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org/journal/acsodf Article

Modeling Methodology for Site Selection Evaluation of


Underground Coal Gasification Based on Combination Weighting
Method with Game Theory
Wen-gang Huang,* Shao-wei Zhang, Guo-zhi Wang, Jun Huang, Xin Lu, Shu-liang Wu,
and Zuo-tang Wang

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ABSTRACT: The lack of systematic geological work is an essential reason why underground coal gasification (UCG) has not been
industrialized for a long time. Building a scientific index system and favorable area evaluation technology for the UCG site selection
is the key to breaking through the geological bottleneck. Aiming at the problems of the single index weight determination method,
intense subjectivity, and poor reliability of current evaluation models, we put forward an evaluation modeling methodology for the
UCG site selection using the combination weighting method with the game theory. The factors of coal resource conditions
associated with the potential risk of UCG are systematically analyzed. From the six dimensions of the geological structure,
hydrogeology, seam occurrence, coal properties, reserves, and roof lithology, 23 key factors were selected as evaluation indexes to
construct a hierarchical model composed of the target layer, category index layer, and index layer. The influence of each index on
UCG and its reasonable value range were systematically analyzed. The evaluation index system for UCG site selection was formed.
The improved analytic hierarchy process (AHP) was adopted to sequence indices and determine their subjective weight. And the
variability, conflict, and information amount of the index data were analyzed by the CRiteria Importance Through Intercriteria
Correlation (CRITIC) method to calculate the objective weight. Then, the subjective and objective weights were combined through
game theory. On this basis, fuzzy theory was employed to calculate the membership of indices and construct the fuzzy
comprehensive judgment matrix. The evaluation model of the UCG site selection was applied to the suitability evaluation of
resource conditions of UCG pilot projects at Zhongliangshan (ZLS), Huating (HT), and Shanjiaoshu (SJS) mines in China. The
result shows that the resource conditions of HT are the best, followed by ZLS and, finally, SJS, which are consistent with the actual
running effects of the three UCG pilot projects. It indicates that the evaluation model can provide a scientific theoretical basis and
reliable technical support for the UCG site selection.

1. INTRODUCTION ification (UCG) is a potential key technology to realize low-


Reducing carbon emissions is the primary measure to cope carbon mining and utilization of coal resources, which can be
with global climate change. Vast amounts of CO2, CH4, N2O,
and fly ash emissions generated during the process of coal Received: January 30, 2023
mining and combustion activities are one of the main reasons Accepted: March 8, 2023
for the accumulation of greenhouse gases in the atmosphere, so Published: March 14, 2023
reducing carbon emissions in the coal industry is a necessary
step to control global warming.1 As a beneficial supplement to
conventional coal mining methods, underground coal gas-
© 2023 The Authors. Published by
American Chemical Society https://doi.org/10.1021/acsomega.3c00626
11544 ACS Omega 2023, 8, 11544−11555
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Figure 1. Potential risks (red label) caused by the improper site selection of UCG: 1�forming water flowing fissures; 2�roof cracks connecting
the UCG cavity with the surface; 3�poor gasification characteristics of raw coal; 4�large-area roof collapse; 5�discontinuity of the coal seam;
6�instability of seam occurrence.

used to extract deep coal seams, high outburst coal seams, and method is generally tricky to objectively reflect the geological
closed/abandoned mine coal resources with suitable resource condition of the UCG block, especially the structure and
conditions.2 In theory, the captured carbon dioxide can be hydrology. To explore economic and objective evaluation
recycled as the UCG agent to reduce carbon emissions.3 In methods, in recent years, some scholars have applied
addition, the UCG cavity with good airtightness is considered quantitative evaluation methods to the feasibility evaluation
to be an excellent place to store carbon dioxide,4,5 so the UCG of site selection, technology, economy, safety, and environ-
technology has great potential in the clean utilization of coal,
mental protection of UCG, mainly using the analytic hierarchy
carbon capture, and storage.6,7 Different from ground gas-
ification, the carrier of the underground gasifier is a natural process (AHP), fuzzy mathematics, variable weight theory,
geological body. The occurrence characteristics of coal cloud theory, gray matter element analysis, data envelopment
resources determine the risks of ground subsidence, ground- analysis (DEA), and other mathematical methods, and
water pollution, and unstable gas production during the constructed the fuzzy analytic hierarchy process (FAHP)
gasification process, which harm the feasibility of UCG model,16 variable weight FAHP model,17 cloud model,18 and
projects.8 Since the idea of UCG was first announced in DEA cross model19 for the UCG evaluation. Although the
1884, the theory and technical system of UCG have steadily introduction of mathematical methods has dramatically
improved after continuous scientific research and a large improved the stability of the UCG site selection evaluation,
number of industrial tests.9 However, it is still maintaining a the determination of the index weight of previous models
distance from industrialization. The lack of systematic typically relies on subjective weighting methods, such as the
geological work is considered one of the crucial reasons why
expert scoring method and AHP, which reduces the reliability
the UCG has not been industrialized for a long time.10
Inadequate geological work will adversely affect the UCG of evaluation results.
project and pose a potential threat to its safety and stable To solve these problems, we present a new evaluation
production, as shown in Figure 1. The key to breaking the modeling methodology for the UCG site selection in this
geological bottleneck is to build a scientific UCG site selection paper. Based on the analysis of influence factors of UCG, 23
index system and promising area evaluation technology.11 main interfering factors were selected as evaluation indices
The most common method for underground gasifier site from six dimensions to establish a hierarchical model of
selection is to qualitatively analyze the structure, hydrology, indicators for the UCG site selection. The subjective, objective,
occurrence, coal quality, surrounding rock, and other and combined weights of evaluation indices were determined
conditions of the candidate site; compare the attribute value using the improved AHP, CRiteria Importance Through
and superior value of each index one by one; and then Intercriteria Correlation (CRITIC) method, and game theory,
determine the UCG promising area through comprehensive respectively. Fuzzy mathematics was employed to determine
evaluation.12−14 The qualitative evaluation method is simple
the index membership function to construct the fuzzy
and feasible. Still, its evaluation results are vulnerable to the
subjective consciousness, theoretical level, practical experience, comprehensive judgment matrix of evaluation indices. The
and other factors of the evaluator, and its reliability and created model was applied to the suitability evaluation of the
stability are poor. It is also a standard method to evaluate the resource conditions of three UCG pilot projects in China. The
UCG feasibility of the candidate site by collecting coal samples evaluation results were compared with the actual running
from the gasification area for laboratory simulation tests.15 Still, effects, demonstrating the reliability of the evaluation model
with problems such as high test cost and long test period, this for the UCG site selection.
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Figure 2. Relationship between coal resource conditions and potential risks of UCG.

2. FRAMEWORK OF THE EVALUATION INDEX the gasifier and affect production, and also cause pollution to
SYSTEM FOR THE UCG SITE SELECTION relevant water bodies. The relative water yield is the most
2.1. Selection Principles of the Evaluation Index. The intuitive index to evaluate the water burst risk of the gasifier.
selection of evaluation indicators and the construction of an The formation of water diversion fissures is related to the
evaluation system follow five criteria. distance between the coal seam and the roof or floor aquifer,
and the thickness of the aquifers. The overlying rock will
(1) Systematicness: The selection of evaluation indices continue to collapse with the advance of gasification working
should comprehensively represent the principal features face, so the distance between the coal seam and the roof
and status of the evaluated object from different angles, aquifer and the thickness of the roof aquifer are vitally
and the index system should be constructed from macro important. Although the floor will not collapse, the floor water
to micro to form an organic unity. inrush accident must be avoided during the UCG process. The
(2) Typicality: It shall ensure that the evaluation indices are floor water bursting coefficient is usually used to measure the
typical and representative to a certain extent and reflect possibility of its occurrence.
some characteristics as accurately as possible. 2.2.2. Associated Factors of Roof Cracks Connecting the
(3) Determinacy: The index value should be determined and UCG Cavity with the Surface. Roof cracks connecting the
quantifiable, and its size has a definite meaning in the cavity with the surface can cause gas leakage and reduce the
evaluation. economic benefits of UCG projects, and also cause harm to
(4) Independence: The selected indicator should be surface organisms. This risk is mainly related to factors such as
independent and cannot be replaced by others. coal seam depth, roof strength, and permeability. Of course, it
(5) Dynamicity: The index values of different evaluation is also closely related to the design size and mining scale of the
objects have specific dynamic changes. UCG panel, but these factors are not considered in the
2.2. Selection Method of the Evaluation Index. There geological site selection.
are many influencing factors involved in the evaluation of the 2.2.3. Associated Factors of Poor Gasification Character-
UCG site selection. To avoid the potential risks caused by the istics of Raw Coal. The quality of raw coal is the key factor
improper site selection of UCG in Figure 1, it is necessary to that determines the gas composition and calorific value, gas
comprehensively analyze the associated factor of each risk and production rate, gasification efficiency, consumption index,
determine the evaluation indices on this basis. production stability, and economy of the UCG project. We
2.2.1. Associated Factors of Forming Water Flowing have systematically analyzed the impact of different character-
Fissures. The formation of water-flowing cracks during the istics of coal on UCG and selected eight key factors such as
UCG process may cause excessive groundwater to flow into total moisture, ash, volatile matter, sulfur, reactivity, cohesive-
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ness, ash fusibility, and thermal stability from many coal quality model for the UCG site selection was constructed using
indexes to measure the UCG characteristics of the coal, and mathematical methods, such as the improved AHP, CRITIC
discussed the reasonable value range of each index.13 method, combination weighting method with game theory, and
2.2.4. Associated Factors of Large-area Roof Collapse. fuzzy comprehensive evaluation method, which mainly
The large-scale collapse of the overburden in the UCG cavity includes five steps: establishing the evaluation index set,
will destroy the aquiclude and lead to accidents, such as surface creating the comment set, building the synthetic judgment
subsidence, water bursting of the gasifier, gas leakage, and so matrix, calculating the index weight and determining the
on, and the falling rubble will cover the unreacted coal to evaluation result. The modeling procedure is shown in Figure
prevent it from contacting with the gasification agent, thus 3.
affecting the gasification process. This risk is mainly related to 3.1. Establishing the Evaluation Index Set. The
factors such as coal seam thickness, dip angle, and roof evaluation index set U = (U1, U2, ..., Um)T can be constructed
strength. In addition, it is also related to the design size and based on the evaluation index system of the UCG site
mining scale of the gasification face, but these factors are not selection. According to the determination approach of index
considered in the geological site selection stage. values, indices can be divided into two categories: quantitative
2.2.5. Associated Factors of Discontinuity of the Coal and qualitative index. U1‑1, U1‑2, and U1‑3 are qualitative
Seam. Discontinuities in coal seams will interrupt the UCG indicators, and the rest are quantitative ones. The index value
process, resulting in a production stoppage. The main factors can be calculated by the determination method of the index
that destroy the continuity of coal seams are geological value presented in ref 17 based on the actual resource
structures such as faults, collapse columns, and magmatic rock condition of the evaluation object.
intrusion. The coal seam pinchout is also an important reason, 3.2. Creating the Comment Set. The work in this phase
which can be measured by the tonstein thickness coefficient is mainly to create the field of comment grade, also known as
and minability index. Besides that, the coal reserves that can be the comment set V = (V1, V2, ..., Vn), and determine the
exploited by the UCG technology are also important factors to hierarchical cutoff value of each comment grade. The number
ensure the continuous production of the UCG project. of comment grades should avoid too many or too few. The
2.2.6. Associated Factors of Instability of Seam evaluation model constructed in this study aims to provide a
Occurrence. Previous UCG tests have shown that the seam more scientific method to evaluate the suitability of coal
occurrence, such as burial depth, thickness, dip angle, and resource conditions for UCG technology. Its comment set
stability, should be within a reasonable range and should not could be divided into three grades: suitable, basically suitable,
fluctuate too much, otherwise it may affect the gas production and unsuitable. The reasonable value range of different indices
stability of the UCG project. Although the design of the was determined through the analysis of their influence on the
gasification face can be adjusted to adapt to the impact of the feasibility of UCG projects; see Table 1 for details. The cutoff
unstable occurrence of coal seams, those with suitable and value of each comment grade is presented in ref 17
stable occurrence conditions should be given priority in the 3.3. Building the Fuzzy Synthetic Judgment Matrix.
geological site selection stage. The work in this stage is mainly to determine the well-designed
To sum up, inappropriate coal resource conditions may membership function A(x) of indices according to their impact
bring many potential threats to UCG projects and even lead to on the evaluation object. The membership degree rij of each
production accidents. We have sorted out the relationship evaluation grade can be calculated by substituting the index
between coal resource conditions and potential risks and value aij into A(x) to establish the fuzzy synthetic judgment
production accidents of UCG, as shown in Figure 2. The matrix R = (rij)m×n, (i = 1, 2, ..., m; j = 1, 2, ..., n) of the
analysis results show that there are 23 factors strongly related evaluation index system.
to the risk of UCG, which are belonging to six dimensions: Considering different dimensions between different types of
geological structure, hydrological conditions, coal seam indices, it is necessary to process the index values with
occurrence, coal quality characteristics, reserves, and roof membership functions to convert the index values of different
lithology of coal resource conditions, on which an evaluation dimensions into a unified dimension which is a membership
index system can be constructed. degree in the interval [0, 1]. Membership functions can fall
2.3. Framework of the Evaluation Index System. into linear and nonlinear types based on their curve shapes.
Based on the above analyses, 23 main interfering factors were The former mainly contains the form of the rectangle, triangle,
selected as evaluation indexes from six dimensions of coal and trapezoid, while the latter consists of parabolic type,
resource endowments, including geological structure, hydro- normal type, Cauchy type, etc. The linear membership
geology, seam occurrence, coal properties, reserves, and roof function is applied widely due to the convenience of
lithology. Due to a large number of evaluation indicators, a calculation. Based on the impact on the UCG, evaluated
hierarchical model consisting of the target layer, category index indices can be classified into three categories: benefit-type (the
layer, and index layer was constructed to avoid the index with a larger value is expected), cost-type (the index with
submergence of indices with small weights during the a smaller value is expected), and interval-type (the index with a
evaluation process. The influence of each index on UCG and specific interval value is expected); see Table 1 for details. The
its reasonable value range were systematically analyzed. The distribution curves of membership functions corresponding to
evaluation index system for the UCG site selection is shown in the three types of indices and membership functions of
Table 1. different kinds of indices are shown in ref 17
3.4. Calculating the Index Weight. 3.4.1. Calculating
3. CONSTRUCTION OF THE EVALUATION MODEL the Subjective Weight. AHP is one of the most common
FOR THE UCG SITE SELECTION methods for calculating the subjective weight, but it is easy to
Based on the UCG technical characteristics and the research produce the phenomenon that the judgment matrix does not
status of the UCG site selection evaluation, an evaluation meet the consistency test in the actual application process; in
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Table 1. Architecture and Hierarchical Definition of the Evaluation Index for the UCG Site Selectiona
category index
target layer layer index layer unit impact of the index on UCG and its suitable value range
A: site selec- U1: geological U1‑1(−): fault - the fault will destroy the continuity of the coal seam, with broken surrounding rock, which is easy to communicate with the aquifer. Therefore, it should be avoided to place the
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tion evalu- structure complexity UCG panel in the high-density area of the fault structure. Z1 of the evaluation block (EB) should be less than 1 and not be more than 3.
ation of index Z1
UCG U1‑2(−): col- % the collapse column will also destroy the continuity of the coal seam, with broken surrounding rock, which is easy to communicate with the aquifer. Therefore, it should be
lapse column avoided to place the UCG panel in the high-density area of the collapse column. Z2 of EB should be less than 5% and not be more than 30%.
complexity
index Z2
U1‑3(−): mag- % magmatic rock intrusion will cut, intersperse, nibble, or swallow the coal seam, affecting its continuity, changing the thickness and coal quality, and significantly increasing the
matic intru- ash content. Therefore, it is necessary to avoid arranging UCG panels in the high-density area of the magmatic intrusion. Z3 of the evaluation block should preferably be less
sion index Z3 than 5% and not exceed 30%.
U2: hydrogeol- U2‑1(−): relative m3/t a small amount of water yield is favorable to the UCG process. Still, excessive water yield will reduce the gasifier temperature, causing a decrease in the gas heat value and even
ogy water yield q interrupting the gasification process. The appropriate water yield should be less than 0.4 m3/t and not exceed 0.7 m3/t.
U2‑2(+): dis- m the distance between the aquifer floor and the gasification coal seam roof should be greater than the maximum height of the water-flowing fractured zone in the overlying strata
tance to roof of the UCG cavity, and it is better to have a protective layer with a thickness of more than 30m.
aquifer H
U2‑3(+): thick- m aquiclude refers to a water-resisting rock stratum with low permeability. It is necessary to ensure that the fractured zone in the overburden of the cavity does not entirely
ness of roof penetrate the aquiclude. In general, a thicker aquiclude is expected.
aquiclude t
U2‑4(+): floor MPa/m when the floor contains a confined aquifer, it is necessary to ensure that the strength of the floor aquiclude can withstand the aquifer pressure. In general, the bursting
water bursting coefficient Ts is used as the index for predicting the water inrush from the floor. For safety, Ts should preferably be less than 0.06 MPa/m and not exceed 0.15 MPa/m.
coefficient Ts
U3: seam oc- U3‑1(±): m when the coal seam is buried shallowly, fissures in the overburden of the cavity are easy to communicate with the surface, leading to gas leakage. When the seam is buried
currence depth H deeply, the gasifier is more airtight, which is conducive to increasing the gasification pressure. Still, the technical difficulty, equipment investment, and running costs of UCG
will increase. The buried depth of previous UCG industrial tests is 100−500m for the well type and 100−1500 m for the well-less type.

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U3‑2(±): m when the coal seam is thin, the gas calorific value and thermal efficiency of UCG will decrease. When the seam is thick, the gas calorific value will increase, but the recovery
thickness m ratio will decrease, and it is easy to cause cracks in the surrounding rock to expand to the aquifer or surface. The thickness of coal seams in previous UCG industrial tests
ranges from 1.2 m to 12.0 m.
U3‑3(±): dip (°) a coal seam with a small inclination is conducive to the construction of the gasifier. Still, rubble and ash are easy to cover the seam during the gasification process, which will
angle η prevent the unreacted coal from contacting the gasifying agent. When the seam dip angle is large, it is favorable for gasification. Still, it will increase the difficulty of drifting
and drilling during the construction process of the well-type gasifier. The seam dip angle of previous UCG industrial tests ranges from 12° to 65°.
U3‑4(-): tonstein - the tonstein will reduce the coal thickness and increase the ash content, then bring a harmful effect on UCG. Tonstein thickness coefficient Kg of the gasified coal seam should
http://pubs.acs.org/journal/acsodf

thickness co- not exceed 0.30.


efficient Kg
U3‑5(+): mine- - to avoid the influence of a thin coal seam (less than 0.8 m) on gas production, the mineability index Km of the gasified coal seam should be greater than 0.95 and not be less
ability index than 0.6.
Km
U4: coal prop- U4‑1(−): total % appropriate moisture content in the raw coal is conducive to the generation of hydrogen and the reduction of steam consumption of the gasifying agent. However, when the
erties moisture Mt moisture content is too high, the phase change and decomposition of water will consume a lot of heat energy, which will reduce the gasifier temperature and gas quality. The
suitable range of total moisture of the raw coal could refer to the ground gasification requirements.
U4‑2(−): ash Ad % ash does not directly take part in the reaction during the gasifying process but will reduce the thermal efficiency, gas yield, and gasification efficiency of UCG. Ash content Ad
of the gasified coal seam should preferably be less than 18% and not exceed 30%.13
U4‑3(+): volatile % the higher volatile content of raw coal will be produced more light hydrocarbons and hydrogen during the carbonization process of UCG, which can improve the gas calorific
Vd value. Vd of the gasified coal seam should be greater than 20%.13
U4‑4(−): sulfur % gasification with high-sulfur coal will produce high-sulfur gas, which will corrode the gas transmission pipeline and equipment and increase the investment in gas purification
St,d devices and project operating costs. St,d of the gasified coal seam should be less than 0.5% and not exceed 1.5%.13
U4‑5(+): reactiv- % gasification with high reactivity coal shows some advantages, such as low initial reaction temperature, low slagging rate, and high gasification efficiency. α (1000 °C) should be
ity α(1000°C) greater than 30%, referring to the specification of the ground gasification.13
U4‑6(−): cohe- - using high-caking coal as the raw material is prone to form coke during the UCG process, which will lead to the reduction of coal seam permeability, and then adversely affect
siveness CRC the gasification reaction rate, gas quality, and economic indicators. The char residue characteristic (CRC) is one of the leading indicators to measure the adhesion
performance of raw coal. The UCG technique is suitable for exploiting noncaking coal (CRC < 3) and should avoid high-caking coal (CRC > 5).13
Article

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https://doi.org/10.1021/acsomega.3c00626
Table 1. continued
category index
target layer layer index layer unit impact of the index on UCG and its suitable value range
U4‑7(+): ash fu- °C when the coal ash fusion temperature is lower than 1200 °C, it is easy to cause ash slagging, which prevents unreacted coals from contact with gasifying agents. Generally, the
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sibility ST ash softening temperature (ST) is taken as the ash fusion temperature. It is suggested that the ST of the raw coal should be higher than 1300 °C and not be lower than 1200
°C.
U4‑8(-): thermal % the poor thermal stability of the raw coal will lead to the rapid fracture and slope deviation of the coal wall after heating at a high temperature, which is good for improving the
stability TS+6 gasifying speed. UCG is suitable for extracting low thermal stability seams (TS+6≤60%) but not high thermal stability ones (TS+6≥80%).
U5: reserves U5‑1(+): recov- Mt the recoverable reserves have no impact on UCG on the technical level. Still, the service life of the gasification block should be longer than the investment recovery period of
erable the UCG project (related reserves Q1) and preferably longer than the service life of the equipment (related reserves Q2).
reserves Q
U6: roof lithol- U6‑1(+): roof m large roof falling of the UCG cavity will block the unreacted coal from the most paths to the gasifying agent and form a large number of cracks that may connect the
ogy strength τr groundwater, roadway, or surface. Generally, the average initial caving interval τr of the immediate roof is adopted to measure the roof strength of the coal seam. UCG
panel’s τr should be greater than 28 m and not be less than 8 m.
U6‑2(+): roof - the UCG cavity roof should have good airtightness to prevent the underground gasifier from communicating with the outside. The permeability of the rock is generally
permeability measured by the permeability coefficient −lg K, and the larger its value is, the worse the permeability is. The immediate roof of the UCG panel should preferably be
−lg K impermeable and water-free rock stratum (−lg K > 7), and the roof with poor permeability and rich water should be avoided (−lg K ≤ 5).
a
Note: (+) represents the positive or beneficial index; (−) represents the negative or cost index; (±) represents the interval index.

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indices

indices.
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ranking result is x1 ≥ x2 ≥ ··· ≥ xm.


which includes the following four steps.21

Step 3: Constructing the judgment matrix


Step 1: Determining the index-ordered relation
Article

Figure 3. Evaluation modeling flowchart of the UCG site selection.

principle of undiminished importance. Suppose that the


simple calculation, etc. Therefore, the improved AHP was
consistency test standard (C.R. < 0.1).20 Aiming at these

ACS Omega 2023, 8, 11544−11555


Step 2: Determining the important relationship between
influence level of each index on the evaluation object and the
evaluator subjectively ranks each index according to the

1, 2, ..., m − 1) should meet the following requirements: a. pij >


The constructed judgment matrix P = (pij)(m−1)×(m−1), (i, j =
consistency test and has the advantages of high reliability,
scale-extending method fully satisfies the requirement of the
improved AHP.21 The judgment matrix constructed with the
addition, there are still doubts about the scientific nature of the

obtain the scale values t1, t2, ···, tm−1 between all adjacent
Assume there are m evaluation indices: x1, x2, ···, xm. The

record their corresponding scale values xi/xi+1 as ti, and finally


adopted to determine the subjective weight of indices here,
problems, some scholars proposed a new construction method

https://doi.org/10.1021/acsomega.3c00626
Refer to Table 2 to compare the importance of xi and xi+1,
of judgment matrix called the scale-extending method or
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Table 2. Scale Value and Its Connotation (Adapted from Suppose there are m evaluation indices and n samples, and
Huang21) the attribute value of the ith index in the jth sample is aij. Then,
the evaluation matrix A = (aij)m×n, (i = 1, 2, ..., m; j = 1, 2, ..., n)
scale value connotation
can be constructed. Assume that the normalized value of aij is
1.0 xi and xi+1 are equally important xij, and the normalized formulas of benefit, cost, and interval-
1.2 xi is slightly more important than xi+1 type indices are shown in eqs 3−5, respectively.
1.4 xi is obviously more important than xi+1
1.6 xi is strongly more important than xi+1 aij aimin
1.8 xi is absolutely more important than xi+1 xij =
aimax aimin (3)
0; b. pii = 1; c. pij = 1/pji; d. pij = pikpkj, (k = 1, 2, ···, m − 1), aimax aij
where pij means the scale value of the ith index relative to the jth xij =
index, which can be obtained according to the transitivity of aimax aimin (4)
the importance of adjacent indices. Finally, the judgment
matrix P can be constructed, as shown in eq 1. |aij aiopt|
xij = 1
ij yz m 1 max(|aimax aiopt|, |aimin aiopt|) (5)
jj1 ti zzzz
jj t1 t1t 2 ...
jj z
jj i=1 z zz where amax
i , amin
i ,
and aopt
are the maximum, minimum, and
i
jj zz th
optimal values of the i index in n samples, respectively.
jj m 1 z zz
jj 1 z Step 2: Constructing the standard matrix
jj t1
1 t2 ... ti zzz
jj z With the normalized index value xij, the standard matrix X =
jj i=2 z zz
jj zz (xij)m×n, (i = 1, 2, ..., m; j = 1, 2, ..., n) can be constructed.
jj z
P = jjj m 1 z
zz Step 3: Calculating the information amount of the index
jj(t t ) 1
t2 1 1 ... ti zzz
jjj 1 2 zz The calculation process of the information amount of the
jj i=3 z zz index includes three steps. First, the standard deviation of
jj z
jj M O M zzzz
jjj
M M indices is adopted to represent the size of the value difference
jj zz
1 jji m 1 y
1 1 zz of the same index in different samples, that is, the contrast
ij m 1 yz ij m 1 yz
jjjj z zz
j z zz between samples. Second, the quantified expression represent-
jj
jj
z
jjjj
tizzz jjj
jjjj tizzzz
ti zzz ... 1 zz
j i= 2 z j i=3 z
jk i = 1 z{ zz ing the conflict can be constructed to reflect the conflict
k { k
k { { (1) between indices based on the correlation coefficient between
The judgment matrix constructed with the improved AHP indices. Finally, the information-carrying capacity of the index
completely meets the consistency demand (C.R. = 0), so the can be obtained by multiplying the standard deviation and the
consistency test is not necessary. conflicting quantitative indicator.
Step 4: Calculating the subjective weight (1) Based on the standard matrix X, eq 6 is adopted to
With the judgment matrix P, the subjective weight wsi of the calculate the standard deviation si which is the variability of the
ith index can be obtained by eq 2. ith index for measuring the volatility of the value difference of
the same index in different samples. If the si of one index is
m 1 larger, the weight assigned is more prominent, and vice versa.
m p
j = 1 ij
wsi = n
m m 1 1
j= 1
m p
j = 1 ij (2) si = (xij xi)2 i = 1, 2, ... , m
n 1 j =1 (6)
Finally, the subjective weight vector Ws = (ws1, ws2, ..., wsm)T
can be obtained. The subjective weight values of indices at the where x̅i is the average value of the ith index in n samples.
category index layer and index layer can be determined by the (2) Eq 7 can be used to determine the correlation coefficient
above method. of the ith and i′th indices.
3.4.2. Calculating the Objective Weight. With the
objective weighting method, the index weight of the index cov(Xi , X i )
ii
=
can be determined by mathematical methods according to the sisi
n
relationship between the evaluation index data, so its judgment (x
j = 1 ij
xi)(x i j xi )
results are independent of the subjective judgment of the =
n n
evaluator. Common approaches include the entropy method, (x
j = 1 ij
xi)2 j= 1
(x i j x i )2
coefficient of variation method, CRITIC (CRiteria Importance
Through Intercriteria Correlation), principal component i , i = 1, 2, ... , m (7)
analysis, etc. The CRITIC method22 is based on the variability
and conflict among evaluation indices to weigh synthetically where cov(Xi, Xi′) represents the covariance of the i and i′th th

the objective weight, which is more accurate than other rows of the standard matrix X and x̅i′ the average value of the
methods, with wide application. Therefore, the CRITIC i′th index in n samples.
method was employed here to determine the objective weight, (3) The amount of information Ci of the ith index can be
whose procedure includes the following four steps.22 obtained with the standard deviation si and the correlation
Step 1: Normalizing the index value coefficient ρii′ by eq 8.
The dimension and influencing tendency on UCG of each m
index in the evaluation system are different, so it is necessary to Ci = si (1 ii
) i = 1, 2, ... , m
normalize all indices. i =1 (8)

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Table 3. Subjective, Objective, and Combined Weights of Evaluation Indices


index no. subjective weight objective weight combined weight
U1 U1‑1 0.1816 0.4330 0.2225 0.3262 0.1894 0.4262
U1‑2 0.3093 0.3373 0.3111
U1‑3 0.2577 0.3365 0.2627
U2 U2‑1 0.1816 0.3219 0.1589 0.1906 0.1773 0.2527
U2‑2 0.2683 0.2360 0.2512
U2‑3 0.2235 0.2303 0.2271
U2‑4 0.1863 0.3432 0.2690
U3 U3‑1 0.1513 0.1541 0.1835 0.2235 0.1574 0.1626
U3‑2 0.3107 0.2053 0.2977
U3‑3 0.1284 0.1484 0.1309
U3‑4 0.2219 0.1870 0.2176
U3‑5 0.1849 0.2357 0.1912
U4 U4‑1 0.2542 0.1660 0.1583 0.1434 0.2361 0.1634
U4‑2 0.0706 0.1214 0.0764
U4‑3 0.0490 0.1305 0.0584
U4‑4 0.0988 0.1184 0.1011
U4‑5 0.1992 0.0955 0.1873
U4‑6 0.2390 0.1216 0.2255
U4‑7 0.1186 0.1551 0.1228
U4‑8 0.0588 0.1141 0.0652
U5 U5‑1 0.1051 1.0000 0.1343 1.0000 0.1106 1.0000
U6 U6‑1 0.1261 0.6429 0.1425 0.4796 0.1292 0.6210
U6‑2 0.3571 0.5204 0.3790

where Σm i′=1(1 − ρii′) is the quantitative indicator of conflict methods, we introduce a combination weighting method
between the ith index and other indices. with the game theory to coordinate and reorganize the weights
The stronger the positive correlation between one index and determined by the improved AHP and CRITIC methods to
other indices, the greater the conflict between this index and
others, the smaller the amount of information, and the smaller improve the scientificity of index weight assignment. The
the assigned weight. determination of the combined weight includes four steps.23
Step 4: Calculating the objective weight Step 1: Constructing the weight vector set
With the amount of information, the objective weight woi of Suppose l weighting methods assign weights to m evaluation
the ith index can be calculated by eq 9. indices, and l index weight vectors Wk can be obtained, as
Ci shown in eq 11.
woi = m
C (9)
i=1 i Wk = (w1k , w2k , ... , wmk)T k = 1, 2, ... , l (11)
T
The objective weight vector Wo = (wo1, wo2, ..., wom) can
thereby be obtained. Step 2: Building the linear combination of the weight vector
For the hierarchical model, objective weight values of indices Assume that an arbitrary linear combination of l weight
at the index layer can be determined by the above method. vectors is W.
Still, indices at the category index layer (referred to as the
category index) cannot be calculated directly due to the lack of l
the category index value. However, the objectivity of the W= kWk
evaluation results will be weakened using quantitative methods k=1 (12)
such as the expert scoring method to assign values to category
indices. To solve this problem, the standard matrix element where αk refers to the linear combination coefficient of the
value xij and its objective weight woi of the index layer can be weight determined by the kth weighting method.
used to assign values to category indices by eq 10. Step 3: Optimizing the linear combination coefficient
m The multiobjective game set model can be employed to
aiuj = woixij i = 1, 2, ... , m ; j = 1, 2, ... , n optimize l linear combination coefficients αk to minimize the
i=1 (10)
deviation between W and Wk. Then, the game model can be
aui′j
where represents the comprehensive evaluation value of the derived (see eq 13).
i′th index in the jth sample and m’ is the number of category
l
indices.
Take the comprehensive evaluation value of the category min || kWk Wk ||
index as its attribute value, and then repeat steps 1 to 4 to k=1 2 (13)
obtain its objective weight value.
3.4.3. Calculating the Combined Weight. To avoid the The equivalent linear simultaneous equations (see eq 14)
one-sidedness of the subjective or objective weighting can be obtained by solving the first derivative of eq 13.
11551 https://doi.org/10.1021/acsomega.3c00626
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Figure 4. Comparison of weights determined by the subjective, objective, and combined weighting methods.

Table 4. Attribute and Hierarchical Cutoff Values of the Index of Resource Conditions of Zhongliangshan (ZLS), Huating
(HT), and Shanjiaoshu (SJS) UCG Pilot Projects
ZLS HT SJS
hierarchical cutoff values of the hierarchical cutoff values of the hierarchical cutoff values of the
index index index
index index index index
no. values u1 u2 u3 values u1 u2 u3 values u1 u2 u3
U1‑1 16.09 1.00 2.00 3.00 0.00 1.00 2.00 3.00 0.00 1.00 2.00 3.00
U1‑2 0.00 5.00 17.50 30.00 0.00 5.00 17.50 30.00 0.00 5.00 17.50 30.00
U1‑3 0.00 5.00 17.50 30.00 0.00 5.00 17.50 30.00 0.00 5.00 17.50 30.00
U2‑1 1.21 0.40 0.55 0.70 0.48 0.40 0.55 0.70 0.61 0.40 0.55 0.70
U2‑2 55.00 23.91 28.91 53.91 114.00 32.00 37.00 62.00 14.07 19.54 24.54 49.54
U2‑3 50.00 1.04 1.55 2.07 114.00 21.20 31.80 42.40 6.11 1.35 2.03 2.70
U2‑4 0.00 0.06 0.10 0.15 0.00 0.06 0.10 0.15 0.00 0.06 0.10 0.15
U3‑1 450.00 100.00 300.00 500.00 130.00 100.00 300.00 500.00 412.15 100.00 300.00 500.00
U3‑2 1.15 1.20 6.60 12.00 10.60 1.20 6.60 12.00 1.50 1.20 6.60 12.00
U3‑3 67.50 12.00 35.00 65.00 28.00 12.00 35.00 65.00 24.00 12.00 35.00 65.00
U3‑4 0.00 0.00 0.15 0.30 0.05 0.00 0.15 0.30 0.02 0.00 0.15 0.30
U3‑5 0.97 0.60 0.70 0.80 1.00 0.60 0.70 0.80 0.91 0.60 0.70 0.80
U4‑1 1.06 2.00 6.00 10.00 8.79 2.00 6.00 10.00 1.18 2.00 6.00 10.00
U4‑2 18.38 12.00 18.00 30.00 6.23 12.00 18.00 30.00 28.00 12.00 18.00 30.00
U4‑3 16.21 10.00 20.00 30.00 26.28 10.00 20.00 30.00 25.21 10.00 20.00 30.00
U4‑4 2.55 0.50 1.00 1.50 0.44 0.50 1.00 1.50 0.16 0.50 1.00 1.50
U4‑5 30.50 20.00 30.00 40.00 56.60 20.00 30.00 40.00 25.95 20.00 30.00 40.00
U4‑6 7.00 3.00 4.00 5.00 2.00 3.00 4.00 5.00 6.00 3.00 4.00 5.00
U4‑7 1360.00 1200.00 1250.00 1300.00 1218.06 1200.00 1250.00 1300.00 1500.00 1200.00 1250.00 1300.00
U4‑8 97.76 60.00 80.00 100.00 70.00 60.00 80.00 100.00 61.80 60.00 80.00 100.00
U5‑1 25.00 4.50 7.25 10.00 49.45 4.50 7.25 10.00 3.85 3.19 4.15 10.00
U6‑1 8.00 8.00 18.00 28.00 13.00 8.00 18.00 28.00 13.35 8.00 18.00 28.00
U6‑2 8.00 5.00 6.00 7.00 8.00 5.00 6.00 7.00 6.00 5.00 6.00 7.00

jij w1· w1T w1·w2T ... w1· wlT zyzi y jij w1· w1T zyz *= k
jj zzjj 1 zz jj zz k l
jj zzj z jj zz
w2 ·w2T ... w2·wlT zzzjjjj 2 zzzz jjj w2·w2T zzz
(15)
jj w ·w T k=1 k
jj 2 1 zzjj zz = jj zz
jj zzjj M zz jj z
jj M zzjj zz jj M zzz where αk* means the linear combination coefficient of the index
jj M O M
jj zzzjj zz jjj zz
z weight determined by the kth weighting method after
jj w ·w T wl ·w2T ... wl ·wlT zz{k l { jk wl ·wlT z{
k l 1 (14) normalization.
Then, the combination weight vector W* of the game theory
The optimal linear combination coefficient vector α = (α1, can be obtained with eq 16.
α1, ..., αk) can be obtained by solving eq 14.
Step 4: Determining the combined weight l
Normalize the optimal linear combination coefficient αk with W* = *Wk
k
eq 15. k= 1 (16)

11552 https://doi.org/10.1021/acsomega.3c00626
ACS Omega 2023, 8, 11544−11555
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The attribute values of evaluation indices of the UCG site


selection at 10 mining areas, including Zhongliangshan,
Huating, and Shanjiaoshu mines, were collected. Based on
these data, the subjective, objective, and combination weights
of the evaluation indices were determined with the improved
AHP, CRITIC method, and game theory, respectively. See
Table 3 for weight calculation results.
For visualization, convert the data in Table 3 into a graph, as
shown in Figure 4. The result indicates significant differences
in the weight values and order of some indices determined by
the improved AHP and CRITIC methods. The weight value
and ranking of indices are optimized and reorganized by taking
subjective and objective factors into account through the
combined weighting of game theory. The combined weight
value (or importance) of the category index is ranked as
follows: U4 (coal properties) > U1 (geological structure) > U2
Figure 5. Evaluate results of the resource condition suitability on
(hydrogeology) > U3 (seam occurrence) > U6 (roof lithology) UCG of Zhongliangshan (ZLS), Huating (HT), and Shanjiaoshu
> U5 (reserves). (SJS) pilot project.
3.5. Determining the Evaluation Result. Multiply the
combined weight vector W* obtained above and the fuzzy indices of the HT UCG pilot project are suitable; five of them
comprehensive judgment matrix R to get the evaluation result are superior to that of the other two projects except for the
matrix B = W*R = (b1, b2, ..., bn) and then judge the evaluation occurrence condition of the coal seam. For the resource
result of the corresponding candidate site according to the conditions of the ZLS UCG project, ratings of three category
maximum membership principle after normalization. indices, including geological structure (U1), hydrogeology
For a single coal seam, the above method can be directly (U2), and reserves (U5), are suitable. In contrast, ranks of seam
used to evaluate its suitability to UCG technology. If there are occurrence (U3), coal properties (U4), and roof lithology (U6)
multiple coal seams in a mining area, when the distance are unsuitable. However, the suitable membership values of
between coal seams is large, this model can be used to evaluate U1−U3, and U5 of ZLS are greater than those of SJS. For the
different coal seams one by one. However, if the distance SJS UCG project, evaluation grades of U1−U4 are suitable, but
between coal seams is less than 0.5m and the cumulative suitable membership values of U2 and U3 are not high, and
thickness of the rock interlayer is less than 30% of the total grades of U5 and U6 are basically suitable. As a whole, the
thickness of coal and rock strata, it can be considered as a suitability on UCG of resource conditions of the three pilot
whole for evaluation. projects is ranked as HT > ZLS > SJS. From the actual running
state, with a similar gasifying process, the HT project has the
4. APPLICATION OF THE EVALUATION MODEL FOR optimal comprehensive performance with the best gas
THE UCG SITE SELECTION production effect, stability, and controllability, followed by
The suitability of resource conditions of UCG pilot projects at the ZLS project with the highest syngas heat value (owing to
Zhongliangshan (ZLS), Huating (HT), and Shanjiaoshu (SJS) the high methane content from the high gas-containing seam)
mines were evaluated by the evaluation model for the UCG and poor gas production stability, and finally the SJS project
site selection, and the evaluation results were compared and which has relatively poor gas calorific value and production
analyzed to confirm the model reliability. stability. To sum up, the actual running effects of these three
4.1. Project Profile and Evaluation Index Value. The UCG pilot projects are consistent with their evaluation results,
purpose of ZLS, HT, and SJS UCG pilot projects is to verify which indicates that the evaluation model of the UCG site
the feasibility of underground gasification with difficult mining selection built in this paper is reliable.
coals such as high outburst coal seams and industrial square 4.3. Model Comparison. For the site selection evaluation
pillars. Man-built galleries were adopted to construct the UCG of the UCG project, in addition to the model built in this
panel, and trial production systems such as the underground study, evaluation models with the constant weight-fuzzy
gasifier, gasification agent preparation, raw gas purification, hierarchy16 and variable weight-fuzzy hierarchy17 methods
measurement and control, and aided production were built at were built in previous research. For the same coal resource
these projects, with a running time of 3−6 months.2,24,25 The conditions, the evaluation results of the new model and the
index values of resource conditions of three UCG pilot projects constant weight and variable weight models are basically the
were obtained through field investigation, laboratory tests, and same, but the performance of the variable weight model is
other methods. See Table 4 for details. better than that of the constant weight model.17 However,
4.2. Evaluation Results. The result is shown in Figure 5. although the index weight of the variable weight model can be
The comprehensive evaluation results of resource conditions changed according to the index attribute value of the
suitability on UCG at ZLS, HT, and SJS pilot projects are evaluation object, the determination of its weight depends
(0.5349, 0.0825, 0.3826), (0.7197, 0.1543, 0.1261), and on the subjective consciousness of the evaluator, and the value
(0.4498, 0.2837, 0.2665), respectively. According to the of the coefficient α (also used T in some references) in the
maximum membership principle, results indicate that compre- variable weight theory is lack of basis, and these factors may
hensive evaluation grades of resource conditions of the three adversely affect the reliability of the evaluation results. Based
pilot projects are suitable. Still, there is a gap in their suitability, on the existing fuzzy hierarchical evaluation model, we
especially significant differences between the evaluation values introduce the CRITIC method and game theory to build a
of some category indices. Evaluation grades of six category new evaluation model for the UCG site selection. In theory,
11553 https://doi.org/10.1021/acsomega.3c00626
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the objectivity of the index combination weight can be Jun Huang − School of Earth Sciences, East China University
improved with the increase of the collected samples, and the of Technology, Nanchang, Jiangxi 330013, China
reliability of the model will also be improved, which is an Xin Lu − Shanxi Key Laboratory of Coal and Coal-measure
advantage that the existing evaluation model does not have. Gas Geology, Taiyuan, Shanxi 030001, China
Shu-liang Wu − School of Earth Sciences, East China
5. CONCLUSIONS University of Technology, Nanchang, Jiangxi 330013, China
Zuo-tang Wang − School of Mines, China University of
(1) The factors of coal resource conditions associated with Mining and Technology, Xuzhou, Jiangsu 221116, China
the potential risk of UCG were systematically analyzed.
On this basis, 23 evaluation indices were selected from Complete contact information is available at:
six dimensions of the geological structure, hydrogeology, https://pubs.acs.org/10.1021/acsomega.3c00626
seam occurrence, coal properties, reserves, and roof
lithology to construct a hierarchy model consisting of Notes
the target, category index, and index layers. The The authors declare no competing financial interest.
reasonable value range and calculation method of each
index value were defined, thus forming the evaluation
index system for the UCG site selection. ■ ACKNOWLEDGMENTS
The authors are grateful to the editors and reviewers for their
(2) The improved AHP was adopted to sequence indices
helpful comments and suggestions. This work was funded
and determine their subjective weights. And the
jointly by Shanxi Key Laboratory of Coal and Coal-measure
variability, conflict, and information amount of the
index data were analyzed by the CRITIC method to Gas Geology (MDZ202103) and Jiangxi Provincial Natural
determine the objective weight. Then the subjective and Science Foundation (20224BAB203049).
objective weights were combined through the game
theory. On this basis, fuzzy theory was employed to
calculate the membership of indices and construct the
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