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BRAIN DISORDERS

A Talking Cure
for Psychosis
Cognitive-behavioral therapy helps
to treat symptoms for which drugs are ineffective
By Matthew M. Kurtz

82 | SCIENTIFIC AMERICAN | SPECIAL EDITION | SPRING 2023

© 2023 Scientific American


BRAIN DISORDERS

Schizophrenia is a mental dis­­


order that, at its worst, ravages
the totality of everyday life. It is
hard to imagine what people
with the severest forms of the
ailment experience as anything
but bio­­logically driven, a direct
consequence of aberrant chem­
ical and electrical activity occur­
ring deep within the brain.
As a neuropsychologist, I have
often seen convincing evidence
of schizophrenia’s biological
underpinnings in my dealings
with patients. To illustrate what
I mean, I will describe “Billy”—
a composite profile derived from
various patients I encountered in
my work at the Institute of Living
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BRAIN DISORDERS

in Hartford, Conn. Billy exhibits the detachment from THE PATHOLOGICAL PARENT
reality and emotional agony brought on by a psychot­ F o r m u c h of the 20th century and as recently as 50
ic episode, symptoms experienced by many people years ago, cases such as Billy’s were viewed in many
with schizophrenia. professional quarters as resulting from a disorder of
Think of Billy as a 35-year-old man who lopes from the mind that was rooted in pathological parenting
one corner of a psychiatric hospital to another, gazing styles and influenced by cultural milieus. Sigmund
down at his feet and repeating, “Billy likes model Freud’s inordinate influence on psychiatry, particularly
trains. Billy likes model trains. Billy likes model in the U.S., led professionals in that field to view illness­
trains.” When a clinician on the unit asks Billy about es through a lens of environmental factors centered on
his treatment goals, he replies, “Saturn is going to unresolved family trauma, with talk therapy being the
crash into Mother Earth.” Billy was recently flooded key to relief. But this approach yielded scant success.
with anxiety as he became convinced that the Blob, The first psychological models of schizophrenia
the smothering gelatinous substance from the 1958 declined in favor for a number of reasons, including
science-fiction movie of the same name, was about to stubbornly high psychiatric hospitalization rates and
engulf his neighborhood. persistently poor outcomes, even among patients with
Billy’s severe psychotic episodes point to a brain in access to the most intensive psychological care and
disequilibrium and, correspondingly, to the need for therapy. Charismatic health-care providers developed
drugs and treatments to alter this pathology as a basic treatments based on their own theories and support­
standard of care. Findings from decades of research ed their claims with isolated case studies rather than
and clinical practice support the crucial role of anti­ exacting scientific data. Many psychotherapists of this
psychotic medications, which interfere with the trans­ era resisted randomized, controlled trials. Solid evi­
mission of the brain neurotransmitter dopamine, in dence that the prevailing treatments worked for most
the attenuation of delusions, hallucinations and other patients never materialized.
symptoms that are so apparent in Billy’s case. A watershed event occurred in 1952 with the publi­
Yet key features of schizophrenia, such as reduced cation of a clinical trial of chlorpromazine at St.
spoken communication and inappropriate expression Anne’s Hospital in Paris, heralding the arrival of a new
of emotions, remain entirely untouched by pharmaco­ class of drugs known as antipsychotic medications.
logical interventions. Similarly, these medications These pharmaceuticals moderated irrational, often
make little difference in the social disability that char­ paranoid beliefs and hallucinations for many people
acterizes the disorder: the chronic unemployment, with schizophrenia, stabilizing them in the hospital
social withdrawal and isolation, high suicide rates, and, in many cases, allowing them to reenter the com­
and abbreviated life spans that typically coincide with munity for the first time in years. The psychological
a diagnosis. None of these medications has been approach to treatment became less dominant as ther­
found to help prevent the onset of the disorder in peo­ apists embraced pharmacological therapies targeting
ple at high risk because of family history and mild psy­ the brain.
chological symptoms that are not severe enough to Three additional factors played a pivotal role in
meet criteria for a diagnosis of schizophrenia. reinforcing the view of schizophrenia as a neuroscien­
Research in the psychological sciences and related tific entity. First there was a new focus on psychiatric
disciplines is now broadening understanding of both illnesses as diseases with consistent signs and symp­
the emergence of schizophrenia and its treatment. toms, just like other medical illnesses, which meant
These newer approaches focus on psychosocial stress they could be studied through rigorous biological
and the patients’ own belief systems. Methodologically analysis. This medical model made it much more like­
rigorous, large-scale, population-based studies are delv­ ly that patients with similar patterns of symptoms
ing more deeply into environmental factors linked to would reliably receive the same psychiatric diagnosis.
disease onset. Other research has shown that talk- The second factor was the emergence of highly
based psychotherapy may be able to constrain the aber­ detailed imaging technologies that researchers used
rant beliefs associated with schizophrenia. to look first at the brain’s structure and later at the
Medical professionals are starting to pair therapy function of its various regions. By the early 2000s it
with methods to strengthen thinking skills. For the was becoming clear that people with schizophrenia
past 20 years my laboratory has studied ways to mea­ had reductions in brain activity and tissue volume
sure and improve concentration, memory and prob­ across a broad range of neural systems, particularly in
lem-solving. The results of these studies show that the frontal and side (temporal) brain lobes. Research­
impairment in these thinking skills, even beyond oth­ ers replicated these findings and discerned these
er, more visible symptoms, often stands in the way of changes even in patients experiencing their first epi­
functional improvement for people with schizophre­ sode of schizophrenia, before they had received any
nia and related illnesses. Such work has led to a much antipsychotic therapy.
more nuanced view of the disorder that highlights Third, the mapping of the human genome in the
psychological factors and complements the biological early 2000s and the development of cheaper technolo­
models that have dominated the field. gy for identifying genetic variants raised the possibili­

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ty of determining which genes put people at the great­ er in some minority immigrant communities com­
est risk for schizophrenia. Studies have identified pared with those of the native-born populations in
more than 100 locations on DNA that confer increased their adopted countries. The United Kingdom Aetiol­
susceptibility to the disorder. If researchers could use ogy and Ethnicity Study in Schizophrenia and Other
this genetic analysis to identify aberrant protein syn­ Psychoses (AESOP) followed patients who sought
thesis, new drugs could be formulated to interfere clinical treatment starting with their first episode of
with this process.  psychosis. The investigators used census data to ob­­
tain estimates of incidence rates, and diagnoses were
A NEW ERA OF PSYCHOLOGY based on chart notes and a standardized interview
S c i e n t i s t s h av e m a d e undeniable advancements and were analyzed by psychiatrists who never learned
in the neurological and genetic understanding of the patients’ ethnicity.
schizophrenia. But over the past 20 years a growing AESOP confirmed previous findings that African-
body of work has suggested yet another revised view Caribbean and Black African people living in the U.K.
of the disorder. Much of this research comes from aca­ were diagnosed with schizophrenia at a rate as much
demic precincts neighboring neuroscience—not just as five to 10 times higher than that of white Britons. A
psychology but epidemiology and anthropology. This

Rigorous scientific studies


fresh perspective goes beyond the physiology of schiz­
o­phrenia to encompass personal belief systems, social

have brought a renewed


interactions and the destructiveness of psychological
stress. It also emphasizes the importance of the envi­
ronment in which a patient lives in explaining the ori­
gins of symptoms, not just for schizophrenia but for
related psychoses, such as bipolar disorder with ac­­
focus on schizophrenia’s
comp­an­y­ing psychotic symptoms.
The field’s return to a psychological emphasis is a
psychological roots.
product, in part, of neuroscience’s failure to deliver
clear answers about schizophrenia despite its promise study of the incidence of psychosis in a broader range
for identifying the neural underpinnings of psychiat­ of immigrant groups—from the Middle East, North
ric conditions. Hundreds of informative structural Africa, China, Vietnam and Japan—showed that their
and functional neuroimaging studies have identified likelihood of developing psychosis was almost three
locations in the brains of affected people where there times greater than that of white Britons. (People from
is diminished tissue volume or aberrant activity. But these regions were combined into one study group
huge genome-wide association studies—which recruit because the size of each ethnic group alone was too
thousands of patients to pinpoint genetic variants small to be statistically meaningful.) Some aspect of
that may place people at higher risk for schizophre­ the immigrant experience or a person’s minority sta­
nia—have failed to define the causes of the illness. So tus, or a combination of these two factors, appeared to
far none of these findings has led to the development be contributing to elevated rates of schizophrenia.
of drug treatments that meaningfully alter the course More important, these rates were typically much high­
of the disorder. er than those in the migrants’ countries of origin.
Evidence from recent studies has helped bolster The authors found that psychological and social
renewed interest in the psychological underpinnings stresses correlated with the in­­creased incidence of
of schizophrenia. These are rigorous, well-designed, schizophrenia in minority ethnic groups. Separation
large scientific studies in which researchers carefully from a parent during childhood was associated with
quantified patients’ experiences, using measures that rates of diagnosis two to three times higher than
are consistent over time and that have been validated among people whose families had remained intact. A
with other forms of evidence. New psychological ther­ variety of other markers of social disadvantage, in­­
apies undergo testing to minimize biases that might cluding unemployment, living alone, being single, a
affect whether a treatment is judged effective. Mark­ lack of formal education and limited social networks,
ers of patients’ improvement in these studies are stan­ all increased the likelihood of schizophrenia onset in
dardized and made objective, and study participants various ethnic groups. White Britons showed similar
and their evaluators often do not know whether par­ links between psychosocial stressors and the likelihood
ticipants are in a treatment or a control group. This of schizophrenia, but immigrant minority groups expe­
type of study design helps to ensure that participants rienced those stressors more frequently.
don’t appear to improve simply because they or their Social discrimination may also increase a person’s
evaluators believe they should be getting better. chances of developing schizophrenia. A study from
Such studies have produced a consensus that ad­­ the Netherlands looked at all non-Western immi­
verse experiences and environments contribute in grants seeking services for a first episode of psychosis
important ways to the development of schizophrenia. in The Hague between 2000 and 2005. The research­
For example, rates of psychosis are dramatically high­ ers studied minority groups from Morocco, the Antil­

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les, Suriname and Turkey, among other regions, and one hears may be influenced by cultural expectations.
interviewed members of these groups about the per­ Those in subcultures that have encountered the vio­
ceived levels of discrimination they encountered. lence of war or other social upheaval may experience
Moroccans, the ethnic group that experienced the loud or disruptive hallucinations, whereas those with
most discrimination, showed the highest incidence of dense family ties may have more benign symptoms.
psychosis, whereas ethnic groups reporting less bias Luhrmann’s research team conducted structured
(Turks, Surinamese, and others) had lower rates. interviews of people diagnosed with schizophrenia,
The European Network of National Schizophrenia most of them ill for years, from the U.S., Ghana and
Networks Studying Gene-Environment Interactions India. The researchers asked people how many voices
(EU-GEI) took a detailed look at the contribution of they heard, how often they heard them, what their
immigration in the emergence of psychosis. Using a opinion of these voices was and what they believed
data set of more than 200 migrants and 200 control was the source. In general, the results support the idea
participants matched for a variety of variables, includ­ that schizophrenia is a biologically based condition
that manifests similarly across cultures. Participants

Social disadvantages in all three countries heard “good” and “bad” voices.
Some reported having back-and-forth conversations

and adversity in the migrant


with the voices they heard, and others thought the
voices came from God. At every site, at least some par­

experience doubled
ticipants disliked their voices and viewed them as an
intrusion on their daily mental life.
Many of the symptoms were similar across groups,
the chances of but the interpretation and consequent emotional tone
of these hallucinatory experiences diverged substan­
developing psychosis. tially across cultures. Participants in the U.S. were
much more likely to use an unadorned clinical diag­
nostic label—“I am a schizophrenic”—to describe their
ing family history of psychosis, the authors defined lives. They tended to report violent imagery associat­
indicators of social disadvantage for each phase of ed with their voices more frequently than participants
immigration. In the premigration phase, indicators from India or Ghana.
consisted of parental social class, type of employment In the other two countries, people were more likely
and whether the participant lived with their family of to maintain close relationships with their voices and
origin. In the active migration process, indicators con­ less apt to describe them as the expression of a mind
sisted of age, whether the person was detained at any violated by auditory hallucinations. In Ghana, study
point during immigration and whether they had any participants insisted that voices spoken by an invisible
plans to return to their country of origin. For the post­ person were controlled by God and that at times evil
migratory phase, the measures included employment voices were entirely absent. Rarely did people there
during the previous five years, long-term relationships describe voices as an intrusion on their everyday men­
and family structure. tal life. Participants from India often experienced their
The study found that among first-generation voices as those of family members. They said the voices
migrants, social disadvantages and adversities during conveyed a mix of agreeable and unpleasant utterances
the premigration and postmigration phases doubled a but did not have stressful or harsh overtones.
person’s chances of developing psychosis even when
other risk factors such as cannabis use and age were COGNITIVE-BEHAVIORAL THERAPY
statistically controlled for. Mismatches between the If c u lt u ra l at t i t u d e s exert such a profound ef­­
expectations people held before leaving their native fect on the experience of symptoms, that insight holds
countries and their actual postmigration achieve­ promise for psychotherapies. It raises the possibility
ments were also associated with an increased likeli­ that talking to people with schizophrenia and offering
hood of psychosis. The risk of illness increased with them strategies for changing the way they think about
the number of cumulative adversities. These findings their symptoms can reduce the distress those symp­
all suggest that providing psychological support to toms cause.
immigrants might alter the onset of schizophrenia in An important question is whether altering beliefs
those who are facing high levels of social adversity. around symptoms can improve people’s ability to
function in society. A growing body of scientific litera­
HEARING VOICES ture suggests such a goal is achievable. A form of cog­
P e o p l e f r o m d i ff e r e n t cultures experience psy­ nitive-behavioral therapy (CBT) has been developed
chosis in distinct ways. Psychological anthropologist specifically to treat psychosis. It focuses on detrimen­
T. M. Luhrmann and her collaborators have shown tal thinking—intrusive thoughts that crop up such as
that the emotional tone of auditory hallucinations “Why even try? I always fail.”
may vary widely across cultures, suggesting that what The aim of CBT is to help people deal with their

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BRAIN DISORDERS

emotional and behavioral responses to psychological ill patients. People with a high intensity of negative
experiences that cause distress. Atypical or dispropor­ symptoms also typically have the most elevated levels
tionate responses, which are often among the most of cognitive distortions and biases. To date, there is no
debilitating of schizophrenia’s symptoms, can make it pharmaceutical treatment for negative symptoms.
difficult to carry out daily tasks. Patients undergoing In the study, participants were randomly assigned
CBT are taught to think about their symptoms in a to either a control group, in which patients were given
new way. They might tell themselves, “The voices in standard treatment, including prescribed drugs, or a
my head don’t have to make me anxious; it is the way test group, in which they received CBT in addition to
I think about them that makes me anxious.” the standard therapy. The CBT was intended to help
People with schizophrenia commonly believe their clients establish long-term goals (seeking independent
voices are all-knowing, all-powerful and uncontrolla­ housing, relationships or a job) as well as intermedi­
ble. CBT can generate alternative explanations for these ate- and short-term goals (calling a friend that day).
auditory hallucinations. It can begin a process of inter­ Therapy can quiet the train of negative thoughts—
rogating and weakening unhelpful beliefs. A clinician beliefs such as “taking even a small risk is foolish
might suggest that a voice a client hears could be that because the loss is likely to be a disaster” and “making
of a family member as opposed to a deity or the devil. new friends is not worth the energy it takes.” Partici­
The doctor might frame this for the patient in a simple pants in the CBT group also took part in exercises,
question and statement: “Are we certain that the voice games, role-playing and community outings designed
you hear is not your father? Many of the statements the to instill belief in their own abilities. The benefits of
voice makes seem to be similar to ones you have attrib­ this therapy persisted for months after treatment end­
uted to your father in the past.” Such reconsideration of ed. Clients assigned to CBT had meaningful improve­
a voice’s meaning can lead to a significant decrease in ments in functioning—better motivation and reduced
the distress associated with the hallucination. delusions and hallucinations—compared with pa­­tients
Other strategies include behavioral tasks to show who received only standard treatment.
that voices are not in fact uncontrollable. A therapist From what researchers have learned in recent
might lead a client in an activity—walking outside or years, adverse experiences increase the likelihood that
listening to music on headphones—to help the person someone will develop schizophrenia. In addition, the
quiet the constant chatter, gain mastery over their cultural context in which people experience symp­
symptoms, and disrupt their beliefs about the voices toms may affect their ability to come to terms with
being an inevitable, eternal intrusive presence. The those symptoms. All these findings support the argu­
client also might try simply ignoring the stream of ment that key aspects of schizophrenia are rooted in
commands issued by their inner voices. This can the psychology of stress and trauma and in attitudes
undermine their belief that the commands from hal­ and biases that are shaped by the persistent lingering
lucinations must be followed or terrible consequences of a patient’s mental anguish. Treatments designed to
will ensue. When the client discovers that ignoring address negative biases and societal discrimination
voices does not produce some feared catastrophe, the and stigma can improve symptoms and functioning in
realization supports the counterargument that their people with schizophrenia, which further highlights
voices are not all-powerful. the key role that psychology is starting to play in un­­
Research provides evidence that this suite of inter­ derstanding and treating the disorder.
ventions may be effective even for people with the None of these findings throws into question the
most severe symptoms. In one of the most remarkable changes in brain structure that accompany schizo­
demonstrations of the benefits of therapy for psycho­ phrenia or the genes currently implicated in the disor­
sis to date, CBT pioneer Aaron Beck, in some of the most der. What they suggest is that if methods of preven­
influential work he conducted before his death in tion and treatment for schizophrenia are to progress,
2021 at the age of 100, worked with Paul Grant and increased public health focus on mitigation of damag­
their colleagues at the University of Pennsylvania to ing social experiences, along with therapies focused
evaluate the impact of a modified approach to CBT on psychological beliefs and attitudes, is critical.
that addresses the needs of low-functioning people Psychological therapies need to be prioritized by
with schizophrenia. Their study was published in 2012 both practitioners and federal funding agencies and
in Archives of General Psychiatry. placed on more equal footing with gene and brain-
The patients they worked with had moderate to imaging studies. Psychoactive medications will take a
high levels of what are labeled negative symptoms of person with schizophrenia only so far in adapting to
schizophrenia: low motivation, diminished pleasure the personal struggles their condition brings. That is
in life, near absence of spoken language, and reduced why an interaction with a therapist able to question
emotional expressiveness to the point that they main­ their ideas and basic beliefs is also essential to make
tained a “wooden” expression during social interac­ peace with the din of voices in their head.
tions. Among the most disabling, these symptoms are
also the hardest to treat with medication and are dis­ Matthew M. Kurtz has professorships in psychology and in neuroscience and
proportionately represented in the most persistently behavior at Wesleyan University.

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