Security Risk Management Template

Deliberate Events
Step 1 Geographical Location: Important! Please only fill the cells with a blue background! Don't change
Time Frame: any other cell or the forms will be compromised!

Step 2 Situational Analysis

Political

Economic

Social

Environmental

Infrastructure

Country
Security Forces

Threat Group\
Actors

UN Mandate
Main Issues
for Humanitarian
Development
 Security Risk Management Template
Deliberate Events

Step 3: Program Assessment

Geographical Location: 0
Time Frame: 0 Who? When? Where?
What?
Key Partners Resident On Mission

Frequency

Location 1
Location 2
Location 3
Inter- Inter-

Company 1

Company 2
Key Interactions

Local Gov
National national National national

Nat Gov

NGO 1

NGO 2
UNSMS Progam UN UN UN UN
Org # Title Program Description (4-10 Sentences) Activities involving UN personnel Personnel personnel Personnel personnel
1 1
2
3
4
5
(If Applicable): Security Implications to UN? 6

8 7
8
1
2
3
4
5
(If Applicable): Security Implications to UN? 6

8 7
8
1
2
3
4
5
(If Applicable): Security Implications to UN? 6

8 7
8
2 1
2
3
4
5
(If Applicable): Security Implications to UN? 6

8 7
8
1
2
3
4
5
(If Applicable): Security Implications to UN? 6

8 7
8
Total Activity per Partner: 0 0 0 0 0 0 Total Activities per Type of UN Personnel: 0 0 0 0 UN Activity per location 0 0 0
Threat Implications for UNSMS Personnel and Assets from partner activities: Threat Implications from activities of UN Personnel:
 Security Risk Management Template
Deliberate Events
Geographical Location: 0

Step4a: General Threat Assessment & the Security Level

Intent Capability Inhibiting Context

No or very limited presence of hostile military-type
1 No intention to used armed/military force capability (no or very limited military-type Strong deterent against initiating conflict
weapons, training, etc.) Armed Conflict
Indications that military force is seen as an option Small arms/Automatic (light) Weapons (AK47,
Armed Conflict

Pressurre/other incentives/agreements against

2 or statements threatening attack but politicial mortors, RPG) but minimal military-type
hostilities Inhibiting
solution still possible training/experience and loosely organized Intent Capability Context
Organized and structured forces with increased
Clear statements on imminent attack and Peace talks or unstable peace/cease fire
3 peaceful options exhausted
mobility and/or standoff/indirect (medium) weapon
agreement
capability
Organized and structured forces w/ HW deployed
No restraint/pressure to prevent continuation or
4 Isolated/Limited/ Sporatic armed conflict occuring and/or large numbers of forces and intensified
outbreak of conflict
military operations
Organized structured forces w/ HW deployed or
5 Full-Scale armed conflict occuring
large number of forces fully engaged
Armed conflict already occuring in area
Intent to use terrorism against the UN No known terrorist capability (threats and
1 acknowledged worldwide harrassment only tactic)
Security forces effective
Terrorism
Inhibiting
2 Intent to use terrorism and/or small-scale attacks Limited to small-scale/individual basic operations Security effective and/or social support of cause
Intent Capability Context
Terrorism

Wide-spread small-scale attacks on local Some isolated but coordinated operations that Security moderately effective and/or active
3 infrastructure produce limited effects assistance to terror cells in some areas
Sustained or large-scale attacks and/or
Demonstrated capacity in wider-range and varied Security forces challenged to prevent terrorist
4 statements or actions demonstrating intent to
terror attacks activities
target UN
Demonstrated ability in all terror tactics to
A group has already attacked the UN and is still Minimal ability to deter terrorist attacks. Terrorists
5 operational in the area
produce mass destruction and/or casualities
have safe havens
(complex attacks)
Police/criminal justice system effective and crime
1 Property crime, seldom violent Generally lone unarmed criminals
is socially unacceptable Crime
Opportunistic crime against individuals, seldom Crime is not socially acceptable; police/CJ system Inhibiting
2 violent
Generally lone criminals, sometimes armed
not fully effective Intent Capability Context
Crime

Violent crimes focus on relatively affluent Lone armed criminals and/or unarmed criminals No major social contraints on crime; police/CJ
3 elements of the community operating in small teams system stressed
4 Wide-spread violent crimes Armed criminals operating in small teams Police/CJ system significantly challenged
Prevelence of violent w/frequent fatalities and/or Minimal social or Police/CJ controls on criminal
5 focus on the UN
Organized armed criminal gangs
activitity
1 Peaceful crowds only <100 people Effective crowd control or crowd self-controled Civil Unrest
Inhibiting
Civil Unrest

2 Some crowd become disruptive <500 people Crowd control not fully effective
Intent Capability Context
Crowd control mechanisms stresssed (#s,
3 Crowds become violent/localized riots <1000 people
equipment, etc.)
Extensive/wide-spread violent crowds/riots (UN Challenged crowd control mechanism or some
4 possible target)
<5000 people
possibly to allow anti-un protests
5 Violent crowds/riots targetting UN 5000+ people Minimal crowd control mechanisms
History Intensity/severity Warning/ Preparedness
Effective warning and preparedness systems in
1 Not prone to hazard events Limited
place Hazards
Partial/limited warning and/or preparedness Intensity/ Warning
2 Hazard events occur occasionally Moderate
systems in place
Hazards

History Severity Prepared

Warning and/or preparedness systems in place
3 Hazard events occur frequently Severe
not fully effective
Prone to predictable hazard events and/or hazard Warning and/or preparedness systems are
4 event imminent
Devastating
untested or unknown
No warning and/or preparedness systems in
5 Prone to sudden onset hazard events Multiple and devastating
place
Score Threat Level Threat
General Threat Assessment /15 /6 Descriptor
15 0.4 Armed Conflict 0
6 0.28 Extreme Terrorism 0
13
0.22 High
Crime 0
5
11 0.08 Civil Unrest 0
4 0.02 Substantial Hazards 0
9
1
3 Moderate
7 Weigthed Score 0
2 Low
5
1 Minimal
3
Armed Conflict Terrorism Crime Civil Unrest Hazards Security Level
 Security Risk Management Template
Deliberate Events

Step 4b: Specific Threats & Event Descriptions

Geographical Location: 0 Program Activity:

Timeframe: 0 Organization:

General Threat Category Specific Threats Event Descriptions D/I

1
1
2
3
Armed Conflict 2
4
5
3
6
7
1
8
9
Terrorism 2
10
11
3
12
13
1
14
15
Crime 2
16
17
3
18
19
1
20
21
Civil Unrest 2
22
23
3
24
 Security Risk Management Template
Deliberate Events
Step 4c: Specific Threat Assessment Geographical Location: 0
Timeframe: 0
Threat Threat
No. Threat Category Event Description D/I Int Cap Cntx Total Descriptor
1 Armed Conflict 0 0 0.0
2 0 0 0.0
3 0 0 0.0
4 0 0 0.0
5 0 0 0.0
6 0 0 0.0
7 Terrorism 0 0 0.0
8 0 0 0.0
9 0 0 0.0
10 0 0 0.0
11 0 0 0.0
12 0 0 0.0
13 Crime 0 0 0.0
14 0 0 0.0
15 0 0 0.0
16 0 0 0.0
17 0 0 0.0
18 0 0 0.0
19 Civil Unrest 0 0 0.0
20 0 0 0.0
21 0 0 0.0
22 0 0 0.0
23 0 0 0.0
24 0 0 0.0
Threat Descriptors Intent Capability Inhibiting Context
Evidence that no capability to execute Very non-permissive environment
1 No intention to execute the event against the UN
the event to execute the event
Only expressed intention or evidence that event type is Minimal/limited capability to execute Environment generally non-
2 seen as an option the event permissive to the event
Full demonstrated intent to execute the event against the Moderate capability to execute the Environment challenged to inhibit
3 UN but w/ only preliminary planning event the event
Actors have already executed the event (not against the
Substantial capability to execute the Environment generally permissive
4 UN) or evidence of advanced planning and preparation
event to the event
against the UN
Full demonstrated intent to execute the event against the Full demonstrated capability to Very permissive environment to
5 UN (have already executed event against the UN) execute the event execute the event
Inhibiting Context
Capability includes:
Includes:
Training, planning, security/government
information, coordination forces/entities

Financial resources social aspects

Human resources Corruption
Logistical/Material resources
Security of operations

Threat
General Threat Assessment Int Cap Cntx Descriptor
Armed Conflict 0 0 0
Terrorism 0 0 0
Crime 0 0 0
Civil Unrest 0 0 0
 Security Risk Management Template
Deliberate Events

Step 5a: Risk Analysis (Prevention Vulnerability) Geographical Location: 0

Timeframe: 0

Prevention
No. Threat Category Event Description Vulnerability* Strengths & Weaknesses
1 Armed Conflict 0
2 0 0
3 0 0
4 0 0
5 0 0
6 0 0
7 Terrorism 0
8 0 0
9 0 0
10 0 0
11 0 0
12 0 0
13 Crime 0
14 0 0
15 0 0
16 0 0
17 0 0
18 0 0
19 Civil Unrest 0
20 0 0
21 0 0
22 0 0
23 0 0
24 0 0
*Prevention Vulnerability
1 Effective preventive risk management countermeasures/ procedures completely in place and consistently effective.

Effective preventive risk management countermeasures/procedures completely in place (but a weakness exists that could be
2
exploited given substantial resources).

3 Preventive risk management countermeasures/procedures not completely in place OR not consistently effective.

4 Preventive risk management countermeasures/procedures not completely in place AND not consistently effective.

5 No effective preventative risk management countermeasures/ procedures in place.

 Security Risk Management Template
Deliberate Events
Step 5b: Risk Analysis (Likelihood) Geographical Location: 0
Timeframe: 0

Likelihood Likelihood
No. Threat Category Event Description Rating (/5) Descriptor
1 Armed Conflict 0 0
2 0 0 0
3 0 0 0
4 0 0 0
5 0 0 0
6 0 0 0
7 Terrorism 0 0
8 0 0 0
9 0 0 0
10 0 0 0
11 0 0 0
12 0 0 0
13 Crime 0 0
14 0 0 0
15 0 0 0
16 0 0 0
17 0 0 0
18 0 0 0
19 Civil Unrest 0 0
20 0 0 0
21 0 0 0
22 0 0 0
23 0 0 0
24 0 0 0
 Security Risk Management Template
Deliberate Events
Step 5c: Risk Analysis (Impact) Geographical Location: 0
Timeframe: 0

Intended
Effect on Effect on Mitigation Impact Impact
No. Threat Category Event Description UN Personnel* Operations** Vulnerability*** Rating (/5) Descriptor
1 Armed Conflict 0 0
2 0 0 0
3 0 0 0
4 0 0 0
5 0 0 0
6 0 0 0
7 Terrorism 0 0
8 0 0 0
9 0 0 0
10 0 0 0
11 0 0 0
12 0 0 0
13 Crime 0 0
14 0 0 0
15 0 0 0
16 0 0 0
17 0 0 0
18 0 0 0
19 Civil Unrest 0 0
20 0 0 0
21 0 0 0
22 0 0 0
23 0 0 0
24 0 0 0
Intended Effect on:
*UN Personnel **Operations ***Mitigation Vulnerability
Mitigation risk management countermeasures and procedures completely in place and consistently
1 No Effect No Effect
effective.

2 Slightly Injurious
Effect
Slightly disruptive effect on programmes
and/or slight damage to assets
Mitigation risk management countermeasures and procedures in place (but may not be consistently
effective or may have limitations).

Moderately
Injurious or Major disruptive effect on programmes Mitigation risk management countermeasures and procedures not completely in place OR not
3 Psychologically and/or significant damage to assets consistently effective.
Traumatic Effect
Fatal (individual
or small
numbers),
Severely Short- to medium-term suspension of Mitigation risk management countermeasures and procedures not completely in place AND not
4 Injurious or programmes consistently effective.
Severely
Psychologically
Traumatic Effect
Catastrophically
Fatal Effect Long-term suspension or cancellation of
5 (mass programmes
No mitigation risk management countermeasures and procedures in place.
casualties)
 Impact Graph
5

4.2
4

33.4
Impact

2
2.6

1
1.8

1
Events Descriptions

Staff Prog/Assets Vulnerability Total Copy from here

Impact Weights 0.6 0.2 0.2 1 0.333 0.333 0.333 0.999
 Security Risk Management Template
Deliberate Events
Step 5d: Risk Analysis (Results) Geographical Location: 0
Timeframe: 0

Risk Risk Risk

No. Threat Category Event Description D/I Score Rating Descriptor
1 Armed Conflict 0 0 0
2 0 0 0 0
3 0 0 0 0
4 0 0 0 0
5 0 0 0 0
6 0 0 0 0
7 Terrorism 0 0 0
8 0 0 0 0
9 0 0 0 0
10 0 0 0 0
11 0 0 0 0
12 0 0 0 0
13 Crime 0 0 0
14 0 0 0 0
15 0 0 0 0
16 0 0 0 0
17 0 0 0 0
18 0 0 0 0
19 Civil Unrest 0 0 0
20 0 0 0 0
21 0 0 0 0
22 0 0 0 0
23 0 0 0 0
24 0 0 0 0

6
Unacceptable
5
Very High
4
High
3
Medium
2
Low
1
0
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
 Security Risk Management Template
Deliberate Events
Step 5e: Projected Security Risk Management Measures Geographical Location: 0

Recommended Recommended Recommened

Pres Prevention Pres Mitigation Prev & Mit Projected
Present Prev Measures & Procedures Mit Measures & Procedures Measures & Procedures Prev Mit
No. Threat Category Event Description D/I Risk Vul (Reduce Likelihood) Vul (Reduce Impact) (Reduce Both) Vul* Vul**
1 Armed Conflict 0 0 0.0 0.0
2 0 0 0 0.0 0.0
3 0 0 0 0.0 0.0
4 0 0 0 0.0 0.0
5 0 0 0 0.0 0.0
6 0 0 0 0.0 0.0
7 Terrorism 0 0 0.0 0.0
8 0 0 0 0.0 0.0
9 0 0 0 0.0 0.0
10 0 0 0 0.0 0.0
11 0 0 0 0.0 0.0
12 0 0 0 0.0 0.0
13 Crime 0 0 0.0 0.0
14 0 0 0 0.0 0.0
15 0 0 0 0.0 0.0
16 0 0 0 0.0 0.0
17 0 0 0 0.0 0.0
18 0 0 0 0.0 0.0
19 Civil Unrest 0 0 0.0 0.0
20 0 0 0 0.0 0.0
21 0 0 0 0.0 0.0
22 0 0 0 0.0 0.0
23 0 0 0 0.0 0.0
24 0 0 0 0.0 0.0
ñ ñ ñ
Focus 1 = Everything in Place
õ ö
Highest 5 = Nothing in Place
*Prevention Vulnerability First
1 Effective preventive risk management countermeasures/ procedures completely in place and consistently effective.
2 Effective preventive risk management countermeasures/procedures completely in place (but a weakness exists that could be exploited given substantial resources).
3 Preventive risk management countermeasures/procedures not completely in place OR not consistently effective.
4 Preventive risk management countermeasures/procedures not completely in place AND not consistently effective.
5 No effective preventative risk management countermeasures/ procedures in place.

**Mitigation Vulnerability
1 Mitigation risk management countermeasures and procedures completely in place and consistently effective.
2 Mitigation risk management countermeasures and procedures in place (but may not be consistently effective or may have limitations).
3 Mitigation risk management countermeasures and procedures not completely in place OR not consistently effective.
4 Mitigation risk management countermeasures and procedures not completely in place AND not consistently effective.
5 No mitigation risk management countermeasures and procedures in place.
 Security Risk Management Template
Deliberate Events
Step 5f: Projected Risk Geographical Location: 0

Present Projected
No. Threat Category Event Description D/I Risk Risk
1 Armed Conflict 0 0 #VALUE!
2 0 0 0
3 0 0 0
4 0 0 0
5 0 0 0
6 0 0 0
7 Terrorism 0 0
8 0 0 0
9 0 0 0
10 0 0 0
11 0 0 0
12 0 0 0
13 Crime 0 0
14 0 0 0
15 0 0 0
16 0 0 0
17 0 0 0
18 0 0 0
19 Civil Unrest 0 0
20 0 0 0
21 0 0 0
22 0 0 0
23 0 0 0
24 0 0 0
 Risk Graph
30
Un
Accept
25

Very20
High

15

High
10
Risk Level

Medium
5

Low 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
0
1

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24
Events Descriptions

Staff Prog/Assets Vulnerability Total Copy from here

Impact Weights 0.75 0.125 0.125 1 0.75 0.125 0.125 1
Step 5g: Projected Risk Graph
Geographical Location: 0

Present Risk & Projected Risk

6
Unacceptable
5
Very High
4
Present Risk
High
3
Medium
2 Projected Risk
Low
1
Very Low 0
0

0
 Security Risk Assessment Template
Deliberate Events
Step 7: Projected Residual Risk

Projected Residual Projected

Likelihood Likelihood Likelihood Impact
No. Threat Category Event Description D/I Score Rating Descriptor Score
1 Armed Conflict 0 0 0 0.0
2 0 0 0 0 0 0.0
3 0 0 0 0 0 0.0
4 0 0 0 0 0 0.0
5 0 0 0 0 0 0.0
6 0 0 0 0 0 0.0
7 Terrorism 0 0 0 0 0.0
8 0 0 0 0 0 0.0
9 0 0 0 0 0 0.0
10 0 0 0 0 0 0.0
11 0 0 0 0 0 0.0
12 0 0 0 0 0 0.0
13 Crime 0 0 0 0 0.0
14 0 0 0 0 0 0.0
15 0 0 0 0 0 0.0
16 0 0 0 0 0 0.0
17 0 0 0 0 0 0.0
18 0 0 0 0 0 0.0
19 Civil Unrest 0 0 0 0 0.0
20 0 0 0 0 0 0.0
21 0 0 0 0 0 0.0
22 0 0 0 0 0 0.0
23 0 0 0 0 0 0.0
24 0 0 0 0 0 0.0
plate

Geographical Location: 0

Residual
Impact Impact Residual Risk Present Present Projected
Rating Descriptor Score Rating Risk Rate Risk Risk
0 #VALUE! #VALUE! #VALUE!
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0