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Cognitive and Behavioral Disorders

CHAPTER 25

Aphasia
David Glenn Clark and Jeffrey L. Cummings

CLINICAL ASPECTS Classical Aphasiology and Cognitive Neurolinguistics

Definition Linguists describe the phenomena of language in


terms of features that are universal among all human
Damage to regions of the brain devoted to language languages: semantics, phonology, syntax, and morphol-
processing results in a loss of the ability to interpret or ogy (Fromkin, 2000). The term semantics pertains to the
express thoughts in the form of language. In most adults meanings that are assigned to words. From a neurolog-
the regions that are most vital for symbolic communi- ical perspective a word is endowed with meaning only
cation are located in the perisylvian region of the left when it is linked to a set of sensory associations that are
cerebral hemisphere. Depending on the size and loca- established through the speaker's experience with the
tion of the damaged area there may be preferential loss world. Neural representations of concrete objects have
of the capability to express or to comprehend spoken a distributed location in the cortex that results from the
or written language. The set of clinical presentations speaker's experience with the object. During lexical
denoting any acquired disorder of language is labeled access, these arbitrary associations activate neurons
w^ith the general term aphasia. Aphasia must be distin- within areas of association cortex that are specific to the
guished from abnormalities of the motor or sensory category of the object being named (Damasio et al.,
systems that are utilized by, but are outside of, the lan- 1996). Thus, a lesion of the sensory association cortex
guage network. Thus, dysarthria—which includes dis- in the inferior temporal region and temporo-occipito-
orders of articulation that may result from spasticity, parietal junction can disrupt the ability to access the
from lesions of cranial nerves or their nuclei, or even names of tools and other items that can be manipulated
from loss of teeth—must be considered separately. Sim- with the hand. This may result from disconnection of
ilarly, aphasia excludes various sensory disturbances sensory cortex associated with the hand (in the inferior
that may lead to failure of communication, including parietal lobe) from an area in which the sensory infor-
some focal cerebral lesions that affect auditory or visual mation converges prior to activating a symbolic repre-
perception. At the border between aphasic and non- sentation. Deficits produced by such lesions are out
aphasic deficits are certain uncommon perceptual of proportion to impairment in assigning appropriate
deficits that are specific for linguistic sensory informa- names to animals or familiar human faces. The contri-
tion, such as "pure word deafness" and "pure word bution of various regions of cortex to categorical object
blindness." Most investigators classify these, as well as naming has been demonstrated with functional neu-
other forms of alexia and the various agraphias, under roimaging and lesion analysis studies. The neural rep-
the general classification of aphasia or aphasia-related resentations of words that serve other grammatical
syndromes. It is important to distinguish between dis- functions (such as verbs) may be linked to areas of asso-
turbances of the language network and those of other ciation cortex that are separate from or overlapping
higher cortical modules, including those mediating those related to object naming (Perani et aL^ 1999).
memory, attention, and executive function. Despite Wernicke's area, which is a poorly delineated region in
these distinctions, aphasia frequently coexists with one the posterior part of the superior temporal gyrus and
or more motor, sensory, or cognitive abnormalities. adjacent parietal lobe, comprises a critical nexus for

Neurological Disorders: Course and Treatment, Second Edition 265


Copyright 2003, Elsevier Science (USA). All rights reserved.
266 COGNITIVE AND BEHAVIORAL DISORDERS

establishing the connections between word forms and of a set of features that are common to all normal
the concepts they represent. A lesion in this area can human brains. Such rules reflect the nature of neuronal
disturb the ability to link semantic associations with the interactions in language cortex and certain subcortical
appropriate word form. This results in the classical syn- nuclei. None of the key features of language are due to
drome of Wernicke's aphasia, in which both compre- the action of a single, well-delineated region of the
hension and self-expression are impaired by loss of the brain. Thus, abnormalities of syntax or phonology may
lexical-semantic interface. Aphasias resulting from result from lesions in a number of locations, including
lesions in the vicinity of Wernicke's area are associated both Broca's and Wernicke's regions. Normal language
with semantic paraphasic errors, in which the speaker comprehension and expression result from processes
substitutes a semantically related word for the target that take place in parallel between Wernicke's and
word (such as "table" instead of "chair"). Lesions in Broca's areas. Many other regions of the language-
Wernicke's area can cause disruption in normal phono- dominant hemisphere act in concert with these epicen-
logical sequencing, which often results in the generation ters to link symbolic neural representations with seman-
of neologisms. These differ greatly from the target word tic concepts, auditory or visual word forms, or the
and may render output unintelligible. motor programs for producing spoken or written words
Phonology relates to the sound patterns that make up and sentences.
words. These patterns are understood as programs of The term pragmatics refers to complex aspects of dis-
motor activity that lead to the expression of a spoken course and the subtle rules that underlie the normal
symbol. Access to these motor programs is mediated by sociocultural use of language. The elements of prag-
the lower portion of the third left frontal gyrus, ante- matics are difficult to quantify and may be impacted by
rior to the operculum. Paraphasic errors are rare with many neurologic lesions that do not have a direct effect
lesions in this region, but when they occur, they are on the other more readily definable features of language.
more likely to be phonemic, rather than semantic; that Nevertheless, pragmatics are an essential part of com-
is, the speaker substitutes an incorrect phoneme in an munication. Normal speakers exercise a number of
otherwise correct sequence, such as saying "cuff" when skills in order to use language that is appropriate to the
trying to pronounce "cup." Semantic paraphasic errors context, such as estimating the appropriate distance
that occur in the setting of Broca's aphasia are likely to from their conversational partner, taking turns speaking
be followed by an immediate negation by the speaker and giving statements and questions their respective
(Goodglass, 1993). tonal qualities. Some studies suggest that all brain-
The term syntax refers to the integrated process of damaged individuals exhibit some degree of pragmatic
placing appropriate words in a coherent order and of impairment (Newhoff and Apel, 1997).
parsing linguistic input according to the accepted rules
of order. Morphology is related to syntax, but focuses
on the precise rules that guide the formation of words Cortical Lesions Affecting Language
by combining meaningful linguistic units called mor-
phemes. These include free morphemes, such as the The most well recognized aphasic syndromes result
word "book," and bound morphemes, such as the from lesions of the left perisylvian cerebral cortex.
prefix "re-" or the suffix "-able." The normal use of Broca's aphasia results from lesions anterior to the
syntax and morphology is dependent largely on por- rolandic fissure, in the inferior left frontal gyrus, sur-
tions of Broca's area. Some patients with lesions in rounding frontal areas and subjacent subcortical struc-
Broca's area have preserved capacity for expressing tures (Damasio, 2000). There is often associated
nouns and verbs, but develop nonfluent, agrammatic weakness of the right face and upper extremity. The lan-
speech characterized by difficulty placing content guage defect is characterized by slow, effortful speech
words in all but the simplest syntactic arrangements, with loss of normal melodic modulation and a reduc-
usually without appropriate morphological affixes. The tion in the number of words per utterance. Patients gen-
language output is typically sparse and halting. This erally produce nouns with less difficulty than verbs and
contrasts sharply with paragrammatism, a syntactic other words. The classic syndrome also consists of
abnormality that is characteristic of Wernicke's aphasia, agrammatism, in which normal canonical word order
in which output is fluent and patients use function may be violated and the patient misuses or omits inflec-
words and inflections incorrectly. In addition, sentences tions and grammatical function words. Some patients
may be blended together nonsensically and at times exhibit phonetic disintegration, in which the temporal
nouns and verbs will occupy the wrong syntactic posi- alignment of phonemes is distorted, leading to misar-
tions within a sentence. ticulation of individual phonemes. Confrontational
Precise generalizations can be made regarding the naming and repetition are also impaired. Although
syntax of all human languages; these rules are the result patients usually understand routine conversation quite
APHASIA 267
well, auditory discrimination of individual phonemes spared (Goodglass, 1993). These are termed transcorti-
may be impaired. Many patients have difficulty com- cal motor, sensory, and mixed aphasias, respectively.
prehending syntactically complex sentences, especially Transcortical motor aphasia results from small lesions
those that can be semantically reversed. For example, a of the mesial frontal lobe or underlying white matter,
patient with Broca's aphasia may interpret the sentence, causing disconnection of language areas from areas
"The boy was pushed by the girl," as meaning that the important in volition. The result is an impairment of the
boy pushed the girl. This is due to interpretation based generation of spontaneous utterances. The preservation
on word order and failure to take into account the of areas critical to linguistic processing allows virtu-
reversal of thematic roles that results from the verb ally flawless repetition. Transcortical sensory aphasia
construction and prepositional phrase. Typically the usually results from watershed zone infarction of the
syndrome of Broca's aphasia results from a lesion temporoparietal area in the dominant hemisphere. The
involving the superior division of the left middle cere- lesion is slightly posterior to Wernicke's area, and
bral artery, with infarction extending to subcortical outside the perisylvian region usually associated with
regions and the frontal lobe. Infarction limited to language. Apart from having spared capacity for repe-
Broca's area causes transient mutism; recovery is often tition, these patients evidence less paragrammatism than
nearly complete apart from residual dysarthria. those with typical Wernicke's aphasia.
Lesions resulting in Wernicke's aphasia lie posterior Larger, more widespread lesions have sometimes led
to the rolandic fissure and usually involve the auditory to an aphasic syndrome with severe impairments in
association cortex of the left superior temporal gyrus, comprehension and expression but spared repetition.
as well as other surrounding regions. Hemiparesis is not Geschwind et aL (1968) described such a case and
present to aid in the recognition of Wernicke's aphasia. referred to it as "isolation of the speech area," since the
There is defective repetition of sentences. Defective widespread cerebral lesions were found to spare the left
naming and phonemic and neologistic paraphasic errors perisylvian cortex at autopsy. Others have called it
may render output incomprehensible. Patients have dif- transcortical mixed aphasia. This patient demonstrated
ficulty comprehending sentences that they hear. Lan- a classic feature of the disorder, called completion phe-
guage output is fluent in the sense that patients speak nomenon: a tendency to respond to half-spoken cliches
effortlessly, the normal melodic intonation of language by completing them. For example, when an examiner
is present, and the number of words per utterance is said, "Ask me no questions," she replied, "Tell me no
normal or increased. The syndrome of Wernicke's lies," but never appeared to comprehend what was
aphasia results most often from occlusion of the infe- being said. She also demonstrated preserved capacity to
rior division of the middle cerebral artery, resulting in sing along with records and even to learn words to new
infarction of the temporal and parietal lobes. songs. Some patients have preserved automatic speech,
Conduction aphasia may result from lesions of the including the ability to count or to recite memorized
supramarginal gyrus or from combined damage to the prayers or the alphabet. Considering the very large left
primary auditory cortices, insula, and underlying white hemisphere infarcts that have sometimes led to this syn-
matter. Patients have difficulty naming objects to con- drome, some authors have speculated that the preser-
frontation and are unable to repeat sentences verbatim. vation of repetition may be mediated by the right
They produce frequent phonemic paraphasias, but oth- hemisphere (Grossi et aL, 1991).
erwise can express themselves intelligibly and can com-
prehend simple sentences without difficulty. The only
common motor finding is right facial weakness; sensory Subcortical Aphasic Syndromes
abnormalities of the right hand are commonly present.
Very large left hemisphere lesions may cause global The basal ganglia and thalamus play roles in the
aphasia, a severe disruption of all features of language. normal use of language. Cortical and subcortical regions
Such lesions are usually the result of large infarctions in are integrated into interactive systems: prefrontal cortex
the left middle cerebral artery territory and involve projects to the striatum as the first segment of circuits
the regions associated with Broca's and Wernicke's that eventually influence thalamic nuclei. These circuits
aphasias, as well as the insula and basal ganglia. are completed by thalamic afferents back to cerebral
These patients may retain the capacity to say a few cortex. Other areas of cortex have reciprocal connec-
words or sentences, but often make repetitive stereo- tions to thalamic nuclei, including parietal and superior
typed utterances. The use of some expletives may also temporal regions. Current models of large-scale neuro-
be preserved. cognitive networks include the basal ganglia and thala-
Occasionally patients can present with aphasic syn- mus. The striatum is believed to integrate, compare or
dromes that resemble the classical syndromes of Broca's, synchronize computations as they occur in epicenters of
Wernicke's, or global aphasia except that repetition is each network (Mesulam, 1998). Lesions of the internal
268 COGNITIVE AND BEHAVIORAL DISORDERS

capsule and striatum that interrupt the subcortical overall pattern of recovery is more variable. A broad
circuit connecting the dorsolateral frontal cortex and spectrum of variability is also seen in recovery from
dorsolateral caudate affect the generative aspects of lan- aphasia due to CNS hemorrhage. Aphasia that is more
guage that rely on normal executive function (Mega and severe at onset is associated with a poor prognosis com-
Alexander, 1994). These patients suffer from anomia pared to aphasia that is initially mild.
during conversation and have deficits in confrontational Trauma, especially closed-head injury, is the second
testing; speech is often dysarthric and hypophonic. most common cause of aphasia. It generally has a better
Language is usually fluent and grammatical but patients prognosis than aphasia due to vascular insult, but this
can have difficulty with novel syntactic constructions may be due to the influence of the young age of many
and may develop echolalia. Prolonged latencies, perse- patients with head trauma (Levin, 1991). Traumatic
verations, and occasional bizarre content also have been aphasia is usually fluent with anomia characterized by
noted. Repetition, reading, and single-word compre- frequent semantic paraphasias and circumlocutions.
hension are usually intact, and phonemic paraphasic Comprehension and repetition are relatively spared.
errors are rare. Any mass lesion of the left cerebral hemisphere may
At least two thalamic aphasic syndromes have been produce aphasia. Those that grow slowly and are not
described (Graff-Radford and Damasio, 1984). One of associated with large amounts of edema may produce
these is associated with lesions of the ventrolateral more subtle deficits and progress more insidiously.
and ventral anterior nuclei of the dominant thalamus. Aphasia may not be the presenting feature, since masses
These patients have impaired naming, comprehension, are often associated with signs of increased intracranial
reading, and writing. Although language is character- pressure such as headache, nausea, and vomiting. Neo-
ized as fluent, utterances are sparse and speech may be plastic mass lesions that may produce aphasia include
dysarthric, hypophonic, and dysprosodic. Patients also metastases, gliomas, and meningiomas, among others.
tend to produce semantic paraphasic errors and perse- Masses of infectious etiology may produce fever, weight
verations. The ventrolateral nucleus receives input pri- loss, and night sweats in addition to elevated intracra-
marily from basal ganglia and sends projections to nial pressure and focal neurologic signs. Infectious
primary motor cortex, including Broca's area. The masses include tuberculomas, syphilitic gummas and
ventral anterior nucleus also receives input from basal abscesses caused by other types of bacteria, protozoans
gangha, but has output primarily to the supplementary such as toxoplasma or amoebae, parasitic diseases such
motor area. A second aphasic syndrome is associated as cysticercosis, paragonimiasis, and echinococcosis,
with lesions of the pulvinar and lateral posterior nuclei. and fungal infections such as cryptococcosis.
It is usually associated with normal fluency or abnor- Infectious diseases that do not produce mass lesions
mally increased speech output, termed logorrhea. Neol- may result in aphasia. These include herpes simplex
ogistic paraphasic errors may occur. This language encephalitis and other encephalitides (Ku et aL, 1996).
disorder is generally transient and is almost always asso- Progressive multifocal leukoencephalopathy may pro-
ciated with other neurocognitive deficits, usually in the duce aphasia by undercutting areas of cortex integral
domains of verbal and nonverbal memory, attention, to language function (Singer et aLy 1994).
affect, and motivation. The pulvinar has reciprocal Some forms of epilepsy can manifest as aphasia. Chil-
interaction with Wernicke's area and the lateral poste- dren may rarely acquire aphasia due to Landau-Kleffner
rior nucleus is associated with the inferior parietal syndrome, a form of epilepsy associated with paroxys-
lobule. mal temporal lobe discharges on EEC that are activated
during sleep (Roger et aL, 1993). Patients usually
present before the age of 6 years with auditory verbal
Etiologies agnosia and reduced or absent verbal expression. The
deficits may progress in a gradual or stepwise manner.
Vascular disease is the most common etiology of Hyperkinesia and personality disturbances are fre-
aphasia, particularly thromboembolic stroke in the quently associated and 70% of patients have coexistent
middle cerebral artery territory. Intraparenchymal hem- epileptic seizures. While the prognosis of the epilepsy is
orrhage, aneurysmal rupture, and hypotensive, water- favorable, that of the aphasia is poor, with only
shed infarction may also lead to aphasic disturbances. 40-50% of patients going on to lead normal social and
Stroke accounts for 85% of aphasias (Reinvang, 1984). professional lives. In adults, aphasia may rarely be the
Recovery from aphasia due to stroke depends on a sole manifestation of partial status epilepticus (Toledo
number of factors (Kertesz and McCabe, 1977). et ai, 2000).
Younger patients demonstrate more complete recovery Dementing diseases that affect primarily cerebral
than do older patients. Broca's aphasia generally has a cortex are often associated with language impairment.
better prognosis than do other syndromes, but the Alzheimer's disease has been noted to present with
APHASIA 269
aphasia and in one study of hospitalized patients with ate at least 12 animal names or 10 F-words in Imin. If
Alzheimer's disease all were found to have some degree more detailed information is required, the clinician may
of language impairment (Kertesz et al., 1986). The lan- administer the Boston Naming Test, a widely used set
guage impairment followed a characteristic evolution of simple drawings that the patient is asked to name at
through several syndromes, beginning with anomia on the bedside.
confrontational tasks. There follows a progression The assessment of fluency is valuable for coarse local-
through disturbances best classified as transcortical ization of lesions producing aphasia, with nonfluent
sensory and Wernicke's aphasia and then finally degen- forms typically resulting from lesions anterior to the
eration to a syndrome with mutism or echolalia and Rolandic fissure and fluent forms arising from more pos-
palilalia. Comprehension is impaired for both spoken terior lesions (Goodglass, 1993). Aphasic patients tend
and written language and discourse production is char- to fall into fluent and nonfluent categories based on
acterized by frequent communication of irrelevant infor- the number of words per utterance group. Nonfluent
mation (Bayles, 1993). The first case of frontotemporal patients generally produce four or fewer words per
dementia described by Pick presented with a syndrome utterance, while fluent patients readily produce five or
similar to transcortical sensory aphasia (Pick, 1892). more. Fluent aphasias are also characterized by reduced
Infrequently, language impairment is the only debilitat- semantic content of their speech and by paraphasic
ing feature of a progressive dementia at presentation. If errors.
this condition of isolated language disturbance persists Apart from casual conversation, the examiner may
for 2 or more years, the patient can be classified as evaluate auditory comprehension by having the patient
having primary progressive aphasia (Mesulam, 2001). comply with a graded sequence of questions and com-
Primary progressive aphasia may manifest as a fluent or mands. Initially, the patient is required to answer simple
nonfluent aphasia. The latter often progresses to include questions with yes/no answers, such as "Are you lying
other elements of frontotemporal dementia, such as in bed?" or "Is the TV on.^" This can be advanced to
personahty change and disinhibition. In contrast, the more syntactically complex questions. Many severely
former may develop into semantic dementia, with impaired patients retain the ability to follow one-step,
defects of visual processing or other evidence of dilapi- midline commands, such as "Close your eyes," but fail
dation of semantic concepts, or conceivably, impaired to follow commands that require use of the extremities
access to them (Snowden et al.^ 1992). The underlying or left/right distinctions or that have multiple steps. In
histopathology of both syndromes is variable, but that order to test the patient's understanding of names of
of Pick's disease is the most common specific finding. items, spatial relationships, and action words it is often
Because these patients retain a capacity and eagerness useful to place a number of common items on a tray
for cooperation they give valuable insights into normal table and give commands related to the items (e.g.,
and pathological language processing by providing mul- "Touch the pen with the comb"). Still more sensitive is
tiple, sequential perspectives of language dissolution. the Token Test (De Renzi and Vignolo, 1962), which
Ongoing therapy can improve communication but the makes use of colored circular and rectangular tokens as
prognosis is frequently poor for recovery of communi- stimuli. This deprives the patient of some of the implicit
cation skills. cues that may be present if common objects are used;
it can be administered fairly quickly at the bedside.
However, performance on the Token Test can be
ASSESSMENT affected by nonlinguistic factors, such as attention,
working memory, anxiety, or color perception.
The bedside evaluation of language includes testing The examiner can assess repetition rapidly using a
of fluency in spontaneous speech, auditory comprehen- graded set of stimuli. Severely impaired patients may
sion, repetition, naming, reading, and writing. Naming have difficulty repeating even short phrases consisting
can be assessed by asking the patient to identify only of high-frequency words, like "This is it." Longer
common objects, such as a wristwatch or a pen. More phrases, such as "They heard him speak on the radio
subtle deficits of naming may be elicited by asking for last night" or "The judge was impressed by the evi-
the names of parts of objects, such as the "band" of the dence," add a degree of difficulty. Patients with very
watch, or of body parts such as fingernails, knuckles, or subtle deficits of repetition may have trouble only with
eyebrows. Tests of generative naming are sensitive to very unusual combinations of words like "No ifs, ands,
mild anomia. These require the patient to generate as or buts," "The phantom soared over the foggy heath,"
many words in specific categories as possible in a short or various tongue twisters.
period of time, usually 60 s. The words must meet spec- Reading is assessed with a short passage of prose
ified criteria, such as "names of animals" or "starting from a newspaper or novel and should always be ac-
with the letter F." Most normal individuals can gener- companied by questions testing reading comprehension.
270 COGNITIVE AND BEHAVIORAL DISORDERS

Writing should be screened by asking the patient to ments may require a test with strict psychometric
write a sentence spontaneously. If the patient is not able standardization, such as the WAB. PALPA may have a
to perform this task it may be useful to test his or her use, particularly when the clinician desires extremely
ability to write the letters of the alphabet, write to dic- detailed information regarding a patient's deficits and
tation, or copy written material. spared capacities, especially for the purpose of design-
If bedside screening leads the clinician to believe the ing psycholinguistic experiments.
patient is aphasic, a number of test batteries are avail-
able for more detailed language assessment. Two of the
most widely used English language tests are the Boston PRINCIPLES OF THERAPY
Diagnostic Aphasia Examination (BDAE) and the
Western Aphasia Battery (WAB), which is a more recent Therapy for aphasia is complex; patients improve
modification of the BDAE. Both of these place the regardless of whether therapy is given (Kertesz and
patient's disorder into one of the syndromic categories McCabe, 1977) and there have been few well-controlled
discussed above. studies. Nonetheless, it is now generally accepted that
Classification of aphasia by syndrome has been scru- therapy is beneficial (Basso et aL^ 1979; Holland et aL,
tinized. Goodglass (1993) defends use of syndrome 1996; Wertz et al., 1986) and that programs of therapy
labels as a means by which clinicians can communicate must be selected based on the needs of the individual
sets of aphasic features to one another rapidly. Depend- patient.
ing on the clinician's experience the syndrome label may
provide important information regarding the localiza-
tion or etiology of the disorder. However, he points out Reactivation of Linguistic Functions
that each syndrome is a mixture of features from dif-
ferent language domains and that the degree to which Many patients with aphasia have some spared aspects
each domain is affected is highly variable. Caplan of language function and therapies are designed accord-
(1992) proposes a more descriptive means of categoriz- ingly. It is uncertain whether treatment is a form of re-
ing aphasias, in which 27 subtests are used to assess education or leads to reorganization of language-specific
an array of language "modules" individually. The Psy- parts of the brain or reallocation of other resources in
cholinguistic Assessment of Language Processing in the brain to assume the function of language. Shuell
Aphasia (PALPA) is a commercially available battery of et al. (1955) argued that language function is not
60 subtests that follows a similar philosophy, with the destroyed by aphasia and can be reactivated through
goal of providing clinicians a means to define aphasia therapy. They also proposed that aphasia was a general
in terms of distinct processing deficits (Kay et aL, 1996). disturbance of language with varying degrees of sever-
Hypotheses for further research may then be formulated ity. Much of traditional speech therapy is based on the
and tested. The proposed psycholinguistic modules and technique that Shuell and others promoted, which con-
their putative functional relationships are depicted. sisted of intense, persistent auditory stimulation and
One criticism of the PALPA is that there is no fixed induction of responses by the patient. The traditional
method of administration, and examiners are not meant view is that repeated, frequent auditory stimulation
to give all 60 subtests to each patient. This raises ques- leads not only to improvements in comprehension
tions regarding its reliability and validity, features that but also to generalized improvement in articulation,
have been well established for other psychometric reading, word-finding, and writing. At least one large
aphasia tests, such as the WAB (Shewan and Kertesz, study has shown the stimulation approach to be bene-
1980). ficial for patients who begin treatment within 6 months
The examination pursued depends on the clinician's of onset of aphasia (Basso et aL, 1979).
goal. Many simply want to know the nature of the lan- Despite the measurable benefits of traditional therapy,
guage impairment in order to focus treatment on the the quest for more effective treatment strategies has
patient's deficits. In this case a practical assessment of continued. A general approach has been to focus early
the patient's language aptitude may provide the most efforts on sharpening preserved aspects of language
relevant information. A modality-oriented test such function, gradually expanding therapy to address the
as the Porch Index of Communicative Ability (Porch, restoration of other skills. For example, many patients
1981) or a test oriented toward general communication with expressive deficits are able to use expletives and to
skills, such as Communicative Abilities in Daily Living sing songs, even pronouncing the lyrics. This may be due
(Holland, 1980), may be the most appropriate. Most to the right hemisphere's role in nonpropositional com-
localization-based uses of language assessment are munication. Melodic Intonation Therapy (Sparks and
based on principles incorporated in the BDAE and Holland, 1976) is a technique developed to expand this
WAB. Research on the effectiveness of aphasia treat- capability; the therapist trains the patient to articulate
APHASIA 271
phrases by intoning each syllable within a limited ments in scores on the Porch Index of Communicative
musical scale of approximately five half-steps. It has Ability (especially on the Verbal and Pantomime sub-
been shown to benefit patients who scored poorly on tests) and on the WAR Aphasia Quotient and repetition
the articulatory agility scale of the BDAE and who have subtest.
frontal lobe lesions in the region of Broca's area (Naeser Language-Oriented Treatment (LOT) is a battery of
and Helm-Estabrooks, 1985). specifically targeted therapies devised by Shewan and
Patients with deficits of comprehension have some Bandur (1994). The authors cite current neurolinguistic
preserved capacity for phoneme discrimination. Naeser theories as the underlying basis for the approach. Ther-
et al. (1986) sought to turn this skill to their patients' apists address language disorders by systematically
advantage through the technique of Sentence Level focusing on five modalities of the communication
Auditory Comprehension (SLAC) therapy. Patients are system: auditory processing, visual processing, gestural
first trained to discern between words that differ with communication, oral expression, and graphic expres-
regard to only one consonant (e.g., pill/sill). They are sion. Patients can be trained with tasks of increasing
then required to make the same discriminations as the complexity within each modality. The therapist has
words are used in sentences of increasing complexity. In freedom to tailor therapy to each patient's needs. In a
a study of chronically aphasic patients, five of seven comparison study between patients who chose to have
showed statistically significant improvement in Token treatment and patients who chose to undergo no treat-
Test scores. The study did not address the issue of func- ment, those who were treated were found to have sig-
tional improvement in daily living. An advantage of this nificantly higher improvements in Language Quotient
therapy is that it was administered with a special tape (LQ), which is a composite of the oral and written sub-
player that read the sentences from magnetic tape on the tests of the WAB.
stimulus cards. Thus, the patients were able to practice Other language-oriented learning methods can be
without a therapist. devised according to the specific needs of patients. This
Patients in whom fluency is impaired have improved approach can have the dual objective of rehabilitating
with the Helm Elicited Language Program for patients and of giving support to neurolinguistic theory.
Syntax Stimulation (HELPSS; Helm-Estabrooks and Thompson et al, (1997) reported treatment of two
Ramsberger, 1986). Patients are read brief stories and patients with agrammatic aphasia and lesions in Broca's
invited to repeat the final sentence. Later, the patients area. Therapy was focused on a single type of syntactic
are required to provide the final sentence from memory. operation. The investigators noted improvement not
The investigators found significant improvements in only in the element of syntax that was the focus of
spontaneous morpheme counts and on scores of the therapy, but also in a theoretically related syntactic
Northwestern Syntax Screening Test. operation. The effects of treatment did not generalize to
Perseveration can be an integral component of theoretically unrelated syntactic transformations.
aphasic symptoms and has been noted to play a role in
semantic and phonemic paraphasic errors, and neolo-
gisms. Treatment of Aphasic Perseveration (TAP) is a set Pragmatic Therapy
of strategies devised to improve fluency by reducing per-
severation. The therapist explains the problem of per- In some cases patients are so severely affected that
severation and encourages the patient to make a language functions are lost due to destruction of the
conscious effort to overcome it. Further strategies brain structures necessary for their execution. There is
include repetition of stimuli after a 5- to 10-s delay, use evidence that even patients who are unable to use lan-
of tactile, orthographic, phonemic or gestural cues, guage at all retain the capacity for symbolic thought and
speaking in unison with the therapist, singing, and use can be taught to communicate with an alternate set
of Melodic Intonation Therapy. Authors of the tech- of symbols. Velletri-Glass et al. (1973) have reported
nique described three patients in whom perseveration success teaching globally aphasic patients the use of a
was a dominant barrier to recovery and demonstrated symbol set that had originally been taught to chim-
the effectiveness of TAP in each patient by crossing over panzees. These symbols consisted of various shapes cut
twice between TAP and traditional speech therapy out of colored paper. In a similar approach, patients
(Helm-Estabrooks et al, 1987). with global aphasia who did not improve after 6 months
Katz and Wertz (1997) reported a technique of of conventional treatment were taught to communicate
computer-provided reading treatment tested on patients by arranging Blissymbols (Johanssen-Horbach et al,,
that had been aphasic for more than 1 year. An advan- 1985). These are simple, iconic drawings on 3'' x 3''
tage to the treatment is that no clinician needs to be cards, which even hemiparetic patients can carry and
present during sessions. Patients who received the manipulate fairly easily. Globally aphasic patients also
reading therapy for 26 weeks had significant improve- learned to utilize symbols that represented abstract
272 COGNITIVE AND BEHAVIORAL DISORDERS

function words. Similar systems have been devised Pharmacotherapy


using a computer with a graphical user interface. One
example is Computer-based Visual Communication (C- The Persian philosopher and physician, ibn Sina, is
VIC). The computer is less portable than the deck of said to have recommended the ingestion of cashew for
cards, but allows for more rapid communication, since aphasia, as well as "for virtually all psychiatric and neu-
the search time for each card is shortened (Steele et al., rological afflictions" (Albert et al, 1988; Sarno, 1991).
1989). Many continue to hope for a less labor-intensive method
Communication can be enhanced by use of manual of treating language disorders than those currently
signs. This is made difficult by the fact that many available. Based on the possibility that much of the func-
patients with severe aphasia have a right hemiparesis, tional impairment of aphasia results from damage to
left upper extremity apraxia, and severe deficits of neurons that rely on certain neurotransmitters, some
comprehension for both spoken and written language. investigators have sought a pharmacological means of
Attempts have been made to train aphasic patients with improving language function in aphasic patients. A
forms of American Sign Language (ASL) and Native number of studies have been performed to evaluate
American Hand Talk (Amer-Ind) that are adapted for pharmacotherapy aimed at the dopaminergic and nora-
single-hand use. Amer-Ind is generally felt to be more drenergic systems (Small, 1994) but have been difficult
concrete than ASL, simpler with regard to its spatial to interpret due to inconsistent anatomical and func-
descriptiveness, and more readily utilized with one hand. tional classification of aphasia, lack of neuroimaging,
Visual Action Therapy (VAT) is a nonverbal treatment lack of placebo controls and other study design flaws.
program in which patients are taught to produce sym- It seems feasible, however, that drug therapy may be a
bolic gestures that represent objects. The gestures are useful adjunct to other forms of language therapy.
not intended to be an independent symbolic code. Normal function of the frontal lobes reUes on
Rather, it is hoped that patients will learn a skill for pan- dopaminergic activity and a few reports have docu-
tomime that they can generalize to objects that are not mented improvement in patients following treatment
in the training set. Globally aphasic recipients of VAT with bromocryptine, usually in the setting of nonfluent
improved on the gestural-pantomime and auditory com- aphasia of moderate severity (Sabe et al., 1992) or of
prehension subtests of the Porch Index of Communica- transcortical motor aphasia (Raymer et al,, 2001).
tive Ability (Helm-Estbrooks et aL, 1982). However, a subsequent randomized, double-blind,
Some pragmatic techniques focus on enhancing the placebo-controlled trial of bromocryptine in a series of
patient's ability to communicate by whatever means seven patients showed no statistically significant benefit
available. A particularly useful method is PACE (Pro- of the drug (Sabe et al., 1995). The authors concluded
moting Aphasics' Communicative Effectiveness) therapy that the benefits seen in their previous open-label study
(Davis and Wilcox, 1985). This method consists of an may have been due to a practice effect and emphasized
interactive discussion between the patient and the ther- the need for well-designed, controlled studies.
apist, with each taking turns describing scenes depicted Norepinephrine may enhance recovery from nervous
on cards (Thompson, 1994). The task can be varied by system lesions in animals (Boyeson and Feeney, 1990).
using sets of cards that require the expression of actions, Dextroamphetamine exerts its action by triggering
nouns or spatial relationships. Patients are encouraged release of norepinephrine and preventing its reuptake
to use any means to get their point across, including from the nerve terminal. There is evidence from animal
pantomime, and the technique has been combined with studies that dextroamphetamine may enhance neural
the use of Amer-Ind (Rao, 1994). Aten et al. (1982) sprouting and synaptogenesis after experimental infarc-
described Functional Communication Treatment (FCT), tion (Stroemer et al., 1998). In humans, dextroamphet-
a technique that is similar to PACE therapy in that ade- amine improves recovery from hemiparesis after stroke
quacy of communication is emphasized over linguistic (Walker-Batson, 1995). A subsequent double-blind,
competence. Therapists using FCT focus their efforts placebo-controlled study of 21 patients with moderate
on the communication of information that has daily im- to severe aphasia was performed. Patients received 5
portance, such as ordering meals in restaurants, giving weeks of speech therapy, with each session preceded by
important demographic or biographical information, or administration of placebo or a 10-mg dose of dex-
discussing entertainment such as sports or television. A troamphetamine. Patients who received dextroamphet-
group of patients with chronic (more than six months amine had significantly more improvement in PICA
duration), nonfluent, agrammatic aphasia had sig- scores than patients who received placebo. However,
nificant improvement in scores on the Communicative when the patients were re-evaluated after 6 months, the
Abilities in Daily Living (CADL) scores, but not on the difference between the two groups was not statistically
Porch Index of Communicative Abilities (PICA). significant (Walker-Batson et al., 2001).
APHASIA 273
Piracetam is a y-amino butyric acid (GABA) deriva- In the acute stage, an attempt should be made to
tive that is devoid of GABAergic activity or antagonism. enhance spontaneous recovery through stimulation
It is approved in Europe for use as a "nootropic" agent techniques and exposure to a variety of communicative
that is beheved to enhance cognitive functions such as activities. Unwanted positive symptoms, such as perse-
learning and memory through facihtation of choUner- veration, should be suppressed through behavioral
gic and excitatory amino acid neurotransmission. A therapy. The opportunity for therapeutic intervention in
number of studies has been performed evaluating the the acute period may be compromised by the patient's
efficacy of piracetam in promoting recovery from medical condition.
aphasia. The earliest of these studies was not limited to Once the patient is medically stable, the exact lin-
aphasia, but evaluated Gl aphasic speakers of German. guistic deficits should be determined through standard
All of these patients received 12 weeks of speech test batteries. The therapist should consider the use of
therapy, along with placebo or 4.8 g piracetam. Global supplemental testing to ascertain the details of the
scores on the Aachen Aphasia Test (AAT) were signifi- patient's particular aphasic problems and aspects of lan-
cantly more improved in the treated group at 12 weeks. guage performance that are spared. Focused, language-
No significant difference was found in scores on any of oriented therapy can then be undertaken to address the
the individual subtests. Differences in AAT scores did patient's needs. A collection of treatment methods that
not reach statistical significance at 24-week follow-up have proven efficient for specific deficits are discussed
(Enderby et ai, 1994). Two subsequent studies have above. The effectiveness of all other therapy may
shown similar improvements in AAT scores associated depend critically on comprehension, and disorders of
with piracetam use; both were carried out for only 6 comprehension should be treated first. Severe nonflu-
weeks. Thus, neither addresses the question of whether ency also may have an impact on subsequent treatment
the measured differences lead to a persistent benefit and should be addressed early. Language deficits asso-
(Huber et al, 1997; Kessler et aL, 2000). ciated with Alzheimer's disease may respond partially to
treatment with cholinesterase inhibitors. In the future,
pharmacologic adjuncts to therapy may prove useful
A Practical Approach to Management during the subacute phase after stroke. It may become
necessary to coordinate dosage and therapy schedules
Therapy must be tailored according to each patient's so that each form of therapy is maximally enhanced by
current stage of recovery, severity, pattern of deficits, the drug.
and neurological and psychological condition. Table I Improvements made from language-specific therapy
contains a list of the treatments discussed in this chapter. can then be consolidated through pragmatic techniques,
such as PACE therapy. Group therapy is effective for
improving functional communication, and can reduce
costs. Patients who fail to improve despite directed lan-
TABLE I guage therapy may benefit from the use of an alternate
symbol set, such as Amer-Ind or C-VIC.
General treatments Language-oriented treatment Psychosocial factors play a role in recovery. Psy-
Shuell's stimulation approach
Perseveration Treatment of aphasic perseveration
chotherapeutic support or therapeutic groups with
Articulation Melodic intonation therapy patients and their spouses or relatives should be planned
Comprehension Sentence level auditory comprehension early. The patient's major conversational partners
Agrammatism Helm elicited language program for syntax should be "coached" in methods of communication
stimulation with the patient (Holland, 1991). Depression is a
NP- and wh-movement training^
Reading Computer provided reading treatment common complication of anterior aphasias, and can
Severe nonfluency Blissymbols retard therapeutic efforts if not recognized and treated
Amer-Ind promptly.
American Sign Language
C-VIC^
Visual action therapy
Practical therapies Promoting aphasics' communicative
THE FUTURE OF APHASIA TREATMENT
effectiveness
Functional communication treatment The progress of treatment for aphasia rests on dis-
Group therapy cerning the optimal use of all available treatments and
^NP stands for "noun phrase." wh refers to question words, such on discovering new ones. Future treatments may address
as "what" and "where." the underlying cause (stroke, degenerative disease, etc)
C-VIC stands for "computer-assisted visual communication." or the communication deficit itself. Ideally there will
274 COGNITIVE AND BEHAVIORAL DISORDERS

be constructed a foundation of clinical evidence from stroke: A double-blind, placebo-controlled study. Clin. Neu-
which a detailed treatment plan can be designed for ropharmacol. 17(4), 320-331.
Fromkin, V. A. (ed.) (2000). "Linguistics: An Introduction to Lin-
patients with any conceivable language deficit. This will guistic Theory." Blackw^ell, Maiden, MA.
require ongoing improvements in assessment tech- Geschwind, N., Quadfasel, F. A., and Segarra, J. M. (1968). Isolation
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Graff-Radford, N., and Damasio, A. R. (1984). Disturbances of
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