You are on page 1of 12

Environment, Planning, and Climate Change

Transportation Research Record


2019, Vol. 2673(6) 267–278
Ó National Academy of Sciences:
Seasonal and Long-Term Changes to Transportation Research Board 2019
Article reuse guidelines:
Pavement Life Caused by Rising sagepub.com/journals-permissions
DOI: 10.1177/0361198119844249

Temperatures from Climate Change journals.sagepub.com/home/trr

Jayne F. Knott1, Jo E. Sias1, Eshan V. Dave1, and Jennifer M. Jacobs1

Abstract
Pavements are vulnerable to reduced life with climate-change-induced temperature rise. Greenhouse gas emissions have
caused an increase in global temperatures since the mid-20th century and the warming is projected to accelerate. Many stud-
ies have characterized this risk with a top-down approach in which climate-change scenarios are chosen and applied to pre-
dict pavement-life reduction. This approach is useful in identifying possible pavement futures but may miss short-term or
seasonal pavement-response trends that are essential for adaptation planning. A bottom-up approach focuses on a pavement’s
response to incremental temperature change resulting in a more complete understanding of temperature-induced pavement
damage. In this study, a hybrid bottom-up/top-down approach was used to quantify the impact of changing pavement seasons
and temperatures on pavement life with incremental temperature rise from 0 to 5°C at a site in coastal New Hampshire.
Changes in season length, seasonal average temperatures, and temperature-dependent resilient modulus were used in
layered-elastic analysis to simulate the pavement’s response to temperature rise. Projected temperature rise from down-
scaled global climate models was then superimposed on the results to determine the timing of the effects. The winter pave-
ment season is projected to end by mid-century, replaced by a lengthening fall season. Seasonal pavement damage, currently
dominated by the late spring and summer seasons, is projected to be distributed more evenly throughout the year as tem-
peratures rise. A 7% to 32% increase in the asphalt-layer thickness is recommended to protect the base and subgrade with
rising temperatures from early century to late-mid-century.

A key factor in a community’s ability to be resilient with region is projected to continue this accelerated warming
climate change is the integrity of the transportation net- trend with a 2°C temperature rise predicted to occur 20
work (1). Given the long lifespan of roadways (50 to to 30 years sooner than the 2°C global mean temperature
100 years) transportation agencies should prepare for cli- rise (10).
mate change in their long-term design strategies to avoid Pavement performance is sensitive to temperature and
the costs of more frequent pavement maintenance, reha- the variations and excess amounts of moisture in pave-
bilitation, and reconstruction (2, 3). Research on climate- ment sublayers (11, 12). Higher temperatures reduce
change impacts to road infrastructure performance raises asphalt-layer stiffness and strength (13) and increased
the possibility that the frequency and severity of asphalt moisture content reduces the stiffness of the underlying
pavement damage will increase (4, 5). unbound layers (14). Asphalt-layer stiffness is quantified
Greenhouse gas emissions have caused an increase in by the temperature-dependent modulus of the hot mix
global atmospheric and oceanic temperatures since the asphalt (HMA). Higher temperatures reduce the asphalt-
mid-20th century and the rate of warming is projected to layer stiffness, primarily as a result of the properties of
increase through the 21st century and beyond (6). The the viscoelastic asphalt binder (14). Climate-change-
average annual temperature from 1986 to 2016 in the induced temperature changes were investigated in
Northeast region was 0.79°C warmer than early in the Australia where they found a 4°C increase in
century (1901 to 1960) (7, 8). Data analysis from 73
weather stations in New England and New York revealed 1
University of New Hampshire, Durham, NH
a regional average 100-year temperature increase of
approximately 1.1°C, which is more than the global aver- Corresponding Author:
age of 0.6°C over the same period (9). The Northeast Address correspondence to Jayne F. Knott: jfk1011@wildcats.unh.edu
268 Transportation Research Record 2673(6)

temperature resulted in a projected 4-year reduction in temperatures associated with 0.5°C incremental tempera-
pavement life (15). Gudipudi et al. studied the impact of ture rise are determined. Next, relationships between
climate-change-induced temperature increases on inter- resilient modulus (MR) and temperature from existing
state highways in Arizona, Maine, Montana, and laboratory testing data are identified and used to predict
Virginia. They found daily temperature increases pre- changes in MR. Layered-elastic analysis (LEA) is then
dicted to occur by mid-century (2040 to 2060) increased used to predict pavement damage and seasonal contribu-
asphalt-layer fatigue cracking 2% to 9% and rutting 9% tions to total damage in a two-lane regional connector in
to 40% (16). coastal NH with incremental temperature rise. A top-
Rising temperatures also have the potential to change down assessment using downscaled global climate mod-
season length and seasonal average temperatures. Daniel els (GCMs) is then superimposed to determine the timing
et al. project a mid-century reduction in the frozen period of the effects (26). Finally, simple adaptation strategies
in Maine and New Hampshire (NH) of at least 10% to to maintain design life with temperature rise are
20% increasing to 30% to 40% by end of century (17). investigated.
The temperature dependency of the asphalt-layer modu- Rutting and fatigue cracking are assumed to be the
lus makes pavement life vulnerable to changes in the sea- primary pavement structural distress mechanisms in this
sons (18). Winter HMA modulus is approximately four study. Though other durability-related pavement dis-
to six times higher than typical summer modulus in tresses will also be affected by climate change, flexible
Northern parts of the United States (14, 18, 19). In addi- pavement design and rehabilitation activities are predo-
tion, the underlying unbound materials are stronger and minantly conducted in response to rutting, fatigue crack-
less susceptible to permanent deformation when the ing, and thermal cracking. Thermal cracking distress is
ground is frozen (20). Departments of Transportation not expected to increase with warming temperature
(DOTs) often allow heavier loads to travel on low- trends and therefore is not considered.
volume roads during the freezing season and seasonal
load restrictions are applied during spring thaw periods
(17). Researchers at the Minnesota Department of Methodology and Data
Transportation (MnDOT) have recognized the impor- Statistically downscaled temperature data from GCMs
tance of modulus variations among seasons and have were analyzed to determine representative daily average
incorporated them into MnDOT pavement design soft- temperatures for four future 21-year periods in coastal
ware MnPAVE (19, 21). NH. These projections were used to establish the
Most previous studies have used the top-down (or temperature-rise limits and quantify changes in season
scenario-based) approach; this uses climate-change sce- duration and seasonal average temperatures. Resilient
narios (22–24) to identify potential future pavement-life modulus (MR) was analyzed as a function of temperature
reductions and promote enhanced, resilient pavement from existing laboratory testing data and seasonal multi-
design (1–5). This approach provides an understanding pliers were determined. MnPAVE software was used
of pavement response but is limited by the temperatures with temperature-dependent material properties and sea-
(or scenarios) selected for the analysis. In contrast, the son lengths to determine changes in pavement life caused
bottom-up (asset-based) approach focuses on an asset’s by 0.5°C incremental temperature rise from 0°C to the
response to a range of environmental parameters inde- maximum temperature rise projected out to late-mid-
pendent of climate-change scenarios. This approach has century.
been used to assess climate-change impacts in hydrology-
related projects including hydropower optimization (23,
25) and coastal zone management with sea-level rise (26), Temperature Projections
but not in pavement design. Because the bottom-up and Identifying seasonal changes with temperature rise
top-down approaches both have strengths, integration of begins with evaluating daily average temperatures. Daily
the two approaches achieves a more complete under- maximum and minimum temperatures for four 580 km2
standing of an engineered system’s response to future cli- grids in coastal NH and northeastern Massachusetts
mate change (25–27). (MA) were downloaded from the U.S. Bureau of
Reclamation’s Downscaled Climate and Hydrology
Projections (DCHP), CMIP5 (Coupled Model
Research Objective and Approach Intercomparison Project Phase 5) (28, 29). The U.S.
This research investigates the impacts of climate-change- Department of Transportation (U.S. DOT) CMIP
induced seasonal change and long-term impact on pave- Climate Data Processing Tool (30) was used to process
ment life using a hybrid bottom-up/top-down approach. output from up to 20 GCMs for each of three
First, changes in season duration and seasonal average Representative Concentration Pathways (RCPs): RCP
Knott et al 269

Table 1. Season Definitions (19)

Season Winter Spring 1 Spring 2 Summer Fall

Description Layers are frozen Base thaws; Base recovers; HMA weak; HMA recovers
subgrade is frozen subgrade thaws subgrade recovers
Beginning CFI . 90°C-days CTI . 15°C-days End of spring 1 3-day Tave . 17°C 3-day Tave \ 17°C
Ending CTI . 15°C-days 28 days later 3-day Tave .17°C 3-day Tave \ 17°C CFI . 90°C-days

Note: CFI = cumulative freezing index; CTI = cumulative thawing index; Tave= daily average temperature; HMA = hot mix asphalt.

4.5, 6.0, and 8.5. Daily temperature output from the mul- Research and Engineering Laboratory (CRREL) (37).
tiple GCMs and the four spatial grids were averaged to MnPAVE (21) recommended values of Poisson’s ratio
produce daily average temperature projections for each were assigned to each lithographic layer, based on the
RCP scenario. AASHTO soil classification (35) and climatic inputs.
Five 21-year periods were analyzed in this research: The average groundwater depth is estimated from boring
the observed and model baseline period (1979 to 1999), logs to be 700 mm beneath the pavement surface (32).
early century (2000 to 2020), early-mid-century (2020 to The unbound material MR is adjusted for moisture con-
2040), mid-century (2040 to 2060), and late-mid-century tent using the methodology described in Elshaer (38). In
(2060 to 2080). Representative daily average tempera- this methodology, the pavement layers were divided into
tures were determined by averaging over the 21 years in sublayers and the matric suction was estimated from
each period. In addition to the observed daily average each sublayer-midpoint distance to the groundwater
temperatures, the three RCP scenarios and five 21-year table. The degree of saturation was determined from the
periods result in a total of 15 combinations. Projected soil water retention curve for each soil type and used in
daily average temperature rise was determined by taking the Witczak equation to calculate the MR at the current
the difference between the projection and the baseline moisture condition relative to the MR at optimum moist-
and adding it to the observed daily average temperature. ure content (38–40).
The temperature-rise projections are presented in the Traffic loading is described in terms of ESALs,
results. defined in MnPAVE as one 80 kN dual tire axle with a
552 kPa tire pressure (21). The average daily traffic at the
pavement evaluation site is estimated to be 16,000 with
Pavement Evaluation 6% trucks, a truck factor of 0.24, a lane distribution fac-
LEA was conducted using MnPAVE (21), a mechanistic- tor of 1, an annual growth factor of 1.22%, and a design
empirical pavement performance model created by life of 20 years (41). Based on this information, 938,000
MnDOT for pavement design. MnPAVE calculates sea- ESALs were used in the analysis.
sonal contributions to pavement damage based on season
duration, seasonal average temperatures, and seasonal
changes to material properties. There are four input cate- Climate. Climate inputs to MnPAVE included five seaso-
gories in MnPAVE: pavement structure, traffic, climate, nal average air temperatures (fall, winter, spring 1, spring
and material properties (21). 2, and summer), season duration, and frost depth. Spring
was divided into early spring (spr1) and late spring (spr2)
to account for aggregate-base and subgrade-soil property
Pavement Structure, Material Properties, and Traffic. The eva- changes during the spring thaw period (19). The season
luation site pavement profile was constructed from NH definitions are presented in Table 1 (19).
Department of Transportation (NHDOT) construction The season duration and seasonal average tempera-
plans (31) and boring logs from the NH Geological tures for coastal NH were determined by applying the
Survey and NH Department of Environmental Services season definitions shown in Table 1 to the baseline and
(32). The pavement structure consists of 140 mm HMA, projected early-century, early-mid-century, mid-century,
406 mm gravel base, and 2,692 mm sand (33). The HMA and late-mid-century daily average temperatures for the
binder grade is PG 58-34 and the MR at 25°C is RCP 4.5, 6.0, and 8.5 scenarios. The cumulative freezing
1,493 MPa (34). The gravel base MR is estimated to be (CFI) and thawing (CTI) indices were calculated using
103 MPa from AASHTO correlation charts (35) and MnDOT CFI and CTI equations and guidelines (42).
NHDOT layer coefficients (33, 36). The sand subgrade The CFI and CTI begin with the first daily average tem-
MR is estimated to be 62 MPa from tests conducted at perature below freezing and above freezing, respectively.
the U.S. Army Corps of Engineers Cold Regions The seasonal average temperature increase was also
270 Transportation Research Record 2673(6)

normality at the 0.05 significance level indicating a good


fit for the two soil types.
Table 2 presents the unbound material MR values for
a range of temperatures above freezing. The gravelly
coarse sand has a linear relationship between MR and
temperature, but there is no significant difference, based
on t-tests, between the mean MR values for the fine sand
materials. The linear relationships were used to estimate
changes in the gravelly coarse sand MR with temperature
rise and the mean values were used for the fine sand.
The effective MR (MR,eff) was also calculated using
the AASHTO damage function (48). Newer mechanical
empirical approaches may have the ability to yield a bet-
ter MR equivalent, but the AASHTO damage function
was chosen to be consistent with the Janoo et al. (1999)
study (37). The monthly ratio of MR/MR,eff was deter-
mined and averaged over each season for the three RCP
scenarios in each of the four future 21-year periods.
These ratios were used as seasonal multipliers to deter-
mine the seasonal effect on unbound material stiffness as
temperature rises.

Layered-Elastic Analysis. For each scenario and 21-year


Figure 1. Winter resilient modulus as a function of temperature period, MnPAVE was run 11 times for an annual aver-
for (a) gravelly coarse sand and (b) fine sand (37). age temperature rise from 0 to 5°C in 0.5°C increments.
Season duration, seasonal average temperature, and sea-
sonal MR for each layer were adjusted with temperature
calculated for the four future 21-year periods and the according to the established relationships. Pavement
three RCP scenarios. The average maximum freezing damage, defined as the number of ESALs divided by the
depth for southeastern NH is estimated to be 1,020 mm predicted number of cycles to failure (Nf) (ESALs/Nf),
based on NH and MA observations (43). was calculated for each incremental temperature change
and the seasonal contribution to total damage was deter-
mined (21).
Temperature-Dependent Resilient Modulus. Temperature- Preliminary adaptation strategies were evaluated. One
induced changes in the HMA, unbound base, and sub- strategy is to increase the layer thickness to maintain the
grade MR were estimated. The HMA MR temperature design life despite the projected temperature rise. HMA
adjustment was made using the Federal Highway and base-layer thicknesses were varied using MnPAVE
Administration (FHWA) Long Term Pavement to determine the thickness required to achieve a mini-
Performance Program (LTPP) temperature adjustment mum 85% reliability (recommended for less than 1 mil-
factor (44). This was applied to the HMA MR measured lion ESALs) for each incremental temperature rise (21).
at 25°C (1,493 MPa) using the FHWA default slope Material costs were estimated for layer thickness
parameter (–0.021). The asphalt temperature at one-third increases (49).
of the pavement thickness was calculated from air tem-
perature using the Witczak equation (19, 45, 46).
The temperature-induced MR changes for the Discussion of Results
unbound materials were estimated from MR testing con-
ducted on representative NH soil samples over tempera- Projected Temperature Rise
tures ranging from 210 to 20°C by Janoo et al. (1999) at Projected daily temperature rise from the baseline period
the CRREL (37). The gravelly coarse sand (A-1-a) and (1979 to 1999) to 2080 ranges from 0 to 5°C as shown in
fine sand (A-2-4) were used to represent the bank-run Figure 2. The 95% confidence intervals in the projected
gravel base and sand subgrade (33) in the pavement pro- annual average temperature rise are 0.7 to 0.8°C in early
file. MR as a function of temperature below freezing is century, 1.3 to 1.6°C in early-mid-century, 2.0 to 2.8°C
presented in Figure 1 (37). Using the Shapiro–Wilk test in mid-century, and 2.5 to 4.0°C in late-mid-century.
(47), the residuals for the bi-variate fit do not violate Temperature rise varies by season with the maximum rise
Knott et al 271

Table 2. Resilient Modulus Test Results with Temperatures above Freezing for NH Gravelly Coarse Sand and Fine Sand Samples (37)

Material Season Temp. (°C) Mean MR (MPa) SD (MPa) Lower 95% (MPa) Upper 95% (MPa) Passes t-test?

Gravelly Spring 0.5 286 21 260 311 Yes


coarse sand 15 262 10 253 270
20 220 16 200 239
Summer to fall 20 284 3 280 288 Yes
0.5 315 6 309 322
Fine sand Spring 0.5 51 7 47 55 No
20 48 8 35 61
Summer to fall 20 59 7 52 66 No
5 55 9 48 62
0.5 52 8 45 58

Note: MR = resilient modulus; SD = standard deviation.

temperature rise. The fall season initially lengthens as the


winter season decreases with temperature rise. When the
annual average temperature rises more than 2.5°C, the
winter season ceases to exist and is replaced by an
expanded fall season. The fall season begins to shorten
when temperature rise exceeds 2°C and summer contin-
ues to lengthen.

Seasonal Average Temperatures. Seasonal average tempera-


tures also change with temperature rise. The seasonal
average temperatures increase with annual average tem-
perature rise in all seasons except fall. The average fall
temperature initially decreases as fall replaces the shrink-
ing winter season. At approximately 2°C temperature
rise, the average fall temperature reaches a minimum and
begins increasing with further warming. The winter aver-
age temperature exhibits the highest rate of seasonal tem-
Figure 2. Projected daily average temperature rise for four 21-
perature rise relative to the annual average.
year periods: early century (ec: 2000 to 2020), early-mid-century
(emc: 2020 to 2040), mid-century (mc: 2040 to 2060), and late-
mid-century (lmc: 2060 to 2080) for RCP 4.5, 6.0, and 8.5 in
Temperature-Dependent Resilient Modulus
coastal NH. Temperature rise is relative to the baseline daily
average temperature from 1979 through 1999. The HMA modulus follows the seasonal temperature
trends with temperature rise. The winter season at the
pavement evaluation site currently has the highest HMA
projected to occur in the winter and late summer sea- MR at approximately 5,200 MPa followed by early
sons. The most variability in temperature rise among sce- spring, fall, and late spring, respectively. Summer MR is
narios occurs in late winter/early spring and late fall. consistently lowest of all seasons at approximately
1,400 MPa. The HMA loses stiffness continuously with
temperature rise in all seasons except fall. The fall MR
Projected Seasonal Changes with Temperature Rise increases initially corresponding with the fall seasonal
Season Duration. The change in pavement season length temperature decline and reaches a maximum (3,351 MPa)
with annual average temperature rise is shown in with 2°C temperature rise. It then declines with a gentler
Figure 3. Analysis of the linear-regression residuals using slope to 3,031 MPa at 5°C temperature rise. The sharpest
the Shapiro–Wilk test (47) indicates a good fit for all sea- decline in HMA stiffness is projected to occur in winter,
sons. There is a strong correlation between season dura- losing 14% between 0 and 2°C temperature rise. Early
tion and temperature rise (R2 values .0.8) for the fall, spring MR begins at approximately 4,200 MPa declining
winter, and summer seasons. Early spring is fixed at at a steady rate of 186 MPa per degree temperature rise.
28 days as per the season definitions and late spring Late spring MR is closest to the annual average MR
duration demonstrates a weak relationship with beginning at approximately 2,500 and 2,600 declining to
272 Transportation Research Record 2673(6)

coarse sand. The ratio is predicted to drop below 1 in the


fine-grained sediments with temperature rise greater than
4°C during the early spring.
Gravel base and sand subgrade MR versus tempera-
ture rise at the pavement evaluation site are presented in
Figure 5. The MR is plotted on a log scale because of the
large seasonal difference between frozen and thawed con-
ditions. The summer MR of the gravel base is close to the
MR,eff at approximately 100 MPa and remains fairly con-
stant with temperature rise. The winter MR maintains a
stiffness above 650 MPa until the winter season is pro-
jected to end. The early spring MR matches the winter
MR up to 1.5°C rise and then drops to less than 100 MPa
when temperature rise exceeds 4°C. The late spring MR,
at 80 MPa, is the lowest of all the seasons, except early
spring when the temperature rise exceeds 4.5°C.
Figure 3. Changes in season duration with annual average
The sand subgrade is more sensitive to temperature rise
temperature rise. The five seasons are defined by projected than the gravel base, especially in the winter, early spring,
cumulative freeze and thaw indices and 3-day average and fall seasons. Winter and early spring MR drops from
temperatures (19). approximately 4,000 to 2,000 MPa with up to 2°C tem-
perature increase. Beyond 2°C rise, early spring MR drops
steeply to less than 10 MPa. The fall season MR remains
1,900 and 2,100 MPa over 5°C of temperature rise, greater than 100 MPa with less than 1°C temperature rise
respectively. Summer MR declines at a rate of 52 MPa and then drops to 55 MPa from 2.5 to 5°C temperature
per degree temperature rise. rise. The sand subgrade MR during late spring and summer
Fine sand and gravelly coarse sand MR to MR,eff remain relatively constant at just under 50 and 60 MPa,
ratios versus temperature rise are presented in Figure 4. respectively. In contrast to the strong seasonal MR change
Analysis of the bivariate-fit residuals indicates a good fit with temperature rise, both the gravel base and sand sub-
for both the fine sand and the gravelly coarse sand for grade MR,eff remain relatively constant.
all seasons. The R2 values vary between 0.84 and 0.99 for
the fine sand and between 0.81 and 0.96 for the gravelly
coarse sand.
Seasonal and Long-Term Effects on Pavement Life
Fine-grained MR/MR,eff ratios are typically greater than Seasonal Contributions to Pavement Damage. Total rutting
coarse-grained ratios and are an order of magnitude greater and fatigue damage as well as the seasonal contribution to
during the winter and early spring seasons. The MR,eff total damage at the pavement evaluation site are presented
appears to be most representative of the late spring and in Figure 6. The total fatigue damage is less than one,
summer seasons as MR/MR,eff is approximately 1 in the meaning that number of load repetitions to failure (Nf) as
summer and slightly less (0.8) in late spring. During the a result of fatigue is more than the expected ESALs for the
other seasons, the ratio is greater than 2 suggesting that the simulated temperature rise, but more fatigue cracking can
MR,eff is a conservative estimate for most of the year. be expected in the future. Rutting controls the pavement
A negative linear relationship between MR/MR,eff and failure at this site and the rutting Nf is less than the
temperature rise is projected during the winter season expected ESALs when temperature rise exceeds 0.5°C.
with a slightly positive relationship projected in the late Seasonal contributions to both fatigue and rutting
spring and summer seasons. Fall and early spring exhibit damage change with temperature rise, but the effect is
non-linear responses to temperature rise. The fall ratio more pronounced with rutting damage at this site.
drops steeply with less than 2°C temperature rise and lev- Summer and late spring contribute more than 90% of
els off to near 1 with increased warming. The decline in the total damage under current conditions. Rutting dam-
the ratio is more pronounced in the fine versus the age is distributed more evenly over late spring, summer,
coarse-grained materials, but both level off near 1 with and fall between 1.5 and 3.5°C temperature rise. The
temperature rise greater than 2°C. The most dramatic changing fall season duration appears to influence the
decline in MR/MR,eff is predicted in the winter and early fall contribution with temperature rise. Winter damage is
spring as temperatures warm above freezing. The pattern minimal, and the early spring contribution is negligible
of decline is similar for the fine and coarse-grained mate- until temperature rises more than 3.5°C. Early-spring
rials, but the magnitude of change is less in the gravelly rutting damage becomes more important as temperatures
Knott et al 273

Figure 4. Seasonal MR/MR,eff for (a) fine sand and (b) gravelly coarse sand versus annual average temperature rise. Spr1 and Spr2
represent early and late spring, respectively.
Note: TR = temperature rise.

rise above 3.5°C and dominates at the high end of the HMA-layer thickness (holding the base-layer thickness
temperature-rise scale when projected total rutting dam- constant) under current conditions is simulated to be
age increases sharply. 145 mm, approximately 4% higher than the existing
thickness (140 mm). With a 5°C temperature rise, a 46%
Adaptation. The layer thickness required to achieve at HMA thickness increase (from 140 to 205 mm) is
least 85% reliability with increasing annual average tem- required. The required base-layer thickness (holding the
perature rise is shown in Figure 7. The required HMA thickness constant) under current conditions is
274 Transportation Research Record 2673(6)

Figure 5. Projected seasonal changes in MR of (a) bank-run


gravel base and (b) sand subgrade with temperature rise at a
regional connector in coastal NH.

Figure 7. Layer thickness required for pavement to achieve its


design life with at least 85% reliability: (a) HMA-layer thickness
required assuming 406 mm gravel base; (b) gravel-base-layer
thickness required assuming 140 mm HMA. The boxes represent
the 95% confidence interval of temperature rise projected during
the period indicated.

432 mm (6% thicker than the existing 406 mm thickness).


The required thickness increases steeply to 508 mm with
2°C temperature rise, levels off between 2 and 3.5°C tem-
perature rise and increases steeply again from 513 to
623 mm (53% increase) between 3.5 and 5°C temperature
rise.
The 95% confidence intervals for temperature rise
from the RCP 4.5, 6.0, and 8.5 scenarios are shown with
rectangles in Figure 7. The interval is less than 0.5°C up
to 2040 but increases to 1.5°C in the late-mid-century
period (2060 to 2080). The required HMA and base-layer
thicknesses are relatively insensitive within the mid-
century period’s temperature rise indicating that
Figure 6. Projected seasonal distribution of (a) fatigue damage differences among climate models do not result in large
and (b) rutting damage with temperature rise at a pavement differences in pavement management. In contrast,
evaluation site in coastal NH. required layer thickness is much more sensitive to the
Knott et al 275

projected range of the late-mid-century temperatures. If identify the timing of plausible temperature changes. The
the base-layer thickness is left unchanged at 406 mm, the following conclusions were reached:
corresponding required HMA thicknesses to maintain
85% reliability are 150, 170, 178, and 185 mm for the  Pavement season length in coastal NH will change
four periods considered. with climate-change-induced temperature rise. The
The corresponding HMA material costs are $40,000/km summer season will increase steadily at a rate of
by early-mid-century and increase to $60,000/km by late- approximately 8 days per degree of temperature
mid-century. If the HMA layer needs to be removed and rise. The winter season will cease to exist when the
replaced to rebuild a failing base-layer, the required temperature rises by more than 2.5°C; this is pre-
base-layer thicknesses are 437, 488, 510, and 533 mm, dicted to occur by mid-century. The fall season
respectively. The corresponding gravel material-costs will initially lengthen as a result of shorter winters
are $21,000/km by early-mid-century and increase to as temperature rises, but with continued warming,
$35,000/km by late-mid-century. Replacing the HMA layer will shorten as summer lengthens.
would cost up to $350,000/km for 140-mm thick HMA  Changing season duration affects the seasonal
material. In addition to these material-only costs, there will contribution to total pavement damage. The late
be substantial agency and user costs, such as project spring and summer seasons currently contribute
planning, design and construction quality assurance more than 90% of the total pavement damage at
costs, and user delays costs. Furthermore, the environ- this site. Rutting damage becomes more prevalent
mental impacts of increased greenhouse gas production during other times of the year, especially during
owing to increased pavement roughness and frequent the expanding fall season as the winter season
maintenance needs will have the potential to accelerate shortens. For temperature increases greater than
climate change and will result in other increased 3.5°C, early spring also contributes to the total
agency and user costs (50). This suggests that pavement damage and at 4.5°C temperature rise,
considering seasonal change and long-term tempera- the damage is spread much more evenly through-
ture rise in pavement design and rehabilitation could out the year.
help to avoid premature pavement failure, increased  A downscaled climate model output for RCP 4.5,
environmental impacts, and high road reconstruction 6.0, and 8.5 was used to identify plausible tem-
costs. perature increases and the timing of the effects
(26). Temperature rise ranging from 0.7 to 0.8°C
is projected to occur during years 2000 through
Summary and Conclusions 2020, 1.3 to 1.6°C for 2020 to 2040, 2.0 to 2.8°C
Seasonal and long-term effects of climate-change-induced for 2040 to 2060, and 2.5 to 4.0°C for 2060 to
temperature rise on pavement life were investigated. 2080. In all periods except 2060 to 2080, the adap-
Changes in pavement season length and seasonal average tation needs are relatively insensitive to these tem-
temperatures were determined at a pavement evaluation perature ranges.
site in coastal NH using downscaled daily average tem-  A straightforward, preliminary adaptation analy-
peratures (29, 30) and MnDOT season definitions (19). sis shows that if the existing base-layer remains
Pavement material MR changes with incremental tem- structurally sound with 85% reliability, required
perature rise were determined using MR and temperature HMA thickness increases range from 7% for early
relationships from existing laboratory test data (37). century to 32% (costing $60,000/km) by late mid-
MR,eff was determined using the AASHTO empirical century. If the base-layer fails and needs to be
pavement design damage factor approach following pro- replaced, additional base-layer thickness costing
tocols used by NHDOT (33). approximately $35,000/km (material costs) plus
MnPAVE software (19) was used with the projected HMA replacement, agency, and user costs will be
season durations, seasonal average temperatures, and needed to maintain 85% reliability through late-
seasonal MR values to calculate pavement damage and mid-century. If actions are not taken to prevent
seasonal contributions to total damage for 0.5°C incre- premature pavement failure from temperature
mental annual average temperature increases from 0 to rise, the costs of widespread base-layer reconstruc-
5°C. Many pavement layer thicknesses were simulated to tion will be much higher than the costs of asphalt
determine the thickness required to achieve 85% reliabil- overlays.
ity with each 0.5°C temperature increase. Temperature-  The hybrid bottom-up/top-down approach is an
rise projections for early century, early-mid-century, mid- effective investigatory method for analyzing pave-
century and late-mid-century were then superimposed on ment response to climate-change-induced tem-
the pavement thickness and temperature rise curves to perature rise. Although computationally intensive,
276 Transportation Research Record 2673(6)

the bottom-up portion of the analysis shows the Asphalt Research Group. Support for the Infrastructure and
effects of incremental temperature rise on season Climate Network project was provided by the U.S. National
length, seasonal average temperatures, pavement Science Foundation via the RCN-SEES: Engineering Research
material properties, and pavement life. It reveals Collaboratory for Sustainable Infrastructure in a Changing
trends in pavement damage and projected pave- Climate (grant number: CBET 1231326).
ment response to rehabilitation actions. A more
complete understanding of the pavement’s Author Contributions
climate-stress response will support more effective The authors confirm contribution to the paper as follows: study
adaptation strategies. The top-down portion, in conception and design: JK, JS, ED, JJ; data collection and anal-
which the temperature change is defined, is used ysis: JK; interpretation of results: JK, JS, ED; draft manuscript
to determine the timing of impacts to support preparation: JK, JS, ED, JJ. All authors reviewed the results
staged-adaptation planning and budgeting. and approved the final version of the manuscript.

This research could be expanded both nationally and References


globally because the methodology is applicable to other
1. Muench, S., and T. Van Dam. Climate Change Adaptation
regions (inland and coastal) where temperature rise and for Pavements. DTFH61-10-D-00042. Applied Pavement
climate-change-induced seasonal changes will affect Technology, Inc., Urbana, IL, 2015.
pavement performance. The adaptation approach, that 2. Chinowsky, P. S., J. C. Price, and J. E. Neumann. Anon-
is, calculating the pavement layer thickness required to ymous Assessment of Climate Change Adaptation Costs
maintain a specified reliability level, provides practi- for the U.S. Road Network. Global Environmental Change,
tioners with actionable guidance to address rising tem- Vol. 23, No. 4, 2013, pp. 764–773. https://dx.doi.org/10.10
peratures and changing seasons. We are currently 16/j.gloenvcha.2013.03.004.
building on this research to develop a staged-adaptation 3. Mallick, R. B., J. M. Jacobs, B. J. Miller, J. S. Daniel, and
approach in which multiple adaptation pathways will be P. Kirshen. Understanding the Impact of Climate Change
evaluated. Pavement overlays and rehabilitation costs on Pavements with CMIP5. System Dynamics and Simula-
tion. 2016. pp. 1–9. https://dx.doi.org/10.1080/10298436.20
will be accumulated along these pathways and robust
16.1199880.
solutions will be sought to address uncertainties in 4. Mills, B. N., S. L. Tighe, J. Andrey, J. T. Smith, and
climate-change projections (26, 28). Other adaptation K. Huen. Climate Change Implications for Flexible Pave-
options should also be evaluated including, but not lim- ment Design and Performance in Southern Canada. Jour-
ited to, different base materials (crushed stone, reclaimed nal of Transportation Engineering-ASCE, Vol. 135, No. 10,
stabilized base, crushed gravel) and HMA binder grades. 2009, pp. 773–782. https://dx.doi.org/10.1061/(ASCE)07
Future research on coastal-road infrastructure will 33-947X(2009)135:10(773).
build on previous research showing pavement-life reduc- 5. Meagher, W., J. S. Daniel, J. Jacobs, and E. Linder. A
tion with sea-level-rise-induced groundwater rise (32, Methodology to Evaluate the Implications of Climate
51). The hybrid bottom-up/top-down approach will be Change on the Design and Performance of Flexible Pave-
used to determine the combined effect of temperature ments. Transportation Research Record: Journal of the
Transportation Research Board, 2012. 2305: 111–120.
and groundwater rise on coastal roads. Adaptation path-
6. USGCRP. Climate Science Special Report: Fourth National
way analysis (26, 28) will be used to identify combina-
Climate Assessment, Volume I. (D. J. Wuebbles, D.W.
tions of HMA and base-layer thicknesses that minimize Fahey, K. A. Hibbard, D. J. Dokken, B. C. Stewart, and
damage costs caused by increased moisture content, tem- T. K. Maycock (eds.), U.S. Global Change Research Pro-
perature, and traffic. Future research should utilize the gram, Washington, D.C., pp. 470. https://dx.doi.org/
latest pavement analysis and design tools to better cap- 10.7930/J0J964J6.
ture pavement-response mechanics and durability (moist- 7. Vose, R. S., S. Applequist, M. Squires, I. Durre,
ure damage and aging) in pavement performance M. J. Menne, J. Williams C.N., C. Fenimore, K. Gleason,
evaluation. and D. Arndt. Improved Historical Temperature and Preci-
pitation Time Series for U.S. Climate Divisions. Journal of
Applied Meteorology and Climatology, 2014. Vol. 53,
Acknowledgments pp. 1232–1251. http://dx.doi.org/10.1175/JAMC-D-13-0248.
The authors acknowledge Paul Kirshen of University of 8. Vose, R. S., D. R. Easterling, K. Kunkel, and M. Wehner.
Massachusetts, Boston for his expertise in guiding this research; Temperature Changes in the United States. In Climate Sci-
NH Sea Grant and the UNH Department of Civil and ence Special Report: Fourth National Climate Assessment,
Environmental Engineering for funding the work; NHDOT; Volume I (D. J. Wuebbles, D.W. Fahey, K. A. Hibbard, D.
NH Department of Environmental Services; the Infrastructure J. Dokken, B. C. Stewart, and T. K. Maycock eds.), U.S.
and Climate Network; the University of New Hampshire Global Change Research Program, Washington, D.C., 2017,
Center for Infrastructure Resilience to Climate; and the UNH pp. 185–206. https://dx.doi.org/10.7930/J0N29V45.
Knott et al 277

9. Trombulak, S. C., and R. Wolfson. Twentieth-Century Guide. http://www.dot.state.mn.us/app/mnpave/docs/


Climate Change in New England and New York. MnPAVE_Users_Guide.pdf.
Geophysical Research Letters, Vol. 31, No. 19, 2004. 22. de Bruin, K., R. B. Dellink, A. Ruijs, L. Bolwidt, A. van
https://dx.doi.org/10.1029/2004GL020574. Buuren, J. Graveland, R. S. de Groot, P. J. Kuikman,
10. Karmalkar, A. V., and R. S. Bradley. Consequences of S. Reinhard, R. P. Roetter, V. C. Tassone, A. Verhagen,
Global Warming of 1.5°C and 2°C for Regional Tempera- and E. C. van Ierland. Adapting to Climate Change in the
ture and Precipitation Changes in the Contiguous United Netherlands: An Inventory of Climate Adaptation Options
States. PLoS One, Vol. 12, No. 1, 2017, p. e0168697. and Ranking of Alternatives. Climatic Change, Vol. 95,
https://dx.doi.org/10.1371/journal.pone.01686. No. 1, 2009, pp. 23–45. https://dx.doi.org/10.1007/s105
11. Wang, W., S. Qiu, S. Wang, P. Wang, and J. Zhang. Inves- 84-009-9576-4.
tigation of Seasonal Variations of Beijing Pavement Condi- 23. Smith, J. B., J. M. Vogel, and J. E. Cromwell. An Architec-
tion Data using Unevenly Spaced Dynamic Panel Data ture for Government Action on Adaptation to Climate
Model. International Journal of Pavement Engineering, Change. An Editorial Comment. Climatic Change, Vol. 95,
2016. https://dx/doi.org/10.1080/10298436.2016.1213590. No. 1, 2009, pp. 53–61. https://dx.doi.org/10.1007/s10584-
12. Elshaer, M., M. Ghayoomi, and J. S. Daniel. Methodology 009-9623-1.
to Evaluate Performance of Pavement Structure using Soil 24. Kwadijk, J. C. J., M. Haasnoot, J. P. M. Mulder, M. M.
Moisture Profile. Road Materials and Pavement Design, C. Hoogvliet, A. B. M. Jeuken, R. A. A. van der Krogt, N.
2017. https://dx.doi.org/10.1080/14680629.2017.1283356. G. C. van Oostrom, H. A. Schelfhout, E. H. van Velzen,
13. Meyer, M., M. Flood, J. Keller, J. Lennon, G. McVoy, C. H. van Waveren, and M. J. M. de Wit. Using Adaptation
Dorney, K. Leonard, R. Hyman, and J. Smith. Strategic Tipping Points to Prepare for Climate Change and Sea
Issues Facing Transportation, Volume 2: Climate Change, Level Rise: A Case Study in the Netherlands. Wiley Inter-
Extreme Weather Events, and the Highway System. Trans- disciplinary Reviews: Climate Change, Vol. 1, No. 5, 2010,
portation Research Board of the National Academies, pp. 729–740. https://dx.doi.org/10.1002/wcc.64.
Washington, D.C., 2014. 25. Kwakkel, J. H., M. Haasnoot, and W. E. Walker. Com-
14. Mallick, R. B., and T. El-Korchi. Pavement Engineering paring Robust Decision-Making and Dynamic Adaptive
Principals and Practice, Second Edition. CRC Press, Taylor Policy Pathways for Model-Based Decision Support under
and Francis Group, LLC, Boca Raton, FL, 2013. Deep Uncertainty. Environmental Modelling & Software,
15. Kumlai, S., P. Jitsangiam, and P. Pichayapan. The Implica- Vol. 86, 2016, pp. 168–183. http://dx.doi.org/10.1016/
tions of Increasing Temperature Due to Climate Change for j.envsoft.2016.09.017.
Asphalt Concrete Performance and Pavement Design. KSCE 26. Taner, M. Ü, P. Ray, and C. Brown. Anonymous Robust-
Journal of Civil Engineering, Vol. 21, No. 4, 2017, ness-Based Evaluation of Hydropower Infrastructure
pp. 1222–1234. https://dx.doi.org/10.1007/s12205-016-1080-6. Design under Climate Change. Climate Risk Management,
16. Gudipudi, P. P., B. S. Underwood, and A. Zalghout. Vol. 18, Supplement C, pp. 34–50. https://dx.doi.org/10.1
Anonymous Impact of Climate Change on Pavement 016/j.crm.2017.08.002.
Structural Performance in the United States. Transporta- 27. Ray, P. A., and C. M. Brown. Confronting Climate Uncer-
tion Research Part D: Transport and Environment, Vol. 57, tainty in Water Resources Planning and Project Design: The
No. 2, 2017, pp. 172–184. https://dx.doi.org/10.1016/j.trd. Decision Tree Framework. World Bank, Washington, D.C.,
2017.09.022. 2015. https://dx.doi.org/10.1596/978-1-4648-0477-9.
17. Daniel, J. S., J. M. Jacobs, H. Miller, A. Stoner, J. Crowley, 28. Intergovernmental Panel on Climate Change. Climate
M. Khalkhalia, and A. Thomas. Climate Change: Potential Change 2013: The Physical Science Basis. https://
Impacts on Frost–Thaw Conditions and Seasonal Load www.ipcc.ch/report/ar5/wg1/.
Restriction Timing for Low-Volume Roadways. Road 29. Reclamation. Downscaled CMIP3 and CMIP5 Climate and
Materials and Pavement Design, 2017. http://dx.doi.org/ Hydrology Projections. https://gdo-dcp.ucllnl.org/downsca
10.1080/14680629.2017.1302355. led_cmip_projections/.
18. Orr, D. P., and L. H. Irwin. Seasonal Variations of in Situ 30. ICF International. U.S. DOT CMIP Climate Data Process-
Materials Properties in New York State - Final Report. ing Tool, User Guide, 2016. https://www.fhwa.dot.gov/env
CLRP Report No. 06-6. Cornell University Local Roads ironment/sustainability/resilience/adaptation_framework/
Program, Ithaca, NY, 2006. modules/user_guide/cmip_user_guide.pdf.
19. Tanquist, B. A. Reliability, Damage, and Seasonal Consid- 31. NHDOT. New Hampshire Department of Transportation.
erations in the MnPAVE Mechanicanistic-Empirical Asphalt Project Viewer. http://gis.dot.nh.gov/projectviewer/.
Pavement Design Computer Program. Minnesota Depart- Accessed June, 2016.
ment of Transportation, St. Paul, MN, 2001. 32. Knott, J. F., J. S. Daniel, J. M. Jacobs, P. Kirshen, and
20. Swett, L. J. Seasonal Variations of Pavement Layer Moduli M. Elshaer. Assessing the Effects of Rising Groundwater
Determined using in Situ Measurements of Pavement Stress from Sea-Level Rise on the Service Life of Pavements in
and Strain. Master of Science thesis. University of Maine, Coastal Road Infrastructure. Transportation Research
Orono, ME, 2007. http://digitalcommons.library.umai- Record: Journal of the Transportation Research Board,
ne.edu/etd/111. 2017. 2639: 1–10.
21. Tanquist, B. A. MnPAVE, MNDOT Flexible Pavement 33. NHDOT. Highway Design Manual. Appendix 7-1 Flexible
Design, Mechanical-Empirical Method, Version 6.2, User’s Pavement Analysis, 2014.
278 Transportation Research Record 2673(6)

34. Nemati, R., E. V. Dave, and J. S. Daniel. Comparative Eva- 42. Process for Seasonal Load Limit Starting and Ending Dates.
luation of New Hampshire Mixtures on Basis of 1 Labora- Technical Memorandum No. 14-10-MAT-02, Minnesota
tory Performance Tests. International Society of Asphalt Department of Transportation, St. Paul, MN, 2014.
Pavement (ISAP) Conference Proceedings, Fortaleza, Bra- 43. Long-Term Pavement Performance Computed Parameter:
zil, June 2018. Frost Penetration, Frost Penetration Analysis Results.
35. Christopher, B. R., C. Schwartz, and R. Boudreau. Geo- FHWA-HRT-08-057. Federal Highway Administration,
technical Aspects of Pavements. FHWA NHI-05-037. Washington, D.C., 2008.
National Highway Institute, Federal Highway Administra- 44. LTPP Guide to Asphalt Temperature Prediction and Correc-
tion, Washington, D.C., 2006. tion. FHWA-RD-98-085. Federal Highway Administra-
36. Janoo, V. Layer Coefficients for NHDOT Pavement Mate- tion, Washington, D. C., 1998.
rials. Special Report 94-30. U.S. Army Corps of Engineers, 45. Asphalt Institute. Research and Development of the Asphalt
Cold Regions Research and Engineering Laboratory, Han- Institute’s Thickness Design Manual (MS-1) Ninth Edition.,
over, NH, 1994. 1982.
37. Janoo, V., J. J. Bayer, G. D. Durell, and C. E. Smith. Resi- 46. Shook, J. F., F. N. Finn, M. W. Witczak, and C. L. Monismith.
lient Modulus for New Hampshire Subgrade Soils for Use in Thickness Design of Asphalt Pavements—The Asphalt Institute
Mechanistic AASHTO Design. Special Report 99-14. U.S. Method. Proc., 5th International Conference on the Structural
Army Corps of Engineers, Cold Regions Research and Design of Asphalt Pavements, Delft University of Technology,
Engineering Laboratory, Hanover, NH, 1999. the Netherlands, 1982, pp. 17–44.
38. Elshaer, M. Moisture Dependent Performance of Flexible 47. Shapiro, S. S., and M. B. Wilk. An Analysis of Variance
Pavements. Doctoral dissertation. University of New Test for Normality (Complete Samples). Biometrika, Vol.
Hampshire, Durham, NH, 2017. 52, No. 3–4, 1965, pp. 591–611. https://dx/doi.org/10.10
39. Witczak, M. W., W. N. Houston, and D. Andrei. Resilient 93/biomet/52.3-4.591.
Modulus as Function of Soil Moisture – A Study of the 48. Guide for Design of Pavement Structures. American Associ-
Expected Changes in Resilient Modulus of the Unbound ation of State Highway and Transportation Officials,
Layers with Changes in Moisture for 10 LTPP Sites. Devel- Washington, D.C., 1996.
opment of the 2002 Guide DD-3.35 for the Development of 49. Weighted Average Unit Prices for Projects between 4/1/2016
New and Rehabilitated Pavement Structures. NCHRP 1-37 and 3/31/20. New Hampshire Department of Transporta-
A. Inter Team Technical Report (Seasonal 2), 2000. tion, Concord, NH, 2017.
40. Witczak, M. W., D. Andrei, and W. N. Houston. Resilient 50. Valle, O., Y. Qiao, E. Dave, and W. Mo. Life Cycle Assess-
Modulus as Function of Soil Moisture – Summary of Predic- ment of Pavements under a Changing Climate. Pavement
tive Models. Development of the 2002 Guide for the Develop- LCA Conference, Champaign, IL, 2017.
ment of New and Rehabilitated Pavement Structures. 51. Knott, J. F., J. S. Daniel, J. M. Jacobs, and P. Kirshen.
NCHRP 1-37 A. Inter Team Technical Report (Seasonal Adaptation Planning to Mitigate Coastal-Road Pavement
1), 2000. Damage from Groundwater Rise Caused by Sea-Level
41. Seabrook Master Plan Steering Committee. 2011-20 Town Rise. Transportation Research Record: Journal of the Trans-
of Seabrook Master Plan, Chapter 5: Transportation portation Research Board, 2018. 2672(2): 11–22.
and Circulation. http://www.seabrooknh.info/wp-content/
uploads/5-FINALTransportation-Chapter-with-Route- The Special Task Force on Climate Change and Energy
One-Corridor-12-6-12-F.pdf. (A0020T) peer-reviewed this paper (19-05646).

You might also like