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Public Health Asks of Systems Science: To Advance


Our Evidence-Based Practice, Can You Help Us Get
More Practice-Based Evidence?
Public health asks of sys- | Lawrence W. Green, DrPH
tems science, as it did of
sociology 40 years ago,
that it help us unravel the THIS ISSUE OF THE JOURNAL to be used for deeper analysis disciplines for our public health
complexity of causal forces offers examples and promise of rather than as a nemesis to be needs?
in our varied populations
an underutilized methodology controlled. This, then, is the hope Most sociologists with any in-
and the ecologically lay-
and a theoretical approach to we harbor and the plea we seem terest in health issues at that time
ered community and soci-
some of the complex problems to be making to systems scien- (and still today) identified their
etal circumstances of public
health practice. of public health on which other tists: Bring your theoretical and subdiscipline as “medical sociol-
We seek a more evidence- methodologies and disciplines methodological tools for network ogy” and applied their health
based public health practice, have foundered. A central ques- analysis, knowledge transfer ap- systems research mostly to the
but too much of our evi- tion posed by this collection is proaches, and systems organizing “sick role” of patients (from Tal-
dence comes from artifi- whether systems approaches can methods (including participatory cott Parsons to David Mechanic)3
cially controlled research fill the gap that is felt most acutely research) to help us get a handle and to medical care systems.
that does not fit the realities by public health as it strives to on the multiplicity of influences Some overlap with public health
of practice. rise to the paradoxical challenge at work in the real world of prac- occurred with behavioral studies
What can we learn from
of evidence-based practice. The tice, so that the evidence from of health care utilization that in-
our experience with sociol-
challenge is that most of the evi- our study of interventions and cluded preventive health services
ogy in the past that might
dence is not very practice-based. programs can reflect that com- (e.g., Ronald Andersen),4 access
guide us in drawing effec-
tively on systems science? The evidence given greatest plex reality rather than mask it. and socioeconomic studies that
(Am J Public Health. 2006;96: credence and therefore the most pertained to public health’s grow-
406–409. doi:10.2105/AJPH. play in evidence-based guide- WHAT HAVE WE LEARNED ing responsibility for Medicaid
2005.066035) lines comes from highly con- FROM PAST EXPERIENCE? and indigent clinical care pro-
trolled trials, ideally controlled grams (e.g., LuAnn Aday),5 and
by random assignment, but in To cast the challenge to sys- the convergence of medical care,
fact made more artificial or un- tems science in historical public prevention, and self-care issues
representative by whatever health context, I recall a similar in the 1960s around mass immu-
methods of control are used. plea by the late Edward S. Rogers, nization programs,6 the demo-
These methods are ineffective who had led the rebirth of eco- graphic7 and communications8
for taking into consideration the logical thinking in public health aspects of family planning, and
large numbers of variables, the in the 1960s.1 He challenged so- the chronic conditions of aging.
great variability within them, ciology 37 years ago in his essay Notable exceptions to the
and the diverse circumstances of in Science, “Public Health Asks standoff of medical sociology
public health practice. Indeed, of Sociology . . .”2 to bring the from public health systems needs
they seek to take these variables theories and methods of sociol- were the work of Sol Levine and
out of consideration by control- ogy to the aid of a field that was his Johns Hopkins colleagues on
ling them, equalizing them, or faced with a growing need for interorganizational exchange re-
holding them constant rather social and behavioral sciences to lationships9; the work of Gordon
than variable. cope with complexities of the DeFriese and others at Chapel
Systems thinking and model- newly emerging epidemics of Hill; and Len Syme’s work at
ing seems to offer, among other chronic diseases. Today’s plea to Berkeley in evaluation of com-
things, an alternative to the con- systems science has a strong munity programs and social de-
trolled trial with simulation rather echo of that early reaching out terminants of health,10 carried on
than control as the major source from public health. What can notably at Harvard by Lisa Berk-
of evidence. It treats the multi- that history tell of the potential man and her colleagues in the
plicity of variables as a resource and pitfalls of harnessing other tradition of social epidemiology.11

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It is especially in these latter in- health services. A similar fate health with such scientists in the attitudes and beliefs as primary
tersections of sociology and pub- with systems sciences is to be 1960s (e.g., Knutson, Kirscht, targets for population-based strat-
lic health where the organizational avoided, or we will see few of Kegeles, Bruvold) were psycholo- egies to change behavior might
and social webs of causation and the benefits it promises for pub- gists rather than sociologists. For be seen in retrospect today.19
community behavioral norms lic health application. all the enrichment of critical sci- The social and behavioral sci-
draw us to systems thinking and A second lesson from the so- entific and theoretical thinking ences continue to be falling short
modeling. This is partly out of ciological experience is that the on behavioral issues in public in the theories and methods they
some frustration with the limits debates within such a broad health that psychologists brought, bring to the systems needs identi-
of epidemiological methods and field as systems thinking and their domination of that thinking fied by public health today. They
conventions in coping with the modeling can undermine the could be seen in retrospect as re- have enriched epidemiological
complexities increasingly recog- credibility of the very methods gression to the individualistic understanding of causation with
nized by public health.12–14 and theories we might need to mean and to the reductionist their inductive methods, and they
A first lesson from this experi- encompass. One of the most im- methodologies of experimental have strengthened interventions
ence is that we must open our portant sociological contributions psychology rather than the com- by filling the gaps in evidence-
own public health sciences to to public health, for example, munity and systems thinking that based best practices with theory.
the transdisciplinary blending of was the sociologists’ develop- Edward Rogers appealed to soci- Most of their methods and theo-
methods and theories, and we ment of ecological analyses. ology to bring. ries, however, dominated as they
must open them to the findings Ironically, it was a sociologist, Thanks in part to the exposure have been by psychology, have
from the application of methods Warren Robinson, writing in a of psychologists to public health not dealt adequately with the
foreign to our prior traditions. As sociological journal, who became and other social service fields, broader ecological understanding
Susser points out in tracing the the most frequently cited author- new subdisciplines of community of causal webs and systems inter-
history and future of epidemiol- ity for arguing the “fallacy of the psychology in the 1960s and en- ventions that we seek today. Sys-
ogy, the leadership of chronic ecological correlation” in epi- vironmental psychology in the tems science, suggests Axelrod,
disease epidemiology that accom- demiological applications of eco- 1970s emerged. We owe these offers a third alternative to our
panied the infusion of social sci- logical analyses to the under- psychologists, together with so- past dependence on the either/
ences into public health resisted standing of what had become cial psychologists, for their noble or choices between inductive and
examining the dynamics of the important to many chronic dis- efforts to fill the gap between the deductive methods:
“determinants of health” vari- ease epidemiologists, namely, preoccupation of psychology with
ables that sociology was pointing the risk-factor behaviors of indi- individual differences and the Induction is the discovery of pat-
terns in empirical data. For exam-
us toward. We were content to viduals.16 As we embrace sys- needs of public health for popu- ple, in the social sciences induc-
draw on sociology for ways to tems scientists, we must be pre- lation and organizational levels tion is widely used in the analysis
measure socioeconomic status, pared for the inevitable debates of analysis and intervention.17,18 of opinion surveys and the
macro-economic data. Deduction,
for example, so that we could among them, in which they are The third lesson for public on the other hand, involves speci-
control for its confounding,15 but arguing over nuances of their health, then, is that our recruit- fying a set of axioms and proving
we were slow to use their socio- theories and methods. To us, ment of systems scientists to our consequences that can be de-
rived from those assumptions. . . .
economic variables to untangle these debates could seem like cause should be cautiously dis- Simulation is a third way of
the web of causation that such damning blows to the credibility criminating of the systems sci- doing science. Like deduction, it
variables should have forced us of their entire enterprise or of ence subdisciplines most respon- starts with a set of explicit as-
sumptions. But unlike deduction,
to grapple with much sooner. some of the very methods that sive to our call and those most it does not prove theorems. In-
At the same time, medical could be most valuable to pub- needed to address our needs. stead, a simulation generates data
care, the big-ticket item in health lic health. Each recruitment and appoint- that can be analyzed inductively.
Unlike typical induction, how-
spending, has siphoned off re- While we contemplate the in- ment effort in public health ever, the simulated data comes
sources from the newer disci- fluence of subdisciplines in sys- should be preceded by a careful from a rigorously specified set of
plines we might seek to recruit to tems sciences, we might also re- consultation with independent rules rather than direct measure-
ment of the real world. Whereas
public health. Sociologists were call that most of the social and systems scientists on what we induction can be used to find
understandably susceptible to ac- behavioral scientists attracted to seek and what type of systems patterns in data, and deduction
cepting the more generous fund- public health by Mayhew Derry- scientists among their colleagues can be used to find consequences
of assumptions, simulation mod-
ing from the National Institutes berry’s recruitment to the Public can best meet those needs. The eling can be used as an aid [to]
of Health, the Agency for Health- Health Service in the 1950s (e.g., blind alleys down which we intuition.20(p24–25)
care Research and Quality, and Hochbaum, Rosenstock, Leven- might otherwise travel could cost
other agencies of government to thal) and the Russell Sage Foun- us decades of unproductive, mis- The aid to intuition that the
apply their skills to study med- dation’s behavioral science initia- guided effort for public health, “evidence-based practices” move-
ical services rather than public tive to populate schools of public as our past preoccupation with ment has made us aware we need

March 2006, Vol 96, No. 3 | American Journal of Public Health Green | Peer Reviewed | Commentaries | 407
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 COMMENTARIES 

to develop should make research come into play when an efficacy- scientists? Or is it so central a matter of recruiting and retool-
responsive to the input and experi- tested intervention is taken to that public health would have ing existing systems scientists (as
ence of practitioners and local scale from its controlled experi- to come to grips with the adop- we tried to do with behavioral
planners. It should engage them as mental setting to large communi- tion of a chaos theory perspec- scientists 40 years ago) or an in-
participants in the research pro- ties or populations? Will it tive on its own organization and fusion of systems science into the
cess so that their intuition can be achieve methodologically what entities? The term itself is mis- curriculum of schools of public
brought to bear on the specifica- “ecological” approaches have understood by the public and is health and continuing education
tion of rules and on the interpreta- offered conceptually as a way of off-putting for some health pro- and (leadership?) training of
tion of patterns. Systems thinking encompassing the multiple levels fessionals who cannot reconcile more seasoned practitioners and
and modeling give ample atten- necessary to understand and the notion of chaos as a starting policymakers? Or both? If we
tion to participatory approaches. harness the reciprocal relations point for their practice, despite need to recruit systems scientists
We turn today, with a similar among biology, behavior, and their sometimes futile efforts at to public health, we need to
motivation, to systems thinking environments? organization and management. learn from the prior experience
and modeling to address the issues The challenging question for with behavioral scientists that
and needs invoked by Edward Recursive Feedback and public health is which aspects some will be more recruitable
Rogers 40 years ago, but now Synergy of their practice can be under- than others, but those most easily
with a more urgent beckoning by Can systems thinking and stood best with linear models, recruited will not necessarily be
Congress and other financial forces modeling help us break out of which with nonlinear, and those most needed. We will have
to close the gap between what the singularly linear analyses that which with simulation? to be clear about public health
appears to be a backlog of re- have offered limited temporal needs and priorities and then re-
search and its application in prac- analytic power in getting at the FROM SYSTEMS SCIENCE cruit and incentivize accordingly.
tice. The irony in this evolution is order of cause and effect, the TO PUBLIC HEALTH If training new public health
that some of the backlog of un- feedback loops, and the synergis- APPLICATIONS students and seasoned public
applied behavioral research in tic relations (beyond interaction health practitioners to incorpo-
public health is because the re- effects in analysis of variance or Which Concepts and Methods rate systems thinking into their
search has missed the mark of pub- multiple regressions). Will be Most Useful? toolkit is the strategy of choice,
lic health needs,21 largely as a con- Practice-Based Analysis Among the many tools sys- we will still need to recruit some
sequence of the appointment and At the heart of the rhetorical tems science has honed in other systems scientists, at least ini-
promotion of scientists in the fac- title of this article is the sugges- settings (mostly private sector?), tially, to assist with the training.
ulties of public health who had lit- tion that we could be drawn to which will have the greatest po- If we must do some of both—
tle or no experience in the prac- systems thinking and modeling tential, and which will have the recruiting systems scientists and
tice of public health. if it had the potential to provide most immediate applicability training public health students
A fourth lesson, then, is to an enhanced inductive assess- and utility for public health pol- in a new blend of practitioners—
seek a more systematic promo- ment of the practice setting and icy and practice? Priorities need then would we do better to re-
tion and tenure process to en- circumstances and the fit of al- to be set because a dump of the cruit systems scientists prima-
gage systems scientists in public ternative interventions, rather entire array of concepts, meth- rily through the academic pub-
health. This will provide them than with the deduction of fit ods, and data on public health lic health door or through the
with experience in public health for interventions tested in more will swamp the capacity of the policy and practice agency
settings that their academic sterile (and often artificial) cir- field to absorb and use the doors? The latter would seek
preparation and research has not cumstances provided for ran- concepts, methods, and findings to get the systems scientists ac-
provided and will provide incen- domized and other control over of systems science. The priori- quainted with public health
tives to study those systems in “extraneous” variables. Do sys- ties should be strategic, on ei- problems and settings before
real time with real public health tems thinking and modeling re- ther immediate needs, long- they attempt to teach public
practitioners and planners. ally do so? Or are their initial range potential, or both. How health students or conduct in
modeling, network analysis, to weight these might depend schools of public health systems
WHAT DO WE ASK OF and simulation based on ideal- on sponsorship and resources, research that has little to do
SYSTEMS SCIENCE? ized or abstract versions of the which brings us to a second with public health needs.
realities of practice? consideration.
Overdetermined Systems Who Will Support This New
Can systems thinking and mod- Chaos Who Will Absorb, Adapt, and Addition to Public Health?
eling help us unravel, or strategi- Is the association of systems Apply Concepts and Methods? Systems science is not a natural
cally reravel, the myriad mediat- science with chaos theory an in- Is the incorporation of systems or easy sell to the National Insti-
ing and moderating variables that cidental affinity of some systems science into public health to be tutes of Health. Support might be

408 | Commentaries | Peer Reviewed | Green American Journal of Public Health | March 2006, Vol 96, No. 3
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a more probable fit for the Cen- 5. Aday LA. At Risk in America: The 19. Green LW. Should health educa-
ters for Disease Control and Pre- Health and Health Care Needs of Vulner- tion abandon attitude-change strategies?
able Populations in the United States. 2nd Perspectives from recent research.
vention, the Agency for Health- ed. San Francisco, Calif: Jossey-Bass; Health Educ Monogr. 1970;1:24–48.
care Research and Quality, and 2001.
20. Axelrod R. Advancing the art of
the Health Resources and Ser- 6. Neill JS, Bond JO. Hillsborough simulation in the social sciences. In:
vices Administration, but they County Oral Polio Vaccine Program. Conte R, Hegselmann R, Terna P, eds.
Jacksonville, Fla: Florida State Board Simulating Social Phenomena. New York,
have little money to spare for aca-
of Health; 1964. Florida State Board of NY: Springer; 1997:21–40.
demic training or new research in Health Monograph 6.
21. Green LW. From research to “best
public health. Can we entice a 7. Blake J. Demographic science and practices” in other settings and popula-
foundation to sponsor an initiative the redirection of population policy. In: tions. Am J Health Behav. 2001;25(3):
like the Russell Sage Foundation’s Sheps M, Ridley JC, eds. Public Health 165–178. Available at: http://www.
and Population Change: Current Research ajhb.org/2001/25–3-2.htm. Accessed
behavioral science initiative in the Issues. Pittsburgh, Pa: University of Pitts- October 26, 2005.
1960s, or the current Robert burgh Press; 1965.
Wood Johnson Foundation’s pop- 8. Bogue DJ. Some tentative recom-
ulation health fellows program, or mendations for a “sociologically correct”
family planning communication and
Kellogg’s community researcher motivation program in India. In: Kiser
postdoctoral initiative? This would CV, ed. Research in Family Planning.
seem to be the next order of ur- Princeton, NJ: Princeton University
Press; 1962:503–538.
gent business to advance what the
9. Levine S, White P, Scotch N. Com-
articles in this issue seem to hold
munity interorganizational problems in
out as our hope for systems sci- providing medical care and social ser-
ences in public health. vices. Am J Public Health. 1963;53:
1183–1195.
10. Syme SL. Coronary artery disease:
About the Author a sociocultural perspective. Circulation.
At the time of preparing this article, 1987;76(1 pt 2): 1112–1116.
Lawrence W. Green was with the Univer-
11. Berkman LF, Kawachi I. Social
sity of Maryland, College Park, and the
Epidemiology. New York, NY: Oxford
University of California, Berkeley.
University Press; 2000.
Requests for reprints should be sent to
Lawrence W. Green, DrPH, UCSF CCC 12. McMichael AJ. Prisoners of the
Population Sciences, Box 0981, San Fran- proximate: loosening the constraints on
cisco, CA 94143–0981 (e-mail: lwgreen@ epidemiology in an age of change. Am
comcast.net). J Epidemiol. 1999;149:887–897.
This article was accepted May 15, 13. Shy CM. The failure of academic
2005. epidemiology: witness for the prosecu-
tion. Am J Epidemiol. 1997;145:
Acknowledgment 479–484.
I am indebted to the guest editors and 14. Susser M. Does risk factor epide-
the 2 anonymous reviewers for their con- miology put epidemiology at risk? Peer-
structive suggestions and encouragement. ing into the future. J Epidemiol Commun
Health. 1998;52:608–611.
References 15. Green LW. Manual for scoring so-
1. Rogers ES. Human Ecology and cioeconomic status for research on
Public Health: An Introduction for Ad- health behavior. Public Health Rep.
ministrators. New York, NY: Macmillan; 1970;85:815–827.
1960.
16. Robinson WS. Ecological correla-
2. Rogers ES. Public health asks of
tions and the behavior of individuals.
sociology. . . . Science. 1968;159:
Am Sociol Rev. 1950;15:351–357.
506–508.
3. Mechanic D. Illness behavior, so- 17. Wandersman A. Community sci-
cial adaptation, and the management ence: bridging the gap between science
of illness. A comparison of educational and practice with community-centered
and medical models. J Nerv Ment Dis. models. Am J Commun Psychol. 2003;
1977;165(2):79–87. 31:227–242.
4. Anderson RM. A Behavioral Model 18. Best JA, Stokols D, Green LW,
of Families’ Use of Health Services. Chi- Leischow S, Holmes B, Buckholz K.
cago, Ill: University of Chicago, Center An integrative framework for commu-
for Health Administration Studies, Uni- nity partnering to translate theory into
versity of Chicago Press; 1968. Re- effective health promotion strategy.
search Series, No. 25 Am J Health Prom. 2003;18:168–176.

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Public Health Systems Research: Setting a


National Agenda
The Institute of Medicine Dennis Lenaway, PhD, MPH, Paul Halverson, DrPH, MHSA, Sergey Sotnikov, PhD, Hugh Tilson, MD, DrPH,
has recommended that pol- Liza Corso, MPA, and Wayne Millington, BS
icy decisions about improve-
ment of national public health
systems be guided by sound Centers for Disease Control and Preven- These new challenges have upon which future research can
scientific evidence. However, tion, in collaboration with the Council placed additional strains on al- be conducted.
to date there is no national on Linkages Between Academia and ready stressed services, pro- Initial work in public health
research agenda to help Public Health Practice and other public grams, and staff. If we are to systems research generally fo-
guide public health systems. health systems partners, should develop build the capacity needed to cused on identifying the roles,
The Centers for Disease a research agenda and estimate funding meet the ever-expanding list functions, and resources of pub-
Control and Prevention was needed to build the evidence base that of threats to the public’s health, lic health agencies.4–11 Over
called upon to lead a collab- will guide policymaking for public it is essential that we first define time, research expanded beyond
orative consensus-based pro-
health practice. public health systems, how they agency boundaries to explore
cess to define key research
—Institute of Medicine1(p9) function, and what factors con- partnerships within public
questions and establish a
tribute to high performance. health by investigating the con-
framework to create oppor-
tunities to better coordinate, In its 2002 report, the Institute Mays et al. describe public cept of a public health sys-
leverage, and identify pub- of Medicine (IOM) recom- health systems research as “a tem12,13 and by focusing on col-
lic health resources, which are mended that an investment be field of study that examines the laborations between public
increasingly scarce. The pub- made in developing a research organization, financing, and de- health and sectors such as medi-
lic health systems research agenda to guide policy decisions livery of public health services cine14 and managed care.15
agenda that emerged from that shape public health prac- within communities, and the These activities were catalyzed,
this process has 14 overarch- tice.1 Similarly, the US Depart- impact of these services on in great part, by a series of re-
ing priority research themes. ment of Health and Human Ser- public health.”3(p180) To date, no ports issued by the IOM. The
This national agenda should
vices, in Healthy People 2010: public health systems research 1988 IOM report urged a
stimulate and guide research
Understanding and Improving agenda exists. stronger focus on exploring and
to meet the urgent need
Health, recognized the need for The relatively new field of building the governmental pub-
to improve the nation’s pub-
lic health systems. (Am J a strong public health infrastruc- public health systems research lic health role, as well as the
Public Health. 2006;96:410– ture that would provide the ca- is related to, but distinct from, role of other partners involved
413. doi:10.2105/AJPH.2004. pacity to prepare for and re- more well-established areas in public health.16 The IOM reit-
046037) spond to acute and chronic such as health services re- erated this call to action in
threats to the nation’s health. search. It has emerged within 199717 and again in 2002.1
Healthy People 2010 developed the last decade primarily be- Other contributions to public
a series of benchmark indicators cause of the need to better un- health literature have echoed
for public health infrastructure derstand how the level of de- this need.18–23 Concurrently with
that calls for a systematic ap- velopment of national public researchers, public health practi-
proach to data gathering, analy- health infrastructure and the tioners have begun to address
sis, and research.2 multiplicity of organizational these issues in the field; this is
Since the publication of these arrangements in public health evidenced through efforts such
2 seminal reports, the pace of affect health outcomes. There is as the National Public Health
change in public health has still a need to fully investigate Performance Standards
been accelerating, owing in the diversity of public health Program24 and the Turning
large measure to the environ- agency structures and func- Point initiative.25
ment resulting from the events tions, how resources are used at A public health systems re-
of September 11, 2001; newly the state and local levels, how search agenda will be instru-
emerging threats (e.g., severe public health performance can mental in catalyzing new re-
acute respiratory syndrome affect health status outcomes, search and practice-based
[SARS], the obesity epidemic); and myriad other issues. Early initiatives and raising awareness
and dramatic shifts in funding research and practice-based ef- about the importance of such
for public health agencies. forts represent the foundation endeavors. A consensus-based

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research agenda establishes a ing the research agenda. Sec- TABLE 1—Participants in Setting Priorities for a National Public
framework that not only creates ond, wide participation of Health Systems Research Agenda, 2003
opportunities to better coordi- interested parties should be
nate, leverage, and identify re- ensured. Third, participants No. Participants
sources and activities but also would be encouraged to pro- Centers for Disease Control and Prevention (CDC) 15
provides the scientific basis for pose research themes that were American Public Health Association (APHA) 3
policy decisions affecting our based on scientific need and Association of State and Territorial Health Officials (ASTHO) 3
nation’s health. Previous experi- the priorities of practitioners, National Association of County and City Health Officials (NACCHO) 6
ences in setting research agenda without regard for perceived National Association of Local Boards of Health (NALBOH) 4
priorities in behavioral health,26 political or financial feasibility. Public Health Foundation (PHF) 2
clinical preventive services,27 Finally, to ensure a consensus- National Network of Public Health Institutes (NNPHI) 3
community design and land-use based outcome, the research University of Kentucky 4
choices,28 and public health themes should be prioritized University of North Carolina School of Public Health 1
workforce issues29 have been through a nominal group pro- Emory University 1
taken into account in the pro- cess, in which each individual is Mathematica Policy Research, Inc 2
cess of developing a public given the opportunity to vote Total 44
health systems research agenda. on prioritizing each research
theme following extensive
DEVELOPING A RESEARCH group discussion.
AGENDA: THE PROCESS Step 2: Engage National to mind during the presenta-
Step 1: Conduct a Partners to Refine the Draft tions and submit these ideas to
The Centers for Disease Con- Brainstorming Session to of Broad Research Themes the facilitator (H.T.). Approxi-
trol and Prevention’s (CDC’s) Solicit Input From CDC To gather input and help mately 90 ideas were collected
Public Health Practice Program Researchers refine the 4 broad research and sorted into the 4 research
Office, Division of Public Staff from the Division of categories, the CDC conducted a categories that had emerged
Health Systems Development Public Health Systems Devel- conference call with representa- from the CDC brainstorming
and Research, outlined a 4-step opment and Research held a tives from 2 universities; Mathe- session.
process with the stated goal of brainstorming session in April matica Policy Research, Inc; and On the second day, 15 CDC
developing a consensus-based 2003 with the objective of national partner organizations staffers met with 29 senior rep-
public health systems research generating a draft of key ele- representing public health practi- resentatives from national part-
agenda and disseminating the ments of a research agenda. tioners (Table 1). ner organizations (Table 1).
research agenda to the public The outcome of the session Two sequential 45-minute
health community. The Na- was a draft document outlin- Step 3: Conduct an breakout sessions, in which a
tional Public Health Perfor- ing 4 broad research cate- Agenda-Setting Meeting facilitated discussion of one re-
mance Standards Program de- gories, each encompassing a With National Partners, search category helped to de-
fines public health systems as list of research topics. The re- Researchers, and the CDC fine priorities, were held on
“the collection of public, pri- search categories were (1) In June 2003, a 2-day plan- each of the 4 research cate-
vate and voluntary entities, as public health system descrip- ning session was convened with gories. Each participant was
well as individuals and infor- tion and improvement; the objective of arriving at a given an opportunity to take
mal associations, that con- (2) public health agency role consensus-based research part in 2 breakout sessions.
tribute to the public’s health in the system; (3) resources agenda. The first day of the After discussion and voting,
within a jurisdiction.”24 and capacity assessment for meeting was open to all inter- the 90 research ideas had been
The process was guided by the health system; and (4) ested CDC researchers, as well narrowed down to 40, which
several basic principles estab- performance and health out- as the external partners that had were presented to the entire
lished to ensure that priority re- comes. Performance in this been invited. Approximately group for discussion. A nominal
search themes would be de- context was understood to be 100 people attended. The group process followed in which
fined without undue personal, how well a public health sys- agenda consisted of presenta- each participant was asked to
economic, or political influence. tem provided the 10 essential tions by selected researchers on vote for 10 research themes
First, the end users of public public health services, 3 0 mea- current developments and re- that he or she considered a pri-
health systems research, repre- sured against model stan- sults associated with public ority. Although specific criteria
sented by associations of public dards defined in the National health systems research. All par- were not established, partici-
health practitioners, should Public Health Performance ticipants were asked to write pants were instructed to con-
have a strong voice in establish- Standards. down research ideas that came sider each theme’s public health

March 2006, Vol 96, No. 3 | American Journal of Public Health Lenaway et al. | Peer Reviewed | Commentaries | 411
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 COMMENTARIES 

impact, feasibility, and urgency, previously described, the distri- Step 4: Disseminate the the influence of categorical pro-
as well as whether existing re- bution of votes across the 4 cat- Draft Research Agenda to grams and funding on system
search on the theme was lack- egories was fairly uniform. After Interested Public Health performance. (2) Additional re-
ing. Of 440 possible votes, 360 the votes were tallied, the group Partners for Discussion, search is needed to address the
(82%) went to 14 of the 40 held a facilitated discussion and Input, and Comment relationship between system
research themes. When these all participants readily agreed The results of the 2-day ses- performance and such core
14 themes were sorted into the to the final list of 14 priority sion were presented at the areas as social determinants of
4 broad research categories themes (box this page). AcademyHealth31 annual con- health, public policy, prepared-
ference in June 2003 and at a ness, and governance structures.
meeting of the Council on Link- (3) There is a need to explore
ages32 during the joint annual the concepts of performance
B
Research Priorities for the Public Health Systems conference of the Association measurement. Ultimately, the
Research Agenda of State and Territorial Health body of knowledge derived from
Officials and the National Asso- this research will challenge pub-
1. Determine how public health agency structure affects
performance. (40) ciation of County and City lic health leaders, policy makers,
2. Define and quantify dimensions of public health systems, Health Officials in September and researchers to conceptualize
including interorganizational relationships (including the 2003. The prioritized research a framework for high-performing
role of the agency within the public health system). (33) themes were presented during 3 public health systems and pro-
3. Explore the relationship between performance and health research-related sessions at the vide evidence of the impact of
outcomes (and the chain of impacts that leads from im- American Public Health Associ- system performance on health
proved performance to improved health outcomes). (30) ation annual meeting in Novem- outcomes.
4. Define the characteristics of high-performing local, state, ber 2003. Comments and sug- The comments and feedback
and federal public health agencies. (29) gestions were invited at all we received were similar to
5. Explore the relationship between social determinants of
these venues. those received by others who
health and system performance. (28)
have developed national re-
6. Evaluate the costs of achieving and maintaining acceptable/
optimal levels of performance. (This activity includes explor- LESSONS LEARNED search agendas.26–29 What
ing reasonable models to collect agency financial data.) (27) differentiated our efforts from
7. Explore the relationship between public health infrastruc- After the agenda-setting others were the various opportu-
ture/performance and the design, implementation, and meeting, an informal debriefing nities for input from the general
impact/outcomes of categorical programs (including the with key participants indicated public health community. Al-
use of evidence-based interventions). (27) a high level of satisfaction with though it is universally acknowl-
8. Conceptualize a framework for high-performing public health both the process and outcome. edged that a national research
systems that includes key elements. (26) The comments and suggestions agenda is necessary to prioritize
9. Identify, develop, and refine measures of health outcomes received when the draft re- and strategically approach public
that are sensitive to public health systems capacity and
search agenda was presented health systems research, we can-
performance. (26)
at the AcademyHealth, Council not overstate the importance of
10. Explore models and outcomes of accreditation of public
health agencies and/or public health systems as per- on Linkages, and American having gained consensus on this
formance improvement methods. (21) Public Health Association meet- research agenda among national
11. Evaluate how shifting policy and financial priorities affect ings validated the results and partner organizations, research-
performance of public health systems. (19) encouraged the CDC to proceed ers, and the CDC.
12. Explore what factors and processes facilitate community in- with publishing the research
volvement in using the National Public Health Performance agenda and working toward THE BENEFITS OF
Standards Program in system improvement activities (qual- building the necessary infra- A RESEARCH AGENDA
ity improvement). (19) structure for public health sys-
13. Evaluate how and to what extent a high-performing public tems research. A comprehensive public
health system is indicative of preparedness. (19)
The research agenda points health systems research agenda
14. Explore the effectiveness (within the agency and the sys-
to 3 areas that need to be ad- will help funding organizations
tem) of local and state governance structures. (16)
dressed. (1) There is an immedi- make informed choices between
Note. Priorities were established by a group of 44 participants from ate need to accurately describe competing research options. In a
the Centers for Disease Control and Prevention, national organiza- the dimensions of public health time of tightening resources, it is
tions representing public health practitioners, and academic and re-
search institutions. Numbers in parentheses are numbers of votes
systems, including their struc- imperative that funders know
received. ture, characteristics, costs, and how to use research dollars to
funding mechanisms, as well as maximum advantage and guide

412 | Commentaries | Peer Reviewed | Lenaway et al. American Journal of Public Health | March 2006, Vol 96, No. 3
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 COMMENTARIES 

researchers into areas of national About the Authors local public health performance. Public Performing public health functions: the
interest and priority. A focused Dennis Lenaway, Sergey Sotnikov, Liza Corso, Health Rep. 1994;109(5):659–664. perceived contribution of public health
and Wayne Millington are with the Cen- 7. Handler AS, Turnock BJ. Local and other community agencies. J Health
and strategic approach to re- ters for Disease Control and Prevention, Hum Serv Adm. 1996; 4:288–303.
health department effectiveness in ad-
searching public health systems Atlanta, Ga. Paul Halverson is with the dressing the core functions of public 20. Mays GP, Halverson PK, Kaluzny
will enable funding organizations College of Public Health, University of health: essential ingredients. J Public AD. Collaboration to improve commu-
Arkansas for Medical Sciences, Little Health Policy. 1996;17(4):460–483. nity health: trends and alternative mod-
to avoid duplication by under- Rock. Hugh Tilson is with the University
8. Rohrer JE, Loh SC. Improvements els. Jt Comm J Qual Improv. 1998;
standing exactly how their partic- of North Carolina, Chapel Hill. 24(10):518–540.
in the performance of local public
ular efforts integrate with other Requests for reprints should be sent to
health agencies. J Public Health Manag 21. Lovelace K. External collaboration
Dennis Lenaway, PhD, MPH, Office of the
similar research and how these Pract. 1999;5(6):55–61. and performance: North Carolina public
Chief of Public Health Practice, Centers for
efforts jointly contribute to devel- Disease Control and Prevention, 1600 9. Scutchfield FD, Knight EA, Kelly AV, health departments. Public Health Rep.
Clifton Rd, Mail Stop D-30, Atlanta, Bhandari MW, Vasilescu IP. Local pub- 1996;115(4):350–357.
oping systemwide knowledge lic health agency capacity and its rela-
GA 30333 (e-mail: dlenaway@cdc.gov). 22. Halverson PK, Mays GP, Kaluzny
and evidence of performance. A This article was accepted December 8, tionship to public health system per- AD. Working together? Organizational
research agenda will give policy- 2004. formance. J Public Health Manag Pract. and market determinants of collabora-
2004;10(3):204–215. tion between public health and medical
makers evidence they can use to
10. Ford EW, Duncan WJ, Ginter PM. care providers. Am J Public Health.
make improvements to deterio- Contributors
The structure of state health agencies: 2000;90(12):1913–1916.
D. Lenaway originated and led the
rating public health systems that project jointly with P. Halverson.
a strategic analysis. Med Care Res Rev. 23. Weiss ES, Anderson RM, Lasker RD.
will ultimately result in a higher 2003;60(1):31–57. Making the most of collaboration: ex-
D. Lenaway drafted the original article
and coordinated other authors’ contri- 11. Turning Point. Survey on Perfor- ploring the relationship between part-
level of performance and, by ex-
butions. P. Halverson contributed to the mance Management Practices in States. nership synergy and partnership func-
tension, improved health in our writing. S. Sotnikov assisted in the de- Available from: Public Health Founda- tioning. Health Educ Behav. 2002;29(6):
communities. sign, implementation, and analysis of tion Training Resource Center, Washing- 683–698.
the project and in the writing and edit- ton, DC (http://bookstore.phf.org/
The national public health 24. National Public Health Perfor-
ing of the article. H. Tilson contributed prod317.htm). mance Standards Program. Available at:
systems research agenda is a to the design and implementation of 12. Mays GP, Miller CA, and Halverson http://www.cdc.gov/od/ocphp/nphpsp.
consensus-based tool for achiev- the project, acted as the sole facilitator PK. Local Public Health Practice: Trends Accessed December 27, 2005.
ing these goals. With the ap- during the project, and contributed to and Models. Washington, DC: American
25. Turning Point. Offering resources
the writing and editing of the article. Public Health Association; 2000.
proach of local and state agency L. Corso and W. Millington contributed
and partnerships to improve public
13. Halverson PK. Embracing the health. Available at: http:/www.turning-
accreditation processes there to the design and implementation of strength of the public health system: pointprogram.org. Accessed December
will be increasing demands for the project and provided assistance in why strong government public health 27, 2005.
the editing of the article. agencies are vitally necessary but insuf-
public health systems research. 26. Hartley D, Britain C, Sulzbacher S.
ficient. J Public Health Manag Pract.
What remains to be done is to Behavioral health: setting the rural
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March 2006, Vol 96, No. 3 | American Journal of Public Health Lenaway et al. | Peer Reviewed | Commentaries | 413

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