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British Journal of Anaesthesia, 130 (6): 763e772 (2023)

doi: 10.1016/j.bja.2023.03.012
Advance Access Publication Date: 14 April 2023
Special Article

QUALITY AND PATIENT SAFETY

Consensus guidelines for the perioperative management of patients


undergoing endoscopic retrograde cholangiopancreatography
Omid Azimaraghi1, Mohammad Bilal2 , Somchai Amornyotin9, Mustafa Arain3,
Matthias Behrends4, Tyler M. Berzin5 , James L. Buxbaum6, Curtis Choice1 ,
Philipp Fassbender1,7, Mandeep S. Sawhney5, Eswar Sundar8 , Karuna Wongtangman1,9 ,
Kate Leslie10,11 and Matthias Eikermann1,12,*
1
Department of Anesthesiology, Montefiore Medical Center, Albert Einstein College of Medicine, New York, NY,
USA, 2Division of Gastroenterology & Hepatology, Minneapolis VA Medical Center, University of Minnesota, Minneapolis,
MN, USA, 3Center for Interventional Endoscopy, AdventHealth, Orlando, FL, USA, 4Department of Anesthesia and
Perioperative Care, University of California, San Francisco, CA, USA, 5Division of Gastroenterology, Beth Israel Deaconess
Medical Center, Harvard Medical School, Boston, MA, USA, 6Department of Internal Medicine, University of Southern
€ sthesiologie, Operative Intensivmedizin,
California, Keck School of Medicine, Los Angeles, CA, USA, 7Klinik für Ana
€ tsklinikum der Ruhr-Universita
Schmerz- und Palliativmedizin, Marien Hospital Herne, Universita € t Bochum, Herne,
Germany, 8Department of Anesthesia, Critical Care and Pain Medicine, Beth Israel Deaconess Medical Center, Harvard
Medical School, Boston, MA, USA, 9Department of Anesthesiology, Faculty of Medicine, Siriraj Hospital, Mahidol
10
University, Bangkok, Thailand, Monash University, Melbourne, VIC, Australia, 11Royal Melbourne Hospital and
€ sthesiologie und Intensivmedizin, Universita
University of Melbourne, Melbourne, VIC, Australia and 12Klinik für Ana €t
Duisburg-Essen, Essen, Germany

*Corresponding author. E-mail: meikermann@montefiore.org

Summary
Deep sedation without tracheal intubation (monitored anaesthesia care) and general anaesthesia with tracheal intu-
bation are commonly used anaesthesia techniques for endoscopic retrograde cholangiopancreatography (ERCP). There
are distinct pathophysiological differences between monitored anaesthesia care and general anaesthesia that need to be
considered depending on the nature and severity of the patient’s underlying disease, comorbidities, and procedural risks.
An international group of expert anaesthesiologists and gastroenterologists created clinically relevant questions
regarding the merits and risks of monitored anaesthesia care vs general anaesthesia in specific clinical scenarios for
planning optimal anaesthetic approaches for ERCP. Using a modified Delphi approach, the group created practical rec-
ommendations for anaesthesiologists, with the aim of reducing the incidence of perioperative adverse outcomes while
maximising healthcare resource utilisation. In the majority of clinical scenarios analysed, our expert recommendations
favour monitored anaesthesia care over general anaesthesia. Patients with increased risk of pulmonary aspiration and
those undergoing prolonged procedures of high complexity were thought to benefit from general anaesthesia with
tracheal intubation. Patient age and ASA physical status were not considered to be factors for choosing between
monitored anaesthesia care and general anaesthesia. Monitored anaesthesia care is the favoured anaesthesia plan for
ERCP. An individual riskebenefit analysis that takes into account provider and institutional experience, patient
comorbidities, and procedural risks is also needed.

Keywords: ERCP; general anaesthesia; guideline; hypotension; hypoxaemia; monitored anaesthesia care; perioperative
outcomes

Received: 29 October 2022; Accepted: 8 March 2023


© 2023 British Journal of Anaesthesia. Published by Elsevier Ltd. All rights reserved.
For Permissions, please email: permissions@elsevier.com

763
764 - Azimaraghi et al.

uses multiple iterations to review expert judgement and reach


agreement.11 Each iteration modifies the survey to incorporate
Editor’s key points feedback from the previous round until a consensus emerges.
 Using a modified Delphi process, expert anaesthesi- It has the advantage of avoiding the influence of dominant
ologists and gastroenterologists created guidelines individuals or group pressure for conformity. The Delphi
regarding the use of monitored anaesthesia care vs approach is well suited for situations with limited evidence or
general anaesthesia for endoscopic retrograde chol- outcome data, and it relies on the collective expertise of group
angiopancreatography (ERCP). members to increase content validity.12
 Monitored anaesthesia care is the favoured anaes- A panel of 12 experts was selected to attain an expert
thesia plan for ERCP for short routine procedures. consensus regarding relevant patient management questions
 Increased risk of pulmonary aspiration and pro- (Supplementary Tables S1 and S2). An expert was defined as
longed procedures of high complexity favour general an individual (attending/consultant level or equivalent quali-
anaesthesia with tracheal intubation. fication) with extensive experience and expertise as an
 Provider and institutional experience, patient anaesthesiologist or gastroenterologist in interventional
comorbidities, and procedural risks are also impor- endoscopy. Although the optimal panel size of a Delphi survey
tant considerations. is unknown, a reasonable result can be obtained with panels of
10e15 experts.10
Our modified Delphi approach consisted of expert panel
participant selection, discussion of topic domains leading to
questionnaire development, and planning for online distri-
bution. The methodology was modified to conform closely to
Conducting and REporting of DElphi Studies (CREDES) guid-
The number of endoscopic retrograde cholangiopancreatog- ance on Delphi studies to ensure rigour and transparency in
raphy (ERCP) procedures performed is increasing. In the USA conducting and reporting (https://www.equator-network.org/
alone, more than 600 000 ERCP procedures are performed reporting-guidelines/credes; Supplementary Table S3).
annually.1 ERCP involves complex interventions that affect the
duodenum, biliary tract, and liver, and it carries a risk of acute
pancreatitis, bleeding, perforation, and infection.2 Anaes- Definition of the broad question
thesia- and sedation-related complications include haemo- In the initial stage, the research question was identified
dynamic instability, haemoglobin desaturation, pulmonary (choice of general anaesthesia with tracheal intubation vs
aspiration, and apnoea.3 deep sedation without tracheal intubation (monitored anaes-
In recent years, more ERCP procedures have been con- thesia care). Moderate/light sedation, or ‘conscious sedation’,
ducted under monitored anaesthesia care (MAC) than under where the patient is still able to respond purposefully to verbal
general anaesthesia with tracheal intubation.4e7 There are commands either with or without tactile stimulation,13,14 is
limited data on the riskebenefit of conducting ERCP under typically provided by non-anaesthesiologists15,16 and was not
monitored anaesthesia care vs general anaesthesia.8 The considered by the panel. In contrast, under regulations, such
choice of anaesthetic technique might affect the adverse as those of the US Centers for Medicare & Medicaid Services,
events risk and also has implications for efficiency and monitored anaesthesia care typically requires deep sedation
staffing (as general anaesthesia is usually more time and monitoring of the patient by a practitioner who is qualified
consuming, limiting the number of procedures that can be to administer anaesthesia.17
performed per session). Currently, decisions on the choice of
anaesthesia are based on local resources and institutional
preferences. Definition of consensus
Our aim was to provide recommendations for the use of We defined agreement a priori as at least 75% of respondents
deep sedation without tracheal intubation (monitored anaes- choosing ‘agree’/‘strongly agree’ or ‘strongly disagree’/
thesia care) vs general anaesthesia with tracheal intubation ‘disagree’ responses in the online questionnaire iteration.
using a modified Delphi process. We took into account patient Questions with near consensus (55e74% agreement) were
comorbidities, procedural risks, and individual preferences of discussed and decided on at the live face-to-face discussion
a group of international experts and their institutions. The session. The experts also had the opportunity to change their
suitability of individual professional groups (i.e. nurse practi- views regarding previously agreed topics in the live discus-
tioners, nurse anaesthetists, anaesthesia assistants, and sion session. Once consensus was achieved on the questions,
physicians) to administer anaesthetic care for ERCP was not the experts used literature summaries to generate, debate,
within the scope of this project. and refine a list of essential facts to guide the generation of
recommendations (Supplementary Table S6; Supplementary
Fig. S1).
Methods
A modified Delphi approach was used to develop guidance on
Study conduct
the anaesthetic management of patients undergoing ERCP.
The modified Delphi technique as the method of building a During the Delphi process, we categorised the proposed
consensus was chosen, as there was not enough validated analysis into five task forces who presented their results to
literature available discussing the most reliable types of the panellists at three meetings to receive feedback. During
anaesthesia for ERCP stratified based on patient comorbidities. Round 1, a comprehensive literature review was presented.
The modified Delphi approach is a validated and structured The voting members provided feedback on relevance, and
group consensus strategy to obtain expert consensus9,10 that the panellists used these data to select four main topics to be
General anaesthesia vs monitored anaesthesia care for ERCP - 765

addressed in the study within the area of the panellists’ actual modified ‘Delphi rounds’, interim steps of data pro-
expertise. In Round 2, 80 multiple-choice questions were cessing and analysis, and concluding steps. More details on
presented and then revised based on the results of a Survey the study conduct can be found in Supplementary Table S3. All
Monkey sent to all the panellists. In Round 3, topics with near informational material in this modified Delphi process was
consensus (55e74%) were discussed to finalise the made available to all authors through a shared Google Drive.
guidelines. The results of the survey were sent to all authors by e-mail and
Figure 1 includes a detailed flow chart of the stages of the were also available in PDF format on the shared Google Drive.
modified Delphi process, including a preparation phase, the There was no deviation from the planned methodology. To

Preparation phase

Establish criteria for panel State the broad question


Select and invite panel members
members by a monitor (live session)

Implementation process

Round 1

Identify task force domains and Send topics within each domain to Summarise and refine
included members all panel members and get input questions (live session)

Round 2

Send refined questions to all Receive feedback and


panel members primary conclusion of results

Round 3

Discuss and revise results Summarise and categorise the


(live session) conclusions

Consensus and recommendation phase

Review and finalise consensus Review and finalise consensus Review and finalise consensus
Statement 1 Statement 2 Statement 3

Fig 1. Study flow of the modified Delphi process. There were three rounds of face-to-face online meetings during the modified Delphi
process. There was also communication through e-mails, and panellists revised documents shared online. Online feedback was anony-
mised, but the face-to-face meetings were not. The response rate of the online rounds was >91%. During the distribution of multiple
questions, weekly e-mails were sent out to remind the experts to respond. Round 1: a comprehensive literature review was conducted, and
studies were summarised in a document sent to voting members. The panellists were then invited to create a list of four topics within their
area of expertise. These selected topics were subsequently reviewed during an online live face-to-face session, in which topics that were
considered not clinically relevant by the panel members were eliminated. Round 2: 80 multiple-choice questions were created and refined
within each task force and then distributed through Survey Monkey to all the panellists. The panel then scored these questions, first
anonymously in writing by each member, then in an open discussion in light of the answers of the panels. Round 3: topics with near
consensus (55e74%) were discussed in the third live session. Those with scores <55% were not further discussed unless a panellist felt
strongly that a specific question had to be addressed. The latter was the case for the effects of age and ASA physical status score on
anaesthesia management, which were included in the discussion despite the absence of consensus. Consensus decision: based on the
topics upon which a consensus could be built in Round 3, three final categories were created, which centred the consensus document
(respiratory related, haemodynamic related, and procedural risks). The consensus statements were then written for these topics and
discussed individually with the panellists.
766 - Azimaraghi et al.

prevent bias, two non-voting members (OA and KW), who Results and summary of evidence
were independent members of the team, coordinated the
The expert panel agreed that a higher rate of clinically
modified Delphi process.
meaningful hypotension requiring vasopressor treatment oc-
curs during general anaesthesia compared with monitored
anaesthesia care. This is supported by a large observational
Results
study that showed that hypotension occurred in 59% of pa-
Main topic 1: risk of intraoperative or postoperative tients undergoing general anaesthesia for ERCP compared
respiratory adverse events with 14% of patients undergoing monitored anaesthesia
care.4,18,22 The enhanced haemodynamic stability with moni-
Consensus statement tored anaesthesia care vs general anaesthesia might be
magnified when ERCP is conducted in the prone position
The risk of intraprocedural hypoxaemia, hypercapnia,
where an increased vulnerability to impaired venous return
and apnoea is greater with monitored anaesthesia care
exists.23,24
compared with general anaesthesia with tracheal
The panellists agreed that unstable coronary syndrome,
intubation. However, when properly treated by the
including unstable or severe angina or recent myocardial
anaesthetist, apnoea/hypopnea-associated events
infarction, is a predictor of increased perioperative cardio-
might not translate to an increased risk of post-
vascular risk. It was discussed that a decrease in arterial
operative complications.
pressure can lead to a critical decrease in coronary artery
blood flow, and that monitored anaesthesia care, compared
Results and summary of evidence with general anaesthesia, is associated with lower risk of
The expert panel agreed that a higher rate of hypoxaemia procedural hypotension.25 Panellists also discussed that high
requiring airway manoeuvres occurs in anaesthetised patients sympathetic tone (as a consequence of inadequate pain con-
without a tracheal tube. This conclusion is supported by an trol during monitored anaesthesia care) can increase afterload
RCT evaluating general anaesthesia vs monitored anaesthesia and risk of tachycardia, both of which increase myocardial
care.18 oxygen demand.26,27
The expert panel agreed that monitored anaesthesia care is
preferable to general anaesthesia with tracheal intubation in Best practice recommendation
patients with chronic obstructive pulmonary disease (COPD)
or asthma. The expert panel concluded that monitored anaesthesia care
There were differing opinions amongst the experts on the is preferred to general anaesthesia for ERCP in patients with
differential risks of monitored anaesthesia care vs general recent diagnosis of myocardial infarction or severe heart
anaesthesia in patients with obstructive sleep apnoea (OSA). failure.
Patients with an OSA diagnosis have a higher risk of
perioperative complications mainly because of their comor- Main topic 3: procedural risks and quality metrics
bidities (obesity and obesity hypoventilation syndrome).
However, it is unclear whether the diagnosis of OSA is an in-
dependent risk factor of postoperative respiratory Consensus statement
complications.19e21 Short ERCP procedures of low complexity should pref-
The panel agreed that the decision of monitored anaes- erably be conducted under monitored anaesthesia care
thesia care vs general anaesthesia in patients with OSA should compared with general anaesthesia.
be based on individual and institutional experience. Patients
with OSA often have comorbidities that need to be carefully
considered by the anaesthetist. Results and summary of evidence
The panel agreed that the majority of short ERCP procedures of
Best practice recommendation
low complexity can be conducted under monitored anaes-
Monitored anaesthesia care increases the risk of intra- thesia care. However, there are clinical scenarios defined
operative apnoea more than general anaesthesia, but this based on procedure type, provider experience, and patient
expected condition can be successfully treated by the anaes- comorbidities, where general anaesthesia with tracheal intu-
thetist. Avoiding tracheal intubation during ERCP has benefi- bation is the preferred anaesthetic technique for ERCP.
cial effects, particularly in patients with severe COPD or Although no study has compared aspiration risk during
asthma. ERCP between general anaesthesia and monitored anaesthesia
care, the panel concluded that aspiration risk is higher during
Main topic 2: risk of intraoperative and postoperative monitored anaesthesia care, an assumption supported by
cardiovascular adverse events others.28,29
Further, the panel concluded that the increased risk of
aspiration with monitored anaesthesia care is greater in pa-
Consensus statement tients with comorbidities that increase their vulnerability to
aspiration. Taking into account aspiration risk during moni-
Risks of hypotension and reduced cardiac output are
tored anaesthesia care, the expected duration of ERCP should
greater during general anaesthesia compared with
be considered, which depends on provider experience, pro-
monitored anaesthesia care.
cedure type, and the patient’s pathological anatomy. ERCP
General anaesthesia vs monitored anaesthesia care for ERCP - 767

Monitored
anaesthesia care preferred
Procedural Patients high Patient
factors Short risk of PONV factors
procedures (100%)
allowing for
rapid patient Low ejection fraction,
recovery (91%) recent myocardial
infarction (83%)

Low arterial blood pressure


Experienced (75%)
anaesthesiologists (83%)
Chronic obstructive pulmonary

monitored anaesthesia care


Institutional experience with
disease, asthma (75%)

Diagnostic procedures (83%) Elderly patients (67%), ASA t3


(67%)

Procedures with high Stomach / oesophagus not empty


gastrointestinal bleeding risk, (91%)
abscess drainage
(75%) (ASGE IV) Aspiration risk/procedure
conducted in supine
Prolonged procedures position (91%)
with risk of hypoventilation,
perforation risk
Risk of respiratory
(pneumoperitoneum) –
failure/pre-existing
increased abdominal
hypoxia or
pressure (100%)
respiratory
Gastric outlet failure
obstruction (100%)
with risk
of aspiration
(ASGE IV) General anaesthesia preferred
100%)

Fig 2. Monitored anaesthesia care vs general anaesthesia in patients undergoing ERCP: decision support criteria. A modified Delphi
method was used to aggregate opinions from the panel of experts. The panel was asked to vote on how different procedural and patient-
related factors affect their decision in choosing between monitored anaesthesia care and general anaesthesia. Anonymous responses
were shared with the group and discussed to reach the best response through consensus. The decision to perform monitored anaes-
thesia care or general anaesthesia with tracheal intubation depends on procedural and patient characteristics. In addition, both the
experience of the anaesthetist and the institution need to be considered. In patients with haemodynamic instability, use of monitored
anaesthesia care is preferred, whereas patients with pre-procedural respiratory failure might have a lower anaesthesia risk with tracheal
intubation. Monitored anaesthesia care is preferred for short procedures to facilitate rapid patient recovery, whereas long interventional
procedures accompanied by increased risk of pulmonary aspiration and bleeding should be conducted with tracheal intubation. The
level of agreement amongst the expert panel is provided as per cent. The direction of the arrows indicates the expert panel final
recommendation. ASGE IV, American Society for Gastrointestinal Endoscopy Level IV procedures (e.g. endoscopic ultrasound-guided
trans-luminal access/drainage; ERCP in patients with concurrent gastric outlet obstruction; endoscopic ultrasound-guided chol-
edochoduodenostomy, cholecystogastrostomy, or cholecystoduodenostomy); ERCP, endoscopic retrograde cholangiopancreatography;
PONV, postoperative nausea and vomiting.

procedures of long duration might be better conducted under For example, removal of small stones is graded by ASGE as
general anaesthesia (Fig. 2). complexity Level II, whereas large stone removal is graded as
ERCP complexity is graded by the American Society for complexity Level III.30 Similarly, the complexity of biliary
Gastrointestinal Endoscopy (ASGE) on a 4-point rating scale stricture treatment depends on localisation (extra-hepatic:
(Supplementary Table S4).30 The panellists concluded that complexity II) and mechanism of the stricture (benign stric-
monitored anaesthesia care can be used safely in patients tures: complexity III). The panel discussed that these proced-
undergoing procedures with complexity Level I or II in the ures usually pose low risk of aspiration, perforation, and
ASGE categorisation. However, general anaesthesia should be bleeding,31 and hence can be done under monitored anaes-
considered for ERCP procedures with complexity Level III or IV. thesia care. Similarly, diagnostic endoscopic ultrasound and
768 - Azimaraghi et al.

endoscopic ultrasound with fine needle aspiration/biopsy of Thus, only six out of the initial 19 quality metric-related
adjacent structures represent complexity Levels I and II and questions were included in the final paper.
can be safely conducted under monitored anaesthesia care. In There was no consensus on quality metrics, such as pro-
these procedures of complexity Levels IeIII, there is no evi- cedural failure rates, patient satisfaction, post-ERCP pancrea-
dence to suggest that rates of procedure-related adverse titis, complication rates (perforation, bleeding, and
events (bleeding, perforation, cholangitis, infection, pancrea- cholangitis), ERCP-related cardiopulmonary adverse events,
titis, etc.) are higher with monitored anaesthesia care vs gen- hospital re-admission, or adverse discharge.
eral anaesthesia.
Intestinal perforation can lead to significant pneumo- Best practice recommendation
peritoneum, which can be better managed under general
General anaesthesia is preferred in procedures that carry an
anaesthesia (or might require monitored anaesthesia care to
increased complication risk (aspiration and massive bleeding),
be converted to general anaesthesia).32,33 The panel concluded
endoscopic ultrasound-guided trans-luminal access/drainage,
that although most endoscopic perforations can be immedi-
ERCP with concurrent gastric outlet obstruction, prolonged
ately managed by endoscopists, their repair significantly in-
cases with high procedural complexity, and massive post-
creases the duration of the procedure, as bleeding often occurs
sphincterotomy bleeding.
and can lead to haemodynamic instability and possible blood
transfusion. Examples of such procedures are (ASGE
complexity Level IV) endoscopic ultrasound-guided trans- Discussion
luminal access/drainage; ERCP in patients with concurrent
Evidence on the use of monitored anaesthesia care vs general
gastric outlet obstruction; and endoscopic ultrasound-guided
anaesthesia for ERCP is limited. We assessed in a controlled
choledochoduodenostomy, cholecystogastrostomy, or
manner the best practical and evidence-based insights from a
cholecystoduodenostomy.30
panel of expert anaesthesiologists and endoscopists. Using a
Intestinal perforation can occur in about 10% of patients
modified Delphi approach, we created a framework to
undergoing endoscopic ultrasound-guided gastro-
approach patients undergoing ERCP and to lay the foundation
jejunostomy,34 which can also lead to stent misemployment
for future research. Randomised controlled studies are needed
into the peritoneal space and the need for its retrieval. In pa-
to examine the effects of predictor variables identified in this
tients undergoing endoscopic ultrasound-guided cysto-enter-
study on ERCP-specific outcomes. Predictor variables include
ostomy for pancreatic pseudocysts and walled-off necrosis,
patient comorbidities, procedure-specific characteristics, and
there is usually a large amount of fluid that drains into the
provider and institutional experience.
stomach immediately after the procedure, which significantly
increases the risk of aspiration.
Respiratory adverse events
The panel discussed that another example of a procedure
with increased risk of pulmonary aspiration is ERCP in patients An important goal during ERCP is to minimise the risk of
with gastric outlet obstruction. This procedure poses signifi- clinically relevant periprocedural respiratory complications
cant risk of aspiration and often needs complex interventions and intraoperative desaturations. A randomised trial studying
for the procedure to be successful. These include placement of 200 subjects reported fewer transient desaturations during
duodenal stent, pyloric or duodenal dilation, or endoscopic procedures with general anaesthesia vs monitored anaes-
ultrasound-guided transmural access of the biliary tree. thesia care, which is of unclear clinical importance.18 Proce-
The panel considers that procedural risks need to be dural efficiency is likely lower with general anaesthesia, which
interpreted in conjunction with the patient position during translates to increased healthcare utilisation and costs of
the case.35e37 Although no controlled studies exist, the panel care.18 It is unknown if transient intraoperative hypoxaemia
concluded that the risk of aspiration during monitored translates to meaningful postoperative adverse out-
anaesthesia care is lower in the prone position compared comes.40,43,44 Moderate intraoperative haemoglobin desatu-
with in the supine position. In patients who undergo general ration can be treated successfully with airway interventions
anaesthesia, the prone position probably does not decrease (e.g. jaw thrust or increased oxygen supplementation, or both)
the aspiration risk but rather adds time and risks related to and does not necessitate discontinuation of the ERCP pro-
the change in positioning from prone to supine.38,39 The cedure. Observational studies also suggest that respiratory
panel considers that the optimal position (prone or supine) sedation-related adverse events (SRAEs) are not significantly
depends on the procedure and institutional and provider associated with relevant outcomes, such as hospital length of
experience. stay or adverse discharge to a nursing facility.22,45
The panellists agreed that general anaesthesia increases Patients with increased airway reactivity are vulnerable to
the risk of admission to the PACU, PACU length of stay, reflex bronchoconstriction in response to tracheal intubation.
nursing staff workload, and higher hospital costs. In compar- In a large retrospective study of 17 538 patients undergoing
ison, monitored anaesthesia care was considered to lead to ERCP from 2007 through 2018, 91% of patients with a previous
faster and better recovery after ERCP. diagnosis of COPD received monitored anaesthesia care. No
The panellists also agreed that facility-specific consider- association between intraprocedural hypoxaemia and adverse
ations are important determinants in choosing between discharge was reported in patients with a COPD diagnosis.22
monitored anaesthesia care and general anaesthesia in line This supports the safety of monitored anaesthesia care for
with previous studies.40e42 Higher turnover rates were agreed ERCP procedures in patients with COPD, whereas tracheal
to occur in institutions with preference for monitored anaes- intubation increases vulnerability to life-threatening
thesia care. bronchospasm.46,47
The panellists emphasised that endoscopy suite efficiency Anaesthesiologists can manage patients with a diagnosis of
is a complex topic that includes provider skills and institution OSA well,48,49 but tracheal intubation can be more difficult in
culture, whereas anaesthesia technique has a lower impact. subgroups of patients with OSA. This might favour use of
General anaesthesia vs monitored anaesthesia care for ERCP - 769

monitored anaesthesia care as long as emergent intubation Procedural risks, which are the consequence of both the pro-
can be avoided. Postoperatively, respiratory depressants, such cedure itself and the skills and efficiency of the proceduralist,
as opioids and benzodiazepines, should be avoided. Patients also need to be considered.
with obesity hypoventilation syndrome have additional risk A recent single-centre randomised clinical trial revealed
when undergoing monitored anaesthesia care, as hypo- the importance of institutional culture in the selection of the
ventilation cannot be compensated. In contrast, drugs used for appropriate anaesthesia technique for ERCP. In this study,
tracheal intubation, such as neuromuscular blocking drugs 29.2% of ERCP cases under monitored anaesthesia care needed
and opioids, and even the tracheal intubation itself are risk to be interrupted for chin lift and jaw trust.44 This is in contrast
factors for respiratory complications.50,51 to the experience of the panellists in their institutions, where
There is no current standard of care to guide the choice on these airway manoeuvres are part of the usual practice during
monitored anaesthesia care vs general anaesthesia for ERCP. the dynamic titration of propofol dose throughout the ERCP.
However, in patients with increased airway reactivity, such as This emphasises the fact that specific skills and provider
COPD or asthma, monitored anaesthesia care might be supe- training are required to implement a change from general
rior to general anaesthesia.46,47 anaesthesia to monitored anaesthesia care.
For short procedures of low complexity, monitored anaes-
Cardiovascular adverse events thesia care typically offers a faster turnover rate because in-
duction and recovery times are shorter, and there is no need
Hypotension occurs frequently in patients undergoing general
for Phase I recovery (time to attain pain control and stable
anaesthesia for ERCP. Post-intubation hypotension is usually
respiratory, haemodynamic, and neurological status).68,69
attributable to anaesthetic-induced vasodilation and
Additionally, the relative risk and discomfort associated with
increased intrathoracic pressure during positive-pressure
tracheal intubation might not be balanced by clinical benefit in
ventilation, which leads to diminished central venous blood
long and difficult cases.
return and cardiac filling pressures.52e54
Two major procedural risks during ERCP are pulmonary
Hypotension, with MAP <55 mm Hg, has been reported as
aspiration of gastric or oesophageal contents and gastroin-
an independent risk factor for poor outcomes in patients un-
testinal perforation, both of which affect respiratory function.
dergoing monitored anaesthesia care and general anaes-
Aspiration during procedural sedation is rare, idiosyncratic,
thesia.55e58 Patients undergoing general anaesthesia are more
and typically benign.69,70 During general anaesthesia, the risk
vulnerable to intraoperative hypotension compared with
of aspiration is magnified during tracheal intubation and
those who receive monitored anaesthesia care for ERCP. This
extubation, whereas during monitored anaesthesia care
can be explained by the haemodynamic and respiratory side-
aspiration risk is elevated during insertion of the endo-
effects of general anaesthetics. Propofol and other gamma-
scope.71 Increased risk of aspiration must be expected in pa-
aminobutyric acid (GABA)-ergic anaesthetics induce dose-
tients undergoing endoscopic ultrasound-guided access and
dependent arterial hypotension through vasodilation. Moni-
drainage of large fluid collections. The risk is greater in pa-
tored anaesthesia care typically requires lower doses of these
tients with food in the gastroesophageal space and in those
anaesthetics than general anaesthesia, such that hypotension
with gastric outlet obstruction related to pancreaticobiliary
is less likely or severe.59,60
pathology.33,41,72
During the transition from spontaneous (negative intratho-
Perbtani and colleagues73 evaluated the impact of general
racic pressure) breathing to positive-pressure ventilation,
anaesthesia on various efficiency metrics. In their study, 1421
venous return and cardiac filling pressures decrease. Positive
patients who underwent 1635 interventional endoscopic pro-
intrathoracic pressure leads to hypotension even in the absence
cedures over a 6 month period were analysed based on various
of anaesthetic-induced vasodilation.61,62 The risk of general
procedural time stamps, such as anaesthesia ready time,
anaesthesia-associated arterial hypotension is magnified in
endoscopist ready time, procedure time, and room exit time.
patients with latent hypovolaemia (tachycardia and normo-
Except for room turnover time, all other process efficiency
tension), patients with morbid obesity who might be given
metrics were significantly prolonged amongst patients who
higher doses of anaesthetics and need higher airway pressures,
were tracheally intubated.28,73 Other quality indicators, such
and those who need higher plateau pressure to achieve the
as ‘frequency with which ERCP is performed for an appropriate
desired tidal volume during mechanical ventilation.62,63
indication and documented’ and ‘rate of post-ERCP pancrea-
General anaesthesia and tracheal intubation also increase
titis’, have been proposed as priority quality indicators in the
vulnerability to vasovagal syncope, a cardiovascular reflex
ERCP suite.40,42
caused by increased vagal tone secondary to carotid sinus
Patient age and ASA physical status were not considered
stimulation during direct laryngoscopy. The parasympathetic
strong determinants of choosing between monitored anaes-
activation and sympathetic inhibition can cause bradycardia
thesia care and general anaesthesia. The ASA physical status
and hypotension, which can occur during tracheal intubation
classification system was developed in 1941 to help assess and
and are magnified in the context of reduced cardiac venous
communicate patients’ pre-anaesthesia medical comorbid-
return, emotional stress, and pain.64,65
ities.74 The classification system alone is neither intended to
Adequate dosing of anaesthetics during general anaesthesia
be used in isolation to predict perioperative risk nor to deter-
can minimise increases in myocardial oxygen consumption as
mine choice of anaesthetic technique but should be used with
a consequence of patient discomfort during ERCP, as long as
other factors, such as type and duration of surgery, emergency
normal arterial pressure and heart rate are maintained.66,67
status, etc.
Even though frail patients have a higher risk of
Procedural risks and quality metrics periprocedural complications, age is not a strong indicator
Decisions about the optimal anaesthetic procedure for ERCP of frailty75 and is even less so in frail patients who are not fit for
cannot be exclusively based on patient comorbidities. surgery and therefore receive endoscopic interventions.75,76
770 - Azimaraghi et al.

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Handling editor: Hugh C Hemmings Jr

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