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h i g h l i g h t s g r a p h i c a l a b s t r a c t
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Article history: It is crucial to explore the source, formation process and interdependence of disinfection byproducts
Received 10 July 2019 (DBPs) to reduce their risk on public health. In this investigation, a source water was chlorinated to
Received in revised form evaluate the initial formation rates and the maximum yields of trichloromethane (TCM), dichloroacetic
23 October 2019
acid (DCAA), and trichloroacetic acid (TCAA) based on a hyperbola model. The results showed that TCM
Accepted 24 October 2019
Available online xxx
achieved the highest initial formation rate and maximum theoretical concentration compared with
DCAA and TCAA. The TCM yield can be used to forecast the yields of DCAA and TCAA throughout the
Handling Editor: Xiangru Zhang whole reaction process, and the yields of chloral hydrate (CH), dichloroacetonitrile (DCAN) and 1,1,1-
trichloropropanone (1,1,1-TCP) within the initial reaction stage. Besides, the raw water, settled water
Keywords: and filtered water collected from a drinking water treatment plant were divided into five fractions,
Disinfection byproducts respectively, by ultrafiltration membranes to evaluate their DBP formation after chlorination. Compared
Hyperbola model with the medium molecular weight species, high and low molecular weight organic matters exhibited
Natural organic matter relatively high specific regulated and unregulated DBP yields (expressed as mg/mg C), respectively. Humic
Molecular weight distribution
acid-like compositions predominantly contributed to regulated DBP yields, while soluble microbial by-
Toxicity
product-like compounds preferentially generated DCAN. The correlation study revealed that the TCM
could also serve as an indicator for the measured DBPs from chlorination of sample fractions with
* Corresponding author.
** Corresponding author.
E-mail addresses: jingkanghit@163.com (J. Kang), wei.chu@polyu.edu.hk
(W. Chu).
https://doi.org/10.1016/j.chemosphere.2019.125227
0045-6535/© 2019 Elsevier Ltd. All rights reserved.
2 X. Zhang et al. / Chemosphere 242 (2020) 125227
different molecular weight. Finally, it was found that the theoretical cytotoxicity was enhanced during
chlorination of filtered water compared with chlorination of settled water.
© 2019 Elsevier Ltd. All rights reserved.
1. Introduction Compared with HAAs, THMs are easier to be detected (Yang et al.,
2019a). No pretreatment is needed before analyzing THMs by the
To ensure the safety of the public water supply is of great head space gas chromatography according to the standard method
importance (Y. D. Xu et al., 2019). Chlorine disinfection is commonly recommended by the Ministry of Health of the People’s Republic of
used to kill pathogens in drinking water. However, the interreaction China. In comparison, the derivatization reaction should be done
of disinfectants with ubiquitous nature organic matter (NOM) in prior to the analysis of HAAs. A previous study revealed a certain
water leads to the formation of disinfection byproducts (DBPs) (Liu degree of correlation between THMs and HAAs (Roccaro et al.,
et al., 2019; Yang et al., 2019b), which are genotoxic, cytotoxic and 2014). It suggested that the easily detected THMs might be
developmentally toxic (Han and Zhang, 2018; Li and Mitch, 2018). considered as a substitute for the hardly detected HAAs. Besides,
Trihalomethanes (THMs) and haloacetic acids (HAAs) are most relationships were also found between THMs and the unregulated
common among DBPs, and specialized standards have been made DBPs (Roccaro et al., 2014; Smith et al., 2015). Recently, correlations
to evaluate their concentrations. Haloacetaldehydes (HALs) are the of THMs with other detected DBPs and even with the toxicity of
next prevalent class of DBPs (Krasner et al., 2006). The World disinfected waters aroused great concern (Li and Mitch, 2018).
Health Organization has listed a guideline concentration for the This study aimed at 1) exploring the initial formation rates and
chloral hydrate (CH), which is the representative of HALs. Besides, maximum theoretical concentrations of regulated DBPs, 2)
unregulated DBPs, e.g. nitrogenous DBPs, were found to show revealing the relationships of trichloromethane (TCM) with
significantly higher toxicity than carbonaceous THMs, HAAs and dichloroacetic acid (DCAA), trichloroacetic acid (TCAA), CH,
HALs (Plewa et al., 2008). The unregulated DBPs, including hal- dichloroacetonitrile (DCAN), or 1,1,1-trichloropropanone (1,1,1-
oketones (HKs), haloacetonitriles (HANs) and halonitroalkanes, TCP), 3) evaluating the variations of DBP precursors along the wa-
were also frequently detected in drinking water distribution sys- ter treatment processes in a drinking water treatment plant.
tems (Huang et al., 2017).
Various water treatment technologies were exploited to control 2. Materials and methods
the DBP formation by removing corresponding precursors, such as
the coagulation, sedimentation, sand filtration, ultrafiltration (D. Y. 2.1. Collection and pretreatment of sample
Xu et al., 2019), granular activated carbon (GAC) adsorption (Jiang
et al., 2017), etc. The humic-like macromolecules were preferen- Three water samples: S1: raw water (RW), S2: settled water
tially removed by the conventional coagulation, sedimentation and (SW) and S3: filtered water (FW) were collected from a drinking
sand filtration processes. Organics with medium molecular weight water treatment plant in northeast China. In the drinking water
(MW) were predominantly reduced by the ultrafiltration process. In treatment plant, the polyaluminium chloride (PAC) was selected as
contrast, the GAC adsorption was usually used in the advanced the coagulant, and a sand filtration process was conducted. The
water treatment process to remove DBP precursors with the low process flow chart of the drinking water treatment plant and
MW. sampling spots were shown in Fig. S1.
To better control DBP formation, it is necessary to decipher their All samples were collected on 2017 March 15 and transferred to
precursors through specific characterization technologies (Mao the laboratory within 2 h. After arriving at the laboratory, glass fiber
et al., 2016). The ultraviolet (UV) absorption spectrometry was membranes (GF/F, 0.7 mm, Whatman, Clifton, NJ) were used to
usually applied for the characterization of DBP precursors. For remove particulate matters in water samples. Each water sample
example, the differential UV absorbances at 272 nm were found to was filtered through a 0.45 mm syringe filter for the analysis of
correlate well with many DBP yields (Beauchamp et al., 2018). dissolved organic carbon (DOC). The DOC concentrations of RW, SW
Compared with the UV absorption spectrometry, the fluorescence and FW were 5.6, 2.5 and 2.1 mg/L, respectively. The Br concen-
excitationemission matrices (EEMs) provided more comprehen- trations of these effluents were all lower than the detection limit
sive information of DBP precursors (Vera et al., 2017). The data (0.1 mg/L).
processing techniques of EEMs, such as, the fluorescence indexes
(Roccaro et al., 2011), fluorescence regional integration (FRI) tech- 2.2. Chemicals
nique (F. Trueman et al., 2016), parallel factor analysis (Watson
et al., 2018) and fluorescence relationship-Neural networks The standard chemicals of DBPs including TCM, chloroacetic
(Peleato et al., 2018) were widely utilized to decode DBP precursors acid (MCAA), DCAA, TCAA, CH, chloroacetonitrile (MCAN), DCAN,
(Cai et al., 2017, 2016; Ma et al., 2018). Among these data processing trichloroacetonitrile (TCAN), 1,1,1-TCP and 1,3-dichloropropanone
approaches, the FRI technique divides the fluorescence EEM spectra (1,3-DCP) were purchased from Sigma-Aldrich. Water used during
of NOM into five EEM regions: two aromatic protein regions, humic the experiments was prepared by the Milli-Q ultrapure water sys-
acid-like region, fulvic acid-like region and soluble microbial by- tem. Chlorine stock solution was obtained by diluting sodium hy-
product-like region (Chen et al., 2003). Upon this division, the pochlorite (Sigma-Aldrich, 10e15% available free chlorine).
characteristics of NOM can be comprehensively demonstrated. To
data, information regarding to the relationship between fluores-
2.3. Fractionation of sample
cence data via FRI analysis and DBP yields is still limited.
Furthermore, it should be noted that most studies about the
The ultrafiltration process was conducted by using a stirred ul-
evaluation of the control effect on DBP formation in practice
trafiltration cell (Millipore, 8400) and a series of ultrafiltration
focused on the regulated THMs and HAAs (Han et al., 2015).
membranes with MW cutoffs at 1, 3, 5 and 10 kDa (kDa) (Millipore,
X. Zhang et al. / Chemosphere 242 (2020) 125227 3
MA, USA). In each ultrafiltration step, 400 mL sample was added in 2.6. Calculation of theoretical cytotoxicity
the ultrafiltration cell and 300 mL permeate was collected for the
further study. Pressure was kept at 0.25 MPa by the nitrogen gas LC50 was the concentration of each DBP leading to a 50%
(99.99%). After ultrafiltration, five sample fractions with different decrease in the growth of Chinese Hamster Ovary (CHO) cells after
MW were received as follows: F1: MW < 1 kDa, F2: MW < 3 kDa, 72 h of exposure, which could be utilized to indicate the toxic po-
F3: MW < 5 kDa, F4: MW < 10 kDa and F5: particle size <0.45 mm. tency (Plewa et al., 2008). The LC50 values of measured DBPs were
listed in Table S1. The theoretical cytotoxicity was calculated using
the ratio of the individual DBP molar concentration and its LC50
2.4. Disinfection value (Gao et al., 2019).
The solution pH of each fraction was adjusted to 7.0 ± 0.2 with 3. Results and discussions
2 mM phosphate buffered solution. Then the chlorination reaction
was conducted with the ratio of chlorine to DOC set at 5:1 (based on 3.1. Effect of reaction time on DBP formation
the weight) in a headspace-free reactor at 20 C in the dark. Under
the high chlorine dose and long reaction time, the final concen- 3.1.1. DBP yields based on reaction time profiles
trations of DBPs reliably reflected the DBP formation potential. The The RW was chlorinated to investigate the changes of DBP yields
ascorbic acid was used as the terminator of the chlorination reac- with time. As depicted in Fig. 1(a), the TCM yield kept increasing for
tion (Kristiana et al., 2014). All experiments in this study were the first 120 h, and then leveled off. The generation of DCAA and
conducted in duplicates, and average values were taken for TCAA with time also exhibited similar trends as TCM. These results
analysis. are consistent with a recent report (Padhi et al., 2019). Notably, the
yields of HAAs from chlorination of RW had the following order:
TCAA > DCAA, which was different from a recent report where di-
2.5. Instruments and analytical methods HAAs > tri-HAAs (Padhi et al., 2019). Different chlorine dose and
reaction time (3 d vs. 30 min to 24 h) could account for this
DOC was measured by Jena TOC-Vcsh instrument (Germany). difference.
The pH value was determined by pH 7110 m (WTW, Germany). The With respect to HANs and HKs, only DCAN and 1,1,1-TCP were
free chlorine concentration was measured through the DPD/FAS detected, which reached their maximum concentrations at 12 h
titration method using the UV spectrophotometer at 515 nm. The and then decayed. Particularly, MCAN, TCAN and 1,3-DCP were not
UV absorbance was measured by Purkinje General T6 spectropho- detected, which may be attributed to the addition of chlorine at a
tometer (Beijing, China). Inorganic anions were measured by the high dose. The resultant MCAN and 1,3-DCP (if any) could be easily
ion chromatography (IC) (Thermo Dionex ICS-2100). DBP yields transformed into di- or trichloro-products and even TCM (Yang
were detected by the gas chromatography instrument (Agilent GC et al., 2007), while TCAN could be rapidly decomposed after its
7890A, Santa Clara, USA) equipped with a DB-35 MS capillary col- formation under a high dose of the disinfectant (Yu and Reckhow,
umn (30 m 0.25 mm 0.25 mm, Agilent, USA) and an electron 2015). Furthermore, excessive chlorine was found to react with
capture detector (ECD). The GC temperature program was set up at DCAN through nucleophilic attack on the nitrile carbon, which
40 C for 5 min, which was increased by 5 C/min to 100 C, then produced DCAA or TCAA as the major end product (Yu and
50 C/min to 200 C and hold for 2 min with a constant nitrogen Reckhow, 2015). The decrease of DCAN and 1,1,1-TCP could also
carrier gas flow at 1.0 mL/min under a split mode (split ratio 25:1). result in the increase of TCM as demonstrated in previous studies
To obtain the fluorescence EEM spectra, parameters of the instru- (Yang et al., 2007; Yu and Reckhow, 2015).
ment (Jasco, FP-6500, Japan) were set as follows: the excitation To predict the formation of THMs in chlorinated water, a first
wavelength increased linearly from 220 to 450 nm with 5-nm in- order model was developed as a hyperbolic growth function
tervals; for each excitation wavelength, the emission wavelength (Gallard and von Gunten, 2002). This model described the forma-
was detected from 220 to 500 nm with 1-nm intervals. To reduce tion dynamic of THMs, which also gave the theoretical maximum
Raleigh and Raman scatterings, the ultrapure water blank was concentration of THMs. The formation rates of THMs and HAAs in
subtracted. ‘ this study followed a decreasing trend with the reaction time,
Fig. 1. Changes of DBP yields with reaction time. (a), time-dependent DBP yields; (b), curve fitting of TCM, DCAA or TCAA yield over time.
4 X. Zhang et al. / Chemosphere 242 (2020) 125227
which complied with the hyperbola model well. Therefore, the 3.1.2. Relationships between DBP yields based on reaction time
hyperbola model was applied to describe the TCM, DCAA and TCAA profiles
formation as shown in Eq. (1). To verify whether TCM can be an indicator of other measured
DBPs, the time-dependent linear relationships of DCAA, TCAA or CH
vs. TCM yield were shown in Fig. 2(a). The DCAA and TCAA yields
t were well correlated with the TCM yield within the whole reaction
CðtÞ ¼ (1)
ða þ b tÞ process with R2 > 0.85. The slope of the correlation equation be-
tween TCAA and TCM was higher than the slope of that between
where C(t) was the concentration of TCM, DCAA or TCAA at time t DCAA and TCM, suggesting that the generation of TCM in certain
(mg/L); a and b were two characteristic constants. The Eq. (1) can amount was accompanied by more TCAA yield than DCAA. In
also be linearized by plotting t/C(t) versus t, with the intercept and addition, the 1,1,1-TCP or DCAN yield displayed good correlations
slope as a and b, respectively. As t was set as zero, by taking the with the TCM yield within the first 12 h; however, likely due to the
derivation of Eq. (1), the initial formation rate could be calculated involvement of additional side-reactions, the correlation abruptly
as: disengaged after 12 h, as demonstrated in Fig. 2(b).
CH is more toxic and carcinogenic than TCM, DCAA and TCAA
(Jeong et al., 2015). In China, 10 mg/L was set as the maximum
dCt¼0 contaminant level (MCL) for CH. The relationships of the CH yield
¼1 a (2)
dt with the regulated DCAA, TCAA or TCM yield were depicted in the
Fig. 2(c), (d) and (a), respectively. The CH yield was linearly
where the physical meaning of 1/a (mg/(L,h)) was the initial for- dependent on the DCAA, TCAA or TCM yield within 48 h
mation rate of DBPs. On the other hand, when t was approaching chlorination.
infinity, the theoretical maximum concentrations of DBPs can be According to the stage 2 of the D/DBP rule in USA (Agency,
obtained, as shown in Eq. (3). 2006), 80 and 60 mg/L were set as the MCL for THMs and HAAs,
respectively. In China, total THM level was regulated depending on
the ratio (Karanfil et al., 2008):
Ct/∞ ¼ 1=b (3)
CCHCl3 CCHCl2 Br CCHClBr2 CCHBr3
The modelled curves were shown in Fig. 1(b). Based on the þ þ þ <1 (4)
observation of a and b, the initial formation rates of TCM, TCAA, and 60 60 100 100
DCAA were 23.1, 18.5, and 9.6 mg/(L,h), respectively; while the Based on above equation, MCL for TCM was 60 mg/L. When the
theoretical maxima of TCM, TCAA and DCAA yields were 304.9, yield of TCM reached to 60 mg/L, CH concentration could be calcu-
239.2 and 104.8 mg/L, respectively. lated as 3.9 mg/L according to the regression equation in Fig. 2(a). It
Fig. 2. Relationships between DBP yields. (a), relationships between DCAA, TCAA or CH yield and TCM yield within 168 h; (b), relationships between DCAN or 1,1,1-TCP yield and
TCM yield within 12 h; (c), relationship between CH yield and DCAA yield within 48 h; (d), relationship between CH yield and TCAA yield within 48 h. The n is the free degree of the
regression equation.
X. Zhang et al. / Chemosphere 242 (2020) 125227 5
suggested that, in this chlorination environment, meeting the TCM thus leading to the independence of specific DCAN yield from the
standard could guarantee CH yield to meet the standard of China. MW of organics in FW. Moreover, the theoretical cytotoxicity (in
Similarly, meeting HAA standards would indicate that CH could also terms of LC50) per DOC of organics with varying MW were shown in
meet the regulation based on the regression equations in Fig. 2(c) Fig. 3(d). For RW and SW, NOM fractions with the lower MW
and (d). Locally, the hydraulic retention time (HRT) after post- showed relatively higher theoretical cytotoxicity per DOC during
chlorination in practice was generally longer than 30 min but chlorination. For FW, however, the theoretical cytotoxicity per DOC
surely less than 48 h, which was within the time window of the was independent of the MW of NOM, which was consistent with
proposed regression equations, so the models may be practical for the independence of the specific DCAN yield from the MW of NOM.
application. It could be ascribed to the domination of the theoretical cytotox-
icity by DCAN.
Fig. 3. Effect of NOM MW on DBP formation in (a) RW, (b) SW, and (c) FW; (d) the theoretical cytotoxicity per DOC.SDBP corresponds to the specific DBP yields.
6 X. Zhang et al. / Chemosphere 242 (2020) 125227
Table 1
R2 (n ¼ 15, p < 0.1) of linear regression equations between the DBP yields during chlorination of different NOM fractions.
Fig. 4. Changes of NOM along water treatment processes. (a), DOC distributions based on MW intervals; (b), changes of the EEM volume; (c), (d) and (e), fluorescence EEM spectra of
RW, SW, and FW; (f), (g) and (h), variations of organic components in RW, SW, and FW, respectively. I: aromatic protein I region, II: aromatic protein II region, III: fulvic acid-like
region, IV: soluble microbial by-product-like region, V: humic acid-like region.
sedimentation processes, 55.0% of DOC in RW was removed, in excitationemission area volumes (Fi,n) represented the relative
which the NOM segment with the MW > 5 kDa (especially MW in content of each component (Chen et al., 2003). As depicted in
5e10 kDa) was significantly removed. The decrease of the NOM Fig. 4(b), FV,n took the highest percentage (56.0%) of the cumulative
MW after the coagulation and sedimentation processes may be EEM volume for RW. After the sedimentation process, fulvic and
mainly attributed to the absorption and bridge effect induced by humic acid-like compositions (FIII,n and FV,n) were significantly
the flocculants (Han et al., 2015). Gradually, the proportion of NOM reduced. Unexpectedly, the subsequent filtration process increased
with MW < 5 kDa raised from 45.7% of RW to 50.6% of SW, and the soluble microbial by-product-like compositions (FVI,n), which
continuously climbed up to 72.5% of FW. might account for the increase of specific DCAN and 1,1,1-TCP yields
(Goslan et al., 2017; Zheng et al., 2018).
To visually depict the variations of NOM components, the fluo-
3.3.2. Changes of organic compositions rescence EEM spectra of RW, SW and FW were shown in
The FRI analysis was developed to distinguish NOM into five Fig. 4(c)e(e). Notably, the removal of humic acid-like components
components (Chen et al., 2003). The percentage of normalized
X. Zhang et al. / Chemosphere 242 (2020) 125227 7
after the sedimentation process was mainly ascribed to the DBPs per Ri or UV254. The reciprocal of the slope represented the
reduction of compounds with fluorescence response under UVC sensitivity of the characteristic method, i.e. the slope had negative
(220e275 nm) excitation. There were bad removal efficiencies for relationship with the sensitivity to characterize the DBP yields.
compositions with fluorescence responses under UVB/UVA exci- Compared to UV254, the slope of Ri was decreased by 4 logs.
tation, which might be one of the reasons leading to the high Therefore, the sensitivity was greatly improved by using Ri. As for
specific DCAN and 1,1,1-TCP yields during chlorination of SW. intercept of the regression equation, it represented the range of the
Furthermore, the MW distributions of different organic com- characteristic method for evaluating DBP yields and the least value
positions were shown in Fig. 4(f)e(h). Compared with RW, the of DBP yields above which the DBP yields could be characterized by
reduction of humic acid-like compositions (Fv, n) in SW was pre- the Ri or UV254. With respect to Ri, the intercepts of TCM, DCAA,
dominantly present in the >10 kDa interval. After the filtration TCAA were all negative and the intercepts of CH were relatively
process, the unexpected increase of soluble microbial by-product- small. It indicated that TCM, DCAA, TCAA and CH could be char-
like compounds (FIV,n) were also present in the >10 kDa interval, acterized in a wide range by Ri.
which might account for the independence of the specific DCAN Combined with the small slope, the Ri showed a significant
yield from the MW of organics in FW. advantage in evaluating the TCM, DCAA, TCAA and CH yields over
the use of UV254. For DCAN and 1,1,1-TCP, all the intercepts using Ri
and UV254 were high. It suggested the DCAN and 1,1,1-TCP could
3.4. Relationships between optical properties and DBP yields
only be detected and characterized in a certain degree. Therefore,
the Ri (especially RV) can serve as an effective and sensitive eval-
Recently, optical parameters were widely applied to predict DBP
uation for TCM, DCAA, TCAA and CH yields.
formation in both bench and full scales (Beauchamp et al., 2018;
Peleato et al., 2018). In this part, the relationships between DBP
3.5. Potential cytotoxicity assessment
yields and the readable fluorescence responses in region “i” (Ri ¼
PP
Iðlex lem Þ, I(lexlem) refers to the fluorescence response at lex
ex em The theoretical cytotoxicity of measured DBPs from chlorination
and lem) were investigated for 15 NOM fractions. As shown in of RW, SW or FW were depicted in Fig. 5. The measured DBP yields
Table 2, for carbonaceous DBPs, including TCM, DCAA, TCAA, CH and the corresponding cytotoxicity from chlorination of different
and 1,1,1-TCP, R2 reached its maxima at RV, implying that humic NOM fractions were demonstrated in Table S2. The results showed
acid-like compositions might be their key precursors. For DCAN, its that the cytotoxicity was mainly caused by chlorination of low MW
yield correlated best with RIV, which supported the previous DBP precursors (e.g. < 1 kDa). The theoretical cytotoxicity was
assumption that the augment of soluble microbial by-product-like reduced by 50.3% during chlorination of SW compared with chlo-
compounds in >10 kDa segment accelerated the DCAN generation. rination of RW. The reduction was mainly attributed to the removal
The slope of the regression equation was the unit increment of of >5 kDa DBP precursors through the coagulation and
Table 2
Relationships between UV254, Ri and the DBP yield during chlorination of 15 NOM fractions. The R2 (n ¼ 15, p < 0.1), slope and intercept are obtained based on the linear
regression equation between the value of each optical parameter and the DBP yield.
8 X. Zhang et al. / Chemosphere 242 (2020) 125227
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