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Applied Ergonomics
journal homepage: www.elsevier.com/locate/apergo
A R T I C L E I N F O A B S T R A C T
Key terms: Objectives: Workplace management practices targeting risk of musculoskeletal disorders (MSDs) fail to reflect
Musculoskeletal disorders evidence that risk is affected by psychosocial as well as physical hazards. To promote improved practices in
Workplace risk management occupations where MSD risk is highest, better information is needed on how psychosocial hazards, combined
APHIRM toolkit
with physical hazards, affect risk of workers in these occupations.
Latent profile analysis
Methods: Survey ratings of physical and psychosocial hazards by 2329 Australian workers in occupations with
high MSD risk were subjected to Principal Components Analysis. Latent Profile Analysis of hazard factor scores
identified different combinations of hazards to which latent subgroups of workers were typically exposed. Survey
ratings of frequency and severity of musculoskeletal discomfort or pain (MSP) generated a pre-validated MSP
score and its relationship with subgroup membership was analysed. Demographic variables associated with
group membership were investigated using regression modelling and descriptive statistics.
Results: Analyses identified three physical and seven psychosocial hazard factors and three participant subgroups
with differing hazard profiles. Profile group differences were greater for psychosocial than physical hazards, and
MSP scores out of 60 ranged from 6.7 for the low hazard profile (29% of participants) to 17.5 for the high hazard
profile (21%). Differences between occupations in hazard profiles were not large.
Conclusions: Both physical and psychosocial hazards affect MSD risk of workers in high-risk occupations. In
workplaces such as this large Australian sample where risk management has focused on physical hazards, actions
targeting psychosocial hazards may now be the most effective way to reduce risk further.
1. Introduction Takala et al., 2010b; Whysall et al., 2004; Oakman et al., 2021; Mac
donald and Evans, 2006).
There is robust evidence that work-related psychosocial hazards can To achieve more effective translation of research evidence to work
have substantial effects on workers’ risk of musculoskeletal disorders place MSD risk management practices, it will be important to convince
(MSD) (Eatough et al., 2012; Gerr et al., 2014; Lang et al., 2012; Marras workplace managers and OHS professionals that it is necessary to con
et al., 2009; National Research Council & Institute of Medicine Board, trol MSD risk from psychosocial as well as physical hazards. This pre
2001; Hauke et al., 2011). However, current regulatory guidance, sents a challenge for researchers. Many MSD hazards interact with each
workplace management policies and practices targeting MSD risk other in their effects on risk (National Research Council, 2001; Marras
continue to focus on physical hazards that arise from the biomechanical et al., 2000; Widanarko et al., 2015), but most research in this field has
demands of work task performance, with little if any attention to focused on identifying variance in MSD risk indicators that is attribut
assessing and controlling MSD risk from psychosocial hazards (Mac able uniquely to each separate hazard. It has been pointed out that: “The
donald and Oakman, 2015; Roman-Liu, 2014; Takala et al., 2010a; typical, real-life impact of co-occurring work factors may be obscured
Barrero et al., 2009; David, 2005a; Oakman and Bartram, 2017; Oakman when they are studied separately or mutually adjusted. If a factor is
et al., 2019a). Inadequate attention to risk from psychosocial hazards is typically a part of a factor complex with a substantial net impact on pain,
also evident in the MSD risk management tools currently used by er studying that factor separately may conceal its contribution.” (Chris
gonomists and other occupational health and safety (OHS) professionals. tensen et al., 2018).
(Macdonald and Oakman, 2015; Roman-Liu, 2014; David, 2005b; Addressing this issue, Christensen and colleagues (Christensen et al.,
* Corresponding author.
E-mail address: J.oakman@latrobe.edu.au (J. Oakman).
https://doi.org/10.1016/j.apergo.2023.104053
Received 16 January 2023; Received in revised form 18 April 2023; Accepted 21 May 2023
Available online 2 June 2023
0003-6870/© 2023 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-
nc-nd/4.0/).
J. Oakman et al. Applied Ergonomics 112 (2023) 104053
2018) used Latent Profile Analysis (LPA) to identify subgroups of 4. Explore the possibility of occupation-related differences of a kind
workers who typically shared particular combinations of psychosocial that might support customisation of risk management procedures to
hazard levels, describing these hazard combinations as representing particular sub-groups.
typical ‘work situations’. They identified four such subgroups within
their large Norwegian workforce sample, and found that group mem 2. Method
bership was a significant predictor of musculoskeletal pain (MSP) level.
Similarly, research using a large Canadian database (Shahidi et al., 2.1. Data source: APHIRM toolkit database
2021) applied LPA to identify subgroups of Canadian workers on the
basis of their psychosocial hazard exposures and found relationships The APHIRM toolkit has been available online since 2019 for inde
between MSP levels and profile membership. pendent use by workplaces as part of their own MSD risk management
It appears that LPA analysis of MSD-related hazards has not yet programs. In registering to use the toolkit, organisations must agree to
included coverage of physical hazard exposures. This is an important its Terms of Use as approved by the La Trobe University Human Ethics
omission because physical hazards certainly have a major effect on MSD Committee, which include privacy protection provisions and ensure La
risk. Until quite recently, occupational health and safety regulators have Trobe University’s access to de-identified information for use in
focused largely or entirely on these physical hazards so awareness at research. Registration is free; attending training in the use of APHIRM is
workplace level of the need to control MSD risk from psychosocial highly recommended but not mandatory.
hazards is very low, even among occupational health professionals and The toolkit includes a survey that requires workers to rate their ex
practitioners (Oakman et al., 2019b). In this workplace context, results posures to physical and psychosocial hazards and their own musculo
from research concerning the importance of psychosocial hazards that skeletal discomfort or pain levels. From August 2021 to April 2022, 33
did not also encompass the role of physical hazards would lack credi registered organisations administered a total of 2847 surveys to em
bility, presenting a barrier to translating such evidence into improved ployees working in jobs that are routinely performed by at least 10 in
workplace risk management practices. Credibility among workplace dividuals. Employees complete the survey anonymously during paid
stakeholders is important because control of risk from psychosocial working hours, typically using their own smart phone. They are
hazards cannot be achieved without the active involvement of line informed that they will be invited to provide feedback on survey results
managers, supported by senior management. To achieve this, results and to suggest future risk control actions, and that actions will be
from LPA analysis of both physical and psychosocial hazard levels spe implemented to the fullest extent that is reasonably practicable.
cific to the occupations and industry sectors where MSD risk is highest would
be particularly helpful. The clear relevance of such information for 2.2. Current sample
workplace managers in high-risk sectors would facilitate communica
tion to them of the need to control MSD risk from psychosocial as well as The sample of participants for the current analysis was restricted to
physical hazards. respondents who had completed: at least 90 percent of questions about
Another potential benefit of LPA analysis of a comprehensive range their hazard exposures; all questions required to generate an MSP score;
of both psychosocial and physical hazards is that it might identify and all demographic questions (age, gender, weekly working hours,
occupation-based latent subgroups of workers. If the hazard configura duration of employment at that workplace). These restrictions resulted
tions of identified groups were found to be sufficiently different, it could in a final sample comprising 2329 employees from 33 organisations.
warrant customisation of risk management practices for particular Separately from the survey, participating organisations provided infor
groups so that participation by workers in risk assessment and control mation enabling identification of respondents’ occupational categories
procedures would require less time, thereby enhancing efficiency and and industry sectors.
reducing another barrier to improvement of workplace risk management
practices. 2.3. Survey hazard measurement items
Various barriers to changing these workplace practices have been
identified (Macdonald and Oakman, 2015, 2022; David, 2005b; Whysall Survey items and response scales are available at www.aphirm.org.
et al., 2004). In addition to credibility issues related to psychosocial au. They include:
hazards, the inadequacies of MSD risk management tools have presented
a major difficulty. The APHIRM Toolkit (Oakman and Macdonald, 2019) • 12 items assessing work-related physical (biomechanical) hazards
was designed to address this problem and is now freely available for arising from the frequency or severity of awkward or static postures,
routine use by workplace users. It is unique in providing participative exertion of high forces, repetitive or precise actions
online procedures, including automated data analysis and reporting • 40 items assessing work-related psychosocial hazards (see supple
modules, for both assessing and controlling MSD risk from a compre mentary materials Table S1)
hensive range of both physical and psychosocial hazards. The research • 10 items assessing musculoskeletal discomfort or pain (MSP) – see
reported here entailed analysis of data available from APHIRM Toolkit Outcome measure, below.
users, so has the advantage of representing occupations where MSD risk
is a primary concern of workplace risk managers. Research developing the 12 physical hazard items found that worker
In summary, data from a newly available survey, designed to assess ratings had greater criterion validity as indicators of MSD risk than
both physical and psychosocial hazards in occupations where MSD risk various observation-based ‘ergonomics’ assessments of the tasks per
is problematic, will be used in exploratory research with the following formed by workers (Macdonald et al., 2008), which is consistent with
aims: accepted validity requirements for MSD risk assessment (Macdonald and
Oakman, 2022). The 40 psychosocial hazards were drawn initially from
1. Determine and evaluate the factor structure of the APHIRM survey’s a variety of sources, particularly the Copenhagen Psychosocial Ques
hazard assessment items tionnaire (COPSOQ) (Burr et al., 2019) and the Work Environment
2. Use LPA to identify sub-groups of workers characterised by different Assessment Questionnaire (WOAQ) (Griffiths et al., 2006). COPSOQ
profiles of physical and psychosocial hazards provides broad coverage of psychosocial hazard constructs (Kop et al.,
3. Evaluate validity of the APHIRM survey as a means of assessing MSD 2016). WOAQ was developed for use in mainly ‘blue collar’ occupations
risk by determining associations between workers’ hazard exposures, within manufacturing industry. It therefore uses simple wording, and its
as reflected in identified LPA sub-group scores, and their levels of hazard constructs include physical equipment and environmental fac
musculoskeletal discomfort and pain (MSP) tors that are absent from COPSOQ; both these features are important in
2
J. Oakman et al. Applied Ergonomics 112 (2023) 104053
the present context. represented occupations were labourers (28.3% versus 8.7%) and ma
Drawing on items from COPSOQ and WOAQ, and on feedback from chinery operators and drivers (26.3% versus 6.3%). As shown in the
extensive trialling in industry sectors and occupations where MSD risk is table, workers in these Australian industry sectors and occupations have
high, wording has been adapted where necessary to facilitate under among the highest rates of MSD-related insurance claims as a proportion
standing by workers with limited English literacy. Supplementary of all serious injury claims for that sector or occupation (Oakman et al.,
Table S1 shows numbers of APHIRM psychosocial hazard items in 2019a).
relation to both COPSOQ scales and WOAQ factor labels.
3.1. Hazard factors identified by Principal Components Analysis (PCA)
2.4. Outcome measure: MSP score
Data available from 2329 survey respondents were confirmed as
The survey includes 10 items requiring respondents to rate the fre highly suitable for factor analysis (KMO = 0.956; Bartlett’s Test of
quency (out of 4) and severity (out of 3) of their musculoskeletal Sphericity p = .000) and nine factors were initially extracted. The first
discomfort and pain over the last six months for each of 5 body regions factor included 21 items and interpretation of its meaning was some
(neck/shoulders, hands/fingers, arms, middle to lower back, and hips/ what problematic, but the other eight factors were clearly understand
bottom/legs/feet), which generates an MSP score out of 60. able in relation to existing physical or psychosocial hazard constructs.
The ninth factor included only one item (prolonged sitting) but was
2.5. Analyses retained because of its potentially important effect on MSD risk (Coenen
et al., 2018).
Aim 1. Exploratory factor analysis of survey responses for both Further inspection of the 21 items in Factor 1 found that one item
physical and psychosocial hazards was performed using SPSS v.27 (Clear work goals and responsibilities) also loaded quite highly on
Principal Axis Factoring. After orthogonal varimax rotation of factor Factor 5 (0.46 on Factor 5 versus 0.47 on Factor 1). Since it was a better
loadings, factor structure was adjusted based on the salience of factor conceptual fit in Factor 5, it was moved there. For the same reasons,
loadings, simplicity of structure configuration and theoretical mean three other items (Work stations and work space; Equipment, tools;
ingfulness (Costello and Osborne, 2005), giving consideration to inter Health and Safety) were moved from Factor 1 to Factor 6 where their
pretability of factors in relation to existing scales such as those in loadings were 0.49, 0.42 and 0.41 respectively. Inspection of the 17
COPSOQ (Burr et al., 2019). items remaining in Factor 1 suggested two separate factors, and a further
Aim 2. Latent profile analysis (LPA) in Stata SE 17.0 was used to PCA (KMO = 0.955; Bartlett’s Test of Sphericity p = .000) with varimax
investigate possible groupings of workers with similar configurations of rotation identified Factor 1A (10 items) and Factor 1B (7 items), which
the hazard factors identified in the previous step. Item scores within were clearly separate and meaningful. In Factor 1B the last item (‘in
each factor were combined and re-scaled where necessary so that higher fluence’) had a low loading (0.33) but was a good conceptual fit there
scores indicated potentially more harmful hazard exposures. Models and it represents a theoretically important construct so was retained.
with one to eight profiles were run and initial assessment of solutions Details of the resultant ten factors are shown in supplementary ma
was based on Akaike Information Criteria (AIC), Bayesian Information terials Table S3. For items with an equivalent WOAQ item, numbers in
Criteria (BIC) and minimum profile size (Nylund et al., 2007). Final the WOAQ column refer to the corresponding WOAQ factors (Griffiths
model selection prioritised interpretability in relation to MSP scores. et al., 2006). It can be seen in Table S3 that APHIRM factors 1B, 3, 6 and
Analyses of variance (ANOVAs) and descriptive statistics quantified 8 corresponded closely with four of the five WOAQ factors; these are:
each hazard’s contribution to profile membership and relationship with Reward and recognition; Workload issues; Quality of physical environment;
MSP. and Quality of relationships with colleagues. Items from the other WOAQ
Aim 3. Regression modelling determined the association between factor Quality of relationships with management were mainly in APHIRM
latent profiles and MSP score, with the level modelled as a count vari factor 1A Quality of supervision and leadership (5 items); the other three of
able using a negative binomial distribution to allow for estimation of these WOAQ factor items were in APHIRM factor 1 and 5. This spread of
overdispersion. An initial model used posterior probabilities of profile items from one WOAQ factor across three APHIRM factors is not sur
membership as a categorial independent variable, followed by a second prising because of the presence also of COPSOQ items from 19 scales, 5
model that also included demographic variables to account for residual of which are not represented in WOAQ.
effects of these that had not been encompassed within profile mem
bership. In the second model, multicollinearity was checked using the 3.2. Identification of latent profiles based on individual hazard exposure
Variance Inflation Factor (VIF). Rate ratios, representing the ratio of patterns
each profile’s MSP score to the reference group, were reported to assist
interpretability. Addressing Aim 2, LPA was used to identify sub-groups of partici
Aim 4. Multivariate logistic regression in Stata SE 17.0 examined as pants characterised by similar configurations of the ten factors identified
sociations between profile membership and the following de above – that is, to identify hazard profiles that differ between latent sub-
mographics: employee age, gender, hours worked per week, and groups of participants. Values of AIC and BIC decreased with increasing
employment duration. Three models were run to test the likelihood of profile numbers, but sample sizes in models with more than five profiles
each demographic group’s membership in a profile compared to other became too small (<5% of total sample). Data were therefore assessed
profiles, again using VIF values to check for multicollinearity. Further for the three-, four- and five-profile solutions, which are presented along
logistic regression analysis investigated associations between profile with model fit criteria for one-to eight-profile solutions in supplemen
membership and occupation. Differences in hazard factor and MSP tary materials Table S4 and Fig. S1.
scores between occupations, and between workgroups within occupa Inspection of the three, four and five profile solutions indicated quite
tions, were explored using descriptive statistics. similar within-profile hazard configurations in all three solutions. The
three-profile solution in Fig. 1 was therefore chosen as most suitable for
3. Results the present purpose as it differentiates differences in hazard levels most
clearly, which facilitates interpretation of potential relationships with
Characteristics of the sample are shown in supplementary materials MSD risk. Profile 1 accounts for 29% of participants and its scores for all
Table S2. Compared to the Australian working population they were factors are the most favourable (lowest). Profile 3 accounts for 21% of
more likely to work in the mining sector (25.2% versus 2.1%) or participants and has the least favourable scores across all factors.
transport, postal & warehousing (13.9% versus 5.0%). The most highly To quantify the inter-profile differences apparent in Fig. 1, statistical
3
J. Oakman et al. Applied Ergonomics 112 (2023) 104053
Addressing Aim 3, it was found that mean MSP scores for each profile 4. Discussion
group were substantially different; for Profiles 1 to 3 respectively, mean
(SD) values, scored out of 60, were: 6.69 (7.24), 10.74 (9.31) and 17.46 This study used a newly available database of survey responses from
(11.8). That is, the mean MSP score of people in Profile 3 was almost 11 workers in 33 self-selected organisations that had chosen to implement
points higher than that of people in Profile 1. Table 3 shows results from the APHIRM Toolkit as part of their own workplace MSD risk manage
negative binomial regression analysis with MSP score as a count mea ment procedures. The first research aim was to determine the factor
sure and the posterior probabilities of profile membership as categorical structure of hazard assessment items in the APHIRM survey. This was a
independent variables, confirming that differences in MSP score be necessary first step in order to achieve the project’s subsequent research
tween profile groups were highly significant. aims. It is worth noting, however, that when the survey is used for its
Model 1 included only the latent profile groups; Model 2 also intended purpose as a workplace risk management tool, its factor
included personal demographics, hours worked per week, employment structure is not relevant because the toolkit’s online algorithm operates
duration and occupation; VIF values indicated little risk of multi at the level of individual items to identify the ‘top 10’ hazards to be
collinearity. Inclusion of the additional independent variables in Model prioritised for risk control action. Surveyed workers are asked to provide
Table 1
ANOVA results showing extent of differences between latent profile groups for each hazard factor.
PTDWB PTDHF PS QSL JDO WQP RCED MCSW PE CR
F 184.0 94.1 37.8 2801.9 1974.2 325.7 777.1 699.5 1594.6 339.8
Sig <.001 <.001 <.001 .000 .000 <.001 <.001 <.001 .000 <.001
Eta-Sq .137 .075 .031 .707 .629 .219 .401 .376 .578 .226
4
J. Oakman et al. Applied Ergonomics 112 (2023) 104053
Table 2
Associations between personal demographic characteristics and profile membership.
Profile 1 (lowest MSP) Profile 2 Profile 3 (highest MSP)
5
J. Oakman et al. Applied Ergonomics 112 (2023) 104053
psychosocial as well as physical MSD hazards, so they might already selected users of the APHIRM toolkit so were highly motivated to
have implemented extensive risk control actions targeting physical reduce MSD risk, and they operate within Australian jurisdictions where
hazards, which could have reduced their variability between organisa there has long been a major focus on legal requirements to control MSD
tions. In contrast, legislation and associated Codes of Practice that spe risk from ‘manual handling’ hazards. It therefore seems likely that
cifically mandate control of psychosocial hazards are only now being physical hazard levels might already have been reduced as far as
introduced in Australian jurisdictions (Safe Work Australia, 2022). reasonably practicable; if so, this would probably reduce both the
The much higher MSP levels of Profile 3 members is consistent with impact of physical hazards on risk and the likelihood of variation in
other evidence that MSD risk is highest when both types of hazard are hazard profiles configurations in the present data set, relative to data
high (Widanarko et al., 2015; Devereux et al., 2002) whether due to from a random sample of workplaces.
their synergistic or simply additive effects. Another possible contributor
might be effects of high psychosocial hazard exposures on individual 5. Conclusions
behaviours that increase MSD risk. For example, van den Berge and
colleagues (van den Berge et al., 2021) reported that clustering of In summary, the exploratory research reported here concluded that:
multiple work-related physical and psychosocial hazards, as in Profile 3
here, was associated with ‘unhealthy lifestyle’ factors such as smoking • APHIRM survey hazard items provide good construct validity for use
and being physically inactive, particularly among workers with low in MSD risk assessment, based on relationships between APHIRM
levels of education. and WOAQ factor scores and coverage of COPSOQ scales.
Profile membership is determined by the similarity of people’s haz • Three latent sub-groups of workers were identified, differing in their
ard profiles, but these profiles can be associated with differences in physical and psychosocial hazard profiles; these groups differed
personal characteristics such as age or gender: for example, if women more in hazard severity than in hazard configurations within each
tended to be employed in jobs with lower hazard levels than those of profile.
men. Analyses to investigate differences between latent profile groups in • Psychosocial hazards played a stronger role than physical hazards in
personal characteristics found that women were indeed over- differentiating sub-group membership.
represented in Profile 1. Of the 742 women in the sample, a dispro • Sub-group membership was a strong predictor of musculoskeletal
portionate number (34%) were in Community and personal services discomfort and pain levels and therefore of MSD risk, demonstrating
occupations where most hazard levels were lowest (Fig. 2). Probability that the APHIRM survey has criterion validity as a tool for assessing
of Profile 3 membership increased markedly with increasing durations MSD risk.
of employment in the current workplace, and was also higher for those • Occupation-related differences were not sufficient to justify cus
working more than 30 h per week. This might be explained if, as seems tomisation of risk management procedures to particular sub-groups.
likely, people employed for more years and working longer hours per
week are in more senior positions such as ‘leading hand’ or supervisor These findings highlight the need for workplaces to manage MSD risk
and if such roles increase exposures to some psychosocial hazards. from psychosocial as well as physical hazards in occupations and sectors
As noted above, occupational differences can affect profile mem where MSD risk is the main OHS problem. In organisations where major
bership. Aim 4 was to explore the possibility of occupation-related dif efforts have already been made to control MSD risk from physical haz
ferences of a kind that might support customisation of risk management ards, actions to reduce risk from psychosocial hazards may be the most
procedures to particular sub-groups. There is evidence that psychosocial effective way to achieve further reductions in risk.
hazard profiles vary somewhat between different occupations, particu
larly between blue- and white-collar workers (Berthelsen et al., 2020; Author statement
Metzler and Bellingrath, 2017). In the present study, differences were
found between occupations in profile group membership, hazard levels JO and WAM conceptualized the study. KM performed the statistical
and in MSP scores. However, these differences were not large relative to analysis. All authors were involved in interpretation of the results. All
differences between latent profile groups, and variability in hazard authors were involved in drafting the manuscript. All authors read and
configuration between workgroups within occupations was similar to approved the final version of the manuscript as submitted.
variability between occupations (Table S6, Fig. S1). Overall, there was
little evidence that clearly identifiable subgroups of workers differed Declaration of competing interest
sufficiently to warrant customisation of workplace risk management
strategies to match their particular characteristics. Across all groups, a The authors declare this paper has not been published elsewhere and
wide range of both physical and psychosocial hazards are likely to they have no conflicts of interest to report.
require management.
Appendix A. Supplementary data
4.1. Study limitations
Supplementary data to this article can be found online at https://doi.
The data utilised is cross-sectional so causality cannot be inferred org/10.1016/j.apergo.2023.104053.
and there is a potential for reverse causality whereby those with higher
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