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1 Department of Neurology, UCLA Stroke Center, Geffen School of Address for correspondence Amytis Towfighi, MD, Rancho Los
Medicine at UCLA, Los Angeles, California Amigos National Rehabilitation Center, 7601 E. Imperial Highway,
2 Division of Stroke and Neurocritical Care, Keck School of Medicine, HB 145, Downey, CA 90242 (e-mail: towfighi@usc.edu).
University of Southern California, Los Angeles, California
3 Department of Neurology, Rancho Los Amigos National
Rehabilitation Center, Downey, California
Abstract The prevalence of obesity, diabetes, and metabolic syndrome has increased globally.
Keywords These epidemiologic changes are likely responsible for a rise in stroke incidence among
► diabetes young adults, despite declining stroke incidence rates in the elderly. In this review, the
► obesity authors summarize the current understanding of the epidemiology and pathophysiol-
In the United States, stroke was the third leading cause of Obesity, diabetes, and a cluster of related factors termed
death about a decade ago, and is now the fifth most common metabolic syndrome (i.e., abdominal obesity, hypertension,
cause of death, following diseases of the heart, cancer, low high-density lipoprotein (HDL) cholesterol, high trigly-
chronic lower respiratory diseases, and unintentional inju- cerides, and insulin resistance) are recognized risk factors for
ries/accidents.1 In addition, data from Brain Attack Surveil- stroke. Obesity is notoriously difficult to treat and research
lance in Corpus Christi Study, the Framingham Heart Study, has begun to elucidate the humoral and behavioral mechan-
Medicare beneficiaries, the Greater Cincinnati Northern isms that sustain body weight and limit the losses achievable
Kentucky Stroke Study, and Atherosclerosis Risk in Commu- with dietary modification.13–15 Here we will (1) summarize
nities Study suggest that ischemic stroke incidence has the data describing the association between obesity, dia-
declined in the United States, particularly in individuals betes, and metabolic syndrome, and stroke; and (2) identify
over the age of 60 years.2–7 Despite these improvements in current recommendations with respect to primary and
stroke incidence and mortality, epidemiologic studies sug- secondary stroke prevention.
gest that stroke incidence has increased among younger
individuals,8–10 and from 2010 to 2030, the estimated total
Epidemiology of Obesity, Diabetes, and
direct medical costs due to stroke is projected to escalate
Metabolic Syndrome
from $273 billion in 2010 to $818 billion in 2030 in the
United States alone.11 Potential contributors to the increased The prevalence of overweight and obesity has increased world-
burden of stroke in younger individuals likely include the wide over the last quarter of a century. According to the Global
burgeoning obesity epidemic and the constellation of risk Burden of Disease Study, which included 1,769 country-years
factors associated with obesity, namely, insulin resistance, of data and 19,244 country-year-age-sex data points from 183
diabetes, hypertension, and dyslipidemia. A recent analysis countries, the proportion of adults with a body mass index
of data from the National Inpatient Sample revealed that (BMI) of 25 kg/m2 or greater increased from 28.8% in 1980 to
among adults aged 18 to 64 years hospitalized with acute 36.9% in 2013 for men, and from 29.8% to 38.0% for women.16
stroke in the United States, the prevalence of hypertension, The increases were observed in both developed and develop-
lipid disorders, diabetes, and obesity increased significantly ing countries with key sex differences. In developed countries,
from 2003/2004 to 2011/2012 in both men and women.12 more men than women were overweight and obese, whereas
Issue Theme Stroke Prevention; Guest Copyright © 2017 by Thieme Medical DOI https://doi.org/
Editor, Amytis Towfighi, MD Publishers, Inc., 333 Seventh Avenue, 10.1055/s-0037-1603753.
New York, NY 10001, USA. ISSN 0271-8235.
Tel: +1(212) 584-4662.
268 The Role of Diabetes, Obesity, and Metabolic Syndrome in Stroke Tang et al.
in developing countries, overweight and obesity was more U.S. National Health and Nutrition Examination Surveys
prevalent in women than in men, and this association per- 1999/2010 (n ¼ 12,502) revealed that 61.2% of individuals
sisted over time.16 Trends in prevalence of adult age-standar- with self-reported stroke met criteria for metabolic syn-
dized obesity over successive cohorts in developed and drome on exam.20
developing countries showed that successive cohorts seemed
to be gaining weight at all ages, including childhood and
Diabetes and Risk of Stroke
adolescence, with most rapid gains between the ages of 20
and 40 years. There have been substantial increases in obesity Diabetes increases the risk for stroke, with a possible differ-
prevalence among children and adolescents in developed ential impact by race/ethnicity and sex. The Greater Cincinnati
countries, with 23.8% of boys and 22.6% of girls overweight Northern Kentucky Stroke Study showed that the risk ratio for
or obese in 2013. The prevalence of overweight status and ischemic stroke in Blacks < 65 years of age was 5.2 compared
obesity has also risen in children and adolescents in develop- with 12.0 for Whites. Overall, ischemic stroke patients with
ing countries, from 8.1% to 12.9% in 2013 for boys and from diabetes were younger, more likely to be Black, and more likely
8.4% to 13.4% in girls.16 to have hypertension, myocardial infarction, and high choles-
In adults, the estimated prevalence of obesity exceeded terol than nondiabetic patients.4 A systematic review of 64
50% in men in Tonga and women in Kuwait, Kiribati, the cohort studies representing 775,385 individuals and 12,539
Federated States of Micronesia, Libya, Qatar, Tonga, and strokes revealed that the pooled maximum adjusted relative
Samoa. In North America, the United States stood out for risk (RR) of stroke associated with diabetes was 2.28 (95% CI,
its high prevalence of obesity; in 2013, roughly a third of men 1.93–2.69) in women and 1.83 (95% CI, 1.60–2.08) in men.
(31·6% [30·0–33·4]) and women (33·9% [31·8–35·7]) were Compared with men with diabetes, women with diabetes had
obese, figures similar to the prevalence identified in the U.S. a 27% greater RR for stroke when baseline differences in other
CI, 1.31–2.02; p ¼ 0.002) compared with stroke survivors (blood glucose range 80–179 mg/dL, 4·44–9·93 mmol/L) or
without diabetes. A small Chinese study,29 which enrolled continuous IV insulin (target blood glucose 80–130 mg/dL,
199 patients, found that brainstem stroke due to large artery 4·44–7·21 mmol/L) for up to 72 hours, starting within
disease significantly associated to diabetes, with an OR of 2.84 12 hours of stroke symptom onset. The primary outcome
(p ¼ 0.003). is a baseline severity adjusted 90-day mRS, and the primary
safety outcome is the rate of severe hypoglycemia.38
Hyperglycemia and Acute Stroke Outcomes
Hyperglycemia in the setting of acute stroke is common, Diabetes and Stroke Outcomes
particularly among diabetic patients, and is associated with A prospective cohort study (n ¼ 482 hospitalized stroke
poorer outcomes. Several studies have shown admission patients), including 32.2% with diabetes, compared in-hos-
blood glucose is elevated in > 40% of patients with acute pital mortality and mRS at discharge between diabetic and
ischemic stroke.30 Hyperglycemia is often due to a stress nondiabetic groups, and found that diabetes did not affect
response, in both diabetic and nondiabetic patients. A pro- ischemic stroke severity, but was independently associated
spective cohort study (n ¼ 482 hospitalized stroke patients), with a worse functional outcome at discharge.31
including 32.2% with diabetes, compared in-hospital mor-
tality and modified Rankin Score (mRS) at discharge between Primary and Secondary Prevention of Stroke in
diabetic and nondiabetic groups, and found that diabetes did Individuals with Insulin Resistance or Diabetes
not affect ischemic stroke severity, but was independently The Insulin Resistance Intervention after Stroke Trial was a
associated with a worse functional outcome at discharge.31 multicenter RCT that randomized 3,876 patients with recent
A systematic review and meta-analysis of 26 studies ischemic stroke or TIA and insulin resistance (on the basis of
revealed that after ischemic stroke, admission glucose level a score of more than 3.0 on the homeostasis model assess-
For secondary stroke prevention, the American Diabetes Obesity and Outcomes after Stroke: Stroke
Association (ADA) recommends the use of aspirin as a pre- Recurrence and Mortality
vention measure in diabetic patients with atherosclerotic
disease.43 Aspirin, however, has inadequate antithrombotic Although overweight and obesity are associated with stroke
effect in diabetics compared with those without diabetes.44 A incidence, the associations between obesity and stroke re-
randomized controlled study showed aspirin had no signifi- currence have been inconsistent. A recent meta-analysis
cant dose-dependent effect on markers of vascular inflam- including 54,372 patients from five studies59–63 showed
mation, oxidative stress, insulin resistance, and endothelial that compared with normal weight patients, the pooled
function when given to type 2 diabetes over a 2-week estimates of RR for recurrent stroke events were 1.03 (95%
period.45 The Clopidogrel versus Aspirin in Patients at Risk CI, 0.81–1.32; p ¼ 0.797) in underweight patients, 0.96 (95%
of Ischemic Events (CAPRIE) Trial compared the efficacy of CI, 0.90–1.04; p ¼ 0.315) in overweight patients, and 0.89
clopidogrel (75 mg daily) versus aspirin (325 mg daily) for (95% CI, 0.77–1.02, p ¼ 0.096) in obese patients.64 In addi-
secondary prevention (primary endpoint: myocardial infarc- tion, a linear relationship between BMI and recurrent stroke
tion, stroke, and death) in a high-risk population events was observed, with a significant trend p for trend
(n ¼ 19,185) consisting of patients with a history of recent ¼ 0.02, and limited heterogeneity (I2 ¼ 0.0%, p for hetero-
myocardial infarction, recent ischemic stroke, or established geneity ¼ 0.90): the higher the BMI, the lower the risk of
peripheral artery disease. Clopidogrel showed higher effi- recurrent TIA/stroke.
cacy in terms of secondary prevention compared with as- In addition, studies regarding the association between
pirin (15.6% vs. 17.7%; p ¼ 0.042) in diabetic patients.46 obesity and mortality after stroke have been variable. A
Nevertheless, the ADA and AHA have not officially endorsed prospective study of stroke patients admitted over a period
the use of clopidogrel in the setting of secondary prevention of 16 years (1993–2008; n ¼ 2,913) revealed higher early
subsequent hyperglycemia develop, and the threshold for Metabolic Syndrome and Stroke
atherosclerotic plaque rupture is reduced.15 During adipose
tissue metabolism, byproducts such as nonesterified fatty Metabolic syndrome, a constellation of insulin resistance,
acids, cytokines, and adiponectin may affect blood glucose abdominal obesity, hypertension, and dyslipidemia, is asso-
levels and insulin effectiveness. Thus excess body adiposity ciated with stroke.26 In a prospective cohort study of 5,398
may contribute to stroke risk via several mechanisms, includ- patients > 35 years of age followed for 10 years, 2,021 (37.4%)
ing hypertension, dyslipidemia, insulin resistance, inflamma- met criteria for metabolic syndrome. Stroke incidence rates for
tion, endothelial damage, and hypercoagulability.15 those with and without metabolic syndrome were 2.6% and
1.1%, respectively (p ¼ 0.026).72 A retrospective study of 1,361
outpatients with minor stroke showed that individuals with
Effect of Weight Loss on Vascular Disease
metabolic syndrome had more frequent subsequent vascular
Although no studies have evaluated the effects of intentional events than those without metabolic syndrome.73 On the other
weight loss on outcomes after stroke, weight loss has been hand, a prospective study of 1,087 individuals with mild-to-
associated with improvements in BP, glucose, triglycerides, moderate ischemic stroke, followed for 5 years, showed that
HDL, insulin sensitivity, and markers of inflammation in the risk of recurrent stroke in the absence of diabetes was
individuals without stroke.66–70 similar to those without metabolic syndrome or diabetes.74
The primary goal of clinical management of metabolic syn-
drome is to reduce the atherogenic risk factors. At this time,
Obesity and Stroke Prevention
there are no specific guidelines to treat metabolic syndrome
The finding that obese individuals with certain conditions per se in stroke survivors; therefore, treatment is aimed at
have better outcomes than their normal-weight counter- control of individual vascular factors.
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