~ t ffi 1t I ::k $: $:*(U ~f4 $:Jt&)

2011 1Fm 3 Wl No. 3. 201 1

Journal Beijing University of Chemical Tech nology
,g,m 75 Wl Total No. 75
(Social Sciences Edition)

E!~jF~«!5I:i~~*~/J\i~
-*~ I J\ i~ iiJf ~JJj*i~»tfJ 9ti~I~ ~ ]a] ~N
1~ tf"

[tjij ~] <.t 1~ ~ -&.- /J\ iJt--&'- /J\ iJt17f 1E 7J *~ ># ;t t- E, ;1# ~ ~t 1t ~ /J\ iJtll ~tp 1*~ II ~ fi;] ~
.~~ . ,E, ~ ~ ~ * ~fi;]1l ~ tt ~ * ~~ ~. 1*~ fi;] ~ ~ ~~ ~ .t* ~ ~~fi;]~~ , # ~~£ ~~.ili 1
- # ± tff fi;] /J\ iJt 1* ~ ;lj)!, , ~ f fL ~ 1*(prosaics) fi;] :t J!c ~ 5R. #t ili 111 ~ 7t .!f 1!! ~ at E, ;1# ~ fi;] II ~ X JJ:;(f ;fB~t
0

~~ ~ o E, ;1#~ ~= ~~~fi;] ~. ~ ~ ~~.t *W.~ ~ ,~ffL ~ 1* fi;]:t J!c ~5R. ~ * 1 11~.~ ; W 5 ~

E, ~~fi;] ~ ~~~ ~ ~;(f .f ~ ~ ~ . fi;] * ~ *l tp ~ ~h o
[~tI-mJ ] E, ~~ ;-&.- /J\ iJt;.t 1~ ; 1* ~;f fL ~ 1*;Yt iilk;~ H't
[ I:P III ~ ~ ~ ] 151 2 [ :x: mU;jHJHi~ ] A [ :x: ~ ~ ~] 1671 -6639(2011 )03-0058- 05

<5: i~ -!=5 * ~ IJ\ i3t-* ~ IJ\ i3t 1iJf Ji: 117t: 1.i:: > E. ~}j~ ~ ff ~ ~ ift X JXt (peculiarity of Bakhtin' s
(k-( rrn~ <5: ~-!=5* ~ IH3t » ~ E~ ~ :*T /H3tJ1l! Russian) [ 11,~jg 1t!!.~ ~-1' $.z. ~ ~ flli ~ ~*
~~X ~~~J1I!~~~ ~ft *~£Z - o~~W ~ (Bakhtin is not an efficient writer)!" , 1E!~, B. ~fJT
E~~ 19411F 3 Jl 24 B :(£ f@j~ ~tltJ!f-x ~1i1f Ji:fJT ~ ~ £ £ w m ~ ~ ~ ~ ~ ~ ~ ~ * ~ ~ ~ ~ J1I! ~ ~
fJT~ ~ 1IHt:i·, ~ B1~»1I § ~ < ~ jg x ~ ~ ~ ~ * ~ /J \ * ,JAITff #Jn!ZT - 1' ~ m ~ - ~ J1I! it ~ * 0 <5: i~ -!=5
i3t>o EI3 TlWw:~tif~~U ~PF.fjl, E~ ~ ~ ~* it *~/H3t > tf-;G; ~B~~M 1~~ftJHJtJ1l!~~~~J1I!
M~~$., ~~~£~ A~ -!=5 ~A~~~. ~~~.tt~~, E~~~*~~J1I!~~~~~~
~-*Wl~T~m~m ~~~~ o ~~3 0 ~ E, X~ ~ ~ ~ 71- !!f Y3 ~ PJ 5: ~ -!=5 /J \ i3t ~ Xt .lL , Jfi£lIt
~X/.t VJ <5: ~-!=5 * ~ IJ\i3t >jg~tt 7X '1i.*:(£ <X~ T - # ~ f#f ~ /J \ i3t ~ ~ ~ , jg.1jl- }Lx~
~ 7i:II .L m ttl
riiJ ~ > ~ ;G; _L 1981 ~ , -t ![ ~ . j:~~(C aryl Emer- (prosaics)~ '1i. mt ~ 5fHl ttl T J1I! ~ )t .IiF <5: ~ -!=5 ~
0 *
son) -!=5 ~ 5l ~ · a ~ WT ~if (Michael Holquist) ~ E~ ~ ~& >~$~£ ~ ~ £fl ~~ ~~~ ~ B.~~~
*
:* T IJ\i3tlk J!.: § ~ 1m ~ X. -€fw n!Z fxt i! ~ ~ ~ > lO J1l! ~ ~ fR M ,:«oxtWi~)( ,* 7tn!Ztt JJ\i3t~~{jj
If-JJ:fi, ~IH~ ~,.t ~ 1'-9 11J1I! ~ J!f- $ jg B ~ ~ IJ\ i3t J1I! ~ ~ lO~*tt~ ~ o
f~ A~ ~ , ITff*-t5~7f ~z~ ~,.t ~ < 5: i~ -!=5 * ~ /J\ - ft§ ~ ~ ft ~ ~ ~ m § , 1E!i£ ~ ~ lO ~ ~ E
i3t>oB. ~~J1I!ii::J~,~:(£.Ltlt ~c 80 1Fft urA rrOO , . ~~Mfirrft~~~~flli~*Tmft
~. ~ oM
w~ E.~~~*n!Z~~~jg ~~r:pX~~~~~ TE.~~~~lO~~ ,ft~~~Mmft ~~&~
< E ~ ~ ~ ~H 7\ :ff * ) ,J!.:rr <5: ~-!=5* ~/H3t >E13 71-F1fJEJ!.:~~ ,X¥RM:l1Mif¥JJJ!.:)aj~, IiiJBt~~*~
B~f{= ~ ~ nm W , lJ~jJ~:(£m = :ff 0 :lI!!remJ!.:i£x~J1I!ii::":lI!!l!I" .LfJT~~{\LJik-(lk ~m
E~ ~~~£~~iID } , ,~,~1*~IJ, 19~@:lI!!11 :ttlO.liFi] I**~"1t lJ "1051UJ JA~#fi1t.Li3t,m
0

!jJ +71- ~ Bfjj iffXl~ , ~,.t ji ~ ~ WTtif ~~ ~~ ~ "1f!H® " ~B. ~~~~mtB~~, ~PJB~ ~*AJA*.

[ t&m S Wl ] 201 1-06-09

[ if ~ M" il"] ~ .tf- 1' ( 1982-) . '! . ~1:. :Y: 1t...r..:k. *.:t * *I'JU H .g. ~ -iJt- 9iJi 0
2011 ~~ 3 WI ~ t~~: ~ ~~<-'E Ff!3 *~/HJt-*~/HJtliJfJE1irti1::>B9 :m~!3 ~ 1l& 59
~ ~ "* 7tJJX; ";fO "xt ilS "B'~ Dlb 't* ~ #fJ1I!il?; ~ 3?: lm ~ JJX; JA "Jt1 ~ "¥U "rp IL'" I¥J :if 1JE , :jiffJ "II. 't: ~ J'1 Jt 't: " iE
rp 1¥Jiit'$filJR2i1¥J ¥ r:i!t$JL,giAiR ,~1f JA- JE I¥J
0 ~" )( ~f*~ ~ ~ 1f l¥J:tl!!.fil, iE ~n ft!!. El BJ9Tm.,"'t:
J1I!il?;(ilj JJ[ tliH,~ 1±l B# ~ <'~ FI= ~ * ~ IJ \ i~ » 1¥J £~ ;@ ( *~ IJ\ i~) tE 4fJOC )( ~ I¥J ~rit 1'J( ,- !! 't:tEl!H~~:tl!!.
,g# f@ f!JiJtJ1l!iB ~5(, iZtffiffM'113 B# ~ El B B"JJ1I!iB :n ~Jlt, Jt ft!!. 1¥J IS f*~~ ~ PC!fR "[10] 0

~:ffl,~~~ ~f~ )(~ J1I! i1:: I¥J !lT2tJ&: , m1±l T BW ~ BW ~ ~f1J:tl!!.m 1±l, 5C il?;~ JA Bt fa]LHi~A!Im
I¥J IJ\ i~ J1I!il?;b7. Jt =g ~ !l[?ill B"J;f§xt fi;j[)IH:Ec L , !1: i~ tI5 ~.!=j Jm ~ titoW-;f§ 1m 11 B'~ ,'t:ffl z fa] fl B If
~ PI iH1 ~ B"J "!1: i~ ~ ~ "(epic distance), ffif IJ\ i~ 1M ~
7t ~;j:ti1'& r" ~ 1-t lm~ "(contemporary reality) !1: i~ 0

£ ITfftlil:i£ B'~tit oW-~ ~xt B'~ j1"* (absolute past) , ~ ­

BW ~ 5( 5C BE~:tl!!.M~~lltB"Jf*~~*.A, 1- ~ 1*1'lJ :£ B: F B"J "7f Yifil " ;fO m;l£:t± ~B B"J "(ilj dJ! ", i!
f9tHn!1: i~ , tf'lfi~ J~JG ,\5lJ , 1tt )(~ , ffif ~ ~ J9T~ 1*~~IJ 1-titoW-~a rm~B"J, 't: ~.lf~ ft ~~ otE!1:FI=
*J'1!1: i~;fO /J\i3t~*ll'fff :i!iE~~ J'1"ft!!.2tlm T JA
0 rp , Bt fa] ~ ~ ~ B"J , ifHii ~ :jiffJ JE B"J ,A !1m I¥J '11 ~ ;fO fJi
f*~ :!if L tJT M 1±l B"J!l * 111 00 B"J *!I!f . ep Bt fa] ;@ ,A !1m ~ 7](:iit ~ ~ ft B"J J~~ JE B"J ,:i!:§i,tticJE T !1: i~ B"J titoW- ~
;@ ~ titoW- ;@ B"J *!I!f "[3] , " ~J'1 :i! ~ ~ f* ~ iEPJ- fj~ ~ - 1-lJ! E. 7t ~ T B"J -, El ~ El JE I¥J titoW- ~ J'1 !1: i~ ~??l:
0

ITff :tl!!.J&:~ ~~r£ I¥J ~ # ~?&~ II'lJ B"J m m tit oW- .
A "[4]o IE lit PI !Ji!" B. ~~!1: FI=~ IJ\i3t~J'1~* xt
"II. f* ~ B"J 113~ #~ {;z {;ZtErt£(ilj/H3tI¥J:tl!!.fil, tiL~
tEfM'!1: FI= ~ IH~ I¥J xt"II. ~;g f@ 2t- # iA iJttitoW-l¥J !IT
B"J 1.5 JJ[,JAffif A ~ T!l (ilj ~ITffB"J=g ~ ~!l[;fO*m oiE
1fI¥Jq'T lit ~ 1f;fO PJfA. ~ 1lfi ~ ( tiL5C rt ) xt!1: FI= tIil :i£ B"J
titoW-.W . iEa rEl BI¥JWm, ~J'1 ~ nJ9T ~B"J~
~ ~ !1: FI= B"J tit oW- ~lfB :iit B"J,5Crt ~ b7. l¥J " !1:FI= ~
~" ,J9T ~ ft!!.fnQ 1lfi ~ - ~r mi!!X;fO 11i!£ il l¥J 1.5 JJ[ "*f~ PJf
ep PI ffif it!!.fn J1I!!fR!1: FI= B"J~ ft !J!U ~ Jj~ ~retJE B"J ,~~
0

:t1ll51m51 ~3~WT ~tE <* Il€HJT~ · B# ~ » -~ 9=' ~ ,~, I¥J , 5Crt {f~ ~ ttl l¥J ~1* f~i~ o
J9Ti3t , "<!1: FI= .!=j -K ~ IH3t»lIt)( ~ i! ~ ::kf*~ B"J lR* IJ \ i~ !J!U t€r t€r ;f§BE
,'t: Q .!=jJm ~ B"JtitoW- 2t~** 0

.!=j~#~~~.A* ~~ttlB"J~II'lJ:nAJf**~*, BW ~iAJ'1,:i! ~ IE IH~ El :!if I¥J "* 7tJJX;'11 "(unfinal-

4ij: #:nA tI5 ~*lf- # ~ II'lJ B"J A~ % ~ " (5 ) o izability)ticJEB"J, " /J\i~ ~~ r%JJX;j1 ~B"JJJi -1* ~,
~ .~)(,~ 1f E M 1±lT ~ ~ JL 1-::k I¥J :ffl JJ[* ~ lit 't: fjf~ 1* ~IJ ,!l rp ~ ,!l fJ}H5l ,!l ill if :tl!!. BE ~ lm
re WB . ~ B"J £ ~ ;@,g : ~ * :!if B"J%JJX;2tJ&: Q ~ El :!if ~ r %JJX; ~ rp ,;ifim J1I!
0

(- )!1: FI= B"J "!1: i~ ~ ~ ".!=j /H3tB"J" ~ 1-t Jm ~ " !fR% JJX; B"Jj1 ~ " [11] ~ II'lJ r !1: i~ B"J 7t~ ft ;fO El fJ< M
0

BW ~ff~ :§iJtt£1±l T )(DIlAl¥Jil?;,g: "*~/J\i3t ~ ,/J\ i~J9Tf:& WB"J ~At:E B"J (ffif ~~ 1'lJ '11I¥J ) ~2~ ;fO m
~ JJi - ~ r% JJX; rp ffif Hi* JE~ B"J -#1*~ 0"[6],,'t: ttl ,1H~~fa]~;j:;FI¥J ¥l1E Q im ~ ~f~Jm ~, IJ \i~ B"J A
I¥Jf*~ ± T , 3?: ~ Hi:iit 19: ~ ~ JE ~ * ,fJ< fn r61 x1H:V! i9!tl !1m ft m;fO fJi ~ tiL ~ ~ fRt 1.5 ffif ~ ifoJ B"J ,ffif ~ ~ lfiJ. ~ ~ ,
't: B"J ~ $ PI m m j] "(7)J'1 T i1::iiE:i!t$B"J;@,g , B.
0 ITffrfiJ $ # PI imttB"J ~?&, tE-K~ /H~£ , fJ< ffltiLllt
0

~. ~ JA ~ f* I¥J)(~!1: I¥J :ffl JJ[ ~ !1:FI=;fO ~ m iZt fllR
*,~iAJ'1~m!1:FI=~~B"JJ9Tm"iE~/
. (ilj)(~"
("high" literature) rp J9T:ff f*~ I¥J 1±l 1mBt ra] t15:iittE)(
~ ;fO ~~ ~ mr , ffif ii1* m lftl:l;B"J D ~ '§'ijf *~, ffif
"JJi ~ -K~ IH3t U: )( ~;fO ~~ ~~, tiLJJ1E ~'t:fj~q& El
?& :tl!!. ~J.)iI!lT I¥J5CFr I¥J ~ ??l: % A , ePI)?Ji~B"J%A" [8 ]
i£~W ~ ~* , IErW~f*~B"JmfJi;fO~* El:!if1¥J
ftfJi ,1H3t~Jt't:f*~~ra] ~q&X1E;fO Il.t;f§~ I¥J i£t1 0 ml¥J2tJ&:~mT~1-~AA,
;ffi- Mi ~ Q, )(~ B"J 9t ~Bt{-t, £ ?&" iE ~ )(~ " B"J-it#
f*~ t15~ i£ (ilj It ;fO i~ 1L f~ B"J ~ 1.5 Z 9=', {f!.~ JJ1E ~ IJ\
i3t!P - l 0 1HI!Z n;r~ ,":i:tlf ~~iEA~rt B"J ~ m" [9]
1[¥JJ 19 tit~ ,ll.ifi lf/J\i3t~lfJT~rfiJ~ *,;if~r.1~
T~J'1 -#)( ~f*~B"J:!ifffi,f§.!P{;Z{;Z~~~*iZt
-it#113~~m )( ~7t .ftB"J)(~Zrp,m?&5C~)(
~ B"JiE~ ;fO± ~ o B .~ B"J § B"J .~ ~ M M ~ m7t
1ltPI ~ ~ ¥JJ j1"* I¥J A !1m ;fO $= {lj: , f§. "'t:tiL ~ .!=j Jm ~ ;f§
Jf* * B"J ,'t: B"J Bt fa] rp {,' , mm rp IL'Q i£Jmi£ ,# iiHi
~ rfiJ If** ,iE tE%JJX; ,JJX;-K ;fO r61 *7t~ I¥J JmtE " [ 12 1 o
J'1 T !l PJ-:tl!!. r@n /J\i~ .!=j " ~ f-t lm~ "1¥J ~* ;f§*
tt-/H~~~ rJt 't: f*~ B"J~x f7t ~, B#~Hi
0 JA/H~B"Jmr 5r ~ ~ ~L ~ 1JG iiE :jg 0 ft!!.iA J'1 ,1H~~ El
tI ABtAAI¥J!4Emf* , B: i~ f* ;fOff ~ f* :i! -=: # f* ~ ,1J\
~JA L:i£ =#f*~ 2t J&:
¥JJtI;ffi- Mi ~ Q, IJ\i~, .fi} ¥JJ9=' tit~ ifiUlilJ'11 B"J ~ 18] -€U~ ,
. m.~JJX;~ ~B"J-K ~~m oB . ~~~ . ifoJT B:
0 i~f* , #~Jt~ J'1"/J\ i~ . iEB"Jmr :!if" 0 {t!!.JA B: i~f*9='
:miA Wlft1fJt 9=' B"J IJ\i3tm1'lJ , ep "'t:ffl (B: i~ f*) tIil E;
B"Jxt~, !l :m~ B"J ~ J1I! !fR, Wm;f09!iiC ~'t:ffl% AJ9ff:&
WB"J W2t,g, t15 ~ ~ ~ B"J Jm~ " [131 o B:i~ f*9='*.B"J
~~(laughter)JJX;JH~ !fR. T !1: FI=B"J~ ~ ~ b7. 1ffnJ ~Jm
60 ;j tJj( it I*~ ~ *(tJ~f4~J:tii)
~ ~ I¥J HE ~ 0~ illfi 1Il ~ fJI~ Wff~:(£ T 't flMll i!I ~t ~ ,
~;J't~!:jItX:~ Hft.!~UIl-fl-l¥Jxtt!:j~tz 0 B~~~t~
il l¥J~JfHiiT 7 ~I!;@j l¥J ifffl": "ffl~imfll ~ rBJ i! ~ ~
tit!fl- ~ Hft.1t(familiarization) ,J!:(£ %1&l[X ~H § ffi fJI~ f4
~ ~ m fll%1& l[X~ :m1~~5( £* ~~ l¥J m .~ ,~
t~ }J1j 1l! ~ Tfij~nr ~y I¥J - 1-1lfr fi: 0 " [14J
,~, Tfij ~ Z , B ~ ~ ~ t~ ~ 1:7 9.~#i*T " ~Ht :m1
~ " I¥J Ij \ i5l.;;1·~ ~ -1f~ ,iE:(£ %1& I¥J )(~ f*~ , Tfij
Elf~I¥J" . ;@jf* ~" ffi T ;J't J:t . JJJ W ~ B ~ ~ ;;G M,
~I!Xl51 H[l!:j" ~Ht :m1~ ":(£M rBJ .L 1¥J!Wi I~ ,MeTfij ,*xg
IH5l.J1Z w: ~ (Tfijil16'JE ~ )Jtil ft ~ {f1 1&1:7:m1ft )( ~ I¥J
~ ~ f* ~ o
( = ).;@j f*~ I¥J "W:ct:1t"!:jIH5l.I¥J"nr~'I1: "
B ~ ~ ~ 1:7 Elf ~ . ;@j f* ~ ItX: ~ & iE tJf. f* ~ W B
%1&" ~1t 71¥Jf*~1f~ "(ossified generic skeleton) ,
ill ~,it ~i5l.W A ~ 7 - ~ fmJE I¥J "W:ct:"(canon)o I:J .t.
~B<J A~rna £f 1:719ij , ~ 9. ~~1.f;TfJ~#!:j:m1~ B<J EJ
1it~ f.S~lf7dltz.}J lj B<J . ;@j~f*, tt:!zIl~*tA~ :fl!l
~ J * ;@j ,;;G~ 1¥J%. 0 B~~~ t.;@jf*~ I¥JJ! #W
:ct: (ItX:~i5l.m::ct: )~ ;f§ ~ ~ L;.,{ 1:7f'& B<J ,:(£ flBli * ,J!®
* gg ~ 1E! ~ flHEB<J )~ )t;! ~ ~ B<J fll ~ -£: ~ 4: B<J , Tfijil
ill iE ~~ff1 M * * ~ ~Jl ~ 7 . ;@j f* ~ § ~B<JJ:t. o
B~ ~~mW, ~ IIi] T . ;@jf* ~I¥J" W :ct:1t"
(canonicity) ,1j\ i5l.M * JlIt ~~,it fl~ff: "W:ct:" ,Tfij il/j\ l5l.
*~~~~ "nr~tt " (plasticity)B<j{-t~ iPJ ,JJf.: fl;) ~/j\i5l.
~:(£ !:j~ l19T J:t. B<J :m1 ~ X __ 1M! B<J :i:tWr:? F ~ til *
*
I¥J , " /H5l. 1m B<J ~ lilfj, ~ 1-A I¥J f*M.Hll § ffi I¥J -E:tl ~
~ ~ " [15 ] 0 B~~~t/H5l.nr~'I1:B<Ji1=;iiEf£ ;fjiT {.t. ~
!:j*xg/H5l.> ~)( , ~~~'t ff1tJf.m~L;.,{ ~Wi*11
00 :
-1100 , B ~ ~~W 7 *~/H5l.lR }JIjT;J't~-
1)Jf* ~B<J = * ~ * t# ~ :
" (1 )*:m- Ij\l5l.:(£f~m:~A~ = glttJllt ,J!~ iii]
Ij\l5l.r:? ~:m11¥J $i!~iJ{ (multi-languaged conscious-
~~;f§*.I¥J;
(2) Ij\l5l. r:?)(~%~I¥J B-J" rBJ~f~J:t~ 7 **B<J
~ 1t ;
(3 )/j\l5l. r:? *~T)(~%. I¥J~:ii1t , ~1~ 7 ~ I¥J®!
~ ,OF en ii* ~1! J3t !:j *;;G1& 1¥J:m1:(£ (:m1ft1=. f.S )UHT
xtt.*I¥J®! ~ o "(16)
~ J£=*t#~~~wm~x. W:m1"nr~ft"J!
-~ nl! , {g :tn 5C - 19iJ ~~±I!!. m ~/j\i5l. B<Jnr~'l1: o ~ -1-
t# ,~ ~ * T Ij\ i5l. f~ m: fll $ ift:m1 ~ (polyglossia) B<J *
*0 B~~*I¥J$M:m1.~m$#M ~fll)( 1t~~
I!!Jc n~ (interi llumination)ElfF~B<J$ Ml¥Jift ~%~ o $ B~ ~~1:7 "g2~ , ~ iJ{fll ~ ~ ( * * )-
2011 :¥~ 3 WI
i!:m1 ~ ~t ~ 1m :fl!l Z I¥J 7~ L, 5!l! B :ct:f*~ I¥J fffHfi: tllIj\
i5l.I¥JM~~WA~lI!*~5( ,iE:!zIl B~~Elfi5l. : ":(£$
#i!~ !:j)( 1t ;flnn;H1k I!!Jcp.~ I¥J :i:tW.m , i!~;;G~~1&
7 ~- # * gg , ~ I¥J JlIt J:t ~ 7 ~ 1t ;:i:t-£: ~ tJf. - I¥J JZ..
~~ - l¥J m~m l¥J n ~ m :ct: M~ tit !fl- , ~~ W :m17H
J}!{m l¥Jiq:$M ~ ;fI[![I!!Jc,~~ 1¥Jf1JD ~j~:ct: tit !fl- 0 "[17]TfijiE
~J!f$ - #$i! l¥Jtit!fl- ~ 1& 7 Ij\ i5l.%1&I¥J JJJ .t.PfJ1i
fll 1&* * ftt 0 Ij \ i5l. - 11 oo :(£;J't r*J $~ :m17 * § ~~ $
I¥J $ M ~m ; - 11OO JZ..M ;J'tr*J$ ~J}!{ W M ~r*J :(£1¥J
"~i!tt"(heteroglossia , ~ w"~~ Ili: P$ "), J!Wi~:jt
iii] ~ 1& 7 IH5l.nr~JH1: I¥J r*J :(£ ~ F.ll 0
1¥J" )( ~ % .I¥JM~~ ~J:t ~7** ~1t" ~mlli]
~ = 1-t# ,~ Elf i5l.
"g~~t:i:t-£: " 1¥J.t.~ ;f§ tt ~ , Ij\i5l. r:? I¥J )(~% .~!:j
" ~ ft:m1 ~" X • • * I¥J, Tfijil:(£ M ~~ ~~~OO~
**B<J , J!~~ ~/j\i5l. IIi] M A * 7 B-J"ft 'l1:fll Jf J}!{tt o~
.=:. 1- t# ,~ ~ i5l. /j\ i5l. im :i:t )( ~ % . I¥J ~ :ii1t -E:tl :ii1t 7 ~ I¥J
~'y! ~- !:j :m1~ tit!fl-~ l19T J:t ~ x tt. * B<J "IdtttJ.:m1
~ "(fictional reality) tit!fl- 0 fl;) 1:7 :m1 ~ tit !fl- ~ * ;;G 1&
B<J ,Elf J:JbftttJ. :m1~ tit!fl- ill-JE~H J}!{ I¥J ,*;;G1& I¥J ,
Ij\l5l.911J ffi lit ~ 1~ 7;J't't f*~5C rt{t.& 1¥J5C~ I¥J~.
~ rBJ 0
~ -1100 , B~~ I:J "{jjit{ "(paro dy) 1:7 1)J A ,~ ,
_ WWi*~.* * -~ ~ ~ ~ & l¥J nr~ tt : -~)(
~ I¥J /j\i5l.1t(novelization) , =~/H5l. B<J § ~ if ~lj tt 0
:!zIlWIElfJ£, IH5l.J:t?m! T Et i~ f* , Elf L;.,{ 't jlc 7( ~ A
~{jj it{ B<J ilP ~ 0 ~ -11 00ifiI. ~j ±I!!.m it{;J't't f*~ , "m
a ~ ff1 %:ct:fll i! ~ I¥J fI!1 JE '11: JlIt , fI~ ~ - ®f*~ , ~ ~
- ® f* ~ ~ A § D I¥J M~, M T 't ff1~ I¥JYfh5( fll~
B<Ji!jft] "[18]0:!zlllit-* , ~lf/H~~ l19Tj£~~~ ,lL-¥
Elf~;J't~B<J f*a~W~ IIi]WJ3t ±l!!.~"/j\i5l. 1t"7 0 B
~{t ~ 1:7 , J:t ~/H5l.1tI¥J ~;tiJ;~j, :!zll $) !' ~ ,m1lf t~
~ 1¥J;tiJ; ~ fllm1-§~~R ;tiJ; ~ ,~*~, ~~ ffi B<J
{"* ~ ~ . Pii~ ~~th1ic >, t'\!f ~> , lf~~~ tHrt~ 0
~- 1100 ,1H5l. § ~ ill ~~ ~- # lm~ § M I¥J f*~, 't
~~:(£~ l19T ±I!!.§ ~ m ~ fll ~JE r:?~ W ~ I¥J~f* o
B~~l5l.m , ":(£ /H5l. J:t .l¥J m1- JJJ .t.~ , M; ~ m:~
lfM~ &f*~r:? m®h* m :ct: 1t I¥J M. Tfij~~I¥J~
f*bt L;.,{ ifilit{ ItX: ifHi1t " [19] 0 fiP, jtl* 7 ifiI. it{~±/j\l5l.,
ifilit{ B 7~ 5l /j\l5l. , ifiI.it{!&A/j\l5l. , ifilit{~{jJ/j \i5l. ~ 0
tf,~, *:m-/j \l5l. l¥Jnr ~ tt~ 13Z IE't I¥J~* t# ,~
~JE, ill . T 'tI¥J §~mif&:fl!lfll~ M;J't't )( ~f*
~ 1¥J~ nlfiJZr:? 0
(.=:.) 00 ~ ** B<J ~ ~ :1-f* I¥J f* ~!:j § IE I¥J ~
~
J! .=:.
2011 1f.m 3 Wl ~ tFr-: ~M'~<~FfEj~:li1l/H.#.-*:li1l/H.#.lUfJE:Mt:il:;>I¥JJniIiXEjfijjll&
* ~ tk: 1£ ~ 1j\i5t .. [2OJ0 I'f{] Iifij , ~ !J& fniA iRm ffii Ell. ~ §
~T*. MM~~ ~ W* I'f{] ~*, ffi 't m~ ~ ~ ~
[li]L!P~¥T ~ ft JJll~ I'f{], W~~~ BM>~tr* 91~
~ffij[li]** ,7fJa** l'f{] o " ~ftJJll ~"fn" * *" lE ~
B $ffi ~ 19 1j\i5t ~ 1&1£"FI'f{] Bt rBJ ¥ ifnJ , 1W* ¥f1j\i5t :f!J
*~ ~.120}1J7f* , jf19Ij\i5t l'f{]nL~JH1:~1£ T ~~
,j:&¥, W Ri *JJ!~M T/j\i5t~.-fIl * :fG~'I1:, - film
H**1'f{] 5tUJ , jf19/J\ i5t ~IJ ~ I'f{]~~~ rBJ7fJax~
x~l'f{]nr ~tt o
B$ffi~ I'f{],~,~~9:.~+* 1tJ1~ I'f{] 0 ~ ¥f/J\ i5t :i!
fIl .~ )(~Iifij ~ 19JJllft )( ~~ ~ ~~ .Z Ri, ~*
-Z!71lf t±:l, Ij\i5t:i!fIl. ~ )(~&,®! ~~ . ~1-~~
E1 1t~ !J&:f!J § EI3 ~~ ffirEif 0~)( ~~U~,~ * , B~ 1J£
:i!:f-'fi5t: "/j\i5t ~. M -7f Ml , ~~~ kH~xt M~ Bt
1'f{] :ii :lli; %~ 19 ¥Ulfl, W ~ ~ ~ ~ 1itj( ~ :i! 1- * :fG ~
JJIlBtffi JI* ~I'f{] ~.9!~Z* 01j\i5tft( ~ ~¥ Ulfl , ~ 1- A~
~ ~fn §E13~~~ d~ o ~ 1
B~1J£~~*.§.x~ ffi ~ ~ o W B *lc~1f 1W
tt~ ~ ~ , .~ ~ I'f{]~- fIl~~m~ . oo 1W. ~ W
~ ~~ A JXt .m 0~*w; ~ B M>~~~ » I'f{] B'H~ , *£1i
* ,
rBJ ~~ ~:%~ ~ ¥Ij ..~ .~ m "I'f{] ~ 9. ~ . ~ ¥JJit!!.
1.1~ 7*~1j I'f{] ,~, ~:f!J ttt ~ ~ ~ *i!!;1( , ~ E13 1~ M I*J 'L'£
~t±:l - fIl* ili. :f!J ~~ . o B~ 1J£I'f{]£ ~ ~ %~~
-tl1~ ~~ L T ,~ ~ *f~ ~" 1it~~ xtt:f!JxtijS" 0
~W ,&, ®![P]Bt ~iA, fffiiJA~~ft!!.~,~,~$ ~
~~~J3t ~~~ ~Yf ~ I'f{]U~JJj~~ # ~~ ~ , B
M>~:f!Jf):.$~*l'f{]fi A~. ~* o~**~~ ~ m
B ~ 1J£ § B~ ~iQ;tm~ ~W~ fr~iQ; L~ ~~tt,
:i!:f-'f.&~ffi~ ~ ~~~~ -fIl*.h, ~~ill~
Mnr~ ~~B~ ~ ¥ *%\I. ~~ff¥f.h:f!JlEIifijtt o
(- )(~ ~.I'f{] "*:fG ~'I1: "
*:fG ~tt~B$ffi~~ ~~£~ ~lcWT¥~* ~
Jm > -)( *'ii.~t±:l* I'f{] ,f;lI, ~ o {t!!.iA 19 ,~'t ,f;lI, ~IJ~ xWT
£ ~ tib * ~Yf~~~ A ~ $7* tJ] . ~ § B I*J ~ I'f{]*
:fG ~ 'I1 , {t!!.{n. ¥Jj § B :ff ff~ h MI*J$ 'ii. ~ ~1t,M W
. ~m ® ~~m Yf~~ *ffij1t~ fim 1£iQ;~ -tJ]w
i! 0 B ~ 1J£*WiA 19 , lE~:i! fIl*:fG~ tt f~J't,~,~ Jm
lcWT¥ ~/H5t ~19 T ~ ~ T ~ tt~!i! B/J\ i5t ~~ ifnJ /J \
* o * :fG~ tt ~ - 1-~B~ 1J£~tib* ~ ~t±:lJJll~ ~
~ ~WJi! , "E~ 1J£{tm * 7t~ 'I1::i! 1-*i!~19 § B
± * I'f{]JJ ~~*~ , I!P titW ~9. ~ 1- ~&~:I:mYf, W.§.
~~1-7f1it I'f{] :I:mYf" (22 1 0 {t!!. ~ ~~ i~ ~ -K ~ /H5t >* xt
61
:i!1-;fg{2 9. ~ ~ :tnt.&, m 't 7fH~ JJIl ~ tit W:f!J 1j\i5t
~. ~~ A.I'f{] -1- . ~ .tt o
EIl.~7f1it, § EI3 ,*:fG ~'I1:~BM>~ ,f;lI,~ I'f{]~' L'
~,#, ffl. ~B M> ~ ~ (~i~ ~ i~J13 /J \i5t > - )( * I'f{] y
~ itJ£ 4;jH~ M JE [Ii] T 1i ffij 0 I:t~ll , " -j~J13 1j\i5t ~ 11ft-
I'f{]~ T%~*W~ * 1£ lli!I'f{] -fIl~1&" [23 ] o :i!£ ffij l'f{]
"1Ift - 'I1:":f1Ha 9. ff~~& 1£ ~B~ ~ ~~Yf~I'f{]U ~JJj
~ ~{tt £, ~ 91~X jfT'§"'e- TJlHfI5)(~ ~ I'f{]~~ 0W
~ll, "'t (!J \i5t)~$4f)(~l'f{]m7€l.fJ(,- .E! 't~IW~®
Jt!r1J ~m: ,:Jt't I'f{] IB~.fi! ~]L ff¥f "[24]0 :i! 1-%\I. ,~ ~
&M T~~,MW~ * 7f 1ittt:f!J * :fG~tt~.~,W
.§. ill ~ B~ ~ *T" /j\i5t1t"~iQ;J£ffi ~ m,~19{t!!.
~:f-'fi5tM" /j\i5t - ~ ~ ±~ JIMJL, fi! ~ilE* Yf ~ :Jt 't
~.I'f{] £jf , 't1E § B%~, ~-K :f!J flij*:fG~ ~*f ,~
f~ ~ ~ T:Jt 't ~." [25 J o Ei31It~* ,~ /j\i5txt / B ~.
~ ~~IoJ:i!1-liJ] Jm l:, B $ffi ~ § B ~ ~ J3till ~ ~+ *
~Iifij o
Jj)z~ ~iA ,)(~ ~ . B ~ $ . $:f-'f ~ JJj~&, ~ o
frf~L~,1t:f!J ~f5j(1t~ ~ 7(, ~iq: ~ ~fIl (~~~®)
£A~~h :f!J ~mh l'f{] ~ . %~lEfr~. ~ • • ~
1~ 'ii., W "~ ~ "~JJjMI'f{] ~ ~~iq:¥f ~ 19-K~/j\i5t
~**~~~o.~mA*.~ama~:f!JmA.
ftB ~ $ ~, ~~)(~ § ~~~2$~ ~ ~B ~ ~
uj(j1£, ~19 ~ ~ ~ )( ~~ . , -K~ Ij\i5tffij l!flj 1m ffijJ\. ::1J
I'f{]1jE~ ¥f ~ ~&' ~1'f{] 0m B $ffi ~ ~ ~ Wt,~, ~ Jm lc WT ¥
~ ~IiJ] ~ > *~ijS *i5t: "titW L B ~ 'ii. ~ T I'f{]fffiiJ
$ ~ U flij * :fG ~ , .T tlt W ~.&*T tit W l'f{] m ~~
:f& ijSi! flij * flti5tt±:l , titW ~7f1it I'f{] , § E131'f{] ,Yf ~ ­
tJ]$ ~ **Z*, jf .§.~7j( :lli;.'ltT* * Z* 0 " [26)
( =) BM>~~ Ri~"~ ft JJll~"
*T~ ft JJll~ ~/j\i5t ~* * ,L )( B W ~ftm,
llt~~W~J£ o E~ 1J£~ l:tit g~ 40 1fft,~' ~-K ~ /J\
*~~.,j:& *x ~m.~ ~ 7(~JJIl ~, ~ mA1t *
1f jj'( "F)( * ~ ~Hll A {f] mJ w;}J't8! I'f{] ~ 1t'i.&:Jtxt 1j\i5t
~ .I'f{] ~~loJ o M/$?J w;}J't8!* tr , V)-J1iIf jj~ U~* f):.19
f9tj ,:f!J I$?J W; -K~ IJ\i5tffi I:t.t3C , {t!!.{n £ P.!t~%\I. tr "'P § 1t
T I'f{] )( ~ rctib ( Et!~, Et!tm , if~ , ~ f=J ®J fif ) ; ~~ tm
)( ~* 'ii.~~1l ~"F, 1& $/j\i5t~ ~~iq: £1! ~~
~~~ -$~ *j ~ ~~ -J1iIf ~ ~ m~~ TAm~ w;
:f!JEIJ~ ::1J AI'f{] ~ 1jt, W '§'ll ~t±:l§ :m~ ~ , ~ ~fif~
I*J ~ A ~ ~ J3t:E[ ~ft I'f{] wr~. 0 ~ Bt, ~H~Bt ftA ff]
~JJIl ~titWI'f{]~~ - 1£ ~J3tL ~mT ~~ ,~* fif
* ~ ~. o
M )(* ~ lli! * ~ , ff¥f~ ±:x.m "jf ~ ":f!J "tl I£ "
fif ~ iQ;ff¥f ~T)(* ~~-~ tt ,~'ii. T)(* I'f{]$.
62 ~tJj{ it I:k~~*(U~f4~R&) 2011 1f:m 3 M
*5!.. ,E.)(* 5ftJjffi)(* l't9fgt~J.iiZiliffij 1:: 0 jtjt~ ~ g,* ~lfJ! @ 1*~ l't91flJili 0 13~ ~ l't9 /j\iJt1*~Jll!~ ~~
titW1I!l't9jffi)(*, 't:il~~~tt!'(¥~1'1 T"ilJ~ ,imii T )(~1*~Jn::ff l't9~F~ ~, 1'1 .1jl- fL )(1*l't9 ~ ~5ftJ
~m.m 5ftJm ~M~ l't9%~~)(*5ftJ.5!...A:ffT~ .~a.T Jll! ~ ••o
;f$'I~L .1jl- ~ 'I1 5ftJ 7G ~lHL *
{£ ~ ~ l't9 ¥HfE , m- IHJtf,: *
~ T Bt ft l't9 fiij ~fH~ .&. 13 ~ ~ AA 1@i y$ mt ~ , ~
~f,:~* ~~ ~~ ~ ~~titW,**jffi)(* l't9~ ~ T $~ ~£ ~ 5ftJ)( ~ ~~ l't9 ~ A~ m , ~ l't9 £ ~{£
%~ 5ftJ~.%~~ ?Uft mM§~m~ o ~@~~nTT ~B l't9~ A~ ~ l't9.~ ,:ff~~~
f,:•• *Tl't9m ft.~.~T • • , ffiJ!@~ M T
13~ ~l't9 ~~~ .ffij ~ ~ •• jt. l't9,~. ~~.
~ 13~~l't9 £~~. {£ A~ ~~ ~ ~1I! ~ ili l't9 ~~
13 ~ ~ {£ (~ ~~*m-/j \iJt ~J!m-lfi:~~)( 9=t7* ;q; § l't9 **J 0

A ~ iIii~ tt~T 3t: i'!j: 5ftJ*m-/j\iJtJ!WJ #)(~ 1*~,
i:A.1'1 *m-/HJt~- # fJj ~ T ~~ 5ftJ ~ ~Z 9=t l't91ftt£
1* ~ , 't:ZFJf t:)~* it ~3t: ~1'1 it;&B<J 1 81* ~ ~ 1'1
~ it )( ~ l't9 .:E .f[f 1* ~ , ~ ~ 1'1 't: IrlJ 19: :ff JE ID! l't9 , 1£{£
% ~ l't9~ ft ~~~l::lf*~l't9 ~* ,*fi ~ .~7*
~tl, ~ fiiHJl ~& /!!IC ~~*:!ir 0 *m-/j\iJtim iiifit1t{-=¥
m, mft mw.~5ftJ ~{£l't9~mtt~mT.*l't9"ilJ
ME 'J IJ:IH~ 9=t )( ~ ~ (£ ~ B ~ ~ ~~IO l't9 Ff~
*
~ Jll! i1?: ~ "ilJ ~ 1f 1'8--~ B ~ ~ l't9 • 5!.. ~ 9=t l't9 - 1l]
iI5 f1: 1'1 )(. l't9 ~ ~ :"1J:.l't9 , ,R ~ titW...t ~ :ff fit ~ l't9
Jll!tt~{£ ,m~:ff fr ~* D ~ . m ~W . 5ftJ £ ~ l't9
f1:1:~ ! J.l~ @.AI!tHf'l~ *l't9 , tf- m ~ M 1£ liJo , ~ *,
Htit~~ l't9 * # Jll! tt , ~ ~ ~~ U ~~ ~ ffij m ~ .
~ T~! " [27]

~ '11: 5ftJ 1:: 1flJ ts , * im ii xtjt't:)( ~ 1* ~ l't9 Ij\iJt ~ "&

[*~:XifiX]
[I] [2]Holquist, Michael. Ed./Emerson, Caryl and Michael
Holquist. Tr. A Note on Translation. The Dialogic Imagination
[C]. Austin:University of Texas Press, 1981.
[3][4] ~ ~ # .l;'f l:fk B<! i1tc~ ;fll/H~ a<J Jt ~ [J]. 7r IE X ~,
2009(3):p I27-133 .
[5] Clark, Katerina,Micheal Holquist.Mikhaii Bakhtin [M].
Cambridge, Mass.: Harvard University Press, 1984.p237.
[6][7][8] [9] [10] [I I] [12] [13] [14][15] [16] [18] [19][20] [21]
[23 ][24][25] ~ l;'fEj *t3/J\ i.#.-*t3 /H.#.?Vf ~:tf ~n:: [A] . B
'ff1=,W.fXtp X±f.118 .B~ ~ ~~ ( m =: ~ )[c]. 1i~(J3::fnJ~tf{
1f ili R&ti,2009. p497- 537.
[I 7] * t3/H .#.i?iiftB<! $tjjlij[A]. B 'ff {=,W .~ tp x±f.118. B ~
~~~ (m =: ~ )[C].1i~O.t :fnJ~t f{1f ili R&U,2009.p454-496.
[22]Moro n, Gary, and Caryl Emerson. Mikhail Bakhtin:
Creation of a Prosaics[M]. Stanford, California : Stanford Univer-
sity Press,I990.p36.
[26]Danow , David. The Thought of Mikhail Bakhtin: From
Word to Culture[M].Macmillan Academic and Professional Ltd.,
1991.p2 1.
[27] ~ tpX . J1I! n::~ 1iT~)' * 1f B<!-n:: B . ~ B<! ~ )( [A] .
~ tp X ±f.118 .B ~ ~~~(m -~)[C].1i~O.t :fnJ~t f{1f ili R& ti,
2009 .pl-69.

Contributions and Limitations of Bakhtin 's Epic and Novel:

Towards a Methodology for the Study of the Novel

Luo Huaiyu
(College of Humanities and Law BUCT, Beijing 100029, China)

Abstract: Through critical close reading of Mikhail Bakhtin ' s Epic and Novel: Towards a Meth odology fo r the
Study of the Novel, the author summarized Bakhtin 's major viewpoints, attempted to describe his contributions to
the theory of fiction and of genre, and exposed his relative limitations in an evolving "contemporary reality " and a
renewed literary-theoretic context. Just as exaltation of the novel has facilitated the development of the prosa ic, re-
flections on Bakht in 's relative limitations will add to the diversity and creativity of literature .
Key words: Bakhtin; novel; epic; genre; the prosaic; contributions; limitations