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Article history: Background: Variations in the concentration of salivary alpha amylase (sAA) may indicate a change in the
Received 12 February 2020 autonomic nervous system functionality. In osteopathic medicine it has long been stated that the
Received in revised form osteopathic manipulative treatment (OMT) can modulate the autonomic nervous system. Studies carried
3 July 2020
out on the compression of the fourth ventricle (CV4) have shown a positive effect in reducing the
Accepted 19 July 2020
sympathetic tone. The goal of this pilot study is measuring the physiological response of the sAA levels
after CV4 technique.
Methods: 90 subjects were randomly assigned to a sham, a control or a CV4 group. Randomization
accounted for sex and score in the STAI-2 (form Y) questionnaire. Each subject completed the STAI-1
(form Y) questionnaire to evaluate the anxiety of the moment. sAA activity and saliva flow rate were
measured. Saliva was collected before, immediately after and 30 min after treatment.
Results: Within group analysis revealed that sAA activity increased significantly immediately after the
technique application only in the CV4 group (p ¼ 0,05). Between groups analysis show a significant
difference of the sAA activity in the CV4 group respect the control group (p < 0,05), but no significant
difference between CV4 and sham group (p > 0,05). The effect in the CV4 group after the intervention is
highly variable and appeared to be related to the level of stress measured with the STAI-Y1 questionnaire
(p ¼ 0,002).
Conclusions: This study shows a positive effect of the CV4 procedure on sAA activity even if not signif-
icantly different from the sham procedure, probably due to the confounding effect of stress variability
between groups.
© 2020 Elsevier Ltd. All rights reserved.
https://doi.org/10.1016/j.jbmt.2020.07.017
1360-8592/© 2020 Elsevier Ltd. All rights reserved.
216 A. Abenavoli et al. / Journal of Bodywork & Movement Therapies 24 (2020) 215e221
function (Milnes and Moran, 2007; Fornari et al., 2017), sleep la- Accademia Italiana di Medicina Osteopatica, of Saronno (Italy) in
tency (Cutler et al., 2005), cerebral tissue oxygenation (Shi et al., July 2016. The ethical approval was obtained from the ethics
2011) and activity of the hypothalamic-pituitary-adrenocortical committee of the British College of Osteopathic Medicine (BCOM).
axis (Fornari et al., 2017). The compression of the fourth ventricle The study was registered on May 27, 2016, with the United States
(CV4) is one of the more well-known procedures in the cranial National Institutes of Health's ClinicalTrials.gov registry and
manipulation curriculum and practice. It is also one of the most assigned ID number NCT02785796.
clinically tested technique and is has been postulated to be asso-
ciated with decreased sympathetic tone (Miana et al., 2013; Nelson 2.1. Participants
et al., 2006; Milnes and Moran, 2007; Cutler et al., 2005).
Salivary markers are parameters that are easy to measure, Students (90) from AIMO, were recruited for the trial: subjects
noninvasive and useful in monitoring ANS activity (Nater and were first- and second-year students, aged between 20 and 25, and
Rohleder, 2009). Salivary alpha-amylase (sAA) is one of the major they were not yet formed in the craniosacral field to avoid influ-
salivary enzymes in humans and it is produced by salivary glands, encing the placebo effect during the application of the sham pro-
mostly in the parotid gland. It belongs to the family of glycosyl cedure. The health certifications of all the recruited subjects were
hydrolases and its biological function is the enzymatic digestion of evaluated before including them in the study to avoid presenting
macromolecules and the mucosal immunity in the oral cavity psychophysical pathologies that could affect the secretion of sAA.
(Proctor and Carpenter, 2007). The production of saliva occurs in All subjects were made to read and sign an informed consent by
acinar cells under the control of neural stimuli and sAA is secreted which they were instructed to refrain from eating, smoking,
in response to autonomic nervous system activity (Van Stegeren drinking and exercising 2 h before the experiment (Rohleder and
et al., 2006). All salivary glands are provided by cholinergic para- Nater, 2009; Harmon et al., 2008). Oral contraceptives, assump-
sympathetic nerves: acetylcholine binds to muscarinic receptors, tion of drugs, and pathology of the oral cavity represented exclu-
evoking the secretion of saliva by acinar cells in the ends of the sion criteria because they could affect enzymatic secretion (Nater
ductal tree of the salivary gland. Most salivary glands also receive a and Rohleder, 2009). All volunteers completed the Y form of STAI
variable innervation from sympathetic nerves: noradrenaline tends questionnaire (Elwood et al., 2012) to assess state anxiety (STAI-Y1)
to evoke a greater release of stored proteins, mainly from acinar and trait anxiety (STAI-Y2). Subjects completed the STAI-Y1 form
cells but also ductal cells (Proctor and Carpenter, 2007). Currently the treatment day to evaluate the anxiety of the moment and the
sAA has been used as a non-invasive bio marker for measuring STAI-Y2 form before the treatment day. Subjects were randomly
stress-induced activity of the sympathetic nervous system (Takai assigned to a group with a stratified procedure (two levels, sex and
et al. 2004, 2007; Bosch et al., 2003). In raising the levels of sAA, STAI-Y2 score, with an online software) and are blinded to treat-
in addition to stress, the role of exercise, caffeine intake and diurnal ment (CV4 or sham). Subjects were required to sign consent forms
rhythm was also acknowledged (Bishop et al. , 2006, Rohleder, N., & for inclusion in the study.
Nater, 2009). Studies have shown the relationship between physi-
ological stressors and the increased response of sAA activity sug- 2.2. Interventions
gesting that it can function as a useful biological marker in acute
and chronic stress studies (Schumacher et al., 2013; Nater and Operators were osteopaths trained in the cranial field, with two
Rohleder, 2009; Nater et al., 2006). In raising the levels of sAA, in years of experience (low experience) or more than 6 years of
addition to stress, the role of exercise, caffeine intake and diurnal experience (high experience). The application of the CV4 and
rhythm was also acknowledged (Bishop et al. , 2006; Rohleder, N., & control protocols occurred in an examination room setting.
Nater, 2009). CV4 procedure. Participant were lying supine on a treatment
Despite these results, the relationship between alpha amylase table. While sitting at the head of the table, the practitioner con-
and activity of the two branches of the ANS is still debated. In rats, tacted the participant's occiput (lateral to the external occipital
b-adrenergic stimulation increases sAA and the block of b2 re- protuberances, but medial to the occipital-mastoid suture) with his
ceptors decrease sAA activity (Bush et al., 2002), suggesting a direct or her thenar eminences. The technique is then performed pro-
involvement of the sympathetic group in sAA secretion, while gressively inducing the phase of cranial extension perceived in the
parasympathetic activity has been shown to be associated with an occipital region with a movement directed towards the operator
increase in flow rate of saliva secretion (Anderson et al., 1984). In until a phase of immobility (Still Point) is reached as described in
fact, the response of the salivary glands reflects the sum and the King (2012). Each operator was allowed to independently decide
interactions of sympathetic and parasympathetic activity (Asking the duration of the technique based on his perception of the Still
and Proctor, 1989; Asking, 1985) and a synergistic interaction be- Point. Sham CV-4 Procedure. The subject was supine with the
tween the two ANS groups, whereby parasympathetic activity operator at the head of the treatment table with forearms resting
amplifies sympathetic effects (Bosch et al., 2011; Proctor and on table. The operator overlapped the hands so that the thumbs
Carpenter, 2007). Even if the direct correlation is not clear with formed a “V”. The operator's thenar eminences contacted the pa-
sAA and parasympathetic and sympathetic activity, these results rietal bones, cranially respect to the true position used in the CV4
suggest that sAA might be regarded as an indirect indicator of ANS procedure. Once placement was achieved the operator's hands
activity. For this reason, it could be a good marker in treatment remained motionless for 10 min without applying any pressure.
studies, such as testing the effect of osteopathic treatments Control group. Subjects in the control group just remained sitting
affecting the ANS activity. quietly in the examination room for 15 min.
Therefore, the goal of this pilot study is to evaluate if the tech-
nique CV4, can influence the sAA activity or saliva flow rate, related 2.3. Saliva collection
to the stress level of the subjects.
Sampling session were limited to 10.00 a.m. to 1.00 p.m. to
2. Methods minimize the effect of diurnal variation.
Methods for the collection of saliva have been described
This pilot randomised single blind clinical trial with three par- €schl, 2008; Rohleder and Nater, 2009). We used the passive
(Gro
allel groups (treatment, sham and control) was performed in AIMO, drool method to collect whole saliva samples, which is more valid if
A. Abenavoli et al. / Journal of Bodywork & Movement Therapies 24 (2020) 215e221 217
Fig. 1. CONSORT diagram for transparency in reporting trials shows the randomization of subject. Seven of the ninety subjects recruited were discarded on the day of the
experiment because they had not complied with the indications. Samples not analysed were discarded for the presence of blood in the sample, missed samples or saturation during
the enzymatic assay.
218 A. Abenavoli et al. / Journal of Bodywork & Movement Therapies 24 (2020) 215e221
Fig. 2. Trend over time (t0 - before the treatment, t1 - immediately after the treatment, t2 - 30 min after the treatment) of the two primary outcomes, sAA (panel A) and flow rate
(panel B). Single measurements are shown as circles; line represents the mean value.
Table 2 A slight increase in sAA over time is observed in all groups, and
Mean and standard deviation for sAA and flow rate in the three groups over time. the within group analysis revealed that in control (p ¼ 0,008) and in
Results of the between and within group analysis are shown.
the CV4 group (p ¼ 0,021) this increase is statistically significant
CV4 (n ¼ 23) Sham (n ¼ 21) Control (n ¼ 28) p (Table 2). Post hoc test show a significant effect at t1 respect t0 for
aamylase (U/ml) the CV4 group (p ¼ 0,05) but no significant effect at t2 (p ¼ 0,25 at t2
t0 94,02 (39,55) 79,50 (47,72) 55,73 (29,98) <0,001b respect t0; p ¼ 0,89 at t2 respect t1) and a significant effect at t2 for
t1 197,95 (229,56) 90,04 (77,79) 58,96 (30,12) <0,001b the control group, either respect t0 (p ¼ 0,01) either respect t1
t2 174,68 (146,46) 131,29 (138,63) 82,99 (68,89) 0,003b
(p ¼ 0,03). Both the placebo group and the control group did not
P 0,021a 0,348a 0,008a
Flow rate (ml/min) show a significant increase in sAA immediately after treatment
t0 0,65 (0,28) 0,66 (0,32) 0,57 (0,34) 0,984d (p ¼ 0.491; p ¼ 0.599). No effect of time is relevant for the flow rate
t1 0,74 (0,33) 0,75 (0,37) 0,73 (0,45) 0,874d (Table 2).
t2 0,78 (0,37) 0,72 (0,30) 0,77 (0,42) 0,876d
Table 3 and Fig. 3 explicitly show sAA activity differences
P 0,911c 0,400c 0,151c
(mean ± CI95%) between t1 and t0 (D1), between t2 and t1 (D2) and
a
b
Friedman test. between t2 and t0 (D3) It can be noted that D1 in CV4 group is
Kruskal Wallis.
c significantly different from zero (p ¼ 0,045) and from the variation
RM one way ANOVA.
d
One way ANOVA. in the control group (p ¼ 0,02), but not significantly different from
the variation recorded in the sham group (p ¼ 0,09), consistently
with the ANOVA analysis. Thirty minutes after the treatment ses-
after (t1) and after 30 min; the only significant difference is be- sion, the effect of CV4 application seems to vanish (D2 < 0), even if
tween the CV4 and the control group (p < 0.05) at each detection not significantly (p ¼ 0,59). In the other groups (control and sham),
time. No significant differences are observed between CV4 and a slight increase over time is clear, which is significant only in the
sham group (p > 0,05). Flow rate doesn't show any significant dif- control group in the last measurement (D2 > 0; p ¼ 0,03). The lack
ference between the three groups at any time (see Table 2). of significance between CV4 and sham group, is probably due to the
Table 3
Differences between sAA activity at different time (mean and CI95%). Only in CV4 group D1 is significantly different from zero (p ¼ 0,045). Between group analysis
demonstrated a significant group effect only for D1. Post hoc analysis shows a significant difference only between D1 in the control and in the CV4 group (p ¼ 0,02). P-values
from one-way ANOVA test.
a-amylase (U/ml)
CV4 IC (95%) Sham IC (95%) Control IC (95%) p
Fig. 4. Relationship between STAI Y1 and differences in sAA (D1 ¼ t1-t0) in the three groups. Red dots represent low-experienced operators, black dots high-experienced operators.
Dotted line represents an arbitrary value above which subjects seem not to respond to the treatment. . (For interpretation of the references to colour in this figure legend, the reader
is referred to the Web version of this article.)
220 A. Abenavoli et al. / Journal of Bodywork & Movement Therapies 24 (2020) 215e221
the circadian rhythm on sAA secretion. To avoid this instability, it the vision of a relaxing video. However, in vitro studies on animal
would have been preferable to take the samples in the afternoon models seem to indicate that both the sympathetic and para-
when the release curve tends to flatten (Harmon et al., 2008). The sympathetic nervous system lead to increased sAA secretion, with
sAA increase in subjects undergoing CV4 is however evident synergistic effect (Nater and Rohledere, 2009). In fact, the sAA ac-
immediately after treatment (Figs. 2A and 3). The difference be- tivity measure could not be used specifically to distinguish the
tween marker values after and before treatment (D1) is in fact activity of the two branches of the autonomic nervous system, but
significantly different from zero only in CV4 group (Fig. 3). How- undoubtedly an increased activity, as measured in our study, may
ever, the high variability of the outcome in the CV4 group does not be associated with a change in the general activity of the system. To
make this difference statistically relevant respect to the sham demonstrate an effect of osteopathic techniques on the ANS activity
group. The variables responsible for this dispersion in the response through salivary markers, an approach that measures recovery
to CV4 treatment, as demonstrated by the ANOVA analysis, were following a stressful event could be more effective (Fornari et al.,
the level of stress measured by the STAI-Y1 questionnaire and the 2017).
operator's class of experience. Fig. 4 suggests (but the sample is not
big enough to perform an ancillary analysis) that the dependence 5. Conclusion
on the operator's experience is accidental and that it’s caused by
randomization procedure (all participants in the CV4 group treated This study shows a variation on sAA secretion as a possible effect
by the operators with low experience had a higher STAI-Y1 score). of CV4 cranial technique particularly in subjects with low levels of
For future studies that intend to detect the possible contribution of stress suggesting a change of the autonomic nervous system ac-
the operator's experience, stratified randomization taking into ac- tivity. However the increase in the CV4 group was not significantly
count the stress level and the operator's experience is different from that in the sham group, probably due to the con-
recommended. founding effect of stress variability between groups. Further studies
The sAA marker baseline level does not correlate with the stress are recommended to confirm these preliminary results.
level measured with the score of STAI questionnaires, both Y1 and
Y2. This result was already present in literature (Takai et al., 2004). CRediT authorship contribution statement
Instead, the correlation between treatment response and stress
level of the subject is significant. This inverse proportion relation- A. Abenavoli: Conceptualization, Methodology, Formal analysis,
ship is shown in Fig. 4: subjects with low stress levels, approxi- Investigation, Writing - original draft, Writing - review & editing,
mately with a score lower than 30, react more to CV4 technique, Visualization, Supervision. F. Badi: Investigation. M. Barbieri:
with an increase in sAA secretion. Future studies to confirm these Investigation. M. Bianchi: Investigation. G. Biglione: Investigation.
results should therefore take this trend into account. The data also C. Dealessi: Investigation. M. Grandini: Investigation. C. Lavazza:
shows that, unlike what we would expect, the subjects that react Investigation. L. Mapelli: Investigation. V. Milano: Investigation. L.
significantly to treatment are those with a low level of stress. The Monti: Investigation. S. Seppia: Investigation. M. Tresoldi: Inves-
protocol envisaged the application of a single technique: this type tigation. A. Maggiani: Conceptualization, Investigation, Writing -
of approach may not be enough, in subjects with higher stress original draft, Writing - review & editing, Project administration.
levels, to stimulate a consistent reaction.
Traditionally, the CV4 technique has been associated with an Declaration of competing interest
increased relaxation, and several studies have attempted to
demonstrate an increase in parasympathetic nervous system ac- Authors have no conflict of interest or financial disclosure
tivity in response to the application of this specific technique relevant to the topic of the submitted manuscript.
(Miana et al., 2013; Nelson et al., 2006; Milnes and Moran, 2007; Support: This work was supported by AIMO.
Cutler et al., 2005). Flow rate measurements, hypothetically
directly related to the activity of the parasympathetic nervous Acknowledgments
system, did not detect any time-related or treatment-related ef-
fects. Although other studies have confirmed the same result (Takai We thank Dr. Marco Ferrario for the enzymatic analysis of sali-
et al., 2004), this could be due to the low sensitivity of the mea- vary samples and Dr. Dario Truffelli for statistical assistance.
surement. There are no studies that assess the sensitivity and val-
idity of salivary volume measurements, nor clear procedures for References
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