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Early Intervention Services for Young

Children with Cerebral Palsy

Alyssa LaForme Fiss and Lynn Jeffries

Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Goals and Environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Body Function and Structure, Impact on Activity, and Participation in Activity . . . . . . . 4
Personal Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Environment Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Technique . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Interventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Teaming Models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
Evidence of Effectiveness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Cross-References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

Abstract identification and intervention of problems to


Early intervention services consist of services minimize developmental delays, reduce the
designed to meet the developmental needs of development of secondary impairments, and
children from birth to 5 years of age and their promote family competence in caring for their
families. Services are individualized to the child. The use of family-centered care and pro-
child and family needs and focus on early vision of services in the natural environments
are key components of early intervention ser-
vices. Evaluation using collaborative models,
A. L. Fiss (*) such as arena assessments, with family
Department of Physical Therapy involvement, is used to determine family pri-
Mercer University, Atlanta, GA, USA orities for services. Intervention is generally
e-mail: fiss_al@mercer.edu provided using interdisciplinary or transdisci-
L. Jeffries plinary service delivery models and empha-
Department of Rehabilitation Sciences sizes coaching of families to facilitate their
University of Oklahoma Health Sciences Center,
Oklahoma City, OK, USA ability to meet the needs of their child.
e-mail: Lynn-Jeffries@ouhsc.edu Research has generally supported the use of

# Springer Nature Switzerland AG 2018 1


F. Miller et al. (eds.), Cerebral Palsy,
https://doi.org/10.1007/978-3-319-50592-3_153-1
2 A. L. Fiss and L. Jeffries

early intervention to facilitate motor and cog- under 3 years of age under a US federal mandate,
nitive development for infants with or at risk the Individuals with Disabilities Education
for cerebral palsy (CP); however, long-term Improvement Act (IDEA) (IDEA 2004). IDEA
outcomes of intervention have not been provides for a free, appropriate public education
established. that emphasizes special education and related ser-
vices to all children regardless of disability (IDEA
Keywords 2004). EI services for children birth to 3 years of
Cerebral palsy · Infants · Toddlers · Early age are included under IDEA, Part C, and are
intervention · Family-centered care defined as services “designed to meet the devel-
opmental needs of an infant or toddler with a
disability, as identified by the individualized fam-
Introduction ily services plan team, in 1 or more of the follow-
ing areas: (i) physical development, (ii) cognitive
Cerebral palsy (CP) describes disorders of the development, (iii) communication development,
development of movement and posture that (iv) social or emotional development, or
occur as the result of disturbances in the fetal or (v) adaptive development” (IDEA 2004, 20 U.S.
infant brain (Rosenbaum et al. 2007). Children C 1432 § 632). These services are provided by
with CP typically present with developmental qualified personnel to address an “urgent and sub-
delays and the early onset of impairments. stantial need
Because of this, children with CP, or who are at
risk for CP, are typically referred for early inter- 1. To enhance the development of infants and
vention (EI) services. EI services consist of indi- toddlers with disabilities, to minimize their
vidualized, multidisciplinary services provided to potential for developmental delay, and to rec-
children from birth to 5 years of age and their ognize the significant brain development that
families that focus on early identification and occurs during a child’s first 3 years of life.
intervention of problems to minimize develop- 2. To reduce the educational costs to our society,
mental delays, reduce the development of second- including our nation’s schools, by minimizing
ary impairments, and promote family competence the need for special education and related ser-
in caring for their child (Shonkoff and Meisels vices after infants and toddlers with disabilities
2000; Kleinart and Effgen 2013). Services for reach school age.
children with CP may focus on developmental, 3. To maximize the potential for individuals with
educational, and/or therapeutic outcomes disabilities to live independently in society.
(Shonkoff and Meisels 2000) and often include 4. To enhance the capacity of families to meet the
collaborative intervention planning from multiple special needs of their infants and toddlers with
disciplines such as occupational therapy, physical disabilities.
therapy, speech language pathology, and early 5. To enhance the capacity of state and local
childhood education. EI services should be indi- agencies and service providers to identify,
vidualized to the child and family needs, focusing evaluate, and meet the needs of all children,
on capacity building of the family to empower particularly minority, low-income, inner city,
them to support their child’s development. and rural children and infants and toddlers in
EI can be classified broadly as services pro- foster care” (IDEA 2004, 20 U.S.C.1431§631.
vided to children under 5 years of age to meet their
specific developmental needs. These services are To qualify for EI services under IDEA, chil-
typically provided through outpatient clinics or dren with CP must meet the required definition as
home health-care programs through medical a child under 3 years of age who
insurance coverage, educational services, or pub-
lic health programs. More specifically, EI typi- 1. “is experiencing developmental delays, as
cally refers to services provided to children measured by appropriate diagnostic
Early Intervention Services for Young Children with Cerebral Palsy 3

instruments and procedures in 1 or more areas Pediatrics 2012; King and Chiarello 2014; Mater-
of cognitive development, physical develop- nal Child and Health Bureau 2005); however, the
ment, communication development, social or common threads include (Allen et al. 1997)
emotional development, or adaptive develop- respect for the child and family, (American Acad-
ment; or emy of Pediatrics and Committee on Hospital
2. has a diagnosed physical or mental condition Care and Institute of Patient – and Family-
that has a high probability or resulting in devel- Centered Care 2012) belief in the family’s abilities
opmental delay; and, to support their child, (Bailey et al. 2006) respon-
3. may also include, at a State’s discretion –, siveness to the family’s priorities and choices, and
(a) at-risk infants and toddlers” (IDEA 2004, (Benzies et al. 2013) a collaborative family-
20 U.S.C 1432 § 631). provider partnership (Photograph 1).
Collaboration is a hallmark of family-centered
IDEA provides states with flexibility in deter- care and brings everyone’s thoughts, ideas, and
mining how EI programs are structured and how impressions together to coordinate the assessment
services are provided and the specific eligibility and plan for services. When providers embrace a
criteria for EI service provision within the general family-centered care approach, the focus shifts
guidelines of the definitions above. These charac- from a deficit approach to a strength-based
teristics of EI vary considerably from state to approach considering the family as a whole. This
state. Careful consideration of state differences strength-based, capacity-building model focuses
in EI requirements is essential for EI providers to on child and family strengths and on providing
ensure compliance with state and national man- opportunities for families to use their existing
dates. For the purposes of this chapter, we will abilities and to develop new skills. The priorities
focus primarily on EI services that follow the of the child and family and their resources help
IDEA mandates. define the direction of the service plan and goals,
EI programs and providers consider family- and the primary role of the service provider is to
centered care best practice and essential in the support and enhance the capacity of the family as
provision of EI services. Family-centered care a whole (OSEP 2008). Family choice and control
encompasses how service providers interact with are priorities to build capacity and family self-
and involve the child and family in all aspects of efficacy (Dunst et al. 2008; Dunst and Trivette
care (Dunst and Trivette 2009). All members of 2009). The use of collaborative processes is
the family, not just the child, are recipients of EI thought to provide families with the training, con-
services, meaning the family’s strengths, needs, fidence, and opportunity to assist the child in
and priorities are considered to be as important as increasing function in daily life (Hanft and
the child’s. The foundation of family-centered Pilkington 2000; McWilliam and Scott 2001).
care is the belief that the family plays a central Additionally, collaboration with the family allows
role in the child’s life and must be involved in the the provider to become more familiar with family
child’s care to promote optimal development. and caregivers’ strengths and routines, helping to
Families may present to EI with a varied knowl- maximize effectiveness of suggested intervention
edge and skill to support the development of their strategies (Hanft and Pilkington 2000). These
children. With appropriate resources and support, characteristics of collaborative interactions are
families can learn the best methods to engage with believed to lead to improved developmental out-
and enhance the overall development of their chil- comes for young children with or at risk for devel-
dren (OSEP 2008). Many definitions of family- opmental delays or disabilities because of the
centered care exist (American Academy of increased practice of skills they receive with inte-
grated interventions (McWilliam and Scott 2001).
4 A. L. Fiss and L. Jeffries

amelioration of primary and secondary impair-


ments or the identification of “self-determined”
preferences for the development of functional
activities (Rosenbaum and Stewart 2004).
Through evaluation, the family’s priorities for
activity and participation are determined, and ser-
vice providers identify impairments of body func-
tion and structure that may impact the child’s
ability to fully engage in daily routines. Collabo-
ration occurs between the family and service pro-
viders to create an intervention plan that directs
the family in strategies to facilitate functional
Photograph 1 Family-centered care is a key component
of EI for children with cerebral palsy development, address impairments, and deter-
mine environmental modifications that may be
indicated. Simeonsson (2000, p. 6) suggests the
Goals and Environment goal of EI “is to prevent disabilities in infants and
young children by reducing or removing physical
Body Function and Structure, Impact and social barriers and by promoting their growth,
on Activity, and Participation development, and well-being throughout stimula-
in Activity tion and provision of support.” This process
should be individualized, collaborative, compre-
Infants and toddlers with CP typically present hensive, and family-centered. EI activities should
with a complex array of primary and secondary also be strength-based, focusing on acknowledg-
impairments leading to activity limitations and ing the assets of children with CP and their fam-
participation restrictions that develop at variable ilies and on helping families use these assets to
rates through childhood. Primary impairments improve function and participation.
common to cerebral palsy include aberrations in
muscle tone, postural stability, and motor coordi-
nation. These primary impairments often lead to Personal Factors
the development of secondary impairments such
as decreased strength, range of motion, and endur- Personal factors are aspects of the child’s life and
ance as children age (Jeffries et al. 2016). The background that are not specific to their health
development of these secondary impairments has condition or health status and include characteris-
been noted to be present as early as young pre- tics such as age, race, culture, gender, coping
school age (Jeffries et al. 2016). Other secondary style, family socioeconomic status, other health
impairments common in children with CP include factors, and personal preferences (Grotkamp et al.
difficulty swallowing, breathing, communicating, 2012). Personal factors require a formal acknowl-
or learning. Depending on their Gross Motor edgment by providers as a key component of EI
Function Classification System (GMFCS) level, services for children with CP (Rosenbaum
children with CP reportedly reach about 90% of and Stewart 2004). Using Bronfenbrenner’s
their gross motor functional potential by 5 years of bioecological systems theory (Bronfenbrenner
age or younger (Rosenbaum et al. 2002), and Morris 2006) as a framework for examining
underscoring the importance of early identifica- child development, the child is considered part of
tion and diagnosis of cerebral palsy to allow ear- a system of relationships that form the world in
lier access to intervention service. which the child grows. At the core of this system
EI for children with CP is directed at maximiz- is the child, who plays an active part in his/her
ing functional outcomes and participation in home own development. Family and providers should
and community activities through the consider the child’s preferences including his/her
Early Intervention Services for Young Children with Cerebral Palsy 5

Fig. 1 Illustration of
Brofenbrenner’s model of
bioecological systems
theory applied to early
intervention

interests, likes, and dislikes when planning and mobility, and positioning strategies. Understand-
implementing services. For example, if the child ing child and family personal preferences is key to
loves dinosaurs, the family and providers should providing services not just within the framework
consider this interest in the toy choice or activities of the ICF but also employing the foundational
implemented in service provision. The family and tenants of family-centered care.
child are more likely to complete activities that are In Bronfenbrenner’s Model (Brofenbrenner
meaningful and interesting and activities that they and Morris 2006), the family is part of the micro-
prefer to choose to do. Similarly, if the child tends system in which the child develops. The micro-
to be more alert and interactive in play activities in system includes those individuals that the child
the mornings, service providers may schedule interacts with directly such as the immediate fam-
sessions and provide intervention activities more ily, day care/preschool providers and peers, close
focused to the morning times (Fig. 1). extended family, and EI providers. The interac-
Understanding personal preferences extends tions between the child and the individuals within
beyond the child to the family in the EI setting. the microsystem mutually influence each other’s
Providers must recognize and respect individual behaviors and interactions. For example, a child’s
family’s preferences in addition to those of the temperament may impact the daily interactions
child. For example, if the parents indicate they between the child and caregiver. Similarly, the
are not interested in exploring wheelchair options caregiver’s interaction style may influence their
for their child, the provider should respect this responsiveness to and relationship with the child.
decision and support alternative transportation,
6 A. L. Fiss and L. Jeffries

Environment Factors family, community members, and peers (Jeffries


and Fiss 2016). Service providers play a role in
IDEA requires that EI services be provided in the assessing each component of the environment and
natural environment to the extent possible (IDEA working with families to identify strategies to
2004). Natural environments are the home, capitalize on environmental strengths and to over-
childcare, or community locations where infants come real or perceived environmental barriers
or toddlers typically spend time during the day (Photograph 2).
(Bricker 2001). Natural environments also The bioecological systems theory
include the routines and activities that occur in (Brofenbrenner and Morris 2006), introduced
the context of family and social life (Bruder and under personal factors, also focuses on the impact
Dunst 1999; Dunst et al. 2001; McWilliam 2000). that environment has on the child’s development.
A guiding principle of EI is that “infants and Bi-directional influences on child development
toddlers learn best through every day experiences extend beyond the microsystem to the meso-
and interactions with familiar people in familiar system, exosystem, macrosystem, and
contexts” (OSEP 2008). Services completed in chronosystem. The mesosystem is a layer that
these natural environments allow providers to represents the connections between the various
work with families to facilitate enhanced partici- components of the microsystem, for example,
pation in typical routines and activities using the interactions between the family and the EI service
materials and environmental structures in which provider. These interactions have an impact on
the child needs to engage. how the various members of the microsystems
By providing intervention in the natural envi- engage with child and may subsequently impact
ronment, the service provider has an opportunity development. The exosystem includes the larger
to assess the child’s ability to function in everyday social system in which the child does not directly
life and assess the need for modifications to the interact but which influences the child’s develop-
environment. The natural environment for chil- ment due to the positive or negative forces pre-
dren with CP includes the physical, social, and sent. For example, the parent’s work environment
attitudinal environments. The physical environ- is part of the exosystem. Parent stress at work or
ment includes the structural characteristics of the the loss of a job may impact the child, even though
child’s home or community including the space, the child does not directly interact with that envi-
terrain, temperature, and materials or resources ronment. The macrosystem includes the public
available (World Health Organization 2007). policies, such as IDEA, and the culture and beliefs
Lack of space to explore or lack of adaptive or of the community in which the child lives. Poli-
accessible equipment may create challenges for a cies under IDEA often impact how often service
child with CP to fully engage in daily routines. providers interact with the child and family. The
The social environment includes the policies, family’s cultural beliefs and values are important
rules, and laws such as federal and state policies components of EI services, as these beliefs and
and specific program policies and rules that may values may impact priorities for and design of
impact the ability of the child to participate in intervention. Finally, the chronosystem takes
daily activities (World Health Organization into account the personal and societal changes
2007). For example, funding policies for equip- that happen over time. Understanding the child’s
ment or local community policies related to access environment includes not only the physical envi-
to services or resources are considered social sup- ronment, but also the social/psychological envi-
ports (Jeffries and Fiss 2016). The attitudinal ronment facilitates EI services by prioritizing and
environment includes the attitude toward and collaborating with the family.
encouragement for full participation from the
Early Intervention Services for Young Children with Cerebral Palsy 7

evaluation of the domain(s) of interest in collab-


oration with the parent or caregiver to ensure a
family-focused strategy with emphasis on family
needs, priorities, and preferences (DEC 2014).
This collaborative process should involve shared
decision making, where providers and parents/
caregivers work together to identify the child’s
strengths and abilities and the parent’s concerns
and priorities as they collaboratively develop a
plan of care. The provider should attempt to indi-
vidualize the evaluation and assessment process
for each child and family, remaining respectful of
each family’s culture and specific preferences
(Chiarello and Catalino 2018). Providers should
offer flexible scheduling and settings for the eval-
uation to occur in ensure family participation and
input in the process (Chiarello and Effgen 2006).
In addition to working with the family, EI pro-
viders should work in collaboration with other EI
professionals to gather relevant information while
avoiding unnecessary redundancy to ensure the
development of a cohesive plan of care. Proactive
communication and sharing of knowledge and
evaluation information between disciplines can
Photograph 2 EI services are typically provided in the
natural environment to maximize the opportunities for the
strengthen the planning process. Team members,
child to apply skills in everyday contexts including the family, should discuss evaluation
findings collectively to determine priorities and
highlight goal areas for intervention.
Technique In some EI settings, evaluations are completed
using arena assessments. Arena assessments are
Evaluation conducted when a single provider interacts with
the child and parent, while other team members
For infants and toddlers with CP, developmental
observe. The team members assess the child
evaluations and assessments should guide collab-
simultaneously, using both standardized assess-
orative intervention planning for children and
ment tools and informal methods (Foley 1990).
their families. In EI programs under IDEA, eval-
This allows for the child to engage with one per-
uation is defined as the process to determine if a
son and decreases the need for the child to quickly
child is eligible for services (IDEA 2004). This
develop a bond with many new individuals. Team
process generally includes broad evaluation of
members engage as needed with the primary eval-
multiple domains of development including
uator to introduce the needed evaluation items.
assessment of gross and fine motor skills, speech
Within this method, all team members gain the
and language abilities, cognition, adaptive behav-
needed information to score developmental
ior, and play. If the child is determined to be
assessments, which support the determination of
eligible for services, a more specific assessment,
the child and family’s eligibility for EI services.
focusing on a single developmental domain, is
Evaluations typically begin with the EI pro-
generally completed to gather more detailed infor-
vider asking detailed questions about the family’s
mation about the child’s strengths and challenges.
goals, the child’s medical and developmental
The provider should conduct a comprehensive
history, family and child routines, and the
8 A. L. Fiss and L. Jeffries

environment. Routines-based assessment “newness” of the assessments. EI providers


includes interview questions focused around the should employ activity-based assessments and
family routines and provides an opportunity for naturalistic observation. By observing the child
the family to describe successes and challenges moving, interacting with, and manipulating
for their child (Campbell et al. 2008; McWilliam items in his/her environment, practitioners can
2000). Open and direct communication between gain an understanding of the child’s strengths
the EI provider and the family is important. The and needs. Observation of both free and structured
use of interpreters, as appropriate, should be con- play opportunities provides a means to observe
sidered to ensure accuracy and understanding of and document the child’s behavior in interacting
all information shared. Providers should provide with toys or with others.
ample opportunity for the family to express their In addition to observation of skills, EI pro-
concerns, ask questions, and share relevant infor- viders should consider the use assessment tools
mation about their child. The information gath- with strong psychometric properties to ensure
ered should serve as the basis for the detailed proper documentation of ability levels and to
evaluation and intervention planning. Information track progress over time. Standardized assess-
on the child’s daily routine, participation in home ments should be selected based on the intended
and community activities, and environmental sup- purpose of the examination. Attention to whether
ports and barriers in the home and community assessments are norm-referenced or criterion-
may help to identify family challenges and poten- referenced measures is important. Norm-
tial intervention activities to remediate these chal- referenced measures allow for comparison of a
lenges. The use of broad open-ended questions, child’s abilities in reference to peers of the same
such as “tell me about your daily routine” or age. Criterion-referenced measures allow for
“what aspects of your daily activities are more tracking of progress over time. Additionally, pro-
difficult to complete,” allows the family to share viders should ensure the selected assessment tool
specific information that may not be answered by addresses the desired dimension of the ICF model
standard questioning. EI providers may gather and is valid and reliable for the child’s age, the
information from other key individuals in the diagnosis of CP, and the time between assess-
child’s life such as childcare practitioners or ments. Results of these standardized assessments
other health-care providers and through direct can assist providers in identifying the “child’s
observation of the child and family (DEC 2014). current levels of functioning, determine the
Whenever possible, examinations in EI should child’s eligibility for EI services, and guide the
occur in the natural environment of the child. development of the intervention plan” (DEC
Conducting examinations in the settings in 2014). EI providers, under IDEA, should refer to
which the child typically functions and interacts state policy to identify if specific assessments are
with others allows the EI provider to gain an required to determine the child’s eligibility.
accurate understanding of how the child functions Table 1 highlights several common standardized
and participates within the context of daily life assessments used in EI.
and to determine potential strengths and chal- EI providers have a responsibility to share
lenges with daily tasks. Practitioners should use information from their assessments with the fam-
assessment materials and strategies that are appro- ilies they serve. Results of assessments should be
priate for the child’s age and level of development provided to the family in a format that is easily
and accommodate the child’s sensory, functional, understandable and useful. In order to facilitate
and communication abilities and social and emo- family understanding, reports should be written
tional characteristics and take into consideration using family-friendly language. Family-friendly
the child’s cultural and linguistic preferences language is clear and concise to describe the
(DEC 2014). Using toys and materials from the results of the evaluation, avoiding medical jargon
child’s environment allows for familiarity of the and complex assessment terminology. Discussion
child with their environment and decreases the should occur with the family to determine how
Early Intervention Services for Young Children with Cerebral Palsy 9

Table 1 Standardized assessment tools using the ICF framework


Measure Age range Purpose
Participation
Canadian occupational performance All ages To determine an individual’s self-perception of
measures (COPM) performance in and satisfaction with their
participation in daily activities
Activity
Multi-domain
Ages and stages questionnaire 3 4–60 months To screen children for developmental delays
Battelle developmental inventory – Birth–7 years, To screen and evaluate early childhood
Second edition, normative update 11 months developmental milestones
(BDO-2NU)
Bayley scales of infant and toddler 1–42 months To examine early childhood development
development ®, third edition(Bayley-
III ®)
Carolina curriculum for infants and Birth–5 years To assess development and develop an intervention
toddlers with special needs program designed for infants, toddlers, and
(CCITSN) preschoolers with mild-to-severe disabilities
Hawaii early learning profile (HELP) Birth–36 months To assess infants and toddlers in the domains of
cognitive, language, gross motor, fine motor, social-
emotional, and self-help
Motor
Alberta infant motor assessment Birth–18 months To measure the motor development for infants at
(AIMS) risk for motor delay
Gross motor function measure 5 months–16 years To evaluate change in gross motor function in
(GMFM) children with cerebral palsy
Harris infant Neuromotor test 3–12 months To identify early signs of cognitive and neuromotor
(HINT) delays in infants with known risk factors
Peabody developmental motor scales 1–72 months To assess the motor skills of children via gross
– Second edition (PDMS-2) motor, fine motor, and total motor
Pediatric evaluation of disability 6 months–7 years To assess functional capabilities and performance,
inventory (PEDI) monitor progress in functional performance, and
evaluate therapeutic or rehabilitative progress.
Posture and fine motor assessment of 2–12 months To determine if an infant’s motor skills are
infants developmentally delayed.
Test of infant motor performance 34 weeks post- To test the functional motor behavior in infants.
(TIMP) conceptual age –
4 months post term
Toddler and infant motor evaluation 4 months–3.5 years To measure gross and fine motor skills
(TIME)
Communication/ language
Mac Arthur-bates communicative 8–30 months To assess children’s developing abilities in early
development inventories language, including vocabulary comprehension,
production, gestures, and grammar
Preschool language scale 4 (PLS-4) Birth–6 years, To assess the development of language skills
11 months
Receptive-expressive emergent Birth–3 years To identify young children that are acquiring
language test third edition (REEL 3) language at a significantly delayed pace and
determine if there is a significant discrepancy
between receptive and expressive processes of
emergent language
Rossetti infant-toddler language Birth–3 years To assess the preverbal and verbal aspects of
scale communication and interaction in the young child
(continued)
10 A. L. Fiss and L. Jeffries

Table 1 (continued)
Measure Age range Purpose
Test of early communication and 2 weeks–24 months To assess the earliest communication behaviors and
emerging language emerging language abilities in infants and toddlers
Adaptive behavior
Vineland adaptive behavior scales – Birth–90 years To assess intellectual and developmental disabilities
Third edition (Vineland 3)
Early coping inventory 4–36 months To assess the coping-related behavior of children
Play
Transdisciplinary play-based 6 months–6 years To assess four critical developmental domains –
assessment 2 Sensorimotor, emotional and social,
communication, and cognitive
Impairments
Early clinical assessment of balance 18 months to 12 years To measure of balance for children with CP
(ECAB)
Early activity scale for endurance 18 months to 12 years To measure of parent-reported endurance for
(EASE) children with CP
Functional strength assessment 18 months to 12 years To assess functional strength
(FSA)
Infant/toddler sensory profile Birth–36 months To examine sensory patterns in young children
Movement assessment of infants Birth–12 months To test motor development including muscle tone,
(MAI) primitive reflexes, automatic reactions and
volitional movements
Test of sensory functioning in infants 4–18 months To assess sensory processing and reactivity
On the following subdomains: Reactivity to tactile
deep pressure, visual tactile integration,
Adaptive motor function

they would like to receive information relative to cognitive development, communication devel-
format and to depth of information. Some families opment, social or emotional development, and
may prefer a concise summary of the information adaptive development, based on
with subsequent verbal explanation from the pro- objective data.
vider. Other families may prefer to read detailed 2. Family information, including resources, pri-
reports containing all relevant information. Pro- orities, and concerns.
viders should not assume to know the individual 3. Measureable results or outcomes expected to
preferences of families and should work to ensure be achieved by the child and family, including
the family understands all information provided the criteria, procedures, and timelines used to
to them. determine progress toward achieving the
Under IDEA, the evaluation and assessment outcomes.
process should culminate in the development of 4. The specific early intervention services the
the Individualized Family Services Plan (IFSP). child and family will receive including the
The IFSP is a formal plan that outlines the EI frequency, intensity, and methods for deliver-
services the child will receive and how the ser- ing services.
vices will be administered. While state-to-state 5. Identification of the natural environment where
variations exist in the format for the document, services will be provided or a statement of
the IFSP must contain the specific elements justification if the services will not be provided
outlined in the federal law including: in the natural environment.
6. The projected dates of when intervention will
1. The child’s present levels of functioning and begin including length, duration, and fre-
need in the areas of physical development, quency of services.
Early Intervention Services for Young Children with Cerebral Palsy 11

7. Identification of the service coordinator who A study by Campbell et al. (2009) noted that
will be responsible for the implementation of physical and occupational therapists often
the plan and coordination of services. brought their own materials into the home, simu-
8. Steps to be taken to support the child’s transi- lating the clinic environment. This can lead to
tion from early intervention into school-based confusion for the family who may be unable to
or other appropriate services (IDEA 2004, replicate activities once the materials are removed
20 U.S.C. 1436 § 646(d)). after the session. If intervention cannot be pro-
vided in the child’s natural environment, care
should be taken to simulate this environment as
Interventions much as possible, and discussion with the family
on how to incorporate activities into daily life
should be a priority of intervention.
EI services should be “dynamic and individual- The use of coaching models has been advo-
ized” to the child and family needs and priorities cated in the EI literature (Rush et al. 2003). In this
and interventions for infants and toddlers, and model, the service provider acts as a “coach” to
their families should be based on validated prac- the family providing guidance to help them
tices and best available research evidence (OSEP achieve self-identified goals in their daily routine
2008). Intervention activities should be designed (Campbell 1997; Rush et al. 2003). Coaching is an
and implemented in a manner that assists in devel- interactive process of observation and reflection
oping the family’s capacity to facilitate their with the family regarding routines and challenges
child’s development (Bailey et al. 2006). Specific encountered in the daily life (McWilliam and
interventions may address mobility, communica- Scott 2001). The coach jointly develops a plan
tion, self-care, learning, and/or play skills focus- with the family that includes specific outcomes
ing on the areas of priority identified by the family so progress can be determined or modifications
and considering the family and child values and identified. Within the coaching model, a five-step
culture. Consideration should be given to how process can be implemented to confirm and assess
best to support the child in participation in home the progress achieved. Intervention then focuses
and community activities, including environmen- on helping the family, or other care providers
tal modifications or assistive technology to determine appropriate solutions or modification
enhance the ability of the child to engage in activ- to these issues to support the child’s participation
ities with others. Interventions to specifically in life activities and experiences (McWilliam
address impairments of body function and struc- 2001; Rush et al. 2003). Children’s learning, it is
ture common to children with CP may be incor- implied, happens between visits based on the
porated into routines to improve developmental family interactions (McWilliam 2001). Coaching
skill performance or to prevent the development has been found to lead to improved relationships
of secondary impairments. and commitment between the service provider
When possible, interventions should be pro- and the family (Cripe et al. 1997) and improved
vided in the child’s natural home or community motor development and functional mobility
environment and should focus on incorporating (Blauw-Hospers et al. 2011; Hielkema et al.
activities in the child’s typical routine. This allows 2011). This success, along with positive feedback
for enhanced generalization of skills to everyday from families, has led many professionals in the
settings and enhances the family’s ability to incor- field to recommend this model for use in EI pro-
porate activities into their daily life. The use of the grams (Cripe et al. 1997; McWilliam 2001; Rush
child’s toys and materials from their home envi- et al. 2003) (Table 2, Photograph 3).
ronment in developmentally appropriate activities
allows for improved carryover of activities.
12 A. L. Fiss and L. Jeffries

Table 2 The five phases of coaching


Coaching
phase Description
Initiation The joint development of a plan with specific outcomes. The coach focuses on the family’s goals by
clarifying the child’s abilities, determining outcomes, and identifying intervention strategies
Observation The provider may observe the child and family during a new or challenging skill, or the family may
observe the provider demonstrating an intervention strategy. Observations focus on what is successful
and what is not, as well as the precursors to the activities and the influence of the environment
Action Following strategy and skill development, the family and child implement the new skills or strategies.
At the next appointment, the strategies are revisited and successes and challenges reviewed
Reflection The provider/coach and family discuss the family’s impressions of the intervention, compare and
contrast the results, confirm the family’s understanding and implementation of the strategies, and
modify and intervention plan as indicated
Evaluation The coach and often the family review the effectiveness and results of the intervention/coaching
session and identify if outcomes have been accomplished
Adapted from Hanft et al. (2004), Rush et al. (2003)

programs within a state. Three team models exist


in service delivery with two being more common
in EI programs under IDEA. Methods of team
member communication and how services are
coordinated and implemented differentiate the
common models.
On multidisciplinary teams, each team mem-
ber performs a separate evaluation within his or
her area of specialization and writes an individual
report. Service plans include discipline-specific
goals and professionals implement services,
often in isolated settings (McGonigel et al. 1994;
Rush and Shelden 1996; Warner 2001). When
providers function in this manner, team members
may fail to see the child as a whole, and services
are frequency fragmented resulting in overlaps or
gaps in services (Orelove et al. 2017). Team mem-
Photograph 3 The coaching model is frequently used in bers function as independent specialists and rarely
EI to strengthen the capacity of the family to meet the needs
communicate and coordinate services leaving the
of their child
parent to act as the case manager (McGonigel
et al. 1994). A multidisciplinary team model
Teaming Models
does not meet the intent of Part C under IDEA
and, however, is commonly used in general EI
EI services provided under IDEA must be pro-
service provision, such as outpatient clinic
vided using teams that include the family, a ser-
practice.
vice coordinator, and professionals from a variety
Interdisciplinary teams are more likely to
of disciplines. A team is a group of people who
include the family and care providers as team
come together with a common purpose and phi-
members (McGonigel et al. 1994). Evaluations
losophy (Bruder 1995), and under IDEA, each
are typically completed by a team of professionals
team must implement the components of EI ser-
at the same time or at least on the same day but
vices described above. State EI programs deter-
occasionally are performed separately by profes-
mine the team model implemented; therefore,
sionals from different disciplines. A hallmark of
differences exist between states and often between
Early Intervention Services for Young Children with Cerebral Palsy 13

the interdisciplinary model however is formal priorities change, the PSP can coordinate with
channels of communication, typically in the other team providers to consult or potentially
form of team meetings, which are implemented take on the PSP role. The proposed benefits of
to share information and develop and service the PSP model are consistent and efficient ser-
plans. In this model, providers still perform inter- vices, with improved communication and less
ventions on an individual bases. Therefore, the intrusion on family, less duplicative intervention
family must still integrate information from a plans, and decreased service costs (Shelden and
variety of providers, and the focus of services Rush 2001; Foley 1990; Sheldon and Rush 2001;
may be oriented toward the child, as compared Warner 2001).
to the family (Briggs 1997). Depending on the With all service delivery models and interven-
state’s regulations, this teaming model may be tion planning, it is important for service providers
implemented in the EI program. to reflect on the personal factors of the family to
The transdisciplinary team model has been determine if there are child and family circum-
recognized as a best practice for EI services and stances that may warrant the implementation of an
is the most frequently used in EI (Guralnick 2001; alternate service model. Families may be
Orelove et al. 2017). The transdisciplinary model balancing multiple responsibilities or have greater
provides a framework for providers and families areas of need in learning to support their child.
to exchange ideas and integrate the expertise of all They may report they do not have the current
of the team members (McWilliam 2001; Shelden capacity to consistently implement interventions
and Rush 2001). Allen et al. (1997) state: “The at home. In these instances, the family and pro-
collaborative aspects ensures that team members viders may determine that more intensive direct
make use of their own expertise and specialized intervention would be more appropriate until the
skills while assimilating the knowledge and family has developed sufficient capacity to more
expertise of other team members. In this way fully meet the needs of their child. Individualiza-
teams are most likely to create flexible, functional, tion of services is a core component of EI and
and developmentally appropriate treatment goals should be considered in service delivery model
that are responsive to the changing needs of chil- and specific intervention planning.
dren and their families.” (p. 29) In the transdisci-
plinary model, evaluations, service planning, and
interventions are coordinated and implemented in Evidence of Effectiveness
a collaborative manner. Teams perform arena
assessments as previously described and then EI providers should emphasize the use of evi-
meet with the family to determine if the child is dence-based practice, which encompasses clinical
eligible for the EI program. If eligible, the team expertise, family and child preferences, and best
collaboratively develops an intervention plan that research evidence in working with young children
is typically implemented by one team member, the and their families. However, evidence to inform
primary service provider. the effectiveness of EI for children with cerebral
The primary service provider (PSP) is identi- palsy is limited, and investigation of EI programs
fied based on the child and family’s current prior- is challenging due to the variability of programs
ities and the skills and expertise of the individual and the heterogeneity of the children and families
team members. The other team members support served (Hadders-Algra 2014). Overall, this leads
the PSP through the “role release” process that to relatively inconclusive findings related to the
includes training and consultation. The PSP is not impact of EI for children with cerebral palsy.
trying to emulate the other providers but instead EI using general developmental programs
implement the shared strategies to support the appears to lead to positive improvements in
child and family and, in turn, provide the family motor developmental outcomes (Blauw-
with a consistent individual for communication Hospers and Hadders-Algra 2005; Spittle et al.
and interactions. As the child and family’s 2012). Additionally, improvements in cognitive
14 A. L. Fiss and L. Jeffries

development up until 3 years of age have also CP 9–36 months of age has been found to lead to
been noted in preterm infants with the use of accelerated attainment of walking and a decreased
general developmental programs (Spittle et al. need for support for ambulation (Mattern Baxter
2012; Orton et al. 2009; Vanderveen et al. 2009; et al. 2013). Improvements in bimanual function
Wallander et al. 2014; Blauw-Hospers and have been noted for children with CP following
Hadders-Algra 2005; Ziviani et al. 2010). It is action-observation training of upper limb function
less clear if these improvements persist after pre- (Guzzetta et al. 2013) and constraint-induced
school age (Spittle et al. 2012; Vanderveen et al. movement therapy (Gordon 2011). Additionally,
2009). Other studies have failed to demonstrate the use of enriched environments for intervention
the effectiveness of EI to improve motor or cog- has been associated with small but positive
nitive outcomes. Nelson et al. (2001) examined improvements in motor outcomes for infants
preterm infants to determine in the impact of with CP (Morgan et al. 2013).
auditory, tactile, visual, and vestibular stimula-
tion, noting no significant difference on motor or
cognitive development. Similarly, Ohgi et al. Cases
(2004) determined that behavioral interventions
for infants with cerebral injuries led to improved
behavior-state regulation, but no impact on motor
Case 1
or cognitive development was noted. Both of
Alejandro is a 25-month-old child with CP
these studies were underpowered, representing a
classified as Gross Motor Function Classi-
limitation of their findings.
fication System (GMFCS) level II. He is
Evidence does support the use of family-
able to walk independently on even surfaces
centered services to promote child and parent
but displays difficulty with balance on
well-being and satisfaction with services (King
uneven surfaces. He demonstrates
et al. 2004; Benzies et al. 2013). Investigators
age-appropriate fine motor and play skills
have also examined the impact of parent educa-
and mild delays in expressive communica-
tion and psychosocial support on maternal mental
tion. He currently uses approximately
health (Benzies et al. 2013). Results indicate that
15 single words independently but tends to
maternal anxiety and depression are reduced and
rely on gesturing to communicate.
maternal self-efficacy is improved following these
Alejandro’s parents report their main areas
interventions. Linking these results with the belief
of concern are his ability to walk without
that services can positively impact material stress
falling and his ability to communicate ver-
supports the need for future investigation to deter-
bally his wants and needs. He has been
mine how this component of services mediates the
receiving biweekly EI services with the
child’s developmental outcomes. Research has
physical therapist as the primary service
also examined the use of a coaching service
provider since he was 3 months of age.
model with infants who were at high risk for
During a recent session, the parents indi-
delayed development (Blauw-Hospers et al.
cated that they were interested in exploring
2011; Hielkema et al. 2011). Coaching was asso-
a local community parent and child gym-
ciated with improved motor development and
nastics class for Alejandro to help work on
functional mobility at 18 months chronological
his balance but were concerned with his
age, leading to the consideration that coaching is
ability to keep up with the class activities.
potentially effective in supporting family-
The physical therapist arranged to meet
centered care.
the family at the gymnastics class to offer
Specific developmental interventions have also
suggestions and guidance on how to
shown promise in improving developmental skills
in young children with CP. For example, the use of (continued)
early, intensive treadmill training for infants with
Early Intervention Services for Young Children with Cerebral Palsy 15

facilitate Alejandro’s participation in the Case 2


class and to use this opportunity to focus Kayleigh is an 8-month-old child with CP
on their priorities. The gymnastics coach classified as GMFCS level IV. She was born
was open to learning strategies to include at 25-week gestational age and spent
Alejandro in class activities and encouraged 26 weeks in the neonatal intensive care
the physical therapist and family to attend. unit (NICU). During this time, she was
Following observation of the class struc- diagnosed with retinopathy of prematurity.
ture, the physical therapist, family, and After discharge, she was referred for EI
gymnastics coach collaboratively identified services. The local team has scheduled an
activities that would positively challenge arena assessment to determine Kayleigh’s
Alejandro’s balance abilities and encourage eligibility for services, current developmen-
strengthening while participating with other tal abilities, and to determine the family’s
children in the class. They identified walk- concerns and priorities. During the assess-
ing on the balance beam and over various ment, the family identifies difficulty with
mats as activities that challenged his bal- feeding Kayleigh as a main concern and
ance. They also encouraged Alejandro to secondary concerns for mobility and vision.
participate in obstacle courses that included The team notes that Kayleigh is taking for-
climbing over and under equipment and mula by mouth, and the family is interested
through the ball pit. The goal was for in introducing cereal and other solid food.
Alejandro to complete the activities as inde- Kayleigh is able to hold her head in midline
pendently as possible but to offer “just for short periods in supported sitting posi-
right” assistance to support success. tions but does not demonstrate the postural
The physical therapist had previously control needed to maintain sitting without
consulted with the EI team speech language total support. She has difficulty tracking
pathologist to determine opportunities to past midline. After consultation between
facilitate language and specific strategies the EI providers and the family, the occupa-
the parents and gymnastics coach could tional therapist (OT) is identified as the pri-
use to encourage verbal communication. mary service provider as she has extensive
Following these recommendations, the expertise in feeding interventions.
physical therapist and family identified The OT begins seeing Kayleigh twice
words like “go,” “stop,” and “again” that per week per the IFSP plan of care. She
they could model and encourage Alejandro focuses intervention on preparation for
to us during the class sessions. oral feeding to manage cereal textures,
The physical therapist scheduled two maintaining the head in midline for feeding.
additional sessions during the community The OT identifies the need for support to
gymnastics class. After these sessions, the determine the best equipment for Kayleigh
family reported they were confident with during meals. The physical therapist
facilitating the activities with Alejandro (PT) meets with the parents and OT, and
and with the coach’s ability to modify new together they identify the optimal position
activities. The physical therapist then for upright feeding. The PT then modifies
scheduled subsequent sessions with the the current reclining high chair using
family in the home setting to address addi- low-tech rolls and pads to allow for consis-
tional concerns within the daily routine. tent support during meals. She also provides
ideas for activities to facilitate functional
positioning and mobility such as rolling

(continued)
16 A. L. Fiss and L. Jeffries

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