Professional Documents
Culture Documents
1"/1&,3/ $*/
&NBJM*%
&NBJM*%.PCJMF/PBSFFTTFOUJBMUPFOBCMFVTUPDPNNVOJDBUFCFUUFSXJUIZPV
1MFBTFNFOUJPO1"/1&,3/ 1"/&YFNQUFE,:$3FGFSFODF/VNCFS BTJUJTNBOEBUPSZ .PCJMF 5FM
.BOEBUPSZ
4UBUVT 1BSUOFSTIJQ'JSN )6' 1SJWBUF-JNJUFE$PNQBOZ 1VCMJD-JNJUFE$PNQBOZ -JTUFE$PNQBOZ 4PDJFUZ "01#0* 5SVTU)-JRVJEBUPS
"SUJGJDJBM+VSJEJDBM1FSTPO 3FTJEFOU*OEJWJEVBM 1SPQSJFUPS .JOPS '**'1* /3* 1*0 -JNJUFE-JBCJMJUZ1BSUOFSTIJQ 5SVTU
#PEZ$PSQPSBUF /(0 '* (PWU#PEZ #BOL %FGFODF&TUBCMJTINFOUT /10 0UIFST 4QFDJGZ
0DDVQBUJPO 1WU4FDUPS4FSWJDF 1VCMJD4FDUPS (PW4FSWJDF )PVTFXJGF %FGFODF1SPGFTTJPOBM3FUJSFE #VTJOFTT"HSJDVMUVSF 4UVEFOU 'PSFY%FBMFS 0UIFST
4QFDJGZ
/0/*/%*7*%6"-4
(SPTT"OOVBM - - - - -$3 $3 - - - - -$3 $3 )STHEENTITYINVOLVEDINANYOFTHEFOLLOWING
*/%*7*%6"-4
,*/ ,:$JEFOUJGJDBUJPOOVNCFS
0DDVQBUJPO 1WU4FDUPS4FSWJDF 1VCMJD4FDUPS (PW4FSWJDF )PVTFXJGF %FGFODF1SPGFTTJPOBM3FUJSFE #VTJOFTT"HSJDVMUVSF 4UVEFOU 'PSFY%FBMFS
0UIFST
4QFDJGZ
- - - - -$3 $3
*/%*7*%6"-4
%1*% #FOFGJDJBSZ"D/P
&ODMPTFGPS%FNBUPQUJPO $MJFOU.BTUFS-JTU 5SBOTBDUJPO)PMEJOH4UBUFNFOU %*4$PQZ
%-!),#/--5.)#!4)/.
&NBJM*%QSPWJEFEQFSUBJOTUP 4FMG &AMILY-EMBER.OTE*G&NBJMQFSUBJOTUP'BNJMZ.FNCFSQMFBTFTFMFDUBOZPOF 3POUSE $EPENDENT0ARENTS $EPENDENT#HILDREN
*OWFTUPSTQSPWJEJOH&NBJM*EXPVMENBOEBUPSJMZSFDFJWF&4UBUFNFOUPG"DDPVOUTJOMJFVPGQIZTJDBM4UBUFNFOUPG"DDPVOUTBOEUIFBOOVBMSFQPSUPSBCSJEHFETVNNBSZPOFNBJM1MFBTFSFHJTUFSZPVS
.PCJMF/P&NBJM*EXJUIVTUPHFUJOTUBOUUSBOTBDUJPOBMFSUTWJB4.4&NBJM*IFSFCZBVUIPSJ[F.0".$UPTFOEJNQPSUBOUJOGPSNBUJPOBOESFHVMBSVQEBUFTUPNF*XJTIUPSFDFJWFTDIFNF
XJTFBOOVBMSFQPSUPSBCSJEHFETVNNBSZUISPVHI1IZTJDBMNPEF "QQMJDBCMFPOMZGPSJOWFTUPSTXIPIBWFOPUTQFDJGJFEUIFFNBJMJE
).6%34-%.40!9-%.4$%4!),3
1BZNFOU5ZQF 1MFBTF /PO5IJSEQBSUZQBZNFOU 5IJSEQBSUZQBZNFOU 1MFBTFGJMMUIF5IJSE1BSUZ1BZNFOU%FDMBSBUJPO'PSN
-VNQTVN;FSP#BMBODF4:45&."5*$*/7&45.&/51-"/ .*$304*1&$4 QMFBTFGJMM05.%FCJU.BOEBUFGPSN/"$)&$4%JSFDU%FCJU'PSN
$RAWNON"ANK"RANCH@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@!CNO@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@
!C4YPE 1MFBTF5JDL $VSSFOU 4BWJOHT /30 /3& '$/3 &OR)NDEX&UND/NLY'ROWTH/PTIONIS!VAILABLE
4VCTFRVFOU4*1*OTUBMNFOU"NPVOU C
'PSUOJHIUMZ TUUI UITU
UI
UI
"OOVBM4*1 % % . . : : : :
"OZ%BZ 8FFLMZ"OZ%BZPG5SBOTGFS@@@@@@@@@@@@@@@@ .POEBZUP'SJEBZ
%BUF4*1 % %
.POUIMZ4*1"OZEBUFPGUIFNPOUIFYDFQU UI UIBOETU
2VBSUFSMZ4*1"OZEBUFPGUIFNPOUIGPSFBDIRVBSUFS JF+BOVBSZ "QSJM
+VMZ 0DUPCFS FYDFQU
% % UI UIBOETU
4*11FSJPE &OE 1FSQFUVBM
'SPN . . : : : : 5P EBUF . . : : 0S
*ODBTFJGOPEBUFJTTFMFDUFE UIXPVMECFUIFEFGBVMU4*1%BUF
-/4),!,/37!,#!3(&,/70,!.$%4!),3-/ #0
1RVKQPU (TGSWGPE[ /QPVJN[ 3WCTVGTN[ #PPWCNN[ &CVG UV VJ VJ UV VJ
/ / ; ; / / ; ;
3934%-!4)#7)4($2!7!,0,!.$%4!),3370
.POUIMZ
. . : : . . : :
.PUJMBM0TXBM"TTFU.BOBHFNFOU$PNQBOZ-JNJUFE
UI'MPPS .PUJMBM0TXBM5PXFS 3BIJNUVMMBI4BZBOJ3PBE
0QQPTJUF1BSFM45%FQPU 1SBCIBEFWJ .VNCBJ
&NBJMNGTFSWJDF!NPUJMBMPTXBMDPN5PMM'SFF/P ]
XFCTJUFXXXNPUJMBMPTXBMNGDPN
"!.+$%4!),3 .BOEBUPSZ 3FEFNQUJPO%JWJEFOE3FGVOEQBZPVUTXJMMCFDSFEJUFEJOUPUIJTCBOLBDDPVOUJODBTFJUJTJOUIFDVSSFOUMJTUPGCBOLTXJUIXIPN.PUJMBM0TXBM.VUVBM'VOEIBT%JSFDU$SFEJUGBDJMJUZ
#BOL/BNF
./-).!4)/.$%4!),3 3FGFS*OTUSVDUJPO
%BUFPG#JSUI (VBSEJBO/BNF 4JHOBUVSF
/BNF JGOPNJOFF "EESFTT (VBSEJBOJODBTF "MMPDBUJPO
JTNJOPS JODBTF/PNJOFFJTB.JOPS /PNJOFFJTB.JOPS
&!4#! #23$ECLARATIONAND3UPPLEMENTARY)NFORMATION
!$ECLARATIONFOR)NDIVIDUAL
/PO*OEJWJEVBMJOWFTUPSTTIPVMENBOEBUPSJMZGJMMTFQBSBUF'"5$"'PSN"WBJMBCMFPO8FCTJUFXXXNPUJMBMPTXBMNGDPN5IFCFMPXJOGPSNBUJPOJTSFRVJSFEGPSBMMBQQMJDBOUTHVBSEJBO
$%#,!2!4)/.#/.3%.4!.$3)'.!452%
(AVINGREADANDUNDERSTOODTHECONTENTSOFTHE3CHEME)NFORMATION$OCUMENTOFTHE3CHEMES )7EHEREBYAPPLYFORTHEUNITSOFTHESCHEMES ANDAGREETOABIDEBYTHETERMS CONDITIONS RULESANDREGULATIONGOVERNING
THESCHEMES )7EHEREBYDECLARETHATTHEAMOUNTINVESTEDINTHESCHEMES ISTHROUGHLEGITIMATE3OURCESONLYANDDOESNOTINVOLVEANDISNOTDESIGNEDFORTHEPURPOSEOFTHECONTRAVENTIONOFANY!CT 2ULES 2EGULATIONS
.OTIFICATIONSOR$IRECTIONSOFTHEPROVISIONSOFTHEINCOMETAX!CT !NTI-ONEY,AUNDERING,AWS !NTI#ORRUPTION,AWSORANYOTHERAPPLICABLELAWSENACTEDBYTHE'OVERNMENTOF)NDIAFROMTIMETOTIME)7EHAVEUNDERSTOOD
THEDETAILSOFTHESCHEMES )7EHAVENOTRECEIVEDNORHAVEBEENINDUCEDBYANYREBATEORGIFTS DIRECTLYORINDIRECTLYINMAKINGTHISINVESTMENT)7ECONFIRMTHATTHEFUNDSINVESTEDINTHE3CHEMES LEGALLYBELONGTO
MEUS)NTHEEVENTh+NOW9OUR#USTOMERvPROCESSISNOTCOMPLETEDBYMEUSTOTHESATISFACTIONOFTHE-UTUAL&UND )WEHEREBYAUTHORIZETHE-UTUAL&UND TOREDEEMTHEFUNDSINVESTEDINTHE3CHEMES IN&AVOUROFTHE
APPLICANT ATTHEAPPLICABLE.!6PREVAILINGONTHEDATEOFSUCHREDEMPTIONANDUNDERTAKESUCHOTHERACTIONWITHSUCHFUNDSTHATMAYBEREQUIREDBYTHELAW
4HE!2.HOLDERHASDISCLOSEDTOMEUSALLTHECOMMISSIONSINTHEFORMOFTRAILCOMMISSIONORANYOTHERMODE PAYABLETOHIMFORTHEDIFFERENTCOMPETING3CHEMEOFVARIOUS-UTUAL&UNDSFROMAMONGSTWHICHTHE3CHEMEIS
BEINGRECOMMENDEDTOMEUS&OR.2)SONLY)7ECONFIRMTHAT)AMWEARE.ON2ESIDENTSOF)NDIANNATIONALITYORIGINANDTHAT)7EHAVEREMITTEDFUNDSFROMABROADTHROUGHAPPROVEDBANKINGCHANNELSORFROMFUNDSIN
MYOUR.ON 2ESIDENT%XTERNAL.ON 2ESIDENT/RDINARY&#.2!CCOUNT)7ECONFIRMTHATTHEDETAILSPROVIDEDBYMEUSARETRUEANDCORRECT)DECLARETHATTHEINFORMATIONISTOTHEBESTOFMY+NOWLEDGE BELIEF ACCURATEAND
COMPLETE)AGREETONOTIFY-/-&!-#IMMEDIATELYINTHEEVENTOFINFORMATIONCHANGES
&!4#!#23#ERTIFICATION
$ECLARATIONFOR)NDIVIDUAL)HEREBYCONFIRMTHATTHEINFORMATIONPROVIDEDHEREINABOVEISTRUE CORRECT ANDCOMPLETETOTHEBESTOFMYKNOWLEDGEANDBELIEFANDTHAT)SHALLBESOLELYLIABLEANDRESPONSIBLEFORTHEINFORMATION
SUBMITTEDABOVE)ALSOCONFIRMTHAT)HAVEREADANDUNDERSTOODTHE&!4#!#234ERMSAND#ONDITIONSBELOWANDHEREBYACCEPTTHESAME)ALSOUNDERTAKETOKEEPYOUINFORMEDINWRITINGABOUTANYCHANGESMODIFICATIONTO
THEABOVEINFORMATIONINFUTUREWITHINDAYSOFTHESAMEBEINGEFFECTIVEANDALSOUNDERTAKETOPROVIDEANYOTHERADDITIONALINFORMATIONASMAYBEREQUIREDANYINTERMEDIARYORBYDOMESTICOROVERSEASREGULATORSTAX
AUTHORITIES
$ECLARATIONFOR.ON )NDIVIDUAL)7EHAVEUNDERSTOODTHEINFORMATIONREQUIREMENTSOFTHIS&ORMREADALONGWITHTHE&!4#!#23)NSTRUCTIONS ANDHEREBYCONlRMTHATTHEINFORMATIONPROVIDEDBYMEUSONTHIS&ORMIS
TRUE CORRECT ANDCOMPLETE)7EALSOCONlRMTHAT)7EHAVEREADANDUNDERSTOODTHE&!4#!#234ERMSAND#ONDITIONSANDHEREBYACCEPTTHESAME
(X) 'JSTU4PMF"QQMJDBOU
(VBSEJBO10" (X) 4FDPOE"QQMJDBOU 5IJSE"QQMJDBOU
%BUF1MBDF
"QQMJDBUJPO/P
/4-$EBIT-ANDATEFORM.!#(%#3$IRECT$EBIT3)0&ORM 'PSN
3934%-!4)#).6%34-%.40,!.$%4!),3
4*1#PPTUFS 2VBSUFSMZ
(SPXUI :FT
.PUJMBM0TXBM@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ 3FHVMBS BNPVOU )BMG:FBSMZ C @@@@@@@@@@
%JWJEFOE1BZPVU C @@@@@@@@@@
/P NJOJNVNC :FBSMZ
%JSFDU %JWJEFOE3FJOWFTUNFOU
3)0&REQUENCYAND$ATE 3)00ERIOD
TU
'PSUOJHIUMZ
UI
TU
UIUI
&ROM . . : : : : 5P . . : : : :
"OOVBM4*1 % % . . : : : :
4*1DIFRVF/P 4*1DIFRVF%BUF % % . . : : : :
$%#,!2!4)/.!.$3)'.!452% 5PCFTJHOFECZ"--6/*5)0-%&34JGNPEFPGIPMEJOHJTkKPJOUl
5IJTJTUPDPOGJSNUIBUUIFEFDMBSBUJPOJOTUSVDUJPOIBTCFFODBSFGVMMZSFBE VOEFSTUPPE*8FIBWFVOEFSTUPPEUIBU*XFBSFBVUIPSJ[FEUPDBODFMBNFOEUIJTNBOEBUFCZBQQSPQSJBUFMZDPNNVOJDBUJOHUIFDBODFMMBUJPOBNFOENFOUSFRVFTUUPUIF6TFS
FOUJUZPSUIFCBOLXIFSF*IBWFBVUIPSJ[FEUIFEFCJUBOEFYQSFTTNZXJMMJOHOFTTBOEBVUIPSJ[FUPNBLFQBZNFOUTUISPVHIQBSUJDJQBUJPOJO/"$)&$4%JSFDU%FCJU4UBOEJOH*OTUSVDUJPOT*8FIFSFCZDPOGJSNBEIFSFODFUPUIFUFSNTPG/"$)&$4
/ JCLE E
%FCJUT %JSFDU%FCJUT4UBOEJOH*OTUSVDUJPOT"VUIPSJ[BUJPOUP#BOL5IJTJTUPJOGPSNUIBU*8FIBWFSFHJTUFSFEGPS&$4/"$) %FCJU$MFBSJOH %JSFDU%FCJU4UBOEJOHJOTUSVDUJPOTGBDJMJUZBOEUIBUNZPVSQBZNFOUUPXBSETNZPVSJOWFTUNFOUJO.PUJMBM
0TXBM.VUVBM'VOETIBMMCFNBEFGSPNNZPVSCBOLBDDPVOUXJUIZPVS#BOL*8FBVUIPSJ[FUIFSFQSFTFOUBUJWFT.PUJMBM0TXBM.VUVBM'VOEDBSSZJOHUIJTNBOEBUFGPSNUPHFUJUWFSJGJFEBOEFYFDVUFE
1MFBTFBUUBDIBDBODFMMFEDIFRVFDIFRVFDPQZ
(X) (X)
5PCFTJHOFECZBMMIPMEFSTJGNPEFPGPQFSBUJPOPG#BOL"DDPVOUJTk+PJOUl
/4-$EBIT-ANDATEFORM.!#(%#3$IRECT$EBIT ;!PPLICABLEFOR,UMPSUM!DDITIONAL0URCHASESASWELLAS3)02EGISTRATIONS=
6.3/ 'PS0GGJDJBM6TF %BUF % % . . : : : :
BOBNPVOUPG3VQFFT
'3&26&/$: .UIMZ 2UMZ ):SMZ :SMZ 9 "TXIFOQSFTFOUFE 'JYFE"NPVOU 9 .BYJNVN"NPVOU
%&#*55:1&
3FGFSFODF 'PMJP/P .PC/P
3FGFSFODF "QQMJDBUJPO/P &NBJM*%
*BHSFFGPSUIFEFCJUPGNBOEBUFQSPDFTTJOHDIBSHFTCZUIFCBOLXIPN*BNBVUIPSJ[JOHUPEFCJUNZBDDPVOUBTQFSMBUFTUTDIFEVMFPGDIBSHFTPGUIFCBOL
0ERIOD
4JHO
(X) 4JHO
(X) 4JHO
'SPN % % . . : : : :