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International Journal of Bifurcation and Chaos, Vol. 20, No. 11 (2010) 3617–3626
c World Scientific Publishing Company
DOI: 10.1142/S0218127410027866
At the beginning of the twentieth century while Henri Poincaré (1854–1912) was already deeply
involved in the developments of wireless telegraphy, he was invited, in 1908, to give a series
of lectures at the École Supérieure des Postes et Télégraphes (today Sup’Télecom). In the last
part of his presentation, he established that the necessary condition for the existence of a stable
regime of maintained oscillations in a device of radio engineering completely analogous to the
triode is the presence in the phase plane of stable limit cycle. The aim of this work is to prove
that the correspondence highlighted by Andronov between the periodic solution of a nonlinear
second-order differential equation and Poincaré’s concept of limit cycle has been carried out by
Poincaré himself, 20 years ago in some forgotten conferences of 1908.
Keywords: Maintained oscillations; wireless telegraphy; limit cycles; stability; singing arc.
1
In English: International Union of Radio Science, see [van Bladel, 2006].
2
[Andronov, 1929]. However, it will be established in the third section that the first contribution of Andronov on this subject
was originally published in August 1928.
3617
December 13, 2010 16:1 WSPC/S0218-1274 02786
engineer can content themselves with a qual- equation and Poincaré’s concept of limit cycle. In
itative analysis. Another series of works of fact, the result of Andronov is of much greater
Poincaré provides a method that enables importance since it concerns the stability of the
to analyze our problems quantitatively. limit cycle. In other words, it states that the nec-
Finally, the work of Lyapunov can give a essary condition for establishing a stable regime of
mathematical discussion of the questions of maintained oscillations5 in a system (a radio engi-
stability.” neering device, for example) is the existence, in the
phase plane, of a stable limit cycle.
[Mandel’shtam et al., 1935, p. 83]
Generally, Andronov’s result is associated with
A few years later, Nicolas Minorsky (1885– that of Balthazar Van der Pol (1889–1959) who is
1970) wrote in his Introduction to Non-Linear- wrongly credited for having highlighted the exis-
Mechanics: tence of a limit cycle in an oscillating circuit com-
prising a triode.6 Although the triode was invented
“Andronov3 was first to suggest that
in 1907, its use was widespread only after the First
periodic phenomena in nonlinear and non-
World War. But at this time, Poincaré had already
conservative systems can be described
died prematurely. So, the question that arises then
mathematically in terms of limit cycles
is the following:
which thus made it possible to establish a
connection between these phenomena and What kind of device was employed by
the theory of Poincaré developed for entirely Poincaré to observe maintained oscillations?
different purposes.”
Before the advent of the triode, a device was
[Minorsky, 1947, p. 63] commonly used in wireless telegraphy: the singing
arc. Completely analogous7 to the triode, the
Since then, many scientists and historians of
singing arc was used to generate electromagnetic
science have considered Andronov as the first
waves (radio waves).
to have emphasized a connection with Poincaré’s
During the last two decades of his life, Poincaré
works.4
had been involved in many research on the propa-
“Henceforth, by using, transposing, or gation of electromagnetic waves. In 1890, he wrote
extending Poincaré’s arsenal Andronov to Hertz to report a miscalculation in his famous
would endeavor to develop Mandel’shtam’s experiments.8 Three years later, he solved the tele-
program. Also, reaping Lyapounov’s her- graphists equation [Poincaré, 1893]. The following
itage, Andronov focused on the problem year, he published a book entitled: Oscillations
of stability. Combining Poincaré’s small- électriques [Poincaré, 1894] and in 1899 another one:
parameter method with Lyapounov’s sta- La Théorie de Maxwell et les oscillations hertzi-
bility theory, he established a method for ennes [Poincaré, 1899]. This book, also published
finding periodic solutions and studying their in English and German in 1904 and reprinted in
stability.” French in 1907, has been considered as a refer-
ence. In Chapter XIII, p. 79, Poincaré stated that
[Aubin & Dahan, 2002, p. 286]
the singing arc and the Hertz spark gap trans-
As above mentioned, let us notice that the mitter were also analogous except that oscillations
correspondence of Andronov does not only deal are maintained in the first and damped in the
with the analogy between the shape of the periodic second. Thus, from the early twentieth century
solution of a nonlinear second-order differential until his death, Poincaré continued his research on
3
[Andronov, 1929].
4
See also [Pechenkin, 2002].
5
Such maintained oscillations would be designed by Andronov [1929] as self-oscillations or self-maintained oscillations.
6
In a series of publications, Van der Pol studied maintained oscillations by a triode. He plotted the periodic solution of this
system by means of graphical integration (isoclines) and found that it was shaped like a closed curve. Unfortunately, he did
not realize that this closed curve was a limit cycle of Poincaré as it is easy to check from his publication [Van der Pol, 1926].
7
It was established ten years later by Paul Janet [Janet, 1919] that both triode and singing arc are completely analogous and
are thus modeled by the same equation.
8
See [Whittaker, 1951–1953].
December 13, 2010 16:1 WSPC/S0218-1274 02786
9
“Directive telegraphy: maintained oscillations.”
10
The electrical arc (artificial in contrast to the flash of lightning) is associated with the electrical discharge produced between
the ends of two electrodes (e.g. carbon), which also emit light. It is still used today in cinema projectors, plasma and thermal
metallurgy in the “arc welding” or smelting (arc furnaces).
11
For a brief history of the arc, consult the work of Hertha Ayrton [1902, p. 19].
12
If its frequency is audible for human beings.
December 13, 2010 16:1 WSPC/S0218-1274 02786
According to Poincaré [1908, p. 390] this cir- solution of Eq. (3) depended on the existence of a
cuit consists of an Electro Motive Force (E.M.F.) “closed curve”, i.e. a stable limit cycle in the phase
of direct current E, a resistance R and a self, and plane. By using the variable changes he introduced
in parallel, a singing arc and another self L and a in his famous memoirs entitled: Sur les courbes
capacitor. In order to provide the differential equa- définis par une équation différentielle [Poincaré,
tion modeling the maintained oscillations, he called 1886a, p. 168]:
the capacitor charge x and the current i in the
dx dx dy ydy
external circuit. Thus, the intensity in the branch x = = y; dt = = y; x = =
(ABCD) comprising the capacitor with capacity dt dy dt dx
1/H may be written: Thus, Eq. (3) becomes:
dx
x = dy
dt Ly + ρy + θ(y) + Hx = 0 (4)
dx
The current intensity ia in the branch (AFED)
Poincaré stated then that:
comprising the singing may be written while using
Kirchoff’s law: ia = i + x . Then, Poincaré estab- “Les oscillations entretenues correspondent
lished the following second-order nonlinear differen- aux courbes fermées, s’il y en a.”14
tial equation for the maintained oscillations in the
singing arc: [Poincaré, 1908]
Lx + ρx + ϕ(i + x ) + Hx = 0 (1) and he gave the following representation for the
solution of Eq. (4):
He specified that the term ρx corresponds to
the internal resistance of the self and various damp-
ing while the term ϕ(i+x ) represents the E.M.F. of
the arc which is related to the intensity by a func-
tion, unknown at that time. The main problem of
Eq. (1) is that it depends on two variables x and i.
So, it was necessary for Poincaré to get rid of i. By
neglecting the external self and while equaling the
tension in all branches of the circuit he found that:
Ri + ϕ(i + x ) = E (2)
He explained that if the function ϕ was known,
Eq. (2) would provide a relation between i and
x or between i + x and x and then the vari-
able i could be eliminated in Eq. (1). Thus, he
made the assumption13 that there exists a function
Fig. 3. Closed curve solution of Eq. (4) [Poincaré, 1908,
that relates i and x . Then, he directly replaced in p. 390].
Eq. (1) ϕ(i + x ) by θ(x ), writing:
Lx + ρx + θ(x ) + Hx = 0 (3) Let us notice that this closed curve is only
a “metaphor” of the solution since Poincaré did
not use any graphical integration method such as
2.2. Stability condition: Maintained
“isoclines”.15 Moreover, the main purpose of this
oscillations and limit cycles representation was to specify the sense of rota-
Then, Poincaré established, twenty years before tion of the trajectory curve which is a preliminary
Andronov [1929], that the stability of the periodic necessary condition to the establishment of the
13
Probably based on the use of the Implicit Function Theorem.
14
“Maintained oscillations correspond to closed curves if there exist any.”
15
Van der Pol [1926] is wrongly credited for the invention of the “method of isoclines”. In fact, this method was introduced
in 1887 by a Belgian engineer named Junius Massau [1887, p. 501].
December 13, 2010 16:1 WSPC/S0218-1274 02786
16
“Stability condition — Let us consider another nonclosed curve satisfying the differential equation, it will be a kind of spiral
curve approaching indefinitely near the closed curve (so-called limit cycle). If the closed curve represents a stable regime, by
following the spiral in the direction of the arrow, one should be brought back to the closed curve, and provided that this
condition is fulfilled, the closed curve will represent a stable regime of maintained waves and will give rise to a solution of this
problem.”
17
“I call thus closed curves that satisfy our differential equation and whose other curves defined by the same equation are
approaching asymptotically R withoutRnever reaching them.”
18
It is easy to show that: Lydy + Hxdx = (1/2)Ly 2 + (1/2)Hx2 = 0.
19
See Rytov [1957, p. 172].
December 13, 2010 16:1 WSPC/S0218-1274 02786
established in the famous note at the Comptes ainsi que le problème des Céphéides, tel
Rendus was preceded by a short presentation of his que le traite Eddington (1 ); pour celui
PhD works20 at the sixth congress of Russian Physi- des équations différentielles ordinaires, en
cists at Moscow between the 5th and 16th August mécanique le pendule de Froude (2 ), en
1928 [Andronov, 1928]. In this work, Andronov pre- physique l’oscillateur à triode (3 ), en chimie
sented the foundations of what would become the les réactions périodiques (4 ); des problèmes
theory of nonlinear oscillations. similaires se posent en biologie (5 ).”
“However, any sufficiently rigorous general (1 ) EDDINGTON, The internal constitution of
theory for such oscillations does not exist stars, p. 200 (Cambridge, 1926).
nowadays. Meanwhile, there is an adequate (2 ) Lord RAYLEIGH, The theory of sound, London
mathematical model or schema, created 1, 1894, p. 212.
(3 ) Voir par exemple VAN DER POL, Phil. Mag.,
without any connection with the theory of 7 série, 2, 1926, p. 978.
oscillations, which allows a common view of (4 ) Voir par exemple KREMANN, Die periodischen
all these processes to the case of one degree Erscheinungen in der Chemie, p. 124 (Stuttgart,
of freedom. This concept is the “theory of 1913).
limit cycles” of Poincaré.” (5 ) LOTKA, Elements of physical biology, p.
88 (Baltimore, 1925). Voir aussi les récentes
[Andronov, 1928, p. 23] recherches de M. Volterra.
20
According to Boyko [1983, p. 30] this document has not been preserved.
21
According to Pechenkin, Andronov had invented this terminology “by combining the Greek word “aνto” (“auto”) with Rus-
sian word “kolebania” (“oscillations”) [Pechenkin, 2002, p. 288]. In fact, it seems that Andronov was inspired by the reading
of Heinrich Barkhausen (1881–1956) who used in his PhD dissertation in 1907 the German expression “selbst Schwingungen”
(self-oscillations). See [Barkhausen, 1907, p. 59] and also [Andronov, 1929, p. 561].
22
See [Maz’ya & Shaposhnikova, 1998].
December 13, 2010 16:1 WSPC/S0218-1274 02786
It is important to notice, on the one hand, that his so-called New Methods on Celestial Mechanics
due to the imposed format of the Comptes Rendus, [Poincaré, 1892–93–99, tome I, p. 161] and at the
Andronov did not provide any demonstration. He same time by Lyapounov in his famous textbook
just claimed that the periodic solution of a nonlin- General Problem of Stability of the Motion [Lya-
ear second-order differential equation defined by (7) pounov, 1892, 1907] (originally published in Rus-
“corresponded” to stable Poincaré limit cycles. On sian in 1892). That was the reason why Andronov
the other hand, it is interesting to compare this sen- would later call the stability condition (10): stability
tence with that of Poincaré (see above p. 6). Then, it in the sense of Lyapounov or Lyapounov stability. It
clearly appears that Andronov had stated the same will be stated in the next section that both stability
correspondence as Poincaré twenty years after him. condition of Poincaré (6) and of Andronov (10) are
Nevertheless, it seems that Andronov may not have totally identical.
read Poincaré’s article since at that time even if the
first volume of his complete works had been already
published it did not contain this paper. 4. Poincaré Stability Versus
Lyapounov Stability
In order to establish a comparison between
3.2. Stability condition of limit
Poincaré’s results and that of Andronov, it is nec-
cycles essary to transform Eq. (4) into a dimensionless
The next step for Andronov was to show that the system. This can be easily done by using these
periodic solution, i.e. the limit cycle is stable. To √ x → L/H, t → µt and while
variables changes:
this purpose he considered the following system, posing: µ = 1/ LH. Then, starting from Eq. (4)
where µ is a real parameter, as an example: and by neglecting the resistance ρ of the self we
dx dy have:
= y + µf (x, y; µ); = −x + µg(x, y; µ)
dt dt
dx
(8)
=y
dt
(11)
He explained that for µ = 0 the solution of
dy
= −x − µθ(t)
this system is: x = R cos(t), y = −R sin(t) as dt
it is obvious to check. This enabled him to intro-
duce “unusual23 ” variable changes in polar coordi- By comparing with the system of Andronov
nates. Then, by using Poincaré’s methods [Poincaré, (8) we find that: f (x, y; µ) = 0 and g(x, y; µ) =
1892–93–99, tome I, p. 89] he stated that for suffi- −θ(y). Moreover, the stability condition (10) is
ciently small µ = 0 the xy plane contained only iso- only the rough idea of a theorem which would be
lated closed curves, near to circles with radii defined formalized later by Pontryagin [1934]. This theo-
by the equation: rem involves the Green’s formula [Pontryagin, 1934,
2π p. 100]:
[f (R cos ξ, −R sin ξ; 0) cos ξ
0 f (x, y)dy − g(x, y)dx
Γ
− g(R cos ξ, −R sin ξ; 0) sin ξ]dξ = 0 (9)
Andronov provided a stability condition for the = (fx (x, y) + gy (x, y))dxdy (12)
S
steady-state motion, i.e. for the limit cycle:
2π where Γ and S design respectively a closed path
[fx (R cos ξ, −R sin ξ; 0) cos ξ and a surface. Let us notice that this theorem may
0 be only stated provided that the sense of rota-
+ gy (R cos ξ, −R sin ξ; 0) sin ξ]dξ < 0 (10) tion on the closed path (curve) has been previ-
ously defined or chosen. That was the reason why
In fact, this condition is based on the use of Poincaré had accurately specified it (see earlier).
characteristic exponents introduced by Poincaré in Then, by using Cartesian coordinates system it may
23
Unusual since it corresponds to a clockwise rotation and not to the classical counter clockwise trigonometric rotation. But,
it corresponds exactly with the rotation direction of the trajectory curve as Poincaré had established it. See Fig. 3.
December 13, 2010 16:1 WSPC/S0218-1274 02786
be shown that the stability condition of Andronov they clearly tackled technological problems that are
(10) reads: the concern of engineers rather than mathemati-
cians. Papers referring specifically to these confer-
dy dx
f (x, y; µ) − g(x, y; µ) <0 (13) ences address the question of diffraction of radio
Γ dt dt waves, not maintained oscillations.
Finally, by replacing in Eq. (13) f (x, y; µ) = 0 No reference to these conferences has been
and g(x, y; µ) = −θ(y) and taking into account found until today in the technological neither math-
Poincaré’s variable changes: x = dx/dt = y we ematical literature. But other hypotheses must be
have: stated. First, it may be reminded that Poincaré
studied the singing arc circuit and not the triode cir-
θ(t)x dt < 0 (14) cuit. But, after 1920 the singing arc is considered as
Γ completely obsolete by engineers, maybe explaining
This condition (14) exactly transcribes the partly that nobody cares about the result of 1908.
fact that the characteristic exponent or Lyapounov Except the fact that both singing arc and triode are
exponent is negative. So, the identity between both analogous devices and are so modeled by the same
Poincaré and Andronov stability conditions is thus equations, but was this known largely in the 1920s?
stated. It appears that Poincaré had not only estab- Second is the fact that the conferences aimed
lished a correspondence between maintained oscil- at presenting the solution of a very “difficult” prob-
lations and the existence of a limit cycle but he had lem in 1908 to students in telegraphy engineer-
also proved the stability of this limit cycle through ing: the public did not have a high mathematical
a condition that Andronov would find again (inde- background, except for the curious who may have
pendently) two decades later. attended it. Considering also that during the war,
which started in 1914, most of those students may
have been killed and the memory of this work may
5. Discussion have disappeared in the trenches.
In this paper, it has been proved that Poincaré For now, many questions are unresolved. For
in these “forgotten” conferences had established example: why did Poincaré not use the terminology
two correspondences between technical problems of limit cycle while he gave a very accurate definition
oscillations coming from wireless telegraphy and his of the closed curve towards which any nonclosed
own works, as well as Andronov in his note at the curve tends? Is that why the audience was supposed
Comptes Rendus. Indeed, both of them have used, to be engineers without basic notions of qualitative
on the one hand, the concept of limit cycle that theory of differential equations? The problem is that
Poincaré had introduced in his famous memoirs we ignore who was precisely that day in the audi-
and, on the other hand, the concept of characteristic ence, and have no idea who may have read the texts,
exponents he had developed for Celestial Mechanics who had been inspired by it (without citing it).
(especially for periodic orbits) in his so-called New In any case, it remains clear that this work
Methods. of 1908 represents the first application of Poincaré
But, while the former only represents a minor research (on what is called today dynamical sys-
step towards the theory of nonlinear oscillations, tem) in a technological problem, anticipating thus
because if the limit cycle is unstable no maintained the development of the theory of nonlinear oscilla-
oscillations can be observed, the later is of funda- tions in the twentieth century.
mental importance. It is very surprising to note that
many historians of science had only focussed on the
former weakening, thus the impact of this result. Acknowledgment
Moreover, it is difficult to explain why these con- Authors would like to thank Pr. Christophe Letel-
ferences have been completely “forgotten” by both lier for his helpful advice in the presentation of this
scientists and historians over more than a century. paper.
Many hypotheses are to be considered. The
main reason is probably that these conferences have
never been published in Poincaré’s complete works, References
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