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Abstract
Pavements are vulnerable to reduced life with climate-change-induced temperature rise. Greenhouse gas emissions have
caused an increase in global temperatures since the mid-20th century and the warming is projected to accelerate. Many stud-
ies have characterized this risk with a top-down approach in which climate-change scenarios are chosen and applied to pre-
dict pavement-life reduction. This approach is useful in identifying possible pavement futures but may miss short-term or
seasonal pavement-response trends that are essential for adaptation planning. A bottom-up approach focuses on a pavement’s
response to incremental temperature change resulting in a more complete understanding of temperature-induced pavement
damage. In this study, a hybrid bottom-up/top-down approach was used to quantify the impact of changing pavement seasons
and temperatures on pavement life with incremental temperature rise from 0 to 5°C at a site in coastal New Hampshire.
Changes in season length, seasonal average temperatures, and temperature-dependent resilient modulus were used in
layered-elastic analysis to simulate the pavement’s response to temperature rise. Projected temperature rise from down-
scaled global climate models was then superimposed on the results to determine the timing of the effects. The winter pave-
ment season is projected to end by mid-century, replaced by a lengthening fall season. Seasonal pavement damage, currently
dominated by the late spring and summer seasons, is projected to be distributed more evenly throughout the year as tem-
peratures rise. A 7% to 32% increase in the asphalt-layer thickness is recommended to protect the base and subgrade with
rising temperatures from early century to late-mid-century.
A key factor in a community’s ability to be resilient with region is projected to continue this accelerated warming
climate change is the integrity of the transportation net- trend with a 2°C temperature rise predicted to occur 20
work (1). Given the long lifespan of roadways (50 to to 30 years sooner than the 2°C global mean temperature
100 years) transportation agencies should prepare for cli- rise (10).
mate change in their long-term design strategies to avoid Pavement performance is sensitive to temperature and
the costs of more frequent pavement maintenance, reha- the variations and excess amounts of moisture in pave-
bilitation, and reconstruction (2, 3). Research on climate- ment sublayers (11, 12). Higher temperatures reduce
change impacts to road infrastructure performance raises asphalt-layer stiffness and strength (13) and increased
the possibility that the frequency and severity of asphalt moisture content reduces the stiffness of the underlying
pavement damage will increase (4, 5). unbound layers (14). Asphalt-layer stiffness is quantified
Greenhouse gas emissions have caused an increase in by the temperature-dependent modulus of the hot mix
global atmospheric and oceanic temperatures since the asphalt (HMA). Higher temperatures reduce the asphalt-
mid-20th century and the rate of warming is projected to layer stiffness, primarily as a result of the properties of
increase through the 21st century and beyond (6). The the viscoelastic asphalt binder (14). Climate-change-
average annual temperature from 1986 to 2016 in the induced temperature changes were investigated in
Northeast region was 0.79°C warmer than early in the Australia where they found a 4°C increase in
century (1901 to 1960) (7, 8). Data analysis from 73
weather stations in New England and New York revealed 1
University of New Hampshire, Durham, NH
a regional average 100-year temperature increase of
approximately 1.1°C, which is more than the global aver- Corresponding Author:
age of 0.6°C over the same period (9). The Northeast Address correspondence to Jayne F. Knott: jfk1011@wildcats.unh.edu
268 Transportation Research Record 2673(6)
temperature resulted in a projected 4-year reduction in temperatures associated with 0.5°C incremental tempera-
pavement life (15). Gudipudi et al. studied the impact of ture rise are determined. Next, relationships between
climate-change-induced temperature increases on inter- resilient modulus (MR) and temperature from existing
state highways in Arizona, Maine, Montana, and laboratory testing data are identified and used to predict
Virginia. They found daily temperature increases pre- changes in MR. Layered-elastic analysis (LEA) is then
dicted to occur by mid-century (2040 to 2060) increased used to predict pavement damage and seasonal contribu-
asphalt-layer fatigue cracking 2% to 9% and rutting 9% tions to total damage in a two-lane regional connector in
to 40% (16). coastal NH with incremental temperature rise. A top-
Rising temperatures also have the potential to change down assessment using downscaled global climate mod-
season length and seasonal average temperatures. Daniel els (GCMs) is then superimposed to determine the timing
et al. project a mid-century reduction in the frozen period of the effects (26). Finally, simple adaptation strategies
in Maine and New Hampshire (NH) of at least 10% to to maintain design life with temperature rise are
20% increasing to 30% to 40% by end of century (17). investigated.
The temperature dependency of the asphalt-layer modu- Rutting and fatigue cracking are assumed to be the
lus makes pavement life vulnerable to changes in the sea- primary pavement structural distress mechanisms in this
sons (18). Winter HMA modulus is approximately four study. Though other durability-related pavement dis-
to six times higher than typical summer modulus in tresses will also be affected by climate change, flexible
Northern parts of the United States (14, 18, 19). In addi- pavement design and rehabilitation activities are predo-
tion, the underlying unbound materials are stronger and minantly conducted in response to rutting, fatigue crack-
less susceptible to permanent deformation when the ing, and thermal cracking. Thermal cracking distress is
ground is frozen (20). Departments of Transportation not expected to increase with warming temperature
(DOTs) often allow heavier loads to travel on low- trends and therefore is not considered.
volume roads during the freezing season and seasonal
load restrictions are applied during spring thaw periods
(17). Researchers at the Minnesota Department of Methodology and Data
Transportation (MnDOT) have recognized the impor- Statistically downscaled temperature data from GCMs
tance of modulus variations among seasons and have were analyzed to determine representative daily average
incorporated them into MnDOT pavement design soft- temperatures for four future 21-year periods in coastal
ware MnPAVE (19, 21). NH. These projections were used to establish the
Most previous studies have used the top-down (or temperature-rise limits and quantify changes in season
scenario-based) approach; this uses climate-change sce- duration and seasonal average temperatures. Resilient
narios (22–24) to identify potential future pavement-life modulus (MR) was analyzed as a function of temperature
reductions and promote enhanced, resilient pavement from existing laboratory testing data and seasonal multi-
design (1–5). This approach provides an understanding pliers were determined. MnPAVE software was used
of pavement response but is limited by the temperatures with temperature-dependent material properties and sea-
(or scenarios) selected for the analysis. In contrast, the son lengths to determine changes in pavement life caused
bottom-up (asset-based) approach focuses on an asset’s by 0.5°C incremental temperature rise from 0°C to the
response to a range of environmental parameters inde- maximum temperature rise projected out to late-mid-
pendent of climate-change scenarios. This approach has century.
been used to assess climate-change impacts in hydrology-
related projects including hydropower optimization (23,
25) and coastal zone management with sea-level rise (26), Temperature Projections
but not in pavement design. Because the bottom-up and Identifying seasonal changes with temperature rise
top-down approaches both have strengths, integration of begins with evaluating daily average temperatures. Daily
the two approaches achieves a more complete under- maximum and minimum temperatures for four 580 km2
standing of an engineered system’s response to future cli- grids in coastal NH and northeastern Massachusetts
mate change (25–27). (MA) were downloaded from the U.S. Bureau of
Reclamation’s Downscaled Climate and Hydrology
Projections (DCHP), CMIP5 (Coupled Model
Research Objective and Approach Intercomparison Project Phase 5) (28, 29). The U.S.
This research investigates the impacts of climate-change- Department of Transportation (U.S. DOT) CMIP
induced seasonal change and long-term impact on pave- Climate Data Processing Tool (30) was used to process
ment life using a hybrid bottom-up/top-down approach. output from up to 20 GCMs for each of three
First, changes in season duration and seasonal average Representative Concentration Pathways (RCPs): RCP
Knott et al 269
Description Layers are frozen Base thaws; Base recovers; HMA weak; HMA recovers
subgrade is frozen subgrade thaws subgrade recovers
Beginning CFI . 90°C-days CTI . 15°C-days End of spring 1 3-day Tave . 17°C 3-day Tave \ 17°C
Ending CTI . 15°C-days 28 days later 3-day Tave .17°C 3-day Tave \ 17°C CFI . 90°C-days
Note: CFI = cumulative freezing index; CTI = cumulative thawing index; Tave= daily average temperature; HMA = hot mix asphalt.
4.5, 6.0, and 8.5. Daily temperature output from the mul- Research and Engineering Laboratory (CRREL) (37).
tiple GCMs and the four spatial grids were averaged to MnPAVE (21) recommended values of Poisson’s ratio
produce daily average temperature projections for each were assigned to each lithographic layer, based on the
RCP scenario. AASHTO soil classification (35) and climatic inputs.
Five 21-year periods were analyzed in this research: The average groundwater depth is estimated from boring
the observed and model baseline period (1979 to 1999), logs to be 700 mm beneath the pavement surface (32).
early century (2000 to 2020), early-mid-century (2020 to The unbound material MR is adjusted for moisture con-
2040), mid-century (2040 to 2060), and late-mid-century tent using the methodology described in Elshaer (38). In
(2060 to 2080). Representative daily average tempera- this methodology, the pavement layers were divided into
tures were determined by averaging over the 21 years in sublayers and the matric suction was estimated from
each period. In addition to the observed daily average each sublayer-midpoint distance to the groundwater
temperatures, the three RCP scenarios and five 21-year table. The degree of saturation was determined from the
periods result in a total of 15 combinations. Projected soil water retention curve for each soil type and used in
daily average temperature rise was determined by taking the Witczak equation to calculate the MR at the current
the difference between the projection and the baseline moisture condition relative to the MR at optimum moist-
and adding it to the observed daily average temperature. ure content (38–40).
The temperature-rise projections are presented in the Traffic loading is described in terms of ESALs,
results. defined in MnPAVE as one 80 kN dual tire axle with a
552 kPa tire pressure (21). The average daily traffic at the
pavement evaluation site is estimated to be 16,000 with
Pavement Evaluation 6% trucks, a truck factor of 0.24, a lane distribution fac-
LEA was conducted using MnPAVE (21), a mechanistic- tor of 1, an annual growth factor of 1.22%, and a design
empirical pavement performance model created by life of 20 years (41). Based on this information, 938,000
MnDOT for pavement design. MnPAVE calculates sea- ESALs were used in the analysis.
sonal contributions to pavement damage based on season
duration, seasonal average temperatures, and seasonal
changes to material properties. There are four input cate- Climate. Climate inputs to MnPAVE included five seaso-
gories in MnPAVE: pavement structure, traffic, climate, nal average air temperatures (fall, winter, spring 1, spring
and material properties (21). 2, and summer), season duration, and frost depth. Spring
was divided into early spring (spr1) and late spring (spr2)
to account for aggregate-base and subgrade-soil property
Pavement Structure, Material Properties, and Traffic. The eva- changes during the spring thaw period (19). The season
luation site pavement profile was constructed from NH definitions are presented in Table 1 (19).
Department of Transportation (NHDOT) construction The season duration and seasonal average tempera-
plans (31) and boring logs from the NH Geological tures for coastal NH were determined by applying the
Survey and NH Department of Environmental Services season definitions shown in Table 1 to the baseline and
(32). The pavement structure consists of 140 mm HMA, projected early-century, early-mid-century, mid-century,
406 mm gravel base, and 2,692 mm sand (33). The HMA and late-mid-century daily average temperatures for the
binder grade is PG 58-34 and the MR at 25°C is RCP 4.5, 6.0, and 8.5 scenarios. The cumulative freezing
1,493 MPa (34). The gravel base MR is estimated to be (CFI) and thawing (CTI) indices were calculated using
103 MPa from AASHTO correlation charts (35) and MnDOT CFI and CTI equations and guidelines (42).
NHDOT layer coefficients (33, 36). The sand subgrade The CFI and CTI begin with the first daily average tem-
MR is estimated to be 62 MPa from tests conducted at perature below freezing and above freezing, respectively.
the U.S. Army Corps of Engineers Cold Regions The seasonal average temperature increase was also
270 Transportation Research Record 2673(6)
Table 2. Resilient Modulus Test Results with Temperatures above Freezing for NH Gravelly Coarse Sand and Fine Sand Samples (37)
Material Season Temp. (°C) Mean MR (MPa) SD (MPa) Lower 95% (MPa) Upper 95% (MPa) Passes t-test?
Figure 4. Seasonal MR/MR,eff for (a) fine sand and (b) gravelly coarse sand versus annual average temperature rise. Spr1 and Spr2
represent early and late spring, respectively.
Note: TR = temperature rise.
rise above 3.5°C and dominates at the high end of the HMA-layer thickness (holding the base-layer thickness
temperature-rise scale when projected total rutting dam- constant) under current conditions is simulated to be
age increases sharply. 145 mm, approximately 4% higher than the existing
thickness (140 mm). With a 5°C temperature rise, a 46%
Adaptation. The layer thickness required to achieve at HMA thickness increase (from 140 to 205 mm) is
least 85% reliability with increasing annual average tem- required. The required base-layer thickness (holding the
perature rise is shown in Figure 7. The required HMA thickness constant) under current conditions is
274 Transportation Research Record 2673(6)
projected range of the late-mid-century temperatures. If identify the timing of plausible temperature changes. The
the base-layer thickness is left unchanged at 406 mm, the following conclusions were reached:
corresponding required HMA thicknesses to maintain
85% reliability are 150, 170, 178, and 185 mm for the Pavement season length in coastal NH will change
four periods considered. with climate-change-induced temperature rise. The
The corresponding HMA material costs are $40,000/km summer season will increase steadily at a rate of
by early-mid-century and increase to $60,000/km by late- approximately 8 days per degree of temperature
mid-century. If the HMA layer needs to be removed and rise. The winter season will cease to exist when the
replaced to rebuild a failing base-layer, the required temperature rises by more than 2.5°C; this is pre-
base-layer thicknesses are 437, 488, 510, and 533 mm, dicted to occur by mid-century. The fall season
respectively. The corresponding gravel material-costs will initially lengthen as a result of shorter winters
are $21,000/km by early-mid-century and increase to as temperature rises, but with continued warming,
$35,000/km by late-mid-century. Replacing the HMA layer will shorten as summer lengthens.
would cost up to $350,000/km for 140-mm thick HMA Changing season duration affects the seasonal
material. In addition to these material-only costs, there will contribution to total pavement damage. The late
be substantial agency and user costs, such as project spring and summer seasons currently contribute
planning, design and construction quality assurance more than 90% of the total pavement damage at
costs, and user delays costs. Furthermore, the environ- this site. Rutting damage becomes more prevalent
mental impacts of increased greenhouse gas production during other times of the year, especially during
owing to increased pavement roughness and frequent the expanding fall season as the winter season
maintenance needs will have the potential to accelerate shortens. For temperature increases greater than
climate change and will result in other increased 3.5°C, early spring also contributes to the total
agency and user costs (50). This suggests that pavement damage and at 4.5°C temperature rise,
considering seasonal change and long-term tempera- the damage is spread much more evenly through-
ture rise in pavement design and rehabilitation could out the year.
help to avoid premature pavement failure, increased A downscaled climate model output for RCP 4.5,
environmental impacts, and high road reconstruction 6.0, and 8.5 was used to identify plausible tem-
costs. perature increases and the timing of the effects
(26). Temperature rise ranging from 0.7 to 0.8°C
is projected to occur during years 2000 through
Summary and Conclusions 2020, 1.3 to 1.6°C for 2020 to 2040, 2.0 to 2.8°C
Seasonal and long-term effects of climate-change-induced for 2040 to 2060, and 2.5 to 4.0°C for 2060 to
temperature rise on pavement life were investigated. 2080. In all periods except 2060 to 2080, the adap-
Changes in pavement season length and seasonal average tation needs are relatively insensitive to these tem-
temperatures were determined at a pavement evaluation perature ranges.
site in coastal NH using downscaled daily average tem- A straightforward, preliminary adaptation analy-
peratures (29, 30) and MnDOT season definitions (19). sis shows that if the existing base-layer remains
Pavement material MR changes with incremental tem- structurally sound with 85% reliability, required
perature rise were determined using MR and temperature HMA thickness increases range from 7% for early
relationships from existing laboratory test data (37). century to 32% (costing $60,000/km) by late mid-
MR,eff was determined using the AASHTO empirical century. If the base-layer fails and needs to be
pavement design damage factor approach following pro- replaced, additional base-layer thickness costing
tocols used by NHDOT (33). approximately $35,000/km (material costs) plus
MnPAVE software (19) was used with the projected HMA replacement, agency, and user costs will be
season durations, seasonal average temperatures, and needed to maintain 85% reliability through late-
seasonal MR values to calculate pavement damage and mid-century. If actions are not taken to prevent
seasonal contributions to total damage for 0.5°C incre- premature pavement failure from temperature
mental annual average temperature increases from 0 to rise, the costs of widespread base-layer reconstruc-
5°C. Many pavement layer thicknesses were simulated to tion will be much higher than the costs of asphalt
determine the thickness required to achieve 85% reliabil- overlays.
ity with each 0.5°C temperature increase. Temperature- The hybrid bottom-up/top-down approach is an
rise projections for early century, early-mid-century, mid- effective investigatory method for analyzing pave-
century and late-mid-century were then superimposed on ment response to climate-change-induced tem-
the pavement thickness and temperature rise curves to perature rise. Although computationally intensive,
276 Transportation Research Record 2673(6)
the bottom-up portion of the analysis shows the Asphalt Research Group. Support for the Infrastructure and
effects of incremental temperature rise on season Climate Network project was provided by the U.S. National
length, seasonal average temperatures, pavement Science Foundation via the RCN-SEES: Engineering Research
material properties, and pavement life. It reveals Collaboratory for Sustainable Infrastructure in a Changing
trends in pavement damage and projected pave- Climate (grant number: CBET 1231326).
ment response to rehabilitation actions. A more
complete understanding of the pavement’s Author Contributions
climate-stress response will support more effective The authors confirm contribution to the paper as follows: study
adaptation strategies. The top-down portion, in conception and design: JK, JS, ED, JJ; data collection and anal-
which the temperature change is defined, is used ysis: JK; interpretation of results: JK, JS, ED; draft manuscript
to determine the timing of impacts to support preparation: JK, JS, ED, JJ. All authors reviewed the results
staged-adaptation planning and budgeting. and approved the final version of the manuscript.
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One-Corridor-12-6-12-F.pdf. (A0020T) peer-reviewed this paper (19-05646).