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Platform trials are a type of randomized clinical trial that allow simultaneous comparison of CME Quiz at
multiple intervention groups against a single control group that serves as a common control jamacmelookup.com
based on a prespecified interim analysis plan. The platform trial design enables introduction
of new interventions after the trial is initiated to evaluate multiple interventions in an ongoing
manner using a single overarching protocol called a master (or core) protocol. When multiple
treatment candidates are available, rapid scientific therapeutic discoveries may be made.
Platform trials have important potential advantages in creating an efficient trial infrastructure
that can help address critical clinical questions as the evidence evolves. Platform trials have
recently been used in investigations of evolving therapies for patients with COVID-19.
The purpose of this Users’ Guide to the Medical Literature is to describe fundamental
concepts of platform trials and master protocols and review issues in the conduct and Author Affiliations: Author
interpretation of these studies. This Users’ Guide is intended to help clinicians and readers affiliations are listed at the end of this
article.
understand articles reporting on interventions evaluated using platform trial designs.
Corresponding Author: Edward J.
Mills, PhD, 802-777 W Broadway,
JAMA. 2022;327(1):67-74. doi:10.1001/jama.2021.22507 Vancouver, BC V5Z 1J5, Canada
(millsej@mcmaster.ca).
Treatment 1
S TA RT O F P L AT F O R M T R I A L
Treatment 2
Treatment 3
The platform initially starts as a
Treatment 4
3-group randomized clinical trial with
placebo as a common control, and
Treatment 5 new treatments are introduced into
the platform over time. Green circles
indicate start of random assignment
Treatment 6 of participants to a new intervention,
and red circles indicate stopping of
Treatment 7 assignment and/or testing of that
intervention.
Common Control Group onstrates little to no chance of demonstrating desired clinical ben-
Different platform trials vary in design and objectives, but they all efits even if more participants are randomized to that intervention
plan on patients being randomized to an intervention or a simi- group.22 With early stopping for greater efficacy, an intervention
larly defined control group against which each intervention can can be declared as effective before the maximum recruitment tar-
be evaluated. 7,14 When at a single point in time, patients are get is reached for that intervention. Similar to other clinical trials
randomized to more than 1 intervention or a common control that allow early stopping at a prespecified interim analysis, plat-
group, platform trials can improve efficiency by reducing the form trials require prespecification of interim analysis plans and
number of patients needed in the control group compared with characterization of operating characteristics such as the type I error
the numbers of participants that would be needed in multiple rate. Because the accuracy of treatment effect estimates in trials
independent RCTs.4,19 that are stopped early for efficacy can be a concern when the
Such sample size savings represent an efficiency that could al- sample size is small, efficacy and statistical superiority thresholds
low testing more interventions than in multiple, separate interven- for early stopping are generally chosen to be more conservative for
tion trials. The efficiencies could result in lower costs relative to mul- interim analyses than for the final analysis of trials that continue to
tiple individual trials that address the same questions, addressing completion.23,24 Simulations are generally used to plan for interim
more interventions with the same cost, or some combination.20 analyses in platform trials.25,26
When effective interventions are identified in a platform trial, the Response-adaptive randomization is a potential design feature
control and standard care can be updated in the platform, allowing in multi-intervention platform trials in which allocation ratios can
research to continue toward investigating additional improvement be adapted, based on prespecified rules, at each interim analyses
in the new standard care. over the course of the trial.27,28 The allocation ratio among the
In multifactorial platform trials such as REMAP-CAP, in which intervention groups is adapted to favor the interventions with
multiple interventions from multiple intervention groupings more favorable interim results, while keeping the allocation ratio to
within a common clinical mode were simultaneously evaluated, the control group fixed.27,28 In platform trials and other multigroup
there are instances for which patients may only be eligible for a sub- trials, response-adaptive randomization could minimize the num-
set of the intervention groups.1,2 In such case, it is important that ber of participants being treated with a less effective treatment
only control group patients who were also eligible for the same in- and allow effective treatments to more quickly complete the trial
terventions are used for statistical estimates of treatment effects to because they receive more patients and improve the probability of
obtain a valid estimate of the comparative effectiveness. In placebo- selecting the best treatment group given that allocation is
controlled platform trials, multiple placebos may be required in adequately maintained in the control group.29 The optimal alloca-
the control group.21 tion ratio of intervention to control groups should be determined
using simulations.29
Because each platform trial will have different goals and there-
fore design features, there are no default interim analyses plans
The Users’ Guides for Platform Trials
that are best for all platform trials, and the simulations should be
Were Prespecified Plans for Interim and Statistical Analyses conducted before starting the trial to determine the best design for
Used in the Trial? each platform trial.30 The process of simulating virtual patients in
Well-planned platform trials will use statistical analyses with pre- virtual trial designs are used to inform, revise, and determine the
specified adaptations (ie, modification of key trial characteristics final statistical design, including the interim analysis plans and deci-
such as sample size and allocation ratios) and decision rules. sion rules. Many of the design features, such as early stopping and
Interim analyses will generally be used to allow for early stopping response-adaptive randomization, can affect the performance
for futility or efficacy as prespecified adaptations. The decision for characteristics (eg, type I error rate, statistical power, expected
early stopping for futility may be made when the intervention dem- sample size) of a given platform trial. Therefore, it is important to
estimated using only the data from patients who were randomized reveal some information about the performance of the experimen-
concurrently to 1 of the corticosteroid regimen groups or the con- tal intervention. Knowledge of the trial adaptations, such as re-
trol group. The patients enrolled to other therapeutic areas (eg, an- sponse-adaptive randomization, that have occurred can reveal some
tiviral agents or immunoglobulins) contributed to estimate the prog- information regarding the observed treatment effect, so steps to
nostic factors (ie, location, age, sex, and time period) on the mitigate operational biases in adaptive clinical trials will likely in-
outcomes of interest.1 In a preplanned sensitivity analysis, the in- clude a strict communication and information flow structure from
vestigators repeated the analysis limited to patients randomized to individuals who will conduct the unblinded analyses and review the
the hydrocortisone and no-hydrocortisone groups, without includ- unblinded data (eg, DSMB and SAC members).42
ing patients randomized to other interventions.1 This second analy- The number of study personnel with access to unblinded data
sis evaluated the consistency of the adjusted results in the primary or knowledge of implemented adaptations should be limited, com-
analysis using all control group participants with results using only munication among such personnel and investigators and others
concurrently randomized patients. involved in the trial should be limited, and this information should
Sharing control information and using the nonconcurrent con- be reported in publications of trial results. The REMAP-CAP investi-
trol group data are qualitatively different than supplementing a trial gators reported that the trial was overseen by an international trial
with historical or observational control group data or external clini- steering committee that was blinded to treatment assignment and
cal trial data because the participants met the same trial enroll- outcomes and an unblinded DSMB, that the prespecified statistical
ment criteria and data were measured and collected in a consistent analysis plan was prepared by a blinded steering committee, and
environment.36 While temporal variability may exist in platform trials, that the prespecified statistical analyses were conducted by the
because patients are randomized and followed up with the same SAC, who communicated with the DSMB. They also reported that
standardized operating procedures outlined in the master proto- because the primary analysis included information about assign-
col, nonconcurrent control group data collected earlier in the plat- ment to other ongoing therapeutic areas, the unblinded SAC per-
form trial may have minimal temporal variability compared with con- formed the primary analysis and did not share treatment effect
current control group data. Using the nonconcurrent control group information for ongoing interventions.1
data can increase statistical power, and statistical adjustments for Given the ongoing nature of platform trials, the potential for in-
temporal variability and other confounders can minimize the ef- formation leakage needs to be minimized whenever possible. Sev-
fect of prognostic imbalance. However, incorporating the noncon- eral important considerations need to be made when reporting plat-
current control group data may not ensure prognostic balance in the form trial results that use data from ongoing interventions being
same way that randomization does.37 It is crucial that platform trial evaluated in the platform via conference presentations or peer re-
authors report their results differentiating comparisons based on view publications. For instance, it is not always clear how results from
concurrently randomized patients from comparisons based on those a platform trial should be reported for a given intervention if that
who are not.38 intervention is found to be more effective than the control for spe-
When assessing a report of a platform trial that used noncon- cific prespecified patient groups or parameters (such as defined by
current control group data, it is important to compare the results of a given biomarker subtype), when the same intervention is still being
the analysis incorporating nonconcurrent control group data with evaluated in other remaining groups. In some platform trials, scien-
the analysis limited to concurrent control group data for any incon- tific communication of results may be delayed until the interven-
sistency. It is also important to consider the statistical methods that tion is no longer active for clinical evaluation to preserve scientific
were applied to incorporate nonconcurrent and concurrent con- integrity. For example, the master protocol for REMAP-CAP indi-
trol group data. Nonconcurrent control group data may be ac- cates that all manuscripts and abstracts resulting from the data col-
counted for by modeling possible temporal variations in the con- lected during the trial are prepared by the relevant trial subcommit-
trol population.5,39 Statistical methods, such as dynamic borrowing tees (referred to as domain-specific working groups in REMAP) and
methods, use data-driven approaches to determine the amount of approved for dissemination by the international trial steering com-
information borrowing based on degree of consistency between the mittee. The central group determines the amount of information that
nonconcurrent and concurrent data.36,38,40,41 These methods bor- can be publicly shared while preserving the scientific integrity of the
row the nonconcurrent data the most when it is consistent with the platform. The publication of interim or definite results by indi-
concurrent data and borrow less when the data are inconsistent.40 vidual investigators without review and approval from the interna-
tional trial steering committee is not permitted.2
Did the Investigators Minimize Risk of Bias From Information
Flow Within and Outside the Specific Platform? Did the Investigators Follow Reporting Guidelines
During the conduct of clinical trials, some information about treat- in Published Reports of the Trials?
ment effects and other information about the trial (eg, baseline con- Reporting standard guidelines and risk-of-bias assessment tools
trol event rate) is known to the unblinded data and safety monitor- for conventional RCTs apply to platform trials. Important potential
ing board (DSMB) and the unblinded statistical analysis committee bias source categories such as randomization process, deviation
(SAC) who conduct the prespecified interim analyses. This informa- from intended interventions, missing outcome data, measure-
tion needs to be tightly controlled among the limited unblinded ment of outcomes, and selective reporting that are included in
groups because reduced generalizability and bias can occur when the Cochrane risk-of-bias assessment tool are important to con-
information from an ongoing trial causes changes to the partici- sider.43 A recently developed extension of the Consolidated Stan-
pant pool, investigator behavior, and other aspects of the trial.10 Simi- dards of Reporting Trials (CONSORT) for adaptive trials has out-
lar to other nonplatform adaptive clinical trials, interim analyses can lined several important reporting considerations that may be
helpful to the users and readers of platform trials.44,45 In cases of However, after stopping randomization to the intervention groups,
extenuating circumstances that lead to important modifications to when the prespecified corticosteroid group final analyses were per-
platform trials, readers can use the CONSORT and SPIRIT (Standard formed, the investigators observed that in comparison with the
Protocol Items: Recommendations for Interventional Trials) Exten- no-hydrocortisone group, fixed-dose hydrocortisone showed a
sion for RCTs Revised in Extenuating Circumstances (CONSERVE) 93% probability of being statistically superior, with an odds ratio of
2021 statement as a framework to evaluate the effect of modifica- 1.43 (95% CrI, 0.91-2.27) for the primary end point of organ
tions that the trial investigators have made.46 Similar to when read- support–free days, whereas the shock-dependent hydrocortisone
ing other clinical trial publications, readers of platform trial publica- regimen showed an 80% probability of being statistically superior
tions can also apply the existing Users’ Guides and risk-of-bias to no hydrocortisone, with an odds ratio of 1.22 (95% CrI,
assessment tools.43-45,47 0.76-1.94).1 All statistical comparisons were limited to concurrently
enrolled patients.1
What Are the Results? The findings of the REMAP-CAP trial1 were published simulta-
The relevant results of a platform trial focus on (1) the difference in neously in JAMA on September 2, 2021, with the World Health
the clinical effectiveness measured by the primary outcome be- Organization (WHO) Rapid Evidence Appraisal for COVID-19 Thera-
tween experimental treatment group and control group; (2) the harm pies (REACT) Working Group’s meta-analysis that explored the
outcomes that should favor the experimental intervention group association between systematic corticosteroids and mortality
over the control group; and (3) whether the new experimental among critically ill patients with COVID-19.8 This meta-analysis
therapy allocated to the intervention group provides clinically mean- included mortality data from 1703 patients in 7 RCTs including
ingful differential benefit over that provided to the control group. those in the REMAP-CAP trial.8 The WHO REACT meta-analysis
A given platform trial may have several publications, such as to out- found that lower 28-day mortality was associated with corticoste-
line the trial design and report results of experimental interven- roid treatment compared with usual care or placebo. The associa-
tions separately. Each publication may be specific to the compara- tion between corticosteroids and lower mortality was similar for
tive effectiveness of a single intervention vs the control, and hydrocortisone and dexamethasone, suggesting a possible class
comparisons between interventions may not directly be provided. effect that was not specific to any particular corticosteroid. The
If the publication is specific to a single intervention, there can be over- results provided moderate-quality evidence of a substantial mortal-
lap of control group patients appearing in different publications that ity reduction associated with corticosteroids in severely and criti-
report results of different interventions. In a single platform trial pub- cally ill patients with COVID-19, establishing the drug as a core
lication, the number of participants randomized to other trial inter- aspect of management of these patients.8
ventions or recruited before or after the given intervention was ac-
tive for recruitment should be provided in the CONSORT flow
diagram but provided in a general concealed nature if it is from in-
Clinical Scenario Resolution
terventions still actively participating in the platform.1,48-50
The corticosteroid therapeutic area of REMAP-CAP included For the 60-year-old patient with COVID-19 who was admitted to
403 adult patients with severe COVID-19 who were enrolled and the ICU and was receiving high-flow oxygen via nasal cannula, the
randomly assigned to a 7-day, fixed-dose intravenous course of 50 hospitalist physician considered the evidence from the REMAP-
mg or 100 mg of hydrocortisone every 6 hours (n = 143), a shock- CAP platform trial by applying the principles outlined in this article
dependent intravenous course of 50 mg of hydrocortisone every 6 while considering the totality of evidence from the WHO REACT
hours (n = 152), or no hydrocortisone (n = 108) between March 9 meta-analysis that examined steroid use across critically ill patients
and June 17, 2020. 1 The prespecified statistical analysis plan with COVID-19.1,8 Based on these findings, the care team decided
defined respiratory and cardiovascular organ support–free days up to administer corticosteroids because they understood there was
to day 21 as the primary outcome and included other secondary a high likelihood of benefit to reduce organ support and mortality
outcomes such as in-hospital mortality.1,16 The prespecified statisti- with fixed-dose hydrocortisone and dexamethasone.
cal thresholds in the analysis plan were not met for either of the 2
hydrocortisone regimens evaluated in REMAP-CAP, and the enroll-
ment to the hydrocortisone groups was halted on June 17, 2020,
Conclusions
following the announced results of mortality benefits of dexameth-
asone in patients with COVID-19 receiving either invasive mechani- Platform trials represent a potentially useful approach for medical
cal ventilation or supplemental oxygen in the RECOVERY trial.1,48 research. In addition to meeting conventional risk-of-bias criteria,
The REMAP-CAP investigators made the decision to halt the prespecification of statistical analysis plans, and adequate control
intervention groups due to external factors, not based on internal of information flow, the risk of bias in a given platform trial can be
trial results, because investigators or other study personnel did minimized. Platform trials, with their ongoing and intervention-
not have access to unblinded data at the time of their decision, agnostic nature, may contribute research findings more efficiently
highlighting adequate control of information within the trial.1 and potentially be more patient centered.
ARTICLE INFORMATION Author Affiliations: Division of Experimental of Pediatrics, Faculty of Medicine, University of
Accepted for Publication: November 30, 2021. Medicine, Department of Medicine, University of British Columbia, Vancouver, Canada (Murthy);
British Columbia, Vancouver, Canada (Park); Berry Department of Health Research Methods,
Consultants LLC, Austin, Texas (Detry); Department Evidence, and Impact, McMaster University,
Hamilton, Ontario, Canada (Guyatt, Mills); Cytel Inc, 9. Dean NE, Gsell PS, Brookmeyer R, et al. Creating 23. Hummel J, Wang S, Kirkpatrick J. Using
Vancouver, British Columbia, Canada (Mills). a framework for conducting randomized clinical simulation to optimize adaptive trial designs:
Author Contributions: Dr Mills had full access to all trials during disease outbreaks. N Engl J Med. 2020; applications in learning and confirmatory phase
of the data in the study and takes responsibility for 382(14):1366-1369. doi:10.1056/NEJMsb1905390 trials. Clin Investig (Lond). 2015;5(4):401-413. doi:
the integrity of the data and the accuracy of the 10. Detry MA, Lewis RJ, Broglio KR, Connor JT, 10.4155/cli.15.14
data analysis. Berry SM, Berry DA. Standards for the Design, 24. Viele K, McGlothlin A, Broglio K. Interpretation
Concept and design: All authors. Conduct, and Evaluation of Adaptive Randomized of clinical trials that stopped early. JAMA. 2016;315
Drafting of the manuscript: Park, Mills. Clinical Trials. Patient-Centered Outcomes (15):1646-1647. doi:10.1001/jama.2016.2628
Critical revision of the manuscript for important Research Institute guidance report. Revised March 25. Mayer C, Perevozskaya I, Leonov S, et al.
intellectual content: All authors. 15, 2012. Accessed December 2, 2021. https://www. Simulation practices for adaptive trial designs in
Administrative, technical, or material support: Park. pcori.org/assets/Standards-for-the-Design- drug and device development. Stat Biopharm Res.
Supervision: Murthy, Mills. Conduct-and-Evaluation-of-Adaptive-Randomized- 2019;11(4):325-335. doi:10.1080/19466315.2018.
Conflict of Interest Disclosures: Dr Park reported Clinical-Trials.pdf 1560359
being a former employee of Cytel and receiving 11. Bauer P, Bretz F, Dragalin V, König F, Wassmer G. 26. Thorlund K, Haggstrom J, Park JJ, Mills EJ.
grants from the Bill and Melinda Gates Foundation Twenty-five years of confirmatory adaptive Key design considerations for adaptive clinical
for the TOGETHER trial. Dr Detry reported being an designs: opportunities and pitfalls. Stat Med. 2016; trials: a primer for clinicians. BMJ. 2018;360:k698.
employee of Berry Consultants LLC, a statistical 35(3):325-347. doi:10.1002/sim.6472 doi:10.1136/bmj.k698
consulting company that collaborates on numerous 12. Bhatt DL, Mehta C. Adaptive designs for clinical
platform trials (this work was independent of any of 27. Park JJ, Thorlund K, Mills EJ. Critical concepts in
trials. N Engl J Med. 2016;375(1):65-74. doi:10.1056/ adaptive clinical trials. Clin Epidemiol. 2018;10:343-
the consulting projects and received no funding). NEJMra1510061
Dr Murthy reported being an investigator for the 351. doi:10.2147/CLEP.S156708
REMAP-CAP trial, receiving grants from the 13. Park JJH, Hsu G, Siden EG, Thorlund K, Mills EJ. 28. Biswas A, Bhattacharya R. Response-adaptive
Canadian Institutes of Health Research, and An overview of precision oncology basket and designs for continuous treatment responses in
receiving salary support from the Health Research umbrella trials for clinicians. CA Cancer J Clin. 2020; phase III clinical trials: a review. Stat Methods Med Res.
Foundation and Innovative Medicines Canada. 70(2):125-137. doi:10.3322/caac.21600 2016;25(1):81-100. doi:10.1177/0962280212441424
Dr Mills reported being an employee of Cytel and 14. Siden EG, Park JJ, Zoratti MJ, et al. Reporting of 29. Viele K, Broglio K, McGlothlin A, Saville BR.
being co–principal investigator of the TOGETHER master protocols towards a standardized approach: Comparison of methods for control allocation in
trial. No other disclosures were reported. a systematic review. Contemp Clin Trials Commun. multiple arm studies using response adaptive
2019;15:100406. doi:10.1016/j.conctc.2019.100406 randomization. Clin Trials. 2020;17(1):52-60. doi:10.
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