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What is This?
Q 249
Introduction
The focus group is a research methodology that has gained popularity in a
growing number of contexts over recent decades (Hydén and Bülow, 2003;
Morgan, 1996; Wilkinson, 1998a). In this method, a small group of partici-
pants gather to discuss a particular issue under the guidance of a moderator,
who preferably plays a detached role. The discussion, which usually lasts
between 60 and 90 minutes, is normally audio- and/or video-taped, and then
transcribed and analysed (Barbour and Kitzinger, 1999; Morgan, 1988).
Focus groups are of particular value because of their ability to allow
researchers to study how people engage in collective sense-making; i.e. ‘how
views are constructed, expressed, defended and (sometimes) modified in the
context of discussion and debate with others’ (Wilkinson, 1998a: 186). In
DOI: 10.1177/1468794107076023
other words, it is claimed that focus groups enable researchers to study and
understand a particular topic from the perspective of the group participants
themselves. The focus group is a research method based on the dynamics of
communication, language and thought (Marková, 2004). By using group
interaction, the researcher can explore ‘how accounts are articulated, cen-
sured, opposed and changed through social interaction and how this relates to
peer communication and group norms’ (Kitzinger and Barbour, 1999: 5). In
other words, focus groups are said to offer an opportunity to observe the ‘co-
construction of meaning in action’ (Wilkinson, 1998b: 338); i.e. they may be
conceptualised as ‘a thinking society in miniature’ (Jovchelovitch, 2001: 2).
Some critical reviews of the focus group as a research method, such as Agar
and MacDonald (1995), Hydén and Bülow (2003), Kitzinger (1994) and
Wilkinson (1998a, 1999), have pointed out that even though the interaction
between focus group participants is considered to be a hallmark of such research,
the interaction itself has seldom been evaluated, analysed or discussed in research
based on empirical material collected through focus groups. Hence, the partic-
ular strength of focus groups, i.e. the interaction between participants, has
rarely been explored in and of itself. To enable researchers to exploit focus
groups to their fullest potential, it is thus necessary to develop methodological
tools that enable researchers specifically to study ‘how accounts are articu-
lated, censured, opposed and changed through social interaction and how this
relates to peer communication and group norms’ (Kitzinger and Barbour,
1999: 5). We argue that this could in part be done by drawing on current
research into interaction in small groups from other research fields, one such
relevant field being interaction in problem-based learning (PBL) tutorial
groups.1 Our argument is that some group processes taking place in both focus
and tutorial groups share certain features, even though focus groups are not
learning groups per se. Hence, examining the focus group in light of research
concerning interaction in tutorial groups could facilitate the deliberate
exploitation of group processes when designing focus groups, staging data col-
lection and analysing and interpreting data.
This article draws on research into interaction in PBL tutorials, in analysing
how knowledge is elaborated and co-constructed in focus groups. In addition,
we discuss strategies for focus group design and for data collection and analy-
sis. We illustrate our arguments with examples drawn from recent and ongo-
ing research in the fields of environmental and communication studies.
work in small groups where they collaboratively decide on what to learn. They
engage independently in the learning process and come together to reflect col-
lectively on what they have learned and on the strategies applied. The teacher
facilitates the learning rather than acting as a knowledge dispenser. Research
into PBL has predominantly focused on students’ knowledge, problem-solving
and self-directed learning skills, but less so on collaboration and motivation.
The major aim of tutorials in PBL groups is to enhance the participants’ learn-
ing; in contrast, the major aim of focus groups is to gather data to be used in
research. Still, even though the major aims of the two methods differ, the meth-
ods share several similar features: i.e. the group, the framing, the ‘problem’, the
tutor/moderator, the dialogue and the process of collective sense-making.
Both techniques are based on small groups that discuss a pre-defined subject
under professional supervision. In PBL, the discussion is framed by the course
curriculum, while in a focus group the discussion is framed by the aim of the
study, which, according to the ethical codex, should be presented to the par-
ticipants prior to the meeting. Both the PBL tutor and the focus group moder-
ator should preferably play detached roles, since the aim of PBL is to focus on
the students’ need to know (Clarke, 2002) and the aim of a focus group is to
explore what is central to the participants regarding a given issue (Morgan,
1998). In other words, tutorial groups and focus groups are both participant-
centred activities. Even though both the tutor and the moderator play
detached roles, they will intervene if the discussions diverge too far from the
stated aim: the PBL tutor usually uses the course curriculum to guide the dis-
cussion, while the researcher directing a focus group has generally prepared
an interview guide for the same purpose. Discussion in both types of groups is
generally initiated and stimulated using some sort of prepared material.
Discussion in a PBL group session is usually stimulated using a scenario,
vignette or the like, which may consist of, for example, images, brief texts, film
sequences and medical cases (Abrandt Dahlgren and Öberg, 2001), while dis-
cussion in a focus group is sometimes, but not always, initiated using some
kind of stimulus material (e.g. newspaper articles, images, films, product pack-
ages and card games).
In PBL, identification of learning needs is a core issue: students use the
group to discuss and define problems,2 and through these discussions to iden-
tify both their learning needs and prior knowledge. Discussions in the group
are rooted in the course curriculum and are initiated using a vignette. Hence,
discussions are clearly framed, or in other words, ‘focused’. One of the major
strengths of PBL is that students become aware that framed, or focused, group
discussions both stimulate and force participants to verbalize both their learn-
ing needs and prior knowledge. The learning process is speeded up, as the stu-
dents use the identified learning needs to formulate questions, which in turn
are used in their self-directed studies (e.g. Clarke, 2002). The process by which
participants’ learning needs and prior knowledge are identified mirrors the
students’ conceptualization and understanding of the discussed issue.
Discussion in a focus group is also framed or focused (hence the name), and
participants in such groups also discuss and define problems. As in all focused
or framed discussions, the discussion in a focus group is coloured by a process
of collective sense-making that inevitably encompasses a tacit formulation of
the individual participants’ learning needs and prior knowledge. The interac-
tion between participants in a focused group discussion creates incentives for
initiating learning processes, since participants exchange experiences, ques-
tion each other, challenge each other to develop their arguments and some-
times even modify their opinions and arguments during the course of the
discussion (cf. Billig, 1996; Linell et al., 2001; Myers, 1998; Wibeck et al.,
2004; Wilkinson, 1998a). The participants are made aware of their mutual
interests or their need for further knowledge (Yoshihama, 2002).
There is a pertinent difference between focus groups and tutorial groups,
namely, time. Tutorial groups are supposed to meet repeatedly over several
weeks. Learning is regarded as a long-term process, where students use the
group to discuss and define the problem, identify learning needs on the basis of
prior knowledge and formulate questions. Thereafter, they conduct self-directed
studies, and subsequently discuss the learning topic in the tutorial group (e.g.
Clarke, 2002). The learning process is supported by continuous evaluation.
Thus, there is time for participants to get to know each other, interactively
elaborate on their knowledge and build mutual trust under the supervision of
a tutor. Focus groups, on the other hand, usually meet for between one and
two hours on a single occasion. Although the groups are sometimes drawn
from existing social networks, at times the group members are strangers to
each other. Still, communication and learning can doubtless also take place in
a group that meets only once. Our point is that the learning processes taking
place may be used as a point of departure, thus enabling the in-depth analysis
of the interactive processes in a focus group.
When analysing the empirical material derived from a focus group discus-
sion, the researcher generally categorizes the material, simply stated, in a
process by which the researcher asks ‘What are they talking about?’. Stevens
(1996) has suggested applying the following research questions to the data in
order to focus attention on interaction in the group:
How closely did the group adhere to the issues presented for discussion?
Why, how and when were related issues brought up?
What statements seemed to evoke conflict?
What were the contradictions in the discussion?
What common experiences were expressed?
Were alliances formed among group members?
Was a particular member or viewpoint silenced?
Was a particular view dominant?
We argue that the formulation of learning needs, i.e. when questions begin
to emerge in the group, may be used as an analytical key to how the participants
are trying to understand and conceptualize the issue in question in the focus
group. The formulation of questions could be regarded as an elaboration of
prior knowledge in the group, which in itself constitutes a co-construction of
knowledge and/or an incentive for learning. The formulation of questions may
thus be looked out for by the facilitator as an important feature, one that stim-
ulates the participants to elaborate and clarify their viewpoints in the group. We
argue that focusing on question formulation, asking ‘What are they trying to
learn?’ rather than ‘What are they talking about?’, adds an important data
analysis dimension to the analytical questions proposed by Stevens (1996). In
the following section, we illustrate how the elaboration and co-construction of
knowledge in focus groups can be scrutinized, drawing on research into PBL.
Elaboration of knowledge
The specified subject of a focus group or a tutorial group leads to a problem-
solving process, which implies a systematic inquiry into the subject. In both
focus and tutorial groups, the activation of prior knowledge and the elaboration
of new knowledge are important parts of the interaction process. In PBL
research, it is argued that by elaborating on their knowledge in small-group dis-
cussions, i.e. considering a piece of knowledge in a broader context (Regehr and
Norman, 1996), students learn to construct rich cognitive models of the speci-
fied problem (De Grave et al., 2001; Dolmans et al., 2001; Schmidt, 1993;
Schmidt et al., 1989; Visschers-Pleijers et al., 2004). In addition, studies show
that students in tutorial groups experience cognitive conflict, which results in
the restructuring of their knowledge base or in conceptual change (Dolmans
et al., 2001). To elaborate new knowledge, group participants need to verbalize
the learning content in collaboration with other group members. The elabora-
tion is a result of interaction in small groups, but the cognitive process takes
place at the individual level, within the thinking of a single person (Visschers-
Pleijers et al., 2004). We argue that the elaboration of new knowledge through
group interaction also takes place in focus groups, as illustrated in the example
below (Example 1). The excerpt is taken from a focus group consisting of civil
servants employed by Swedish county boards. The specified issue was the imple-
mentation and assessment of national quality objectives for improving the envi-
ronment and achieving ecologically sustainable development in Sweden (for
details of the study, see Wibeck et al., 2006). In the excerpt, it is clear that one
Example 13
1 Anne: Do you work with themes, annual themes or something like that?
2 Camilla: What’s that? … No not themes, not thematically but the entire
package.
3 Anne: Yeah, but annual themes. I thought that maybe you decide on a
water year or an (Camilla: Oh, no no) air year or something like
that. I mean there are so many measures that you need to take.
4 Camilla: Yes, yes, but in practice it’s like that but I mean (Anne: Yes) we
haven’t discussed it from the point of view that we would select
themes, but everyone, every department sits and (Anne: Mm) kind of
goes through it, because in some way it deals with the preconditions.
Do we have basic data for starting to protect these biotopes now, or is
that something we are still waiting for? Is there enough money to
make inventories or securements, or air measurements or whatever
(Ben: Um), so that’s mainly what it’s about.
[13 turns omitted]
5 Anne: Um, because you should do so much and it feels completely out of
reach. You are incapable of managing all that (Camilla: Um), but if
you have this much [i.e. fewer themes], well then it feels feasible to
work with them …
6 Camilla: But in practice that is … it becomes some sort of annual theme.
But we maybe, you have thought about it in those terms, and the
rest of us … (inaudible) it’s a bottom-up approach in which you
kind of analyse what we can work with (Ben: Um) and where the
potential resources and preconditions for the work are (Ben: Yes).
In the above example, the issue of annual themes was brought up to illustrate
the need to make priorities. In turn 1, Anne introduces the notion of annual
themes, which appears to be unknown to Camilla (turn 2), who consequently
denies that the group she works in employs the model. At this stage, there
appears to be disagreement between the group members. Camilla gives a tenta-
tive justification, claiming that rather than using a thematic approach, her
group works in an overarching manner, handling environmental objectives in
their entirety (‘the entire package’). Anne persists in proposing that an appro-
priate way to handle the multitude of urgent actions needed is to select annual
themes, by focusing, for example, on water issues one year and on air pollution
the next (turn 3). In turn 4, Camilla starts to shift towards conceding that in
practice part of her group’s work is indeed conducted thematically, although
not explicitly so. Rather, pragmatic considerations, such as data availability and
Co-construction of knowledge
In our analysis of Example 1, we considered the cognitive process of elabora-
tion as comprising an incentive for learning plus an elaboration process taking
place in the mind of the individual group participant, although the entire
process is triggered and facilitated by other group members. Understanding
Example 2
1 Nina: Do we have the right to do this [i.e. biotechnological intervention]
to nature? (Olivia: Um) Is it God the Father who should help
instead, or could conventional plant breeding produce the same
results, only take more time?
2 Lars: But it is very close. Is the difference so big between plant breeding
and genetic modification?
3 Nina: No it isn’t really. And as regards gene technology, in a fast process
you know what results you’re going to get (Lars: Yeah) but you are
into something that is also holy to touch upon.
4 Lars: But plant breeding is uncertain too, isn’t it?
[5 turns omitted]
5 Nina: We can achieve the same things but it takes more time to do it
with conventional plant breeding … to select those crops (Olivia:
Um) but … they have worked with this plant breeding technology
… for an incredibly long time. And then it has sort of become a
natural part of what we already have, of how we behave as
modern people or in other countries as well. But this is something
that … if you could imagine …
6 Lars: Well it interferes with the innermost building block [of life], isn’t
that the boundary?
Example 2 (continued)
7 Nina: Yes, yes, you are getting into something too holy.
8 Lars: And that is not done in the same way in plant breeding.
9 Nina: No, it isn’t.
10 Olivia: No, since the technology has become so refined (Lars: Um) it
provides greater opportunities.
2003; Kitzinger, 1994; Wilkinson, 1998a). Despite the fact that ‘the hallmark
of focus groups is the explicit use of group interaction …’ (Morgan, 1988: 12, ital-
ics in original), the exploitation of this interaction phenomenon during analy-
sis is often limited to the immediate context of the particular focus group
session. More often than not, reports based on focus group studies present quo-
tations from one individual at a time, giving the impression that individual
viewpoints can be isolated from the context in which they were expressed, i.e.
the interaction between the group participants.
Over the past few years, however, several papers have called for the considera-
tion of interactive factors when analysing focus group discussions. For example,
some scholars have called for the analysis of ‘sensitive moments’ in the interac-
tion between participants (Kitzinger and Farquhar, 1999), or for the use of con-
versation analysis to explore how participants interact, linguistically, at the
micro level (e.g. Collins and Marková, 2004; Myers and Macnaghten, 1999).
To explore how participants elaborate and co-construct knowledge regarding
a certain topic, combining different types of analyses may be fruitful. Such analy-
ses could include ‘dialogical discourse analysis’ (Marková et al., 2006; Wibeck,
2004), which aims to investigate under which contextual conditions, and with
what rhetorical force and dialogical consequences, ideas and thoughts are con-
structed and used (Marková et al., 2006). Dialogical discourse analysis focuses
on the interaction between different thoughts, ideas and arguments in the dis-
cursive web. For example, the interplay between analogies and distinctions (see
Example 2), or the use of prototypical examples or metaphors may be analysed.
The interaction of different voices/perspectives in a discussion is another poten-
tial analytical focus. At the content level, recurrent themes and clusters of
themes can be analysed, as well as how the themes are interrelated.
SELECTION OF PARTICIPANTS
To encourage the elaboration and co-construction of knowledge among focus
group participants, we argue that a researcher may employ certain strategies.
In preparing for the study, special attention should be paid to the selection of
participants. Homogeneous focus groups are often recommended (e.g. Jarrett,
1993), since participants who share certain experiences and opinions are
probably more willing to exchange ideas and thoughts in a focus group.
However, heterogeneity among participants can also be illuminating
(Kitzinger and Barbour, 1999). Drawing from the experiences from PBL, it is
important not to strive for consensus and shared group norms when selecting
focus group participants. Kitzinger (1994: 113) argues that ‘[t]he difference
between participants … allows one to observe not only how people theorize
their own point of view but how they do so in relation to other perspectives
and how they put their own ideas “to work”’. Our conclusion is that even if a
focus group is homogeneous in many respects, in planning the study attention
should be directed to strategies for encouraging a ‘spirit of contradiction’
(Billig, 1996), so that arguments and counter-arguments will be elaborated on
and co-constructed by the participants (for examples of such strategies, see the
following sections).
In addition, group size may be crucial for the outcome of the discussion.
Since the intention of the focus group method is similar to that of tutorial
groups, i.e. to maximize interaction between participants, roughly the same
reasoning regarding group size determination may be employed in both cases.
In discussing group size in PBL, Wilkerson (1996) refers to a study by Hare
(1962) that proposes five as the optimal number of participants to promote
small group discussion. Smaller groups imply that each participant needs to
play a prominent role, while in larger groups the opportunities to speak are
more limited. Wilkerson (1996) holds that in most PBL programmes, the pre-
ferred maximum number of participants is eight, but that groups may well be
smaller. Empirical studies have demonstrated that students participating in
smaller groups report having more opportunities for participation and that the
discussions are more focused than in larger groups. In addition, in larger
groups one or two students may take over the tutor/moderator role at the
expense of interaction between participants (Wilkerson, 1996).
In sum, to encourage the elaboration and co-construction of knowledge in
focus groups, a certain amount of homogeneity among group members is
desirable, while for the sake of active discussion, some heterogeneity should
also be sought. An atmosphere that supports a range of perspectives is desir-
able, and such an atmosphere presupposes a relatively small group.
assumes a ‘directive’ role, students can become dependent on him or her, while
a ‘voiceless’ facilitator risks ending up facilitating a group of students who –
particularly if they are new to PBL – find that ‘the lack of direction is duplici-
tous because they feel it is the facilitator’s way of avoiding a declaration of their
own agenda and concerns’ (Savin-Baden, 2003: 50). Likewise, focus group
moderators face the challenge of striking a balance between guiding the group
and not imposing a pre-determined agenda on the discussion. On the one hand,
a strictly structured focus group may result in the researcher’s agenda being
reproduced by the focus group participants, while issues that could have been
more central to the participants themselves risk being overlooked. If, on the
other hand, the moderator provides insufficient information regarding the
framing of the focus group session (i.e. how the discussion should be conducted
and what the aim of the study is), participants tend to be uncertain as to what
is expected of them. They may thus put most of their effort into trying to deter-
mine what kinds of contributions they are supposed to make, rather than actu-
ally elaborating on and co-constructing knowledge.
In the focus groups we have conducted and supervised, the moderator has
generally assumed a detached position vis-a-vis the group. We have noticed that,
depending on how the focus group activities were introduced to the participants
and on how they interpreted the introduction, the discussions took different
forms. The elaboration and co-construction of knowledge were supported by a
clear introduction, and the participants demonstrated understanding and accep-
tance of the framing of the focus group session. At times, however, even though
roughly the same type of introduction was given by the moderator, participants
displayed uncertainty regarding the practical aspects of the methodology as well
as whether the research team would really benefit from their contributions. In
such situations participants devoted considerable time to determining what to
discuss; they sometimes turned to the moderator for support, either explicitly
asking for questions to be posed or implicitly through non-verbal signals such as
turning to and looking at the moderator. Our conclusion is that since the inter-
pretative frames and the previous experience of the participants may differ, it is
crucial to ensure that the preconditions for focus group participation are clear to
all participants before the discussion starts. However, once this common ground
is established, little moderator intervention may be needed.
In problem-based learning, the tutor is described as ‘a guide, a facilitator, a
monitor and a catalyst … [who] … allows students to focus and direct discus-
sion while listening carefully to determine when intervention … is needed to
refocus the discussion, challenge thinking, or subtly raise additional points to
be considered’ (Wilkinson, 1998a: 304). Intuition is central to successful facil-
itation of both tutorial (Savin-Baden, 2003) and focus groups. Rather than
being a traditional interviewer, the focus group moderator, like the PBL tutor,
should guide and facilitate the discussion. To stimulate discussion, the moder-
ator should pay attention to the ‘dominant voices’ in the group (Smithson,
2000). At times one or several participants may dominate the discussion,
silencing other voices. This may partly be dealt with by making a group homo-
geneous with respect to age, education, sex, etc.; however, dominant voices
may still monopolize the discussion, even in homogeneous groups. Smithson
(2000) suggests that the moderator in such instances should turn directly to
the silenced participants to encourage them to speak. An alternative approach
may be to use non-verbal signals, such as glances and bodily postures, to nom-
inate a silent participant as a potential speaker. In addition, it is crucial to be
aware of ‘normative discourses’, i.e. ‘“normal” or “standard” views, which are
not necessarily explicitly stated in the group, but are assumed by the partici-
pants to be held by the other group members’ (Smithson, 2000: 112). We
argue that it is important that the moderator, even at the beginning of the ses-
sion, help create an atmosphere of trust, in which participants believe that
their contributions are important, and that there are no ‘rights’ and ‘wrongs’
to be assessed by the researchers.
Conclusions
Citing examples transcribed from focus group discussions, we have discussed
how knowledge is elaborated and co-constructed in focus groups. We argue
that when the analytical focus shifts from mere content analysis to an analysis
of what focus group participants are trying to learn, it is possible to explore not
only what the participants are talking about, but also how they are trying to
understand and conceptualize the issue in question. Thus, researchers may
capture and take advantage of the interaction itself in the focus group when
analysing the data, rather than treating interaction as merely a tool for effi-
cient data collection. To support the interactive elaboration and co-construc-
tion of knowledge, we argue that focus group researchers may benefit from
studies of how small groups are used as arenas for sense-making and learning
in PBL. Strategies for selecting group participants, formulating interview
guides and stimulus material and moderating the groups may be informed by
strategies used to support student learning in tutorial groups. Our intention
has been to start bringing together the research traditions of PBL and focus
groups. It is our conviction that the more the researchers from the two fields
learn from each other, the more synergies – but also differences – will be found.
Such discussion will add to the reflexivity of focus group research as well as
research in PBL.
AC K N OW L E D G E M E N T S
This article was made possible by a grant from the Swedish Environmental
Protection Agency for the research programme ‘Assessment of environmental
goal achievement under uncertainty’ (no. I-37–03). The authors wish to
thank Madelaine Johansson for productive discussion and assistance in data
collection.
NOTES
1. For an introduction to PBL, see e.g. Margetson (1993), Barrows (1988) and Savin-
Baden (2000).
2. In PBL, ‘problem’ is used in the positive sense of a challenge, issue, etc. (see, for
example, Russell, 1999).
3. The focus groups were conducted in Swedish, but for the purposes of this article the
quotations have been translated into English.
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