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Received Nov 8, 2015, and in revised form Jan 2, 2016. Accepted for publication Feb 8, 2016.
Summary Purpose: To investigate the efficacy and safety of fractionated boron neutron capture the-
To investigate the efficacy rapy (BNCT) for recurrent head and neck (H&N) cancer after photon radiation therapy.
and safety of boron neutron Methods and Materials: In this prospective phase 1/2 trial, 2-fraction BNCT with
capture therapy (BNCT), we intravenous L-boronophenylalanine (L-BPA, 400 mg/kg) was administered at a
treated 17 patients with 28-day interval. Before each fraction, fluorine-18-labeled-BPAepositron emission to-
recurrent head and neck mography was conducted to determine the tumor/normal tissue ratio of an individual
(H&N) cancer after photon tumor. The prescription dose (D80) of 20 Gy-Eq per fraction was selected to cover
radiation therapy in a pro- 80% of the gross tumor volume by using a dose volume histogram, while minimizing
spective phase 1/2 trial star- the volume of oral mucosa receiving >10 Gy-Eq. Tumor responses and adverse effects
ted in 2010. Two-fraction were assessed using the Response Evaluation Criteria in Solid Tumors v1.1 and the
BNCT with intravenous Common Terminology Criteria for Adverse Events v3.0, respectively.
Reprint requests to: Ling-Wei Wang, MD, Department of Oncology, Supplementary material for this article can be found at
Taipei Veterans General Hospital, No. 201, Sect. 2, Shih-Pai Rd, Taipei, www.redjournal.org.
Taiwan 112. Tel: (þ886) 2-28757270; E-mail: lwwang@vghtpe.gov.tw AcknowledgmentdThe authors thank Taiwan Biotech Co Ltd for help
Presented in part at the 16th International Congress of Neutron Capture in preparing the BPAefructose solution and performing pretreatment tests
Therapy, June 14-19, 2014, Helsinki, Finland. for this trial.
Conflict of interest: none.
Int J Radiation Oncol Biol Phys, Vol. 95, No. 1, pp. 396e403, 2016
0360-3016/$ - see front matter Ó 2016 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.ijrobp.2016.02.028
Volume 95 Number 1 2016 BNCT in locally recurrent H&N cancer 397
L-boronophenylalanine at a Results: Seventeen patients with a previous cumulative radiation dose of 63-165 Gy
28-day interval was con- were enrolled. All but 2 participants received 2 fractions of BNCT. The median tu-
ducted. The total response mor/normal tissue ratio was 3.4 for the first fraction and 2.5 for the second, whereas
rate was 71%, including 6 the median D80 for the first and second fraction was 19.8 and 14.6 Gy-Eq, respectively.
complete responses. Toxicity After a median follow-up period of 19.7 months (range, 5.2-52 mo), 6 participants ex-
was acceptable. Boron hibited a complete response and 6 exhibited a partial response. Regarding acute
neutron capture therapy may toxicity, 5 participants showed grade 3 mucositis and 1 participant showed grade 4
be a treatment choice for laryngeal edema and carotid hemorrhage. Regarding late toxicity, 2 participants exhib-
locally recurrent H&N ited grade 3 cranial neuropathy. Four of six participants (67%) receiving total D80 > 40
cancer. Gy-Eq had a complete response. Two-year overall survival was 47%. Two-year locor-
egional control was 28%.
Conclusions: Our results suggested that 2-fraction BNCT with adaptive dose prescrip-
tion was effective and safe in locally recurrent H&N cancer. Modifications to our pro-
tocol may yield more satisfactory results in the future. Ó 2016 Elsevier Inc. All rights
reserved.
cell count >2.5 109/L, neutrophil count >1.0 109/L, effectiveness factors for boron were 4.9 for the mucosa,
platelet count >75 109/L, and serum creatinine level 3.8 for the tumor, 2.5 for the skin, and 1.3 for other
<1.25 upper limit of normal range; and (6) a T/N ratio normal tissues (12). Fluorine-18-labeled-BPA-PET, CT
of BPA uptake >2.5 measured using fluorine-18-labeled- simulation, and contouring were repeated before the sec-
BPAepositron emission tomography (18F-BPA-PET). The ond fraction of BNCT.
exclusion criteria were (1) lymphoma or any other tumor During treatment planning, both the physical dose and
type that was expected to respond to cancer chemotherapy biologically equivalent dose were calculated. The equiva-
or to a safe dose of conventional radiation therapy; (2) lent dose was defined as the sum of the physical dose
availability of an effective standard treatment option; (3) components multiplied by weighting factors (including
distant metastasis outside the H&N regions; (4) a life relative biological effectiveness and compound biological
expectancy <3 months; (5) receipt of the previous radi- effectiveness) of each dose component in a tissue. Princi-
ation therapy <3 months before this trial; (6) receipt of a ples of dose prescription included (1) delivering 20-25
concurrent systemic cancer treatment, including chemo- Gy-Eq per fraction to 80% of the GTV (prescription dose,
therapy and target therapy; (7) pregnancy; (8) an inability D80); (2) limiting the volume of oral mucosa receiving
to lie or sit in a cast for 30-60 minutes; and (9) a cardiac >10 Gy-Eq per fraction to the lowest possible level; and
pacemaker or an unremovable metal implant present in (3) limiting the maximum dose available to the optic nerve
the H&N regions that would interfere with MRI-based or chiasma to <8 Gy-Eq per fraction. The dose constraints
dose planning or tumor response evaluation. for the other critical organs were determined individually
according to the previous radiation dose. Because of the
Image studies potential change in the BPA T/N ratio after the first frac-
tion, the prescription dose for the second fraction may have
been different from the first. A single anterior, lateral, or
Before the screening procedure, each patient received
antero-oblique portal was used for each fraction.
MRI and whole-body 18F-fluorodeoxyglucose (FDG)-
PET/CT for evaluating the size and staging of the recur-
rent tumor. The PET/CT scanner at our hospital was the Administration of BNCT
GE VCT (GE Medical Systems, Milwaukee, WI). The
18
F-BPA-PET/CT scan procedure was repeated before All participants were placed in a stable posture (lying or
both the first and second fractions of BNCT to determine sitting) during exposure to a horizontal radiation field by
T/N ratios. The injected dose of 18F-BPA was approxi- using polyethylene extension collimators over the beam
mately 5 mCi. The uptake of 18F-BPA in the tumor was aperture to facilitate the treatment position setup. An on-
measured by calculating the mean standard uptake value site simulation at the research reactor was conducted to
of the gross tumor volume (GTV). The uptake of 18F-BPA verify the tumor location and irradiation volume (GTV
in the normal tissue was measured by calculating the with a margin of at least 1 cm) through a beam’s-eye view
mean standard uptake value of a region in the subcu- before L-BPA (from Hammercap, Stockholm, Sweden and
taneous connective tissue on the contralateral side of the Taiwan Biotech Co Ltd) injection. To increase solubility,
GTV, measured 60 minutes after 18F-BPA injection. L-BPA was complexed with fructose to form an L-BPA-F
Before BNCT, a CT simulation was typically conducted in solution (13), which was administered at a concentration
a supine position with a slice thickness of 5 mm at our of 25 g/L and pH of 7.6 (14). Intravenous L-BPA-F
department. (400 mg/kg) was administered in 2 phases: the drug was
infused at the rate of 180 mg/kg/h for 2 hours before
Treatment planning neutron irradiation in the first phase, and at the rate of
1.5 mg/kg/min in the second phase, concurrent with irra-
diation and stopped when the beam was off. The blood
For contouring the GTV (including the primary tumor and
boron concentrations were measured using inductively
adjacent lymphadenopathy), CT images from simulations
coupled plasma atomic emission spectrometry before in-
were coregistered with T1-weighted MRI and 18F-BPA-
jection; 1 hour before, immediately before and after, and
PET images. Normal structures (including critical organs
30 minutes after neutron irradiation; and before leaving the
and oral mucosa) were delineated. The CT images and
research reactor.
contours of all participants were subsequently sent to the
university for processing. In-house-designed treatment
planning software (10) was used for dose calculation, 3- Follow-up
dimensional dose display on CT images, and generation
of dose volume histograms for tumors and normal struc- The participants were reviewed at the first and second week
tures. Tissue compositions as defined by the International and 1 month after each fraction of BNCT to record any
Commission on Radiation Units and Measurements were adverse effects. Each review included a physical exami-
used (11). The relative biological effectiveness was 1 for nation, measurement of weight and vital signs, and
g-ray and 3.2 for neutron. The compound biological assessment of performance status, general well-being, and
Volume 95 Number 1 2016 BNCT in locally recurrent H&N cancer 399
Results
Table 1 Patient and tumor characteristics
Characteristic n (%) Median (range)
Participant accrual and characteristics
Patient
Among the 25 patients with recurrent H&N cancer
Sex
Male 15 (88) screened during July 2010 and November 2013, 17 with 23
Female 2 (12) tumors were found to be eligible and were subsequently
Age (y) 56 (40-74) treated with BNCT. The most common primary site of the
Surgery before BNCT tumor was the oral cavity (41%). Most of the participants
Yes 15 (88) were heavily treated with photon radiation therapy in 1 or 2
No 2 (12) courses. Demographic data of all participants and tumor
Prior cumulative photon RT 107 (63-165) characteristics are listed in Table 1. All 17 participants
dose (Gy)
Period between prior photon 9 (4-58)
RT and BNCT (mo) Table 2 BNCT parameters
Tumor
Parameter Median (range)
Primary site
Oral cavity 7 (41) Interval between BNCT treatments (d) 28 (24-35)
Nose or paranasal sinus 4 (24) BPA T/N ratio by PET
Nasopharynx 3 (18) First fraction 3.4 (2.3-6.2)
Hypopharynx 2 (12) Second fraction 2.5 (1.2-4.4)
Parotid gland 1 (6) Irradiation time (min)
Pathology First fraction 23.4 (18.9-35.8)
SCC 11 (64) Second fraction 22.8 (18.5-31.2)
Other carcinoma* 5 (29) Gross tumor volume (mL)
Sarcoma 1 (6) First fraction 15.6 (0.5-130)
Diameter (cm) 5 (1-8.9) Second fraction 12.2 (0.2-105.5)
Recurrent T stage Minimal equivalent tumor dose (Gy-Eq)
rT0 1 (6) First fraction 13.0 (5.4-33)
rT1 2 (12) Second fraction 9.5 (2.0-22.6)
rT2 2 (12) Average equivalent tumor dose (Gy-Eq)
rT3 5 (29) First fraction 26.0 (8.1-40.1)
rT4 7 (41) Second fraction 17.0 (5.5-33.1)
Recurrent N stage Average tumor physical dose (Gy)
rN0 14 (82) First fraction 7.8 (2.5-11.2)
rN1 0 Second fraction 5.1 (1.7-9.8)
rN2 3 (18) Maximum mucosa physical dose (Gy)
rN3 0 First fraction 4.0 (1.3-5.6)
Abbreviations: BNCT Z boron neutron capture therapy; Second fraction 3.8 (1.4-5.4)
RT Z radiation therapy; SCC Z squamous cell carcinoma. Abbreviations: BPA Z L-boronophenylalanine; PET Z positron
* Other carcinomas include adenocarcinoma, sinonasal carcinoma, emission tomography; T/N Z tumor/normal tissue. Other abbreviation
and undifferentiated and nonkeratinizing carcinoma. as in Table 1.
400 Wang et al. International Journal of Radiation Oncology Biology Physics
received 18F-BPA-PET/CT before the first fraction of worsening of the toxicity. Another participant had 2 sepa-
BNCT. The procedure was repeated in 14 participants rate lesions that could not to be covered within a single
before the second fraction of BNCT. portal. Because both lesions were relatively small (1 and
15.6 mL), we treated each lesion on different days. Treat-
ment parameters are listed in Table 2.
Radiation dose delivered
Fig. 1. Computed tomography and magnetic resonance images (upper) and photographs (lower) of recurrent ethmoid sinus
carcinoma before (left) and 4 years after boron neutron capture therapy (right). The arrow indicates the tumor, which dis-
appeared completely after therapy.
Volume 95 Number 1 2016 BNCT in locally recurrent H&N cancer 401
Two-year overall survival was 47% (95% confidence in- differential boron uptake to a steep dose gradient between
terval 23%-68%; survival curve in Fig. E3; available online tumors and surrounding critical structures via boroneneu-
at www.redjournal.org). tron reaction. Another advantage of BNCT is its conve-
nience; a large radiation dose can be delivered in 1 to 2
Toxicity fractions that are smaller than those of photon radiosurgery.
Because H&N cancer sometimes recurs after photon radi-
Acute and late toxicities after treatment are listed in ation therapy in Taiwan, we designed a prospective trial
Tables 3 and 4. The most common grade 3 acute toxicity utilizing 2-fraction BNCT at our research reactor.
was mucositis (29%). One participant showed acute grade 4 The reasons for using 2 fractions of BNCT are listed as
toxicity (laryngeal edema and carotid hemorrhage) within follows: (1) A low dose per fraction can yield a low
3 months after BNCT and was salvaged with tracheostomy toxicity; (2) The second fraction can suppress repopulation
and embolization of the common carotid artery. The most of residual tumor cells after the first fraction, even after a
common grade 3 late toxicity was cranial neuropathy in 2 28-day interval; (3) Different beam angles can be used for
participants. No grade 4 late toxicity was observed. each fraction of treatment, thus improving the homogeneity
of the final dose distribution, particularly for relatively
deep-seated tumors; and (4) Adaptive planning for the
Discussion second fraction can be conducted by evaluating the updated
tumor size and T/N ratio. Most participants in the present
Despite the advances in modern radiation therapy tech- study exhibited a reduction in the tumor volume after the
niques, reirradiation in locally advanced H&N cancer first fraction (Table 2). A smaller collimator was selected
carries a risk of severe complications. Boron neutron cap- for 1 participant for the second fraction because of a dra-
ture therapy, a type of target radiation therapy, can translate matic reduction in the tumor volume.
Table 3 Acute toxicities Suzuki et al (16) demonstrated a CR rate of 28% with the
minimal GTV dose of 17.9 Gy-Eq (mostly administered in
None Grades Grade Grade
a single fraction). In the present study, we used D80 as the
Adverse effect (n) 1-2 (n) 3 (n) 4 (n)
prescription dose because it represents the minimal dose
Mucositis 2 10 5 0 received by most (80%) of the GTV and is located between
Radiation dermatitis 3 14 0 0 the mean and minimal doses delivered to the whole GTV.
Allopecia 5 12 0 0
Moreover, some correlations among this particular dose,
Dysphagia 10 6 1 0
Tumor pain 12 4 1 0
volume, and response were detected (Fig. E4; available at
Hemorrhage 15 0 1 1 www.redjournal.org). A high proportion (4 of 6 or 67%) of
Infection (soft tissue) 15 0 2 0 patients receiving total D80 > 40 Gy-Eq achieved a CR,
Pneumonia 15 1 1 0 without exceeding the dose constraint of the mucosa.
Edema (H&N) 15 1 1 0 Despite the initial positive response, the most common
Edema (laryngeal) 16 0 0 1 type of treatment failure observed in the present study was
Otitis 16 1 0 0 locoregional rerecurrence, which is consistent with the
Nausea or vomiting 16 1 0 0 findings observed in a Finnish study (15). Apart from the
Conjunctivitis 16 1 0 0 dosage effect on the GTV, other possible causes include (1)
Abbreviation: H&N Z head and neck. inhomogeneous BPA distribution in the tumor, particularly
Acute toxicities defined as those that developed within 3 months after
in large tumors with hypoxic areas; (2) an insufficient dose
the last fraction of boron neutron capture therapy.
or coverage of the clinical target volume, which extent was
difficult to define in a reirradiation situation; (3) impaired
Few studies have explored the relationship between the penetration of epithermal neutrons for deep-seated tumors;
dose and response of BNCT in H&N cancer. In a study and (4) epithelialemesenchymal transition that renders
comparing the treatment results of different administration tumors resistant to reirradiation and disposed to distant
routes of BPA, patients receiving BNCT via an intra- metastases (17). Combination of BNCT with other modal-
arterial route (median average dose, 45.0 Gy-Eq) exhibited ities of treatment, either systemically or locally, can be
a higher response rate (100%) than did those receiving the attempted in the future to improve results.
treatment via an intravenous route (median average dose, Interestingly, there were no obvious differences in the
16.4 Gy-Eq; response rate 33%) (6). Furthermore, the dose incidence of toxicities between the 6 patients receiving >40
description for BNCT varies among institutions. Both mean Gy-Eq and others. The possible reasons included (1) T/N
and minimal doses delivered to the GTV have been re- ratios of the former group were high (median 4.6 before
ported in previous studies. Kankaanranta et al (15) showed BNCT); (2) some of them were small in size; (3) the tumor
that administering a total mean GTV dose of 45 Gy (W) location had some distance from critical organs or previous
divided in 2 fractions resulted in a high CR rate of 45%. high dose areas; and (4) some tumors received only 1 rather
than 2 courses of RT before BNCT. Mostly, the toxicity
profile was acceptable for participants heavily treated
Table 4 Late toxicities before. However, despite adaptive planning, we still found
None Grades Grade Grade 1 patient with severe (grade 4) toxicity of laryngeal edema
Adverse effect (n) 1-2 (n) 3 (n) 4 (n) and carotid hemorrhage. This patient had 2 courses of ra-
Dysphagia 10 7 0 0 diation therapy before enrollment in this trial and a short
Fatigue 11 5 1 0 interval (5 months) between photon treatment and BNCT.
Xerostomia 11 6 0 0 For recurrent tumors surrounding or adjacent to carotid
Trismus 11 6 0 0 artery after high-dose radiation, we suggest that a preven-
Allopecia 11 6 0 0 tive measure such as stent placement be performed before
Cranial neuropathy 12 3 2 0 BNCT.
Soft tissue necrosis 13 3 1 0 The limitations of the present study are as listed follows:
Pain 13 3 1 0
(1) The number of participants was small and heterogeneity
Impaired hearing 13 4 0 0
Dysgeusia 13 4 0 0
of tumors was high, which make analysis of prognostic
Otitis 14 3 0 0 factors difficult; (2) The follow-up period was not
Osteoradionecrosis 14 3 0 0 adequately long; (3) The dosimetry for BNCT carries more
Dry eyes 14 3 0 0 complexity and uncertainty than that for photon beam
Smell loss 15 2 0 0 treatment planning (16, 18); and (4) We assumed that the
Edema (H&N) 15 2 0 0 BPA concentration in the blood was equal to that in the
Keratitis 16 0 1 0 normal connective tissue; however, this assumption was
Infection (soft tissue) 16 0 1 0 found to be untrue in several animal studies (19, 20) and
Abbreviation as in Table 3. might have led to inaccurate tumor dose calculations.
Late toxicities defined as those that developed beyond 3 months after
In conclusion, treatment of locally recurrent H&N
the last fraction of boron neutron capture therapy.
cancer after photon irradiation remained a therapeutic
Volume 95 Number 1 2016 BNCT in locally recurrent H&N cancer 403
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