Professional Documents
Culture Documents
Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Goals and Environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Body Function and Structure, Impact on Activity, and Participation in Activity . . . . . . . 4
Personal Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Environment Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Technique . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Interventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Teaming Models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
Evidence of Effectiveness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Cross-References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
early intervention to facilitate motor and cog- under 3 years of age under a US federal mandate,
nitive development for infants with or at risk the Individuals with Disabilities Education
for cerebral palsy (CP); however, long-term Improvement Act (IDEA) (IDEA 2004). IDEA
outcomes of intervention have not been provides for a free, appropriate public education
established. that emphasizes special education and related ser-
vices to all children regardless of disability (IDEA
Keywords 2004). EI services for children birth to 3 years of
Cerebral palsy · Infants · Toddlers · Early age are included under IDEA, Part C, and are
intervention · Family-centered care defined as services “designed to meet the devel-
opmental needs of an infant or toddler with a
disability, as identified by the individualized fam-
Introduction ily services plan team, in 1 or more of the follow-
ing areas: (i) physical development, (ii) cognitive
Cerebral palsy (CP) describes disorders of the development, (iii) communication development,
development of movement and posture that (iv) social or emotional development, or
occur as the result of disturbances in the fetal or (v) adaptive development” (IDEA 2004, 20 U.S.
infant brain (Rosenbaum et al. 2007). Children C 1432 § 632). These services are provided by
with CP typically present with developmental qualified personnel to address an “urgent and sub-
delays and the early onset of impairments. stantial need
Because of this, children with CP, or who are at
risk for CP, are typically referred for early inter- 1. To enhance the development of infants and
vention (EI) services. EI services consist of indi- toddlers with disabilities, to minimize their
vidualized, multidisciplinary services provided to potential for developmental delay, and to rec-
children from birth to 5 years of age and their ognize the significant brain development that
families that focus on early identification and occurs during a child’s first 3 years of life.
intervention of problems to minimize develop- 2. To reduce the educational costs to our society,
mental delays, reduce the development of second- including our nation’s schools, by minimizing
ary impairments, and promote family competence the need for special education and related ser-
in caring for their child (Shonkoff and Meisels vices after infants and toddlers with disabilities
2000; Kleinart and Effgen 2013). Services for reach school age.
children with CP may focus on developmental, 3. To maximize the potential for individuals with
educational, and/or therapeutic outcomes disabilities to live independently in society.
(Shonkoff and Meisels 2000) and often include 4. To enhance the capacity of families to meet the
collaborative intervention planning from multiple special needs of their infants and toddlers with
disciplines such as occupational therapy, physical disabilities.
therapy, speech language pathology, and early 5. To enhance the capacity of state and local
childhood education. EI services should be indi- agencies and service providers to identify,
vidualized to the child and family needs, focusing evaluate, and meet the needs of all children,
on capacity building of the family to empower particularly minority, low-income, inner city,
them to support their child’s development. and rural children and infants and toddlers in
EI can be classified broadly as services pro- foster care” (IDEA 2004, 20 U.S.C.1431§631.
vided to children under 5 years of age to meet their
specific developmental needs. These services are To qualify for EI services under IDEA, chil-
typically provided through outpatient clinics or dren with CP must meet the required definition as
home health-care programs through medical a child under 3 years of age who
insurance coverage, educational services, or pub-
lic health programs. More specifically, EI typi- 1. “is experiencing developmental delays, as
cally refers to services provided to children measured by appropriate diagnostic
Early Intervention Services for Young Children with Cerebral Palsy 3
instruments and procedures in 1 or more areas Pediatrics 2012; King and Chiarello 2014; Mater-
of cognitive development, physical develop- nal Child and Health Bureau 2005); however, the
ment, communication development, social or common threads include (Allen et al. 1997)
emotional development, or adaptive develop- respect for the child and family, (American Acad-
ment; or emy of Pediatrics and Committee on Hospital
2. has a diagnosed physical or mental condition Care and Institute of Patient – and Family-
that has a high probability or resulting in devel- Centered Care 2012) belief in the family’s abilities
opmental delay; and, to support their child, (Bailey et al. 2006) respon-
3. may also include, at a State’s discretion –, siveness to the family’s priorities and choices, and
(a) at-risk infants and toddlers” (IDEA 2004, (Benzies et al. 2013) a collaborative family-
20 U.S.C 1432 § 631). provider partnership (Photograph 1).
Collaboration is a hallmark of family-centered
IDEA provides states with flexibility in deter- care and brings everyone’s thoughts, ideas, and
mining how EI programs are structured and how impressions together to coordinate the assessment
services are provided and the specific eligibility and plan for services. When providers embrace a
criteria for EI service provision within the general family-centered care approach, the focus shifts
guidelines of the definitions above. These charac- from a deficit approach to a strength-based
teristics of EI vary considerably from state to approach considering the family as a whole. This
state. Careful consideration of state differences strength-based, capacity-building model focuses
in EI requirements is essential for EI providers to on child and family strengths and on providing
ensure compliance with state and national man- opportunities for families to use their existing
dates. For the purposes of this chapter, we will abilities and to develop new skills. The priorities
focus primarily on EI services that follow the of the child and family and their resources help
IDEA mandates. define the direction of the service plan and goals,
EI programs and providers consider family- and the primary role of the service provider is to
centered care best practice and essential in the support and enhance the capacity of the family as
provision of EI services. Family-centered care a whole (OSEP 2008). Family choice and control
encompasses how service providers interact with are priorities to build capacity and family self-
and involve the child and family in all aspects of efficacy (Dunst et al. 2008; Dunst and Trivette
care (Dunst and Trivette 2009). All members of 2009). The use of collaborative processes is
the family, not just the child, are recipients of EI thought to provide families with the training, con-
services, meaning the family’s strengths, needs, fidence, and opportunity to assist the child in
and priorities are considered to be as important as increasing function in daily life (Hanft and
the child’s. The foundation of family-centered Pilkington 2000; McWilliam and Scott 2001).
care is the belief that the family plays a central Additionally, collaboration with the family allows
role in the child’s life and must be involved in the the provider to become more familiar with family
child’s care to promote optimal development. and caregivers’ strengths and routines, helping to
Families may present to EI with a varied knowl- maximize effectiveness of suggested intervention
edge and skill to support the development of their strategies (Hanft and Pilkington 2000). These
children. With appropriate resources and support, characteristics of collaborative interactions are
families can learn the best methods to engage with believed to lead to improved developmental out-
and enhance the overall development of their chil- comes for young children with or at risk for devel-
dren (OSEP 2008). Many definitions of family- opmental delays or disabilities because of the
centered care exist (American Academy of increased practice of skills they receive with inte-
grated interventions (McWilliam and Scott 2001).
4 A. L. Fiss and L. Jeffries
Fig. 1 Illustration of
Brofenbrenner’s model of
bioecological systems
theory applied to early
intervention
interests, likes, and dislikes when planning and mobility, and positioning strategies. Understand-
implementing services. For example, if the child ing child and family personal preferences is key to
loves dinosaurs, the family and providers should providing services not just within the framework
consider this interest in the toy choice or activities of the ICF but also employing the foundational
implemented in service provision. The family and tenants of family-centered care.
child are more likely to complete activities that are In Bronfenbrenner’s Model (Brofenbrenner
meaningful and interesting and activities that they and Morris 2006), the family is part of the micro-
prefer to choose to do. Similarly, if the child tends system in which the child develops. The micro-
to be more alert and interactive in play activities in system includes those individuals that the child
the mornings, service providers may schedule interacts with directly such as the immediate fam-
sessions and provide intervention activities more ily, day care/preschool providers and peers, close
focused to the morning times (Fig. 1). extended family, and EI providers. The interac-
Understanding personal preferences extends tions between the child and the individuals within
beyond the child to the family in the EI setting. the microsystem mutually influence each other’s
Providers must recognize and respect individual behaviors and interactions. For example, a child’s
family’s preferences in addition to those of the temperament may impact the daily interactions
child. For example, if the parents indicate they between the child and caregiver. Similarly, the
are not interested in exploring wheelchair options caregiver’s interaction style may influence their
for their child, the provider should respect this responsiveness to and relationship with the child.
decision and support alternative transportation,
6 A. L. Fiss and L. Jeffries
Table 1 (continued)
Measure Age range Purpose
Test of early communication and 2 weeks–24 months To assess the earliest communication behaviors and
emerging language emerging language abilities in infants and toddlers
Adaptive behavior
Vineland adaptive behavior scales – Birth–90 years To assess intellectual and developmental disabilities
Third edition (Vineland 3)
Early coping inventory 4–36 months To assess the coping-related behavior of children
Play
Transdisciplinary play-based 6 months–6 years To assess four critical developmental domains –
assessment 2 Sensorimotor, emotional and social,
communication, and cognitive
Impairments
Early clinical assessment of balance 18 months to 12 years To measure of balance for children with CP
(ECAB)
Early activity scale for endurance 18 months to 12 years To measure of parent-reported endurance for
(EASE) children with CP
Functional strength assessment 18 months to 12 years To assess functional strength
(FSA)
Infant/toddler sensory profile Birth–36 months To examine sensory patterns in young children
Movement assessment of infants Birth–12 months To test motor development including muscle tone,
(MAI) primitive reflexes, automatic reactions and
volitional movements
Test of sensory functioning in infants 4–18 months To assess sensory processing and reactivity
On the following subdomains: Reactivity to tactile
deep pressure, visual tactile integration,
Adaptive motor function
they would like to receive information relative to cognitive development, communication devel-
format and to depth of information. Some families opment, social or emotional development, and
may prefer a concise summary of the information adaptive development, based on
with subsequent verbal explanation from the pro- objective data.
vider. Other families may prefer to read detailed 2. Family information, including resources, pri-
reports containing all relevant information. Pro- orities, and concerns.
viders should not assume to know the individual 3. Measureable results or outcomes expected to
preferences of families and should work to ensure be achieved by the child and family, including
the family understands all information provided the criteria, procedures, and timelines used to
to them. determine progress toward achieving the
Under IDEA, the evaluation and assessment outcomes.
process should culminate in the development of 4. The specific early intervention services the
the Individualized Family Services Plan (IFSP). child and family will receive including the
The IFSP is a formal plan that outlines the EI frequency, intensity, and methods for deliver-
services the child will receive and how the ser- ing services.
vices will be administered. While state-to-state 5. Identification of the natural environment where
variations exist in the format for the document, services will be provided or a statement of
the IFSP must contain the specific elements justification if the services will not be provided
outlined in the federal law including: in the natural environment.
6. The projected dates of when intervention will
1. The child’s present levels of functioning and begin including length, duration, and fre-
need in the areas of physical development, quency of services.
Early Intervention Services for Young Children with Cerebral Palsy 11
7. Identification of the service coordinator who A study by Campbell et al. (2009) noted that
will be responsible for the implementation of physical and occupational therapists often
the plan and coordination of services. brought their own materials into the home, simu-
8. Steps to be taken to support the child’s transi- lating the clinic environment. This can lead to
tion from early intervention into school-based confusion for the family who may be unable to
or other appropriate services (IDEA 2004, replicate activities once the materials are removed
20 U.S.C. 1436 § 646(d)). after the session. If intervention cannot be pro-
vided in the child’s natural environment, care
should be taken to simulate this environment as
Interventions much as possible, and discussion with the family
on how to incorporate activities into daily life
should be a priority of intervention.
EI services should be “dynamic and individual- The use of coaching models has been advo-
ized” to the child and family needs and priorities cated in the EI literature (Rush et al. 2003). In this
and interventions for infants and toddlers, and model, the service provider acts as a “coach” to
their families should be based on validated prac- the family providing guidance to help them
tices and best available research evidence (OSEP achieve self-identified goals in their daily routine
2008). Intervention activities should be designed (Campbell 1997; Rush et al. 2003). Coaching is an
and implemented in a manner that assists in devel- interactive process of observation and reflection
oping the family’s capacity to facilitate their with the family regarding routines and challenges
child’s development (Bailey et al. 2006). Specific encountered in the daily life (McWilliam and
interventions may address mobility, communica- Scott 2001). The coach jointly develops a plan
tion, self-care, learning, and/or play skills focus- with the family that includes specific outcomes
ing on the areas of priority identified by the family so progress can be determined or modifications
and considering the family and child values and identified. Within the coaching model, a five-step
culture. Consideration should be given to how process can be implemented to confirm and assess
best to support the child in participation in home the progress achieved. Intervention then focuses
and community activities, including environmen- on helping the family, or other care providers
tal modifications or assistive technology to determine appropriate solutions or modification
enhance the ability of the child to engage in activ- to these issues to support the child’s participation
ities with others. Interventions to specifically in life activities and experiences (McWilliam
address impairments of body function and struc- 2001; Rush et al. 2003). Children’s learning, it is
ture common to children with CP may be incor- implied, happens between visits based on the
porated into routines to improve developmental family interactions (McWilliam 2001). Coaching
skill performance or to prevent the development has been found to lead to improved relationships
of secondary impairments. and commitment between the service provider
When possible, interventions should be pro- and the family (Cripe et al. 1997) and improved
vided in the child’s natural home or community motor development and functional mobility
environment and should focus on incorporating (Blauw-Hospers et al. 2011; Hielkema et al.
activities in the child’s typical routine. This allows 2011). This success, along with positive feedback
for enhanced generalization of skills to everyday from families, has led many professionals in the
settings and enhances the family’s ability to incor- field to recommend this model for use in EI pro-
porate activities into their daily life. The use of the grams (Cripe et al. 1997; McWilliam 2001; Rush
child’s toys and materials from their home envi- et al. 2003) (Table 2, Photograph 3).
ronment in developmentally appropriate activities
allows for improved carryover of activities.
12 A. L. Fiss and L. Jeffries
the interdisciplinary model however is formal priorities change, the PSP can coordinate with
channels of communication, typically in the other team providers to consult or potentially
form of team meetings, which are implemented take on the PSP role. The proposed benefits of
to share information and develop and service the PSP model are consistent and efficient ser-
plans. In this model, providers still perform inter- vices, with improved communication and less
ventions on an individual bases. Therefore, the intrusion on family, less duplicative intervention
family must still integrate information from a plans, and decreased service costs (Shelden and
variety of providers, and the focus of services Rush 2001; Foley 1990; Sheldon and Rush 2001;
may be oriented toward the child, as compared Warner 2001).
to the family (Briggs 1997). Depending on the With all service delivery models and interven-
state’s regulations, this teaming model may be tion planning, it is important for service providers
implemented in the EI program. to reflect on the personal factors of the family to
The transdisciplinary team model has been determine if there are child and family circum-
recognized as a best practice for EI services and stances that may warrant the implementation of an
is the most frequently used in EI (Guralnick 2001; alternate service model. Families may be
Orelove et al. 2017). The transdisciplinary model balancing multiple responsibilities or have greater
provides a framework for providers and families areas of need in learning to support their child.
to exchange ideas and integrate the expertise of all They may report they do not have the current
of the team members (McWilliam 2001; Shelden capacity to consistently implement interventions
and Rush 2001). Allen et al. (1997) state: “The at home. In these instances, the family and pro-
collaborative aspects ensures that team members viders may determine that more intensive direct
make use of their own expertise and specialized intervention would be more appropriate until the
skills while assimilating the knowledge and family has developed sufficient capacity to more
expertise of other team members. In this way fully meet the needs of their child. Individualiza-
teams are most likely to create flexible, functional, tion of services is a core component of EI and
and developmentally appropriate treatment goals should be considered in service delivery model
that are responsive to the changing needs of chil- and specific intervention planning.
dren and their families.” (p. 29) In the transdisci-
plinary model, evaluations, service planning, and
interventions are coordinated and implemented in Evidence of Effectiveness
a collaborative manner. Teams perform arena
assessments as previously described and then EI providers should emphasize the use of evi-
meet with the family to determine if the child is dence-based practice, which encompasses clinical
eligible for the EI program. If eligible, the team expertise, family and child preferences, and best
collaboratively develops an intervention plan that research evidence in working with young children
is typically implemented by one team member, the and their families. However, evidence to inform
primary service provider. the effectiveness of EI for children with cerebral
The primary service provider (PSP) is identi- palsy is limited, and investigation of EI programs
fied based on the child and family’s current prior- is challenging due to the variability of programs
ities and the skills and expertise of the individual and the heterogeneity of the children and families
team members. The other team members support served (Hadders-Algra 2014). Overall, this leads
the PSP through the “role release” process that to relatively inconclusive findings related to the
includes training and consultation. The PSP is not impact of EI for children with cerebral palsy.
trying to emulate the other providers but instead EI using general developmental programs
implement the shared strategies to support the appears to lead to positive improvements in
child and family and, in turn, provide the family motor developmental outcomes (Blauw-
with a consistent individual for communication Hospers and Hadders-Algra 2005; Spittle et al.
and interactions. As the child and family’s 2012). Additionally, improvements in cognitive
14 A. L. Fiss and L. Jeffries
development up until 3 years of age have also CP 9–36 months of age has been found to lead to
been noted in preterm infants with the use of accelerated attainment of walking and a decreased
general developmental programs (Spittle et al. need for support for ambulation (Mattern Baxter
2012; Orton et al. 2009; Vanderveen et al. 2009; et al. 2013). Improvements in bimanual function
Wallander et al. 2014; Blauw-Hospers and have been noted for children with CP following
Hadders-Algra 2005; Ziviani et al. 2010). It is action-observation training of upper limb function
less clear if these improvements persist after pre- (Guzzetta et al. 2013) and constraint-induced
school age (Spittle et al. 2012; Vanderveen et al. movement therapy (Gordon 2011). Additionally,
2009). Other studies have failed to demonstrate the use of enriched environments for intervention
the effectiveness of EI to improve motor or cog- has been associated with small but positive
nitive outcomes. Nelson et al. (2001) examined improvements in motor outcomes for infants
preterm infants to determine in the impact of with CP (Morgan et al. 2013).
auditory, tactile, visual, and vestibular stimula-
tion, noting no significant difference on motor or
cognitive development. Similarly, Ohgi et al. Cases
(2004) determined that behavioral interventions
for infants with cerebral injuries led to improved
behavior-state regulation, but no impact on motor
Case 1
or cognitive development was noted. Both of
Alejandro is a 25-month-old child with CP
these studies were underpowered, representing a
classified as Gross Motor Function Classi-
limitation of their findings.
fication System (GMFCS) level II. He is
Evidence does support the use of family-
able to walk independently on even surfaces
centered services to promote child and parent
but displays difficulty with balance on
well-being and satisfaction with services (King
uneven surfaces. He demonstrates
et al. 2004; Benzies et al. 2013). Investigators
age-appropriate fine motor and play skills
have also examined the impact of parent educa-
and mild delays in expressive communica-
tion and psychosocial support on maternal mental
tion. He currently uses approximately
health (Benzies et al. 2013). Results indicate that
15 single words independently but tends to
maternal anxiety and depression are reduced and
rely on gesturing to communicate.
maternal self-efficacy is improved following these
Alejandro’s parents report their main areas
interventions. Linking these results with the belief
of concern are his ability to walk without
that services can positively impact material stress
falling and his ability to communicate ver-
supports the need for future investigation to deter-
bally his wants and needs. He has been
mine how this component of services mediates the
receiving biweekly EI services with the
child’s developmental outcomes. Research has
physical therapist as the primary service
also examined the use of a coaching service
provider since he was 3 months of age.
model with infants who were at high risk for
During a recent session, the parents indi-
delayed development (Blauw-Hospers et al.
cated that they were interested in exploring
2011; Hielkema et al. 2011). Coaching was asso-
a local community parent and child gym-
ciated with improved motor development and
nastics class for Alejandro to help work on
functional mobility at 18 months chronological
his balance but were concerned with his
age, leading to the consideration that coaching is
ability to keep up with the class activities.
potentially effective in supporting family-
The physical therapist arranged to meet
centered care.
the family at the gymnastics class to offer
Specific developmental interventions have also
suggestions and guidance on how to
shown promise in improving developmental skills
in young children with CP. For example, the use of (continued)
early, intensive treadmill training for infants with
Early Intervention Services for Young Children with Cerebral Palsy 15
(continued)
16 A. L. Fiss and L. Jeffries
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