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Understanding the Ecology of Child

Maltreatment: A Review of the Literature


and Directions for Future Research

Bridget Freisthler
Darcey H. Merritt
University of California, Los Angeles
Elizabeth A. LaScala
Pacific Institute for Research and Evaluation

(Gelles, 1973). Garbarino (1977) discussed a recon-


Studies examining neighborhood characteristics in relation ceptualization of child abuse that moved away from
to social problems, including child maltreatment, have pro- a focus on clinically defined pathology and toward a
liferated in the past 25 years. This article reviews the cur- view that various forms of child maltreatment were
rent state of knowledge of ecological studies of child best understood along a more general continuum of
maltreatment. Taken as a whole, these 18 studies document child-caregiver relations. This refocus was accompa-
a stable ecological relationship among neighborhood impov- nied by policy and intervention efforts that concen-
erishment, housing stress, and rates of child maltreatment, trated on the identification of families at risk (see
as well as some evidence that unemployment, child care bur- Nelson, 1994).
den, and alcohol availability may contribute to child abuse Throughout the past 30 years, there has been
and neglect. The authors include a discussion of method- increasing consideration of neighborhoods as a risk
ological difficulties in conducting research at the neighbor- factor for maltreatment and as a vehicle for interven-
hood level and present a set of recommendations for future tion (e.g., Burton & Jarrett, 2000; Leventhal & Brooks-
research that emphasizes movement from a simple exami- Gunn, 2000; Sampson, Morenoff, & Gannon-Rowley,
nation of neighborhood-level characteristics toward a theo- 2002). For example, the ecological model devel-
retically driven explication of processes and mechanisms oped by Bronfenbrenner (1979) proposes that levels
supported by appropriate multilevel modeling techniques. of systems beginning with a single individual and
The final goal of such efforts would be to enable practition- expanding to include the family, neighborhoods, com-
ers to develop evidence-based neighborhood interventions munities, and larger sociopolitical environments
that would prevent and reduce child abuse and neglect. influence individuals’ behaviors to varying degrees.
Specifically related to child maltreatment, Garbarino
(1977) describes a human ecology model that contains
Keywords: child maltreatment; neighborhoods; literature four components: (a) understanding how an individ-
review; spatial analysis ual adapts to his or her environment, (b) studying how

Iviewed
n its earliest conceptualization, child abuse was
within a paradigm of parental deviance Authors’ Note: Preparation of this article was supported by
NIAAA Grant No. R21-AA015120. Correspondence should be sent
CHILD MALTREATMENT, Vol. 11, No. 3, August 2006 263-280 to Bridget Freisthler, Department of Social Welfare, UCLA School
DOI: 10.1177/1077559506289524 of Public Affairs, 3250 Public Policy Building, Box 951656, Los
© 2006 Sage Publications Angeles, CA 90095-1656; e-mail: freisthler@spa.ucla.edu.

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264 Freisthler et al. / LITERATURE REVIEW

different systems affect the individual, (c) examining on the preliminary task of identifying at-risk children
the social “habitability” of an environment (i.e., how or families, with a focus on changing parental behav-
the quality of an environment affects individual behav- ior or immediate circumstances that may lead to an
iors and whether members of that particular environ- increased risk of abuse. These types of interventions
ment are capable of creating a place that enhances rely on practitioners’ successful identification of at-
the quality of life for children and families), and (d) risk families as well as successful, lasting change
considering the political, economic, and demographic efforts directed toward individuals. Both are daunt-
conditions that affect maltreatment. These frame- ing tasks that suffer major limitations. On one hand,
works have been further developed to include how identification of at-risk families follows from screen-
interactions between various systems (e.g., family and ing policies that vary from place to place and that are
community) affect maltreatment (Belsky, 1993). The ultimately dependent on scarce resources intended
lack of formal or informal supports in neighborhoods to fund a vast array of social services. On the other
may lead to feelings of social isolation among families hand, efforts to change individuals meet with the
but may only lead to maltreatment during times of same dilemma encountered by all person-centered
family crisis (Belsky, 1980). behavior change strategies; even if the behavior
This article represents an effort to synthesize the change is successful, the individual remains living
findings of ecological studies of child maltreatment under the same set of conditions that helped to pro-
in which the primary unit of analysis is an area unit duce the problem in the first place, thus making
intended to roughly approximate the space of a neigh- reversion a serious concern. A neighborhood
borhood. Multilevel studies are included if they exam- approach allows for primary prevention activities
ine main effects of neighborhood characteristics. aimed at populations of families living in neighbor-
Following a review of the major findings, we attempt hoods with characteristics deemed high risk for
to analyze the ecological research from a person- potential abuse and neglect. Interventions that
centered versus place-centered perspective, taking into change neighborhood conditions may have a greater
account the major theoretical perspectives in the field. probability of creating and sustaining safer environ-
We then examine some of the most pressing concerns ments for children.
associated with neighborhood-level research and con- Another advantage to neighborhood-level research
clude with a concrete agenda to guide future investiga- is that neighborhood-level prevention activities are
tion into precisely how neighborhood social processes potentially more cost-effective than alternative
bear on the well-being of children and families. approaches. It is estimated that child maltreatment
expenditures cost $258 million each day or $94 billion
a year (Fromm, 2001). A simple statistical example
WHY STUDY NEIGHBORHOODS?
serves to illustrate the effect of a preventive interven-
The first reason why neighborhoods represent an tion aimed at addressing child physical abuse through
important unit of analysis is that they may affect the a reduction in the density of alcohol outlets in neigh-
social conditions of individuals living within them. It is borhood areas. Given that the probability of a child
a truism that there is considerable social and economic being abused in any given year is p, then the proba-
inequality among neighborhoods and that a number bility that at least one child out of n children will be
of social ills tend to come bundled together at the abused in any given year is 1 – (1 – p) ^ n, where n is
neighborhood level. Although this article focuses its the number of children in the population. In 2002,
attention on a review of studies of child maltreatment, the probability of a child having a substantiated report
it is important to bear in mind that numerous and var- of physical abuse was p = .00237, including those cases
ied problem outcomes are often clustered together in where substance abuse was a factor. However, the
neighborhoods and are associated with similar social actual probability of being physically abused without
and structural characteristics; thus, there is a fair the involvement of alcohol was p = .00161.1 When this
chance that common underlying processes are at play. information is taken into account, the probability of
The good news is that these results have not empirically one or more cases of physical abuse without alcohol
varied with the operational unit of analysis, meaning when n = 1,000 is .800. When alcohol use and avail-
that findings consistently emerge at multiple levels of ability are considered (p = .237), the probability of
geography, be they census tracts, zip code areas, or one or more cases of physical abuse per 1,000
some other statistically defined area units. children is .907, demonstrating a 13% increase. The
Second, neighborhood-level interventions have point is that relatively minor changes in a community
unique potential to inform prevention activities. Most (e.g., reductions in alcohol availability) may substan-
prevention efforts to reduce child maltreatment rely tially affect the probability of child physical abuse.

CHILD MALTREATMENT / AUGUST 2006


Freisthler et al. / LITERATURE REVIEW 265

Despite the potential effect on maltreatment, few unit of analysis, independent and dependent vari-
population-based interventions, to date, have been ables, and findings from each of the studies reviewed.
well-conceptualized, implemented, and empirically Geographic unit of analysis was included because of
evaluated. Below, we review what is currently known the range of ways in which researchers operational-
about neighborhood effects on child maltreatment ized “neighborhood.” For example, most social scien-
by providing our methodology in detail and the tists who study neighborhoods rely on predefined
major findings of the studies included in this review administrative units, meaning geographic boundaries
with respect to the association between child mal- defined by the Census Bureau or other administrative
treatment and a number of neighborhood charac- body because of the ready availability of population
teristics, including impoverishment, housing stress, characteristics and other data. However, a number of
child care burden, unemployment, alcohol and drug such administrative units exist and all are used to
availability, family structure, neighborhood density, some degree in the literature.
social support, and immigrant concentration. Note that within each category, the results of all
types of maltreatment are presented first, followed
by the results pertaining to specific types of child
REVIEW CRITERIA
maltreatment (e.g., sexual abuse, neglect). Similar to
This review included only those studies where a neighborhoods, most studies measure maltreatment
geographically defined area (to approximate neigh- with administrative data from Child Protective
borhoods) was the primary unit of analysis (includ- Services (CPS) but vary in their use of any CPS report
ing multilevel studies of individuals nested within versus only substantiated CPS reports or physical
these area units) and in which the main effects of abuse versus child neglect. Relying on any report,
neighborhood characteristics on child maltreatment whether or not substantiated, yields a higher base
were examined. We identified articles through a rate; furthermore, there is some evidence that cases
comprehensive literature search of major library with initially substantiated versus cases with initially
databases, including PsycINFO, Social Service unsubstantiated CPS reports are very similar in terms
Abstracts, Sociological Abstracts, Current Contents, of future risk (Drake & Jonson-Reid, 2000). However,
PubMed, and ISI Web of Science. In addition, we this measure is vulnerable to the inclusion of false pos-
reviewed the reference section for each article to itives (i.e., incidents that are reported to authorities
find other publications that had not been obtained but the maltreatment is unconfirmed). Although
through the primary literature search process. substantiated reports of maltreatment allow for more
This search method yielded 18 ecological studies confidence that the maltreatment occurred, they may
of child maltreatment (see Table 1). The majority of be subject to other biases, such as when greater sur-
these studies examined the relationship between veillance efforts are directed toward minorities or resi-
neighborhood characteristics and child maltreat- dents of impoverished areas (Fluke, Yuan, Hedderson,
ment solely at the aggregate level (e.g., neighbor- & Curtis, 2003). Population estimates obtained
hoods, zip codes, census block groups); two studies through survey procedures may give a more accurate
incorporated the interplay between the individual representation of rates of child abuse and neglect but
and the surrounding environment using multilevel are more time-consuming and costly to obtain and are
modeling techniques (see Table 2). rarely available at the neighborhood level of analysis.
Other methodological considerations and implica-
tions due to operationalizing these key constructs are
REVIEW METHODOLOGY
presented later in this article.
We first examined the findings of each study and
recorded and summarized common measures and/or REVIEW OF MAJOR FINDINGS
constructs. For example, measures of residential Impoverishment
turnover (e.g., moved in past 5 years) and housing
ownership (e.g., owner-occupied housing) were Studies that incorporate poverty-level assessments
grouped into a category labeled “housing stress.” We (e.g., percentages of families below the poverty level)
further delineated results by the type of analysis used find that poorer neighborhoods are at risk for higher
such that results from studies using regression2 proce- levels of maltreatment (Deccio, Horner, & Wilson,
dures are distinguished from those studies using mul- 1994; Freisthler, 2004; Freisthler, Needell, &
tilevel modeling3 techniques. The results of this Gruenewald, 2005). For example, Coulton, Korbin,
distillation process are presented in Tables 1 and 2, in Su, and Chow (1995) used a factor score with loadings
which we present the abbreviated citation, geographic (text continues on p. 270)

CHILD MALTREATMENT / AUGUST 2006


TABLE 1: Characteristics of Neighborhood Studies of Maltreatment

266
Study Geographic Unit N Child Maltreatment Outcomes Independent Variables Findings a R2

Coulton, Korbin, Census tracts 177 Children with substantiated Factors for impoverishment, child care burden, Impoverishment (+), .48
Su, and Chow (1995) and indicated maltreatment and neighborhood instability; interaction child care burden (+),
reports/1,000 children between impoverishment and instability, instability (+),
adjacent to poverty indicator Impoverishment × Instability (–),
adjacent to poverty (+)
Deccio, Horner, and Census tracts 43 Substantiated and Population, families and children, income, Compared to low risk areas, high —
Wilson (1994) (comparison unsubstantiated race, age, occupation, unemployment, risk areas: Income (+),
between high child maltreatment education, mother caregiver and work roles, unemployment (+), vacant
and low risk reports/1,000 families vacant housing, instability, absence of housing (+), instability (+),
areas) phones, personal social support, poverty absence of phones (+)
Drake and Pandey Zip codes 185 Reports (separated by physical Occupied units, owner occupied, median Sexual abuse: Property value (–), .50
(1996) abuse, sexual abuse, and residential property value, high school poverty (+)
neglect)/1,000 families dropouts, two-parent families, race, poverty Physical abuse: property value (–), .62
two-parent families (–),
poverty (+)
Neglect: high school dropout (+), .75
two-parent families (–),
poverty (+)
Ernst (2000) Census tracts 159 Reports for families (separated Economic resources: below 200% of poverty Sexual abuse: property value (–), .18
by physical abuse, sexual line, above 400% of poverty line, renters female labor force (–),
abuse, and neglect)/ paying more than 35% of income, median single family homes (+), arrived
1,000 families residential property value; United States past 5 yrs (–)
Social resources: female-headed households, Physical abuse: property value (–), .46
female labor force participation, single past year movement (+),
family homes, past year movement, poverty (+), female
past 5-year movement, arrived in labor force (–)
United States past 5 years Neglect: no significant variables .38

Ernst (2001) Census tracts 159 Reports for families/ Factors for economic disadvantage, residential Disadvantage (+), Instability (+), .44
1,000 families instability, family characteristics, interaction Disadvantage × Instability (–)
of disadvantage and instability
Freisthler (2004) Census tracts 940 Substantiated child Population size, population/area, Population/area (–), .72
maltreatment female-headed families, poverty, female-headed families (+),
reports/10,000 unemployment, vacant housing, population poverty (+), unemployment (+),
change, African American residents, persons Hispanic residents (+),
older than 65 years, ratio of men to women, bars/population (+)
ratio of children to adults, past 5-year
movement, foreign born, Hispanic residents,
bars/population, restaurants/population,
off-premise alcohol outlets/population
Freisthler, Census tracts 940 Substantiated child Population size, population/area, Physical abuse: female-headed .45
Midanik,and maltreatment reports female-headed families, poverty, families (+), poverty (+),
Gruenewald (2004) (separated by physical abuse unemployment, vacant housing, Hispanic residents (+),
and neglect)/10,000 population change, African American off-premise/population (+)
residents, persons older than 65 years, ratio Neglect: female-headed families (+),
of men to women, ratio of children to adults, poverty (+), unemployment (+),
past 5-year movement, foreign born, bars/population (+) .70
Hispanic residents, bars/population,
restaurants/population, off-premise alcohol
outlets/population
Freisthler et al. Census 304 Substantiated child Female-headed families, poverty, Poverty (+), Hispanic (+), ratio of .55
(2005) block groups maltreatment reports/1,000 unemployment, vacant housing, African men to women (+), bars/
American residents, Hispanic residents, population (+), drug possessions/
ratio of men to women, ratio of children population (+)
to adults, past 5-year movement,
owner-occupied housing, bars/ population,
restaurants/population, off-premise alcohol
outlets/population, drug possessions/
population, drug sales/population
Garbarino and Census tracts 93 Substantiated reports/ Income < $8,000, income > $15,000, Coefficients and significance levels —
Crouter (1978) 1,000 families female-headed households, married not reported for multivariate
women with children younger than 6, analyses
past year movement, single family homes,
vacant housing, views on neighborhood
Garbarino and Neighborhoods 4 Substantiated child Unemployment, poverty, female-headed Coefficients and significance levels —
Kostelny (1992) (20 to 39 maltreatment reports households, median educational not reported for multivariate
census tracts attainment, ethnic/racial concentration, analyses
apiece) past 5-year movement, overcrowded housing
Gillham et al. (1998) Areas 48 Registered case of physical Male unemployment, female unemployment, Male unemployment (+) —
abuse, sexual abuse, and single parent density, free meals, free
neglect/child clothing, no. of social workers/children
Korbin, Coulton, Census tracts 189 Children with substantiated Factors for impoverishment, child care European American: .67
Chard, White, and indicated maltreatment burden, and neighborhood instability; impoverishment (+), child care
Platt-Houston, and 94 reports/1,000 children interaction between impoverishment and burden (+), instability (+),
Su (1998) Black instability, adjacent to poverty indicator Impoverishment × Instability (–)
African American: .51
impoverishment (+),
Impoverishment × Instability (–),
adjacent to poverty (+)

(continued)

267
268
TABLE 1 (continued)

Study Geographic Unit N Child Maltreatment Outcomes Independent Variables Findings a R2

Krishnan and, District offices 48 Official reports/1,000 Population change, no. of children < 19, Population change (–), .49
Morrison (1995) children unemployment, females in labor force, unemployment (+),
native population, single parent density, native population (+),
northwest region Northwest region (+)
Young and Gately Census block 155 Substantiated Unemployment, female-headed households, Past 5-year movement (+) .11
(1988) groups maltreatment reports/ females in labor force with children < 6,
1,000 families with past 5-year movement
children
Zuravin (1986) Census tracts 202 Families reported for Race/ethnicity, poverty, less than 8 years of Coefficients and significance —
child abuse and neglect/ education, employment in blue-collar levels not reported for
1,000 families with children occupations, 1.01 persons/room, 1.51 multivariate analyses
persons per room
Zuravin (1989) Census tracts 202 Families reported Economic stress: income < $8,000, Abuse: income < $8,000 (+), .56
(separated by abuse and income > $15,000; Inadequate social female labor force (–),
neglect)/1,000 families with support: female-headed households, past single-family homes (+),
children year movement, females in labor force with vacant housing (+)
children < 6, single family homes, vacant Neglect: income < $8,000 (+), .65
housing female labor force (–),
single-family homes (+), vacant
housing (+), past-year
movement (+)

a. (+) and (–) refer to the direction of the statistically significant relationship between that variable and the child maltreatment outcome.
TABLE 2: Characteristics of Multilevel Models of Child Maltreatment

Study Geographic Unit N Child Maltreatment Outcomes Independent Variables Findings a

Molnar, Buka, Brennan, Neighborhood 80 (neighborhood Latent construct for Neighborhood: factors for concentrated Neighborhood: immigrant
Holton, and Earls (2003) clusters clusters); 3,465 parent-child physical disadvantage, immigrant concentration, concentration (–), Family: age (–),
(caregivers); aggression using the residential instability; Family: age, sex, family SES (–), male caregiver (–),
4,252 (children) Conflict Tactics Scale and race/ethnicity of caregiver, family other race (–), unemployment (+),
socioeconomic status (SES), single mother (+); Individual:
Child: sex, age male (+), 12, 15 years (–)

Coulton et al. (1999) Census block 20 (neighborhoods), Child Abuse Potential Neighborhood: factors for Neighborhood: impoverishment (+),
groups 400 (caregivers) Inventory score impoverishment, child care burden, child care burden (+);
and neighborhood instability; Individual: Individual: social support (–),
social support, family income, violence family income (–), violence in
in family of origin, married, education, family (+), married (–),
neighborhood tenure; Interactions: education (–); Interactions:
Impoverishment × Violence, Child Care Impoverishment × Violence (–),
Burden × Education Child Care Burden × Education (–)

a. (+) and (–) refer to the direction of the statistically significant relationship between that variable and the child maltreatment outcome.

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270 Freisthler et al. / LITERATURE REVIEW

of percentage of families with incomes below the fed- a single variable of the percentage of residents living
eral poverty line, the percentage of unemployed per- in their current residence for less than a year (Zuravin,
sons, the percentage of vacant housing, population 1989). Utilized as a factor score, the measurement has
loss, the proportion of African American residents, included the percentage of people who resided in the
and percentage of female-headed households; they neighborhood for less than 10 years, the percentage of
found that neighborhoods with higher impoverish- residents who moved in the last 5 years, and the per-
ment scores had higher rates of child maltreatment centage who moved in the last year (Coulton et al.,
(Coulton et al., 1995). A later study by this same 1995; Ernst, 2001).
group suggested that this was true in predominantly Examining 155 geographic areas in El Paso,
European American as well as in African American Texas, Young and Gately (1988) found that the per-
neighborhoods (Korbin, Coulton, Chard, Platt- centage of families who had moved in the last 5 years
Houston, & Su, 1998). Sharing a geographic boundary was a significant predictor of substantiated reports of
with at least one other impoverished neighborhood child maltreatment. Several other studies examining
(as measured by having at least 40% of residents neighborhood predictors of child abuse and neg-
below the poverty line) also was positively related to lect also have suggested that residential instability is
the rate of child maltreatment (Coulton et al., 1995), associated with higher rates of child maltreatment
particularly for predominantly African American (Coulton et al., 1995; Deccio et al., 1994; Ernst,
neighborhoods (Korbin et al., 1998). Neighborhood 2001). Korbin et al. (1998) found that instability was
poverty (as measured by the percentage of families positively related to maltreatment in predominantly
with income less than 200% of the poverty line) was European American neighborhoods but not in
one of the strongest predictors for both neglect and African American neighborhoods. Amount of vacant
child abuse among 202 census tracts in Baltimore, housing also has been associated with higher rates of
Maryland (Zuravin, 1989). maltreatment (Freisthler, 2004; Freisthler, Needell,
Several studies examined the effect of poverty et al., 2005), but no such associations have been
on type-specific rates of maltreatment. Drake and found for percentage of owner-occupied housing
Pandey (1996) reported a positive relationship (Freisthler, Needell, et al., 2005).
between neighborhood poverty and sexual abuse, Ernst (2000) documented a positive relationship
whereas Ernst (2000) found no relationship. Poverty between the density of single-family homes and sex-
is consistently related to higher rates of physical ual abuse but found no relationship between past
abuse (Drake & Pandey, 1996; Ernst, 2000; Freisthler, year movement and sexual abuse. Neighborhood
Midanik, & Gruenewald, 2004; Zuravin, 1989) and areas with more single family homes (Ernst, 2000;
child neglect (Drake & Pandey, 1996; Freisthler Zuravin, 1989), more vacant housing (Zuravin,
et al., 2004; Zuravin, 1989). One multilevel study 1989), and lower median residential property values
found a main effect of neighborhood impoverish- (Drake & Pandey, 1996; Ernst, 2000) had higher rates
ment on an individual caregiver’s child abuse poten- of physical abuse. Ernst (2000) found a positive rela-
tial (Coulton, Korbin, & Su, 1999). Thus, after tionship between past year movement and physical
controlling for individual family poverty, neighbor- abuse, although two additional studies found no
hood impoverishment remained positively related to relationship (Freisthler et al., 2004; Zuravin, 1989).
child abuse, indicating a neighborhood effect of Percentage of single-family homes and percentage of
socioeconomic disadvantage for maltreatment. past year movement by neighborhood residents have
shown a positive relationship with child neglect
Housing Stress
(Zuravin, 1989); however, Freisthler et al. (2004)
Housing stress incorporates multiple components found no relationship between moving within the
of neighborhood housing structure, including resi- past 5 years and neglect. Thus, housing stress appears
dential instability, owner-occupied housing, and to be positively related to overall rates of maltreat-
vacant housing units. Areas with a greater density of ment, but the evidence is more ambiguous when con-
vacant housing and fewer owner-occupied housing sidering maltreatment-specific rates.
units may be places where property investment (e.g.,
Child Care Burden
time and money spent on lawn care, home repairs,
etc.) is less valued. Residential instability is the degree Child care burden refers to the amount of adult
to which people move in and out of the neighbor- supervision and resources available in neighborhoods
hood; more stable neighborhoods are those where to care for children (Coulton et al., 1995). Child care
residents have lived there for long periods of time. burden has been conceptualized as a factor score of
Residential instability has been measured previously as the ratio of children to adults, percentage of residents

CHILD MALTREATMENT / AUGUST 2006


Freisthler et al. / LITERATURE REVIEW 271

older than 65, and ratio of men to women in an area Unemployment


(Coulton et al., 1995; Korbin et al., 1998). When used
Zuravin’s (1989) review of child maltreatment
as a factor score, child care burden was related to
studies found that the percentage of people unem-
higher rates of child maltreatment in all neighbor-
ployed in a neighborhood was positively associated
hoods (Coulton et al., 1995), and in predominantly
with both substantiated and unsubstantiated mal-
European American neighborhoods (Korbin et al.,
treatment reports. It has been hypothesized that the
1998). Freisthler, Needell, et al. (2005) found that rates
rate of joblessness may change the socioeconomic
of child maltreatment were higher in areas with
structure of a neighborhood (Steinberg, Catalano, &
higher ratios of adult men to adult women. As women
Dooley, 1981), thus affecting aggregate levels of
continue to engage in more hours of primary care-
neighborhood child maltreatment reports. Young
giver activities per day (U.S. Bureau of Labor Statistics,
and Gately (1988) found that the percentage of
2005), a higher ratio of adult men to adult women
unemployed within a neighborhood was a significant
may indicate that in these neighborhoods women
predictor of children maltreatment for male, but not
have even greater levels of child care responsibilities,
female, perpetrators. A study of 48 district offices in
increasing aggregate levels of child care burden.
Alberta, Canada, reported a significant positive rela-
Other investigators have measured child care
tionship between the percentage unemployed in an
burden as the percentage of women in the workforce
area and reports of child maltreatment (Krishnan &
(Ernst, 2000; Young & Gately, 1988; Zuravin, 1989). In
Morrison, 1995), but Freisthler (2004) found a sig-
these studies, the percentage of women in the labor
nificant positive relationship between unemploy-
force is an indicator of child care burden because it
ment in 940 census tracts in three California
reflects the stress placed on a woman’s role as care-
counties and substantiated reports of child maltreat-
giver (Young & Gately, 1988). It was expected to have
ment. These investigators found no relationship in a
a positive relationship to rates of child maltreatment,
study of 304 census block groups in a Northern
that is, more women in the labor force would be asso-
California city (Freisthler, Needell, et al., 2005).
ciated with higher rates of child abuse and neglect,
A study examining a child’s “career” in the child
presumably due to an increase in child care burden.
welfare system found that male unemployment was
Counterintuitively, when child care burden was oper-
highly correlated with physical abuse (Gillham et al.,
ationalized in this manner, studies found a negative
1998). This study examined both male and female
relationship between a higher percentage of working
unemployment rates within 22 neighborhood areas
women and child maltreatment (Young & Gately,
in Scotland for registered child abuse and neglect
1988; Zuravin, 1989). Post hoc hypotheses for this
cases throughout a 3-year period (Gillham et al.,
finding suggest that working women may be con-
1998). They concluded that living in neighborhoods
nected to greater resources in the community, such as
with high rates of male unemployment places
social support and stable child care centers (Young &
children at a greater risk of being physically abused.
Gately, 1988). The availability of these resources may
Unemployment rates are positively associated with
serve to decrease neighborhood child care burden
child neglect (Freisthler et al., 2004).
and hence decrease rates of child abuse and neglect.
A competing explanation for this finding is that
Alcohol and Drug Availability
women who work are more competent (e.g., demon-
strated by their ability to secure and maintain employ- More recent neighborhood studies examining
ment) and personal characteristics associated with environmental characteristics of neighborhoods
competence lessen the likelihood of maltreatment. have found that alcohol and drug availability are
Similarly, areas with higher percentages of women related to rates of maltreatment. Specifically, neigh-
participating in the labor force had lower rates of borhood areas with more bars and more drug pos-
child sexual abuse (Ernst, 2000), child physical abuse session incidents per population are related to
(Ernst, 2000; Zuravin, 1989), and child neglect higher rates of child abuse and neglect (Freisthler,
(Zuravin, 1989). In a multilevel study, Coulton and col- 2004; Freisthler, Needell, et al., 2005). Freisthler
leagues (1999) found a main effect of child care bur- et al. (2004) found a differential relationship
den on child abuse potential controlling for individual between alcohol availability and type of child mal-
caregiver characteristics. Examination of a cross-level treatment. These researchers show that neighbor-
interaction between child care burden and caregiver hoods with higher densities of off-premise alcohol
education found that caregivers with more educa- outlets have higher rates of physical abuse. In the
tion, who lived in areas with greater child care bur- case of child neglect, there was a positive relation-
den, were less likely to be abusive. ship with greater concentrations of bars and pubs.

CHILD MALTREATMENT / AUGUST 2006


272 Freisthler et al. / LITERATURE REVIEW

Although these investigators found a relationship with high populations of children (e.g., population
between alcohol and drug availability and rates of density). Freisthler (2004) examined the relationship
maltreatment, there are only a handful of such stud- of overall child population rates and neighborhood
ies that assessed this relationship, and those focused rates of maltreatment and reported that population
primarily on urban and suburban areas. Future stud- per square mile was negatively related to rates of mal-
ies should attempt to replicate these results in other treatment. Based on density dependence analyses, it
ecological studies of child maltreatment and in both appears that as more children are found in smaller
rural and urban areas. neighborhood areas, a leveling off of substantiated
reports occur (Freisthler, 2004). Put in other words,
Family Structure
at a certain level of population density, the rate of
Research examining differences between neigh- maltreatment in that area stabilizes.
borhood characteristics and rates of child maltreat-
Social Support
ment studied other variables to further sort out
this relationship. For example, family structure was Various studies measuring social support have
operationalized as the percentage of female-headed found a negative relationship between the amount
households (Ernst, 2000; Freisthler, 2004; Zuravin, of social support and rates of child abuse and neglect
1989), percentage of two-parent homes (Drake & (Garbarino & Sherman, 1980; Vinson, Baldry, &
Pandey, 1996), and single parent density (Gillham Hargreaves, 1996). These studies differ from the pre-
et al., 1998; Krishnan & Morrison, 1995). Only vious studies in that instead of using many neighbor-
Freisthler (2004) found a positive relationship hoods and census variables to proxy neighborhood
between the percentage of female-headed families characteristics, they have chosen pairs of neighbor-
and maltreatment, whereas Drake and Pandey hoods that are at high or low risk for child maltreat-
(1996) found a positive relationship between two- ment. When neighborhood socioeconomic status
parent families and both physical abuse and neglect. is taken into account, these studies report that the
The remaining studies found no relationship high-risk neighborhoods had fewer neighborhood
between family structure and maltreatment. The dis- resources and support than the low-risk neighbor-
crepancies in these findings may be due to statistical hoods (Garbarino & Kostelny, 1992; Garbarino &
methodology and insufficient sample size. Freisthler Sherman, 1980; Vinson et al., 1996).
(2004) used spatial regression models that assess
Immigrant Concentration
and control for spatial autocorrelation and provide
more accurate estimates of the statistical tests of the Immigrant concentration, often used as a proxy
coefficients. Regarding sample size, the studies that for underdeveloped support networks,4 was nega-
detected no relationship between family structure tively related to sexual abuse when measured as resi-
and neighborhood rates of child maltreatment dents who arrived in the United States in the past 5
ranged from 48 to 940 neighborhood areas, with the years (Ernst, 2000) and negatively related to physical
latter finding statistical significance. Thus, increased abuse when measured as a factor score with high
statistical power in that study may account for the sta- loadings of percentage foreign born and percentage
tistically significant relationship. These measures of Hispanic (Molnar, Buka, Brennan, Holton, & Earls,
family structure may inadequately represent family 2003). Studies have found that neighborhoods with
typologies that may affect neighborhood rates of higher rates of physical abuse have higher percent-
maltreatment (e.g., multiple generation homes). ages of Hispanic residents (Freisthler et al., 2004).
With regard to child neglect, studies have found that
Neighborhood Density
higher rates of neglect are positively associated with
Zuravin (1986) examined the impact of neighbor- neighborhood areas characterized by higher per-
hood residential density and child maltreatment. She centages of residents without a high school educa-
hypothesized that neighborhoods with more over- tion (Drake & Pandey, 1996).
crowding may be less supportive than neighborhoods
with fewer overcrowded households. Zuravin exam-
SUMMARY OF MAJOR CONCLUSIONS
ined 202 census tracts and, after controlling for eth-
nicity and socioeconomic class, the percentage of This review has documented a stable ecological
homes with 1.51 people per room was positively asso- relationship between rates of child maltreatment and
ciated with higher rates of reported child maltreat- neighborhood poverty, housing stress (e.g., residen-
ment. Neighborhood areas can be residentially dense tial instability, vacant housing), and drug and alcohol
(more people per room) yet not be located in areas availability. 5 Areas with increased levels of poverty,

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Freisthler et al. / LITERATURE REVIEW 273

housing stress, and drug and alcohol availability have exert their effect via certain processes or mecha-
higher rates of child maltreatment, and these rela- nisms. Although many neighborhood researchers
tionships appear to be maintained across various ways tend to frame their work within a theoretical per-
of measuring maltreatment and defining neighbor- spective, they do not explicitly articulate and exam-
hood. Although evidence suggests that neighborhood ine the processes and mechanisms by which
child care burden (depending on how it is measured) neighborhood characteristics exert their effects. The
and the unemployment rate also may contribute to critical question is how certain features of neighbor-
rates of maltreatment, the findings are not conclusive. hoods bring about change in a given phenomenon of
Future research needs to be conducted to further interest. When so many variables are used to try to
delineate how and why these factors may be related better understand a given phenomenon of interest, it
to rates of child abuse and neglect. Little empirical can be helpful to use a person-centered versus place-
evidence exists supporting a relationship between centered approach to help clarify thinking from both
family structure and maltreatment at the neighbor- theoretical and analytical perspectives. Person-
hood level. Thus, aggregate measures of family struc- centered refers to characteristics of individuals that
ture (e.g., percentages of female headed families) have been aggregated to some geographic unit.
may not be indicators of underlying neighborhood Poverty, residential instability, child care burden,
processes related to child maltreatment. Finally, more unemployment, female head of household, social
research needs to be conducted on how neighbor- networks, and immigrant status are some examples of
hood levels of residential density (as measured by person-centered characteristics that were included in
number average number of individuals per room in a the studies reviewed. Place-centered characteristics
home), population density (i.e., number of individu- refer to specific features of the physical environment.
als within a neighborhood area), social support, Specific place-centered variables reviewed here
immigrant concentration, and availability of resources include vacant housing, alcohol and drug availability,
are related to rates of child maltreatment before property value, residential density, and population
definitive conclusions can be drawn. density. Place characteristics also would include
These gaps in the research support the necessity availability of and access to neighborhood-based
of developing a more thorough understanding of resources and services that may prevent or reduce
how neighborhood characteristics exert their influ- maltreatment. As an example, a person with low
ence on varying types of child maltreatment. An income (person characteristic) may live in an area
important limitation of all the studies included in with a good transportation system (place characteris-
this review is their cross-sectional nature that only tic) and a number of child care centers (another
allows for discussion of correlational associations place characteristic). From a theoretical perspective,
between maltreatment and neighborhood features. the person-place classification can be extended to
The next generation of ecological studies of child characterize theoretical frameworks used to describe
maltreatment needs to explicate the processes and neighborhood processes thought to affect maltreat-
mechanisms through which specific neighborhood ment. It can help to clarify where in the model a par-
characteristics are believed to exert their effect and ticular variable or construct fits, how to best measure
establish a temporal relationship between these it and how to articulate its role in relationship to the
neighborhood processes and child abuse and neg- outcome of interest, and in this case, its role in
lect to determine causality. Finally, excluding increasing or decreasing the likelihood that a child
Coulton and colleagues (1995, 1999), these studies will be abused or neglected.
have been primarily concerned with direct effects In addition, neighborhood processes that refer
of neighborhood characteristics on rates of maltreat- to interactions between and among neighborhood
ment. We need a better understanding of how neigh- residents (e.g., social support) are separated from
borhood characteristics interact with each other and purely physical features of neighborhoods that may
with individual characteristics to provide a clearer contribute to maltreatment. Of importance, social
picture of the social processes and mechanisms reality is at the interaction points between person-
involved in the maltreatment of children. centered and place-centered constructs; these are
the social processes that ecological researchers aim
to understand and model (e.g., residents’ participa-
PERSON AND PLACE CHARACTERISTICS
tion in neighborhood activities and organizations
If features such as impoverishment, population that are prosocial in nature, such as neighborhood
instability, and family structure figure importantly in watch groups or local school activities). These types
the production of problems, then presumably they of measures are generally absent from the literature.

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274 Freisthler et al. / LITERATURE REVIEW

This classification can be extended to include capable of preventing the harm from occurring
current theoretical frameworks that attempt to (Cohen & Felson, 1979).
understand neighborhood characteristics and their Freisthler et al. (2004) relied on this theoretical
relationship to problem outcomes. In particular, framework in their study of the differential relation-
theories such as social disorganization, social capital, ship between type of alcohol outlet (i.e., bars, off-
and routine activities have been used to unravel premise outlets) and type of maltreatment (i.e.,
these relationships. In a broad sense, social disor- neglect, physical abuse). These investigators hypothe-
ganization refers to deviant behaviors and the socie- sized that the processes affecting the relationship
tal context that produces them (Shaw & McKay, between alcohol outlet density and child neglect and
1942). Neighborhoods that are socially disorganized child physical abuse at the neighborhood level may
are those that lack a structure to help maintain social differ. Furthermore, they interpreted previous studies
controls that allow communities to realize commonly delineating neighborhood characteristics by type of
held values. Thus, social disorganization directs con- maltreatment within this paradigm. As such, an
ceptual thinking primarily toward person-centered increase in the number of single parent homes was
characteristics. characterized as a decrease in guardians available to
Disorganization is most often measured by poverty, prevent maltreatment from occurring, whereas in
residential instability, and immigrant concentration two-parent homes, the presence of a second adult was
(Sampson, Raudenbush, & Earls, 1997). Relying on thought to act as a deterrent to abuse or neglect. Lack
those measures, the studies reviewed here show posi- of resources, social support, and increased feelings
tive associations between impoverishment and resi- of isolation in a neighborhood may provide a catalyst
dential instability and neighborhood rates of child that triggers abuse or neglect behaviors in an individ-
maltreatment, thus providing some support for this ual who otherwise might not be so inclined. In
theory. Immigrant concentration was found to be neg- Freisthler’s model, children are viewed as suitable tar-
atively related to child maltreatment (Ernst, 2000; gets because they are often weaker and more vulnera-
Molnar et al., 2004) and not related to maltreatment ble due to their age. They also may be socialized to
(Freisthler, Needell, et al., 2005). In general, the child believe that what occurs in the home is private. This
maltreatment literature has been somewhat contra- helps ensure that the child will not discuss the abuse
dictory about differential rates of abuse/neglect with other adults who might intervene. These factors
among cultural or ethnic populations (Korbin, 1997). can converge at various points to create maltreatment.
One difficulty is that ethnicity must be consistently dis- Further examination of this theory shows that the
entangled from socioeconomic status. Another is that positive relationship between past year movement
immigrant populations have cultural differences that and child neglect may decrease the availability of
affect family relationships in general, and child rear- guardians as more social networks and support sys-
ing practices in particular. Finally, it may be argued tems are disrupted (Ernst, 2000; Freisthler et al.,
that immigrant concentration is a place characteristic 2004). The fact that the percentage of two-parent
rather than a person characteristic. If one argues from families is negatively related to both abuse and neg-
this perspective, it may be that immigrant concentra- lect may be interpreted as an increase in guardians in
tion must be disentangled from other physical fea- the home (Drake & Pandey, 1996). Freisthler et al.
tures of the environment, such as the differential (2004) reported a positive relationship between the
availability of social services for these populations. density of bars and rates of child neglect, whereas
The interaction of these other variables with ethnicity off-premise alcohol outlets were positively related to
may be at points such as whether family difficulties rates of child physical abuse. Thus, parents’ routine
are managed informally within kin networks or by activities related to drinking locations may affect rates
recourse to public agencies. Thus, additional research of maltreatment. The use of routine activities theory
needs to be conducted to better elucidate these com- suggests specific pathways by which this relationship
plex relationships. occurs. Parents may go to bars or pubs to socialize
Routine activities theory is essentially a place-cen- and leave children at home alone. Caregivers may
tered framework that focuses on how a neighbor- obtain alcohol from off-premise outlets and go home
hood’s physical structure relates to where and when to drink. Drinking may reduce their inhibitions
people conduct their daily life and how that may toward aggression and result in a greater propensity
place them at greater or lesser risk for harm such as for abuse. This line of thinking and type of research
crime. Routine activities theory states that for harm can provide useful information on ways to prevent
to occur there must be a motivated offender, a suit- maltreatment (e.g., reduce density of bars and pubs
able target, and the absence of guardians who are in areas at high risk for neglect).

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Freisthler et al. / LITERATURE REVIEW 275

Social capital theory provides some framework for these units are used to create measures. This may
studying the interactions between person-centered result in neighborhoods appearing to have greater
and place-centered paradigms. Coleman (1988) first similarity at higher levels of aggregation (e.g., coun-
termed the phrase “social capital” to refer to norms, ties vs. census tracts). Findings related to social prob-
networks, and interpersonal relationships through lems that consistently emerge at multiple levels of
which informal interactions occur. It is a resource geography increase confidence that some underly-
that relies on reciprocity, trustworthiness, and obli- ing neighborhood process or mechanism is produc-
gations between people (Coleman, 1988). As such, ing these results. A second limitation is that these
social capital theory represents interaction points administratively constructed areas may not accu-
between people and places. Social capital theory rately capture neighborhood boundaries as viewed
holds several implications for preventing and inter- by the residents, thus making it difficult to shed light
vening in neighborhoods around child maltreat- on the salient neighborhood processes. In an
ment. Neighborhoods where members participate attempt to address this problem, Coulton, Korbin,
in associations that have at their core trust and reci- Chan, and Su (2001) mapped neighborhoods using
procity may be better equipped to prevent child residents’ perceptions as a guide. Although these
abuse and neglect. However, these networks can be perceptions are likely to share common areas, they
destroyed when inequality or divisions among also are likely to differ on the edges of neighbor-
groups occur (Jack & Jordan, 1999). Examination of hoods as each resident’s experience is slightly differ-
the degree to which neighbors participate in organi- ent than another’s. By using common areas based on
zations and trust individuals or institutions may help perceptions, researchers can obtain a better grasp
illuminate why rates of maltreatment are high in on real neighborhoods, which in turn makes it pos-
some neighborhoods and not in others. To date, this sible for researchers to better select and measure the
theory has been the least researched, with only social processes most relevant to an outcome of interest.
support being systematically examined (Garbarino &
Variable Selection and Measurement
Sherman, 1980; Vinson et al., 1996).
In summary, both social disorganization and This review of the literature confirms that the vast
routine activities theory provide a useful theoretical majority of studies that examine the role of neigh-
framework for understanding processes related to borhood characteristics on child maltreatment do so
the ecology of child maltreatment, whereas social utilizing estimates of population characteristics; that
capital theory remains a promising framework for is, these studies incorporate measures of population
understanding neighborhood interaction effects characteristics within defined areas (e.g., poverty
on child maltreatment; yet, direct measures of neigh- percentages within neighborhoods, percentages of
borly ties and interactions, mutual trust, shared people who have moved in the past 5 years). These
expectations, land use, and social activity patterns measures are primarily obtained from Census or
are largely absent from the current literature. More other archival databases and generally reflect aggre-
research is necessary to explicate the specific path- gated characteristics of individuals. Thus, these
ways that may affect child abuse and neglect. measures can only provide a static picture of neigh-
borhoods, which inadequately reflects how neigh-
borhood structures and social processes exert their
METHODOLOGICAL DILEMMAS
influence on a particular outcome. As an example,
There are several methodological challenges to archival measures of family structure cannot ade-
conducting neighborhood-level research, including quately assess extended kin networks in and around
the thorny problem of how to define and measure a a neighborhood that may provide support and
neighborhood as a unit of analysis and how to select resources to family members. General population
and measure neighborhood processes, appropriate surveys of residents would allow for a more detailed
spatial analysis techniques, and self-selection into inquiry about neighborhood norms and processes.
particular neighborhoods. Self-report survey data also would give more accurate
estimates of child abuse and neglect levels because
Unit of Analysis
they would not rely on reports from official investi-
Most studies employ administrative units to repre- gation agencies, thus helping to eliminate underre-
sent neighborhood boundaries. One limitation in porting biases (Theodore et al., 2005).
the use of these predetermined units is that higher Measures that are able to capture neighborhood
levels of aggregation may lose some of the variation dynamics and processes need to be further devel-
across units as data from more individuals within oped, tested, and utilized in ecological studies. The

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276 Freisthler et al. / LITERATURE REVIEW

development of measures that portray neighborhood could result in reporting statistically significant find-
processes such as social ties and daily land use pat- ings where none really exist. Thus, discrepancies in
terns would enable researchers to build conceptual some of the findings reviewed here may be an artifact
models, specify relationships, and conduct analyses to of the use of less-sophisticated statistical techniques
gain a more comprehensive understanding of how that do not account for these problems.
neighborhood effects operate. “Ecometrics,” as it has One common disconnect between theory and
been called (see Raudenbush & Sampson, 1999), design is that ecological research looks solely at
would establish the ability to measure and assess both characteristics of the individuals’ place of residence
current neighborhood processes as well as factors that when in fact many activities of interest unfold in
influence how those processes develop and change multiple locations, often outside the residential
over time. neighborhoods in which the persons engaged in
Raudenbush and Sampson (1999) present a these behaviors actually live. Parents and guardians
detailed plan about how to systematically observe dis- of young children may bring their child to school,
order in neighborhoods (e.g., presence of graffiti, take a bus to work, and return at the end of the day
loitering) to study the production of crime. In a to pick up their child in some after-care arrange-
sample of 80 neighborhood clusters in Chicago, ment. Spatial lags describe a situation where charac-
observers drove down streets coding information on teristics in surrounding neighborhoods affect
face-blocks about land use, traffic, physical condition rates of problems in local areas (see Freisthler
of buildings, and evidence of physical disorder. In et al., in press). In someinstances, persons who
addition, a pair of video recorders taped the social reside in one neighborhood are more heavily influ-
activities and physical features of the face-blocks. enced by experiences that they have in an adjacent
These methods allowed the researchers to develop area (e.g., low-income family districted for a more
scales related to both physical and social disorder affluent school district). Thus, theory should
based on observational data. These scales were used address what surrounding neighborhood character-
to test theories about the neighborhood production istics may play a role in rates of maltreatment and
of crime. These techniques could be used to study analytic models should include variables that take
child maltreatment by direct observation of social into account this spatial dynamic.
phenomena (e.g., children walking to school with an As ecological studies become more sophisticated,
adult guardian) and serve as a qualitative supple- spatial analyses can begin to encompass individual
ment to survey data. characteristics in a spatiohierarchal format (see
Banerjee, Carlin, & Gelfand, 2004). This method is
Spatial Analysis
similar to hierarchical linear modeling (HLM) used
Currently, all of the studies that examine the ecol- by two studies reviewed here (Coulton et al., 1999;
ogy of maltreatment have done so cross-sectionally. Molnar et al., 2003) but contains proper controls
The next generation of ecological studies of neigh- for spatial structure at the neighborhood level. In
borhood effects requires the use of specialized statisti- essence, these models combine multilevel proce-
cal techniques that can address the problems of dures that adjust estimates due to intraclass correla-
spatial autocorrelation and clustering. Spatial regres- tions with techniques designed to adjust estimates
sion procedures manage statistical problems related due to spatial autocorrelation. Moreover, the tech-
to spatial autocorrelation, whereas hierarchical linear niques designed to do this enable researchers to
models handle problems associated with clustering model spatial structure of neighborhoods as spatial
of individuals within the same neighborhood areas random effects. When researchers properly model
(for further information on these problems and tech- these spatial dynamics (i.e., include all relevant vari-
niques that address them, see Notes 2 and 3). ables measuring neighborhood processes), these
Freisthler, Lery, Gruenewald, and Chow (in press) random effects are less likely to be statistically signif-
demonstrate that when traditional statistical methods icant. Inclusion of spatial lag variables that model
are applied to ecological studies without appropriate the effect of characteristics from adjacent areas on
controls for spatial autocorrelation, Type I or Type II local rates of maltreatment may adequately repre-
errors may result. The three studies that use spatial sent underlying spatial processes, resulting in no fur-
regression procedures find statistically significant pos- ther need to model spatial structure as random
itive spatial autocorrelation ranging from .144 to .545 effects.
(Freisthler, 2004; Freisthler et al., 2004; Freisthler The next step for ecological researchers is to begin
et al., 2005). In the absence of appropriate controls, to examine these processes temporally to assess how
the presence of such positive spatial autocorrelation changes in the neighborhood environment can affect

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Freisthler et al. / LITERATURE REVIEW 277

changes in rates of child abuse and neglect. Techniques draw gatherings of unruly, often intoxicated patrons.
are available that permit the analysis of space and time These conditions might serve to constrain parental
interactions controlling for both spatial and temporal choices about where and when children can safely
autocorrelations. In cases where both space and time go outdoors; children who cannot safely play out-
are examined, these methods allow us to under- doors or walk to the local library wind up staying
stand how maltreatment rates in local areas are influ- indoors. This can serve as an irritant to parents try-
enced by neighboring areas. In general, this model ing to make dinner or tend to younger siblings, thus
would allow us to examine (a) whether a temporal adding to the potential for abuse. In sum, social and
trend exists, (b) if this temporal trend varies by county, physical structures that manifest their influence at
and (c) if there is a separate spatial structure/process. the neighborhood level can have important implica-
These advanced spatial models also enable researchers tions for the safety and well-being of children.
to study the diffusion process of child maltreatment.
For example, when the abusive behavior of a few is not
CONCLUSION
sanctioned, does the behavior spread to other
families? More generally, does a lack of a specific social Throughout the past 20 years, there has been a
mechanism, such as social controls around negative move away from a traditional fixation on static fea-
behaviors, generate greater production of these behav- tures of individuals (race, socioeconomic status) and
iors in a degenerative ecological cycle? toward a focus on multilevel influences, including
how certain features of neighborhood life bring
Selection Bias
about change in a given phenomenon of interest.
Selection bias is a major challenge facing neigh- This has led to unique attempts to empirically meas-
borhood research. How does one know an outcome ure social interactional and institutional dimensions
is the result of neighborhood factors rather than the that might explain how neighborhood effects work
differential selection of families into certain neigh- out in the day-to-day life of communities.
borhoods? The challenge is to separate the role of Certainly, there is substantial cross-sectional evi-
neighborhood context from the selection bias that dence that child maltreatment is related to features
may accompany individual choice about residence. of the larger neighborhood environment. The
Just as one factor will never explain all of the varia- mechanisms that underlie these relationships have
tion in an outcome of interest, it is unlikely that selec- not been fully explored and lead one to ask, “What
tion bias, to the degree it operates, will be the single is it about the environment that may affect the preva-
most important explanatory variable of interest. lence of child maltreatment?” This question must be
Science must move forward while taking into account addressed and the findings translated into effective
these types of limitations and designing research that intervention efforts. Toward that end, studies that
addresses challenges such as selection bias. examine the causal mechanisms of neighborhood
dynamics, together with appropriate spatial analytic
Ecological Fallacy
techniques, will contribute much to advance the
Finally, neighborhood research is often criticized understanding of the etiology of child maltreatment.
for committing the “ecological fallacy.” Ecological Interventions designed to prevent or reduce child
fallacy refers to the process of incorrectly making abuse and neglect are a natural extension of such
assumptions about individuals’ behaviors from research. Ecological studies may suggest environ-
neighborhood-level data (Selvin, 1958). Clearly, find- mental approaches that are not often used in the
ings that relate neighborhood poverty to rates of prevention of child maltreatment. For example, pre-
maltreatment should not be interpreted as a greater vention efforts may take the form of changing access
propensity of individuals living in poverty to abuse or to alcohol through zoning and planning ordinances
neglect their children. Instead, neighborhood or by local policy decisions that reduce the days
poverty may be a proxy for lack of resources, such as and times for the sale of alcohol. Opportunities to
social services, neighborly ties, or adequate child develop multisystemic interventions may arise by
care, which strains individuals and can lead to higher continuing to develop and refine these multilevel
rates of child maltreatment. In addition, a strictly models. The results from these studies may suggest
physical environmental measure of neighborhoods, multitier prevention efforts that may prove more
such as alcohol outlet density, refers to a collective effective than a single intervention designed to only
number of places at the neighborhood level that affect caretakers, families, or communities as sepa-
can affect individuals who reside in the area. For rate entities. An example of this multitier approach
example, an excess of bars in a neighborhood may might be an intervention that aims to reduce alcohol

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278 Freisthler et al. / LITERATURE REVIEW

availability while enhancing parental monitoring. from statistical models also may be correlated between adja-
Another example is social science research showing cent units (Cliff & Ord, 1973, 1981). Lack of controls for pos-
that certain types of roadways, such as residential itive spatial autocorrelation results in smaller standard errors
streets that have only one lane in each direction and a higher propensity for committing Type I errors, thus
inflating nominally significant relationships.
and do not have a divider, may increase neighborly
3. Hierarchical linear modeling (HLM) was used in two
relations among residents (Grannis, 1998). This is
studies reviewed here. HLM was designed to adjust for the
likely a result of lessened automobile and foot traffic intraclass correlations found when individuals are nested
typically associated with streets that run through an within some unit, such as neighborhoods. In this case, indi-
entire area or to and from highways. This roadway viduals living in the same neighborhood area may experi-
modification may make it easier to determine who ence the neighborhood environment in similar ways and
lives in the area, thereby supporting the develop- share characteristics related to that. Furthermore, studies
ment of friendships. Thus, an intervention that that use HLM can assess the contribution of individual and
reroutes traffic away from neighborhoods where neighborhood characteristics separately for their effects
large numbers of children live may serve to increase on child maltreatment. HLM also can be used to examine
neighborly contacts, which in turn increases neigh- cross-level interactions or the interactions between indi-
vidual and neighborhood-level characteristics.
borhood-level capacities for social support and
4. Immigrant concentration is related to decreases in
decreases maltreatment.
density of friendship networks (Sampson, 1991) and
Evidence-based interventions should be imple- increases in various types of victimization rates (Sampson &
mented on a scale large enough to have an effect but Groves, 1989).
focused enough to ensure a rigorous evaluation for 5. As mentioned, alcohol and drug availability has only
efficacy and effectiveness. At their core, such inter- been studied at the neighborhood level by one group of
ventions need to focus on explicitly stated social researchers.
processes that result in harm to children across
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between neighborhood poverty and specific types of child mal- systemic social observations of neighborhoods. Sociological
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alcohol access, and rates of child maltreatment in neighbor- Neighborhoods and violent crime: A multilevel study of col-
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Methods and challenges of analyzing spatial data for social research. American Journal of Sociology, 63, 607-619.
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neighborhoods. Social Work Research. areas. Chicago: University of Chicago Press.
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Freisthler, B., Needell, B., & Gruenewald, P. J. (2005). Is the phys- Bangdiwala, S. I., & Agans, R. (2005). Epidemiologic features
ical availability of alcohol and illicit drugs related to neighbor- of physical and sexual maltreatment of children in the
hood rates of child maltreatment? Child Abuse and Neglect, 29, Carolinas. Pediatrics, 115, 331-337.
1049-1060. U.S. Bureau of Labor Statistics. (2005). American time use survey:
Fromm, S. (2001). Total estimated cost of child abuse and neglect in the 2004 results. Washington, DC: U.S. Department of Labor.
United States. Chicago: Prevent Child Abuse America. U.S. Department of Health and Human Services, National Center
Garbarino, J. (1977). The human ecology of child maltreatment: on Child Abuse and Neglect. (1993). A report to Congress: Study
A conceptual model for research. Journal of Marriage and the of child maltreatment in alcohol abusing families. Washington, DC:
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text of parent-child relations. Child Development, 49, 604-616. works, and child abuse. British Journal of Social Work, 26, 523-543.
Garbarino, J., & Kostelny, K. (1992). Child maltreatment as a com- Young, G., & Gately, T. (1988). Neighborhood impoverishment
munity problem. Child Abuse & Neglect, 16, 455-464. and child maltreatment: An analysis from the ecological per-
Garbarino, J., & Sherman, D. (1980). High-risk neighborhoods spective. Journal of Family Issues, 9, 240-254.
and high-risk families: The human ecology of child maltreat- Zuravin, S. J. (1986). Residential density and urban child maltreat-
ment. Child Development, 51, 188-198. ment: An aggregate analysis. Journal of Family Violence, 1, 307-322.
Gelles, R. J. (1973). Child abuse as psychopathology: A sociological Zuravin, S. J. (1989). The ecology of child abuse and neglect:
critique and reformulation. American Journal of Orthopsychiatry, Review of the literature and presentation of data. Violence and
43, 611-621. Victims, 4, 101-120.
Gillham, B., Tanner, G., Cheyne, B., Freeman, I., Rooney, M., &
Lambie, A. (1998). Unemployment rates, single parent den-
sity, and indices of child poverty: Their relationship to differ- Bridget Freisthler, PhD, is an assistant professor of social wel-
ent categories of child abuse and neglect. Child Abuse and fare at the University of California, Los Angeles. She uses geospa-
Neglect, 22, 79-90. tial analysis and Geographic Information Systems (GIS) to
Grannis, R. (1998). The importance of trivial streets: Residential examine the relationship between the environment and child mal-
streets and residential segregation. American Journal of Sociology, treatment, including the availability and accessibility of social
103, 1530-1564. services. She is particularly interested in understanding how social
Jack, G., & Jordan, B. (1999). Social capital and child welfare. problems vary across geographic areas, such as neighborhoods,
Children & Society, 13, 242-256. and identifying those areas in a community that are at risk for
Korbin, J. E. (1997) Culture and child maltreatment. In M. E.
Helfer, R. Kempe, & R. Krugman (Eds.), The battered child (5th
developing or already experiencing high levels of social problems
ed., pp. 29-48). Chicago: University of Chicago Press. based on a growing understanding of neighborhood ecologies.
Korbin, J. E., Coulton, C. J., Chard, S., Platt-Houston, C., & Su, M.
(1998). Impoverishment and child maltreatment in African Darcey H. Merritt, PhD, is an assistant professor at Rutgers
American and European American neighborhoods. Development University, School of Social Work. She received her doctorate from
and Psychopathology, 10, 215-233.
Krishnan, V., & Morrison, K. B. (1995). An ecological model of
the University of California, Los Angeles, Department of Social
child maltreatment in a Canadian province. Child Abuse and Welfare in 2006. Her research interests fall under the umbrella of
Neglect, 19, 101-113. the child welfare system, specifically, children's perceptions and
Leventhal, T. L., & Brooks-Gunn, J. (2000). The neighborhoods experiences while in out-of-home care, characteristics of abusing
they live in: The effects of neighborhood residence upon child and neglecting parents, the effects of poverty on proper parenting,
and adolescent outcomes. Psychological Bulletin, 126, 309-337. and the impact of neighborhood structural factors on parenting.
Molnar, B. E., Buka, S. L., Brennan, R. T., Holton, J. K., & Earls, F.
(2003). A multilevel study of neighborhoods and parent-to-
child physical aggression: Results from the Project on Human Elizabeth A. LaScala, PhD, has served for more than a decade
Development in Chicago Neighborhoods. Child Maltreatment, as a consulting research scientist at Prevention Research Center,
8(2), 84-97. Pacific Institute for Research and Evaluation, Berkeley,

CHILD MALTREATMENT / AUGUST 2006


280 Freisthler et al. / LITERATURE REVIEW

California. She earned her MPH from the University of Michigan


and her PhD in public health from the University of California,
Los Angeles (UCLA), with a specialty in the behavioral sciences
and health education. At UCLA, she focused her research efforts
on health behaviors associated with compliance to medical recom-
mendations, in particular youth smoking prevention and adult
cessation. Her research interests include ecological studies of acci-
dents, injuries, alcohol outlets, and most recently, illegal drug
markets.

CHILD MALTREATMENT / AUGUST 2006

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