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Status of pending Applications for Registration as Investment Advisers as on May 31, 2022

Sr. Name of the Applicant Date of Filing Current Status


No.
1 Care Portfolio Managers Private Limited 27-May-22 Under Process
2 Sincere Syndication Corporate Services And LLP 26-May-22 Under Process
3 Neo Wealth Management Private Limited 26-May-22 Under Process
4 21G Investment Advisers Private Limited 24-May-22 Under Process
5 Pandurang N Patkar 22-May-22 Incomplete documents/information
6 Valueark Advisors LLP 20-May-22 Under Process
7 Marcellus Capital Partners LLP 19-May-22 Under Process
8 Capital League LLP 18-May-22 Incomplete documents/information
9 Ufics Investment Advisory LLP 13-May-22 Under Process
10Sanjay Parikh Proprietor Of Mast Money 12-May-22 Incomplete documents/information
11Falconphase Investment Advisory 11-May-22 Under Process
12Midas Touch Wealth Advisors 10-May-22 Incomplete documents/information
13Infinity Investment Advisors 04-May-22 Under Process
Vasupradah Investment Advisory Services Private 28-Apr-22 Incomplete documents/information
14
Limited
15 Aurostarinvestment Advisory Private Limited 27-Apr-22 Under Process
16 Tradebook Consultancy Services Private Limited 26-Apr-22 Incomplete documents/information
17 Octafx India Pvt Ltd 26-Apr-22 Incomplete documents/information
18 Gaurav Parikh 21-Apr-22 Incomplete documents/information
19 Ask Wealth Advisors Private Limited 19-Apr-22 Incomplete documents/information
20 MFS Capital Partners 19-Apr-22 Incomplete documents/information
21 Mintd Investment Advisers Private Limited 14-Apr-22 Under Process
22 Rachana Patel 13-Apr-22 Incomplete documents/information
23 Elystar Investment Management Private Limited 13-Apr-22 Under Process
24 Cashvisory Pvt Ltd 13-Apr-22 Under Process
25 Profitmart Advisory 12-Apr-22 Incomplete documents/information
26 Neha Misra 30-Mar-22 Incomplete documents/information
27 Shah Manish Hasmukhlal 19-Mar-22 Under Process
28 Marigold Park Capital Advisers Private Limited 16-Mar-22 Under Process
29 Dhantripti Financial Planners 14-Mar-22 Incomplete documents/information
30 Shankar K 12-Mar-22 Incomplete documents/information
31 Tijoree Invest Private Limited 11-Mar-22 Under Process
32 Craving Alpha LLP 08-Mar-22 Under Process
33 Ideal Equity 06-Mar-22 Incomplete documents/information
34 Ai Growth Investment Advisors Private Limited 25-Feb-22 Incomplete documents/information
35 Nutan Capital Partners LLP 18-Feb-22 Incomplete documents/information
36 The Momentum Investing Co. 18-Feb-22 Incomplete documents/information
37 Evareap Investment Advisors LLP 15-Feb-22 Incomplete documents/information
38 White Whale Partners LLP 09-Feb-22 Incomplete documents/information
39 1 Finance Private Limited 31-Jan-22 Under Process
40 Supermoney Advisors Private Limited 29-Jan-22 Incomplete documents/information
41 J B Thoria 28-Jan-22 Incomplete documents/information
42 Vishal Jain 06-Jan-22 Incomplete documents/information
43 Ritesh Sabharwal 20-Dec-21 Incomplete documents/information
Manish Gupta, Proprietor Of M/S Equinox 15-Dec-21 Incomplete documents/information
44
Investment Advisors
45 IIFL Wealth Distribution Services Limited 10-Dec-21 Incomplete documents/information
46 AD India Stock Investment Advisory LLP 25-Nov-21 Incomplete documents/information
47 Salma Sony 23-Nov-21 Incomplete documents/information
48 Investrite Investment Advisor 18-Nov-21 Incomplete documents/information
Sr. Name of the Applicant Date of Filing Current Status
No.
Alchemy Capital Management Pvt Ltd- Advisory 16-Nov-21 Incomplete documents/information
49
Division
50 High Wings Advisory 12-Nov-21 Incomplete documents/information
51 Elbee Investment Advisors Private Limited 29-Oct-21 Under Process
52 Ninad K Patil Proprietor Of Think Wealth 22-Oct-21 Under Process
53 Vijay Shree 17-Sep-21 Incomplete documents/information
54 ASKS 13-Sep-21 Incomplete documents/information
55 Multiplier Wealth Investment Advisors Pvt. Ltd. 31-Aug-21 Under Process
56 Hardeep Singh Saluja 30-Aug-21 Incomplete documents/information
57 Sumoy Goswami 20-Jul-21 Incomplete documents/information
58 Bigmans Consultant & Marketing Pvt Ltd 29-Jun-21 Incomplete documents/information
59 Ascent Financial Solutions Private Limited 19-May-21 Under Process
60 Hill Fort LLP 20-Apr-21 Under Process
61 Basundhara Chowdhury 07-Apr-21 Incomplete documents/information

The applicants may please note that SEBI endeavours to process registrations, within 30 working days from the date of
receipt of complete application along with relevant information. Time taken by external agencies like stock exchanges,
other regulators, if any, where reference is required to be made to them is not included in the timeline indicated. In case
the applicant provides incomplete/vague information or supporting documents, wherever required, are not enclosed, this
may lead to further correspondence and further time in processing of their applications. SEBI may in its processing of
the registration application call for information on aspects relating to the application. In such cases the timelines as
mentioned above shall accordingly apply from receipt of complete information so called for. In case the application has
remained unattended or there is an inordinate delay, the applicant should not hesitate in writing to respective Regional
Directors for applications submitted at Regional Offices and Local Offices and HO - CIS for applications submitted at
Head Office Mumbai. The matter can also be escalated to CGM, IMD-2 wherever required. The contact details of the
concerned offices/officials are stated at
https://www.sebi.gov.in/orgchart-grid.html

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