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Debate On Understanding National Identity by David Mccrone and Frank Bechhofer
Debate On Understanding National Identity by David Mccrone and Frank Bechhofer
NATIONALISM
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© The author(s) 2017. Nations and Nationalism © ASEN/John Wiley & Sons Ltd 2017
442 Atsuko Ichijo et al.
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Debate on understanding national identity 443
Aughey has taken up this challenge and furnished us with political philosoph-
ical reflection on the relationship between (national) identity and the idea of
the UK. In contrast to Fox who focused on the immediate issue of the volume,
methodology, Aughey explores the opposition of identity vs. allegiance and
that of solidarity vs. contract as a way into an investigation into the relation-
ship between national identity and constitutional change. McCrone and
Bechhofer respond to Aughey’s invitation to allow themselves to comment
on constitutional change by providing a new set of data on the relationship be-
tween the patterns of national identity and how people voted at the EU refer-
endum. What is more, in a truly intellectually rigorous fashion, they suggest a
further research agenda to look into different significance attached to national
identities and their combination in four constituent nations of the UK that
seems to have exerted differentiated influence on how people voted at the
EU referendum. Indeed, research is a never-ending process; there is always
something interesting to pursue further. In this regard, too, Understanding
National Identity is a tour de force in the study of nations, nationalism and
above all, national identity.
After the debate that took place on 9 November 2016, for me, one question
still lingers: would the volume be possible if McCrone and Bechhofer were lo-
cated outside Scotland? In other words, is it the cases that this research has
been possible because it originates in Scotland where arguably national iden-
tity is more salient and therefore easier to get research started? This is not to
question the general applicability of McCrone’s and Bechhofer’s findings but
to ponder the socio-historical and political contexts in which research as en-
gagement with society takes place. How much are we bound by our own con-
text even in the supposedly abstract realm of research and how far can our
findings be shared? Understanding National Identity invites us to ponder some
epistemological questions as well as the fascinating phenomenon of national
identity.
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444 Atsuko Ichijo et al.
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Debate on understanding national identity 445
that more elusive and typically unnoticed version of national identity that
others have claimed is inaccessible (see Fox 2017).
On the one hand, McCrone and Bechhofer are doing exactly what it says on
the tin: they are generating and analysing evidence of national identity as a
claim (McCrone and Bechhofer 2015: 25, 17–18, see also Calhoun 1997: 5),
as something that is ‘performative and presentational’ (2015: 25, see also
Edensor 2002: 90) and sometimes as something ‘tactical’ (2015: 25, see also
Wodak et al. 1999: 31–35). This version of identity does not operate below
consciousness, but is self-consciously manipulated in certain contexts for
specific purposes. McCrone and Bechhofer situate their analysis of identity
in different overlapping and intersecting macro-structural and micro-interac-
tional contexts. In chapter 4, the town of Berwick-upon-Tweed, located on
the border of Scotland and England, supplies the territorial, political and geo-
graphical contexts for local residents’ accounts of their identities. Embedded
within these larger spatial and structural contexts are multiple mundane con-
texts that also prompt their own bespoke versions of national identity. There
are the interactional contexts of work, family and marriage; the conversational
contexts of joking, accented speech and bickering; the organisational contexts
of local building codes, having babies, sport and shopping. These varied con-
texts do not produce a one-size-fits-all version of national identity, but multiple
complementary and sometimes contradictory versions of identity.
Other chapters tackle other contexts. Chapters 6 and 8 consider (in different
ways) the political (and politicised) contexts of national identities. Chapter 7, in
contrast, explores the situational contexts of identity, and specifically how the
national ‘self’ can become (more) apparent when confronted with the national
‘other’ (see also Triandafyllidou 1998 on this point). What national identity
means in these different contexts depends on where and when it is invoked.
Individually and collectively, what we see in these various examples is people
doing their national identities in different ways and in varied contexts. This is
what McCrone and Bechhofer promised to deliver in their book, and they did.
But they did more: they also offered us a glimpse into this mostly unex-
plored realm of the unselfconscious. This is national identity not as a claim
or performance, not strategically deployed, nor creatively manipulated; this
is national identity as an unselfconscious set of nationally specific norms,
values and understandings that underlies and informs social life without
(usually) being talked about in a self-conscious manner. These are the reflexive
habits (and habitus; see Edensor 2002: 88–98) of identity, the doxic experience
(or non-experience) of a nationally inflected world (see Karner 2005: 223–36).
In McCrone and Bechhofer’s choice of vocabulary, this might be the rules and
grammar of national identity (2015: 30–31) that allow, without question,
people to simply be national (Eley and Suny 1996). As one of their Scottish
interviewees put it, national identity was ‘like breathing, you do it’ (2015:
52–53). This is national identity as an involuntary reflex. This is not identity’s
frontstage of ‘impression management’ but its backstage, ‘more concerned
with the reproductive functions of everyday life’ (Edensor 2002: 89).
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446 Atsuko Ichijo et al.
Meeting someone who is ethnically Chinese with a Scottish accent was like a revelation,
because he didn’t look like he sounded. And I found it quite hard, he called himself
Scottish and he wore kilts and he did Scottish things and he looked Chinese. And it took
a bit to adjust to it. Whereas if he’d said I0 m British I would have said, ‘yeah, fine’. But he
said ‘I’m Scottish’ and I thought ‘oh no you’re not’ (McCrone and Bechhofer 2015: 105).
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Debate on understanding national identity 447
once the national cards are on the table. McCrone and Bechhofer arrive at
these and other examples not by design but by chance. But while their
intention was not to breach national identity, some of the topics they discussed
with their research subjects functioned as breaches. These are breaches that are
uncovered (or can be uncovered) in the data we analyse (Skey 2011).
The second way McCrone and Bechhofer generate evidence of an
unselfconscious national identity is through their survey research. McCrone
and Bechhofer put surveys to good use to assess how people rank identities,
how they understand their multiple identities, and the quality and intensity
of those different identities. Surveys provide detailed snapshots of the scope,
content and strength of national identities. Surveys are however less useful
for assessing how people ‘do’ their identities. The aggregate identities culled
from survey research do not reveal identities-in-action, but rather identities
momentarily frozen in time and space, detached from the everyday contexts
they sometimes serve. They measure not what people do, but who people are.
McCrone and Bechhofer took a critical view of this latter, more static, ver-
sion of identity. But I would like to suggest that one beneficial unintended con-
sequence of their survey research is that it can also be interpreted as capturing
some of these more otherwise ‘inaccessible’ and ‘unknowable’ versions of iden-
tity. There are three ways this occurs.
First, surveys generate not thoughtful, elaborate responses, but quick, snap
judgements (often from a finite universe of fixed choices). As such, they
provide a comprehensive but condensed overview of the many different
dimensions of national identity. The questions that confront survey respon-
dents bear little resemblance to the way identity questions arise in their every-
day lives. But the answers they give are nevertheless meaningful. The boxes
they tick do not provide space for nuance or texture, but rather require quick,
quasi-automatic, reflex-like responses (see, e.g., Li 2013: 120–24, Bonikowski
2016: 438, Fox 2017: 42). And because the answers are not premeditated, they
give us a glimpse into the netherworld of national identity as who we are.
Second, and relatedly, the data generated through surveys are
decontextualised. Surveys are not part of everyday interaction; indeed, they
momentarily suspend those unspoken rules and replace them with a new gram-
mar of interaction. We do not normally rank people according to nationality,
meditate on our multiple identities, or otherwise narrate the national self in the
course of our everyday comings and goings. But surveys ask us to do just these
things in a contrived research environment. They thus detach the content of
national identity from its context: they show us what people think about their
national identities without telling us when or where they think about their na-
tional identities. People’s capacity for answering these questions shows us that
national identity has meaning for them, even when they are not ‘doing’ those
identities in context-specific ways.
Third, survey data are also depersonalised. While the detail of interviews
comes from the in-depth exploration of single questions, the detail of surveys
is gleaned from all the questions posed to the entire sample. Survey results
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448 Atsuko Ichijo et al.
matter in the aggregate, detaching the data from the individual and placing it
‘out there’, in the ether, a sort of disembodied national identity available to all.
It may not have been their intention, but McCrone and Bechhofer are on to
something here. The survey data and analysis they presented provide us with a
window into some of those dimensions of identity that Miller (1995: 18, quoted
in McCrone and Bechhofer 2015: 15) claimed are either inaccessible or
unknowable. McCrone and Bechhofer dismissed this claim on both pragmatic
and conceptual grounds. They then showed us identity is both accessible and
knowable when it is performed. But they also showed us that identity is acces-
sible and knowable when it is not performed, when it simply is. They delivered
more than they promised.
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Debate on understanding national identity 449
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(1942: 15) called being British a distinctive ‘mixture of unity and diversity’, one
in which individual nations maintain their identity but each nation gets more
‘by being included in the wider scope of the United Kingdom’ than by being
separate. In Scotland, during the independence referendum, Barker’s descrip-
tion was re-invented as the slogan: Better Together. The consequence of inde-
pendence, it was argued (with echoes of Roth), would diminish all parts of
the UK, individually and collectively. Nationalists, by contrast, believe that
identity – for example, being Scottish or English – should be intimately and log-
ically aligned with allegiance – to Scottish or English institutions exclusively.
Or to adapt the terms of McCrone and Bechhofer, culture and politics should
become one.
Second, what is the relationship between contract and solidarity? Contract
implies a relationship in which one has no obligations other than those freely
entered into either by arrangement or by treaty. It is an arrangement of conve-
nience. Solidarity supposes a common belonging and the sharing a larger
good. In contemporary political discourse, nationalists stress the contractual
character of the UK because it implies a right of dissolution. Take two exam-
ples, one Scottish and one English. Alec Salmond put it succinctly when he
said that independence would transform the Scots from being surly lodgers
into good neighbours. The writer and activist Paul Kingsnorth (2008) stated
that ‘England is a nation, Britain is a convenience’ (implying that it had now
become inconvenient). Unionists, on the other hand, stress solidarity because
it identifies the value of the whole. Here, the UK becomes what Hegel once
thought of marriage: a contract that transcends contract, involving (to use that
resonant, if ambiguous Scottish phrase) a partnership for good. And it was
also interesting to note that the word ‘solidarity’ was heard frequently during
the Scottish referendum campaign. In politics, of course, both principles are
at work. There are utilitarian calculations of self-interest by the UK’s
component territories, but those calculations also assume obligations of British
solidarity. This is explored with subtlety in chapter 6 of Understanding
National Identity.
Devolution has altered the framework for determining who gets what,
where, when and how. Formerly, those decisions had been taken within the
bureaucratic arrangements of government. Now, to adapt a term of Peter
Hennessy’s, the hidden wiring of the constitution had become (more) visible.
The promise of devolution was to accommodate popular sovereign claims by
the containment of separatist tendencies, especially in Scotland. In short, con-
stitutional change was designed to guarantee – by democratic, institutional rec-
ognition – the rights of the nations within the Union. As we now know, even
Tony Blair (2010: 251) was uncertain about its wisdom, acknowledging devo-
lution to be a dangerous game. He accepted that there was no guarantee that
national identity might not become nationalist politics. His judgement was
simply that it was ‘inevitable’. The bargaining between devolved institutions
and Westminster often appears to place contract above solidarity, grievance
over mutuality, like some zero-sum game. Devolution is to some extent an
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Debate on understanding national identity 453
these questions of national identity are, or should be, confined to the trivial
and not serious category – which, ironically, is a very English way of
looking at things. That very English disposition now seems rather quaint
(McCrone and Bechhofer p. 119).
How does the vote on 23 June 2016 to leave the European Union affect the
politics of national identity in the UK? It is very difficult to make any
considered assessment at the moment – except to note that the result seems
rather different looking out from England and Wales than it does when
looking in from Scotland – never mind from Northern Ireland. It challenges
those neat concepts that I have been making, straining not reconciling them
– in short, making relations look less natural, less consensual and more forced.
Yes, the referendum was UK-wide; yes, the people have spoken. But who are
the people? The ‘identity’ of the people can appear rather different depending
on where one lives. Brexit makes consent – as Rose (1982: 208) noted three
decades ago – look much more contingent than it did before. Understanding
National Identity concludes: ‘To ask who ‘we’ are, and for what purposes,
remains one of the key questions of our times’. I cannot put it any better for
that. Anyone wanting answers to this question should read McCrone and
Bechhofer.
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454 Atsuko Ichijo et al.
The data they present, both qualitative and quantitative, consist of ordinary people
doing things with their national identities (generally talking and ticking boxes).
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Debate on understanding national identity 455
We would not claim that surveys are the only valid form of data gathering still
less that they are intrinsically ‘better’ than other methods. However, no boxes
were ticked by the respondents in our surveys. We were not doing opinion
polling, but survey research. Our questions about national identity and related
issues were embedded in lengthy, face to face interviews conducted like ‘con-
versations’ with respondents in their own homes, undertaken by highly skilled
and experienced interviewers employed by the Scottish Social Attitudes Survey
and the British Social Attitudes Survey. Respondents were allowed time to
think, and the responses are accordingly not ‘quick, snap judgements’.
We attempted to contextualise the questions although there is admittedly a
fundamental difference between answering questions with regard to a putative
context described by an interviewer and actually ‘being in a particular situa-
tion’. We do partly reject the idea that surveys, ours anyway, ‘detach the con-
tent of national identity from its context: they show us what people think about
their national identities without telling us when or where they think about their
national identities’ (see above). The situations in which people were asked to
accept or reject what we have conceptualised as ‘claims’ are described to them
although we would not claim that this can substitute for being present when
people ‘do’ identity.
Accordingly, Jon Fox is right about it being a contrived research environ-
ment but underplays the crucial interaction between the qualitative and quan-
titative in our work. We re-interviewed many respondents in intensive, more
open-ended interviews and responses told similar coherent stories and were
consistent with the survey responses over time. Our colleagues Susan Condor
and Jackie Abell (social psychologists then at Lancaster) carried out a similar
and connected programme of qualitative interviews in England with many
parallels.
We agree that experimental techniques can yield fascinating insights and
have worked closely with Steve Reicher at St Andrews and Nick Hopkins at
Dundee. These experiments are, however, no more embedded in ‘natural
contexts’ than surveys. One such experiment involved partitioning a group of
young Scots into two: one reading a passage suggesting that to be Scottish is
to be born in Scotland of Scottish parents (an ethnic definition); and the other
group, a passage with a ‘civic’ definition (to be Scottish is an act of choice and
of commitment). On leaving, both groups see a young woman of Chinese ori-
gin wearing a Scotland football top, who stumbles and drops some pens. Those
who have been exposed to the ‘ethnic’ definition pick up few pens, while those
who have been exposed to the ‘civic’ definition pick up relatively more. The
experiment suggests that whether we see someone as one of us or not affects
how we behave towards them and whether they benefit from those various acts
of civility that so shape our everyday experience.
Underlying these questions of method is Jon Fox’s discussion of the uncon-
scious and the inaccessible. It is kind of him to argue that our work offers ‘a
glimpse into this mostly unexplored realm of the unselfconscious’ (see above).
We think that we do offer a glimpse and that it is mostly unexplored, but that
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456 Atsuko Ichijo et al.
we only touch on this issue and further research would be well worthwhile.
Where we differ is in thinking that the unselfconscious is not necessarily
unconscious. There are obvious problems with the idea of sociologists studying
the unconscious. Some psychiatrists would doubtless be happy with the idea,
though national identity would probably be an unappealing topic.
Thinking of social identities tout court, these do indeed seem to be ‘latent’
much of the time rather than manifest. Our age, gender, social class and so
on belong to our senses of self, though we usually pay attention to them only
in particular contexts (we find the metaphor of ‘playing the appropriate cards’
appealing).
We agree that we ‘showed [that] identity is both accessible and knowable
when it is performed’ (see above) and that was our aim. Jon Fox also credits
us with delivering more than we promised by showing ‘that identity is
accessible and knowable when it’s not performed, when it simply is’ (see
above). Here we are in two minds. We did not set out to achieve this feat.
But did we actually do it? The survey material is fairly sharply focused on
performative identity, on accepting or rejecting claims by specified persons in
specified circumstances. But, in retrospect, we can see that some of the
qualitative material is possibly related to the non-performed and that is
something worthy of further thought. We are adamant that neither can relate
to the unconscious but the qualitative may well relate more to the
unselfconscious than the survey does.
While much of our work in the later years of our research relied on survey
data, it is important to reiterate that ‘getting at’ national identity can and
should involve a wide range of methods. We have mentioned social scientific
experiments. A different kind of approach involves doing textual analysis for
instance on the cultural content in newspapers, to get at the ‘deixis’ of the na-
tional ‘we’, which requires contextual information in order to be understood
(see Rosie and Petersoo 2009). The point is to define, usually implicitly, who
is ‘one of us’, and who is not. During the 2016 Brexit campaign, protagonists
of ‘Leave’ took to referring to ‘the British people’, the national ‘we’, especially
as ‘the people have spoken’, and so claimed that the result could not be
challenged or changed. In a Scottish context, however, the ‘national’ deixis is
ambiguous, and arguably the Scottish ‘we’ has greater salience for Scots. In
the post-Brexit battle for legitimacy, this clash of ‘national we’s’ suggests that
it would be revealing to analyse cultural content, the written and spoken word,
and attendant photographs.
Although often ignored, theoretical and conceptual issues underlie all
methodological questions, and Jon Fox’s contribution makes that clear.
Coming to conclusions about the meaning in the context of national identity
of the unselfconscious and the unconscious is a pre-requisite to choosing
appropriate methods or deciding they do not exist.
This is a good point to segue into Arthur Aughey’s more theoretical com-
ments, although we should reiterate our view that ‘methods’ and ‘theory’ are
inextricably linked. Our book has stimulated him to write an essay on, to quote
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Debate on understanding national identity 457
A run of key political events and elections are likely to determine the long-term shape of
the UK: the 2014 Scottish referendum on independence; the 2015 UK election; and the
2016 Scottish Parliament election; and if the Conservative Party is re-elected, a promise
of an in–out referendum on UK membership of the European Union. Those will need
to be followed, documented and analysed. As much as anything, the sequence of events
will matter, the one influencing the other in ways we cannot predict. (197)
It turned out that we got things pretty well right, and we were correct to say
that we could not predict outcomes and effects. Regarding recent events, one
could not even make it up. We were not surprised by the results of the Indepen-
dence referendum, but thereafter with the 2015 UK election, the success of the
SNP, the result of the European referendum and the travails of the Labour
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458 Atsuko Ichijo et al.
Party, things have become more extraordinary. As ‘Brexit means Brexit’ has
become an ever more meaningless mantra, as the courts have become
embroiled in the political shambles, and as party consensus has become more
fragile, we are inclined to view developments through the frame of national
identity. Much of what Arthur Aughey has presented relates to this. We read
his distinctions between identity and allegiance, and solidarity and contract,
as his way of getting at ‘belonging’ vis-à-vis formal citizenship without
implying that one rules out the other. Recent political changes make these
distinctions more salient. We think it fruitful to explore in more detail the
relationship between ‘politics’ and national identity.
Some of the available data confirm expected relationships. National identity
was closely associated with voting ‘yes’ or ‘no’ in the Scottish Independence
Referendum (sixty-nine per cent of people describing themselves as ‘mainly
Scottish’ voting Yes; and eighty-seven per cent of ‘mainly British’ voting No).
At the 2015 British General Election, that relationship was tighter than ever if
one takes support for Independence as proxy for actually voting for it. Over
time, the relationship between ‘politics’ and national identity seems to have
tightened up, arguably though we cannot be sure, because of this highly political
sequence of events. For example, in 1999, forty-six per cent of people who
described themselves as ‘Scottish not British’ were in favour of Independence.
By 2015, the figure was seventy-two per cent. Will the relationship loosen again
if in three or five years politics is no longer so salient, whether because Brexit is a
thing of the past or Scotland is independent or quasi-independent? It is probably
an error to think that heightened political awareness necessarily persists through
time, although the protracted nature of Brexit may set these islands on a
lengthy period of heightened political–constitutional debate.
The figures for the European Referendum show the relevance of national
identity and the differences between the nations as follows:
% by
England Scotland Wales
column
More More More More More More
English British Scottish British Welsh British
Leave 71 39 34 45 53 58
Remain 29 61 66 55 47 42
base 3040 2360 564 190 194 202
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Debate on understanding national identity 459
the ‘mainland’ identity categories do not apply, but those describing them-
selves as ‘British’ voted fifty-eight per cent to Leave, while those describing
themselves as ‘Irish’ voted sixty-two per cent to Remain.
To note that there is a close or even tightening relationship between national
identity and politics, however, is not to say that national identity is primarily
about politics, a point we made and stand by in Understanding National
Identity. Our insistence that labels such as Scottish, English and British cannot
be taken at face value is crucial. What counts is what people read into the labels
in different contexts, recognising that the meanings of the labels may differ.
Claimed national identity does not cause the vote. To borrow Arthur Aughey’s
Weberian analogy, there was an elective affinity between one’s national
identity and Brexit vote, notably south of the border. Why it is that in England
the more ‘English’ people said they are, the more likely they were to vote for
Brexit (in contrast to ‘Scots’ in Scotland) is a matter for further research. There
is now a research agenda that sees the ‘English question’ with new eyes.
Doing research on national identity and nationalism for twenty-five years
led us to comment in the book:
Future-gazing is always a risky business, but it is possible that in ten years’ time the
important issues of ‘national identity’ in these islands will be construed as largely being
‘about’ England, rather than Scotland (or Wales and Northern Ireland, for that
matter), whereas at present they are deemed to be about the so-called Celtic Fringe.
We may well have moved on from the view that national identity is not about England,
to one in which it is all about England. (204–5)
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Debate on understanding national identity 461
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