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Wu 201845
Wu 201845
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Abstract
Purpose – This study investigated issues of quality and quality control (QC) in 3D
printing by reviewing past work and current practices. Possible future developments
product life cycle (including product design, process planning, incoming QC,
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such as design of experiments, have not been used accurately and completely and
therefore cannot optimize quality. Taguchi’s method and control charts can enhance
1. Introduction
1.1. Background
American Society for Quality (2016), quality control (QC) includes the observation
techniques and activities used to fulfill quality requirements. The seven basic tools of
activities can also be classified into incoming QC (IQC), in-process QC (IPQC), and
resin or other materials (Berman, 2012). 3D printing has been used to fabricate
prototypes, mockups, replacement parts, dental crowns, artificial limbs, and even
tool for producing complex internal and external porous structures (Asadi-Eydivand et
al., 2016). 3D printing is also cheaper and more efficient than other rapid prototyping
technologies, such as selective laser sintering (SLS) and stereolithography (Silva et al.,
in which there is no time gap between the research and development (R&D) stage and
usually required for amassing the factory capacity and acquiring the raw materials.
This study investigated issues of quality and QC in 3D printing by reviewing past
work and current practices. In this paper, the current practices are mapped to the
stages of a QC cycle (i.e., product design, process planning, IQC, IPQC, and OQC),
and quality and QC activities that were either ignored or not actively performed in 3D
printing are listed (see Fig. 1). Finally, this paper discusses possible future
developments.
Process Planning …
current practice n
IQC
IPQC to be performed
OQC
A drug made through 3D printing was approved by the FDA in 2015 (Norman et
al., 2016), which not only revolutionizes pharmaceutical manufacturing but also poses
a challenge for 3D printing because of the high quality requirements for making drugs.
Bose et al. (2013) considered product quality a major limitation in applying 3D printing
low-cost 3D printing.
The ultimate target of QC is to manufacture products economically by eliminating
defects and waste. Mironov et al. (2011) asserted that an automated QC system is
reducing the investment in machines, tools, assembly, and materials for diversified
products (Weller et al., 2015). The production economics issues of 3D printing can be
3D printing (Weller et al., 2015). A QC program has been launched to guarantee that
lenses manufactured through 3D printing meet both industry and user requirements
(Shang, 2016).
According to Silva et al. (2008), quality and QC issues in 3D printing or other rapid
prototyping systems have not been sufficiently addressed. In particular, quality and QC
printing, but three of them are critical to 3D-printed objects: aesthetics, conformance
2.1. Aesthetics
A 3D-printed object usually has a rough surface finish and the coloration may not
this regard (Zavorotnitsienko, 2015). To solve this problem, Lanzetta and Sachs
(2003) used a bimodal powder (i.e., a mix of two types of powder) such that the finer
finish. The choice of an appropriate orientation can also help to improve the surface
finish of a 3D object (Campbell et al., 2002; Alfieri et al., 2017). In addition, various
power densities can be tested, and the one contributing to the most aesthetically
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pleasing surface finish can be chosen (German, 1992); this requires some DOE
techniques. The type of printhead, such as the drop-on-demand type or the continuous
jet type (Lanzetta and Sachs, 2003), and the logic behind the slicing program
(Herrmann et al., 2014) also influence the surface finish of a 3D-printed object.
Otherwise, postprocessing treatments are required to polish the surface (Shang, 2016).
For example, Alfieri et al. (2017) proposed a laser processing approach for reducing
surface roughness that incorporated scanning optics and beam wobbling, and used it
to postprocess metal parts fabricated through the selective laser melting of stainless
enhance the surface finish of a 3D-printed object refers to Chohan and Singh (2017).
printer, the shape of the 3D-printed object should be as close as possible to the original.
product can easily be shared via the Internet, in theory the product can be manufactured
very similarly anywhere if the same printer, material, and printing conditions are used.
However, some studies have still noted limited reproducibility of products created
percentage of jobs that are successful after production. A perfect yield (100%) is
required for human organ biofabrication using 3D printing (Mironov et al., 2011).
eliminating many manual operations, it increases yield. However, each product printed
calculations can fluctuate widely, and 3D printing may not have the same learning
process as a volume production case (Chen and Wang, 1999). Nevertheless, knowledge
about the use of a 3D printer and the control of 3D-printing processes can be
accumulated. According to Grieser (2015), the learning curve for yield in 3D printing is
2.3. Performance
prototype, it may not have all of the required functions, but otherwise its performance
molding but now created through 3D printing is expected to have features such as a
high impact resistance and Young’s modulus (Hopkinson and Dickens, 2001). A
mechanical part, such as a build tray, should have a high tensile strength and modulus,
even if it is built through 3D printing (Barclift and Williams, 2012). Calì et al. (2012)
decomposed a 3D object into joints, and after the assembly of these joints, the 3D
object was posable and would not fall. Lenses constructed through 3D printing should
manufactured using 3D printing meet industrial and user requirements (Shang, 2016).
However, some researchers have asserted that a product fabricated using 3D printing
other researchers have noted that 3D printing provides opportunities for further
aircraft by 50% (Young, 2015) because of the improved precision in forming parts
functionality) area of a 3D object can prevent failures in bioprinting human organs and
3. QC in a 3D-Printing Process
(1) Although some applications of 3D printing for mass production exist, 3D printing
is mostly used for prototyping during R&D, for which the volume of production is
not for products with vertical structures. For this issue, heating the print table in
(3) The development of 3D printing technologies is still underway, meaning that there
are multiple alternatives without an absolute rule for choosing among them.
methods.
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Grieser (2015) identifies ten actions that can improve the quality of a 3D-printed
object.
(6) Adjusting the distance between the printhead and the printbed.
(9) Terminating the printing process when the results of the first few layers are poor.
This advice, if not properly followed, can cause defects in a 3D-printed object (Fig.
2).
man machine
The use was not patient The 3D printer was not maintained
and calibrated periodically
the poor quality of
a 3D-printed product
The printbed was not
cleaned before each print
The adhesion of the filament
was not sufficient The printbed was not
leveled before each print
The distance between printhead
and printbed was not adjusted
material method
printing. These applications are classified according to the stages of the product life
cycle (including product design, process planning, IQC, IPQC, and OQC) to which
The quality of a 3D-printed object depends on the quality of the initial 3D model
of the object; therefore, the image acquisition step is essential to the quality of a
3D-printed object (Rengier et al., 2010). For this step to be successful, the spatial
resolution of the imaging system, or voxels, must be sufficiently high (e.g., >400 µm
for medical applications) (Rengier et al., 2010). However, no clear guidelines have
been established for determining the required spatial resolution. Furthermore, some
factors influencing the quality of a 3D-printed object must be determined at this stage,
such as the slice thickness. Rengier et al. (2010) recommended a slice thickness of less
models from existing 3D databases such as medical image databases (Rengier et al.,
2010) and anthropometry databases (Straub et al., 2015). The effectiveness of the
are heterogeneous, meaning that a dedicated algorithm must be designed for each
database.
(CARTs), and decision trees, can be applied to facilitate the planning of the 3D
printing process.
Compared with control charts, expert systems may be more effective and
printed, a user accumulates knowledge about how to optimize the printing conditions
for various products. This knowledge can be subjectively expressed by the user, or
objectively mined using tools such as CARTs (Wu and Chen, 2015). The extracted
knowledge can be stored in a knowledge base on which an expert system can be built,
decision tree. However, neither expert systems nor decision trees have been widely
applied to 3D printing, and most relevant studies have only reported on the gained
DOE, a basic tool in quality engineering, can be applied to optimize the settings
are interactions among the factors. However, DOE is rarely accurately and completely
applied; instead, the settings of a 3D printer are often determined subjectively, for
example, according to the limited experience of the user (Herrmann et al., 2014). A
possible reason is the high number of factors to consider. For example, to fabricate
scaffolds with 3D printing, the values of at least six major factors (powder packing
density, powder flowability, layer thickness, binder drop volume, binder saturation,
and powder wettability) must be set to optimize the quality of a printed scaffold, but
arrays can limit the replications of experiments to cover a wide range for each factor
(Yang and El-Haik, 2008). For example, for three factors (e.g., powder packing
density, powder flowability, and layer thickness) each with two levels, in theory, 8
(23) replications are required to consider all possible combinations to optimize the
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performance; however, the L4 orthogonal array (see Table 1) can be used to achieve
When each factor has three levels, central composite design (CCD) can be employed
to build a quadratic model for the response variable, thereby eliminating the need to
a three-factor, two-level full factorial DOE that included eight experiment runs. Hsiao
(2015) designed an experiment of nine runs according to the L9 (34) orthogonal array to
investigate the effects of four control factors (including nozzle height, printing speed,
and UV light exposure time), each with three levels, on two qualities (variation in the
printing system. The results along the two quality dimensions were aggregated using
the grey relational analysis method (Kuo et al., 2008). The values of the control factors
4.4. IQC
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are commonly created from a single type of material. In addition, the whole
for the use. These properties eliminate the need to conduct extensive IQC in 3D
printing, although the choice of material remains critical to the quality of a 3D-printed
object (Lanzetta and Sachs, 2003). IQC is generally a simple task in 3D printing
because the inputs to a 3D printer are raw materials. However, Hopkinson and
4.5. IPQC
that some signals detected during the manufacturing process can be related to defects
printer. For this reason, visual inspection is a common IPQC practice for 3D printing.
Control charts, a crucial tool in statistical QC, can be classified as control charts for
variables and control charts for attributes (Montgomery, 2008). The first category
contains control charts for individual measurements that are common in 3D printing.
However, such control charts are designed for identical products, which seldom happen
in 3D printing. The second category contains control charts for attributes that have
3D-printed object is a critical problem. Under the assumption that the number of
samples. However, such control charts are suitable only for products with
homogeneous properties.
4.7. Reliability
Human mistakes and neglect are the two main causes of low reliability, and 3D
printing has been considered effective for enhancing reliability because it eliminates
and breaks down easily. To address this problem, 3D printer vendors continually
improve the hardware and software. For example, the printhead is a critical component;
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the mean time between failures of a printhead is therefore a meaningful index of the
points have been added to the printhead (Tarantola, 2016). However, the reliability of a
The printing material is another cause of the low reliability of a 3D printer. For
example, some materials can clog the nozzle by drying within it. To address this
problem, Lanzetta and Sachs (2003) used ethylene glycol-based colloidal silica instead
of aqueous colloidal silica. However, the most critical criterion for choosing the
printing material is the resulting performance of the printed objects rather than the
reliability of the printer. Reliability may therefore not be the top priority in 3D
printing.
One of the seven basic tools of QC is the cause-and-effect diagram. Barclift and
factors were classified into six categories: man, machine, method, material,
measurement, and environment. The classification results helped group the efforts to
another example.
4.9. OQC
OQC is the QC stage wherein the product is validated against the customer’s
requirements. Finished goods are usually sampled before inspection. However, each
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product is usually printed only once, rendering sampling impossible; that is, all
products must be inspected. The features that are typically checked include product
appearance, performance, service life, and packaging, with some features (e.g.,
when a 3D-printed object is used for prototyping, there is no external customer but
only an internal customer (i.e., the R&D or product engineer), and the requirements
for the 3D-printed object differ from those for a commercial product. Moreover,
whether a 3D-printed object can meet the requirements for a commercial product is
often questioned.
Both .STL and .OBJ are standard file formats for 3D printing, and adhering to
them ensures ubiquitous printability for 3D objects (Lin and Chen, 2017). Some
high-quality equipment.
Some standards and guidelines for the quality of a 3D-printed object and the
execution of QC activities within the 3D printing process have recently been proposed
by various international organizations. For example, the American Society for Testing
involving laser and electron-beam sources (Orr, 2014), such as electron beam melting,
SLS, selective laser melting, and direct metal laser sintering. For example, the ASTM
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F3091 standard specifies the quality requirements for the mechanical, tolerance,
through SLS. The ASTM F3049 standard is a version of the ASTM F3091 standard
that is tailored for the automotive, aerospace, and medical industries. The WK46188
standard instructs how to determine the values of the process parameters for
For example, appearance (e.g., surface finishing and colors) is a critical characteristic
for 3D-printed objects used in the education industry to teach students new concepts
(Rengier et al., 2010). The requirement also applies to the medical industry, where
3D-printed tissues, organs, and scaffolds must be vivid to facilitate the training of
(Barclift and Williams, 2012), and the appearance of the component is not a crucial
drug is largely irrelevant; the successful printing of the customized drug and it
Table 2 summarizes the investigation results and lists both problems that have
specific 3D-printing
Dedicated control charts
processes
SQC guidelines for other
3D-printing processes
Selective and subjective
Purpose-oriented OQC
OQC OQC
Clear guidelines for OQC
Internal customers
On the basis of these findings, we recommend that the following R&D directions
(1) Product design: Guidelines for the minimal spatial resolution of a 3D scanning
system should be established, and these guidelines should account for the purpose
(2) Process planning: There are already several online hubs for gathering and sharing
systems are still required for guiding the setup of 3D printers and the preparation
Furthermore, the Taguchi method and objective DOE can be applied to enhance
(3) IQC: As researchers and practitioners desire more types of usable materials and
more methods to use these materials, Taguchi method and objective DOE can be
combination of materials).
(5) OQC: The features to be checked in OQC are clearly purpose-oriented; therefore,
6. Conclusions
From the previous review and discussion, the following can be concluded about
(1) 3D printer vendors continue to upgrade hardware and software to improve the
However, the DOEs in many studies were subjective and incomplete, and
therefore could not guarantee the optimization of the quality of the 3D-printed
objects.
(3) QC techniques such as Taguchi’s method and control charts can be applied to
once or a few times. This limits the applicability of these two techniques.
(4) 3D printing has both positive and negative effects on product quality. A product
parts with complicated shapes exactly according to the specifications, which can
to detect any abnormal conditions that require early termination of the printing
process.
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