrils in the form of amyloid plaques; Lewy body disorders
contain intracytoplasmic filamentous aggregates of α-synuclein; trinucleotide re-
peat disorders have intranuclear inclusions composed of fibrous polyglutamines;
Annu. Rev. Neurosci. 2001.24:1121-1159. Downloaded from www.annualreviews.org
these diseases.
ACKNOWLEDGMENTS
VM-YL is the John H Ware third Chair of Alzheimer’s disease research at the
University of Pennsylvania. Work done in our laboratories is supported by grants
from the National Institute of Aging of the National Institutes of Health, the Dana
Foundation, the US Alzheimer’s Association, the UK Medical Research Council,
and the UK Alzheimer’s Research Trust. We thank Drs. MS Forman and V van
Deerlin for their input.
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Annual Review of Neuroscience
Volume 24, 2001
CONTENTS
PDZ DOMAINS AND THE ORGANIZATION OF
1
SUPRAMOLECULAR COMPLEXES, Morgan Sheng, Carlo Sala
DeAngelis
PARANEOPLASTIC NEUROLOGIC DISEASE ANTIGENS: RNA-
Binding Proteins and Signaling Proteins in Neuronal Degeneration, Kiran 239
Musunuru, Robert B. Darnell
ODOR ENCODING AS AN ACTIVE, DYNAMICAL PROCESS:
Experiments, Computation, and Theory, Gilles Laurent, Mark Stopfer,
263
Rainer W Friedrich, Misha I Rabinovich, Alexander Volkovskii, Henry
DI Abarbanel
PROTEIN SYNTHESIS AT SYNAPTIC SITES ON DENDRITES,
299
Oswald Steward, Erin M. Schuman
981
MOVEMENTS, Farrel R Robinson, Albert F Fuchs
ROLE OF THE REELIN SIGNALING PATHWAY IN CENTRAL
1005
NERVOUS SYSTEM DEVELOPMENT, Dennis S Rice, Tom Curran
HUMAN BRAIN MALFORMATIONS AND THEIR LESSONS FOR
1041
NEURONAL MIGRATION, M Elizabeth Ross, Christopher A Walsh
MORPHOLOGICAL CHANGES IN DENDRITIC SPINES
ASSOCIATED WITH LONG-TERM SYNAPTIC PLASTICITY, Rafael 1071
Yuste, Tobias Bonhoeffer
STOPPING TIME: The Genetics of Fly and Mouse Circadian Clocks, 1091
Ravi Allada, Patrick Emery, Joseph S. Takahashi, Michael Rosbash
NEURODEGENERATIVE TAUOPATHIES, Virginia M-Y Lee, Michel
1121
Goedert, John Q Trojanowski
MATERNAL CARE, GENE EXPRESSION, AND THE
TRANSMISSION OF INDIVIDUAL DIFFERENCES IN STRESS 1161
REACTIVITY ACROSS GENERATIONS, Michael J Meaney
NATURAL IMAGE STATISTICS AND NEURAL
1193
REPRESENTATION, Eero P Simoncelli, Bruno A Olshausen
Nerve Growth Factor Signaling, Neuroprotection, and Neural Repair,
1217
Michael V Sofroniew, Charles L Howe, William C Mobley
FLIES, GENES, AND LEARNING, Scott Waddell, William G Quinn 1283