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Revolution, Personalist Dictatorships, and International Conflict
Revolution, Personalist Dictatorships, and International Conflict
International Conflict
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Abstract A consensus exists that countries that have recently undergone domestic
political revolutions are particularly likely to become involved in military conflicts with
other states. However, scholars seek to understand when and why revolutions increase
the likelihood of international violence. In contrast to existing work focusing on inter-
national systemic factors, we argue that revolution fosters conflict in part by affecting
states’ domestic political structures. Previous research has shown that revolution
tends to bring particularly aggressive leaders to power. We demonstrate that revolutions
also frequently result in personalist dictatorships, or regimes that lack powerful institu-
tions to constrain and punish leaders. By empowering and ensconcing leaders with re-
visionist preferences and high risk tolerance, revolutions that result in personalist
dictatorships are significantly more likely to lead to international conflict than revolu-
tions that culminate in other forms of government. Our arguments and evidence help
explain not only why revolution so commonly leads to conflict, but also why some
revolutions lead to conflict whereas others do not.
For many observers, revolution and international conflict go hand in hand.1 From
China to Libya to Uganda to Iraq, the domestic upheaval of revolution often culmi-
nates in international strife. But not all revolutions lead to conflict. The Eastern
European revolutions that followed the collapse of the Soviet Union did not lead
directly to large-scale armed conflicts between countries, nor did revolutions in coun-
tries such as Myanmar, the Yemen Arab Republic, or Peru.
When and why do revolutions lead to international violence? Past research focused
mainly on how international systemic factors heighten the risk of war after revolu-
tions. We argue, however, that postrevolutionary domestic political structures
matter greatly. We build on recent research arguing that revolutions tend to bring
leaders with risk-tolerant, revisionist foreign policy preferences to power, leaders
who often resort to international force. We show that the kind of political regime
https://doi.org/10.1017/S0020818314000307
The authors are grateful for feedback on earlier drafts from panel participants at the 2010 APSA annual
meeting, the 2011 Peace Science Society meeting, and the 2012 ISA meeting. We also thank Michael
Horowitz, Michael McKoy, Cliff Morgan, Dustin Tingley, Silvana Toska, Nicole Weygandt, and our
anonymous reviewers for invaluable feedback. Finally, we appreciate the excellent research assistance
of Joud Fariz and Kira Mochal. All errors remain our own.
Editor’s note: This manuscript was evaluated by the previous editorial team based at the University of
Toronto.
1. See Walt 1996; Maoz 1996; Gurr 1988; Skocpol 1988; Goldstone 1997; and Enterline 1998.
that emerges in the wake of a revolution affects the extent to which those leaders are
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Existing Literature
For decades, scholars have studied how domestic revolutions affect international re-
lations, especially the likelihood of war. Although some have sought to explain the
Revolution, Personalist Dictatorships, and International Conflict 165
complex factors leading to revolution, we treat revolutions as the starting point and
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investigate their consequences.2 Scholars concur that states with a recent domestic
revolution are unusually prone to international disputes and wars.3 The consensus
has been supported by empirical work, often using historical case studies. More re-
cently, quantitative research has also found that revolutionary states are particularly
conflict-prone.4
Despite this consensus about the international effects of domestic revolutions,
scholars have largely overlooked the important question of whether those effects
depend on the type of postrevolutionary government that emerges. Walt, for
example, argues that revolutions increase the likelihood of conflict by altering sys-
temic factors such as the offense-defense balance, perceptions of hostility, and the in-
formation available to state leaders.5 He also offers an account of how domestic
politics increase the probability of war, but he explicitly rejects an emphasis on do-
mestic factors. He does not explore whether his hypothesized mechanisms apply to all
postrevolutionary states, or primarily certain types of postrevolutionary regimes.6
Other scholars place more emphasis on how the domestic characteristics of revo-
lutionary leaders and movements may cause international conflicts, but like Walt they
do not explore whether these effects vary according to the types of political institu-
tions present. Skocpol, for instance, argues that successful revolutionary leaders
are particularly good at organizing and mobilizing their populations for campaigns
of mass violence, a skill that was required for them to be successful in the domestic
revolutionary struggle. Consequently, revolutionary states have greater capacity for
aggression.7 Gurr shares Skocpol’s view that revolutionary leaders tend to be aggres-
sive internationally, but for different reasons.8 He argues that revolutionary leaders
who have secured power and maintained their positions through the use of violence
domestically are disposed to respond violently to future challenges, even if those
challenges arise internationally.
Maoz combines the domestic and systemic views by arguing that revolutionary
states face pressure to engage in conflict from both internal and external sources.
Internally, the new ruling elite feels pressure to “mobilize support for the regime
through scapegoating.”9 Externally, the pressure comes from the threat and oppor-
tunity perceived by foreign powers. Again, whereas Maoz provides evidence of an
overall relationship between revolution and conflict, he does not examine whether
the effects apply equally to different types of postrevolutionary governments.
https://doi.org/10.1017/S0020818314000307
Conflict
Recently, scholars have extended some of these existing arguments, focusing on how
revolutions select for leaders that have characteristics that make them particularly
likely to instigate conflict.10 Colgan, for example, defines revolutionary leaders as
individuals who personally helped transform the existing social, political, and eco-
nomic relationships of the state by overthrowing or rejecting the principal existing
institutions of society.11 Revolutionary leaders are therefore a strict subset of all
leaders that come to power as a result of the use of force—such as coups, assassina-
tions, and revolts—because revolutions result in substantial transformations of the
very organization of social, economic, and political life.12
Colgan argues that the same types of individuals who succeed as revolutionaries
tend to be more risk tolerant and ambitious to alter the status quo than typical
leaders. These characteristics in turn make it more likely that the leader will seek
to instigate international conflict. In other words, the same characteristics that
allowed revolutionaries to succeed in their domestic struggle also make such
leaders more likely to instigate international conflict once they have obtained office.
This argument builds on a growing body of research suggesting that the char-
acteristics of individual leaders matter for state behavior.13 Foreign policy deci-
sions are ultimately made by individuals, and not all leaders behave the same
way under the same conditions. The possibility that revolutions select for certain
types of leaders therefore provides a fruitful starting point for exploring how
domestic political institutions may condition the effect of revolution on interna-
tional conflict.
time).
A first mechanism through which regime type could affect the behavior of post-
revolutionary states is by shaping the extent of domestic constraints faced by the
leader(s). Many scholars have argued that leaders who are constrained by or account-
able to a domestic audience should be less likely to initiate conflict than less account-
able leaders, for two related reasons. The first is that nonpersonalist leaders are more
likely to be punished for poor war outcomes than personalist leaders, which could
mute the willingness of nonpersonalist leaders to take on the risk of war.18
Second, revolutionary leaders in nonpersonalist regimes might be able to constrain
the leader from initiating a conflict in the first place.19 Typically, we expect domestic
audiences to have more dovish preferences than the more hawkish revolutionary
leaders, and in nonpersonalist regimes the preferences of the domestic audience are
more likely to affect the behavior of the state. We test this idea by assessing
whether personalist revolutionary leaders are more likely to initiate conflict than non-
personalist revolutionary leaders.
18. Ibid.
19. See ibid.; and Morgan and Campbell 1991.
20. Masterson 1991.
Revolution, Personalist Dictatorships, and International Conflict 169
nonrevolutionary politicians who have not been selected for a propensity for interna-
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21. Of course, personalist leaders are not immune to challenges to their tenure. However, they enjoy a
strong incumbency advantage compared to other forms of government.
22. See Colgan 2013a and 2013b.
23. Tables 3 and 4 show that revolutionary leaders are more violent across the board. Figure 2 shows that
revolutionary leaders survive in office longer when the regime is personalist. Table A2 in the online appen-
dix shows that this rate is relatively steady over time. Figure A1 (in the appendix) shows that this leads to an
accumulation of conflict in the postrevolutionary period.
24. Chiozza and Goemans 2011, 42. Further, there is a smaller bargaining range for peaceful outcomes
but no less uncertainty, and this combination increases the probability of conflict.
170 International Organization
flict because each time there is a challenge, states again face the tradeoff between de-
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manding greater bargaining concessions and minimizing the risk of war.25 For these
reasons, we expect that postrevolutionary personalist regimes will be more likely to
initiate militarized disputes.
Hypotheses
In sum, this discussion leads to a series of three complementary hypotheses: one that
articulates our central proposition (H1), and two that address the mechanisms behind
it (H2 and H3).
H2: Revolutionary leaders are more likely to initiate international conflict when their
regime is personalist than when it is not.
H3: When revolutions culminate in personalist regimes, the regime is led by a revo-
lutionary leader for a higher proportion of the postrevolutionary period than when
the revolution does not result in a personalist regime, because personalist leaders
tend to survive in office for longer periods of time.
of personalist regimes, rather than the other way around. Although this is possible, we
report the results of several tests for reverse causation. We found no evidence that
enduring rivalries foster the emergence of postrevolutionary personalist dictatorships,
25. Schultz describes how this tradeoff leads to conflict under rationalist assumptions. Schultz 2001, 4–5.
Revolution, Personalist Dictatorships, and International Conflict 171
the Iranian revolution in 1979 changed the relationship between state and religion
(political dominance by clerics), the power and selection of the national executive
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30. Colgan 2012. See comparisons to, for example, the Archigos data (Goemans, Gleditsch, and Chiozza
2009), Maoz’s operationalization of revolution, and Enterline’s concept of regime change.
31. Walt 1996.
32. Colgan 2012.
33. Weeks 2012. The Weeks data set draws on Geddes’s data on authoritarian regimes. See Geddes
2003.
Revolution, Personalist Dictatorships, and International Conflict 173
characteristics of the regime,34 with additional rules for democracies and monar-
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34. Weeks uses eight yes/no questions: whether access to high government office depends on the per-
sonal favor of the leader; whether country specialists viewed the politburo or equivalent as a rubber
stamp for the leader’s decisions; whether the leader personally controls the security forces; if there is a sup-
porting party, whether the leader chooses most of the members of the politburo-equivalent; whether the
successor to the first leader, or the heir apparent, was a member of the same family, clan, tribe, or minority
ethnic group as the first leader; whether normal military hierarchy has been seriously disorganized or over-
turned, or has the leader created new military forces loyal to him personally; whether dissenting officers or
officers from different regions, tribes, religions, or ethnic groups have been murdered, imprisoned, or
forced into exile; if the leader is from the military, whether the officer corps have been marginalized
from most decision making. A dichotomous indicator is then generated, which codes a state as personalist
if more than half of the questions have been answered positively.
35. Wherever Polity codes a country to be a democracy, Weeks codes the country as nonpersonalist.
https://doi.org/10.1017/S0020818314000307
Monarchies are coded as missing. While in theory one could potentially distinguish personalistic, uncon-
strained monarchs from monarchs who are constrained by a powerful ruling family, existing data sets do
not provide that information.
36. We updated Weeks’s data set to correct a handful of regime end dates and to fill in missing values
where our own research unambiguously points toward a coding for personalism.
37. Geddes, Wright, and Frantz 2011.
38. Weeks 2012.
39. See the online appendix.
40. The Weeks index focuses slightly more on leader constraints and less on lower-level institutions such
as local party organs.
174 International Organization
Nonetheless, because the Weeks data are not available for the post-Soviet states
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and some other country-years, we fill in missing values with the GWF data, even
though the GWF typology somewhat undercounts personalist leaders according to
our conception. We opt for this approach because otherwise we would need to
throw out a substantial number of observations, including the post-Soviet revolutions.
Again, using this hybrid version of the Weeks/GWF data produces the same substan-
tive conclusions as using the unmodified Weeks, only with more observations.41
year, that is, is the first state to threaten or use military force in a conflict (Side A).
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Second, INITFATALN counts the number of fatal MIDs initiated. We test H1 and H2
using a negative binomial model because the dependent variables are event counts
(that is, the number of MIDs) and the negative binomial model accounts for overdis-
persion in our dependent variables.47 We again include cubic splines to control for
temporal interdependence, and cluster the standard errors by country to account for
unobserved differences across states.
For H3 the dependent variable is leadership TENURE, the number of years that the
leader remains in office.
Control Variables
We also include a number of control variables that might be correlated with revolu-
tion, personalism, and international conflict. These are gathered from a set of well-
known quantitative models of MID initiation.48 As with revolution and personalism,
we lag all of these control variables by one year.
CAPABILITIES: Many scholars have argued that more powerful states have wider-
ranging interests than minor powers and thus may be more conflict-prone. For the
dyadic analysis, we therefore control for each state’s military capabilities and
major power status, as well as Side A’s proportion of dyadic capabilities. For the
monadic analysis, we include the raw military capabilities score of the country,
and a dummy variable indicating whether the state is a major power.49
ALLIANCES: Next, we include a measure of alliances, which may proxy for geo-
political interests.50 In the dyadic analysis, we control for the similarity of the two
states’ alliance portfolios, and also how closely allied they are with the most powerful
state in the system (in this period, the United States). In the monadic analysis, the al-
liance variable counts the country’s number of alliance partners.
CONTIGUITY: Another important predictor of international conflict is geographic
contiguity. In the dyadic analysis, we include a dummy variable for contiguity up
to 400 miles of water, and also the logged distance between the two countries in
the dyad.51 In the monadic analysis, we count how many countries are contiguous
to the state, either by land or across no more than 400 miles of water.
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47. Long 1997. We also checked the results using a zero-inflated negative binomial (zinb) model, which
allows us to model the possibility that some countries have characteristics that lead them to never initiate
MIDs (that is, have an inflated number of zeros). The results using the zinb model are in many cases even
stronger than the results using the negative binomial model, but we report the latter since they are easier to
interpret and the substantive conclusions are the same.
48. See Bennett and Stam 2003; Lai and Slater 2006; Gleditsch, Salehyan, and Schultz 2008; Gowa
2000; Oneal, Russett, and Berbaum 2003; and Gleditsch 2002.
49. These measures rely on the Correlates of War (COW) CINC data.
50. Gowa 2000.
51. For contiguity data, we used Stinnett et al. 2002.
176 International Organization
CIVIL WAR: Gleditsch, Salehyan, and Schultz show that states undergoing civil war
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Empirical Results
Revolution, Personalist Dictatorship, and International Conflict Initiation
The first hypothesis we assess is that postrevolutionary states initiate more conflict
when the postrevolutionary regime is personalist than when it is not (H1). To test
it, we compare the coefficients on POSTREVOLUTION PERIOD, PERSONALIST REGIME (see
Table 1) with those for POSTREVOLUTION PERIOD, NOT PERSONALIST REGIME, carrying
out two-tailed Wald tests to assess the significance of the differences in these coeffi-
cients. Recall that coefficients in logistic regression are typically reported in terms of
the change in log odds. We simply exponentiate the coefficients to recover the
amount by which a one-unit change in the predictor variable changes the odds that
the state initiates an MID.56
The results from Table 1 indicate that postrevolutionary personalist regimes have
more than three times greater odds of initiating MIDs than countries that are neither
postrevolutionary nor personalist.57 Moreover, postrevolutionary personalists have
1.7 times greater odds of initiating MIDs than their nonpersonalist counterparts, a dif-
ference that is significant at p < 0.0006. They also have 1.7 times greater odds of ini-
tiating fatal MIDs than leaders of nonpersonalist postrevolutionary regimes,
significant at p < 0.0142. Thus the evidence supports H1: regime type explains var-
iation in dispute initiation in the aftermath of revolution.
and count a state as undergoing civil war if it experiences at least 1,000 battle-related deaths in an internal
conflict in any given year. See Gleditsch et al. 2002.
54. See, among many others, Hegre 2000; Oneal, Russett, and Berbaum 2003; Schultz 2001; and
Gleditsch 2002.
55. Gleditsch 2002. For each member of the dyad, we measure trade dependence as country A’s total
trade with country B as a proportion of its GDP, and vice versa. For the analyses, we follow Russett
and Oneal 2001 and Oneal et al. 2003 and include the trade dependence of the less-dependent country,
though the results do not change if we enter each country’s trade dependence separately.
56. Long 1997.
57. For example, the exponent of 1.12 is 3.06.
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https://doi.org/10.1017/S0020818314000307
POSTREVOLUTION PERIOD, PERSONALIST REGIME 1.12***a (0.12) 1.37***b (0.16) 1.14***c (0.13) 1.30***d (0.18)
POSTREVOLUTION PERIOD, NOT PERSONALIST REGIME 0.57***a (0.13) 0.83***b (0.20) 0.60***c (0.15) 0.90***d (0.22)
NOT POSTREVOLUTION PERIOD, PERSONALIST REGIME 0.71*** (0.10) 0.87*** (0.14) 0.72*** (0.09) 0.91*** (0.14)
MILITARY CAPABILITIES SIDE A 6.48*** (1.47) 8.15*** (2.60) 6.48*** (1.47) 8.02*** (2.62)
MILITARY CAPABILITIES SIDE B 5.80*** (1.53) 4.66* (2.82) 5.79*** (1.53) 4.72* (2.84)
LOWER TRADE DEPENDENCE IN DYAD −22.91** (10.81) −109.98*** (35.88) −23.07** (10.80) −109.25*** (35.98)
CIVIL WAR ONGOING, SIDE A 0.16 (0.13) 0.19 (0.17) 0.15 (0.13) 0.20 (0.17)
CIVIL WAR ONGOING, SIDE B 0.36** (0.14) 0.59*** (0.18) 0.36** (0.14) 0.57*** (0.18)
DISTANCE BETWEEN CAPITALS −0.33*** (0.09) −0.43*** (0.14) −0.33*** (0.09) −0.43*** (0.14)
Constant −2.12*** (0.72) −2.50** (1.16) −2.10*** (0.72) −2.48** (1.16)
Observations 804,434 804,434 804,434 804,434
Notes: Models are estimated using a logit model with standard errors clustered by directed-dyad, and include additional control variables: cubic splines to control for temporal interde-
pendence; whether or not the two states are geographically contiguous; the major power status of each state in the dyad; the initiator’s share of military capabilities; the two states’ similarity of
alliance portfolio; and each state’s similarity of alliance portfolio with the system leader. All regime predictor variables are lagged by one year. Unit of analysis is the directed dyad-year.
Robust standard errors in parentheses. ***p < .01; **p < .05; *p < .1.
a
Wald test: different at p < .0006.
b
Wald test: different at p < .0142.
c
Wald test: different at p < .0022.
d
Wald test: different at p < .0935.
178 International Organization
The differences are equally stark when restricting the list of revolutions to “unam-
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biguous” revolutions. Here, being personalist again increases the odds of conflict for
a postrevolutionary state by a factor of 1.7, significant at p < 0.0022. When we restrict
the analysis of “unambiguous” revolutions to fatal MIDs only, postrevolutionary per-
sonalists have 1.5 times greater odds of initiating fatal MIDs than their nonpersonalist
counterparts, significant at p < 0.0935.
Note also that the coefficients on POSTREVOLUTIONARY NONPERSONALIST and NOT
POSTREVOLUTIONARY PERSONALIST are positive and significant, indicating that, consis-
tent with previous work, revolution and personalism also exhibit independent
effects on the likelihood of conflict initiation.
Other variables generally perform as expected by the existing literature. A country is
more likely to initiate an MID against another country when the two states are geo-
graphically proximate; when a country or its potential opponent is militarily strong;
when the countries do not trade extensively; and when the countries have few alliances
in common. Civil war in Side B also increases the likelihood of a MID initiation.
Figure 1 demonstrates the substantive importance of the effects of personalism and
the postrevolutionary period. Using estimates generated by Clarify, the graph shows
the predicted percent of the time that State A will initiate an MID against state B in a
given year, according to the various combinations of revolution and personalism,
with 95 percent confidence intervals around the point estimates.58 We base the sim-
ulations on Model 1 (for Figure 1A) and Model 2 (for Figure 1B), and set all control
variables to their median values except for contiguity/distance and military power,
which in our hypothetical example we set at higher values since conflict rarely
occurs between distant, militarily weak states.59
For all MIDs (Figure 1A), the baseline chance that State A will initiate an MID
against State B when it is neither postrevolutionary nor personalist is 4.8 percent.
States that are revolutionary but not personalist are 1.7 times as likely to initiate con-
flict (8.2 percent versus 4.8 percent), whereas states that are both personalist and
revolutionary are 2.8 times as likely.60 For fatal MIDs (Figure 1B), states led by per-
sonalist leaders in a postrevolutionary period are 1.6 times as likely to initiate MIDs
as states that are postrevolutionary but not personalist, and 3.7 times as likely to ini-
tiate MIDs as states that are neither postrevolutionary nor personalist. Note that this
simulation-based approach is different from simply comparing coefficients, as we did
earlier for Table 1, and builds in additional uncertainty around the estimates because
it models the predictions as a function of numerous covariates. Thus, although the
difference between personalist and nonpersonalist postrevolutionary states was
highly significant in Model 2 in Table 1 (p < 0.0014), the confidence interval for
https://doi.org/10.1017/S0020818314000307
postrevolutionary personalists in Figure 1B just touches the point estimate for post-
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Next, for robustness we carry out a monadic analysis of MID initiation. Table 2
https://doi.org/10.1017/S0020818314000307
shows the results of a negative binomial regression with the number of MIDs initiated
as the dependent variable. Model 1 focuses on all MID initiations, whereas Model 2
analyzes fatal MID initiations. We can exponentiate the coefficients to recover the
change in the annual rate of MID initiation.
The table indicates that personalist regimes in a postrevolutionary period initiate
2.6 times as many MIDs as countries that are both nonpersonalist and not in the after-
math of a revolution. Postrevolutionary states with a personalist regime initiate
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https://doi.org/10.1017/S0020818314000307
POSTREVOLUTION PERIOD, PERSONALIST REGIME 0.94***a (0.32) 1.06***b (0.20) 1.01***c (0.37) 0.98***d (0.22)
POSTREVOLUTION PERIOD, NOT PERSONALIST REGIME 0.37***a (0.13) 0.52*b (0.27) 0.40***c (0.13) 0.46d (0.31)
NOT POSTREVOLUTION PERIOD, PERSONALIST REGIME 0.39** (0.16) 0.44** (0.20) 0.39** (0.15) 0.49*** (0.19)
LOGGED TRADE OPENNESS 0.04 (0.06) −0.00 (0.08) 0.04 (0.06) −0.00 (0.08)
NUMBER OF NEIGHBORING COUNTRIES 0.07*** (0.02) 0.06** (0.02) 0.07*** (0.02) 0.06** (0.02)
MILITARY CAPABILITIES 7.06*** (1.61) 7.21*** (2.29) 7.03*** (1.55) 6.99*** (2.29)
NUMBER OF ALLIES 0.00 (0.01) −0.00 (0.01) 0.00 (0.01) −0.00 (0.01)
CIVIL WAR ONGOING 0.20 (0.18) 0.38** (0.19) 0.19 (0.18) 0.41** (0.19)
MAJOR POWER −0.01 (0.26) −0.39 (0.47) −0.02 (0.26) −0.37 (0.46)
YEARS SINCE LAST MID INIT. −0.38*** (0.07) −0.17*** (0.05) −0.38*** (0.07) −0.18*** (0.05)
Splines estimated but not reported … … … …
Constant −1.17*** (0.33) −2.33*** (0.34) −1.14*** (0.32) −2.27*** (0.32)
Observations 5,554 5,554 5,554 5,554
Notes: Models are estimated using a negative binomial model with standard errors clustered by country, and include cubic splines of the time since the last MID initiation to control for
temporal interdependence. All other regime predictor variables are lagged by one year. Unit of analysis is the country-year. Robust standard errors in parentheses. ***p < .01; **p < .05;
*p < .1.
a
Wald test: different at p < .080.
b
Wald test: different at p < .027.
c
Wald test: different at p < .106.
d
Wald test: different at p < .077.
Revolution, Personalist Dictatorships, and International Conflict 181
MIDS at about a 1.8 times greater rate, and fatal MIDs at a 1.7 times greater rate, than
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nonpersonalist postrevolutionary states. Wald tests indicate that these differences are
statistically significant at p < 0.08 for Model 1 and p < 0.03 for Model 2. Similarly, in
the aftermath of “unambiguous” revolutions, using a more restrictive coding of rev-
olution, postrevolutionary personalist regimes have a rate of MID initiation that is 1.8
times higher than postrevolutionary nonpersonalists (p < 0.11), and a rate of fatal
MID initiation that is 1.7 times higher (p < 0.08). As in the dyadic analysis, revolution
and personalism also have independent effects on conflict initiation, though these
effects are not as strong as when the two coincide.
REVOLUTIONARY PERSONALIST LEADER 1.19***a (0.11) 1.32***b (0.15) 1.24***c (0.11) 1.30***d (0.16)
REVOLUTIONARY NONPERSONALIST LEADER 0.73***a (0.13) 0.86***b (0.20) 0.69***c (0.15) 0.90***d (0.23)
NONREVOLUTIONARY PERSONALIST LEADER 0.49*** (0.12) 0.70*** (0.16) 0.51*** (0.11) 0.76*** (0.16)
MILITARY CAPABILITIES SIDE A 6.60*** (1.48) 8.09*** (2.66) 6.58*** (1.49) 7.98*** (2.67)
MILITARY CAPABILITIES SIDE B 5.72*** (1.56) 4.62 (2.84) 5.66*** (1.58) 4.58 (2.87)
LOWER TRADE DEPENDENCE IN DYAD −22.12** (10.68) −106.50*** (35.05) −22.57** (10.69) −106.66*** (35.32)
CIVIL WAR ONGOING, SIDE A 0.15 (0.13) 0.21 (0.17) 0.14 (0.13) 0.21 (0.17)
CIVIL WAR ONGOING, SIDE B 0.34** (0.14) 0.55*** (0.18) 0.34** (0.14) 0.56*** (0.18)
DISTANCE BETWEEN CAPITALS −0.32*** (0.09) 0.42*** (0.14) −0.32*** (0.09) −0.42*** (0.14)
Constant −2.13*** (0.72) −2.46** (1.16) −2.10*** (0.72) −2.44** (1.16)
Observations 804,434 804,434 804,434 804,434
Notes: Models are estimated using a logit model with standard errors clustered by directed-dyad, and include additional control variables: cubic splines to control for temporal interde-
pendence; whether or not the two states are geographically contiguous; the major power status of each state in the dyad; the initiator’s share of military capabilities; the two states’ similarity of
alliance portfolio; and each state’s similarity of alliance portfolio with the system leader. All regime predictor variables are lagged by one year. Unit of analysis is the directed dyad-year.
Robust standard errors in parentheses. ***p < .01; **p < .05; *p < .1.
a
Wald test: different at p < .0010.
b
Wald test: different at p < .0247.
c
Wald test: different at p < .0005.
d
Wald test: different at p < .0900.
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REVOLUTIONARY PERSONALIST LEADER 0.83***a (0.25) 0.79***b (0.20) 0.91***c (0.29) 0.76***d (0.22)
REVOLUTIONARY NONPERSONALIST LEADER 0.38***a (0.13) 0.37b (0.26) 0.36**c (0.14) 0.31d (0.35)
NONREVOLUTIONARY PERSONALIST LEADER 0.26* (0.13) 0.42** (0.21) 0.25* (0.13) 0.47** (0.20)
LOGGED TRADE OPENNESS 0.04 (0.06) −0.00 (0.08) 0.04 (0.06) −0.01 (0.08)
NUMBER OF NEIGHBORING COUNTRIES 0.07*** (0.02) 0.05** (0.02) 0.06*** (0.02) 0.05** (0.02)
MILITARY CAPABILITIES 7.01*** (1.59) 6.66*** (2.38) 6.89*** (1.48) 6.51*** (2.36)
NUMBER OF ALLIES 0.00 (0.01) −0.00 (0.01) 0.00 (0.01) −0.00 (0.01)
CIVIL WAR ONGOING 0.24 (0.18) 0.44** (0.19) 0.23 (0.18) 0.45** (0.19)
MAJOR POWER 0.02 (0.26) −0.34 (0.45) 0.01 (0.25) −0.33 (0.44)
YEARS SINCE LAST MID INIT. −0.39*** (0.07) −0.18*** (0.05) −0.39*** (0.07) −0.18*** (0.05)
Splines included but not reported … … … …
Constant −1.12*** (0.30) −2.25*** (0.33) −1.06*** (0.28) −2.21*** (0.32)
Observations 5,554 5,554 5,554 5,554
Notes: Models are estimated using a negative binomial model with standard errors clustered by country, and include cubic splines to control for temporal interdependence. All regime
predictor variables are lagged by one year. Unit of analysis is the country-year. Robust standard errors in parentheses. ***p < .01; **p < .05; *p < .1.
a
Wald test: different at p < .065.
b
Wald test: different at p < .083.
c
Wald test: different at p < .046.
d
Wald test: different at p < .190.
184 International Organization
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The evidence is consistent with this contention. First, recall that the analyses
shown in Tables 3 and 4 demonstrated that revolutionary leaders are indeed more
likely to initiate MIDs on an annual basis. Separate tests confirm that this finding
also applies specifically within the ten-year postrevolutionary period. Second,
Figure 2 indicates that revolutionary leaders occupy office longer into the postrevo-
lutionary period when their regime is personalist than when it is not. The unit of an-
alysis is the leader, so, for example, Mao counts as one observation. Overall, whether
or not they led a revolution, personalist leaders survive almost twice as long (9.2
years) as nonpersonalist leaders (4.8 years), a difference that is statistically significant
according to a standard t-test.61 Leaders who first come to power in the ten-year
period during or after a revolution survive in office for 10.6 years when the regime
is personalist, compared with 5.5 years when the regime is not personalist.
Conditional on having led a revolution, leaders survive for 13.2 years when the
regime is personalist and 8.0 years when the regime is not.62
To be clear, we do not argue that revolutionary personalists instigate conflict at an
increasing annual rate the longer the leader has been in office. Instead, when revolu-
tionary leaders are in office for a larger proportion of the postrevolutionary period,
they instigate more conflicts in the aggregate, based on a fairly steady (but high)
annual rate. We substantiate this empirically in the appendix. The result is a
https://doi.org/10.1017/S0020818314000307
61. Even if one restricts the sample only to nondemocracies (not shown in Figure 2), personalist leaders
have an average tenure of 10.3 years, compared to 6.0 years for nonpersonalists.
62. This comparison is different from the previous one because it omits leaders who came to power
within ten years of a revolution but did not lead it, and includes individuals who helped lead a revolution
even if they did not come to power right away (for example, Stalin).
Revolution, Personalist Dictatorships, and International Conflict 185
Having examined why states are more belligerent in the aftermath of revolution, we
finally show that our focus on personalist regimes is particularly important because
postrevolutionary governments are in fact disproportionately likely to take the
form of personalist dictatorships. Revolutions encourage the emergence of a person-
alist dictatorship for two reasons.
First, there is a selection effect: revolutions are unlikely to succeed unless they are
led by a charismatic, forceful, risk-tolerant, politically savvy, and ambitious leader,
and these are precisely the types of individuals most likely to create personalist dic-
tatorships. Compared with nonrevolutionary leaders, revolutionary leaders are there-
fore particularly likely to have the desire and political skill to create a personalist
regime in which they reign supreme.
Second, because revolutionary movements by their very nature overturn the polit-
ical institutions of the previous government, revolutionary leaders are especially
likely to be able to consolidate a personalist dictatorship. Such leaders face few, if
any, limits on their formal legal powers in the immediate aftermath of the revolution,
and therefore often have the opportunity to structure the regime as they wish.63 The
sorts of norms and rules that allowed, for example, the post-Stalin and post-Mao
Communist Parties to constrain their leaders have simply not yet developed. Thus,
the absence of preexisting institutions that might otherwise allow elites to coordinate
or share political power makes it unusually likely that leaders of postrevolutionary
governments will successfully establish personalist dictatorships, when compared
with other political settings.64
Table 5 shows a variety of ways to assess how revolutions affect the likelihood of
personalist dictatorship. First, columns (1) and (2) indicate that among the sixty-two
revolutions for which we have pre- and postrevolution regime type data,65 states are
1.4 times as likely to be personalist in the year immediately following the revolution
(47 percent) as in the year immediately preceding the revolution (34 percent). Stated
differently, twenty-nine of the sixty-two cases either installed a personalist regime, or
allowed a new personalist regime to take the place of an old one. Although simple,
this test is highly informative, because it compares each country with its prerevolu-
tionary self, and therefore controls for most other aspects of a country that could
63. Of course, not all revolutions are led by a single individual. In some cases a revolutionary group or
https://doi.org/10.1017/S0020818314000307
council initially holds power collectively, but the highly fluid and underinstitutionalized nature of revolu-
tionary politics typically allows a single individual to consolidate power in his/her hands and personalize
the regime, particularly compared to more stable, institutionalized settings.
64. On power-sharing in authoritarian regimes, see Magaloni 2008; Svolik 2009; and Bratton and Van de
Walle 1997.
65. There are seventy-six revolutions in our data sample as a whole, but twelve of them are not available
for this analysis due to missing data on regime type either before or after the revolution. Some of the
missing data are due to revolutions that occurred in small countries (for example, Fiji and Comoros) for
which the personalist data were not coded. In other cases, the revolution occurred at the edge of our
data sample (for example, 1946), and we lack data on the prior regime.
186 International Organization
1 2 3 4 5
One year before One year after Country-years not Country-years All
revolution revolution within within ten observations
ten years after a years after a
revolution revolution
Nonpersonalist 66% (41) 53% (33) 73% (3,912) 48% (311) 71% (4,223)
Personalist 34% (21) 47% (29) 27% (1,415) 52% (335) 29% (1,750)
Total 100% (62) 100% (62) 100% (5,327) 100% (646) 100% (5,973)
Notes: Numbers following the percentages give the number of observations. Unit of analysis is a state-year. Columns (3)
and (4) use all observations in the data set, whether or not they ever had a revolutionary government.
66. The patterns are even more striking if we include only states experiencing their first revolution.
Revolution, Personalist Dictatorships, and International Conflict 187
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Robustness
In Tables 1 to 4, we checked that the results were robust to alternative codings of
revolution (all revolutions, and only those that are coded as unambiguous) and differ-
ent dependent variables (all MIDs, and only those involving at least one fatality). We
also carried out the analyses using both dyadic and monadic specifications. In addi-
tion, we carried out an extensive set of further robustness tests. Replication data and
instructions, including all of the robustness checks, are available online.67
First, we verified that our use of the hybrid Weeks/GWF measure did not affect our
core results by running the same analyses using the unchanged Weeks (2012) data
rather than our hybrid measure. For Models 1 and 2 (Table 1), the coefficients
change slightly because about 17 percent of the observations are dropped because
of missing data, but the relative differences between postrevolutionary regimes
that are personalist and those that are not remain large and statistically significant
(p < .0056 and p < .0177, respectively). In Models 3 and 4, which focus on “unambig-
uous” revolutions only, the differences remain substantively large and significant at
the p < 0.0097 and p < 0.0935 levels.68
Second, we implemented a series of additional tests, including:
• Dropping some control variables (for example, the Gleditsch trade measure) and
https://doi.org/10.1017/S0020818314000307
• Dropping important countries such as China or the Soviet Union from the analysis
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69. Colgan’s data focus on what some call internal revolutions, meaning those that occur within a pre-
viously defined polity, as opposed to external revolutions, meaning wars of independence or other decolo-
nization processes. It is possible that our theory also applies to external revolutions, and thus some of these
founding leaders would be misclassified as nonrevolutionary (hence the robustness check).
70. Using the PRIO civil war data set, Version 2009. See Gleditsch et al. 2002.
71. In addition, we experimented with adding country and directed-dyad fixed-effects to the analyses to
account for potential unobserved country-specific predictors of conflict. The challenge with using a fixed-
effects approach for our question, however, is that it is extremely demanding of the limited data nature has
https://doi.org/10.1017/S0020818314000307
provided, because the fixed-effects analyses discard all peaceful countries and dyads that never initiated an
MID. While each of the individual coefficients was significant in the fixed-effects analysis (nonpersonalist
postrevolutionary regime, personalist nonpostrevolutionary regime, and personalist postrevolutionary
regime), the differences among them are not statistically significant.
72. In the dyadic analysis, postrevolutionary personalist regimes have 1.6 and 1.4 times greater odds (all
revolutions and unambiguous revolutions) of initiating high-fatality MIDs than postrevolutionary nonper-
sonalist regimes. The result is statistically significant at the 0.044 level for the analysis of all revolutions,
though not significant at conventional levels when we consider the unambiguous revolutions only. We note
that there are only 219 of these major MID initiations, of which postrevolutionary personalists initiated
thirty and postrevolutionary nonpersonalists initiated eleven.
Revolution, Personalist Dictatorships, and International Conflict 189
causes revolution73—by lagging all of the predictor variables. A second kind of endo-
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73. Skocpol 1979, for instance, argues that revolutions are often preceded by a failed outcome in a pre-
ceding war.
74. One additional possibility is that the revolution itself might occur because a country expects to fight
an international war in the future, and wants a new regime to fight the war. However, we do not consider
this scenario very likely; it is hard to find any modern examples of this kind of political behavior.
https://doi.org/10.1017/S0020818314000307
75. Bennett 1998. We found that for revolutions that led to a new personalist dictatorship (in other words,
where one had not existed before the revolution), only 17 percent (three out of eighteen) had an ongoing
interstate rivalry. This is lower than the rivalry rate among revolutions that led to the end of a personalist
dictatorship, which was 50 percent (three out of six). For the sake of thoroughness, we also used the rivalry
data from Klein, Goertz, and Diehl 2006 and found similar results—again, no evidence that preexisting
rivalries lead to personalist regimes.
76. We also constructed a table that shows the annual rate of MID initiation for each of the ten years after
a revolution, for both personalist and nonpersonalist regimes. This table (Table A2) is in the Appendix, and
shows that the rate of MID initiation continues to be high long after the initial one to three-year period fol-
lowing a revolution.
190 International Organization
Scholars have long recognized that in the wake of domestic revolution, states are
much more likely to become involved in international conflict. But although a
growing body of research has found support for this general empirical relationship,
there is much less understanding of the great variation in the aggressiveness of post-
revolutionary regimes and the mechanisms driving it.
This study provides part of an explanation. In contrast to previous work on revo-
lutions and conflict that focused on international systemic factors, we argue that the
leaders and domestic regime structures of revolutionary governments play a key role
in explaining their strong propensity to initiate conflict. Postrevolutionary states are
more belligerent when they result in personalist regimes than when they result in
other kinds of domestic political systems. This is both because personalist regimes
feature fewer constraints on leaders and because personalist regimes tend to allow
belligerent revolutionary leaders to survive in office for a greater proportion of the
postrevolutionary period. Our findings are especially important because revolution-
ary movements have a strong tendency to result in personalist dictatorships.
Indeed, whereas only 27 percent of country-years (1946 to 2000) were under person-
alist rule when a country had not had a recent revolution, almost half of postrevolu-
tionary country-years were personalist dictatorships. Revolution appears to be a
breeding ground for personalist rule.
This link between revolution and personalist dictatorship is an important part of the
reason that revolutionary regimes are so belligerent. Although both personalism and
revolution independently increase the likelihood that a state initiates international
conflict, revolutions that install a personalist dictator appear to generate significantly
more international conflict than those that do not. The empirical results are stronger in
the dyadic analyses than the monadic ones, but overall the evidence points to a sig-
nificant difference between personalist and non-personalist regimes following a revo-
lution. In sum, scholars who wish to understand why some countries are more
conflict-prone than others must not overlook the importance of domestic political
revolutions and the leaders and institutions that they produce.
Our analysis has a number of implications for future research. Most generally, our
findings cast further doubt on the wisdom of treating states as black boxes and ignor-
ing domestic political factors.77 A large literature has found that domestic political
institutions affect leaders’ policy choices, and more recently, scholars have (re)turned
to the importance of individual leaders.78 We extend these insights by arguing that
revolutions tend to usher specific types of leaders into office, and often result in po-
https://doi.org/10.1017/S0020818314000307
litical institutions that place few constraints on those leaders. Future research might
study how institutions and political events empower certain kinds of leaders,
which may matter for a variety of policy questions.
beyond the initiation of international conflict. First, revolutions and regime type
may be important for other security-related issues such as the likelihood of economic
sanctions and the transnational nature of the civil wars that often follow revolutions
(for example, Iran in the early 1980s).79 Second, our conclusions are relevant to the
study of a range of political economy variables, from exchange rate regimes to mil-
itary expenditures, which can be shaped by revolutions or authoritarian regime
type.80 Understanding that revolutions select for certain kinds of leaders, and that
revolutions appear to frequently result in personalist regimes, may therefore shed
light on causal mechanisms in international political economy. Third, revolutions
often produce a period of contested domestic legitimacy and human rights abuses
even as constitutions, courts, and other institutions are redesigned; we demonstrate
that the regime established in that period sets a pattern for interactions with outsiders,
which may stymie the efforts of international organizations.81
Of course, all of these issues raise the question of why some revolutions lead to
personalist dictatorships whereas others lead to less centralized forms of government.
Researchers would do well to explore whether structural or historical factors make the
emergence of personalist regimes more likely, and what strategies emerging dictators
use to centralize their rule. Understanding the determinants of the postrevolutionary
form of government may generate significant policy insights, especially for policy-
makers seeking to intervene in an ongoing revolution and alter its course toward a
preferred outcome.
Supplementary Material
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