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In the chemical industry, simple aldehydes and ketones are produced in large amounts
for use as solvents and as starting materials to prepare a host of other compounds.
Aldehydes and ketones: Structure
Aldehydes have the general formula R–CHO and ketones, R–CO–R. Both contain
the polar carbonyl group:
-
O
+
C
H
H
airs
C O C O
lone p
H
H
Aldehydes and ketones: Isomerism
Common system
Aldehydes are named using the name of the corresponding acid where -ic acid is
replaced by the suffix –aldehyde or by referring to alcohol.
E.g. HCOH: Formaldehyde or formic aldehyde or methyl aldehyde.
CH3COH: Acetaldehyde or acetic aldehyde or ethyl aldehyde
CH3CH2COH: Propionaldehyde
CH3CH2CH2COH: Butyraldehyde or butyric aldehyde or butyl aldehyde
Simple ketones (If R and R’ groups are simple) are named by giving the alkyl or
aryl group names followed by the word ketone, in the alphabetical order.
E.g. CH3CH2COCH3 : ethyl methyl ketone (butanone)
CH3CH(CH3)COCH(CH3)CH3 : diisopropyl ketone (2,4-dimethylpentan-3-one)
Aldehydes and ketones: Nomenclature
Common system
Some ketones are named by their popular name:
E.g. Acetone (dimethyl ketone): CH3COCH3
Acetophenone (methyl phenyl ketone):
The Greek letters, alpha (α), beta (β), gamma (γ), delta (δ), and so on, are used to
indicate the point of attachment in branched-chain aldehydes;
The α-carbon is the C adjacent to the –CHO group and corresponds to C-2 in
IUPAC system.
e.g. CH3CH(CH3)CH2COH: β-methylbutyraldehyde or 3-methylbutanal
Aldehydes and ketones: Nomenclature
IUPAC system
Acyclic aldehydes and ketones are named by substituting -e of the alkane by -al
for aldehyde or by –one for ketone.
E.g.: O O O O
IUPAC system
For ketone, the parent chain is the longest one containing the –CO– group and the
numbering begins at the end closest to the –CO– group.
E.g.:
phenylethanone propanone
Aldehydes and ketones: Nomenclature
IUPAC system
Dissymmetrical ketones are named by considering 2 separate chains:
The main chain (the one which contains the CO group) is named as a ketone while
the other chain is named as alkyl group.
Chain numbering normally starts from the end nearest the carbonyl group.
phenylethanone 2,2-dimethyl-1-phenylpropanone
In numbering, carbonyl function has priority over hydrocarbon, alcohol and ether
functions.
Aldehydes and ketones: Nomenclature
IUPAC system
Examples
CH2= CH-CO-CH3
But-3-en-2-one or 3-buten-2-one
CH3-CHOH-CH2-CHO
butan-3-ol-al or 3-hydroxybutanal
C6H5-CCl=CH-CHO
3-chloro-3-phenyl-2-propenal or 3-chloro-3-phenylprop-2-enal
CH3-CO-CH2-COH(CH3)-CH(OCH3)-C≡CH
4-hydroxy-5-methoxy-4-methyl-6-heptyn-2-one
Aldehydes and ketones: Nomenclature
IUPAC system
In cyclic ketones, the carbonyl group is assigned position number1, and this number
is not cited in the name, unless more than one carbonyl group is present.
Aldehydes and ketones: Nomenclature
IUPAC system
Cyclic aldehydes are named by adding the carbaldehyde end or the name of
open chain aldehyde to the name of the cycle and considering the cycle as a
substituent.
Aldehydes and ketones: Nomenclature
IUPAC system
In molecules containing functional groups with higher priority (such as carboxylic
acid) than aldehydes/ketones functional groups, the carbonyl is named as “oxo"
substituent.
E.g.:
Aldehyde function has priority over Ketone function whose position is indicated by
the suffix –oxo.
Aldehydes and ketones: Nomenclature
IUPAC system
When it is necessary to refer to the RCO– group as a substituent, the word acyl is
used and the name ending –yl is attached, e.g.,
O O O O
C C C C
R H H3C Ph
An acyl group Formyl Acetyl Benzoyl
E.g.:
O O
HO
Except gaseous methanal, up to C11, aldehydes and ketones are liquids while the
higher are solid.
Aldehydes have a strong pungent odour while ketones smell sweet.
As the size of the aldehydes increases the odour becomes more pleasant (i.e.
cinnamon) while for ketones, most of the higher homologs have rather bland odors.
Odours in nature may be used to communicate between insects (pheromones).
Since they have pleasant ordor, aldehydes are used in perfumes and artificial
flavorings.
Since they are polar, they are used as polar solvents. Their non-polar alkyl chain
permits their use as non-polar solvents too.
Aldehydes and ketones: Physical properties
Aldehydes and ketones are definitely more volatile and have lower boiling points
than the corresponding alcohols due to the inability to form H bonds between their
molecules.
Aldehydes and ketones have higher boiling points than similar sized alkenes due to
the greater polar character of the carbonyl group (C=O) than ethylenic bond
(C=C).
E.g. compounds with similar molecular weights
Aldehydes and ketones: Physical properties
Aldehydes and ketones are generally soluble in water due to their ability to form H
bond with water molecules.
The first terms (for e.g. methanal, ethanal and propanone) are miscible with water
in all proportions but solubility falls with chain length.
Due to the higher dipole moments in ketones than in aldehydes, ketones have higher
water solubility and boiling points than the corresponding aldehydes.
O O
H H Carbonyl group-water
H H
O O O O
H bond H bond
C C C C
R R R R R H R H
Aldehydes and ketones: Chemical properties
The polarity of the carbonyl group has a profound effect on its chemical reactivity, compared
with simple polar bonds of alcohols and the non-polar double bonds of alkenes.
The presence of unsaturated carbonyl -CO- explains the great activity of aldehydes and
ketones as their many common characters.
Aldehydes and ketones are much alike in many of their reactions.
Aldehydes are typically more reactive than ketones due to the following factors:
The carbonyl carbon in aldehydes is less sterically hindered than in ketones (a hydrogen atom is
smaller than any other organic group).
The carbonyl carbon in aldehydes generally has more partial positive charge than in ketones due to
the electron-donating nature of alkyl groups. Aldehydes only have one e-donor group while ketones
have two.
The increase in chain length of the alkyl group enhances the shielding effect (steric hindrance)
of the carbonyl group and hence their reactivity decrease.
Aldehydes and ketones: Chemical properties
If the adjacent C to the carbonyl group has the same H atoms, the carbonyl
group remains with the smaller alkyl group.
e.g. CH3CH2CH2COCH2CH3 → 2CH3CH2COOH
Aldehydes and ketones: Chemical properties
Excess of OH-
Aldehydes and ketones: Chemical properties
Common Reactions:
1. Nucleophilic addition reaction
Aldehydes and ketones undergo nucleophilic addition reactions via their carbonyl
group (Simple fixation of the reactant on carbonyl, i.e by opening the double
bond).
Aldehydes are more reactive than ketones in nucleophilic addition reactions for
both steric and electronic reasons.
These nucleophilic addition reactions are catalysed by either acids or bases.
Aldehydes and ketones: Chemical properties
Ketone mechanism
Aldehydes and ketones: Chemical properties
Mechanism
Aldehydes and ketones: Chemical properties
OH
C + H3 O
OH
-
OH OH O
is a better electrophile than +
C C C
Aldehydes and ketones: Chemical properties
OH H+ OH
C=O + HCN → C → C
CN COOH
cyanohydrin α-hydroxyacids
Aldehydes and ketones: Chemical properties
Ketone Aldehyde
Aldehyde Aldehyde
Aldehydes and ketones: Chemical properties
1.6.1. Aldolisation
E.g.:
Aldehydes and ketones: Chemical properties
1.6.2. Ketolisation
O O
CH3 C CH3 B CH2 C CH3 BH
O
O O O
CH2 C CH3 CH3 C CH3 CH3 C CH2 C CH3
CH3
BH OH O
CH 3 C CH 2 C CH 3 Cetol
CH 3 CH 3
Aldehydes and ketones: Chemical properties
OH O
CH 3 C CH 2 C
CH3 H Aldol
Aldehydes and ketones: Chemical properties
1. Aldehydes are more reactive acceptor electrophiles than ketones, and formaldehyde is more
reactive than other aldehydes.
2. Aldehydes lacking alpha-hydrogens can only function as acceptor reactants, and this reduces
the number of possible products by half.
E.g.;
Aldehydes and ketones: Chemical properties
Most alcohols are resistant to dehydration by dilute acid or base because hydroxide ion
is a poor leaving group, but b-hydroxy carbonyl compounds dehydrate easily because of
the carbonyl group.
The reaction can be catalyzed by both acid and base
Aldehydes and ketones: Chemical properties
H R
H2O H R O
O OH2
-H2O
C C C C
E.g.: OCH2CH3
O O O O
R R R R CH3CHOH 2 CH3CH2OH H3C C H
an oxonium ion H2O
Ethanal Ethanol OCH2CH3
Acetal
OR OCH2CH3
C + H3O CH3COCH3 2 CH3CH2OH H3C C CH3
H2O
OR Ethanone Ethanol OCH2CH3
acetal Ketal
Aldehydes and ketones: Chemical properties
R R R
N N
C + H2O C + H2O
C C
H
an imine an enamine
(ene + amine)
Aldehydes and ketones: Chemical properties
C C
B = RNH2 or H2O N + BH N
R R H
B
A high concentration of acid in first step would also result in protonation of the basic
amine nitrogen atom and thereby reduce its effectiveness as a nucleophile.
Hence imines form fastest under weakly acidic conditions.
Aldehydes and ketones: Chemical properties
2.1. Addition of Amine containing compounds
Mechanism of enamine formation:
O OH OH2
H
C a H C H C H
C R2N C R2N C
R2NH
R R R R
N N
+ BH C H
C
C C
B
Aldehydes and ketones: Chemical properties
CH3 CH3
C=O + H2N - OH C=N-OH
- H2O
CH3 CH3 ketoxime
Aldehydes and ketones: Chemical properties
These two steps can be combined into one reaction called the Wolff-Kishner Reduction
which represents a general method for converting aldehydes and ketones into alkanes.
Aldehydes and ketones: Chemical properties
+ H2O
E.g.:
Aldehydes and ketones: Chemical properties
3. Substitution reaction
3.1. Alpha Halogenation of Aldehydes and Ketones
Aldehydes and ketones are halogenated at their positions by reaction with
If no precipitate is formed in the cold, it may be necessary to warm the mixture very gently
Aldehydes and ketones: Chemical properties
If no precipitate is formed in the cold, it may be necessary to warm the mixture very gently
Aldehydes and ketones: Chemical properties
CH3 - C=O
+ PCl5 POCl3 +CH3 - CHCl2
H
Cl H-OH OH O
R-CH + R-CH R-C
Cl H-OH -2HCl OH - H2Ò H
R – C - R
Cl Cl R-C- R R- C- R
H - OH -2HCl - H2O
OH OH O
+
5. Hydration of alkynes (see alkynes section)
Acetylene and alkynes in presence of mercuric sulfate and sulfuric acid yield
aldehydes and ketones.
Aldehydes and ketones: Preparation
O C
CH3
AlCl3
CH3C
Cl Heat
Aldehydes and ketones: Application
Aldehydes
Formaldehyde is a gas. With 40% solution in water, it forms Formalin which is used
in preserving biological specimens.
Formaldehyde is used in embalming, tanning, preparing glues and polymeric
products, as germicides, insecticides, and fungicides for plants. It is also used in
drug testing and photography.
When reacted with phenol, formaldehyde forms Bakelite, which is used in plastics,
coatings, and adhesives.
Acetaldehyde is largely used for the production of acetic acid and pyridine
derivatives.
Benzaldehyde is used in perfumes, cosmetic products, and dyes. It is added to
provide almond flavor to food products and also used as a bee repellent.
Aldehydes and ketones: Application
Ketones
The most common ketone is acetone which is an excellent solvent for a number of
plastics and synthetic fibers.
In the household, acetone is used as a nail paint remover and paint thinner.
In medicine, it is used in chemical peeling and for acne treatments.
Methyl ethyl ketone (MEK), chemically butanone, is a common solvent. It is used in
the production of textiles, varnishes, plastics, paint remover, paraffin wax, etc.
MEK is also used as a welding agent for plastics due to its dissolving properties.
Cyclohexanone is another important ketone which is primarily used in the
production of nylon.
Exercises
3. Transform
a) pentan-3-one into 3-chloropentane b) pentan-3-one into propanoic acid
c)1-butyne into hex-3-yn-2-one d) CH3C(CH3)CHCH3 into CH3COOH
e) CH3CH2CH2CH3 into CH3CH2COCH3
4. Write the balanced equations, naming all organic compounds, for the reaction of
phenylacetaldehyde with:
(a) Tollens’ reagent (b)CrO3/Sulfuric acid
(c)Cold dilute KMnO4 (d)LiAlH4
(e)NaBH4 (f)C6H5MgBr, then water
(g)Phenylhydrazine
(h)HC≡CLi, thenH2O (i) Cyanide ion, H+
(j)Ethylamine (k)Ethanol
(l) Hydrazine, KOH, Heat
Exercises
3. Transform
a) pentan-3-one into 3-chloropentane b) pentan-3-one into propanoic acid
c)1-butyne into hex-3-yn-2-one d) CH3C(CH3)CHCH3 into CH3COOH
e) CH3CH2CH2CH3 into CH3CH2COCH3
4. Write the balanced equations, naming all organic compounds, for the reaction of
phenylacetaldehyde with:
(a) Tollens’ reagent (b)CrO3/Sulfuric acid
(c)Cold dilute KMnO4 (d)LiAlH4
(e)NaBH4 (f)C6H5MgBr, then water
(g)Phenylhydrazine
(h)HC≡CLi, thenH2O (i) Cyanide ion, H+
(j)Ethylamine (k)Ethanol
(l) Hydrazine, KOH, Heat
Exercises